UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number - 811-06241
Loomis Sayles Funds II
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(Exact name of registrant as specified in charter)
399 Boylston Street
Boston, MA, 02116
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(Address of principal executive offices) (Zip code)
HTML1DocumentEncodingutf-8700477789
John E. Pelletier, Esq.
CDC IXIS Asset Management Distributors,L.P.
399 Boylston Street
Boston, MA, 02116
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(Name and address of agent for service)
Registrant's telephone number, including area code: 617-449-2801
Date of fiscal year end: September 30
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Loomis Sayles Aggressive Growth Fund 0000872649
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ADVANCE AUTO PARTS, INC. Agenda: 932141613
CUSIP: 00751Y106 Meeting Type: Annual
Ticker: AAP Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE P. CASTELLANI Mgmt Withheld Against
JOHN C. BROUILLARD Mgmt For For
GILBERT T. RAY Mgmt Withheld Against
JOHN M. ROTH Mgmt Withheld Against
CARLOS A. SALADRIGAS Mgmt Withheld Against
WILLIAM L. SALTER Mgmt For For
FRANCESCA SPINELLI Mgmt For For
NICHOLAS F. TAUBMAN Mgmt Withheld Against
02 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF OUR COMMON STOCK TO 200
MILLION SHARES.
03 APPROVAL OF THE 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT BY Mgmt Against Against
OUR AUDIT COMMITTEE OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2004.
- -------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda: 932145786
CUSIP: 00971T101 Meeting Type: Annual
Ticker: AKAM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD GRAHAM Mgmt For For
F. THOMSON LEIGHTON Mgmt For For
NAOMI SELIGMAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
SECOND AMENDED AND RESTATED 1998
STOCK INCENTIVE PLAN.
03 APPROVAL OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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AMAZON.COM, INC. Agenda: 932125897
CUSIP: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY P. BEZOS Mgmt For For
TOM A. ALBERG Mgmt For For
L. JOHN DOERR Mgmt Withheld Against
WILLIAM B. GORDON Mgmt For For
MYRTLE S. POTTER Mgmt For For
THOMAS O. RYDER Mgmt For For
PATRICIA Q. STONESIFER Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHAREHOLDER PROPOSAL PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARE PROGRAM
FOR EXECUTIVES
- -------------------------------------------------------------------------------------------------------
AMERITRADE HOLDING CORPORATION Agenda: 932076854
CUSIP: 03074K100 Meeting Type: Annual
Ticker: AMTD Meeting Date: 2/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. PETER RICKETTS Mgmt Withheld Against
C. KEVIN LANDRY Mgmt For For
MARK L. MITCHELL Mgmt For For
02 AUDITORS. RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING SEPTEMBER 24,
03 TO VOTE, IN ITS DISCRETION, UPON ANY Mgmt Against Against
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
POSTPONEMENT OR ADJOURNMENT THEREOF.
MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS WHICH SHOULD COME BEFORE THE
ANNUAL MEETING.
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AMYLIN PHARMACEUTICALS, INC. Agenda: 932128463
CUSIP: 032346108 Meeting Type: Annual
Ticker: AMLN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 VAUGHN D. BRYSON Mgmt For For
01 JOSEPH C. COOK, JR. Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
TERRANCE H. GREGG Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
THOMAS R. TESTMAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE IN THE Mgmt Against Against
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S 2001 EMPLOYEE STOCK
PURCHASE PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
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ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932080803
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 1/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE A SPECIAL RESOLUTION Mgmt
AUTHORIZING THE COMPANY TO SUBDIVIDE
EACH COMMON SHARE OF THE COMPANY ON A
TWO (2) FOR ONE (1) BASIS.
02 TO APPROVE THE ADOPTION OF THE 2004 Mgmt
STOCK OPTION PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt
MAY PROPERLY COME BEFORE THE MEETING.
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ASK JEEVES, INC. Agenda: 932124287
CUSIP: 045174109 Meeting Type: Annual
Ticker: ASKJ Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. GEORGE (SKIP) BATTLE Mgmt For For
STEVEN BERKOWITZ Mgmt For For
GARRETT GRUENER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
ASK JEEVES FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
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AUTODESK, INC. Agenda: 932178367
CUSIP: 052769106 Meeting Type: Annual
Ticker: ADSK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
MARK A. BERTELSEN Mgmt Withheld Against
CRAWFORD W. BEVERIDGE Mgmt For For
J. HALLAM DAWSON Mgmt For For
MICHAEL J. FISTER Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
STEVEN SCHEID Mgmt For For
MARY ALICE TAYLOR Mgmt For For
LARRY W. WANGBERG Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF AUTODESK, INC. FOR THE
FISCAL YEAR ENDING JANUARY 31, 2005.
03 TO CONSIDER A STOCKHOLDER PROPOSAL IF Shr Against For
PROPERLY PRESENTED AT THE MEETING.
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BEA SYSTEMS, INC. Agenda: 932008990
CUSIP: 073325102 Meeting Type: Annual
Ticker: BEAS Meeting Date: 7/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM T. COLEMAN III Mgmt For For
L. DALE CRANDALL Mgmt For For
WILLIAM H. JANEWAY Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
ADOPTION OF THE BEA SYSTEMS, INC.
2004 SENIOR EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2004.
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BROADCOM CORPORATION Agenda: 932119399
CUSIP: 111320107 Meeting Type: Annual
Ticker: BRCM Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 GEORGE L. FARINSKY Mgmt Withheld Against
01 JOHN MAJOR Mgmt Withheld Against
ALAN E. ROSS Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt Withheld Against
WERNER F. WOLFEN Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE COMPANY S 1998
STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
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BUSINESS OBJECTS S.A. Agenda: 932064772
CUSIP: 12328X107 Meeting Type: Special
Ticker: BOBJ Meeting Date: 12/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 THE ACQUISITION OF CRYSTAL DECISIONS, Mgmt
INC., BY BUSINESS OBJECTS S.A., AND
THE OTHER TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER
02 APPROVAL OF THE METHOD FOR THE Mgmt
CALCULATION OF THE CONSIDERATION FOR
THE IN-KIND CONTRIBUTIONS
03 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt
DIRECTORS TO ISSUE WARRANT WARRANTS
TO SUBSCRIBE TO A MAXIMUM NUMBER OF
15,000 SHARES
04 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt
DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUANCE OF A MAXIMUM
NUMBER OF 250,000 SHARES
05 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt
DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUANCE OF A MAXIMUM
NUMBER OF 50,000 SHARES
06 AUTHORIZATION GRANTED TO THE BOARD TO Mgmt
ISSUE SECURITIES GIVING ACCESS TO
SHARE CAPITAL WITH PREFERENTIAL
SUBSCRIPTION RIGHT
07 AUTHORIZATION GRANTED TO THE BOARD TO Mgmt
ISSUE SECURITIES GIVING ACCESS TO
SHARE CAPITAL WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT
08 APPROVAL OF THE MODIFICATION FOR Mgmt
DETERMINATION OF THE MAXIMUM ANNUAL
INCREASE IN THE SHARES OF BUSINESS
OBJECTS
09 APPOINTMENT OF MR. DAVID J. ROUX AS A Mgmt
DIRECTOR, SUBJECT TO CONDITION
PRECEDENT
10 INCREASE OF THE AGGREGATE AMOUNT OF Mgmt
AUTHORIZED DIRECTORS FEES, SUBJECT
TO CONDITION PRECEDENT
11 GRANT OF FULL POWERS OF ATTORNEY TO Mgmt
CARRY OUT REGISTRATIONS AND
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CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt Withheld Against
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt Withheld Against
JEAN-PIERRE MILLON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda: 932172202
CUSIP: 151020104 Meeting Type: Annual
Ticker: CELG Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. JACKSON Mgmt For For
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt Withheld Against
JACK L. BOWMAN Mgmt Withheld Against
FRANK T. CARY Mgmt Withheld Against
MICHAEL D. CASEY Mgmt Withheld Against
A. HULL HAYES, JR, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
RICHARD C.E. MORGAN Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES
OF STOCK THAT WE ARE AUTHORIZED TO
ISSUE TO 280,000,000
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
COACH, INC. Agenda: 932052993
CUSIP: 189754104 Meeting Type: Annual
Ticker: COH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH ELLIS Mgmt For For
LEW FRANKFORT Mgmt For For
SALLY FRAME KASAKS Mgmt For For
GARY LOVEMAN Mgmt For For
IRENE MILLER Mgmt For For
KEITH MONDA Mgmt For For
MICHAEL MURPHY Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda: 932155193
CUSIP: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAKSHMI NARAYANAN Mgmt For For
JOHN E. KLEIN Mgmt For For
02 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO (I) INCREASE THE
NUMBER OF AUTHORIZED SHARES OF OUR
CLASS A COMMON STOCK FROM 100,000,000
SHARES TO 325,000,000 SHARES AND (II)
ELIMINATE THE AUTHORIZATION OF OUR
CLASS B COMMON STOCK.
03 TO AMEND OUR 1999 INCENTIVE Mgmt Against Against
COMPENSATION PLAN, AS AMENDED, AS
MORE FULLY DESCRIBED IN THE PROXY
04 TO ADOPT OUR 2004 EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
COGNOS INCORPORATED Agenda: 932191517
CUSIP: 19244C109 Meeting Type: Special
Ticker: COGN Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT G. ASHE Mgmt For For
JOHN E. CALDWELL Mgmt For For
PAUL D. DAMP Mgmt For For
01 PIERRE Y. DUCROS Mgmt For For
ROBERT W. KORTHALS Mgmt For For
JOHN J. RANDO Mgmt For For
BILL V. RUSSELL Mgmt For For
JAMES M. TORY Mgmt For For
RENATO ZAMBONINI Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF RESOLUTION A RESERVING Mgmt For For
ADDITIONAL COMMON SHARES TO THE 2003-
2008 COGNOS INCORPORATED STOCK OPTION
PLAN
04 APPROVAL OF RESOLUTION B REGARDING AN Mgmt For For
AMENDMENT TO THE CORPORATION S
ARTICLES OF INCORPORATION
- -------------------------------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC. Agenda: 932056523
CUSIP: 218868107 Meeting Type: Annual
Ticker: COCO Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
02 APPROVAL OF THE PROPOSED AMENDMENT Mgmt For For
AND RESTATEMENT OF THE COMPANY S
CERTIFICATE OF INCORPORATION.
03 APPROVAL OF THE COMPANY S 2003 Mgmt For For
PERFORMANCE AWARD PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 30,
- -------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda: 932110062
CUSIP: 232806109 Meeting Type: Annual
Ticker: CY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T.J. RODGERS Mgmt For For
FRED B. BIALEK Mgmt For For
ERIC A. BENHAMOU Mgmt For For
JOHN C. LEWIS Mgmt For For
ALAN F. SHUGART Mgmt For For
JAMES R. LONG Mgmt For For
W. STEVE ALBRECHT Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
THE 1994 STOCK PLAN (AS AMENDED AND
RESTATED).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
EON LABS, INC. Agenda: 932164180
CUSIP: 29412E100 Meeting Type: Annual
Ticker: ELAB Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS STRUNGMANN, PH.D Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION THAT WOULD INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 70,000,000 SHARES TO
100,000,000 SHARES.
03 TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
04 TO VOTE, AS THE PROXY HOLDERS IN Mgmt Against Against
THEIR DISCRETION MAY DETERMINE, UPON
SUCH OTHER BUSINESS AS MAY BE
PROPERLY BROUGHT BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
ERESEARCH TECHNOLOGY, INC. Agenda: 932117890
CUSIP: 29481V108 Meeting Type: Annual
Ticker: ERES Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SHELDON M. BONOVITZ Mgmt Withheld Against
G.A. FAICH, MD, MPH Mgmt For For
ELAM M. HITCHNER Mgmt For For
02 AMENDMENT TO RESTATED CERTIFICATE OF Mgmt Against Against
INCORPORATION
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda: 932122497
CUSIP: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. ALLISON Mgmt Withheld Against
01 MR. CLIFFORD Mgmt Withheld Against
MR. MOFFETT Mgmt Withheld Against
MR. RANKIN Mgmt Withheld Against
MR. WHARTON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 Mgmt Against Against
DIRECTOR COMPENSATION PLAN.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
FINANCIAL SUPPORT OF INDONESIAN
GOVERNMENT SECURITY PERSONNEL
- -------------------------------------------------------------------------------------------------------
GETTY IMAGES, INC. Agenda: 932125924
CUSIP: 374276103 Meeting Type: Annual
Ticker: GYI Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES N. BAILEY Mgmt For For
ANDREW S. GARB Mgmt For For
DAVID LANDAU Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932156549
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW G. BODNAR Mgmt Withheld Against
WILLIAM W. CROUSE Mgmt For For
VINCENT T. DEVITA, JR. Mgmt Withheld Against
JOHN A. FAZIO Mgmt For For
JOSEPH L. FISCHER Mgmt For For
DAVID M. KIES Mgmt Withheld Against
DANIEL S. LYNCH Mgmt For For
WILLIAM R. MILLER Mgmt Withheld Against
DAVID SIDRANSKY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION Agenda: 932115858
CUSIP: 46185R100 Meeting Type: Annual
Ticker: IVGN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAYMOND V. DITTAMORE Mgmt For For
BRADLEY G. LORIMIER Mgmt For For
DAVID U'PRICHARD, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2004
03 ADOPTION OF THE COMPANY S 2004 EQUITY Mgmt Against Against
INCENTIVE PLAN
04 AMENDMENT OF THE COMPANY S 1998 Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932136117
CUSIP: 48203R104 Meeting Type: Annual
Ticker: JNPR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PRADEEP SINDHU Mgmt Withheld Against
ROBERT M. CALDERONI Mgmt Withheld Against
KENNETH LEVY Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932106037
CUSIP: 48203R104 Meeting Type: Special
Ticker: JNPR Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF 1.404 Mgmt For For
SHARES OF JUNIPER NETWORKS COMMON
STOCK FOR EACH OUTSTANDING SHARE OF
NETSCREEN COMMON STOCK AND EACH
OUTSTANDING STOCK OPTION TO PURCHASE
NETSCREEN COMMON STOCK AS OF THE
EFFECTIVE DATE OF THE MERGER IN
CONNECTION WITH AND PURSUANT TO THE
TERMS OF THE AGREEMENT AND PLAN OF
REORGANIZATION, DATED AS OF FEBRUARY
9, 2004.
- -------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda: 932048475
CUSIP: 482480100 Meeting Type: Annual
Ticker: KLAC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. RAYMOND BINGHAM Mgmt For For
ROBERT T. BOND Mgmt For For
RICHARD J. ELKUS, JR. Mgmt For For
MICHAEL E. MARKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
MGI PHARMA, INC. Agenda: 932115163
CUSIP: 552880106 Meeting Type: Annual
Ticker: MOGN Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW J. FERRARA Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
EDWARD W. MEHRER Mgmt For For
HUGH E. MILLER Mgmt For For
LEON O. MOULDER, JR. Mgmt For For
LEE J. SCHROEDER Mgmt For For
DAVID B. SHARROCK Mgmt Withheld Against
WANETA C. TUTTLE, PH.D. Mgmt For For
ARTHUR L. WEAVER, M.D. Mgmt For For
02 TO AMEND THE 1997 STOCK INCENTIVE Mgmt Against Against
PLAN TO EXTEND THE TERM OF THIS PLAN
THROUGH MAY 31, 2008 AND TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN BY
2,055,000 SHARES.
03 TO AMEND THE AMENDED AND RESTATED Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES WHICH
MAY BE PURCHASED UNDER THE PLAN BY
500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MCDATA CORPORATION Agenda: 932023764
CUSIP: 580031201 Meeting Type: Annual
Ticker: MCDTA Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN F. MCDONNELL Mgmt For For
CHARLES C. JOHNSTON Mgmt For For
LAURENCE G. WALKER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF MCDATA
CORPORATION FOR THE FISCAL YEAR
ENDING JANUARY 31, 2004.
03 TO APPROVE AMENDMENTS TO THE 2001 Mgmt For For
MCDATA EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION Agenda: 932065356
CUSIP: 589405109 Meeting Type: Special
Ticker: MERQ Meeting Date: 12/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RATIFY AND APPROVE THE AMENDMENT TO Mgmt Against Against
THE AMENDED AND RESTATED 1999 STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE BY AN
ADDITIONAL 3,000,000 SHARES.
02 RATIFY AND APPROVE THE AMENDMENT TO Mgmt For For
THE 1998 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE BY AN
ADDITIONAL 5,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC. Agenda: 932107255
CUSIP: 599902103 Meeting Type: Annual
Ticker: MLNM Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES J. HOMCY, M.D. Mgmt Withheld Against
RAJU S KUCHERLAPATI PHD Mgmt Withheld Against
ERIC S. LANDER, PH.D. Mgmt Withheld Against
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda: 932172593
CUSIP: 611742107 Meeting Type: Annual
Ticker: MNST Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW J. MCKELVEY Mgmt Withheld Against
GEORGE R. EISELE Mgmt For For
JOHN GAULDING Mgmt Withheld Against
RONALD J. KRAMER Mgmt Withheld Against
MICHAEL KAUFMAN Mgmt Withheld Against
JOHN SWANN Mgmt Withheld Against
DAVID A. STEIN Mgmt Withheld Against
02 RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS UNDER THE
MONSTER WORLDWIDE, INC. 1999 LONG
TERM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda: 932109817
CUSIP: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TIMOTHY HALEY Mgmt For For
MICHAEL RAMSAY Mgmt For For
MICHAEL SCHUH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF CAPITAL STOCK THE
COMPANY IS AUTHORIZED TO ISSUE FROM
90,000,000 (80,000,000 SHARES OF
COMMON STOCK AND 10,000,000 SHARES OF
PREFERRED STOCK), PAR VALUE $0.001
TO 170,000,000 (160,000,000 SHARES OF
COMMON STOCK AND 10,000,000 SHARES
OF PREFERRED STOCK), PAR VALUE
- -------------------------------------------------------------------------------------------------------
NETWORK APPLIANCE, INC. Agenda: 932026912
CUSIP: 64120L104 Meeting Type: Annual
Ticker: NTAP Meeting Date: 9/2/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL J. WARMENHOVEN Mgmt For For
01 DONALD T. VALENTINE Mgmt For For
SANJIV AHUJA Mgmt For For
CAROL A. BARTZ Mgmt For For
MICHAEL R. HALLMAN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
SACHIO SEMMOTO Mgmt For For
ROBERT T. WALL Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against
1999 STOCK OPTION PLAN TO CREATE A
STOCK ISSUANCE PROGRAM.
03 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE SHARE RESERVE UNDER THE
PURCHASE PLAN BY AN ADDITIONAL
1,000,000 SHARES OF COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING APRIL 30, 2004.
05 TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF
- -------------------------------------------------------------------------------------------------------
NEXTEL PARTNERS, INC. Agenda: 932143794
CUSIP: 65333F107 Meeting Type: Annual
Ticker: NXTP Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADAM ARON Mgmt Withheld Against
JOHN CHAPPLE Mgmt Withheld Against
STEVEN B. DODGE Mgmt Withheld Against
TIMOTHY DONAHUE Mgmt Withheld Against
CAROLINE H. RAPKING Mgmt Withheld Against
JAMES N. PERRY, JR. Mgmt Withheld Against
DENNIS M. WEIBLING Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF
CLASS A COMMON STOCK RESERVED UNDER
THE PLAN BY 6,000,000 FROM 28,545,354
TO 34,545,354.
04 TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
AGGREGATE NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S CAPITAL STOCK FROM
713,110,000 TO 1,213,110,000,
INCLUDING AN INCREASE IN THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
AND AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES OF CLASS B
05 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO GRANT THE BOARD OF
DIRECTORS THE AUTHORITY TO ADOPT,
AMEND OR REPEAL THE COMPANY S BYLAWS
WITHOUT STOCKHOLDER APPROVAL.
- -------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda: 932044718
CUSIP: 682128103 Meeting Type: Annual
Ticker: OVTI Meeting Date: 10/1/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH JENG* Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING APRIL 30,
03 AMENDMENT AND RESTATEMENT OF THE 2000 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 500,000 SHARES.
04 RATIFICATION OF THE OPTION GRANT Mgmt For For
LIMITATIONS CONTAINED IN THE 2000
STOCK PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
- -------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda: 932167338
CUSIP: 683399109 Meeting Type: Annual
Ticker: ONXX Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICOLE VITULLO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 EQUITY INCENTIVE PLAN
TO INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 600,000
SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 NON-EMPLOYEE DIRECTORS
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
SUBJECT TO THE ANNUAL OPTION GRANT TO
EACH NON-EMPLOYEE DIRECTOR UNDER THE
PLAN TO 10,000 SHARES FROM 5,000
04 TO RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda: 932153733
CUSIP: 73172K104 Meeting Type: Annual
Ticker: PLCM Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BETSY S. ATKINS Mgmt For For
JOHN SEELY BROWN Mgmt For For
ROBERT C. HAGERTY Mgmt For For
JOHN A. KELLEY Mgmt For For
MICHAEL R. KOUREY Mgmt Withheld Against
STANLEY J. MERESMAN Mgmt For For
WILLIAM A. OWENS Mgmt For For
DURK I. JAGER Mgmt For For
THOMAS G. STEMBERG Mgmt For For
02 TO APPROVE THE 2004 EQUITY INCENTIVE Mgmt Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
QLT INC. Agenda: 932151258
CUSIP: 746927102 Meeting Type: Annual
Ticker: QLTI Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE ENSUING YEAR AND TO AUTHORISE
THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE
02 TO FIX THE NUMBER OF DIRECTORS FOR Mgmt For For
THE ENSUING YEAR AT EIGHT (8).
03 SCOTT, E. DUFF Mgmt For For
03 HASTINGS, PAUL J. Mgmt For For
LEVY, JULIA G. Mgmt For For
CLARKE, C. BOYD Mgmt For For
CROSSGROVE, PETER A. Mgmt For For
HENRIKSEN, RONALD D. Mgmt For For
MENDELSON, ALAN C. Mgmt For For
WOOD, L. JACK Mgmt For For
- -------------------------------------------------------------------------------------------------------
QLOGIC CORPORATION Agenda: 932029196
CUSIP: 747277101 Meeting Type: Annual
Ticker: QLGC Meeting Date: 8/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H.K. DESAI Mgmt For For
LARRY R. CARTER Mgmt For For
JAMES R. FIEBIGER Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
CAROL L. MILTNER Mgmt For For
GEORGE D. WELLS Mgmt For For
02 AMENDMENT TO THE QLOGIC CORPORATION Mgmt For For
STOCK AWARDS PLAN TO EXTEND THE
EXPIRATION DATE OF THE AWARDS PLAN TO
JULY 31, 2006.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda: 932132830
CUSIP: 790849103 Meeting Type: Annual
Ticker: STJ Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. ROCCA Mgmt For For
DAVID A. THOMPSON Mgmt For For
STEFAN K. WIDENSOHLER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt Against Against
MANAGEMENT INCENTIVE COMPENSATION
04 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
AUTHORIZED SHARES OF COMMON STOCK TO
500 MILLION SHARES.
05 SHAREHOLDER PROPOSAL TO ADOPT THE Shr Against For
COMMONSENSE EXECUTIVE COMPENSATION
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda: 932076183
CUSIP: 800907107 Meeting Type: Annual
Ticker: SANM Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN C. BOLGER Mgmt
NEIL R. BONKE Mgmt
RANDY W. FURR Mgmt
MARIO M. ROSATI Mgmt
A. EUGENE SAPP, JR. Mgmt
WAYNE SHORTRIDGE Mgmt
PETER J. SIMONE Mgmt
JURE SOLA Mgmt
BERNARD V VONDERSCHMITT Mgmt
JACQUELINE M. WARD Mgmt
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt
KPMG LLP AS THE INDEPENDENT AUDITORS
OF SANMINA-SCI FOR ITS FISCAL YEAR
ENDING OCTOBER 2, 2004.
- -------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda: 932104110
CUSIP: 826919102 Meeting Type: Annual
Ticker: SLAB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL A. ARTUSI Mgmt Withheld Against
WILLIAM G. BOCK Mgmt For For
R. TED ENLOE III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
SILICON LABORATORIES INC. FOR THE
FISCAL YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
STATION CASINOS, INC. Agenda: 932147110
CUSIP: 857689103 Meeting Type: Annual
Ticker: STN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LORENZO J. FERTITTA Mgmt Withheld Against
BLAKE L. SARTINI Mgmt Withheld Against
JAMES E. NAVE, D.V.M. Mgmt Withheld Against
02 TO APPROVE THE COMPANY S SENIOR Mgmt Against Against
EXECUTIVE ANNUAL BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
04 TO VOTE IN THEIR DISCRETION ON SUCH Mgmt Against Against
OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- -------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda: 932029134
CUSIP: 871503108 Meeting Type: Annual
Ticker: SYMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TANIA AMOCHAEV Mgmt For For
WILLIAM COLEMAN Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
DAVID MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
BILL OWENS Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
02 ADOPTION OF SYMANTEC S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF
03 AMENDMENT OF SYMANTEC S 1996 EQUITY Mgmt Against Against
INCENTIVE PLAN TO ALLOW GRANTS OF
RESTRICTED STOCK.
04 ADOPTION OF SYMANTEC S SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
TELIK, INC. Agenda: 932143390
CUSIP: 87959M109 Meeting Type: Annual
Ticker: TELK Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.M. WICK, M.D., PH.D. Mgmt For For
RICHARD NEWMAN, ESQ. Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. Agenda: 932116634
CUSIP: 914906102 Meeting Type: Annual
Ticker: UVN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. JERROLD PERENCHIO Mgmt Withheld Against
FERNANDO AGUIRRE Mgmt For For
HAROLD GABA Mgmt For For
ALAN F. HORN Mgmt Withheld Against
JOHN G. PERENCHIO Mgmt Withheld Against
RAY RODRIGUEZ Mgmt Withheld Against
MCHENRY T. TICHENOR, JR Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL 2004.
03 PROPOSAL TO ADOPT THE 2004 Mgmt For For
PERFORMANCE AWARD PLAN.
- -------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. Agenda: 932156892
CUSIP: 983759101 Meeting Type: Annual
Ticker: XMSR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY M. PARSONS Mgmt For For
HUGH PANERO Mgmt For For
NATHANIEL A. DAVIS Mgmt Withheld Against
THOMAS J. DONOHUE Mgmt For For
THOMAS G. ELLIOTT Mgmt Withheld Against
GEORGE W. HAYWOOD Mgmt For For
CHESTER A. HUBER, JR. Mgmt For For
JARL MOHN Mgmt For For
PIERCE J. ROBERTS, JR. Mgmt Withheld Against
JACK SHAW Mgmt For For
- -------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda: 932149075
CUSIP: 98385X106 Meeting Type: Annual
Ticker: XTO Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILLIP R. KEVIL* Mgmt Withheld Against
SCOTT G. SHERMAN** Mgmt Withheld Against
BOB R. SIMPSON** Mgmt Withheld Against
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK,
$0.01 PAR VALUE PER SHARE, TO
500,000,000.
- -------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda: 932016101
CUSIP: 983919101 Meeting Type: Annual
Ticker: XLNX Meeting Date: 8/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLEM P. ROELANDTS Mgmt For For
JOHN L. DOYLE Mgmt For For
JERALD G. FISHMAN Mgmt For For
PHILIP T. GIANOS Mgmt For For
WILLIAM G. HOWARD, JR. Mgmt For For
HAROLD E. HUGHES, JR. Mgmt For For
RICHARD W. SEVCIK Mgmt For For
ELIZABETH VANDERSLICE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF XILINX FOR THE FISCAL
YEAR ENDING APRIL 3, 2004.
- -------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda: 932112509
CUSIP: 98956P102 Meeting Type: Annual
Ticker: ZMH Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY C. GLASSCOCK Mgmt Withheld Against
JOHN L. MCGOLDRICK Mgmt Withheld Against
02 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
POISON PILLS.
03 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
AUDITOR RATIFICATION.
- -------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda: 932139620
CUSIP: G3223R108 Meeting Type: Annual
Ticker: RE Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KENNETH J. DUFFY Mgmt For For
JOSEPH V. TARANTO Mgmt Withheld Against
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004
AND AUTHORIZE THE BOARD OF DIRECTORS
ACTING BY THE AUDIT COMMITTEE OF THE
BOARD TO SET THE FEES FOR THE
INDEPENDENT AUDITORS.
Loomis Sayles Growth Fund 0000872649
- -------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH Shr Against For
SIX-YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
AMERITRADE HOLDING CORPORATION Agenda: 932076854
CUSIP: 03074K100 Meeting Type: Annual
Ticker: AMTD Meeting Date: 2/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. PETER RICKETTS Mgmt Withheld Against
C. KEVIN LANDRY Mgmt For For
MARK L. MITCHELL Mgmt For For
02 AUDITORS. RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING SEPTEMBER 24,
03 TO VOTE, IN ITS DISCRETION, UPON ANY Mgmt Against Against
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
POSTPONEMENT OR ADJOURNMENT THEREOF.
MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS WHICH SHOULD COME BEFORE THE
ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda: 932141562
CUSIP: 03674B104 Meeting Type: Annual
Ticker: ATH Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VICTOR S. LISS Mgmt For For
JAMES W. MCDOWELL, JR. Mgmt For For
GEORGE A. SCHAEFER, JR. Mgmt For For
JACKIE M. WARD Mgmt For For
- -------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda: 932178571
CUSIP: 03674B104 Meeting Type: Special
Ticker: ATH Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
ANTHEM, INC. COMMON STOCK PURSUANT TO
THE AMENDED AND RESTATED AGREEMENT
AND PLAN OF MERGER, EFFECTIVE AS OF
OCTOBER 26, 2003, AMONG ANTHEM,
ANTHEM HOLDING CORP. AND WELLPOINT,
AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
02 TO APPROVE THE AMENDMENT OF ANTHEM S Mgmt For For
ARTICLES OF INCORPORATION, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda: 932095171
CUSIP: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL H. ARMACOST Mgmt Withheld Against
DEBORAH A. COLEMAN Mgmt Withheld Against
HERBERT M. DWIGHT, JR. Mgmt Withheld Against
PHILIP V. GERDINE Mgmt Withheld Against
PAUL R. LOW Mgmt Withheld Against
DAN MAYDAN Mgmt Withheld Against
01 STEVEN L. MILLER Mgmt Withheld Against
JAMES C. MORGAN Mgmt Withheld Against
GERHARD H. PARKER Mgmt Withheld Against
MICHAEL R. SPLINTER Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED Mgmt Against Against
EMPLOYEE STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
BARR PHARMACEUTICALS, INC Agenda: 932046596
CUSIP: 068306109 Meeting Type: Annual
Ticker: BRL Meeting Date: 10/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE L. DOWNEY Mgmt Withheld Against
PAUL M. BISARO Mgmt Withheld Against
CAROLE S. BEN-MAIMON Mgmt Withheld Against
GEORGE P. STEPHAN Mgmt For For
JACK M. KAY Mgmt For For
HAROLD N. CHEFITZ Mgmt For For
RICHARD R. FRANKOVIC Mgmt For For
PETER R. SEAVER Mgmt For For
JAMES S. GILMORE, III Mgmt For For
02 APPROVAL OF THE REINCORPORATION OF Mgmt For For
THE COMPANY IN THE STATE OF DELAWARE.
03 APPROVAL OF AN INCREASE IN THE NUMBER Mgmt For For
OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK FROM
100,000,000 TO 200,000,000.
- -------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda: 932175741
CUSIP: 086516101 Meeting Type: Annual
Ticker: BBY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRADBURY H. ANDERSON* Mgmt Withheld Against
K.J. HIGGINS VICTOR* Mgmt For For
ALLEN U. LENZMEIER* Mgmt Withheld Against
FRANK D. TRESTMAN* Mgmt For For
JAMES C. WETHERBE* Mgmt Withheld Against
RONALD JAMES** Mgmt Withheld Against
MATTHEW H. PAULL** Mgmt Withheld Against
MARY A. TOLAN** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE CURRENT
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt Against Against
2004 OMNIBUS STOCK AND INCENTIVE
- -------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda: 932168734
CUSIP: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN BELZER Mgmt For For
MARY L. GOOD Mgmt For For
JAMES C. MULLEN Mgmt For For
BRUCE R. ROSS Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932043754
CUSIP: 101137107 Meeting Type: Special
Ticker: BSX Meeting Date: 10/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S SECOND RESTATED CERTIFICATE
OF INCORPORATION.
- -------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda: 932119399
CUSIP: 111320107 Meeting Type: Annual
Ticker: BRCM Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE L. FARINSKY Mgmt Withheld Against
JOHN MAJOR Mgmt Withheld Against
ALAN E. ROSS Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt Withheld Against
WERNER F. WOLFEN Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE COMPANY S 1998
STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda: 932093824
CUSIP: 14040H105 Meeting Type: Annual
Ticker: COF Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. RONALD DIETZ Mgmt For For
LEWIS HAY, III Mgmt For For
MAYO A. SHATTUCK, III Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
03 APPROVAL OF CAPITAL ONE S 2004 STOCK Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt Withheld Against
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt Withheld Against
JEAN-PIERRE MILLON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932097416
CUSIP: 141705103 Meeting Type: Special
Ticker: CMX Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
CAREMARK S CERTIFICATE OF
INCORPORATION THAT WILL INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION SHARES
TO 700 MILLION SHARES. THIS AMENDMENT
IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK Mgmt For For
COMMON STOCK TO ADVANCEPCS
STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE
MERGER, COUGAR MERGER CORPORATION
WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER
AS A WHOLLY OWNED SUBSIDIARY OF
CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
CAREMARK S CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF (A)
PREFERRED STOCK FROM 9.5 MILLION
SHARES TO 10.5 MILLION SHARES AND (B)
SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7
MILLION SHARES. THIS AMENDMENT IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 Mgmt For For
INCENTIVE STOCK PLAN. THE CAREMARK
RX, INC. 2004 INCENTIVE STOCK PLAN IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK Mgmt For For
SPECIAL MEETING, IF NECESSARY, FOR
THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
COACH, INC. Agenda: 932052993
CUSIP: 189754104 Meeting Type: Annual
Ticker: COH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH ELLIS Mgmt For For
LEW FRANKFORT Mgmt For For
SALLY FRAME KASAKS Mgmt For For
GARY LOVEMAN Mgmt For For
IRENE MILLER Mgmt For For
KEITH MONDA Mgmt For For
MICHAEL MURPHY Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda: 932106467
CUSIP: 219350105 Meeting Type: Annual
Ticker: GLW Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEREMY R. KNOWLES Mgmt Withheld Against
EUGENE C. SIT Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
HANSEL E. TOOKES II Mgmt For For
WENDELL P. WEEKS Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING
S INDEPENDENT AUDITORS FOR FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932162857
CUSIP: 222372104 Meeting Type: Annual
Ticker: CFC Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY G. CISNEROS Mgmt Withheld Against
ROBERT J. DONATO Mgmt Withheld Against
MICHAEL E. DOUGHERTY Mgmt Withheld Against
MARTIN R. MELONE Mgmt Withheld Against
HARLEY W. SNYDER Mgmt For For
02 TO APPROVE AND AMEND THE COMPANY S Mgmt For For
2000 EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932074634
CUSIP: 222372104 Meeting Type: Special
Ticker: CFC Meeting Date: 1/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PROPOSAL TO AMEND THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda: 932075775
CUSIP: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
RICHARD I. GALLAND Mgmt For For
01 FRANCINE I. NEFF Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 AMENDMENT TO THE D.R. HORTON, INC. Mgmt For For
2000 INCENTIVE BONUS PLAN
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON OTHER
BUSINESS PROPERLY BROUGHT BEFORE THE
MEETING OR ANY ADJOURNMENT.
- -------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda: 932130797
CUSIP: 235851102 Meeting Type: Annual
Ticker: DHR Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. STEVEN M. RALES Mgmt Withheld Against
MR. JOHN T. SCHWIETERS Mgmt For For
MR. ALAN G. SPOON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DANAHER CORPORATION 1998 STOCK OPTION
PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING INCLUSION OF LANGUAGE ON
BOARD DIVERSITY IN THE CHARTER OF THE
NOMINATING AND GOVERNANCE COMMITTEE.
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt For For
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda: 932103550
CUSIP: 268648102 Meeting Type: Annual
Ticker: EMC Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. EGAN Mgmt Withheld Against
MICHAEL C. RUETTGERS Mgmt Withheld Against
DAVID N. STROHM Mgmt For For
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT Mgmt For For
TO EMC S 2003 STOCK PLAN TO INCREASE
BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN,
AND ALLOW AWARDS OF RESTRICTED STOCK
AND RESTRICTED STOCK UNITS TO BE
GRANTED TO NON-EMPLOYEE DIRECTORS, AS
DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT Mgmt For For
TO EMC S 1989 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE BY 25,000,000 THE
NUMBER OF SHARES AVAILABLE FOR GRANT
UNDER SUCH PLAN, AS DESCRIBED IN EMC
S PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 PROPOSAL 5 - TO ACT UPON A Shr For Against
STOCKHOLDER PROPOSAL RELATING TO
EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
EBAY INC. Agenda: 932168924
CUSIP: 278642103 Meeting Type: Annual
Ticker: EBAY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIPPE BOURGUIGNON Mgmt For For
THOMAS J. TIERNEY Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVAL OF AMENDMENTS TO OUR 1999 Mgmt Against Against
GLOBAL EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE BY
6,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 1999 PLAN.
03 APPROVAL OF AN AMENDMENT TO OUR 2001 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 PLAN.
04 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
900,000,000 TO 1,790,000,000 SHARES.
05 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932049073
CUSIP: 319963104 Meeting Type: Special
Ticker: FDC Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
FIRST DATA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL
1, 2003, AMONG FIRST DATA
CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- -------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda: 932111797
CUSIP: 368710406 Meeting Type: Consent
Ticker: DNA Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BYLAWS Mgmt For For
WITH RESPECT TO THE NUMBER OF
AUTHORIZED DIRECTORS.
02 HERBERT W. BOYER Mgmt For For
ARTHUR D. LEVINSON Mgmt Withheld Against
MARK RICHMOND Mgmt For For
CHARLES A. SANDERS Mgmt Withheld Against
WILLIAM M. BURNS Mgmt Withheld Against
ERICH HUNZIKER Mgmt Withheld Against
JONATHAN K.C. KNOWLES Mgmt Withheld Against
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF
04 TO APPROVE THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
05 TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
2B1 ELECT WILLIAM M. BURNS AS DIRECTOR Mgmt Against
2B2 ELECT ERICH HUNZIKER AS DIRECTOR Mgmt Against
2B3 ELECT JONATHAN K.C. KNOWLES AS Mgmt Against
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr For Against
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr For Against
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt Withheld Against
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
JEFFREY R. IMMELT Mgmt Withheld Against
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt Withheld Against
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt Withheld Against
ROGER S. PENSKE Mgmt Withheld Against
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt Withheld Against
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt Against Against
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr For Against
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr For Against
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda: 932145611
CUSIP: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL BERG Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GEORGE P. SHULTZ Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF GILEAD FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE ADOPTION OF GILEAD S Mgmt Against Against
2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF GILEAD COMMON STOCK FROM
500,000,000 TO 700,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda: 932090373
CUSIP: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LLOYD C. BLANKFEIN Mgmt Withheld Against
LD BROWNE OF MADINGLEY Mgmt Withheld Against
CLAES DAHLBACK Mgmt Withheld Against
JAMES A. JOHNSON Mgmt For For
LOIS D. JULIBER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
03 ANNUAL ELECTION OF ALL DIRECTORS TO Shr For Against
THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION Agenda: 932108233
CUSIP: 401698105 Meeting Type: Annual
Ticker: GDT Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MAURICE A. COX, JR. Mgmt For For
NANCY-ANN MIN DEPARLE Mgmt For For
RONALD W. DOLLENS Mgmt Withheld Against
ENRIQUE C. FALLA Mgmt For For
KRISTINA M. JOHNSON PHD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE Shr For Against
BOARD ADOPT A POLICY OF EXPENSING IN
THE COMPANY S ANNUAL INCOME
STATEMENT THE COST OF ALL FUTURE
STOCK OPTIONS ISSUED BY THE
COMPANY.
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt Withheld Against
CHARLENE BARSHEFSKY Mgmt Withheld Against
E. JOHN P. BROWNE Mgmt Withheld Against
ANDREW S. GROVE Mgmt Withheld Against
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt Withheld Against
PAUL S. OTELLINI Mgmt Withheld Against
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
USE OF PERFORMANCE-BASED STOCK
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr For Against
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda: 932072109
CUSIP: 466313103 Meeting Type: Annual
Ticker: JBL Meeting Date: 1/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM D. MOREAN Mgmt For For
THOMAS A. SANSONE Mgmt For For
TIMOTHY L. MAIN Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
MEL S. LAVITT Mgmt For For
STEVEN A. RAYMUND Mgmt For For
FRANK A. NEWMAN Mgmt For For
LAURENCE S. GRAFSTEIN Mgmt For For
02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For
CIRCUIT, INC. 2002 STOCK INCENTIVE
PLAN TO (I) PROVIDE FOR AN INCREASE
IN THE AGGREGATE SHARES OF COMMON
STOCK THAT MAY BE SUBJECT TO FUTURE
AWARDS FROM 1,512,705 TO 11,512,705
SHARES, (II) PROHIBIT THE REPRICING
OF OUTSTANDING STOCK OPTIONS, AND
(III) REQUIRE STOCKHOLDER APPROVAL
FOR CERTAIN AMENDMENTS TO THE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR JABIL.
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932136117
CUSIP: 48203R104 Meeting Type: Annual
Ticker: JNPR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PRADEEP SINDHU Mgmt Withheld Against
ROBERT M. CALDERONI Mgmt Withheld Against
KENNETH LEVY Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932106037
CUSIP: 48203R104 Meeting Type: Special
Ticker: JNPR Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF 1.404 Mgmt For For
SHARES OF JUNIPER NETWORKS COMMON
STOCK FOR EACH OUTSTANDING SHARE OF
NETSCREEN COMMON STOCK AND EACH
OUTSTANDING STOCK OPTION TO PURCHASE
NETSCREEN COMMON STOCK AS OF THE
EFFECTIVE DATE OF THE MERGER IN
CONNECTION WITH AND PURSUANT TO THE
TERMS OF THE AGREEMENT AND PLAN OF
REORGANIZATION, DATED AS OF
FEBRUARY 9, 2004.
- -------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda: 932013105
CUSIP: 524901105 Meeting Type: Annual
Ticker: LM Meeting Date: 7/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CARL BILDT* Mgmt For For
HARRY M. FORD, JR.* Mgmt Withheld Against
JOHN E. KOERNER, III* Mgmt For For
PETER F. O'MALLEY* Mgmt For For
JAMES E. UKROP* Mgmt For For
DENNIS R. BERESFORD** Mgmt For For
- -------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda: 932097707
CUSIP: 524908100 Meeting Type: Annual
Ticker: LEH Meeting Date: 4/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER S. BERLIND Mgmt For For
MARSHA JOHNSON EVANS Mgmt For For
SIR CHRISTOPHER GENT Mgmt Withheld Against
DINA MERRILL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda: 932051028
CUSIP: 535678106 Meeting Type: Annual
Ticker: LLTC Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. SWANSON, JR. Mgmt Withheld Against
DAVID S. LEE Mgmt For For
LEO T. MCCARTHY Mgmt For For
RICHARD M. MOLEY Mgmt For For
01 THOMAS S. VOLPE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 27, 2004.
- -------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda: 932151525
CUSIP: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD L. BERRY Mgmt For For
PAUL FULTON Mgmt For For
DAWN E. HUDSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
ROBERT L. TILLMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt Withheld Against
BENJAMIN R. CIVILETTI Mgmt Withheld Against
BRUCE L. HAMMONDS Mgmt Withheld Against
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt Withheld Against
STUART L. MARKOWITZ Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr For Against
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr For Against
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt Withheld Against
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt Against Against
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda: 932101037
CUSIP: 590188108 Meeting Type: Annual
Ticker: MER Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID K. NEWBIGGING Mgmt
JOSEPH W. PRUEHER Mgmt
02 RATIFY APPOINTMENT OF DELOITTE & Mgmt
TOUCHE LLP AS INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shr
04 INDEPENDENT CHAIRMAN SEPARATE FROM Shr
CHIEF EXECUTIVE OFFICER
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt Withheld Against
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda: 932116064
CUSIP: 615369105 Meeting Type: Annual
Ticker: MCO Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I BASIL L. ANDERSON* Mgmt
I RAYMOND W MCDANIEL JR.* Mgmt
JOHN RUTHERFURD, JR.* Mgmt
JOHN K. WULFF** Mgmt
II APPROVAL OF THE AMENDED AND RESTATED Mgmt
2001 MOODY S CORPORATION KEY
EMPLOYEES STOCK INCENTIVE PLAN
III APPROVAL OF THE 2004 MOODY S Mgmt
CORPORATION COVERED EMPLOYEE CASH
INCENTIVE PLAN
IV RATIFICATION OF THE APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS FOR 2004
V STOCKHOLDER PROPOSAL REGARDING Shr
PERFORMANCE AND TIME-BASED RESTRICTED
SHARES
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt Withheld Against
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt Withheld Against
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NETWORK APPLIANCE, INC. Agenda: 932026912
CUSIP: 64120L104 Meeting Type: Annual
Ticker: NTAP Meeting Date: 9/2/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL J. WARMENHOVEN Mgmt For For
DONALD T. VALENTINE Mgmt For For
SANJIV AHUJA Mgmt For For
01 CAROL A. BARTZ Mgmt For For
MICHAEL R. HALLMAN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
SACHIO SEMMOTO Mgmt For For
ROBERT T. WALL Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against
1999 STOCK OPTION PLAN TO CREATE A
STOCK ISSUANCE PROGRAM.
03 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE SHARE RESERVE UNDER THE
PURCHASE PLAN BY AN ADDITIONAL
1,000,000 SHARES OF COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING APRIL 30, 2004.
05 TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF
- -------------------------------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC. Agenda: 932136383
CUSIP: 65332V103 Meeting Type: Annual
Ticker: NXTL Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEITH J. BANE Mgmt For For
V. JANET HILL Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR 2004.
03 APPROVAL OF THE NEXTEL Mgmt For For
COMMUNICATIONS, INC. AMENDED AND
RESTATED ASSOCIATE STOCK PURCHASE
- -------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda: 932121635
CUSIP: 655664100 Meeting Type: Annual
Ticker: JWN Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.W. GITTINGER Mgmt Withheld Against
E. HERNANDEZ, JR. Mgmt For For
J.P. JACKSON Mgmt For For
B.A. NORDSTROM Mgmt Withheld Against
J.N. NORDSTROM Mgmt Withheld Against
A.E. OSBORNE, JR., PH.D Mgmt For For
01 W.D. RUCKELSHAUS Mgmt For For
A.A. WINTER Mgmt For For
02 APPROVAL OF THE NORDSTROM, INC. 2004 Mgmt For For
EQUITY INCENTIVE PLAN
03 APPROVAL OF THE NORDSTROM, INC. Mgmt For For
EXECUTIVE MANAGEMENT GROUP BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITORS
- -------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda: 932041887
CUSIP: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 10/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JEFFREY O. HENLEY Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY BERG Mgmt For For
SAFRA CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JOSEPH A. GRUNDFEST Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
ADOPTION OF THE FISCAL YEAR 2004
EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
AMENDED AND RESTATED 1993 DIRECTORS
STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS Shr Against For
PRINCIPLES FOR RIGHTS OF WORKERS IN
CHINA
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
01 ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. Agenda: 932118070
CUSIP: 745867101 Meeting Type: Annual
Ticker: PHM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD J. DUGAS, JR.* Mgmt For For
DAVID N. MCCAMMON* Mgmt Withheld Against
WILLIAM J. PULTE* Mgmt For For
FRANCIS J. SEHN* Mgmt For For
01 MICHAEL E. ROSSI** Mgmt Withheld Against
02 A PROPOSAL TO ADOPT THE PULTE HOMES, Mgmt For For
INC. 2004 STOCK INCENTIVE PLAN.
03 A PROPOSAL BY A SHAREHOLDER Shr For Against
REQUESTING THAT PULTE HOMES, INC.
ADOPT A POLICY THAT THE SELECTION OF
ITS INDEPENDENT AUDITOR BE SUBMITTED
TO THE SHAREHOLDERS FOR RATIFICATION
AT ANNUAL MEETINGS.
- -------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda: 932081209
CUSIP: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADELIA A. COFFMAN Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
IRWIN MARK JACOBS Mgmt For For
RICHARD SULPIZIO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 2001 STOCK OPTION PLAN TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 26, 2004. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSAL 4
04 BERNARD LUBRAN - TO ELIMINATE THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda: 932132830
CUSIP: 790849103 Meeting Type: Annual
Ticker: STJ Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. ROCCA Mgmt For For
DAVID A. THOMPSON Mgmt For For
STEFAN K. WIDENSOHLER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt Against Against
MANAGEMENT INCENTIVE COMPENSATION
04 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
AUTHORIZED SHARES OF COMMON STOCK TO
500 MILLION SHARES.
05 SHAREHOLDER PROPOSAL TO ADOPT THE Shr Against For
COMMONSENSE EXECUTIVE COMPENSATION
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda: 932104730
CUSIP: 863667101 Meeting Type: Annual
Ticker: SYK Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. BROWN Mgmt For For
HOWARD E. COX, JR. Mgmt For For
D.M. ENGELMAN, PH.D. Mgmt Withheld Against
J.H. GROSSMAN, M.D. Mgmt For For
JOHN S. LILLARD Mgmt For For
WILLIAM U. PARFET Mgmt For For
RONDA E. STRYKER Mgmt Withheld Against
02 APPROVAL OF THE AMENDMENT TO INCREASE Mgmt Against Against
THE AUTHORIZED COMMON STOCK TO ONE
BILLION SHARES
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda: 932129085
CUSIP: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM C. BALLARD, JR. Mgmt Withheld Against
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
DONNA E. SHALALA Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
REPLACEMENT OF STOCK OPTIONS WITH
RESTRICTED SHARES.
- -------------------------------------------------------------------------------------------------------
UTSTARCOM, INC. Agenda: 932040897
CUSIP: 918076100 Meeting Type: Special
Ticker: UTSI Meeting Date: 9/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S THIRTEENTH AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, PAR VALUE
$0.00125 PER SHARE, OF THE COMPANY
FROM 250,000,000 SHARES TO
750,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda: 932149075
CUSIP: 98385X106 Meeting Type: Annual
Ticker: XTO Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILLIP R. KEVIL* Mgmt Withheld Against
SCOTT G. SHERMAN** Mgmt Withheld Against
BOB R. SIMPSON** Mgmt Withheld Against
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK,
$0.01 PAR VALUE PER SHARE, TO
500,000,000.
- -------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda: 932143477
CUSIP: 984332106 Meeting Type: Annual
Ticker: YHOO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERRY S. SEMEL Mgmt Withheld Against
JERRY YANG Mgmt Withheld Against
ROY J. BOSTOCK Mgmt Withheld Against
RONALD W. BURKLE Mgmt Withheld Against
ERIC HIPPEAU Mgmt Withheld Against
ARTHUR H. KERN Mgmt Withheld Against
ROBERT A. KOTICK Mgmt Withheld Against
EDWARD R. KOZEL Mgmt Withheld Against
GARY L. WILSON Mgmt Withheld Against
02 AMENDMENT OF THE AMENDED AND RESTATED Mgmt Against Against
1996 EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF OPTIONS.
- -------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda: 932112509
CUSIP: 98956P102 Meeting Type: Annual
Ticker: ZMH Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY C. GLASSCOCK Mgmt Withheld Against
JOHN L. MCGOLDRICK Mgmt Withheld Against
02 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
POISON PILLS.
03 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
AUDITOR RATIFICATION.
- -------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda: 932019830
CUSIP: 98956P102 Meeting Type: Special
Ticker: ZMH Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE ISSUANCE OF SHARES OF COMMON Mgmt For For
STOCK IN CONNECTION WITH THE EXCHANGE
OFFERS FOR CENTERPULSE AG AND
INCENTIVE CAPITAL AG.
Loomis Sayles International Equity 0000872649
Fund
- -------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932080803
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 1/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE A SPECIAL RESOLUTION Mgmt
AUTHORIZING THE COMPANY TO SUBDIVIDE
EACH COMMON SHARE OF THE COMPANY ON A
TWO (2) FOR ONE (1) BASIS.
02 TO APPROVE THE ADOPTION OF THE 2004 Mgmt
STOCK OPTION PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932174232
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO FIX THE NUMBER OF DIRECTORS AT SIX Mgmt For For
(6).
02 WILLIAM L. HUNTER, M.D. Mgmt For For
DAVID T. HOWARD Mgmt Withheld Against
HARTLEY T. RICHARDSON Mgmt Withheld Against
EDWARD M. BROWN Mgmt For For
ARTHUR H. WILLMS Mgmt Withheld Against
GLEN D. NELSON, M.D. Mgmt For For
03 TO APPOINT ERNST & YOUNG LLP AS Mgmt For For
AUDITOR OF THE COMPANY.
04 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt Against Against
AUDITOR S REMUNERATION.
05 TO REMOVE THE APPLICATION OF THE PRE- Mgmt For For
EXISTING COMPANY PROVISIONS UNDER THE
NEW BUSINESS CORPORATIONS ACT
(BRITISH COLUMBIA).
06 TO ELIMINATE THE MAXIMUM NUMBER OF Mgmt Against Against
COMMON SHARES THAT THE COMPANY IS
AUTHORIZED TO ISSUE AS PERMITTED
UNDER THE NEW BUSINESS CORPORATIONS
ACT (BRITISH COLUMBIA).
07 TO APPROVE THE DELETION AND Mgmt For For
CANCELLATION OF THE EXISTING ARTICLES
OF THE COMPANY AND THE ADOPTION OF
NEW ARTICLES OF THE COMPANY INCLUDING
THE SPECIAL RIGHTS AND RESTRICTIONS
CONTAINED THEREIN TO REFLECT THE NEW
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA).
08 TO TRANSACT SUCH FURTHER OR OTHER Mgmt Against Against
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING AND ANY ADJOURNMENTS
THEREOF.
- -------------------------------------------------------------------------------------------------------
CELESTICA INC. Agenda: 932107635
CUSIP: 15101Q108 Meeting Type: Annual
Ticker: CLS Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
AND AUTHORIZATION OF THE BOARD OF
DIRECTORS OF CELESTICA INC. TO FIX
THE REMUNERATION OF THE AUDITORS.
- -------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda: 932137373
CUSIP: 204412209 Meeting Type: Annual
Ticker: RIO Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
E A PROPOSAL OF CAPITAL INCREASE, THROUGH Mgmt For For
THE CAPITALIZATION OF RESERVES,
WITHOUT THE ISSUANCE OF SHARES, AND
THE CONSEQUENT CHANGE OF THE HEAD
SECTION OF ARTICLE 5 OF THE COMPANY S
BY-LAWS.
OA APPRECIATION OF THE MANAGEMENT S Mgmt For For
REPORT AND ANALYSIS, DISCUSSION AND
VOTE ON THE FINANCIAL STATEMENTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2003.
OB PROPOSAL FOR THE DESTINATION OF THE Mgmt For For
PROFITS OF THE SAID FISCAL YEAR.
OC ESTABLISHMENT OF THE TOTAL AND ANNUAL Mgmt For For
REMUNERATION OF THE MEMBERS OF THE
COMPANY S MANAGEMENT.
OD ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
- -------------------------------------------------------------------------------------------------------
ENCANA CORPORATION Agenda: 932103788
CUSIP: 292505104 Meeting Type: Special
Ticker: ECA Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 MICHAEL N. CHERNOFF Mgmt
RALPH S. CUNNINGHAM Mgmt
PATRICK D. DANIEL Mgmt
IAN W. DELANEY Mgmt
WILLIAM R. FATT Mgmt
MICHAEL A. GRANDIN Mgmt
BARRY W. HARRISON Mgmt
RICHARD F. HASKAYNE Mgmt
DALE A. LUCAS Mgmt
KEN F. MCCREADY Mgmt
GWYN MORGAN Mgmt
VALERIE A.A. NIELSEN Mgmt
DAVID P. O'BRIEN Mgmt
JANE L. PEVERETT Mgmt
DENNIS A. SHARP Mgmt
JAMES M. STANFORD Mgmt
2 APPOINTMENT OF AUDITORS - Mgmt
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS.
3 CONFIRMATION OF NEW BY-LAW NO. 1 (AS Mgmt
DESCRIBED ON PAGE 8 AND IN APPENDIX
A OF THE ACCOMPANYING INFORMATION
CIRCULAR).
4 APPROVAL OF AMENDMENTS AND Mgmt
RECONFIRMATION OF THE SHAREHOLDER
RIGHTS PLAN (AS DESCRIBED ON PAGES
8- 11 AND IN APPENDIX B OF THE
ACCOMPANYING INFORMATION CIRCULAR).
- -------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda: 932197836
CUSIP: 368287108 Meeting Type: Annual
Ticker: OGZRY Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, INCLUDING THE PROFIT Mgmt For
AND LOSS REPORT
02 PAYMENT OF ANNUAL DIVIDENDS Mgmt For
03 PAY REMUNERATION TO DIRECTORS AND Mgmt Against
AUDIT COMMISSION
04 ZAO PRICEWATERHOUSECOOPERS AUDIT AS Mgmt For
THE EXTERNAL AUDITOR
05 AMENDMENTS AND ADDITIONS NO. 1 TO THE Mgmt Against
CHARTER OF THE COMPANY
06 AMENDMENTS AND ADDITIONS NO. 2 TO THE Mgmt Against
CHARTER OF THE COMPANY
07 AMENDMENTS AND ADDITIONS NO. 3 TO THE Mgmt Against
CHARTER OF THE COMPANY
08 ELECTION OF THE BOARD OF DIRECTORS. Mgmt Against
IF YOU WISH TO VOTE SELECTIVELY, YOU
MUST CUMULATE YOUR SHARES. PLEASE
CONTACT YOUR REPRESENTATIVE IF YOU
WISH TO DO SO.
9A ELECT ARKHIPOV DMITRIY ALEKSANDROVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9B ELECT BIKULOV VADIM KASYMOVICH TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
9C ELECT GULYUKINA SVETLANA ALEKSEEVNA Mgmt Against
TO THE AUDIT COMMISSION OF THE
9D ELECT DOMARATSKAYA NELYA NIKOLAEVNA Mgmt Against
TO THE AUDIT COMMISSION OF THE
9E ELECT ISHUTIN RAEFAEL VLADIMIROVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9F ELECT KOSTERIN MAKSIM NIKOLAEVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9G ELECT LOBANOVA NINA VLADISLAVOVNA TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9H ELECT LYSAK OLGA ALEKSANDROVNA TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
9I ELECT TKACHENKO ANDREI PETROVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9J ELECT TOROPOV SERGEI VLADIMIROVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9K ELECT FEDOROV ALEKSANDR ANATOLIEVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9L ELECT SHUBIN YURIY IVANOVICH TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
- -------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A. Agenda: 932076587
CUSIP: 40049J206 Meeting Type: Annual
Ticker: TV Meeting Date: 12/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENTS TO THE DEED OF ISSUANCE OF Mgmt For
THE ORDINARY PARTICIPATION
02 RESOLUTION IN CONNECTION WITH THE Mgmt For
ISSUANCE AND EXCHANGE OF CERTIFICATES
THAT EVIDENCE THE ABOVE-MENTIONED
ORDINARY PARTICIPATION CERTIFICATES
03 GENERAL MATTERS RELATED TO THE ABOVE Mgmt Against
ISSUES
E4 AMEND ARTICLES OF THE BY-LAWS Mgmt For
E5 REPORT REGARDING THE PURCHASE AND Mgmt For
SALE OF SHARES OF THE COMPANY AND
AMENDMENT TO ARTICLE SIXTH OF THE
COMPANY S BY-LAWS
E6 APPOINTMENT OF DELEGATES WHO WILL Mgmt For
CARRY OUT AND FORMALIZE THE
RESOLUTIONS ADOPTED AT THIS MEETING
- -------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda: 932091541
CUSIP: 654902204 Meeting Type: Annual
Ticker: NOK Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND Mgmt For For
THE BALANCE SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 Mgmt For For
PER SHARE.
1C APPROVAL OF THE DISCHARGE OF THE Mgmt Against Against
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
1E PAUL J. COLLINS Mgmt For For
GEORG EHRNROOTH Mgmt For For
BENGT HOLMSTROM Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
MARJORIE SCARDINO Mgmt For For
VESA VAINIO Mgmt For For
ARNE WESSBERG Mgmt For For
1G APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
AUDITOR. (FOR AND ABSTAIN ARE THE
ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY
THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO INCREASE THE SHARE CAPITAL
OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO DISPOSE NOKIA SHARES HELD BY
THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO INCREASE THE CAPITAL OF THE
FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO Mgmt For
INSTRUCT THE DEPOSITARY TO GIVE A
PROXY TO ANY ONE OF MARIANNA UOTINEN-
TARKOMA, ESA KAUNISTOLA, BOTH LEGAL
COUNSELS OF NOKIA CORPORATION, TO
AUTHORIZE ANY OF THEM (WITH FULL
POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY
UPON ITEM 7 OF THE ANNUAL MEETING AND
ANY ADJOURNMENTS OR POSTPONEMENT
- -------------------------------------------------------------------------------------------------------
NOVA CHEMICALS CORPORATION Agenda: 932102902
CUSIP: 66977W109 Meeting Type: Special
Ticker: NCX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 J.A. BLUMBERG Mgmt
F.P. BOER Mgmt
J. BOUGIE Mgmt
J.V. CREIGHTON Mgmt
R.E. DINEEN, JR. Mgmt
L.Y. FORTIER Mgmt
K.L. HAWKINS Mgmt
J.M. LIPTON Mgmt
A.M. LUDWICK Mgmt
J.E. NEWALL Mgmt
J.G. RENNIE Mgmt
J.M. STANFORD Mgmt
2 THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt
AS THE AUDITORS OF NOVA CHEMICALS AND
THE AUTHORIZATION OF THE DIRECTORS
TO FIX THEIR REMUNERATION;
3 THE SPECIAL RESOLUTION TO APPROVE THE Mgmt
CONTINUANCE OF NOVA CHEMICALS UNDER
THE CANADA BUSINESS CORPORATIONS ACT
(CBCA) (THE CONTINUANCE), IN THE
FORM ATTACHED AS APPENDIX 1 TO THE
MANAGEMENT INFORMATION CIRCULAR DATED
FEBRUARY 12, 2004;
4 THE RESOLUTION TO APPROVE NEW GENERAL Mgmt
BY-LAW NO. 2 OF NOVA CHEMICALS,
CONDITIONAL UPON THE CONTINUANCE
BECOMING EFFECTIVE, IN THE FORM
ATTACHED AS APPENDIX 2 TO THE
MANAGEMENT INFORMATION CIRCULAR DATED
FEBRUARY 12, 2004.
- -------------------------------------------------------------------------------------------------------
PETROKAZAKHSTAN INC. Agenda: 932135153
CUSIP: 71649P102 Meeting Type: Annual
Ticker: PKZ Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTING THE NOMINEES SPECIFIED IN Mgmt
THE MANAGEMENT PROXY CIRCULAR AS
DIRECTORS FOR THE ENSUING YEAR.
02 APPOINTING TOO DELOITTE & TOUCHE, Mgmt
ALMATY, KAZAKHSTAN, AS THE AUDITOR OF
THE CORPORATION FOR THE ENSUING YEAR
AT A REMUNERATION TO BE FIXED BY THE
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
SAP AG Agenda: 932131674
CUSIP: 803054204 Meeting Type: Annual
Ticker: SAP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF Mgmt
THE RETAINED EARNINGS OF THE FISCAL
YEAR 2003
03 RESOLUTION ON THE FORMAL APPROVAL OF Mgmt
THE ACTS OF THE EXECUTIVE BOARD IN
THE FISCAL YEAR 2003
04 RESOLUTION ON THE FORMAL APPROVAL OF Mgmt
THE ACTS OF THE SUPERVISORY BOARD IN
THE FISCAL YEAR 2003
05 APPOINTMENT OF THE AUDITOR OF THE Mgmt
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2004
06 RESOLUTION ON ADJUSTMENTS TO SECTION Mgmt
4 OF THE ARTICLES OF ASSOCIATION
07 RESOLUTION ON THE AUTHORIZATION TO Mgmt
ACQUIRE AND USE TREASURY SHARES
08 RESOLUTION ON THE AUTHORIZATION TO Mgmt
USE EQUITY DERIVATIVES IN CONNECTION
WITH THE ACQUISITION OF TREASURY
- -------------------------------------------------------------------------------------------------------
SYNTHES-STRATEC INC Agenda: 700489253
CUSIP: 87162M102 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: US87162M1027
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Miscellaneous Non-
Voting
1. Approve the report on the business Non-
year 2003 Voting
2. Approve the report on the FY, the Mgmt
annual accounts and the consolidated
accounts for 2003
3. Approve the report on dividend Mgmt
approved by the Board of Directors
4. Elect the Board of Directors Mgmt
5. Ratify the selection of holding Mgmt
Company and Group Auditors for 2004
6. Amend the certificate of Mgmt
incorporation: stock split
7. Amend the certificate of Mgmt
incorporation: change of Company name
8. Authorize the Board of Directors for Mgmt
a one-time issuance of common stock
- -------------------------------------------------------------------------------------------------------
SYNTHES-STRATEC INC Agenda: 700421237
CUSIP: 87162M102 Meeting Type: EGM
Ticker: Meeting Date: 10/23/2003 ISIN: US87162M1027
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to increase the maximum Mgmt
number of members of the Board of
Directors from nine to ten Directors
and the proposed new Article SIXTH
2. Authorize the issuance of 510,725 Mgmt
shares of common stock free of
preemptive rights of current
shareholders to subscribe for such
shares for the purpose of creating
the shares to be delivered in
accordance with the stock purchase
agreement, dated 12 AUG 2003 relating
to the sale and purchase of all
shares in Mathys Medical Ltd.
- -------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932153238
CUSIP: 881624209 Meeting Type: Annual
Ticker: TEVA Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF
DECEMBER 31, 2003 AND THE
CONSOLIDATED STATEMENTS.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31, 2003,
WHICH WAS PAID IN FOUR INSTALLMENTS
AND AGGREGATED NIS 1.44
(APPROXIMATELY US$0.322) PER ORDINARY
SHARE, BE DECLARED FINAL.
04 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE
FOR THE DIRECTORS AND OFFICERS OF THE
COMPANY.
05 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt Against Against
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LTD., AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004 AND
AUTHORIZE THE AUDIT COMMITTEE TO
DETERMINE THEIR COMPENSATION.
3A TO ELECT ABRAHAM E. COHEN TO SERVE Mgmt For For
FOR A THREE-YEAR TERM.
3B TO ELECT LESLIE DAN TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
3C TO ELECT PROF. MEIR HETH TO SERVE FOR Mgmt For For
A THREE-YEAR TERM.
3D TO ELECT PROF. MOSHE MANY TO SERVE Mgmt For For
FOR A THREE-YEAR TERM.
3E TO ELECT DOV SHAFIR TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
- -------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932050735
CUSIP: 881624209 Meeting Type: Special
Ticker: TEVA Meeting Date: 10/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI
SLONIM WHOSE TERM ENDS ON OCTOBER 17,
2003.
02 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN).
SUCH ANNUAL REMUNERATION IS TO BE SET
AT NIS 100,000 WITH AN ADDITIONAL NIS
3,000 PER MEETING. DIRECTORS WHO ARE
ALSO COMMITTEE CHAIRPERSONS SHALL
RECEIVE ANNUAL REMUNERATION OF NIS
125,000. SUCH REMUNERATION SHALL BE
ADJUSTED IN ACCORDANCE WITH THE
ISRAELI PRICE INDEX.
- -------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda: 932178331
CUSIP: 97651M109 Meeting Type: Annual
Ticker: WIT Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF REPORT AND ACCOUNTS AS AT Mgmt For For
MARCH 31, 2004.
02 DECLARATION OF FINAL DIVIDEND AND A Mgmt For For
ONE-TIME DIVIDEND ON EQUITY SHARES.
03 RE-ELECTION OF MR B C PRABHAKAR AS Mgmt For For
DIRECTOR.
04 RE-ELECTION OF MR N VAGHUL AS Mgmt For For
05 APPOINTMENT OF AUDITORS. Mgmt For For
06 RE-APPOINTMENT OF MR VIVEK PAUL AS Mgmt For For
VICE CHAIRMAN OF THE COMPANY AS WELL
AS PAYMENT OF REMUNERATION.
07 INCREASE IN AUTHORIZED SHARE CAPITAL- Mgmt For For
CHANGE IN MEMORANDUM OF ASSOCIATION.
08 INCREASE IN AUTHORIZED SHARE CAPITAL- Mgmt For For
CHANGE IN ARTICLES OF ASSOCIATION.
09 ISSUE OF BONUS SHARES. Mgmt For For
10 DELISTING FROM CERTAIN INDIAN STOCK Mgmt For For
EXCHANGES.
11 APPROVAL FOR GRANT OF ADS RSUS UNDER Mgmt For For
ADS RESTRICTED STOCK UNIT PLAN 2004.
12 APPROVAL FOR GRANT OF RSUS UNDER Mgmt For For
RESTRICTED STOCK UNIT PLAN 2004 FOR
EQUITY SHARES IN INDIA.
- -------------------------------------------------------------------------------------------------------
YUKOS CORP Agenda: 932198256
CUSIP: 98849W108 Meeting Type: Annual
Ticker: YUKOY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT OF Mgmt For
YUKOS OIL COMPANY FOR 2003.
02 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt For
REPORTS, INCLUDING THE PROFIT AND
LOSS ACCOUNT, OF YUKOS OIL COMPANY
FOR FY 2003.
03 APPROVAL OF DISTRIBUTION OF PROFIT OF Mgmt For
YUKOS OIL COMPANY FOR FY 2003,
INCLUDING PAYMENT OF DIVIDEND ON
COMMON SHARES OF YUKOS OIL COMPANY,
AND OF LOSSES FOR FY 2003.
04 ELECTION OF THE BOARD OF DIRECTORS OF Mgmt For
YUKOS OIL COMPANY.
5A ELECTION OF MURASHOVA ANTONINA B. TO Mgmt For
THE AUDITING COMMISSION OF YUKOS OIL
COMPANY.
5B ELECTION OF BRITKOVA ELENA V. TO THE Mgmt For
AUDITING COMMISSION OF YUKOS OIL
COMPANY.
5C ELECTION OF SERZHANOVA MARGARITA O. Mgmt For
TO THE AUDITING COMMISSION OF YUKOS
OIL COMPANY.
6 APPROVAL OF THE AUDITOR OF YUKOS OIL Mgmt For
COMPANY FOR 2004.
7 APPROVAL OF THE TOTAL AMOUNT OF Mgmt Against
REMUNERATION AND REIMBURSEMENTS OF
DIRECTORS OF YUKOS OIL COMPANY FOR
THE PERIOD 2004-2005.
- -------------------------------------------------------------------------------------------------------
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN Agenda: 700491361
AG, WIEN
CUSIP: A19494102 Meeting Type: AGM
Ticker: Meeting Date: 5/4/2004 ISIN: AT0000652011
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Audited and approved Mgmt
report of the Management and
Supervisory Board for the FY 2003
10. Amend the existing authorized capital Mgmt
with regard to above points 8 and 9
11. Approve the purchase of EB own shares Mgmt
for SEC trading
12. Approve the purchase of EB shares for Mgmt
no designated purpose
13.A Amend the Articles 4.1,4.2,4.4,4,4.3 Mgmt
of the Articles of Association
13.B Amend the Article 2.2 of the Articles Mgmt
of Association
2. Approve the allocation of the Mgmt
distributed profit
3. Grant discharge to the Management and Mgmt
Supervisory Board with regard to the
year 2003
4. Approve the remuneration of the Mgmt
Supervisory Board
5. Appoint the Supervisory Board Mgmt
6. Appoint of an Additional Auditor for Mgmt
the year 2005
7. Approve to spin-off the branches Mgmt
KITZB, KUFSTEIN, KORNEUBURG and KREMS
into the wholly owned Subsidiary
FINAG holding AG
8. Approve to increase the capital from Mgmt
EUR 435,628,641,82 to EUR
479,550,464,00
9. Approve of stock split with ratio 1:4 Mgmt
- -------------------------------------------------------------------------------------------------------
WIENERBERGER AG Agenda: 700500083
CUSIP: A95384110 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: AT0000831706
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Annual report, Management Mgmt
and Supervisory reports for the year
2003
2. Approve the allocation of the net Mgmt
income for the year 2003
3. Approve the actions of the Board of Mgmt
Directors and the Supervisory Board
for the year 2003
4. Elect the Auditors for the FY 2004 Mgmt
5. Elect the Supervisory Board Mgmt
6. Approve the resolution on the Mgmt
exclusion of a reduction according to
Paragraph 26 and an amendment of an
Article VII Paragraph 28-equality of
all shareholders in case of a
mandatory offer
7. Authorize the Board to purchase own Mgmt
shares and prolongation of the
resolution of 15 MAY 2003
8. Authorize the Board to issue young Mgmt
shares to enable to admit the stock
options to the Management
9. Authorize the Board to raise capital Mgmt
stock up to 31,639,486 Euro within 5
years
- -------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda: 700473731
CUSIP: B95505119 Meeting Type: MIX
Ticker: Meeting Date: 4/14/2004 ISIN: BE0003626372
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non-
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the reports of the Board of Non-
Directors, in accordance with the Voting
provisions of Articles L225-177 to
L225-186 of the French Commercial
Code Article 163bis I o the CGI, with
respect to the options of Umicore
stock granted in 2003 to the staff of
Umicore s French subsidiaries, under
preferential conditions with regard
to tax and
2. Approve the Director s report on the Non-
FY 2003 Voting
3. Approve the Auditor s report on the Non-
FY 2003 Voting
4.1 Approve the annual accounts as at 31 Mgmt
DEC 2003 showing a loss for the FY in
the amount of EUR 105,516,010.43
4.2 Acknowledge the profit of EUR Mgmt
217,759,921.60 brought forward from
the previous FY and the amount
deducted from the unavailable reserve
for own shares following the 2003
sales for an amount of EUR
47,478,666.55 and that the profit to
be appropriated stands at EUR
159,722,577.72 and approve the
appropriation of the profit by: a)
paying a gross dividend per shares of
EUR 1.60 and at a total amount
determined by the authorized persons
designated by the Board of Directors,
taking into account the number of own
shares held by Umicore on this date;
and b) carrying forward the balance
of the profit to be
5.1 Grant discharge to the Members of the Mgmt
Board of Directors in respect of
their mandates in 2003
5.2 Grant discharge to the Auditor in Mgmt
respect to his auditing assignments
in 2003
6..1 Approve, considering that Mr. Jean- Mgmt
Pierre Standaert tendered his
resignation as a Director as at 31
DEC 2003, that his mandate be left
6.2 Elect the new Director Mgmt
6.3 Approve the Board s remuneration for Mgmt
the FY 2004 at EUR 330,000
7. Authorize the Company of the Company s Mgmt
subsidiaries to acquire on the
stock market, until the 2005 ordinary
general meeting, a number of Company
s own shares corresponding to a
maximum of 10% of the subscribed
capital, at a unit price comprised
between a minimum equal to the lowest
20 trading sessions preceding the
date of acquisition less 10% and a
maximum price per share of EUR 90.00
8. Miscellaneous Non-
Voting
- -------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda: 700477789
CUSIP: D12096109 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: DE0005190003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s annual and Mgmt
consolidated earnings, as well as the
report of the Supervisory board for
the business year 2003
2. Approve the appropriation of profits Mgmt
and a possible dividend payment of
EUR 0.58 per ordinary share and EUR
0.60 per preference share
3. Approve to ratify the acts of the Mgmt
Members of the Managing Board for
4. Approve to ratify the acts of the Mgmt
Members of the Supervisory Board for
2003
5. Elect KPMG AG, Muenchen as the Mgmt
6. Elect the Supervisory Board Mgmt
- -------------------------------------------------------------------------------------------------------
HOCHTIEF AG, ESSEN Agenda: 700478541
CUSIP: D33134103 Meeting Type: OGM
Ticker: Meeting Date: 5/7/2004 ISIN: DE0006070006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non-
DUE TO THE REVISED WORDING OF THE Voting
RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1. Presentation of HOCHTIEF Mgmt
Aktiengesellschaft s adopted annual
financial statements and the
consolidated financial statements
approved by the Supervisory Board as
of 31 DEC 2003, the combined
management report of HOCHTIEF
Aktiengesellschaft and the Group as
well as the report of the Supervisory
Board for FY 2003
2. The Executive and Supervisory Boards Mgmt
propose to distribute the
unappropriated net profit for FY 2003
totaling EUR 45,500,000 with a
dividend of EUR 0.65 per no-par value
bearer share to the share capital of
EUR 179,200,000, comprising
70,000,000 no-par value bearer
shares; the amount that would be
distributable to the treasury shares
held by the Company on the day of the
General Shareholders Meeting and
which is to be executed from the
disbursement within the meaning of
Section 71b of the Aktiengesetz
(AktG- German Stock Corporations Act)
will be carried forward to the new
account
3. Ratify the members of the Executive Mgmt
Board in financial year 2003 for this
period
4. Ratify the members of the Supervisory Mgmt
Board in financial year 2003 for
this period
5. The Supervisory Board proposes to Mgmt
select PwC Deutsche Revision
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft,
Frankfurt am Main, Essen branch, as
the Auditor for FY 2004
6. PLEASE BE ADVISED THAT THE REPORT OF Mgmt
THE EXECUTIVE BOARD TO THE GENERAL
SHAREHOLDER S MEETING ON ITEM 6 OF
THE AGENDA WITHIN THE MEANING OF
SECTIONS 71(1) NO. 8, 186(3)
SENTENCE, (4) SENTENCE 2 OF THE AKTG
CAN BE CONSULTED IN THE LINK TITLED
PROXY STATEMENT.
Authorization of the Company to
utilize treasury shares under partial
exclusion of the Shareholders
statutory subscription rights; The
Company has acquired treasury shares
based on various authorizations by
the General Shareholders Meeting. The
last authorization to acquire
treasury shares issued by the General
Shareholders Meeting on 28 JUN 2000
within the meaning of Section 71 (1)
No. 8 of the AktG has a limited term
to 27 DEC 2001. Irrespective of any
other existing authorizations for the
utilization of treasury shares, the
following proposed resolution
regulates the utilization of treasury
shares which have already been
acquired as a result of the
authorization detailed above or
earlier authorizations within the
meaning of Section 71 (1) No. 8 of
the AktG; The Supervisory and
Executive Boards proposed the
following resolution: a) The
authorization issued by the General
Shareholders Meeting on 4 JUN 2003
for the utilization of treasury
shares will be revoked from the date
on which this authorization becomes
effective. The regulation reached on
28 JUN 2000 regarding the
authorization by the General
Shareholders Meeting on 21 JUN 1999
for the utilization of treasury
shares continues to apply; b) The
Executive Board is authorized, within
the approval of the Supervisory
Board, to utilize the Company s
treasury shares which were acquired
as a result of the authorization
issued on 28 JUN 2000 or as a result
of earlier authorization resolutions
within the meaning of Section 71 (1)
No. 8 of the AktG as follows: aa)
They can be sold via the stock
exchange or an offering to
Shareholders; bb) They can also be
sold other than via the stock
exchange or an offering to
shareholders, if the shares are sold
against cash compensation for a price
which is not significantly less than
the stock market price for shares of
the Company that carry the same
rights at the tie of the sale.
However, this authorization only
applies under the condition that the
treasury shares thus sold together
with any shares to be issued under
exclusion of subscription rights
within the meaning of Section 186 (3)
sentence 4 on the AktG may not exceed
a total of 10% of the share capital,
either on the date this becomes
effective or on the date on which
this authorization is exercised; cc)
They may be offered and/or
transferred to the extent that this
offer/transfer is made with the
purpose of acquiring Companies, parts
of Companies or participating
interests in Companies or for
business combinations; dd) They may
be used to float shares of the
Company on foreign stock markets on
which shares of the Company were not
previously admitted to trading. The
price at which these shares are
initially listed on foreign stock
exchanges may not be more than 5%
less (without incidental acquisition
costs) than the arithmetic average of
the closing auction price for shares
of the corresponding type in Xetra
trading (or in a functionally
comparable successor system which is
used in lieu of the Xetra system) on
the Frankfurt Stock Exchange during
the last three trading days before
the date of the launch on the foreign
stock exchange (without incidental
acquisition costs); ee) They may be
offered for acquisition to person who
are or were employed by the Company
or one of its associated Companies;
ff) They may be used to pay
compensation to Shareholder within
the meaning of Sections 305 (2), 320b
of the AktG or Section 29 (1) of the
Umwandlungsgesetz (UmwG - German
Transformation Act), Section 29 (1)
in connection with Section 125 1 of
the UmwG or Section 207 (1) sentence
1 of the UmwG; gg) The Executive
Board may withdraw treasury shares
with the approval of the Supervisory
Board without this withdrawal and its
implementation requiring a further
resolution by the General
Shareholders Meeting. The withdrawal
may be made without a capital
reduction within the meaning of
Section 237 (3) No. 3 of the AktG in
that the withdrawal of the shares
increases the proportion constituted
by the remaining no-par value bearer
shares of HOCHTIEF Aktiengesellschaft
in the share capital within the
meaning of Section 8 (3) of the AktG.
The Executive Board is authorized to
amend the number of shares stated in
the Article of Association
accordingly within the meaning of
Section 237 (3) No. 3, second half
sentence of the AktG; c) All of the
above authorizations may be exercised
on one or several occasions, in whole
or in part; d) The Shareholders
subscription rights to these treasury
shares is excluding to the extent
that these are utilized according to
the above authorization under b),
aa) - gg) above
7. PLEASE BE ADVISED THAT THE REPORT OF Mgmt
THE EXECUTIVE BOARD TO THE GENERAL
SHAREHOLDER S MEETING ON ITEM 7 OF
THE AGENDA WITHIN THE MEANING OF
SECTIONS 71(1) NO. 8, 186(3)
SENTENCE, (4) SENTENCE 2 OF THE AKTG
CAN BE CONSULTED IN THE LINK TITLED
PROXY STATEMENT.
Authorization of the Company to
acquire treasury shares and to use
these under partial exclusion of the
shareholders statutory subscription
rights; The Supervisory and Executive
Boards propose the following
resolution: a) The Company is
authorized to acquire treasury shares
according to Section 71 (1) No. 8 of
the AktG. This authorization applies
for a period of 18 months until 6 NOV
2005. It is limited to 10% of the
share capital that exists at the time
when the resolution is passed by the
General Shareholders Meeting (this
corresponds to no-par value bearer
shares with a theoretical interest in
the share capital totaling EUR
17,920,000.00). The authorization
allows the acquisition of treasury
shares in whole or in partial amounts
as well as acquisition on one or
several occasions. Treasury shares
may be acquired via the stock
exchange or using a public offer to
buy made to all shareholders.
HOCHTIEF Aktiengesellschaft may only
pay one price per share which is no
more then 10% more or less than the
arithmetic average of the prices of
no-par value bearer shares of
HOCHTIEF Aktiengesellschaft in the
closing auction in Xetra trading (or
an equivalent successor system) on
Frankfurt Stock Exchange during the
last ten stock market trading days
before the conclusion of the
obligating transaction to the extent
that the acquisition is made via the
stock exchange, or before publication
of the decision to issue a public
offer to buy, to the extent that the
acquisition is made by way of a
public offer to buy, irrespective of
the incidental acquisition costs; b)
The Executive Board of HOCHTIEF
Aktiengesellschaft is authorized,
with the approval of the Supervisory
Board, to sell the acquired shares
other than via the stock market or an
offering to all shareholders if the
shares are sold for cash compensation
at a price which is not significantly
less than the stock market price of
shares of the Company carrying the
same rights at the time of the sale.
This excludes shareholders
subscription rights. However, this
authorization only applies under the
condition that the treasury shares
sold under exclusion of subscription
rights within the meaning of Section
186 (3) sentence 4 of the AktG may
not exceed a total of 10% of the
share capita, either on the date this
becomes effective or on the date on
which this authorization is made
exercised. This restriction to 10% of
the share capital must include shares
that are issued under exclusion of
subscription rights after this
authorization becomes effective as a
result of an authorization to issue
new shares from authorized capital
within the meaning of Section 186 (3)
sentence 4 of the AktG that is
resolved on the date that this
authorization or an authorization
which takes its place. In addition,
this restriction to 10% of the share
capital must include any shares that
are issued or are to be issued to
service convertible bonds or bonds
with warrants to the extent that the
bonds are issued after this
authorization becomes effective due
to an authorization which applies on
the date that this authorization
becomes effective or an authorization
which takes its place under
corresponding application of Section
186 (3) sentence 4 of the AktG under
exclusion of subscription rights. The
Executive Board of HOCHTIEF
Aktiengesellschaft is also
authorized, with the approval of the
Supervisory Board, to offer and
transfer acquired treasury shares to
third parties other than via the
stock exchange or an offering to all
shareholders to the extent that this:
aa) occurs as part of the acquisition
of companies or participating
interests therein or as part of
business combination; or bb) to float
shares of the Company on foreign
stock markets on which shares of the
Company were not previously admitted
to trading. The price at which these
shares are floated on foreign market
may not be more than
5% less than the arithmetic average
of the share price of no-par value
bearer shares of HOCHTIEF
Aktiengesellschaft in the closing
auction in Xetra trading (or a
corresponding successor system) on
the Frankfurt Stock Exchange during
the last three stock market trading
days before the date of the flotation
on the foreign stock exchange
irrespective of the incidental costs
of acquisition; or cc) are offered
for acquisition to persons who are or
were employed by the Company or one
of its associated companies;
Shareholders statutory subscription
rights to these treasury shares are
excluded according to Section 71 (1)
No. 8, 189 (3), (4) of the AktG to
the extent that these shares are used
in line with the above authorization;
In addition, the Executive Board is
authorized to withdraw treasury
shares with the approval for the
Supervisory Board without this
withdrawal and its implementation
requiring a further resolution by the
General Shareholders Meeting. The
withdrawal may be made without a
capital reduction within the meaning
of section 237 (3) No. 3 of the AktG
in that the withdrawal of the shares
increases the proportion constituted
by the remaining no-par value bearer
shares of HOCHTIEF Aktiengesellschaft
in the share capital within the
meaning of Section 8 (3) of the AktG.
The Executive Board is authorized to
amend the number of shares stated in
the Articles of Association
accordingly within the meaning of
Section 237 (3) No. 3, second half
sentence of the AktG; The above
authorizations may be exercised on
one of several occasions, in whole or
in part together or singly
- -------------------------------------------------------------------------------------------------------
MAN AG, MUENCHEN Agenda: 700497793
CUSIP: D51716104 Meeting Type: AGM
Ticker: Meeting Date: 6/9/2004 ISIN: DE0005937007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt
distributable profit of EUR
110,280,000 as follows: payment of a
dividend of EUR 0.75 per ordinary
share; payment of a dividend of EUR
0.75 per preference share; and ex-
dividend and payable date: 10 JUN
3. Ratify the acts of the Board of Mgmt
Managing Directors
4. Ratify the acts of the Supervisory Mgmt
Board
5. Authorize the Board of Managing Mgmt
Directors to acquire up to 14,704,000
ordinary and/or preference shares, at
prices not deviating more than 20%
from their market price, on or before
08 DEC 2005; and to sell the shares
at a price not materially below their
market price, to use the shares for
acquisition purposes, to float the
shares on foreign stock exchanges and
to retire the shares
6. Approve to increase the basic Mgmt
remuneration of the Members of the
Supervisory Board from EUR 2,500 to
EUR 10,000 and amend the Articles of
Association correspondingly
7. Approve the Company s Contro and Mgmt
Profit Transfer Agreement with its
wholly-owned subsidiary MAN
Altersversorgung GmbH, effective
retroactively from 01 JAN 2004, until
at least 31 DEC 2008
8. Appoint BDO Deutsche Warentreuhand Mgmt
AG, Muni, as the Auditors for the FY
- -------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda: 700500235
CUSIP: D53968125 Meeting Type: AGM
Ticker: Meeting Date: 6/4/2004 ISIN: DE0007257503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
10. Approve that each Member of the Mgmt
Supervisory Board shall receive a
fixed annual remuneration of EUR
35,000 plus a variable remuneration
of EUR 600 for every EUR 25,000,000
of the EBT in excess of an average
EBT of EUR 100,000,000 during the
last three years; the Chairman shall
receive three times, the Deputy
Chairman and Chairmen of Supervisory
Board Committees twice, Committee
Members one and halftimes, these
amounts; and correspondingly amend
the Articles of Association
2. Approve the appropriation of the Mgmt
distributable profit of EUR
345,261,366.62 as follows: payment of
a dividend of EUR 1.020 per ordinary
share; payment of a dividend of EUR
1.122 per preference share; EUR
11,664,934.51 shall be carried
forward; and ex-dividend and payable
date: 07 JUN 2004
3. Ratify the acts of the Board of Mgmt
Managing Directors
4. Ratify the acts of the Supervisory Mgmt
Board
5. Appoint Fasselt + Partner, Duisburg, Mgmt
as the Auditors for the FY 2004
6. Authorize the Company, to acquire own Mgmt
ordinary and/or pref. shares of up to
10% of its share capital, at prices
not differing more than 20%. from the
market price of the shares, on or
before 04 DEC 2005; to float the
shares on foreign stock exchanges, to
offer the shares to third parties in
connection with mergers and
acquisitions, to retire the shares,
to dispose of the shares in another
manner if they are sold at a price
not materially below their market
price, and to use the shares for
satisfying existing conv. or option
rights or within the scope of the
Company s Stock Option Plan
7. Authorize the Board of Directors with Mgmt
the consent of the Supervisory Board,
to increase the share capital by up
to EUR 100,000,000 through through
the issue of new shares against cash
payment, on or before 03 JUN 2009;
shareholders shall be granted
subscription rights except for the
bondholders, and for a capital
increase of up to 10% of the share
capital if the new shares are issued
at a price not materially below the
market price of identical shares; and
correspondingly amend the Articles of
Association of up to EUR 85,000,000
against contributions in kind, and in
order to grant such rights to holders
of convertible or option rights and
correspondingly amend the Articles of
Association
8. Authorize the Board of Directors with Mgmt
the consent of the Supervisory Board,
to increase the share capital by up
to to EUR 125,000,000 through through
the issue of new ordinary shares
against payment in kind, on or before
03 JUN 2009; shareholders
subscription rights may be excluded;
and correspondingly amend the
Articles of Association
9. Authorize the Board of MDs shall be Mgmt
authorized, with the consent of the
Supervisory Board, to issue bonds of
up to EUR 1,000,000,000, having a
term of up to15 years and conferring
option and/or conv.rights for new
shares of the Company, on or before
03 JUN 2009; shareholders shall be
granted subscription rights, except
for residual amounts, for the
granting of such rights to other
bondholders, and for the issue of
bonds at a price not materially below
their theoretical market value; the
share capital shall be increased
accordingly by up to EUR 127,825,000
through the issue of up to 50,000,000
new ordinary shares, insofar as
option and/or conv. rights are
exercised; and correspondingly amend
the Articles of Association
- -------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda: 700477830
CUSIP: D6216S101 Meeting Type: OGM
Ticker: Meeting Date: 5/7/2004 ISIN: DE0007771172
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THESE SHARES HAVE NO Non-
VOTING RIGHTS, SHOULD YOU WISH TO Voting
ATTEND THE MEETING PERSONALLY, YOU
MAY APPLY FOR AN ENTRANCE CARD BY
CONTACTING YOUR CLIENT REPRESENTATIVE
AT ADP. THANK YOU
1. Acknolwdge the Company s annual and Non-
consolidated earnings for 2003 and Voting
the report of the Supervisory Board
10. Elect the Supervisory Board Members Non-
Voting
2. Approve to use the net profits for Non-
the year with a possible dividend Voting
payment of EUR 0.02 per preference
3. Ratify the acts of the Managing Board Non-
for 2003 Voting
4. Ratify the acts of the Supervisory Non-
Board for 2003 Voting
5. Elect KPMG AG as the Auditors for Non-
Voting
6. Grant authority to purchase the own Non-
shares Voting
7. Approve to repeal of existing Non-
approved capital and the creation of Voting
a new approved capital with a
corresponding amendment in the
8. Amend the Article 8 in relation to Non-
the expansion of the Supervisory Voting
9. Amend the Articles Non-
Voting
- -------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda: 700481827
CUSIP: D6216S101 Meeting Type: SEP
Ticker: Meeting Date: 5/7/2004 ISIN: DE0007771172
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Board of Managing Mgmt
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 97,243,200
through the issue of up to 97,243,200
no-par shares against payment in cash
and/or kind, on or before 06 MAY
2009; and approve that the
authorization shall include the right
to issue new preference shares
ranking concurrently or ahead of the
outstanding preference shares in
respect of the distribution of
profits or Company assets; that the
shareholders shall be granted
subscription rights for the class of
shares they hold, except insofar as
such rights are granted to holders of
option and conversion rights;
subscription rights shall also be
excluded for residual amounts, for
the issue of shares at a price not
materially below their market price
and for the issue of shares against
payment in kind; and amend the
- -------------------------------------------------------------------------------------------------------
AXA, PARIS Agenda: 700472474
CUSIP: F06106102 Meeting Type: MIX
Ticker: Meeting Date: 4/21/2004 ISIN: FR0000120628
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
Settlement date prior to Meeting
Date + 1
1. Receive the Executive Committee and Mgmt
settlement date prior to Meeting Date
+ 1 the Auditor s reports, and
approve the accounts and the balance
sheet for the FYE 31 DEC 2003;
acknowledge the profit of EUR
863,125,347.00 for
10. Re-elect Mr. M. Jacques Tabourot as a Mgmt
Member of the Supervisory Board for a
term of 4 years, subject to the
passing of Resolution O.13
11. Authorize the Executive Committee, in Mgmt
substitution for the authority of the
CGM on 30 APR 2003, to trade the
Company s shares on the stock
exchange in view of adjusting their
price as per the following
conditions: maximum purchase price:
EUR 35.00; minimum selling price: EUR
12.00; and, maximum number of shares
to be traded: 10%; Authority expires
at the end of 18 months
12. Authorize the Executive Committee to Mgmt
use the various delegations given to
it at the present meeting in whole or
in part within the regulations in
force in a period of take-over bid or
exchange bid on the Company s shares
until the next meeting at which the
accounts are laid
13. Modify Article 10 of the Articles of Mgmt
Association
14. Modify Article 10 of the Articles of Mgmt
Association
15. Authorize the Board to reduce the Mgmt
share capital by 10%, by way of
canceling shares held by the Company
in connection with a stock repurchase
plan Authorization is valid for a
period of 18 months
16. Grant all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Acknowledge that the consolidated Mgmt
accounts were presented, and that the
Executive Committee s report on the
Group is included in the Executive
Committee report
3. Approve the appropriation of profits Mgmt
as follows: profits for the FY: EUR
863,125,347.00; prior retained
earnings: EUR 2,339,630,577.00; legal
reserve: EUR 3,648,803.00; global
dividend: EUR 675,679,191.00; special
reserve on long-term capital gains:
EUR 31,380,178.00; payment of the
withholding tax: EUR 26,638,600.00;
balance carried forward: EUR
2,465,409,152.00; and, the
shareholders will receive a net
dividend of EUR 0.38, with a
corresponding tax credit of EUR 0.19;
this dividend will be paid on 03 MAY
2004
4. Approve the Special Auditor s report, Mgmt
in accordance with the provisions of
Article L.225-86 and followings of
the French Commercial Law
5. Re-elect Mr. M. Claude Bebear as a Mgmt
Member of the Supervisory Board for a
term of 4 years
6. Re-elect Mr. Mazard Et Guerard as a Mgmt
Statutory Auditor the Cabinet for a
term of 6 FY s
7. Appoint Mr. Jean Loius Simon as a Mgmt
Deputy Auditor for a term of 6 FY s
8. Re-elect Mr. Willy Avereyn as a Mgmt
Member of the Supervisory Board for a
term of 4 years, subject to the
passing of Resolution O.13
9. Re-elect Mr. M. Cees De Jong as a Mgmt
Member of the Supervisory Board for a
term of 4 years, subject to the
passing of Resolution O.13
- -------------------------------------------------------------------------------------------------------
M6 METROPOLE TELEVISION SA Agenda: 700464720
CUSIP: F6160D108 Meeting Type: MIX
Ticker: Meeting Date: 3/18/2004 ISIN: FR0000053225
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
EO.14 Grant all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
by law
O.1 Approve to modify the Articles of Mgmt
Associations Number.11, in order to
harmonize with Financial Security Law
of 01 AUG 2003
O.10 Ratify the appointment of Mr. Jean Mgmt
Laurent to replace Mr. Xavier Moreno
as a Member of the Supervisory Board
for a period of 4 years
O.11 Ratify the appointment of Mr. Guy de Mgmt
Panafieu to replace Mr. Patrick Ouart
as a Member of the Supervisory Board
for a period of 4 years
O.12 Ratify the appointment of Mr. Thomas Mgmt
Rabe as a Member of the Supervisory
Board for a period of 4 years
O.13 Ratify the appointment of Mr. Vincent Mgmt
de Deorlodot as a Member of the
Supervisory Board for a period of 4
years
O.2 Approve to modify the Articles of Mgmt
Associations Number. 15, in order to
harmonize with Financial Security Law
of 01 AUG 2003
O.3 Approve to modify the Articles of Mgmt
Associations Number. 20, in order to
harmonize with Financial Security Law
of 01 AUG 2003
O.4 Approve to modify the Articles of Mgmt
Associations Number. 24.1, in order
to harmonize with Financial Security
Law of 01 AUG 2003
O.5 Approve to modify the Articles of Mgmt
Associations Number. 25, in order to
harmonize with Financial Security Law
of 01 AUG 2003
O.6 Approve to modify the Articles of Mgmt
Associations Number. 26, in order to
harmonize with Financial Security Law
of 01 AUG 2003
O.7 Approve to modify the Articles of Mgmt
Associations Number. 35
O.8 Ratify the appointment of Mr. Patrick Mgmt
Ouart to replace Mr. Francos Jaclot
as a Member of the Supervisory Board
for a period remaining to be run of
the mandate of this list
O.9 Ratify the appointment of Mr. Bernard Mgmt
Arnault to replace Ms. Valerie
Bernis as a Member of the Supervisory
Board for a period of 4 years
- -------------------------------------------------------------------------------------------------------
M6 METROPOLE TELEVISION SA Agenda: 700481093
CUSIP: F6160D108 Meeting Type: MIX
Ticker: Meeting Date: 4/28/2004 ISIN: FR0000053225
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
E.1 Authorize the Executive Committee to Mgmt
grant to the benefit of members to be
chosen by it, stock options granting
the right to purchase the Company s
shares within a limit of EUR
1,080,000.00 corresponding to
2,700,000 shares of a par value of
EUR 0.40 each, and to set the price
of the said shares in accordance with
the provisions of Articles 174-8 and
the decree NR 67-236 of 23 MAR 1967
E.4 Authorize the Executive Committee to Mgmt
proceed, in France or abroad, with
the issue of new shares, up to a
nominal amount of EUR 1,000,000.00;
and delegate all powers to the
Executive Committee to take all
necessary measures and accomplish all
necessary formalities
O.10 Renew the term of office of Mr. Mgmt
Albert Frere as a Member of
Supervisory Board for a period of 4
O.11 Renew the term of office of Mr. Axel Mgmt
Ganz as a Member of Supervisory Board
for a period of 4 years
O.12 Renew the term of office of Mr. Jean- Mgmt
Charles de Keyser as a Member of
Supervisory Board for a period of 4
years
O.13 Renew the term of office of Mr. Remy Mgmt
Sautter as a Member of Supervisory
Board for a period of 4 years
O.14 Renew the term of office of Mr. Yves Mgmt
Thibault as a Member of Supervisory
Board for a period of 4 years
O.15 Renew the term of office of Mr. Mgmt
Gerard Worms as a Member of
Supervisory Board for a period of 4
O.16 Renew the term of office of Mr. Mgmt
Gerhard Zeiler as a Member of
Supervisory Board for a period of 4
years
O.17 Renew the term of office of Mr. Mgmt
Bernard Arnault as a Member of
Supervisory Board for a period of 4
years
O.18 Renew the term of office of Mr. Jean Mgmt
Laurent as a Member of Supervisory
Board for a period of 4 years
O.19 Renew the term of office of Mr. Guy Mgmt
De Panafieu as a Member of
Supervisory Board for a period of 4
O.2 Authorize the Executive Committee to Mgmt
take all necessary measures and
accomplish all formalities necessary
to carry out the capital increase
which has been adopted
O.20 Approve to allocate EUR 120,000.00 to Mgmt
the Members of Supervisory Board as
attendance fees
O.21 Authorize the Executive Committee to Mgmt
trade the Company s shares on the
stock exchange in view of adjusting
their price as per the following
conditions: maximum purchase price:
EUR 50.00; minimum selling price: EUR
10.00; and, maximum number of shares
to be traded: 10%; Authority expires
at the end of 18 months
O.3 Grant all powers to the Executive Mgmt
Committee subject to the adoption of
Resolution 21 to decrease the share
capital by canceling the shares held
by the Company in connection with a
stock repurchase plan, within a limit
of 10%; and delegate all powers to
the Executive Committee to take all
necessary measures and accomplish all
necessary formalities; Authority
expires at the conclusion of the
shareholders meeting to be ruled on
the annual accounts 2004
O.5 Approve the reading of the Executive Mgmt
Committee report and the General
Auditors report, and approve the
accounts and the balance sheet for
the FY 2003, as presented to it;
profits for the FY: EUR
O.6 Approve the Special Auditor s report, Mgmt
in accordance with the provisions of
Article L.225-86 of the Commercial
O.7 Approve, profits for the FY: EUR Mgmt
105,525,515.00; prior retained
earnings: EUR 399,069,536.00;
distributable profits: EUR
504,595,051.00; global dividend: EUR
88,365,422.00; balance carried
forward: EUR 416,229,629.00; and, the
shareholders will receive a net
dividend of EUR 0.67, with a
corresponding tax credit of EUR
0.335; this dividend will be paid on
05 MAY 2004
O.8 Acknowledge that the consolidated Mgmt
accounts were presented, and that the
Executive Committee report for the
Group is included in the Executive
Committee report
O.9 Grant discharge to the members of the Mgmt
Executive Committee and the
Supervisory Board for the completion
of their assignment for the current
year
OE.22 Grant all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
- -------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS Agenda: 700477424
CUSIP: F90676101 Meeting Type: MIX
Ticker: Meeting Date: 4/21/2004 ISIN: FR0000131708
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
E.12 Approve to overhaul the Articles of Mgmt
Association in order to harmonize
them with the legal provisions in
O.1 Approve the accounts and the balance Mgmt
sheet for the FYE on 31 DEC 2003, as
presented to it
O.10 Appoint M. Yves Nicolas as the Deputy Mgmt
Auditor for a period of 6 years
O.11 Authorize the Board of Directors to Mgmt
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 150.00, minimum
selling price: EUR 75.00; maximum
number of shares to be traded: 10% of
the share capital; Authority is given
for a period of 18 months; authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalitiesc
O.13 Approve the shareholding plan in Mgmt
favor of the employees of the
American Companies of the Group
within the context of the capital
O.14 Approve to delegate all powers to the Mgmt
Board of Directors to proceed, in
France or abroad, with the issue of
shares or securities for a maximum
nominal amount of EUR 37,500,000.00;
Authority is given till 11 JUN 2005;
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.15 Authorize the Board of Directors to Mgmt
use the authorizations granted by the
Resolutions 4,5,6 at the combined
general meeting of 11 JUL 2003 as
well as the Resolution 14 of the
present meeting, in a period of take-
over or exchanged bid upon the
securities of the Company; Authority
is valid till the issue of the
general meeting which will have to
deliberate upon the accounts of the
O.16 Grant all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the profits for FY: EUR Mgmt
8,298,133.22; the legal reserve: 10%
of the share capital
O.3 Acknowledge that the consolidated Mgmt
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.4 Approve the Auditors special report, Mgmt
in accordance with the provisions of
Article L. 225-38 and following the
French Commercial Law
O.5 Grant permanent discharge to the Mgmt
Members of the Supervisory Board and
to the Directors for the completion
of their assignment for the current
O.6 Grant to the Board of Directors fees Mgmt
in remuneration for their services
for an amount of EUR 250,000.00 which
shall remain until further notice is
given by the shareholders general
meeting; the Board of Directors shall
bear the right to distribute this
amount as it sees fit among its
Members; the present resolution
cancels the authorization given to
the Board of Directors by the
combined general meeting dated 11 APR
2003 in its Resolution 19
O.7 Approve to renew the terms of office Mgmt
of the cabinet Barbier, Frinault Et
Autres as the Statutory Auditors for
a period of 6 years
O.8 Appoint the Cabinet Mgmt
PricewaterhouseCoopers Audit as the
Statutory Auditor
O.9 Approve to renew the term of office Mgmt
of Frinault Et Autres as a Deputy
Auditor for a period of 6 years
- -------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS Agenda: 700383526
CUSIP: F90676101 Meeting Type: MIX
Ticker: Meeting Date: 7/11/2003 ISIN: FR0000131708
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
E.6 Approve to delegate all powers to the Mgmt
Board of Directors, in substitution
of any existing authority to proceed,
in France or abroad, with the issue
of shares or other securities
reserved to employees members of an
Enterprise Savings Plan for a maximum
nominal amount of 3% of the share
capital; Authority expires at the end
of 26 months it cancels and replaces,
for the period unused, the delegation
given in resolution number 3 at the
Combined General Meeting of 11 APR
2003; approve to delegate all powers
to the Board of Directors to take all
necessary measures and accomplish all
necessary formalities; and approve to
delegate all powers to the Board of
Directors to charge all fees, rights
and expenses resulting from the
capital increase to all premiums
resulting from such capital increase,
and to appropriate from this amount
such sums as are required to bring
the legal reserve to tenth of the new
share capital
O.1 Acknowledge the amalgamation merger Mgmt
project of Coflexip by Technip
Coflexip dated 28 MAY 2003,under
which it is stated that the company
shall contribute the total of its
assets, with the corresponding
taking-over of all its liabilities;
and approve the merger project, not
to issue the Technip Coflexip shares
corresponding to the 18,566,634
Coflexip shares held by Technip
Coflexip and to the 34,416 shares of
treasury stock held by Coflexip, to
increase the share capital by EUR
1,007,512.60 in order to increase it
from EUR 71,394,412.20 its amount on
31 MAR 2003 to EUR 72,401,924.80 with
the allocation of 330,332 new fully
paid up shares, these new shares will
be distributed with a ratio of
exchange of 9 Technip Coflexip shares
against 8 Coflexip
O.10 Grants all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the global amount of the Mgmt
premium of gross merger before
allocation which amounts to EUR
48,540,698.40 and notes that the
amount of the merger premium will be
brought from EUR 2,086,660.10 to EUR
50,627,358.50, the merger premium
will be registered on the liabilities
of the Technip Coflexip balance
O.3 Approve that the shares obtained by Mgmt
exercising options to purchase
shares, arising after the merger,
will be Technip Coflexip shares
instead of Coflexip shares, the
shares issued by exercising options
granting the right to subscribe
shares, arising after the merger,
will be Technip Coflexip shares
instead of Coflexip shares, authorize
the Board of Directors to proceed to
the corresponding capital increases
Article L.225.178, French Commercial
Law; and grant all powers to Board of
Directors to realize the present
O.4 Approve the previous resolutions, to Mgmt
increase the capital be realized, and
that consequently, the amalgamation
merger of Coflexip shall be final and
that said Company to be dissolved
without liquidation at the closing of
the present meeting
O.5 Amend the Articles of Association Mgmt
Numbers 2 and 6
O.7 Authorize the Board of Directors to Mgmt
increase the share capital by issuing
new shares reserved to the Credit
Agricole Indosuez the beneficiary),
these capital increases will have to
be realized within 2 years, the
amount of the capital increase (or
increases) reserved to the
beneficiary will be equal to the
total amount of the employees
applications of the leverage formula
Foreign Companies; approve to cancel
the preferential of Subscription in
favor of the said beneficiary;
approve to delegate all powers to the
Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
the capital increase which has been
adopted; approve to delegate to the
Board of Directors all powers to
charge all fees, rights and expenses
resulting from the capital increase
to all premiums resulting from such
capital increase, and to appropriate
from this amount such sums as are
required to bring the legal reserve
to tenth of the new share capital
O.8 Authorize the Board of Directors to Mgmt
carry out all the formalities with
the concerned administrations and
sign all documents
O.9 Ratify the co-optation of Mr. Olivier Mgmt
Appert in replacement of Mr. Claude
Mandil as a Director till the OGM
which will deliberate upon the
accounts of the FY 2006
- -------------------------------------------------------------------------------------------------------
TOTAL SA Agenda: 700507102
CUSIP: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 5/14/2004 ISIN: FR0000120271
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
0.7 Approve to renew the term of office Mgmt
of Mr. Thierry Desmarest as a
Director for a period of 3 years
E.19 Authorize the Board of Directors, in Mgmt
substitution for the authority of the
Resolution 9 of the combined general
meeting of 22 MAR 2000, to grant to
the benefit of the Members to be
chosen by it, stock options granting
the right to purchase the Company s
new and existing shares within a
limit of 3% of the share capital, and
to set the price of the said shares
in accordance with the provisions of
Articles L.225-177 to L.225-186 of
the Commercial Law; Authority expires
at the end of 38 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.20 Authorize the Board of Directors, in Mgmt
substitution for the authority of the
Resolution 11 of the combined general
meeting of 22 MAR 2000, to proceed
with the preferential right, in
France or aboard, with the issue of
shares, equity warrants and the
securities up to a nominal amount of
EUR 4,000,000,000.00; Authority
expires at the end of 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.21 Authorize the Board of Directors to Mgmt
proceed without the preferential
right, in France or aboard, with the
issue of securities up to a nominal
amount of EUR 2,000,000,000.00
E.22 Approve the capital increase, Mgmt
reserved for the employees
O.1 Approve the reading of the Board of Mgmt
Directors report and the general
Auditors report and approve the
accounts and the balance sheet of the
Company total S.A. for the FY 2003
O.10 Appoint Mr. Daniel Boeuf as a Mgmt
Director, in accordance with the
provision of the Article 11, who
represents the shareholding wage
earners for a period of 3 years
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint Mr.
Philippe Marchandise as a Director,
in accordance with the provision of
the Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint Mr.
Cyril Mouche as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint Mr.
Alan Cramer as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.14 Appoint firm Ernst and Young Audit in Mgmt
place of the firm Barbier, Frinault
and Autres, as the statutory auditor
for a period of 6 years
O.15 Approve to renew the term of office Mgmt
of the Firm KPMG Audit as the
Statutory Auditor for a period of 6
O.16 Appoint Mr. Pierre Jouanne, who Mgmt
replaces Mr. Alain Grosmann, as the
Deputy Auditor for a period of 6
O.17 Appoint Mr. Jean-Luc Decornoy as the Mgmt
Deputy Auditor, who replaces the firm
Salustro Reydel, for a period of 6
years
O.18 Approve the allocation of EUR Mgmt
900,000.00 to the Directors as the
attendance fees
O.2 Receive the consolidated accounts and Mgmt
that the Board of Directors report
for the Group is included in the
Board of Directors report
O.3 Approve the reports by the Board of Mgmt
Directors and by the Auditors having
been made available to the
shareholders, the consolidated
balance sheet and the consolidated
financial statements of TOTAL S.A.
for the FYE 31 DEC 2003
O.4 Approve the profits for the FY as Mgmt
follows: EUR 3,272,172,931.00; prior
retained earnings: EUR
1,056,490,628.00; distributable
profits: EUR 4,328,663,559.00 and
approve the appropriation of the
profits as follows: total number of
shares: 655,130,985; global dividend:
EUR 3,079,115,630.00; balance carried
forward: EUR 1,249,547,929.00 and
shareholders will receive a net
dividend of EUR 4.70 with a
corresponding tax credit
O.5 Authorize the Board, in substitution Mgmt
for the authority of the Resolution 6
of the Combined General Meeting of 06
MAY 2003, to trade the Company s
shares on the stock exchange, notably
in view of adjusting their price as
per the following conditions: maximum
purchase price: EUR 250.00; minimum
selling price: EUR 100.00; maximum
number of shares to be traded: 10% of
the share capital; authority expires
at the end of 18 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.6 Authorize the Board of Directors, in Mgmt
France or abroad, in substitution for
the authority of the Resolution 21 of
the combined general meeting of 22
MAR 2000, with the issue of bond
issues, subordinated or not, debt
securities, subordinated or not
permanently, up to a nominal amount
of EUR 10,000,000,000.00; Authority
expires at the end of 5 years
O.8 Approve to renew the term of office Non-
of Mr. Thierry Derudder as a Director Voting
for a period of 3 years
O.9 Approve to renew the term of office Mgmt
of Mr. Serge Tchuruk as a Director
for a period of 3 years
- -------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda: 700473654
CUSIP: G03764100 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: GB0004901517
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the financial Mgmt
statements comprising the
consolidated financial statements of
the Anglo American Group and the
unconsolidated financial statements
of Anglo American PLC incorporated
therein and the reports of the
Directors and the Auditors for the YE
10. Re-appoint Deloitte & Touche LLP as Mgmt
the Auditors for the ensuing year and
authorize the Directors to determine
their remuneration
11. Approve the Directors remuneration Mgmt
report for the YE 31 DEC 2003 set out
in the annual report
12. Approve that, the rules of the Anglo Mgmt
American Bonus Share Plan 2004 Plan
referred to in the Chairman of the
Remuneration Committee s as
specified, and authorize the
Directors to make such modifications
to the Plan as they may consider
necessary to take account of the
requirements of the UK Listing
Authority and best practice and to
adopt the Plan as so modified and so
all acts and things necessary to
13. Authorize the Directors to establish Mgmt
further plans based on the Plan but
modified as may be necessary or
desirable to take account of over
securities laws, exchange control and
tax legislation, provided that any
ordinary shares of the Company
against any limits on individual
participation or overall
14. Authorize the Directors to allot Mgmt
relevant securities conferred by
Article 9.2 of the Company s Articles
of Association be renewed until the
date of the AGM in 2005 up to an
aggregate nominal amount of USD
246,500,000 493 million ordinary
shares
2. Declare a final dividend of US cents Mgmt
39 per ordinary share, which,
together with the interim dividend
declared in AUG and paid in SEP 2003,
will result in a total dividend in
respect of the YE 31 DEC 2003 of US
cents 54 per ordinary share
3. Elect Dr. M.S.B. Marques as a Mgmt
Director, in accordance with the
provisions of the Articles of
Association of the Company
4. Re-elect Mr. B.E. Davison as a Mgmt
Director, in accordance with the
provisions of the Articles of
Association of the Company
5. Re-elect Dr. C.E. Fay as a Director, Mgmt
in accordance with the provisions of
the Articles of Association of the
Company
6. Re-elect Mr. A.W. Lea as a Director, Mgmt
in accordance with the provisions of
the Articles of Association of the
Company
7. Re-elect Mr. R.J. Margetts as a Mgmt
Director, in accordance with the
provisions of the Articles of
Association of the Company
8. Re-elect Mr. W.A. Naim as a Director, Mgmt
in accordance with the provisions of
the Articles of Association of the
Company
9. Re-elect Mr. N.F. Oppenheimer as a Mgmt
Director, in accordance with the
provisions of the Articles of
Association of the Company
S.15 Authorize the Directors to allot up Mgmt
to 63.5 million unissued ordinary
shares for cash
S.16 Authorize the Directors to repurchase Mgmt
up to 148 million shares in the
- -------------------------------------------------------------------------------------------------------
ANGLO-IRISH BANK CORP PLC Agenda: 700444564
CUSIP: G03808105 Meeting Type: AGM
Ticker: Meeting Date: 1/23/2004 ISIN: IE0001987894
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to adopt the reports and Mgmt For *
accounts
2. Declare a dividend Mgmt For *
3.a Re-elect Mr. Tiarnan O. Mahoney as a Mgmt For *
Director
3.b Re-elect Mr. John Rowan as a Director Mgmt For *
3.c Re-elect Mr. Patrick Wright as a Mgmt For *
Director
3.d Re-elect Mr. Patricia Jamal as a Mgmt For *
Director
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
5. Grant authority for the share buy- Mgmt For *
backs and the re-issue price for
treasury shares
6. Authorize the Directors to disapply Mgmt For *
pre-emption rights
7. Approve to determine the aggregate Mgmt For *
remuneration of the Non-Executive
Directors in accordance with Article
78 of the Articles of Association
- -------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda: 700478767
CUSIP: G0483X122 Meeting Type: AGM
Ticker: Meeting Date: 4/26/2004 ISIN: GB0000595859
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and the Mgmt
accounts for YE 31 DEC 2003
2. Declare a dividend Mgmt
3. Approve the Directors remuneration Mgmt
report
4. Re-elect Mr. W. East as a Director Mgmt
5. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors of the Company and
authorize the Directors to fix their
remuneration
6. Authorize the Company to make market Mgmt
purchases of its own shares
7. Adopt new Articles of Association Mgmt
- -------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda: 700482552
CUSIP: G08036124 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0031348658
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt
and the audited accounts of the
Company for the YE 31 DEC 2003
10. Re-elect Mr. Chris Lendrum as a Mgmt
Director of the Company, who retires
by rotation
11. Re-elect Sir. Brian Jenkins as a Mgmt
Director of the Company, under the
Combined Code
12. Re-appoint PricewaterhouseCoopers Mgmt
LLP, Chartered Accountants and
Registered Auditors, as the Auditors
of the Company until the conclusion
of the next general meeting
13. Authorize the Directors to set the Mgmt
remuneration of the Auditors
2. Approve the Directors report on Mgmt
remuneration for the YE 31 DEC 2003
3. Re-elect Sir. Richard Broadbent as a Mgmt
Director of the Company
4. Re-elect Mr. Roger Davis as a Mgmt
Director of the Company
5. Re-elect Mr. Gray Hoffman as a Mgmt
Director of the Company
6. Re-elect Mr. Nagulb Kheraj as a Mgmt
Director of the Company
7. Re-elect Mr. David Roberts as a Mgmt
Director of the Company
8. Re-elect Sir. Peter Middleton as a Mgmt
Director of the Company, who retires
by rotation
9. Re-elect Mr. Stephen Russell as a Mgmt
Director of the Company, who retires
by rotation
S.14 Authorize the Directors, by Article Mgmt
12(b) of the Articles of Association
of the Company and pursuant to
Section 89, to allot equity
securities up to GBP 82,053,000 for
cash other than on a pro rata basis
and to sell or allot treasury shares
under Section 162D(1) of the
Companies Act, 1985 Authority expires
the earlier of the conclusion of the
AGM of the Company in 2009 or
S.15 Authorize the Company to make market Mgmt
purchases Section 163(3) of the
Companies Act 1985 on the London
Stock Exchange of up an aggregate of
984,600,000 ordinary shares of 25p
each in the capital of the Company
and hold them as treasury shares, at
a minimum price of 25p and up to 105%
of the average of the market values
for ordinary shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier
of the conclusion of the AGM of the
Company in 2005; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda: 700418595
CUSIP: G10877101 Meeting Type: AGM
Ticker: Meeting Date: 10/24/2003 ISIN: GB0000566504
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt For *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report in the
annual report
10. Elect Mr. M. Salamon as a Director of Mgmt For *
BHP Billiton PLC
11. Elect Mr. Dr. J G Buchanan as a Mgmt For *
Director of BHP Billiton Limited
12. Elect Mr. Dr. J G Buchanan as a Mgmt For *
Director of BHP Billiton PLC
13. Re-appoint KPMG Audit PLC and Mgmt For *
PricewaterhouseCoopers LLP as the
auditors of BHP Billiton PLC and
authorize the Directors to agree
their remuneration
14. Approve to renew the authority and Mgmt For *
power to allot relevant securities
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association for the period ending on
the date of the BHP Billiton PLC AGM
in 2004 or on 23 JAN 2005 whichever
is earlier, and for such period the
section 80 amount under the United
Kingdom Companies Act 1985 shall be
USD 265,926,499
17. Approve the remuneration report for Mgmt For *
the YE 30 JUN 2003
18. Approve, for all purposes, including Mgmt For *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Chief
Executive Officer, Mr. C. W.
Goodyear, under the BHP Billiton
Limited Group Incentive Scheme
19. Approve, for all purposes, including Mgmt For *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Senior
Minerals Executive, Mr. M. Salamon,
under the BHP Billiton Limited Group
Incentive Scheme
2. Receive the financial statements for Mgmt For *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report in the
annual report
3. Re-elect Mr. D.C. Brinks as a Mgmt For *
Director of BHP Billiton Limited, who
retires by rotation
4. Re-elect Mr. D.C. Brinks as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
5. Re-elect Mr. M.A. Chaney as a Mgmt For *
Director of BHP Billiton Limited, who
retires by rotation
6. Re-elect Mr. M.A. Chaney as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
7. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton Limited,
who retires by rotation
8. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
9. Elect Mr. M. Salamon as a Director of Mgmt For *
BHP Billiton Limited
S.15 Approve to renew the authority and Mgmt For *
power to allot equity securities for
cash conferred on the Directors by
Article 9 of BHP Billiton PLC s
Articles of Association for the
period referred to in such resolution
and for such period the section 89
amount under the United Kingdom
Companies Act 1985 be USD
S.16 Authorize the BHP Billiton PLC, in Mgmt For *
accordance with Article 6 of the
Articles of Association of the
Company and Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of up to
246,814,700 ordinary shares of USD
0.50 nominal value each in the
capital of BHP Billiton PLC, at a
minimum price of USD 0.50 and not
more than 5% above the average market
values for such shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM
of BHP Billiton in 2004 or 12 MAY
2005; BHP Billiton PLC, before the
expiry, may make a contract to
purchase shares which will or may be
executed wholly or partly after such
- -------------------------------------------------------------------------------------------------------
ACCENTURE LTD Agenda: 932082174
CUSIP: G1150G111 Meeting Type: Annual
Ticker: ACN Meeting Date: 2/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS F. HIGHTOWER Mgmt Withheld Against
WILLIAM L. KIMSEY Mgmt For For
ROBERT I. LIPP Mgmt For For
WULF VON SCHIMMELMANN Mgmt For For
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR AND AUTHORIZATION OF THE
BOARD OF DIRECTORS TO DETERMINE KPMG
LLP S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
BP PLC Agenda: 700467752
CUSIP: G12793181 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: GB0007980591
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect the Lord Browne of Madingley Mgmt
as a Director
10. Renew the Directors authority by Mgmt
Article 13 of the Company s Articles
of Association to allot relevant
securities up to an aggregate nominal
amount equal to the Section 80 amount
of USD 1,820 million; for the period
ending on the date of the Annual
General Meeting in 2005 or 14 JUL
2005, whichever is the earlier
13. Authorize the Company to use shares Mgmt
held in treasury for the purposes of
or pursuant to the employee share
schemes operated by the Company
14. Approve the Directors remuneration Mgmt
report for the YE 31 DEC 2003
15. Determine, in accordance with Article Mgmt
91 of the Company s Articles of
Association, that the remuneration of
the Directors shall be such amount as
the Directors shall decide not
exceeding in aggregate GBP 2,500,000
per annum
16. Receive the report of the Directors Mgmt
and accounts for the YE 31 DEC 2003
2. Re-elect Dr. B. E. Grote as a Mgmt
3. Re-elect Mr. H. M. P. Miles as a Mgmt
Director
4. Re-elect Sir Robin Nicholson as a Mgmt
Director
5. Re-elect Mr. R. L. Olver as a Mgmt
6. Re-elect Sir Ian Prosser as a Mgmt
7. Elect Mr. A. Burgmans as a Director Mgmt
8. Reappoint Ernst & Young LLP as Mgmt
Auditors until the conclusion of
the next GM before which accounts
are laid and authorize the
Directors to set the Auditors
remuneration for
S.11 Renew the Directors authority by Mgmt
Article 13 of the Company s Articles
of Association to allot equity
securities wholly for cash (a) in
connection with a rights issue; and
(b) otherwise than in connection with
a rights issue up to an aggregate
nominal amount equal to the Section
89 amount of GBP 273 million; for the
period ending on the date of the
Annual General Meeting in 2005 or 14
JUL 2005, whichever is the earlier
S.12 Authorize the Company generally and Mgmt
unconditionally to make market
purchases (as defined in Section
163(3) of the Companies Act 1985) of
ordinary shares with nominal value of
USD 0.25 each in the company,
provided that: (a) the Company does
not purchase under this authority
more than 2.2 billion ordinary
shares; (b) the Company does not pay
less than $0.25 for each share; and
(c) the Company does not pay more for
each share than 5% over the average
of the middle market price of the
ordinary shares for the five business
days immediately preceding the date
on which the company agrees to buy
the shares concerned, based on share
prices and currency exchange rates
published in the Daily Official List
of the London Stock Exchange. In
executing this authority the company
may purchase shares using any
currency, including pounds sterling,
US dollars and euros. This authority
shall continue for the period ending
on the date of the AGM in 2005 or 14
JUL 2005, whichever is the earlier,
provided that if the Company has
agreed before this date to purchase
ordinary shares where these purchases
will or may be executed after the
authority terminates (either wholly
or in part) the Company may complete
such purchases
S.17. PLEASE NOTE THAT THIS IS A Shr
SHAREHOLDER RESOLUTION: Approve,
shareholders instruct the company to
prepare a report disclosing, as
appropriate, how the company analyses
and takes steps to control
significant risks to shareholder
value from operating in protected and
sensitive areas, including IUCN
Management Categories I-IV and Marine
Management Categories I-V; World
Heritage Sites; and national parks,
monuments, and wildlife refuges.
These risks include operating,
financial, and reputation risks to
the business in general, the ability
to attract and retain high quality
staff, and the impact on BP s effort
in building its reputation as a good
corporate citizen. The report should
be available to investors by the 2005
AGM
S.9 Amend the Company s Articles of Mgmt
Association (a) with immediate
effect, by inserting the words, or
otherwise in accordance with section
95 of the Act, into Article 13(B)(ii)
directly after the word authority;
and (b) with effect from the
conclusion of this meeting (or any
adjournment of it), by deleting the
existing Article 99 (including its
heading) and replacing it with the
following: Annual Retirement of
Directors 99 At each AGM held after
31 DEC 2004 all the Directors shall
retire from office
- -------------------------------------------------------------------------------------------------------
COLT TELECOM GROUP PLC Agenda: 700477587
CUSIP: G22944121 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0004246996
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the Directors Mgmt
report and financial statements for
the period ended 31 DEC 2003 and the
Auditors report thereon
10. Re-appoint Mr. Timothy T. Hilton as a Mgmt
Director
11. Re-appoint Mr. H.F. Van Den Hoven as Mgmt
a Director
12. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors of the Company and
authorize the Directors to determine
their remuneration
13. Authorize the Board, in substitution Mgmt
for all subsisting authorities and
for the purpose of Section 80 of the
Companies Act 1985, to allot relevant
securities, up to an aggregate
nominal amount of GBP 14,104,915;
Authority expires at the earlier of
15 months from the date of passing
this resolution or at the conclusion
of the AGM of the Company in 2005;
and the Board may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry; and this authority shall not
be exercisable in respect of any
relevant securities other than in
connection with the allotment of
relevant securities in relation to
the convertible notes, the warrants
and the share plans to the extent
that the aggregate nominal amount of
the relevant securities issued
pursuant to this authority as
specified would exceed one-third of
the issued ordinary share capital of
the Company at the date of the
passing of this resolution
16. Approve the Directors remuneration Mgmt
report contained within the report
and accounts for the YE 31 DEC 2003
2. Re-appoint Mr. Barry R.J. Bateman as Mgmt
a Director
3. Re-appoint Mr. Steven P. Akin as a Mgmt
Director
4. Re-appoint Mr. Andreas Barth as a Mgmt
Director
5. Re-appoint Mr. Paul W. Chisholm as a Mgmt
Director
6. Re-appoint Mr. James C. Curvey as a Mgmt
Director
7. Re-appoint Mr. Vincenzo Damiani as a Mgmt
Director
8. Re-appoint Mr. Hans Eggerstedt as a Mgmt
Director
9. Re-appoint Dr. Robert Hawley as a Mgmt
Director
S.14 Authorize the Board, subject to the Mgmt
passing of the previous resolution,
and pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred
by the previous resolution and/or
where such allotment constitutes an
allotment of equity securities by
virtue of Section 94(3A), disapplying
the statutory pre-emption rights
Sub-Section (1) of Section 89,
provided that this power is limited
to the allotment of equity securities
in connection with a rights issue,
open offer or any other pre-emptive
offer in favor of ordinary
shareholders; and up to an aggregate
nominal amount equal to 5% of the
issued and unconditionally allotted
share capital of the Company;
Authority expires the earlier of 15
months from the date of this
resolution or at the conclusion of
the AGM of the Company in 2005; and,
authorize the Board may allot equity
securities after such expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.15 Authorize the Company, for the Mgmt
purposes of Section 166 of the
Companies Act 1985 to make market
purchases Section 163(3) of up to
150,000,000 ordinary shares of 2.5p
each, at a minimum price of 2.5p per
ordinary share and up to 5% of the
average of the middle market
quotations for the ordinary shares as
taken from the London Stock Exchange
Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the 15 months
from the date of this resolution or
at the conclusion of the AGM of the
Company in 2005; the Company may
before the expiry enter into a
contract of purchase under which such
purchase may be completed or executed
wholly or partly after such expiry
- -------------------------------------------------------------------------------------------------------
CRH PLC Agenda: 700489544
CUSIP: G25508105 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: IE0001827041
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Company s financial Mgmt
statements and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a dividend on the ordinary Mgmt
shares
3.a Re-elect Mr. D.M. Kennedy as a Mgmt
Director in accordance with Article
3.b Re-elect Mr. P.J. Molloy as a Mgmt
Director in accordance with Article
3.c Re-elect Mr. W.I. O Mahony as a Mgmt
Director in accordance with Article
3.d Re-elect Mr. D.W. Dayle as a Director Mgmt
in accordance with Article 109
3.e Re-elect Mr. J.M. De Jong as a Mgmt
Director in accordance with Article
3.f Re-elect Mr. M. Lee as a Director in Mgmt
accordance with Article 109
3.g Re-elect Mr. T.V. Neill as a Director Mgmt
in accordance with Article 109
4. Authorize the Directors to fix the Mgmt
remuneration of the Auditors
6. Authorize the Directors pursuant to Mgmt
Article 135(b) of the Articles of
Association of the Company to offer
to the holders of ordinary shares in
the capital of the Company the right
to elect to receive an allotment of
additional ordinary shares credited
as fully paid instead of cash in
respect of all or part of any
dividend or dividends falling to be
declared or paid during the period
commencing on the date of adoption of
this resolution; Authorization
expires on the date of AGM in 2009
S.10 Authorize the Company to purchase Mgmt
ordinary shares Section 212 of the
Companies Act, 1990 subject to
passing of Resolution 9;
Authorization expires at the close of
business on the earlier date of the
AGM in 2005 or 04 AUG 2005
S.11 Authorize the Company to re-issue Mgmt
treasury shares Section 212 of the
Companies Act, 1990 subject to
passing of Resolution 9;
Authorization expires at the close of
business on the earlier date of the
AGM in 2005 or 04 AUG 2005
S.5 Authorize the Directors of the Mgmt
Company in pursuant to the Article
11(e) of the Articles of Association
of the Company to allot equity
securities for cash and in respect of
sub-paragraph (III) thereof up to an
aggregate value of EUR 8,968,000;
Authorization expires earlier the
date of AGM in 2005 or 04 AUG 2005
S.7 Amend Article 14 of the Articles of Mgmt
Association of the Company by
deleting and adding the new article
S.8 Amend Article 153 of the Articles of Mgmt
Association of the Company
S.9 Amend Article 62 of the Articles of Mgmt
Association of the Company
- -------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD Agenda: 700425576
CUSIP: G3122U129 Meeting Type: AGM
Ticker: Meeting Date: 11/26/2003 ISIN: BMG3122U1291
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
consolidated financial statements and
the reports of the Directors and of
the Auditors of the Group for the YE
30 JUN 2003
2. Declare a final dividend for the YE Mgmt
30 JUN 2003
3. Declare a special dividend for the YE Mgmt
30 JUN 2003
4. Re-elect the Directors Mgmt
5. Re-appoint the Auditors and authorize Mgmt
the Board of Directors to fix their
remuneration
6. Authorize the Directors of the Mgmt
Company to purchase shares in the
capital of the Company, during the
relevant period, subject to and in
accordance with all applicable laws
and regulations, not exceeding 10% of
the aggregate nominal amount of the
issued share capital; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM is to be held by the
Bye-laws of the Company and or any
applicable laws to be held
7. Authorize the Directors of the Mgmt
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding the aggregate of 20% of the
aggregate nominal amount of the
issued share capital of the Company,
otherwise than pursuant to i) a
rights issue; or ii) any share option
scheme or similar arrangement; or
iii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by the Bye-laws of
the Company and or any applicable
laws to be held
8. Approve, conditional upon the passing Mgmt
of Resolutions 6 and 7, to extend the
general mandate granted to the
Directors to allot, issue and deal
with the shares pursuant to
Resolution 7, by an amount
representing the aggregate nominal
amount of the share capital
repurchased pursuant to Resolution 6,
provided that such amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
this resolution
- -------------------------------------------------------------------------------------------------------
EXEL PLC Agenda: 700474923
CUSIP: G3242Y100 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0004486881
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited accounts for the Mgmt
YE 31 DEC 2003 along with the reports
of the Directors and the Auditors
10. Authorize the Directors, in Mgmt
substitution for any existing
authority, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an aggregate
nominal amount of GBP 23,831,000;
Authority expires at the conclusion
of the next AGM of the Company; and
the Directors may make allotments
during the relevant period which may
be exercised after the relevant period
2. Approve the Directors remuneration Mgmt
report for the YE 31 DEC 2003
3. Declare a final dividend of 16.8p per Mgmt
ordinary share
4. Re-elect Mr. Dennis Millard as a Mgmt
Director
5. Re-elect Mr. John McDonough as a Mgmt
Director
6. Re-elect Mr. John Allan as a Director Mgmt
7. Re-elect Mr. Mick Fountain as a Mgmt
Director
8. Re-elect Mr. Ian Smith as a Director Mgmt
9. Re-appoint Ernst & Young LLP as the Mgmt
Auditors of the Company and authorize
the Board to agree their
S.11 Authorize the Directors, in Mgmt
substitution for any existing
authority, subject to the passing of
Resolution 10 and pursuant to Section
94 of the Companies Act 1985, to
allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 10,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the
allotment of equity securities: a) in
connection with a rights issue in
favor of ordinary shareholders; b) up
to an aggregate nominal amount of GBP
4,141,000; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
such expiry
S.12 Authorize the Company, pursuant to Mgmt
Section 166 of the Companies Act
1985, to make market purchases
Section 163 of up to 29,820,000
ordinary shares of 27 7/9p each in
the capital of the Company, at a
nominal value of such share and not
more than 5% above the average market
value for such shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires at
the conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda: 700416096
CUSIP: G42089113 Meeting Type: AGM
Ticker: Meeting Date: 10/22/2003 ISIN: GB0002374006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors and the Mgmt For *
Auditors reports and the accounts
for the YE 30 JUN 2003
2. Approve the Directors remuneration Mgmt For *
report for the YE 30 JUN 2003
3. Declare a final dividend on the Mgmt For *
ordinary shares
4. Re-elect Lord Blyth of Rowington as a Mgmt For *
Director
5. Re-elect Mr. J.K. Oates as a Director Mgmt For *
6. Re-elect Mr. P.S. Walsh as a Director Mgmt For *
7. Re-appoint KPMG Audit PLC as the Mgmt For *
Auditors of the Company until the
conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine their
remuneration
S.8 Approve to renew the power conferred Mgmt For *
on the Directors by paragraph 4.3 of
Article 4 of the Company s Articles
of Association for a period expiring
at the conclusion of the next AGM of
the Company or on 21 JAN 2005,
whichever is earlier and for such
period the maximum amount of equity
securities which the Directors may so
allot in accordance with paragraph
4.4 (c) of Article 4 Section 95
prescribed amount referred to in
Article 4.4(c) shall be GBP
44,833,003
S.9 Authorize the Company to make market Mgmt For *
purchases Section 163 of the
Companies Act 1985 as amended of up
to 309,885,718 ordinary shares of 28
101/104 pence each, at a minimum
price of 28 101/104 pence for an
ordinary share and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the conclusion
of the next AGM; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda: 700384530
CUSIP: G5256E359 Meeting Type: EGM
Ticker: Meeting Date: 7/4/2003 ISIN: GB0030738503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that the demerger of the Mgmt
electricals business of the Company
Demerger, upon the terms and
conditions in the circular dated 17
JUN 2003 and upon the recommendation
of the Directors of the Company and
immediately upon the ordinary shares
of 5 pence each Kesa shares in Kesa
Electricals PLC Kesa Electricals
issued to holders of ordinary shares
of the Company Kingfisher shares in
connection with the Demerger being
admitted to the Official List of the
UK Listing Authority and to trading
on the London Stock Exchange PlC s
market for listed securities
admission an interim dividend on the
Kingfisher shares, equal to the
aggregate book value of the Company s
interest in its wholly-owned
subsidiary, Kesa Holdings Limited be
declared payable to holders of
Kingfisher shares on the register of
members of the Company on 07 JUL 2003
Demerger record time, such dividend
to be satisfied by the transfer
effective immediately upon the
admission by the Company to Kesa
Electricals of the entire issued
share capital of Kesa Holdings
Limited, in consideration for which
Kesa Electricals has agreed to allot
and issue the Kesa shares, effective
immediately upon admission and
credited as fully paid, to such
shareholders in proportion of one
Kesa share for every one Kingfisher
share held by such shareholders save
that the number of Kesa shares to be
allotted and issued to each of Ms.
Helen Jones and Mr. Francis Mackay as
holders of Kingfisher shares shall be
reduced by the number of Kesa shares
already held by them for the purposes
of the Demerger being 13 and 7 Kesa
shares respectively so that upon the
admission all holders of Kingfisher
shares including Ms. Helen Jones and
Mr. Francis Mackay will hold one Kesa
share for each Kingfisher share held
at the Demerger record time; and
authorize the Directors of the
Company to do all such acts and
things on behalf of the Company and
any of its subsidiaries as they deem
necessary for the purpose of giving
effect to the Demerger
2. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue: (a) every one Kingfisher share
then in issue shall be sub-divided
into seven shares of 127/28 pence
each in the capital of the Company
each a subdivided ordinary share and
forthwith upon such sub-division
every eight subdivided ordinary
shares shall be consolidated into one
new ordinary share of 155/7 pence in
the capital of the Company a
consolidated ordinary share provided
that no shareholder shall be entitled
to a fraction of a consolidated
ordinary share and all fractional
entitlements arising from such
sub-division and consolidation shall
be aggregated into consolidated
ordinary shares and as soon as
practicable following admission of
the consolidated ordinary shares to
the Official List of the UK Listing
Authority and to trading on the
London Stock Exchange PLC s market
for listed securities, sold and the
aggregate proceeds net of costs and
expenses shall be either retained by
the Company or remitted to the
relevant shareholder; (b) all of the
authorized but unissued Kingfisher
shares at that time shall be
consolidated into one undesignated
share of a nominal value equal to the
aggregate nominal amount of the
unissued Kingfisher shares so
consolidated and forthwith on such
consolidation the said undesignated
share shall be sub-divided into such
number of ordinary share of 155/7
each an unissued consolidated share
provided that any fraction of an
unissued consolidated share arising
from such sub-division shall be
cancelled; and (c) every resolution
of the Company in general meeting
currently in force shall be
constructed as if this resolution had
been passed by the Company prior to
such previous resolution
3. Approve conditionally on immediately Mgmt
after the Kesa Share Issue: (a) the
rules of the Kesa Group Sharesave
Scheme and the rules of the Kesa
Group International Sharesave Plan
including the schedule relating to
the grant of options to French
employees; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they may
consider necessary for the purposes
of giving effect to this resolution,
including making such amendments as
may be necessary to obtain the
approval of the United Kingdom Inland
Revenue, or such other approvals as
the Directors may consider necessary
as desirable; and (c) the Directors
of Kesa Electricals be authorized to
establish further schemes or plans
based on the Kesa Group Sharesave
Scheme and the Kesa Group
Internationa Sharesave Plan
4. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
rules of the Kesa Group Demerger
Award Plan; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they deem
necessary for the purposes of
implementing and giving effect to
this resolution; and (c) the
Directors of Kesa Electricals be
authorize to establish further
schemes or plans based on the Kesa
Group Demerger Award Plan, but
modified to take account of local
tax, exchange control or securities
law in overseas territories, provided
that any Kesa shares made available
under such schemes or plans are
treated as counting against the
limits on individual and overall
participation contained in the rules
of the Kesa Group Demerger Award Plan
5. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
rules of the Kesa Group Incentive
Compensation Plan; (b) the Director
of Kesa Electricals be authorized to
make such modifications as they
consider necessary for the purposes
of implementing and giving effect to
this resolution; and (c) the
Directors of Kesa Electricals be
authorized to establish further
schemes or plans based on the Kesa
Group Incentive Compensation Plan or
adopt schedules thereto but modified
to take account of local tax,
exchange control or securities law in
overseas territories, provided that
any Kesa shares made available under
such schemes or plans are treated as
counting against the limits on
individual and overall participation
contained in the rules of the Kesa
Group Incentive Compensation Plan
6. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
draft Kesa Group Employee Benefit
Trust; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they consider
necessary or expedient for the
purposes of implementing and giving
effect to this resolution; and (c)
authorize the Directors of Kesa
Electricals to establish further
trusts based on the Kesa Group
Employee Benefit Trust or adopt
schedules thereto but modified to
take account of local tax, exchange
control securities law in overseas
territories
- -------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda: 700515438
CUSIP: G5256E441 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: GB0033195214
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt
including the Corporate Governance
report and the financial statements
for the YE 31 JAN 2004 along with the
report of the Auditors
10. Authorize the Board of Directors to Mgmt
offer any holders of any shares in
the capital of the Company the right
to elect to receive shares in the
capital of the Company, instead of
cash, in respect of all or part of
all or any dividends declared or paid
during the period prior to the AGM of
the Company to be held in 2009, on
the terms and conditions in Article
138.1 of the Articles of Association
of the Company
2. Approve the Directors remuneration Mgmt
report for the YE 31 JAN 2004
3. Declare a final dividend of 6.15 Mgmt
pence on the ordinary shares for
payment on 11 JUN 2004
4. Elect Mr. Tatton-Brown as a Director Mgmt
5. Re-elect Sir Francis Mackay as a Mgmt
Director
6. Re-elect Mr. Hepher as a Director Mgmt
7. Re-elect Ms. Salmon as a Director Mgmt
8. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Company s Auditors and
authorize the Directors to fix their
remuneration
9. Authorize the Directors to allot Mgmt
relevant securities Section 80 of the
Companies Act 1985 and to make an
offer or agreement which would or
might require relevant securities to
be allotted up to an aggregate
nominal amount of GBP 108,526,099;
Authority expires earlier of the
conclusion of the next AGM of the
Company or 03 SEP 2005
S.11 Authorize the Directors, pursuant to Mgmt
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2), disapplying the per emption
rights Section 89(1), provided that
this power shall be limited to the
allotment of equity securities: i) in
connection with a rights issue for
cash in favor of ordinary
shareholders; and ii) up to an
aggregate nominal amount not
exceeding 5% of the nominal value of
the issued share capital of the
Company; Authority expires earlier
of, the conclusion of the next AGM of
the Company or on 03 SEP 2005; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.12 Authorize the Company, pursuant to Mgmt
Article 44 of the Company s Articles
of Association and Section 166 of the
Companies Act 1985, to make market
purchases Section 163(3) of up to
233,210,664 of its ordinary shares,
at a maximum price of an amount equal
to 105% of the average of the middle
market quotations of such shares as
derived form the stock exchange daily
official list for the 5 business
after such purchase; Authority shall
expire at the conclusion of the next
AGM of the Company or on 03 DEC 2005;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
- -------------------------------------------------------------------------------------------------------
MATALAN Agenda: 700425134
CUSIP: G58886105 Meeting Type: EGM
Ticker: Meeting Date: 11/18/2003 ISIN: GB0002594264
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non-
due to the revision of the agenda. Voting
If you have already sent in your
votes, please do not return this
proxy form unless you decide to amend
your original instructions. Thank you.
1. Approve and adopt the Matalan Long Mgmt For *
Term Incentive Plan Plan; authorize
the Directors of the Company to
establish further plans based on Plan
but modified to take account of local
tax, exchange control or securities
laws in overseas territories,
provided that any shares made
available under such further plans
are treated as counting against the
limits on individual or overall
participation in the Plan; and
authorize the Directors of the
Company to vote and be counted in the
quorum, on any matter connected with
the Plan, notwithstanding that they
may be interested in the same except
that no Director may be counted in a
quorum or vote in respect of his own
participation and the prohibition on
voting by interested Directors
contained in the Articles of
Association of the Company be and is
hereby relaxed accordingly
- -------------------------------------------------------------------------------------------------------
GIORDANO INTERNATIONAL LTD Agenda: 700474442
CUSIP: G6901M101 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: BMG6901M1010
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
financial statements and the reports
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Declare a final dividend for the YE Mgmt
31 DEC 2003
3. Declare a special dividend for the YE Mgmt
31 DEC 2003
4. Re-elect the retiring Directors Mgmt
5. Re-appoint the Auditors and authorize Mgmt
the Directors to fix their
6.1 Authorize the Directors of the Mgmt
Company to issue, allot or deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing this resolution, otherwise
than pursuant to i) a rights issue;
or ii) the exercise of subscription
or conversion rights attached to any
warrants or securities; or iii) the
exercise of options; or iv) any scrip
dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is
to be held by the By-laws or any
applicable laws of Bermuda
6.2 Authorize the Directors of the Mgmt
Company to purchase shares in the
capital of the Company during the
relevant period, subject to and in
accordance with all applicable laws
and the requirements of the rules
governing the listing of securities
on The Stock Exchange of Hong Kong
Limited or of any other applicable
stock exchange, not exceeding 10% of
the aggregate nominal amount of the
issued share capital of the Company
at the date of passing this
resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM of the Company is to be held by
the By-laws or any applicable laws of
Bermuda
6.3 Approve to extend the general mandate Mgmt
granted to the Directors of the
Company to issue, allot or deal with
additional shares of the Company
pursuant to Resolution 6.1, by an
amount representing the aggregate
nominal amount of the shares in the
capital of the Company purchased by
the Directors of the Company pursuant
to Resolution 6.2, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
at the date of passing this
resolution
S.6.4 Amend the Bye-laws of the Company Mgmt
- -------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda: 700483770
CUSIP: G69651100 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: GB0006776081
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the accounts of Mgmt
the Company and the reports of the
Directors of the Company and the
Auditors for the YE 31 DEC 2003
10. Authorize the Directors, in Mgmt
substitution of the authority of the
AGM of 25 APR 2003, subject to the
passing of Resolution 11 of the AGM
of 25 MAR 2004, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an aggregate
nominal amount of GBP 66, 871,000;
Authority expires on 29 APR 2009; and
the Directors may make allotments
during the relevant period which may
be exercised after the relevant
period
11. Approve to increase the authorized Mgmt
share capital of the Company from GBP
294,500,000 by GBP 1,000,000 to GBP
295,500,000 by the creation of
4,000,000 ordinary shares of 25p each
15. Approve to extend the Pearson PLC UK Mgmt
Worldwide Save for Share Plan until
30 APR 2014 and authorize the
Directors to operate savings-related
shares option plans in countries
other than the UK on terms similar to
and subject to the overall limits
contained in the Pearson PLC UK
Worldwide Save for Share Plan and
Authorize the Directors to be counted
in the quorum at a meeting of the
Directors and vote as Directors on
any other matter connected with the
Pearson PLC UK Worldwide Save for
Shares Plan or any plan established
above, notwithstanding that they may
be interested in the same
2. Declare a final dividend on the Mgmt
ordinary shares
3. Re-elect Mr. Dennis Stevenson as a Mgmt
Director
4. Re-elect Mr. John Makinson as a Mgmt
Director
5. Re-elect Mr. Reuben Mark as a Mgmt
6. Re-elect Mr. Vernon Sankey as a Mgmt
Director
7. Receive and approve the report of the Mgmt
Directors remuneration
8. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors for the ensuing year
9. Authorize the Directors to determine Mgmt
the remuneration of the Auditors
S.12 Authorize the Board of Directors of Mgmt
the Company, pursuant to Section 95,
to allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 10,
disapplying the statutory pre-
emption rights Section 89(1),
provided that this power is limited
to the allotment of equity
securities: i) in connection with a
rights issue in favor of ordinary
shareholders; ii) up to an aggregate
nominal value of GBP 10,030,000;
Authority expires on 29 APR 2009; and
the Board may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
S.13 Authorize the Company, pursuant to Mgmt
Article 9 of the Company s Articles
of Association, to make market
purchases Section 163(3) of the
Companies Act 1985 of up to
80,000,000 ordinary shares of 25p
each in the capital of the Company,
at a minimum price of 25p and equal
to 105% of the average market value
for such shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires on 29 JUL
2005; the Company, before the expiry,
may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
S.14 Approve to adopt the document Mgmt
produced to the meeting as the
Articles of Association of the
Company in substitution for and to
the exclusion of the present Articles
of Association of the Company
- -------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC Agenda: 700483782
CUSIP: G7420A107 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: GB0007278715
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Adopt the 2003 reports and the Mgmt
10. Approve to renew the authority to Mgmt
allot shares
2. Approve the Directors remuneration Mgmt
report
3. Declare a final dividend Mgmt
4. Re-elect Mr. George Greener Mgmt
5. Re-elect Mr. Peter White Mgmt
6. Re-elect Mr. Colin Day Mgmt
7. Elect Miss. Judith Sprieser Mgmt
8. Elect Mr. Kenneth Hydon Mgmt
9. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors
S.11 Approve to renew the power to Mgmt
disapply pre-emption rights
S.12 Approve to renew the authority to Mgmt
purchase own shares
- -------------------------------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC Agenda: 700410044
CUSIP: G7727C137 Meeting Type: AGM
Ticker: Meeting Date: 9/24/2003 ISIN: IE0031117611
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts for Mgmt For *
the YE 31 MAR 2003 and the reports of
the Directors and the Auditors
2.i Elect Mr. Emmanuel Faber as a Mgmt For *
2.ii Elect Mr. Klaus Kirchberger as a Mgmt For *
Director
3.i Re-elect Mr. Raymond MacSharry as a Mgmt For *
Director, who retires in accordance
with Articles of Association
3.ii Re-elect Mr. Michael O Leary as a Mgmt For *
Director, who retires in accordance
with Articles of Association
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
5. Authorize the Directors of the Mgmt For *
Company, in accordance with the
provisions of Section 20(3) of the
Companies Act, 1983, to allot and
issue relevant securities Section 20
of the 1983 and that the maximum
amount of relevant securities as
aforesaid which may be allotted under
this authority be authorized but as
yet unissued share capital of the
Company as at the close of business
on the date of passing of this
Resolution and allot and issue any
shares purchased by the Company
pursuant to the provisions of part XI
Companies Act, 1990 and held as
treasury shares; Authority expires at
the end of 24 SEP 2008; and the
Directors may allot and issue such
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
S.6 Authorize the Directors, pursuant to Mgmt For *
Section 23 and Section 24(1) of the
Companies Act, 1983, to allot equity
securities Section 23 for cash
pursuant to the authority conferred
on the Directors under Section 20 of
the 1983 Act by Resolution 4,
disapplying the statutory pre-emption
rights Section 23(1) of the 1983 Act,
provided that this power is limited
to the allotment of equity securities
pursuant to the provisions of Part XI
of the Companies Act, 1990 : a) on
the exercise of any option granted
pursuant to the Ryanair Holdings PLC
Share Option Plans; b) in connection
with a rights issue in favor of
shareholders where the equity
securities are issued; and c) up to
an aggregate nominal amount of GBP
533,400 5% of the issued share
capital; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
- -------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda: 700484708
CUSIP: G82343164 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: GB0009223206
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
accounts of the YE 31 DEC 2003
together with reports of the
Directors and the Auditors thereon
10. Approve the Smith & Nephew 2004 Mgmt
Performance Share Plan
11. Approve the Smith & Nephew 2004 Mgmt
Executive Share Option Plan
12. Approve the Smith & Nephew 2004 Co- Mgmt
Investment Plan
13. Authorize the Directors to establish Mgmt
other schemes for employees resident
or working outside the United Kingdom
based on the Performance Share Plan,
the 2004 Option Plan and the 2004
Co-Investment Plan Principal Schemes,
but modified to take account of local
tax exchange control and securities
law, provided that: a) such other
schemes shall confer benefits and
contain limits so as to ensure, so
far as the Directors consider
practicable, substantial equality of
treatment with employees
participating in the Principal
Schemes; and b) any shares issued or
which might be issued under such
other Schemes are treated as counting
against the overall limitations on
the issue of new shares as set out in
the Principle Schemes
14. Authorize the Directors to establish Mgmt
the new discretionary trust for the
benefit of employees and former
employees of the Company and its
subsidiaries
15. Amend the rules of the Smith & Nephew Mgmt
2001 UK approved Share Option Plan
16. Amend the rules of the Smith & Nephew Mgmt
2001 UK unapproved Share Option Plan
2. Declare a final dividend of 3.1 pence Mgmt
per ordinary share in respect of the
YE 31 DEC 2003
21. Approve to increase the aggregate Mgmt
ordinary remuneration permitted to be
paid to non-executive Directors, in
accordance with Article 115 of the
Company Articles of Association
adopted pursuant to Resolution 19, to
an amount not exceeding GBP 900,000
3. Re-elect Mr. Warren Knowlton as a Mgmt
Director of the Company
4. Re-elect Sir Christopher O Donnell as Mgmt
a Director of the Company
5. Re-elect Mr. Richard De Schutler as a Mgmt
Director of the Company
6. Re-elect Mr. Rolf Stomberg as a Mgmt
Director of the Company
7. Re-appoint Ernst & Young LLP as the Mgmt
Auditors
8. Approve to renew the Directors Mgmt
authorization to allot securities
granted by article 9.2 of the Company s
Articles of Association; Authority
expires the earlier of the conclusion
of the next AGM of the Company in
2005 or 5 AUG 2005; and for the
purposes of Article 9 of the Company
s Articles of Association Section 80,
amount for this period
9. Approve the remuneration report of Mgmt
the Directors for the YE 31 DEC 2003
S.17 Approve to reclassify the 1 issued B Mgmt
ordinary share of 12 2/3 pence as an
ordinary share having the same rights
and subject to the same restrictions
as the existing ordinary share of the
Company including entitlement to
receive the same dividend as any
existing ordinary share
S.18 Authorize the Company, pursuant to Mgmt
Section 166 of the Companies Act
1985, to make market purchases
Section 163(3) of up to 93,486,408
ordinary shares 10% of the issued
share capital as at 16 MAR 2004 of 12
2/3 pence each in the capital of the
Company, at a minimum price of 12 2/3
pence and an amount equal to 105% of
average of the middle market
quotations for an ordinary share
derived from the London Stock
Exchange Daily Official List, for the
5 business days preceding the date of
purchase; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 5 AUG
2005; the Company, before the expiry,
may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
S.19 Approve the Articles of Association Mgmt
of the Company in substitution for
and to the exclusion of all previous
Articles of Association, but without
prejudice to the authorities granted
under Resolutions 8 and 20.
S.20 Approve to renew the Directors power Mgmt
to allot securities otherwise than to
existing shareholders pro rata to
their holdings granted by Article 9.3
of the Company s Articles of
Association adopted pursuant to
Resolution 19; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 5 AUG
2005; and for the purposes of the
Article 9 of Company s Articles of
Association Section 89 for this
amount be GBP 5,713,057
- -------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda: 700481411
CUSIP: G92087124 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: GB0005748735
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts and Mgmt
the balance sheet for the YE 31 DEC
2003, together with the Directors
report and the Auditors report
10. Re-elect Mr. R. H. P. Markham as a Mgmt
Executive Director
11. Elect Mr. C. J. van der Graaf as a Mgmt
Executive Director
12. Elect The Rt. Honerable The Lord Mgmt
Brittan of Spennithorne QC DL,
subject to the passing of Resolution
26, as a Non-Executive Director
13. Elect Mr. Baroness Chalker of Mgmt
Wallasey, subject to the passing of
Resolution 26, as a Non-Executive
Director
14. Elect Mr. B. Collomb, subject to the Mgmt
passing of Resolution 26, as a Non-
Executive Director
15. Elect Professor W. Dik, subject to Mgmt
the passing of Resolution 26, as a
Non-Executive Director
16. Elect Mr. O. Fanjul, subject to the Mgmt
passing of Resolution 26, as a Non-
Executive Director
17. Elect Mr. C. X. Gonzalez, subject to Mgmt
the passing of Resolution 26, as a
Non-Executive Director
18. Elect Mr. H. Kopper, subject to the Mgmt
passing of Resolution 26, as a Non-
Executive Director
19. Elect The Lord Simon of Highbury CBE, Mgmt
subject to the passing of Resolution
26, as a Non-Executive Director
2. Approve the Directors remuneration Mgmt
report for the YE 31 DEC 2003
included within the annual report &
accounts 2003
20. Elect Mr. J. van der Veer, subject to Mgmt
the passing of Resolution 26, as a
Non-Executive Director
21. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
before the members
22. Authorize the Directors to fix the Mgmt
remuneration of the Auditors
23. Authorize the Directors, in Mgmt
substitution for any existing
authority, to allot relevant
securities Section 80 up to an
aggregate nominal amount of GBP
13,450,000; Authority expire on the
day preceding the 5th anniversary of
the passing of this resolution; and
the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
3. Declare a dividend on the ordinary Mgmt
shares
4. Re-elect Mr. N. W. A. FitzgGerald, Mgmt
KBE as a Executive Director
5. Re-elect Mr. A. Burgmans as a Mgmt
Executive Director
6. Re-elect Mr. A. C. Butler as a Mgmt
Executive Director
7. Re-elect Mr. P. J. Cescau as a Mgmt
Executive Director
8. Re-elect Mr. K. B. Dadiseth as a Mgmt
Executive Director
9. Re-elect Mr. A. R. baron van Heemstra Mgmt
as a Executive Director
S.24 Authorize the Directors, subject to Mgmt
the passing of Resolution 23 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred
by Resolution 23 or by virtue of
Section 94(3A), disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
2,000,000 5% of the issued share
capital; Authority expire on the day
preceding the 5th anniversary of the
passing of this resolution; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
S.25 Authorize the Company, pursuant to Mgmt
Article 64 of the Articles of
Association, to make market purchases
Section 163(3) of up to 290 million
ordinary shares of 1.4p each in the
capital of the Company, at a minimum
price of 1.4p and not more than 5%
above the average market value for
such shares derived from the London
Stock Exchange Daily Official List,
for the 5 business days preceding the
date of purchase; Authority expires
the earlier of the conclusion of the
next AGM of the Company or 12 months;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly
S.26 Amend the Articles of Association to Mgmt
reflect Corporate Governance changes
S.27 Amend the Articles of Association for Mgmt
treasury shares and other minor
- -------------------------------------------------------------------------------------------------------
UNITED UTILITIES PLC Agenda: 700388324
CUSIP: G92806101 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0006462336
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the Mgmt
Directors and the Auditors reports
for the YE 31 MAR 2003
2. Declare a final dividend Mgmt
3. Re-elect Mr. John Roberts as a Mgmt
4. Re-elect Mr. Gordon Waters as a Mgmt
Director
5. Re-elect Mr. Jane Newell as a Mgmt
6. Approve the Directors remuneration Mgmt
report for the YE 31 MAR 2003
7. Re-appoint Deloitte & Touche as the Mgmt
Company s Auditor and authorize the
Directors to fix the Auditor s
remuneration
8. Authorize the Directors to allot the Mgmt
Company s relevant securities Section
80(2) of the Companies Act 1985 up to
an aggregate nominal amount of GBP
185,565,137; Authority expires the
earlier of the conclusion of the AGM
of the Company or 30 OCT 2004; and
the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Company, in Mgmt
accordance with Chapter VII of part V
of the Companies Act 1985, or
otherwise as permitted by law and by
the Company s Articles of
Association, to make market purchases
Section 163(3) of up to 55,669,541 of
its own ordinary shares, at a lowest
price of ordinary shares is GBP 1 and
not more than 5% of the average
middle market quotations for such
shares derived from the Daily
Official List of the London Stock
Exchange, over the previous 5
business days; and Authority expires
the earlier of the conclusion of the
AGM of the Company in 2004 or 30 OCT
2004; the Company, before the expiry,
may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
S.9 Authorize the Directors, for the Mgmt
purpose of Section 95(1) of the
Companies Act 1985, to allot equity
securities Section 94(2) acting under
the general the authority conferred
by Resolution 8, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue or other issue in favor
of ordinary shareholders; ii) up to
an aggregate nominal amount of GBP
27,834,770; Authority expires the
earlier of the conclusion of the AGM
of the Company in 2004 or 30 OCT
2004; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
such expiry
- -------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda: 700381990
CUSIP: G93882101 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0007192106
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please click on the above link to Non-
access Vodafone Group s 2003 Notice Voting
of Annual General Meeting and Annual
Review & Summary Financial Statement
1. Receive the report of the Directors Mgmt For *
and financial statements for the YE
31 MAR 2003
10. Re-appoint Deloitte & Touche as Mgmt For *
Auditors to the Company until the
next AGM
11. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
12. Authorize the Company and any company Mgmt For *
which is or becomes a subsidiary of
the Company during the period to
which this resolution relates and for
the purposes of Part XA of the
Companies Act 1985, to make Donations
to EU Political Organizations or
incur EU Political Expenditure during
the period ending on the date of the
Company s AGM in 2004 provided that
any such Donations and expenditure
made by the Company together with
those made by any subsidiary company
while it is a subsidiary of the
Company shall not exceed in aggregate
GBP 100,000 during that period
13. Renew the authority conferred on the Mgmt For *
Directors by Article 16.2 of the
Company s Articles of Association and
for this purpose: 13.1) the Section
80 amount be USD 900,000,000; and
13.2) the prescribed period be the
period ending on the date of the AGM
in 2004 or on 30 OCT 2004, whichever
is the earlier
2. Approve the remuneration report of Mgmt For *
the Board for the YE 31 MAR 2003
3. Re-appoint Lord MacLaurin of Mgmt For *
Knebworth DL, a Director retiring in
accordance with the Company s
Articles of Association, as a
Director of the Company
4. Re-appoint Mr. Kenneth Hydon, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
5. Re-appoint Mr. Thomas Geitner, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
6. Re-appoint Professor Sir Alec Broers, Mgmt For *
a Director retiring in accordance
with the Company s Articles of
Association, as a Director of the
7. Re-appoint Mr. Jurgen Schrempp, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
8. Re-appoint Dr. John Buchanan, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
9. Approve that the final dividend Mgmt For *
recommended by the Directors of
0.8983p per ordinary share for the YE
31 MAR 2003 be declared payable on
the ordinary shares of the Company to
all members whose names appear on the
Register of Members on 6 JUN 2003 and
that such dividend be paid on 8 AUG
2003
S.14 Approve that, subject to the passing Mgmt For *
of Resolution 13, the power conferred
on the Directors by Article 16.3 of
the Company s Articles of Association
be renewed for the prescribed period
specified in Resolution 13.2 and for
such period the Section 89 amount be
USD 340,000,000
S.15 Authorize the Company, generally and Mgmt For *
unconditionally, for the purposes of
Section 166 of the Companies Act
1985, to make market purchases (as
defined in Section 163 of that Act)
of ordinary shares of USD 0.10 each
in the capital of the Company
provided that: 15.1) the maximum
aggregate number of ordinary shares
which may be purchased is
6,800,000,000; 15.2) the minimum
price which may be paid for each
ordinary share is USD 0.10; 15.3) the
maximum price (excluding expenses)
which may be paid for any ordinary
share is an amount equal to 105% of
the average of the middle market
closing price of the Company s
ordinary shares as derived from the
Official List of the London Stock
Exchange for the 5 business days
immediately preceding the day on
which such share is contracted to be
purchased; and 15.4) this authority
shall expire at the conclusion of the
AGM of the Company held in 2004 or on
30 OCT 2004, whichever is the
earlier, unless such authority is
renewed prior to that time (except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
- -------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP, ZUERICH Agenda: 700490105
CUSIP: H3698D419 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: CH0012138530
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies
Non- widely in this market. Please
Voting contact your ADP client
service representative to obtain
blocking information for your
accounts
1. Approve the annual report, the parent Mgmt
Company s financial statements for
2003 and the groups consolidated
financial statements for 2003
2. Grant discharge the acts of the Mgmt
Members of the Board of Directors and
the Executive Board
3.1 Approve the appropriation of retained Mgmt
earnings
3.2 Approve the reduction of share Mgmt
capital for the purpose of repayment
of par value to shareholders; amend
the Articles of Association
4.1a Re-elect Mr. Thomas D. Bell to the Mgmt
Board of Directors
4.1b Re-elect Mr. Aziz R. D. Syriani to Mgmt
the Board of Directors
4.1c Elect Mr. Peter F. Weibel to the Mgmt
Board of Directors
4.1d Elect Ms. Noreen Doyle to the Board Mgmt
of Directors
4.1e Elect Mr. David W. Syz to the Board Mgmt
of Directors
4.2 Elect the parent Company s Mgmt
Independent Auditors and the group s
Independent Auditors
4.3 Elect the Special Auditors Mgmt
5.1 Amend the Paragraph 4 and 5 of Mgmt
Article 7 of the Articles of
5.2 Approve to deletion of provisions Mgmt
concerning contributions in kind in
Articles of Association
- -------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, OPFIKON Agenda: 700489049
CUSIP: H5783Q106 Meeting Type: OGM
Ticker: Meeting Date: 4/29/2004 ISIN: CH0014030040
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
THE PRACTICE OF SHARE BLOCKING VARIES Non-
WIDELY IN THIS MARKET. PLEASE Voting
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS
1. Approve the annual report, annual Mgmt
accounts and consolidated financial
statements for 2003, reports of the
group and statutory auditors
2. Approve the distribution of Mgmt
profits/dividend for 2003
3. Grant discharge to the Board of Mgmt
Directors and other executive bodies
4.1 Re-elect Board Members Mgmt
4.2 Elect the new Board Members Mgmt
4.3 Re-elect the Auditors and group Mgmt
Auditors
- -------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda: 700450757
CUSIP: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 2/24/2004 ISIN: CH0012005267
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS PART II OF Non-
THE MEETING PROCESSED UNDER MI 122233 Voting
INCLUDING THE AGENDA. THANK YOU
1. Approve the annual report, the Mgmt
financial statements of Novartis AG
and the Group consolidated financial
statements for the year 2003
2. Approve the activities of the Board Mgmt
of Directors
3. Approve the appropriation of Mgmt
available earnings of Novartis AG as
per balance sheet and declare a
dividend payment of CHF 2,526,705,981
is equivalent to a gross dividend of
CHF 1.00 per registered shares of CHF
0.50 nominal value entitled to
4. Approve to allocate the general Mgmt
reserves as per balance sheet of 31
DEC 2003 the amounts of CHF
360,890,000 to the free reserves
5. Approve to reduce the share capital Mgmt
by CHF 12,130,000 from CHF
1,400,735,000 to CHF 1,388,605,000
that the corresponding number of
registered shares for subsequently
cancelled and that the relevant
Clause in the Article of
Incorporation be amended; and amend
Article 4 of the Articles of
Incorporation
6. Authorize the Board of Directors: i) Mgmt
to launch a fourth share repurchase
program to a maximum amount of CHF 3
billion, with the aim of canceling
the shares bought back and ii) to
repurchase for cancellation own
shares beyond the limit of 10% of the
share capital of the Novartis AG in
the course of either the completion
existing third share repurchase
program of CHF 4 billion or the
implementation of the fourth program
7. Amend the Article 21 paragraph 3 of Mgmt
the Articles of Incorporation
8.1 Approve the resignation of Mr. Walter Mgmt
G. Frehner and Mr. Heini Lippuner
from the Board of Directors
8.2a Re-elect Prof. Dr. Helmut Sihler as a Mgmt
Director for a period of 3 years
8.2b Re-elect Mr. Hans-Jorg Rudloff as a Mgmt
Director for a period of 3 years
8.2c Re-elect Mr. De Daniel Vasella as a Mgmt
Director for a period of 3 years
9. Approve the retention of the current Mgmt
Auditors of Novartis AG and Group
Auditors, PricewaterhouseCoopers AG
for a further year
- -------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG Agenda: 700481372
CUSIP: H8300N119 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: CH0012280076
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non-
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Receive the business report 2003, as Mgmt
well as the reports of the Auditors
and the Group Auditor
2. Approve the annual report, the annual Mgmt
accounts and the consolidated
financial statements of 2003
3. Approve the appropriation of the Mgmt
balance profit
4. Grant discharge to the Board of Mgmt
Directors
5. Elect the Board of Directors Mgmt
6. Elect the Auditors and the Group Mgmt
Auditors for 2004
- -------------------------------------------------------------------------------------------------------
UBS AG Agenda: 700473642
CUSIP: H8920M855 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: CH0012032030
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS THE PART II Non-
OF THE NOTICE SENT UNDER MEETING Voting
#118239. THANK YOU
1. Receive the annual report, the Group Mgmt
and the parent Company accounts for
2003, reports of the Group and the
Statutory Auditors
2. Approve the appropriation of retained Mgmt
earnings dividend for FY 2003
3. Grant discharge to the Members of the Mgmt
Board of Directors and the Group
Executive Board
4.1 Re-elect Sir Peter Davis as a Mgmt
4.2.1 Elect Mr. Stephan Haeringer as a new Mgmt
Board Member
4.2.2 Elect Mr. Helmut Panke as a new Board Mgmt
Member
4.2.3 Elect Mr. Peter Spuhler as a new Mgmt
Board Member
4.3 Re-elect Ernst Young Ltd., Basel, as Mgmt
the Group and the Statutory Auditors
5.1 Approve to cancel the shares Mgmt
repurchased under the 2003/2004 share
buyback program and respective
amendment of Article 4 of the
Articles of Association
5.2 Approve the new 2004/2005 share Mgmt
buyback program
- -------------------------------------------------------------------------------------------------------
AIFUL CORP, KYOTO Agenda: 700544667
CUSIP: J00557108 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3105040004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt
No. 27 term: dividends for the
current term as JPY 30 per share JPY
60 on a yearly basis
2. Amend the Company s Articles of Mgmt
Incorporation
3.1 Elect Mr. Yoshitaka Fukuda as a Mgmt
Director
3.10 Elect Mr. Masami Munetake as a Mgmt
3.11 Elect Mr. Yasuo Yanagibashi as a Mgmt
Director
3.12 Elect Mr. Masayuki Satou as a Mgmt
3.13 Elect Mr. Hiroshi Abe as a Director Mgmt
3.14 Elect Mr. Kazumitsu Oishi as a Mgmt
3.15 Elect Mr. Tsuneo Sakai as a Director Mgmt
3.16 Elect Mr. Tetsuo Ninomiya as a Mgmt
3.17 Elect Mr. Kazuyoshi Wakamatsu as a Mgmt
Director
3.2 Elect Mr. Taichi Kawakita as a Mgmt
3.3 Elect Mr. Katsuhide Horiba as a Mgmt
Director
3.4 Elect Mr. Sadatoshi Kobayashi as a Mgmt
Director
3.5 Elect Mr. Shintarou Hashima as a Mgmt
Director
3.6 Elect Mr. Yasutaka Fukuda as a Mgmt
3.7 Elect Mr. Yoshimasa Nishimura as a Mgmt
Director
3.8 Elect Mr. Kouji Imada as a Director Mgmt
3.9 Elect Mr. Takashi Koumoto as a Mgmt
4. Elect Mr. Yasuo Hotta as a Statutory Mgmt
Auditor
5. Grant retirement allowances, to Mgmt
Directors, Mr. Yuuji Kataoka and Mr.
Takashi Noda and 1 Statutory
Auditor, Mr. Tadao Mushiake according
to the Company rule
6. Approve to give free share Mgmt
subscription rights to Directors and
employees of the Company and its
subsidiaries as Stock Option in
accordance with Commercial Code 280-
20 and 280-21
- -------------------------------------------------------------------------------------------------------
AJINOMOTO CO INC Agenda: 700544655
CUSIP: J00882126 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3119600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive the business report, the Non-
balance sheet, and the profit and Voting
loss statement for the 126th FY 01
APR 2003 to 31 MAR 2004
1. Approve the appropriation of the Mgmt
retained earnings for the 126th FY
2. Amend the Articles of Incorporation Mgmt
3.1 Elect a Director Mgmt
3.2 Elect a Director Mgmt
4.1 Elect a Corporate Auditor Mgmt
4.2 Elect a Corporate Auditor Mgmt
4.3 Elect a Corporate Auditor Mgmt
4.4 Elect a Corporate Auditor Mgmt
4.5 Elect a Corporate Auditor Mgmt
5. Approve the revision of the Mgmt
remuneration of the Corporate
6. Approve the retirement allowances to Mgmt
a retired Director and the retiring
Corporate Auditors
- -------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO LTD Agenda: 700559276
CUSIP: J11508124 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3505000004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 15, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.14 Elect Director Mgmt
3.15 Elect Director Mgmt
3.16 Elect Director Mgmt
3.17 Elect Director Mgmt
3.18 Elect Director Mgmt
3.19 Elect Director Mgmt
3.2 Elect Director Mgmt
3.20 Elect Director Mgmt
3.21 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4 Approve Retirement Bonuses for Mgmt
Directors
- -------------------------------------------------------------------------------------------------------
ISETAN CO LTD Agenda: 700549326
CUSIP: J24392102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3140000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 5, Final JY 5, Special
JY 0
2.1 Elect Director Mgmt
2.2 Elect Director Mgmt
2.3 Elect Director Mgmt
2.4 Elect Director Mgmt
2.5 Elect Director Mgmt
2.6 Elect Director Mgmt
3.1 Appoint Internal Statutory Auditor Mgmt
3.2 Appoint Internal Statutory Auditor Mgmt
4 Approve Executive Stock Option Plan Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
JAFCO CO LTD, TOKYO Agenda: 700536230
CUSIP: J25832106 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3389900006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 25, Special
JY 0
2 Amend Articles to: Amend Business Mgmt
Lines - Authorize Share Repurchases
at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt
4.1 Elect Director Mgmt
4.2 Elect Director Mgmt
4.3 Elect Director Mgmt
4.4 Elect Director Mgmt
4.5 Elect Director Mgmt
5 Approve Special Payments to Directors Mgmt
and Statutory Auditors in Connection
with the Abolition of Retirement
Bonus System
6 Approve Adjustment to Aggregate Mgmt
Compensation Ceilings for Directors
and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KANEKA CORP (FORMERLY KANEGAFUCHI CHEMICAL Agenda: 700537989
INDUSTRY CO LTD)
CUSIP: J2975N106 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3215800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 4, Final JY 4, Special
JY 0
2 Amend Articles to: Change Japanese Mgmt
Company Name - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KEYENCE CORP Agenda: 700534387
CUSIP: J32491102 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: JP3236200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 10, Final JY 10, Special
JY 0
2 Amend Articles to: Change Accounting Mgmt
Period for Fiscal Year Beginning
March 21, 2004 for Tax Purposes
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Alternate Statutory Auditor Mgmt
5 Approve Retirement Bonus for Mgmt
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MILLEA HOLDINGS INC, TOKYO Agenda: 700542156
CUSIP: J4276P103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3910660004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 11,000,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUBISHI CORP Agenda: 700552842
CUSIP: J43830116 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3898400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 146695. ALL VOTES Voting
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Approve the appropriation of retained Mgmt
earnings for FY 2003: Dividends for
the current term has been proposed as
JPY 8 per share
2. Approve the partial amendments to the Mgmt
Articles of Incorporation: The term
of office for Director has been
proposed to change to 1 year from the
present 2 years; the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Mikio Sasaki as a Director Mgmt
3.2 Elect Mr. Masayuki Takashima as a Mgmt
Director
3.3 Elect Mr. Yukio Masuda as a Director Mgmt
3.4 Elect Mr. Hidetoshi Kamekazi as a Mgmt
Director
3.5 Elect Mr. Ichirou Taniguchi as a Mgmt
Director
3.6 Elect Mr. Haruo Matsumoto as a Mgmt
3.7 Elect Mr. Tomio Tsutsumi as a Mgmt
4.1 Elect Mr. Yuuzou Shinkai as a Mgmt
Corporate Auditor
4.2 Elect Mr. Koukei Higuchi as a Mgmt
Corporate Auditor
4.3 Elect Mr. Shigemitsu Miki as a Mgmt
Corporate Auditor
4.4 Elect Mr. Shigeru Nakajima as a Mgmt
Corporate Auditor
5. Assign free subscription rights: The Mgmt
Company has proposed to give free
share subscription rights to its
Directors, Executives and Senior
General Managers as stock options
6.1 Grant retirement allowances to Mgmt
retired Director, Mr. Minoru Makihara
6.2 Grant retirement allowances to Mgmt
retired Director, Mr. Kouji Furukawa
6.3 Grant retirement allowances to Mgmt
retired Director, Mr. Susumu Kani
6.4 Grant retirement allowances to Mgmt
retired Director, Mr. Takeshi
6.5 Grant retirement allowances to Mgmt
retired Statutory Auditor, Mr. Tsuneo
6.6 Grant retirement allowances to Mgmt
retired Statutory Auditor, Mr. Manabu
- -------------------------------------------------------------------------------------------------------
MITSUBISHI TOKYO FINANCIAL GROUP INC, TOKYO Agenda: 700542447
CUSIP: J44497105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3902900004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends on
Ordinary Shares: Interim JY 0,
Final JY 6000, Special JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
4 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO LTD (FORMERLY MITSUI REAL Agenda: 700539515
ESTATE DEVELOPMENT CO LTD)
CUSIP: J4509L101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3893200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 3.5, Final JY 3.5,
Special JY 0
2 Amend Articles to: Expand Business Mgmt
Lines - Authorize Share Repurchases
at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt
3.2 Appoint Internal Statutory Auditor Mgmt
4 Approve Retirement Bonus for Mgmt
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NISHIMATSU CONSTRUCTION CO LTD Agenda: 700555329
CUSIP: J56730120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3659200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 9, Special
JY 0
2 Amend Articles to: Authorize Mgmt
Appointment of Alternate Statutory
Auditors
3 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Alternate Statutory Auditor Mgmt
4.4 Appoint Alternate Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NITTO DENKO CORP (FORMERLY NITTO ELECTRIC Agenda: 700552828
INDUSTRIAL CO LTD)
CUSIP: J58472119 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3684000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt
the No. 139 term, including dividends
of JPY 23 per share
2. Amend the Company s Articles of Mgmt
Incorporation partially
3. Approve to assign free subscription Mgmt
rights
4.1 Elect Mr. Masamichi Takemoto as a Mgmt
Director
4.2 Elect Mr. Yukio Nagira as a Director Mgmt
4.3 Elect Mr. Yasuo Ninomiya as a Mgmt
4.4 Elect Mr. Tatsunosuke Fujiwara as a Mgmt
Director
4.5 Elect Mr. Wataru Kitao as a Director Mgmt
5.1 Elect Mr. Nobuyuki Tanioka as a Mgmt
Statutory Auditor
5.2 Elect Mr. Shigeru Takarayama as a Mgmt
Statutory Auditor
5.3 Elect Mr. Shikou Saikawa as a Mgmt
Statutory Auditor
5.4 Elect Mr. Kazuo Kumagai as a Mgmt
Statutory Auditor
6. Approve to assign free subscription Mgmt
rights as stock compensation
7. Approve to revise the remuneration Mgmt
for Statutory Auditors
8. Approve to grant retirement Mgmt
allowances to retired Directors and
Statutory Auditors
9. Approve to grant retirement Mgmt
allowances to Directors and Statutory
Auditors in connection with
abolishment of retirement allowances
- -------------------------------------------------------------------------------------------------------
NTT DOCOMO INC, TOKYO Agenda: 700529982
CUSIP: J59399105 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3165650007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt
13 term: dividends for the current
term as JPY 1000 per share JPY 1500
on a yearly basis
2. Approve the acquisition of the Mgmt
Company s own shares up to 2,500,000
of its own shares up to JPY
600,000,000,000 in value in
accordance with the Commercial Code
3. Amend the Company s Articles of Mgmt
Incorporation
4.1 Elect Mr. Masao Nakamura as a Mgmt
4.10 Elect Mr. Takashi Sakamoto as a Mgmt
Director
4.11 Elect Mr. Shuurou Hoshizawa as a Mgmt
Director
4.12 Elect Mr. Yoshiaki Ugaki as a Mgmt
4.13 Elect Mr. Hideki Niimi as a Director Mgmt
4.14 Elect Mr. Youjirou Inoue as a Mgmt
4.15 Elect Mr. Harunari Futatsugi as a Mgmt
Director
4.16 Elect Mr. Bunya Kumagai as a Director Mgmt
4.17 Elect Mr. Seiji Tanaka as a Director Mgmt
4.18 Elect Mr. Hiroaki Nishioka as a Mgmt
Director
4.19 Elect Mr. Fumio Nakanishi as a Mgmt
4.2 Elect Mr. Masayuki Hirata as a Mgmt
4.20 Elect Mr. Akio Ooshima as a Director Mgmt
4.21 Elect Mr. Masatoshi Suzuki as a Mgmt
Director
4.22 Elect Mr. Fumio Iwasaki as a Director Mgmt
4.23 Elect Mr. Tsuyoshi Nishiyama as a Mgmt
Director
4.24 Elect Mr. Keiji Tachikawa as a Mgmt
4.25 Elect Mr. Masayuki Yamamura as a Mgmt
Director
4.3 Elect Mr. Kunio Ishikawa as a Mgmt
4.4 Elect Mr. Seijirou Adachi as a Mgmt
4.5 Elect Mr. Keiichi Enoki as a Director Mgmt
4.6 Elect Mr. Yasuhiro Kadowaki as a Mgmt
Director
4.7 Elect Mr. Takanori Utano as a Mgmt
4.8 Elect Mr. Kiyoyuki Tsujimura as a Mgmt
Director
4.9 Elect Mr. Shunichi Tamari as a Mgmt
5. Elect Mr. Shouichi Matsuhashi as a Mgmt
Statutory Auditor in place of Mr.
Kiyoto Uehara
6. Grant retirement allowances to the Mgmt
retiring Directors and the Corporate
Auditor
- -------------------------------------------------------------------------------------------------------
ORIX CORP (FORMERLY ORIENT LEASING CO LTD) Agenda: 700527281
CUSIP: J61933123 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3200450009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT YOU CAN ACCESS Non-
FURTHER SHAREHOLDER INFORMATION AT Voting
THE FOLLOWING LINK:
http://ww3.ics.adp.com/streetlink_dat
a/dirGPICS/saC6DC.pdf
1 Amend Articles to: Expand Business Mgmt
Lines - Authorize Share Repurchases
at Board s Discretion - Limit
Legal Liability of Directors and
Executive Officers
2.1 Elect Director Mgmt
2.10 Elect Director Mgmt
2.11 Elect Director Mgmt
2.12 Elect Director Mgmt
2.2 Elect Director Mgmt
2.3 Elect Director Mgmt
2.4 Elect Director Mgmt
2.5 Elect Director Mgmt
2.6 Elect Director Mgmt
2.7 Elect Director Mgmt
2.8 Elect Director Mgmt
2.9 Elect Director Mgmt
3 Approve Executive Stock Option Plan Mgmt
- -------------------------------------------------------------------------------------------------------
SHINKO SECURITIES CO LTD, TOKYO Agenda: 700547928
CUSIP: J73348104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3373800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonus for Director Mgmt
6 Approve Executive Stock Option Plan Mgmt
- -------------------------------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD, OSAKA Agenda: 700539060
CUSIP: J77669133 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3402200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the of profit appropriation Mgmt
for No.81 term: dividends for the
current term as JPY 1.50 per share
2. Approve the partial amendments to the Mgmt
Company s Articles of Incorporation
3.1 Elect Mr. Hiroshi Shimozuma as a Mgmt
Director
3.10 Elect Mr. Fumio Hombe as a Director Mgmt
3.2 Elect Mr. Kunihiko Suemitsu as a Mgmt
Director
3.3 Elect Mr. Gashun Amaya as a Director Mgmt
3.4 Elect Mr. Kenjirou Shigematsu as a Mgmt
Director
3.5 Elect Mr. Eiji Sakuta as a Director Mgmt
3.6 Elect Mr. Yasutaka Toya as a Director Mgmt
3.7 Elect Mr. Tsutomu Andou as a Director Mgmt
3.8 Elect Mr. Hiroshi Tomono as a Mgmt
3.9 Elect Mr. Nobusato Suzuki as a Mgmt
4.1 Elect Mr. Toshihiko Takeda as a Mgmt
Statutory Auditor
4.2 Elect Mr. Shigeru Sakurai as a Mgmt
Statutory Auditor
4.3 Elect Mr. Eiji Asada as a Statutory Mgmt
Auditor
5. Approve to offer money to the Mgmt
deceased Director as a token of
condolence, in accordance with the
6. Grant retirement allowances to the Mgmt
Directors, Mr. Hiroshi Shimozuma, Mr.
Kunihiko Suemitsu, Mr. Gashun Amaya,
Mr. Kenjirou Shigematsu, Mr. Eiji
Sakuta, Mr. Yasutaka Toya, Mr.
Tsutomu Andou, Mr. Hiroshi Tomono,
Mr. Nobusato Suzuki and Mr. Fumio
Hombe and the Statutory Auditors, Mr.
Toshihiko Takeda, Mr. Shigeru Sakurai
and Mr. Shougo Takai according to the
Company rule and in connection with
abolishment of retirement allowances
system
- -------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORP (FORMERLY SUZUKI MOTOR CO Agenda: 700532244
LTD)
CUSIP: J78529138 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3397200001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 4, Final JY 5, Special
JY 0
2 Amend Articles to: Allow Appointment Mgmt
of Alternate Statutory Auditors -
Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.14 Elect Director Mgmt
3.15 Elect Director Mgmt
3.16 Elect Director Mgmt
3.17 Elect Director Mgmt
3.18 Elect Director Mgmt
3.19 Elect Director Mgmt
3.2 Elect Director Mgmt
3.20 Elect Director Mgmt
3.21 Elect Director Mgmt
3.22 Elect Director Mgmt
3.23 Elect Director Mgmt
3.24 Elect Director Mgmt
3.25 Elect Director Mgmt
3.26 Elect Director Mgmt
3.27 Elect Director Mgmt
3.28 Elect Director Mgmt
3.29 Elect Director Mgmt
3.3 Elect Director Mgmt
3.30 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Internal Statutory Auditor Mgmt
4.4 Appoint Internal Statutory Auditor Mgmt
4.5 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TDK CORP Agenda: 700532333
CUSIP: J82141136 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3538800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 25, Final JY 30, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt
4 Authorize Share Repurchase Program Mgmt
5.1 Elect Director Mgmt
5.2 Elect Director Mgmt
5.3 Elect Director Mgmt
5.4 Elect Director Mgmt
5.5 Elect Director Mgmt
5.6 Elect Director Mgmt
5.7 Elect Director Mgmt
6 Appoint Internal Statutory Auditor Mgmt
7 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
THK CO LTD Agenda: 700544807
CUSIP: J83345108 Meeting Type: AGM
Ticker: Meeting Date: 6/26/2004 ISIN: JP3539250005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 7.5, Final JY 7.5,
Special JY 0
2 Amend Articles to: Authorize Mgmt
Appointment of Alternate Statutory
Auditors - Reduce Directors Term
in Office - Authorize Share
Repurchases at Board s
Discretion - Abolish Retirement Bonus
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.14 Elect Director Mgmt
3.15 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Alternate Internal Statutory Mgmt
Auditor
5 Approve Retirement Bonuses for Mgmt
Directors
6 Approve Special Payments to Mgmt
Continuing Directors and Statutory
Auditors in Connection with
Abolition of Retirement Bonus System
7 Approve Adjustment to Aggregate Mgmt
Compensation Ceilings for Directors
and Statutory Auditors
8 Approve Executive Stock Option Plan Mgmt
- -------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LTD Agenda: 700528966
CUSIP: J86957115 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3571400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 4, Final JY 6, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Appoint External Auditors Mgmt
6 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
7 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Directors
8 Approve Executive Stock Option Plan Mgmt
- -------------------------------------------------------------------------------------------------------
TOKYU CORP Agenda: 700548437
CUSIP: J88720123 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3574200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with a Mgmt
Final Dividend of JY 5
2 Amend Articles to: Amend Business Mgmt
Lines - Authorize Share Repurchases
at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt
3.2 Appoint Internal Statutory Auditor Mgmt
3.3 Appoint Internal Statutory Auditor Mgmt
3.4 Appoint Internal Statutory Auditor Mgmt
3.5 Appoint Internal Statutory Auditor Mgmt
4 Approve Retirement Bonuses for Mgmt
Directors
- -------------------------------------------------------------------------------------------------------
XEBIO CO LTD Agenda: 700548259
CUSIP: J95204103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3428800001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 14.65, Final JY 15.35,
Special JY 5
2 Amend Articles to: Reduce Directors Mgmt
Term in Office - Authorize Share
Repurchases at Board s
Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
YAMADA DENKI CO LTD Agenda: 700527267
CUSIP: J95534103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3939000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 11, Special
JY 1
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors
6 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORP Agenda: 700541926
CUSIP: J97272124 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3955000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 3.75, Final JY 3.75,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Internal Statutory Auditor Mgmt
4.4 Appoint Internal Statutory Auditor Mgmt
5 Approve Special Payments to Mgmt
Continuing Directors and Statutory
Auditors in Conection with The
Abolition of Retirement Bonus System
6 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Directors
7 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
AEGON NV Agenda: 700485483
CUSIP: N0089J123 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: NL0000301760
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening and minutes Non-
Voting
2. Approve the annual report for 2003, Mgmt
the dividend and discharge
3. Approve the annual report for 2004 Mgmt
and following years
4. Approve the Corporate governance Mgmt
5. Approve the composition of the Mgmt
Supervisory Board
6. Authorize to issue shares and to Mgmt
acquire shares
7. Other matters Other
8. Closure Non-
Voting
- -------------------------------------------------------------------------------------------------------
ING GROEP NV Agenda: 700471004
CUSIP: N4578E413 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: NL0000303600
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non-
due to the revised wording of the Voting
agenda. If you have already sent in
your votes, please do not return this
proxy form unless you decide to
amend your original instructions.
1. Opening remarks and announcements. Non-
Voting
10. Composition of the Supervisory Board: Mgmt
Appointment of Eric Bourdais de
Charbonniere
11. Authorisation to issue shares and to Mgmt
restrict or exclude preferential
rights. right
12. Authorisation to the company to Mgmt
acquire shares or depositary receipts
for shares in its own capital.
13. Any other business and conclusion. Non-
Voting
2.A Discussion of the reports of the Mgmt
Executive Board and the Supervisory
Board for 2003.
2.B Discussion of the profit retention Mgmt
and distribution policy.
3.A Discussion and adoption of the Annual Mgmt
Accounts for 2003.
3.B Adoption of the dividend for 2003. Mgmt
4. Appointment of the auditor. Mgmt
5.A Proposal to discharge the Executive Mgmt
Board in respect of the duties
performed during the year 2003.
5.B Proposal to discharge the Supervisory Mgmt
Board in respect of the duties
performed during the year 2003.
6. Corporate governance. Mgmt
7.A Adoption of remuneration policy. Mgmt
7.B Approval of long-term incentive plan. Mgmt
8. Amendments to the Articles of Mgmt
Association
9.A Appointment of Eric Boyer de la Mgmt
Giroday.
9.B Appointment of Eli Leenaars. Mgmt
9.C Appointment of Hans Verkoren. Mgmt
- -------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda: 700463184
CUSIP: N6817P109 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: NL0000009538
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 124941 DUE TO CHANGE IN Voting
THE MEETING DATE. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Opening Non-
Voting
2.a Proposal to adopt the 2003 financial Mgmt
statements
2.b Explanation of corporate governance Non-
structure Voting
2.c Explanation of policy on additions to Non-
reserves and dividends Voting
2.d Proposal to adopt a dividend of EUR Mgmt
0.36 per common share
2.e Proposal to discharge the members of Mgmt
the Board of Management for their
responsibilities
2.f Proposal to discharge the members of Mgmt
the Supervisory Board for their
responsibilities
3.a Proposal to re-appoint Mr. K.A.L.M. Mgmt
van Miert as a member of the
Supervisory Board of the Company with
effect from March 25, 2004
3.b Proposal to appoint Mr. E. Kist as a Mgmt
member of the Supervisory Board of
the Company with effect from July 1,
4.a Proposal to adopt the remuneration Mgmt
policy for the Board of Management
4.b Proposal to allocate the pool of Mgmt
stock options and restricted shares
to be granted to members of the Board
of Management
5. Proposal to authorize the Board of Mgmt
Management for a period of 18 months,
as of March 25, 2004, as the body
which is authorized to decide, with
the approval of the Supervisory Board
and the Meeting of Priority
Shareholders, to issue shares or
rights to shares within the limits
laid down in the Articles of
Association, as well as to restrict
or exclude the pre-emption right
accruing to shareholders. This
authorization will be limited to 10%
of the issued capital plus 10% of the
issued capital in connection with or
on the occasion of mergers and
acqusitions
6. Proposal to authorize the Board of Mgmt
management for a period of 18 months,
as of March 25, 2004, within the
limits of the law and the Articles of
Association, to acquire for valuable
consideration, on the stock exchange
or otherwise, shares in the Company
at a price between, on the one hand,
an amount equal to the par value of
the shares and, on the other hand, an
amount equal to 110% of the market
price of these shares on the Official
Segment of Euronext Amsterdam N.V. s
stock market (Euronext Amsterdam);
the market price being the average of
the highest price on each of the five
days of trading prior to the date of
acquisition, as shown in the Official
Price List of Euronext Amsterdam
7. Proposal to authorize the Board of Mgmt
Management for a period of 18 months,
as of March 25, 2004, to determine
within the limits of the law, upon
convening a General Meeting of
Shareholders of the Company, that
those persons who are registered in a
register and on a date specified by
the Board of management have to be
considered as entitled to participate
in and to vote at such meeting.
8. Any other business Non-
Voting
9. Closing Non-
Voting
- -------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda: 700486308
CUSIP: Q0344G101 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: AU000000AMP6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non-
report and the reports of the Voting
Directors and the Auditors in respect
of the YE 31 DEC 2003
2.a Re-elect Mr. Roger Patick (Pat) Mgmt
Handley as a Director of AMP Limited,
who retires in accordance with
Clause 64.3 of the Constitution of
2.b Elect Mr. Peter Edward Mason as a Mgmt
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
2.c Elect Dr. Nora Lia Scheinkestel as a Mgmt
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
3. Approve the remuneration for the Mgmt
services of Non-Executive Directors
of AMP Limited to AMP Limited or to
any of its controlled entities be
decreased by AUD 865,000 per annum to
an aggregate maximum sum of AUD
1,635,000 per annum, with such
remuneration to be divided among the
Non-Executive Directors in such
proportion and manner as the
Directors agree or, in default of
agreement, equally and to be taken to
accrue from day to day
- -------------------------------------------------------------------------------------------------------
LEND LEASE CORP LTD Agenda: 700423801
CUSIP: Q55368114 Meeting Type: AGM
Ticker: Meeting Date: 11/12/2003 ISIN: AU000000LLC3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial report for the Mgmt Abstain *
YE 30 JUN 2003, together with the
reports of the Directors and the
Auditors thereon
2. Elect Ms. J.E. Curin as a Director, Mgmt For *
who retires in accordance with Rule
6.1e of the Constitution
3. Re-elect Mr. G.C. Edington as a Mgmt Against *
Director, who retires in accordance
with Rule 6.1f of the Constitution
4. Re-elect Mr. P.C. Goldmark as a Mgmt Against *
Director, who retires in accordance
with Rule 6.1f of the Constitution
5. Re-elect Mr. R.A. Longes as a Mgmt For *
Director, who retires in accordance
with Rule 6.1f of the Constitution
7. Authorize the Non Executive Directors Mgmt For *
to acquire shares or interests in
shares in the Company on the basis
that: a) the Company may issue to or
fund the acquisition for, or for the
benefit of, each Non Executive
Director of a number of shares in the
Company in any year which is equal in
value to all or part of the fees
which would otherwise be payable to
the Director for that year under Rule
8.3a of the Constitution; b) any
acquisitions authorized by this
resolution will be made on behalf of
each participating Director each half
year at the price for that period
determined under the rules of the
Company s Share Purchase Plan; a
Director acquiring shares under the
Plan will not be entitled to Director
s fees to an amount equal to the
price of the shares acquired; and a
Director may not deal with shares
acquired under this Plan until the
date of retirement of the Director,
except as necessary to meet an
earlier tax liability in respect of
those shares
8. Authorize the Company, in addition to Mgmt For *
any existing authority, to buy back
up to 44 million shares 10% of its
issued ordinary shares as at 30 JUN
2003 over the 12 months commencing on
the date of passing of this
resolution, by way of an on market
buyback
S.6 Approve to renew the proportional Mgmt For *
takeover provisions contained in Rule
15 of the Constitution, as amended
as specified for a period of 3 years
- -------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD Agenda: 700416969
CUSIP: Q67027112 Meeting Type: AGM
Ticker: Meeting Date: 10/15/2003 ISIN: AU000000NCP0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 113068 DUE TO Voting
ADDITIONAL RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Re-elect Mr. L. Murdoch as a Director Mgmt For *
2. Re-elect Mr. T. Perkins as a Mgmt For *
3. Re-elect Mr. S. Shuman as a Director Mgmt For *
4. Re-elect Mr. A. Siskind as a Director Mgmt For *
5. Approve to grant, pursuant to and in Mgmt Against *
accordance with the terms and
conditions of the News Corporation
Share Option Plan Plan, to Mr. C.
Carey an Executive Director of the
Company, 500,000 number of options,
Mr. P. Chernin an Executive Director
of the Company, 1,000,000 number of
options, Mr. D.F. De Voe an Executive
Director of the Company, 500,000
number of options, Mr. J.R. Murdoch
an Executive Director of the Company,
275,000 number of options, Mr. L.K.
Murdoch an Executive Director of the
Company, 375,000 number of options,
and to Mr. A.M. Siskind an Executive
Director of the Company, 500,000
number of options to acquire
preferred limited voting ordinary
6. Approve the payment of an aggregate Mgmt For *
of up to AUD 1.85 million
approximately USD 1.2 million per
annum to the Directors, other than
any in full time employment of the
Company or any of its subsidiaries,
for their services as Directors
- -------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda: 700493543
CUSIP: T3643A145 Meeting Type: MIX
Ticker: Meeting Date: 5/25/2004 ISIN: IT0003132476
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non-
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 26 MAY 2004 AND A
THIRD CALL ON 28 MAY 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
E.1 Amend the Articles 2.1, 11.2, 12.2, Mgmt
13, 16.1, 17.2, 17.3, 19.3 and 23 of
Eni by-laws pursuant to the
Legislative Decree No. 6 dated 17 JAN
2003
E.2 Amend Articles 17.3, 19.1 and 28.1 of Mgmt
Eni by-laws
O.1 Receive the financial statement and Mgmt
the consolidated financial statement
at 31 DEC 2003 and also the Board of
Directors and the Auditors report
O.2 Approve the allocation of net income Mgmt
O.3 Grant authority to purchase Eni Mgmt
O.4 Appoint the Independent Auditors for Mgmt
the three-year period 2004-2006
O.5 Amendment to Article 2.1 of Eni Mgmt
S.p.A. s Shareholders Meeting
O.6 Approve the emoluments of the Mgmt
- -------------------------------------------------------------------------------------------------------
MEDIASET SPA Agenda: 700475292
CUSIP: T6688Q107 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: IT0001063210
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE Non-
MEETING DOES NOT REACH QUORUM,THERE Voting
WILL BE A SECOND CALL ON 28 APR 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
E.1 Amend to the Articles of Association Mgmt
O.1 Approve the financial statement, Mgmt
Consolidated financial statement,
Board of Directors and Auditors
Report of 31 DEC 2003 and any
adjournment thereof
O.2 Authorize to buy back of shares and Mgmt
any adjournment thereof
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700483871
CUSIP: V53838112 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non-
Voting
1. Receive and adopt the Director s Mgmt
report and the audited accounts for
the YE 31 DEC 2003
10. Authorize the Directors, pursuant to Mgmt
Section 161 of the Companies Act,
Chapter 50 and Article 48A of the
Company s Articles of Association and
the Listing Manual of the Singapore
Exchange Securities Trading Limited
SGX-ST, to allot and issue shares in
the Company by way of rights, bonus
or otherwise, the aggregate number of
shares issued not exceeding 50% of
the issued share capital of the
Company, of which the aggregate
number of shares to be issued other
than on a pro-rata basis to the
existing shareholders of the Company
does not exceed 20% of the issued
share capital of the Company and the
percentage of issued share capital
shall be calculated based on the
Company s issued share capital at the
date of passing of this resolution
after adjusting for new shares
arising from the conversion of
convertible securities or employee
share options on issue and any
subsequent consolidation or
subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date of the next AGM of the Company
as required by law
11. Authorize the Company, its Mgmt
subsidiaries and associated Companies
or any one of them, for the purposes
of Chapter 9 of the Listing Manual of
the SGX-ST, to enter into any such
transactions falling within the
categories of interested person
transactions with any party who falls
within the classes of interested
persons provided that such
transactions are carried out at arm s
length and on normal commercial terms
and authorize the Directors and the
Audit Committee to do all such acts
and things deemed necessary including
executing such documents as may be
required to give effect to this
mandate and/or resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date of the next AGM of the Company
as required by law
2. Declare a final dividend 22% or 11 Mgmt
cents per share less tax for the YE
31 DEC 2003
3. Re-elect Mr. Choo Chiau Beng as a Mgmt
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
4. Re-elect Mr. Lim Hock San as a Mgmt
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
5. Re-elect Tsao Yuan Mrs. Lee Soo Ann Mgmt
as a Director of the Company pursuant
to Section 81C of the Company s
Articles of Association, who retires
in accordance with Section 81B of the
Company s Articles of Association
6. Re-elect Mr. Leung Chun Ying as a Mgmt
Director of the Company, who retires
in accordance with Section 81A(1) of
the Company s Articles of Association
7. Approve the Directors fees of SGD Mgmt
492,000 for the YE 31 DEC 2003
8. Re-appoint the Auditors and authorize Mgmt
the Directors to fix their
9. Authorize the Directors of the Mgmt
Company to make market purchases of
up to 10% of the issued ordinary
share capital of the Company at a
price not exceeding the maximum price
as prescribed; Authority expires the
earlier of the next AGM of the
Company or date at which it is
required by law to be held
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700521582
CUSIP: V53838112 Meeting Type: CRT
Ticker: Meeting Date: 5/26/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Confirm the capital reduction under Mgmt
Section 73 of the Company s Act
(Chapter 50) approved by the Company
by a way of special resolution passed
on 28 APR 2004 to reduce its special
reserve account by the sum of SGD
110,1170,000, and the share premium
account by a sum of up to SGD
32,163,146.26 and such reduction
shall be effected by returning SGD
0.18 in cash for each issued and
fully paid up ordinary share of SGD
0.50 each in the capital of the
Company
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700483857
CUSIP: V53838112 Meeting Type: EGM
Ticker: Meeting Date: 4/28/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve the proposed capital Mgmt
distribution of SGD 110,117,000 and
SGD 32,163,146.26 from the special
reserve and share premium account
respectively, the sum shall be
returned to the shareholders in SGD
0.18 in cash for each issue and fully
paid ordinary shares of par value SGD
0.50 each in the capital of the
Company held as on the book closure
date
- -------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD Agenda: 700456557
CUSIP: Y38472109 Meeting Type: AGM
Ticker: Meeting Date: 3/12/2004 ISIN: KR7005380001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statements Mgmt
2. Approve the partial amendment to the Mgmt
Articles of Incorporation
3. Elect the Internal and External Mgmt
Directors
4. Elect the Auditor Committee Mgmt
5. Approve the limit of remuneration for Mgmt
the Directors
- -------------------------------------------------------------------------------------------------------
INTERFLEX CO LTD Agenda: 700461471
CUSIP: Y41013106 Meeting Type: AGM
Ticker: Meeting Date: 3/19/2004 ISIN: KR7051370005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non-
DUE TO THE REVISED WORDING OF Voting
RESOLUTION NO. 4. PLEASE ALSO NOTE
THE NEW CUTOFF DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. Approve the financial statements Mgmt
2. Amend the Articles of Incorporation Mgmt
3. Elect the Directors (two External Mgmt
Directors)
4. Appoint the Auditors Mgmt
5. Determine the remuneration limit of Mgmt
the Directors
6. Determine the remuneration limit of Mgmt
the Auditors
7. Amend the retirement benefit plan for Mgmt
the Directors
- -------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda: 700453183
CUSIP: Y74718100 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: KR7005930003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statement, the Mgmt For *
balance sheet, the proposed
disposition of retained earning, the
statement of profit and loss and KRW
5,000 per 1 common share and KRW
5,050 per 1 preferred share
2.1 Elect an External Director Mgmt For *
2.2 Elect the Auditors Mgmt For *
2.3 Elect an Internal Director Mgmt For *
3. Approve the remuneration limit for Mgmt For *
Directors
- -------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO LTD Agenda: 700453777
CUSIP: Y74866107 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: KR7006400006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statement/KRW Mgmt
2,500 per 1 common share
2. Elect the Director Mgmt
3. Approve the remuneration limit for Mgmt
the Directors
- -------------------------------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO LTD (FORMERLY SIAM Agenda: 700451088
CEMENT CO LTD)
CUSIP: Y7866P147 Meeting Type: AGM
Ticker: Meeting Date: 3/24/2004 ISIN: TH0003010Z12
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non-
due to reflect that partial and split Voting
voting are allowed at this meeting.
If you have already sent in your
votes, please do not return this
proxy form unless you decide to amend
your original instructions. Thank
1. Approve the minutes of the AGM No.10 Mgmt
2. Approve the Company s operation Mgmt
results for the year 2003 and the
balance sheet and the profit and loss
statement for the FYE 31 DEC 2003
3. Approve the allocation of profits for Mgmt
2003
4. Elect the Directors in replacement Mgmt
for the Directors who are due to
retire by rotation
5. Appoint the Auditor and determine the Mgmt
Auditor s remuneration for the year
2004
6. Approve the amendment to the Company s Mgmt
regulations in 3 topics: a) to
amend the Company s regulations
regarding the Directors bonus payment
order to comply with the adjustment
of the bonus payment and remuneration
for Directors; b) to amend the
Company s regulations regarding the
authorized signatories legally
binding the Company with the Company
s common seal on; and c) to amend the
Company s regulations regarding the
connected transactions of the Listed
Companies to comply with the
notification of the Stock Exchange of
Thailand Governing the entering into
the disclosure of information and act
of Listed Companies concerning the
connected transactions 2003
7. Approve to adjust the rate of the Mgmt
bonus payment and the remuneration
for Directors
8. Other business (if any Other
Loomis Sayles Investment Grade Bond 0000872649
Fund
- -------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda: 932028093
CUSIP: 559222401 Meeting Type: Special
Ticker: MGA Meeting Date: 8/19/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE SPECIAL RESOLUTION (THE SPECIAL Mgmt For For
RESOLUTION) AUTHORIZING THE SPIN-OFF
OF MI DEVELOPMENTS INC., THE FULL
TEXT OF WHICH IS ATTACHED AS APPENDIX
A TO THE MANAGEMENT INFORMATION
CIRCULAR/PROXY STATEMENT OF THE
CORPORATION DATED JULY 8, 2003 (THE
CIRCULAR), AS SUCH SPECIAL
RESOLUTION MAY BE AMENDED OR VARIED
AT THE SPECIAL MEETING.
Loomis Sayles Research Fund 0000872649
- -------------------------------------------------------------------------------------------------------
AETNA INC. Agenda: 932100225
CUSIP: 00817Y108 Meeting Type: Annual
Ticker: AET Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BETSY Z. COHEN Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
JEFFREY E. GARTEN Mgmt For For
EARL G. GRAVES Mgmt For For
GERALD GREENWALD Mgmt For For
ELLEN M. HANCOCK Mgmt For For
MICHAEL H. JORDAN Mgmt For For
JACK D. KUEHLER Mgmt For For
EDWARD J. LUDWIG Mgmt For For
JOSEPH P. NEWHOUSE Mgmt For For
JUDITH RODIN Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
RONALD A. WILLIAMS Mgmt For For
R. DAVID YOST Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr For Against
VOTING
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION
- -------------------------------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC. Agenda: 932049542
CUSIP: 008190100 Meeting Type: Annual
Ticker: ACS Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DARWIN DEASON Mgmt For For
JEFFREY A. RICH Mgmt For For
MARK A. KING Mgmt For For
JOSEPH P. O'NEILL Mgmt For For
FRANK A. ROSSI Mgmt For For
J. LIVINGSTON KOSBERG Mgmt For For
DENNIS MCCUISTION Mgmt For For
02 TO APPROVE THE PERFORMANCE-BASED Mgmt For For
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda: 932097694
CUSIP: 013817101 Meeting Type: Annual
Ticker: AA Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAIN J.P. BELDA Mgmt For For
CARLOS GHOSN Mgmt For For
HENRY B. SCHACHT Mgmt Withheld Against
FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO APPROVE THE 2004 ALCOA Mgmt For For
STOCK INCENTIVE PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr Against For
DISPARITY
3B SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CHANGE IN CONTROL SEVERANCE PLAN
- -------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt Withheld Against
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr For Against
EXPENSING).
- -------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH III Mgmt Withheld Against
CARLOS FERNANDEZ G. Mgmt Withheld Against
01 JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda: 932095171
CUSIP: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL H. ARMACOST Mgmt Withheld Against
DEBORAH A. COLEMAN Mgmt Withheld Against
HERBERT M. DWIGHT, JR. Mgmt Withheld Against
PHILIP V. GERDINE Mgmt Withheld Against
PAUL R. LOW Mgmt Withheld Against
DAN MAYDAN Mgmt Withheld Against
STEVEN L. MILLER Mgmt Withheld Against
JAMES C. MORGAN Mgmt Withheld Against
GERHARD H. PARKER Mgmt Withheld Against
MICHAEL R. SPLINTER Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED Mgmt Against Against
EMPLOYEE STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda: 932119464
CUSIP: 054303102 Meeting Type: Annual
Ticker: AVP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD T. FOGARTY Mgmt Withheld Against
SUSAN J. KROPF Mgmt Withheld Against
MARIA ELENA LAGOMASINO Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES OF COMMON
STOCK
04 RESOLUTION REGARDING ELIMINATION OF Shr For Against
CLASSIFIED BOARD
05 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF PARABENS
06 RESOLUTION REGARDING REPORT ON Shr Against For
REMOVAL OF DIBUTYL PHTHALATE
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EDWARD L. ROMERO Mgmt For For
THOMAS M. RYAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
JACKIE M. WARD Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr For Against
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt For For
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- -------------------------------------------------------------------------------------------------------
BARR PHARMACEUTICALS, INC Agenda: 932046596
CUSIP: 068306109 Meeting Type: Annual
Ticker: BRL Meeting Date: 10/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE L. DOWNEY Mgmt Withheld Against
PAUL M. BISARO Mgmt Withheld Against
CAROLE S. BEN-MAIMON Mgmt Withheld Against
GEORGE P. STEPHAN Mgmt For For
JACK M. KAY Mgmt For For
HAROLD N. CHEFITZ Mgmt For For
RICHARD R. FRANKOVIC Mgmt For For
PETER R. SEAVER Mgmt For For
JAMES S. GILMORE, III Mgmt For For
02 APPROVAL OF THE REINCORPORATION OF Mgmt For For
THE COMPANY IN THE STATE OF DELAWARE.
03 APPROVAL OF AN INCREASE IN THE NUMBER Mgmt For For
OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK FROM
100,000,000 TO 200,000,000.
- -------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda: 932098280
CUSIP: 079860102 Meeting Type: Annual
Ticker: BLS Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BLANCHARD Mgmt Withheld Against
ARMANDO M. CODINA Mgmt Withheld Against
LEO F. MULLIN Mgmt For For
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt For For
ANNUALLY
04 APPROVE THE STOCK AND INCENTIVE Mgmt For For
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL RE: CEO Shr Against For
COMPENSATION
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS
- -------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda: 932168734
CUSIP: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN BELZER Mgmt For For
MARY L. GOOD Mgmt For For
JAMES C. MULLEN Mgmt For For
BRUCE R. ROSS Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda: 932117927
CUSIP: 099724106 Meeting Type: Annual
Ticker: BWA Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERE A. DRUMMOND Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
THE BORGWARNER INC. 2004 STOCK
INCENTIVE PLAN.
03 TO VOTE UPON A PROPOSAL TO APPROVE AN Mgmt For For
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
OF THE COMPANY IN ORDER TO PERMIT,
AMONG OTHER THINGS, A 2-FOR-1 STOCK
SPLIT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932122512
CUSIP: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 URSULA M. BURNS Mgmt For For
MARYE ANNE FOX Mgmt For For
N.J. NICHOLAS, JR. Mgmt Withheld Against
JOHN E. PEPPER Mgmt Withheld Against
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932043754
CUSIP: 101137107 Meeting Type: Special
Ticker: BSX Meeting Date: 10/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S SECOND RESTATED CERTIFICATE
OF INCORPORATION.
- -------------------------------------------------------------------------------------------------------
BOWATER INCORPORATED Agenda: 932122550
CUSIP: 102183100 Meeting Type: Annual
Ticker: BOW Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD M. NEMIROW Mgmt For For
ARTHUR R. SAWCHUK Mgmt For For
GORDON D. GIFFIN Mgmt Withheld Against
DOUGLAS A. PERTZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
CVS CORPORATION Agenda: 932120380
CUSIP: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. DON CORNWELL Mgmt For For
THOMAS P. GERRITY Mgmt For For
STANLEY P. GOLDSTEIN Mgmt Withheld Against
MARIAN L. HEARD Mgmt Withheld Against
WILLIAM H. JOYCE Mgmt For For
TERRY R. LAUTENBACH Mgmt Withheld Against
01 TERRENCE MURRAY Mgmt Withheld Against
SHELI Z. ROSENBERG Mgmt For For
THOMAS M. RYAN Mgmt Withheld Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1997 INCENTIVE
COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS CVS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 1,
2005.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt Withheld Against
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt Withheld Against
JEAN-PIERRE MILLON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932097416
CUSIP: 141705103 Meeting Type: Special
Ticker: CMX Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
CAREMARK S CERTIFICATE OF
INCORPORATION THAT WILL INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION SHARES
TO 700 MILLION SHARES. THIS AMENDMENT
IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK Mgmt For For
COMMON STOCK TO ADVANCEPCS
STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE
MERGER, COUGAR MERGER CORPORATION
WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER
AS A WHOLLY OWNED SUBSIDIARY OF
CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
CAREMARK S CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF (A)
PREFERRED STOCK FROM 9.5 MILLION
SHARES TO 10.5 MILLION SHARES AND (B)
SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7
MILLION SHARES. THIS AMENDMENT IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 Mgmt For For
INCENTIVE STOCK PLAN. THE CAREMARK
RX, INC. 2004 INCENTIVE STOCK PLAN IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK Mgmt For For
SPECIAL MEETING, IF NECESSARY, FOR
THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. Agenda: 932120873
CUSIP: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. BOLES, JR. Mgmt Withheld Against
W. BRUCE HANKS Mgmt Withheld Against
C.G. MELVILLE, JR. Mgmt For For
GLEN F. POST, III Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
- -------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.H. ARMACOST Mgmt For For
R.E. DENHAM Mgmt For For
R.J. EATON Mgmt For For
S. GINN Mgmt For For
C.A. HILLS Mgmt For For
F.G. JENIFER Mgmt For For
J.B. JOHNSTON Mgmt For For
S. NUNN Mgmt For For
01 D.J. O'REILLY Mgmt For For
P.J. ROBERTSON Mgmt For For
C.R. SHOEMATE Mgmt For For
C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt Against Against
RIGHTS PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For
PLAN
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt Withheld Against
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt Withheld Against
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt Withheld Against
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt Withheld Against
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda: 932104336
CUSIP: 191219104 Meeting Type: Annual
Ticker: CCE Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. ALM Mgmt Withheld Against
J. TREVOR EYTON Mgmt For For
GARY P. FAYARD Mgmt Withheld Against
L. PHILLIP HUMANN Mgmt Withheld Against
PAULA G. ROSPUT Mgmt For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE PLAN (EFFECTIVE JANUARY 1,
2004)
03 TO APPROVE THE 2004 STOCK AWARD PLAN Mgmt For For
04 TO APPROVE THE DEFERRED COMPENSATION Mgmt For For
PLAN FOR NONEMPLOYEE DIRECTORS (AS
AMENDED AND RESTATED EFFECTIVE
FEBRUARY 17, 2004)
05 TO APPROVE THE UK EMPLOYEE SHARE PLAN Mgmt For For
06 TO APPROVE THE STOCK SAVINGS PLAN Mgmt For For
(BELGIUM)
07 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE 2004 FISCAL YEAR
08 SHAREOWNER PROPOSAL TO REQUEST Shr For Against
SHAREOWNER APPROVAL OF CERTAIN
SEVERANCE AGREEMENTS
09 SHAREOWNER PROPOSAL TO REQUEST Shr Against For
ADOPTION OF PUBLICLY STATED GOALS FOR
ENHANCED RATE OF BEVERAGE CONTAINER
RECOVERY IN THE UNITED STATES.
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda: 932106467
CUSIP: 219350105 Meeting Type: Annual
Ticker: GLW Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEREMY R. KNOWLES Mgmt Withheld Against
EUGENE C. SIT Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
HANSEL E. TOOKES II Mgmt For For
WENDELL P. WEEKS Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
CORNING S INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31,
2004.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932162857
CUSIP: 222372104 Meeting Type: Annual
Ticker: CFC Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY G. CISNEROS Mgmt Withheld Against
ROBERT J. DONATO Mgmt Withheld Against
MICHAEL E. DOUGHERTY Mgmt Withheld Against
MARTIN R. MELONE Mgmt Withheld Against
HARLEY W. SNYDER Mgmt For For
02 TO APPROVE AND AMEND THE COMPANY S Mgmt For For
2000 EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932074634
CUSIP: 222372104 Meeting Type: Special
Ticker: CFC Meeting Date: 1/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PROPOSAL TO AMEND THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda: 932110062
CUSIP: 232806109 Meeting Type: Annual
Ticker: CY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T.J. RODGERS Mgmt For For
FRED B. BIALEK Mgmt For For
ERIC A. BENHAMOU Mgmt For For
JOHN C. LEWIS Mgmt For For
ALAN F. SHUGART Mgmt For For
JAMES R. LONG Mgmt For For
W. STEVE ALBRECHT Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
THE 1994 STOCK PLAN (AS AMENDED AND
RESTATED).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda: 932130797
CUSIP: 235851102 Meeting Type: Annual
Ticker: DHR Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. STEVEN M. RALES Mgmt Withheld Against
MR. JOHN T. SCHWIETERS Mgmt For For
MR. ALAN G. SPOON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DANAHER CORPORATION 1998 STOCK OPTION
PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING INCLUSION OF LANGUAGE ON
BOARD DIVERSITY IN THE CHARTER OF THE
NOMINATING AND GOVERNANCE COMMITTEE.
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt For For
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda: 932106520
CUSIP: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.H. BENSON Mgmt Withheld Against
J-P.M. ERGAS Mgmt For For
K.C. GRAHAM Mgmt For For
R.L. HOFFMAN Mgmt For For
J.L. KOLEY Mgmt Withheld Against
R.K. LOCHRIDGE Mgmt For For
T.L. REECE Mgmt For For
B.G. RETHORE Mgmt Withheld Against
G.L. ROUBOS Mgmt Withheld Against
M.B. STUBBS Mgmt Withheld Against
02 TO CONSIDER AND APPROVE THE 2005 Mgmt Against Against
EQUITY AND CASH INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt Against Against
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
01 JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda: 932110947
CUSIP: 278058102 Meeting Type: Annual
Ticker: ETN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. CRITELLI Mgmt For For
E. GREEN Mgmt For For
K.M. PATEL Mgmt For For
02 APPROVAL OF 2004 STOCK PLAN Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
EBAY INC. Agenda: 932168924
CUSIP: 278642103 Meeting Type: Annual
Ticker: EBAY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIPPE BOURGUIGNON Mgmt For For
THOMAS J. TIERNEY Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVAL OF AMENDMENTS TO OUR 1999 Mgmt Against Against
GLOBAL EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE BY
6,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 1999 PLAN.
03 APPROVAL OF AN AMENDMENT TO OUR 2001 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 PLAN.
04 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
900,000,000 TO 1,790,000,000 SHARES.
05 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda: 932103423
CUSIP: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICHOLAS DEBENEDICTIS Mgmt Withheld Against
G. FRED DIBONA, JR. Mgmt For For
SUE L. GIN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR Mgmt For For
SENIOR EXECUTIVES
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt Withheld Against
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR RESTRICTED STOCK PLAN (PAGE
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr For Against
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr For Against
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda: 932104007
CUSIP: 337932107 Meeting Type: Annual
Ticker: FE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.T. ADDISON Mgmt Withheld Against
E.J. NOVAK, JR. Mgmt For For
J.M. PIETRUSKI Mgmt Withheld Against
C.A. REIN Mgmt Withheld Against
R.C. SAVAGE Mgmt Withheld Against
02 RATIFICATION OF AUDITOR Mgmt For For
03 APPROVAL OF AMENDMENTS TO THE CODE OF Mgmt For For
REGULATIONS TO DECLASSIFY THE BOARD
OF DIRECTORS
04 APPROVAL OF AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION AND CODE OF
REGULATIONS TO CHANGE CERTAIN VOTING
REQUIREMENTS
05 APPROVAL OF EXISTING EXECUTIVE Mgmt Against Against
DEFERRED COMPENSATION PLAN
06 APPROVAL OF EXISTING DIRECTOR Mgmt Against Against
DEFERRED COMPENSATION PLAN
07 SHAREHOLDER PROPOSAL Shr For Against
08 SHAREHOLDER PROPOSAL Shr For Against
09 SHAREHOLDER PROPOSAL Shr Against For
10 SHAREHOLDER PROPOSAL Shr For Against
- -------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda: 932111797
CUSIP: 368710406 Meeting Type: Consent
Ticker: DNA Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BYLAWS Mgmt For For
WITH RESPECT TO THE NUMBER OF
AUTHORIZED DIRECTORS.
02 HERBERT W. BOYER Mgmt For For
ARTHUR D. LEVINSON Mgmt Withheld Against
MARK RICHMOND Mgmt For For
CHARLES A. SANDERS Mgmt Withheld Against
WILLIAM M. BURNS Mgmt Withheld Against
ERICH HUNZIKER Mgmt Withheld Against
JONATHAN K.C. KNOWLES Mgmt Withheld Against
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF
04 TO APPROVE THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
05 TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
2B1 ELECT WILLIAM M. BURNS AS DIRECTOR Mgmt Against
2B2 ELECT ERICH HUNZIKER AS DIRECTOR Mgmt Against
2B3 ELECT JONATHAN K.C. KNOWLES AS Mgmt Against
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr For Against
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr For Against
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt Withheld Against
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
JEFFREY R. IMMELT Mgmt Withheld Against
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
0A KENNETH G. LANGONE Mgmt Withheld Against
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt Withheld Against
ROGER S. PENSKE Mgmt Withheld Against
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt Withheld Against
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt Against Against
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr For Against
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr For Against
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442832 Meeting Type: Consent
Ticker: GMH Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION Agenda: 932108233
CUSIP: 401698105 Meeting Type: Annual
Ticker: GDT Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MAURICE A. COX, JR. Mgmt For For
NANCY-ANN MIN DEPARLE Mgmt For For
RONALD W. DOLLENS Mgmt Withheld Against
01 ENRIQUE C. FALLA Mgmt For For
KRISTINA M. JOHNSON PHD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE Shr For Against
BOARD ADOPT A POLICY OF EXPENSING IN
THE COMPANY S ANNUAL INCOME STATEMENT
THE COST OF ALL FUTURE STOCK OPTIONS
ISSUED BY THE COMPANY.
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.L. CRANDALL Mgmt Withheld Against
K.T. DERR Mgmt Withheld Against
C.J. DIBONA Mgmt For For
W.R. HOWELL Mgmt Withheld Against
R.L. HUNT Mgmt Withheld Against
D.J. LESAR Mgmt For For
A.B. LEWIS Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
C.J. SILAS Mgmt Withheld Against
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr For Against
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr For Against
CHAIRMAN/CEO.
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt Withheld Against
CHARLENE BARSHEFSKY Mgmt Withheld Against
E. JOHN P. BROWNE Mgmt Withheld Against
ANDREW S. GROVE Mgmt Withheld Against
01 D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt Withheld Against
PAUL S. OTELLINI Mgmt Withheld Against
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
USE OF PERFORMANCE-BASED STOCK
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr For Against
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
JONES APPAREL GROUP, INC. Agenda: 932125760
CUSIP: 480074103 Meeting Type: Annual
Ticker: JNY Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER BONEPARTH Mgmt Withheld Against
SIDNEY KIMMEL Mgmt Withheld Against
GERALDINE STUTZ Mgmt For For
HOWARD GITTIS Mgmt Withheld Against
ANTHONY F. SCARPA Mgmt Withheld Against
MATTHEW H. KAMENS Mgmt Withheld Against
MICHAEL L. TARNOPOL Mgmt Withheld Against
J. ROBERT KERREY Mgmt Withheld Against
ANN N. REESE Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
03 APPROVAL OF AMENDMENTS TO THE 1999 Mgmt For For
STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932136117
CUSIP: 48203R104 Meeting Type: Annual
Ticker: JNPR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PRADEEP SINDHU Mgmt Withheld Against
ROBERT M. CALDERONI Mgmt Withheld Against
KENNETH LEVY Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932106037
CUSIP: 48203R104 Meeting Type: Special
Ticker: JNPR Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF 1.404 Mgmt For For
SHARES OF JUNIPER NETWORKS COMMON
STOCK FOR EACH OUTSTANDING SHARE OF
NETSCREEN COMMON STOCK AND EACH
OUTSTANDING STOCK OPTION TO PURCHASE
NETSCREEN COMMON STOCK AS OF THE
EFFECTIVE DATE OF THE MERGER IN
CONNECTION WITH AND PURSUANT TO THE
TERMS OF THE AGREEMENT AND PLAN OF
REORGANIZATION, DATED AS OF
FEBRUARY 9, 2004.
- -------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda: 932141447
CUSIP: 521865105 Meeting Type: Annual
Ticker: LEA Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY W. MCCURDY Mgmt For For
ROY E. PARROTT Mgmt Withheld Against
RICHARD F. WALLMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
SHAREHOLDER RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda: 932097707
CUSIP: 524908100 Meeting Type: Annual
Ticker: LEH Meeting Date: 4/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER S. BERLIND Mgmt For For
MARSHA JOHNSON EVANS Mgmt For For
SIR CHRISTOPHER GENT Mgmt Withheld Against
DINA MERRILL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt Withheld Against
BENJAMIN R. CIVILETTI Mgmt Withheld Against
BRUCE L. HAMMONDS Mgmt Withheld Against
01 WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt Withheld Against
STUART L. MARKOWITZ Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr For Against
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr For Against
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt Withheld Against
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt Against Against
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION Agenda: 932101582
CUSIP: 58551A108 Meeting Type: Annual
Ticker: MEL Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JARED L. COHON* Mgmt For For
IRA J. GUMBERG* Mgmt For For
01 MARTIN G. MCGUINN* Mgmt For For
DAVID S. SHAPIRA* Mgmt For For
JOHN P. SURMA* Mgmt For For
EDWARD J. MCANIFF** Mgmt For For
02 PROPOSAL TO AMEND THE CORPORATION S Mgmt For For
LONG-TERM PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT PUBLIC
- -------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION Agenda: 932120950
CUSIP: 589405109 Meeting Type: Annual
Ticker: MERQ Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMNON LANDAN Mgmt Withheld Against
IGAL KOHAVI Mgmt For For
CLYDE OSTLER Mgmt Withheld Against
YAIR SHAMIR Mgmt For For
GIORA YARON Mgmt For For
ANTHONY ZINGALE Mgmt Withheld Against
02 RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
MERCURY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF
MERCURY COMMON STOCK TO 560,000,000
03 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda: 932101037
CUSIP: 590188108 Meeting Type: Annual
Ticker: MER Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID K. NEWBIGGING Mgmt
JOSEPH W. PRUEHER Mgmt
02 RATIFY APPOINTMENT OF DELOITTE & Mgmt
TOUCHE LLP AS INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shr
04 INDEPENDENT CHAIRMAN SEPARATE FROM Shr
CHIEF EXECUTIVE OFFICER
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt Withheld Against
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda: 931989199
CUSIP: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TENCH COXE Mgmt For For
MARK A. STEVENS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS NVIDIA S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 25,
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt Withheld Against
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt Against Against
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt Against Against
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda: 932038474
CUSIP: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE THE PROCTER & GAMBLE 2003 Mgmt Against Against
NON-EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Shr For Against
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Shr Against For
GENETICALLY ENGINEERED FOODS
- -------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt Withheld Against
S. DONLEY RITCHEY Mgmt Withheld Against
JOYCE M. ROCHE Mgmt For For
PATRICIA P. UPTON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr Against For
- -------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda: 932132830
CUSIP: 790849103 Meeting Type: Annual
Ticker: STJ Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. ROCCA Mgmt For For
DAVID A. THOMPSON Mgmt For For
STEFAN K. WIDENSOHLER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt Against Against
MANAGEMENT INCENTIVE COMPENSATION
04 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
AUTHORIZED SHARES OF COMMON STOCK TO
500 MILLION SHARES.
05 SHAREHOLDER PROPOSAL TO ADOPT THE Shr Against For
COMMONSENSE EXECUTIVE COMPENSATION
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
2004 LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr For Against
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
REPORT ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda: 932029134
CUSIP: 871503108 Meeting Type: Annual
Ticker: SYMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TANIA AMOCHAEV Mgmt For For
WILLIAM COLEMAN Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
DAVID MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
BILL OWENS Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
02 ADOPTION OF SYMANTEC S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF
03 AMENDMENT OF SYMANTEC S 1996 EQUITY Mgmt Against Against
INCENTIVE PLAN TO ALLOW GRANTS OF
RESTRICTED STOCK.
04 ADOPTION OF SYMANTEC S SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda: 932051383
CUSIP: 871829107 Meeting Type: Annual
Ticker: SYY Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN GOLDEN* Mgmt Withheld Against
JOSEPH A. HAFNER, JR.* Mgmt For For
THOMAS E. LANKFORD* Mgmt Withheld Against
RICHARD J. SCHNIEDERS* Mgmt Withheld Against
J.K. STUBBLEFIELD, JR** Mgmt For For
02 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THAT SYSCO WILL HAVE THE
AUTHORITY TO ISSUE TO TWO BILLION
(2,000,000,000).
03 APPROVAL OF THE 2003 STOCK INCENTIVE Mgmt Against Against
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE BOARD REVIEW THE COMPANY S
POLICIES FOR FOOD PRODUCTS CONTAINING
GENETICALLY ENGINEERED INGREDIENTS
AND REPORT TO SHAREHOLDERS BY MARCH
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
3M COMPANY Agenda: 932124186
CUSIP: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt Withheld Against
MICHAEL L. ESKEW Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
KEVIN W. SHARER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
04 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt Withheld Against
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt Withheld Against
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt Withheld Against
MACKEY J. MCDONALD Mgmt Withheld Against
H. CARL MCCALL Mgmt Withheld Against
BRENDAN R. O'NEILL Mgmt Withheld Against
SANDRA S. WIJNBERG Mgmt Withheld Against
JEROME B. YORK Mgmt Withheld Against
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt Against Against
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda: 932129085
CUSIP: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM C. BALLARD, JR. Mgmt Withheld Against
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
DONNA E. SHALALA Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
REPLACEMENT OF STOCK OPTIONS WITH
RESTRICTED SHARES.
- -------------------------------------------------------------------------------------------------------
UTSTARCOM, INC. Agenda: 932040897
CUSIP: 918076100 Meeting Type: Special
Ticker: UTSI Meeting Date: 9/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S THIRTEENTH AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, PAR VALUE
$0.00125 PER SHARE, OF THE COMPANY
FROM 250,000,000 SHARES TO
750,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda: 932147285
CUSIP: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. BREYER Mgmt Withheld Against
M. MICHELE BURNS Mgmt For For
THOMAS M. COUGHLIN Mgmt Withheld Against
DAVID D. GLASS Mgmt Withheld Against
01 ROLAND A. HERNANDEZ Mgmt For For
DAWN G. LEPORE Mgmt For For
JOHN D. OPIE Mgmt For For
J. PAUL REASON Mgmt For For
H. LEE SCOTT, JR. Mgmt Withheld Against
JACK C. SHEWMAKER Mgmt For For
JOSE H. VILLARREAL Mgmt For For
JOHN T. WALTON Mgmt Withheld Against
S. ROBSON WALTON Mgmt Withheld Against
CHRISTOPHER J. WILLIAMS Mgmt Withheld Against
02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt For For
OWNERSHIP PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN Mgmt For For
2000
04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
2004 ASSOCIATE STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
08 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY COMPENSATION
09 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Shr For Against
SHAREHOLDER APPROVAL OF PARTICIPATION
IN THE OFFICER DEFERRED COMPENSATION
PLAN
- -------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda: 932112509
CUSIP: 98956P102 Meeting Type: Annual
Ticker: ZMH Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY C. GLASSCOCK Mgmt Withheld Against
JOHN L. MCGOLDRICK Mgmt Withheld Against
02 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
POISON PILLS.
03 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
AUDITOR RATIFICATION.
- -------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda: 932153214
CUSIP: G0070K103 Meeting Type: Annual
Ticker: ACE Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A BRIAN DUPERREAULT Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
PETER MENIKOFF Mgmt For For
ROBERT RIPP Mgmt For For
DERMOT F. SMURFIT Mgmt For For
B PROPOSAL TO APPROVE THE ACE LIMITED Mgmt For For
2004 LONG-TERM INCENTIVE PLAN.
C PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE
LIMITED FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ACCENTURE LTD Agenda: 932082174
CUSIP: G1150G111 Meeting Type: Annual
Ticker: ACN Meeting Date: 2/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS F. HIGHTOWER Mgmt Withheld Against
WILLIAM L. KIMSEY Mgmt For For
ROBERT I. LIPP Mgmt For For
WULF VON SCHIMMELMANN Mgmt For For
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR AND AUTHORIZATION OF THE
BOARD OF DIRECTORS TO DETERMINE KPMG
LLP S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED Agenda: 932153048
CUSIP: G4776G101 Meeting Type: Annual
Ticker: IR Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.C. GODSOE Mgmt For For
C.J. HORNER Mgmt For For
O.R. SMITH Mgmt For For
02 ADOPTION OF AMENDED AND RESTATED Mgmt For For
INCENTIVE STOCK PLAN OF 1998.
03 APPROVAL OF AMENDED AND RESTATED BYE- Mgmt For For
LAWS.
04 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
AND AUTHORIZATION OF BOARD OF
DIRECTORS TO FIX THE AUDITORS
REMUNERATION.
05 SHAREHOLDER PROPOSAL TO DECLASSIFY Shr For Against
THE BOARD OF DIRECTORS.
06 SHAREHOLDER PROPOSAL TO CHANGE THE Shr Against For
COMPANY S JURISDICTION OF
INCORPORATION.
07 SHAREHOLDER PROPOSAL TO REQUIRE THE Shr Against For
SEPARATION OF THE CHIEF EXECUTIVE
OFFICER AND THE CHAIR OF THE BOARD.
- -------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda: 932150989
CUSIP: V7780T103 Meeting Type: Annual
Ticker: RCL Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TOR B. ARNEBERG Mgmt Withheld Against
WILLIAM L. KIMSEY Mgmt For For
GERT W. MUNTHE Mgmt Withheld Against
THOMAS J. PRITZKER Mgmt Withheld Against
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
2000 STOCK AWARD PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
Loomis Sayles Small Cap Growth Fund 0000872649
- -------------------------------------------------------------------------------------------------------
ACTIVISION, INC. Agenda: 932072464
CUSIP: 004930202 Meeting Type: Special
Ticker: ATVI Meeting Date: 12/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE APPROVAL OF THE PROPOSED Mgmt For For
AMENDMENT TO THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
- -------------------------------------------------------------------------------------------------------
ADVANCED DIGITAL INFORMATION CORPORA Agenda: 932087681
CUSIP: 007525108 Meeting Type: Annual
Ticker: ADIC Meeting Date: 3/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TOM A. ALBERG Mgmt For For
WALTER F. WALKER Mgmt Withheld Against
02 APPROVAL OF AMENDMENT TO THE 1999 Mgmt For For
STOCK INCENTIVE COMPENSATION PLAN AND
REAPPROVAL OF CERTAIN PERFORMANCE
03 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt Against Against
1997 STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda: 932085447
CUSIP: 00762W107 Meeting Type: Annual
Ticker: ABCO Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARC N. CASPER Mgmt For For
MICHAEL A. D'AMATO Mgmt Withheld Against
KELT KINDICK Mgmt For For
JOSEPH E. LAIRD, JR. Mgmt For For
FRANK J. WILLIAMS Mgmt For For
JEFFREY D. ZIENTS Mgmt Withheld Against
LEANNE M. ZUMWALT Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING MARCH 31, 2004
- -------------------------------------------------------------------------------------------------------
AEROPOSTALE, INC. Agenda: 932186263
CUSIP: 007865108 Meeting Type: Annual
Ticker: ARO Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
COMPANY S CERTIFICATE OF
INCORPORATION TO PROVIDE FOR A
CLASSIFIED BOARD OF DIRECTORS.
02 JULIAN R. GEIGER Mgmt For For
JOHN S. MILLS Mgmt For For
BODIL ARLANDER Mgmt For For
RONALD L. BEEGLE Mgmt Withheld Against
MARY ELIZABETH BURTON Mgmt Withheld Against
ROBERT B. CHAVEZ Mgmt For For
DAVID EDWAB Mgmt Withheld Against
JOHN D. HOWARD Mgmt For For
DAVID B. VERMYLEN Mgmt Withheld Against
03 APPROVAL OF THE EXECUTIVE INCENTIVE Mgmt For For
BONUS PLAN.
- -------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda: 932167376
CUSIP: 008252108 Meeting Type: Annual
Ticker: AMG Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. NUTT Mgmt Withheld Against
SEAN M. HEALEY Mgmt Withheld Against
RICHARD E. FLOOR Mgmt Withheld Against
STEPHEN J. LOCKWOOD Mgmt Withheld Against
HAROLD J. MEYERMAN Mgmt Withheld Against
ROBERT C. PUFF, JR. Mgmt For For
DR. RITA M. RODRIGUEZ Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda: 932145786
CUSIP: 00971T101 Meeting Type: Annual
Ticker: AKAM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD GRAHAM Mgmt For For
F. THOMSON LEIGHTON Mgmt For For
NAOMI SELIGMAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
SECOND AMENDED AND RESTATED 1998
STOCK INCENTIVE PLAN.
03 APPROVAL OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ALKERMES, INC. Agenda: 932032078
CUSIP: 01642T108 Meeting Type: Annual
Ticker: ALKS Meeting Date: 9/9/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FLOYD E. BLOOM Mgmt Withheld Against
ROBERT A. BREYER Mgmt For For
GERRI HENWOOD Mgmt For For
PAUL J. MITCHELL Mgmt For For
RICHARD F. POPS Mgmt For For
ALEXANDER RICH Mgmt Withheld Against
PAUL SCHIMMEL Mgmt Withheld Against
MICHAEL A. WALL Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For
STOCK OPTION PLAN TO INCREASE TO
14,400,000 THE NUMBER OF SHARES
ISSUABLE UPON EXERCISE OF OPTIONS
GRANTED THEREUNDER, AN INCREASE OF
3,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE STOCK Mgmt For For
OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS TO INCREASE TO 1,000,000
THE NUMBER OF SHARES ISSUABLE UPON
EXERCISE OF OPTIONS GRANTED
THEREUNDER, AN INCREASE OF 500,000
- -------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932080803
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 1/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE A SPECIAL RESOLUTION Mgmt
AUTHORIZING THE COMPANY TO SUBDIVIDE
EACH COMMON SHARE OF THE COMPANY ON A
TWO (2) FOR ONE (1) BASIS.
02 TO APPROVE THE ADOPTION OF THE 2004 Mgmt
STOCK OPTION PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
ASK JEEVES, INC. Agenda: 932124287
CUSIP: 045174109 Meeting Type: Annual
Ticker: ASKJ Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. GEORGE (SKIP) BATTLE Mgmt For For
STEVEN BERKOWITZ Mgmt For For
GARRETT GRUENER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
ASK JEEVES FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
AUTOBYTEL INC. Agenda: 932172303
CUSIP: 05275N106 Meeting Type: Annual
Ticker: ABTL Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY H. COATS Mgmt For For
MICHAEL J. FUCHS Mgmt For For
ROBERT S. GRIMES Mgmt For For
02 APPROVAL OF AUTOBYTEL INC. 2004 Mgmt Against Against
RESTRICTED STOCK AND OPTION PLAN.
03 RATIFICATION AND APPROVAL OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
FISCAL 2004.
- -------------------------------------------------------------------------------------------------------
CONNETICS CORPORATION Agenda: 932126736
CUSIP: 208192104 Meeting Type: Annual
Ticker: CNCT Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEXANDER E. BARKAS PHD Mgmt For For
EUGENE A. BAUER, MD Mgmt For For
R. ANDREW ECKERT Mgmt For For
DENISE M. GILBERT, PHD Mgmt For For
JOHN C. KANE Mgmt For For
THOMAS D. KILEY Mgmt For For
LEON E. PANETTA Mgmt Withheld Against
G. KIRK RAAB Mgmt For For
THOMAS G. WIGGANS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 IN THE DISCRETION OF THE PROXIES, Mgmt Against Against
UPON SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE MEETING AND
ANY POSTPONEMENT OR ADJOURNMENT OF
THE MEETING.
- -------------------------------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC. Agenda: 932056523
CUSIP: 218868107 Meeting Type: Annual
Ticker: COCO Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
02 APPROVAL OF THE PROPOSED AMENDMENT Mgmt For For
AND RESTATEMENT OF THE COMPANY S
CERTIFICATE OF INCORPORATION.
03 APPROVAL OF THE COMPANY S 2003 Mgmt For For
PERFORMANCE AWARD PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 30,
- -------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda: 932167441
CUSIP: 22160N109 Meeting Type: Annual
Ticker: CSGP Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL R. KLEIN Mgmt For For
ANDREW C. FLORANCE Mgmt For For
DAVID BONDERMAN Mgmt Withheld Against
WARREN H. HABER Mgmt For For
JOSIAH O. LOW, III Mgmt For For
CHRISTOPHER J. NASSETTA Mgmt For For
CATHERINE B. REYNOLDS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda: 932110062
CUSIP: 232806109 Meeting Type: Annual
Ticker: CY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T.J. RODGERS Mgmt For For
FRED B. BIALEK Mgmt For For
ERIC A. BENHAMOU Mgmt For For
JOHN C. LEWIS Mgmt For For
ALAN F. SHUGART Mgmt For For
JAMES R. LONG Mgmt For For
W. STEVE ALBRECHT Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
THE 1994 STOCK PLAN (AS AMENDED AND
RESTATED).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
DENDREON CORPORATION Agenda: 932169964
CUSIP: 24823Q107 Meeting Type: Annual
Ticker: DNDN Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERARDO CANET Mgmt Withheld Against
BOGDAN DZIURZYNSKI Mgmt Withheld Against
DOUGLAS WATSON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
EPIX MEDICAL, INC. Agenda: 932162580
CUSIP: 26881Q101 Meeting Type: Annual
Ticker: EPIX Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STANLEY T CROOKE MD PHD Mgmt Withheld Against
02 PROPOSAL TO AMEND THE COMPANY S Mgmt Against Against
AMENDED AND RESTATED 1992 EQUITY
INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF THE
COMPANY S COMMON STOCK AS TO WHICH
AWARDS MAY BE GRANTED UNDER SUCH PLAN
BY 500,000 SHARES.
03 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY FROM
EPIX MEDICAL, INC. TO EPIX
PHARMACEUTICALS, INC.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
ERESEARCH TECHNOLOGY, INC. Agenda: 932117890
CUSIP: 29481V108 Meeting Type: Annual
Ticker: ERES Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SHELDON M. BONOVITZ Mgmt Withheld Against
G.A. FAICH, MD, MPH Mgmt For For
ELAM M. HITCHNER Mgmt For For
02 AMENDMENT TO RESTATED CERTIFICATE OF Mgmt Against Against
INCORPORATION
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
EVERGREEN RESOURCES, INC. Agenda: 932138084
CUSIP: 299900308 Meeting Type: Annual
Ticker: EVG Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS R. CARLTON Mgmt For For
MARK S. SEXTON Mgmt For For
ARTHUR L. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
BDO SEIDMAN, LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
- -------------------------------------------------------------------------------------------------------
EVERGREEN RESOURCES, INC. Agenda: 932058820
CUSIP: 299900308 Meeting Type: Special
Ticker: EVG Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 50,000,000 TO 100,000,000
- -------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda: 932100162
CUSIP: 315616102 Meeting Type: Annual
Ticker: FFIV Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN MCADAM Mgmt
ALAN J. HIGGINSON Mgmt
02 ELECTION OF ONE CLASS III DIRECTOR: Mgmt
RICH MALONE
03 APPROVAL OF AMENDMENT TO 1998 EQUITY Mgmt
INCENTIVE PLAN
04 APPROVAL OF AMENDMENT TO 1999 Mgmt
EMPLOYEE STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES S.A. Agenda: 932060940
CUSIP: 338488109 Meeting Type: Special
Ticker: FLML Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO INCREASE THE SHARE CAPITAL Mgmt
02 THE CAPITAL INCREASES IMPLEMENTED TO Mgmt
THE FIRST RESOLUTION CONFIRMS THE
SAID RESOLUTION IN ALL ITS PROVISIONS
03 TO INCREASE THE SHARE CAPITAL IN THE Mgmt
CONTEXT OF THE ISSUANCE OF STOCK
OPTIONS
04 CONFIRMS THE SAID RESOLUTION IN ALL Mgmt
OF ITS PROVISIONS
05 TO INCREASE THE SHARE CAPITAL IN THE Mgmt
CONTEXT OF THE ISSUANCE OF 80,000
WARRANTS
06 CONFIRMS THE SAID RESOLUTION IN ALL Mgmt
OF ITS PROVISIONS
07 TO INCREASE THE SHARE CAPITAL IN THE Mgmt
CONTEXT OF THE ISSUANCE OF 80,000
WARRANTS FOR THE BENEFIT OF MR.
GEORGES COMPAIN
08 CONFIRM SAID RESOLUTION IN ALL OF ITS Mgmt
PROVISIONS
09 TO INCREASE THE SHARE CAPITAL IN THE Mgmt
CONTEXT OF THE ISSUANCE OF STOCK
OPTIONS IN CONNECTION WITH THE 2003
PLAN
10 CONFIRM SAID RESOLUTION IN ALL OF ITS Mgmt
PROVISIONS
11 PROCEED WITH ISSUANCE OF 120,000 Mgmt
WARRANTS
12 ADOPTION OF THE PRECEDING RESOLUTION Mgmt
TO CANCEL THE PREFERENTIAL RIGHT OF
THE SHAREHOLDERS, WARRANT HOLDERS AND
ALL THE HOLDERS OF ANY OTHER
COMBINED SECURITIES
13 AS A RESULT OF THE ADOPTION OF THE Mgmt
TWO PRECEDING RESOLUTIONS, TO PROCEED
WITH THE ISSUANCE OF A MAXIMUM OF
120,000 ORDINARY SHARES OF NOMINAL
14 TO PROCEED WITH THE ISSUANCE OF Mgmt
80,000 WARRANTS FOR A SUBSCRIPTION
PRICE OF 0.01 EURO EACH, THE RIGHT TO
SUBSCRIBE FOR EACH WARRANT AND
ISSUANCE OF SHARE ISSUANCE PREMIUM
15 TO CANCEL THE PREFERENTIAL RIGHT OF Mgmt
THE SHAREHOLDERS, WARRANT HOLDERS AND
ALL OF THE HOLDERS OF ANY OTHER
COMBINED SECURITIES
16 TO PROCEED WITH THE ISSUANCE OF A Mgmt
MAXIMUM OF 80,000 NEW ORDINARY SHARES
17 TO GRANT A MAXIMUM NUMBER OF ONE Mgmt
MILLION OPTIONS GIVING RIGHT TO THE
SUBSCRIPTION FOR SHARES TO BE ISSUED
AS CAPITAL INCREASES
18 TO INCREASE THE SHARE CAPITAL IN ONE Mgmt
OR SEVERAL TIMES A MAXIMUM NOMINAL
AMOUNT OF 1% OF SHARE CAPITAL
19 GRANT ALL POWERS TO THE HOLDER Mgmt
- -------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda: 932159696
CUSIP: 346375108 Meeting Type: Annual
Ticker: FORM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DR. IGOR Y. KHANDROS Mgmt For For
DR. WILLIAM H. DAVIDOW Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR OF FORMFACTOR FOR
THE FISCAL YEAR ENDING
DECEMBER 25, 2004.
- -------------------------------------------------------------------------------------------------------
GART SPORTS COMPANY Agenda: 932022130
CUSIP: 366630101 Meeting Type: Annual
Ticker: GRTS Meeting Date: 8/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON D. BARKER Mgmt For For
PETER R. FORMANEK Mgmt For For
01 JOHN DOUGLAS MORTON Mgmt Withheld Against
MARILYN OSHMAN Mgmt Withheld Against
JONATHAN A. SEIFFER Mgmt Withheld Against
JONATHAN D. SOKOLOFF Mgmt Withheld Against
LARRY D. STRUTTON Mgmt For For
02 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
GART COMMON STOCK IN THE PROPOSED
MERGER OF GOLD ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF GART, WITH
AND INTO THE SPORTS AUTHORITY, INC.,
AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF FEBRUARY
19, 2003, BY AND AMONG GART, GOLD
ACQUISITION CORP. AND THE SPORTS
AUTHORITY.
03 APPROVAL OF THE AMENDMENT TO GART S Mgmt Against Against
CERTIFICATE OF INCORPORATION
EFFECTIVE UPON CONSUMMATION OF THE
MERGER, TO: (I) CHANGE ITS CORPORATE
NAME TO THE SPORTS AUTHORITY, INC. ;
AND (II) INCREASE THE NUMBER OF GART
CAPITAL STOCK FROM 25,000,000 TO
85,000,000, INCREASE COMMON STOCK
FROM 22,000,000 TO 75,000,000 AND
PREFERRED STOCK FROM 3,000,000 TO
04 APPROVAL OF THE GART SPORTS COMPANY Mgmt Against Against
2003 LONG-TERM INCENTIVE COMPENSATION
PLAN.
05 APPROVAL OF THE GART SPORTS COMPANY Mgmt For For
2003 PERFORMANCE BONUS PLAN.
06 APPROVAL OF AN ADJOURNMENT OF THE Mgmt Against Against
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF ANY OF
THE PROPOSALS NUMBERED 1 THROUGH 5
ABOVE.
- -------------------------------------------------------------------------------------------------------
HARMONIC INC. Agenda: 932148617
CUSIP: 413160102 Meeting Type: Annual
Ticker: HLIT Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY J. LEY Mgmt For For
E. FLOYD KVAMME Mgmt For For
WILLIAM F. REDDERSEN Mgmt For For
LEWIS SOLOMON Mgmt For For
MICHEL L. VAILLAUD Mgmt For For
DAVID R. VAN VALKENBURG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2,000,000 SHARES.
03 TO APPROVE AMENDMENTS TO THE 1995 Mgmt For For
STOCK PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 TO APPROVE AMENDMENTS TO THE 2002 Mgmt For For
DIRECTOR PLAN TO INCREASE THE INITIAL
GRANT TO 30,000 SHARES, TO AUTHORIZE
A ONE-TIME GRANT OF 10,000 SHARES TO
EACH NON-EMPLOYEE DIRECTOR RE-
ELECTED AT THIS ANNUAL MEETING, AND
TO EXTEND THE EXERCISABILITY PERIOD
OF ALL NEW OPTIONS GRANTED UNDER THIS
PLAN TO THREE YEARS FOLLOWING A
DIRECTOR S RESIGNATION FROM THE
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
- -------------------------------------------------------------------------------------------------------
HOT TOPIC, INC. Agenda: 932173521
CUSIP: 441339108 Meeting Type: Annual
Ticker: HOTT Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CYNTHIA COHEN Mgmt For For
CORRADO FEDERICO Mgmt For For
W. SCOTT HEDRICK Mgmt For For
ELIZABETH MCLAUGHLIN Mgmt For For
BRUCE QUINNELL Mgmt For For
ANDREW SCHUON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING JANUARY 29, 2005.
- -------------------------------------------------------------------------------------------------------
IMPAX LABORATORIES, INC. Agenda: 932147134
CUSIP: 45256B101 Meeting Type: Annual
Ticker: IPXL Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LESLIE Z. BENET, PH.D. Mgmt Withheld Against
ROBERT L. BURR Mgmt Withheld Against
BARRY R. EDWARDS Mgmt Withheld Against
01 DAVID J. EDWARDS Mgmt Withheld Against
NIGEL FLEMING, PH.D. Mgmt Withheld Against
CHARLES HSIAO, PH.D. Mgmt Withheld Against
LARRY HSU, PH.D. Mgmt Withheld Against
MICHAEL MARKBREITER Mgmt Withheld Against
OH KIM SUN Mgmt For For
PETER R. TERRERI Mgmt For For
02 PROPOSAL TO ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 75,000,000 TO 90,000,000 SHARES
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
KNIGHT TRADING GROUP, INC. Agenda: 932127396
CUSIP: 499063105 Meeting Type: Annual
Ticker: NITE Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM L. BOLSTER Mgmt Withheld Against
CHARLES V. DOHERTY Mgmt Withheld Against
GARY R. GRIFFITH Mgmt Withheld Against
THOMAS M. JOYCE Mgmt Withheld Against
ROBERT M. LAZAROWITZ Mgmt Withheld Against
THOMAS C. LOCKBURNER Mgmt Withheld Against
RODGER O. RINEY Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR
- -------------------------------------------------------------------------------------------------------
KYPHON INC. Agenda: 932176147
CUSIP: 501577100 Meeting Type: Annual
Ticker: KYPH Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN M. CAMPE Mgmt Withheld Against
DOUGLAS W. KOHRS Mgmt Withheld Against
JACK W. LASERSOHN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda: 932055204
CUSIP: 512807108 Meeting Type: Annual
Ticker: LRCX Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. BAGLEY Mgmt For For
DAVID G. ARSCOTT Mgmt For For
ROBERT M. BERDAHL Mgmt For For
RICHARD J. ELKUS, JR. Mgmt For For
JACK R. HARRIS Mgmt For For
GRANT M. INMAN Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT OF LAM Mgmt For For
1999 EMPLOYEE STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE LAM 2004 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda: 932177199
CUSIP: 53220K207 Meeting Type: Annual
Ticker: LGND Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY F. BLISSENBACH Mgmt Withheld Against
ALEXANDER D. CROSS Mgmt For For
JOHN GROOM Mgmt Withheld Against
IRVING S. JOHNSON Mgmt Withheld Against
JOHN W. KOZARICH Mgmt For For
CARL PECK Mgmt For For
DAVID E. ROBINSON Mgmt For For
MICHAEL A. ROCCA Mgmt For For
02 AMENDMENT OF 2002 STOCK OPTION/STOCK Mgmt For For
ISSUANCE PLAN.
03 AMENDMENT TO COMPANY S AMENDED AND Mgmt Against Against
RESTATED CERTIFICATE OF
04 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC. Agenda: 932145926
CUSIP: 536252109 Meeting Type: Annual
Ticker: LIOX Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BLECHSCHMIDT Mgmt Withheld Against
GUY L. DE CHAZAL Mgmt For For
02 TO APPROVE AN AMENDMENT TO LIONBRIDGE Mgmt For For
S 1998 STOCK PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED PURSUANT TO
THE PLAN TO 11,722,032 SHARES FROM
9,722,032 SHARES, AN INCREASE OF
2,000,000 SHARES.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF.
- -------------------------------------------------------------------------------------------------------
MGI PHARMA, INC. Agenda: 932115163
CUSIP: 552880106 Meeting Type: Annual
Ticker: MOGN Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW J. FERRARA Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
EDWARD W. MEHRER Mgmt For For
HUGH E. MILLER Mgmt For For
LEON O. MOULDER, JR. Mgmt For For
LEE J. SCHROEDER Mgmt For For
DAVID B. SHARROCK Mgmt Withheld Against
WANETA C. TUTTLE, PH.D. Mgmt For For
ARTHUR L. WEAVER, M.D. Mgmt For For
02 TO AMEND THE 1997 STOCK INCENTIVE Mgmt Against Against
PLAN TO EXTEND THE TERM OF THIS PLAN
THROUGH MAY 31, 2008 AND TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN BY
2,055,000 SHARES.
03 TO AMEND THE AMENDED AND RESTATED Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES WHICH
MAY BE PURCHASED UNDER THE PLAN BY
500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MCDATA CORPORATION Agenda: 932023764
CUSIP: 580031201 Meeting Type: Annual
Ticker: MCDTA Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN F. MCDONNELL Mgmt For For
CHARLES C. JOHNSTON Mgmt For For
LAURENCE G. WALKER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF MCDATA
CORPORATION FOR THE FISCAL YEAR
ENDING JANUARY 31, 2004.
03 TO APPROVE AMENDMENTS TO THE 2001 Mgmt For For
MCDATA EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MINDSPEED TECHNOLOGIES, INC. Agenda: 932083962
CUSIP: 602682106 Meeting Type: Annual
Ticker: MSPD Meeting Date: 2/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.R. BEALL Mgmt Withheld Against
J.L. STEAD Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
- -------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda: 932172593
CUSIP: 611742107 Meeting Type: Annual
Ticker: MNST Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDREW J. MCKELVEY Mgmt Withheld Against
GEORGE R. EISELE Mgmt For For
JOHN GAULDING Mgmt Withheld Against
RONALD J. KRAMER Mgmt Withheld Against
MICHAEL KAUFMAN Mgmt Withheld Against
JOHN SWANN Mgmt Withheld Against
DAVID A. STEIN Mgmt For For
02 RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS UNDER THE
MONSTER WORLDWIDE, INC. 1999 LONG
TERM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC. Agenda: 932084027
CUSIP: 625453105 Meeting Type: Annual
Ticker: MGAM Meeting Date: 2/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS W. SARNOFF Mgmt For For
CLIFTON E. LIND Mgmt For For
GORDON T. GRAVES Mgmt Withheld Against
ROBERT D. REPASS Mgmt For For
MARTIN A. KEANE Mgmt Withheld Against
JOHN M. WINKELMAN Mgmt For For
02 TO APPROVE THE AMENDMENT OF OUR Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 25,000,000 TO 75,000,000.
03 TO APPROVE THE 2003 OUTSIDE DIRECTORS Mgmt Against Against
STOCK OPTION PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
SEIDMAN, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
- -------------------------------------------------------------------------------------------------------
NATIONAL FINANCIAL PARTNERS CORP. Agenda: 932130999
CUSIP: 63607P208 Meeting Type: Annual
Ticker: NFP Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I STEPHANIE ABRAMSON Mgmt For For
ARTHUR AINSBERG Mgmt For For
MARC BECKER Mgmt Withheld Against
JESSICA BIBLIOWICZ Mgmt Withheld Against
MATTHEW GOLDSTEIN Mgmt For For
SHARI LOESSBERG Mgmt For For
MARC ROWAN Mgmt Withheld Against
II TO APPROVE ADOPTION OF THE MANAGEMENT Mgmt For For
INCENTIVE PLAN.
III TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC. Agenda: 932111925
CUSIP: 63935N107 Meeting Type: Annual
Ticker: NCI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GOV. JAMES R. THOMPSON Mgmt Withheld Against
SAMUEL K. SKINNER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT ACCOUNTANTS
FOR THE COMPANY IN 2004.
- -------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda: 932161677
CUSIP: 640268108 Meeting Type: Annual
Ticker: NKTR Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER A. KUEBLER Mgmt For For
IRWIN LERNER Mgmt Withheld Against
JOHN S. PATTON, PH.D. Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2000 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 900,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
NEKTAR THERAPEUTICS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda: 932109817
CUSIP: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TIMOTHY HALEY Mgmt For For
MICHAEL RAMSAY Mgmt For For
MICHAEL SCHUH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF CAPITAL STOCK THE
COMPANY IS AUTHORIZED TO ISSUE FROM
90,000,000 (80,000,000 SHARES OF
COMMON STOCK AND 10,000,000 SHARES OF
PREFERRED STOCK), PAR VALUE $0.001
TO 170,000,000 (160,000,000 SHARES OF
COMMON STOCK AND 10,000,000 SHARES
OF PREFERRED STOCK), PAR VALUE
- -------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda: 932044718
CUSIP: 682128103 Meeting Type: Annual
Ticker: OVTI Meeting Date: 10/1/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH JENG* Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING APRIL 30,
03 AMENDMENT AND RESTATEMENT OF THE 2000 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 500,000 SHARES.
04 RATIFICATION OF THE OPTION GRANT Mgmt For For
LIMITATIONS CONTAINED IN THE 2000
STOCK PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
- -------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda: 932167338
CUSIP: 683399109 Meeting Type: Annual
Ticker: ONXX Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICOLE VITULLO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 EQUITY INCENTIVE PLAN
TO INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 600,000
SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 NON-EMPLOYEE DIRECTORS
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
SUBJECT TO THE ANNUAL OPTION GRANT TO
EACH NON-EMPLOYEE DIRECTOR UNDER THE
PLAN TO 10,000 SHARES FROM 5,000
04 TO RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PIXELWORKS, INC. Agenda: 932149241
CUSIP: 72581M107 Meeting Type: Annual
Ticker: PXLW Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALLEN H. ALLEY Mgmt For For
OLIVER D. CURME Mgmt Withheld Against
C. SCOTT GIBSON Mgmt Withheld Against
FRANK GILL Mgmt Withheld Against
STEVEN J. SHARP Mgmt For For
02 AMENDMENT TO PIXELWORKS ARTICLES OF Mgmt For For
INCORPORATION.
03 AMENDMENT TO THE PIXELWORKS, INC. Mgmt Against Against
1997 STOCK INCENTIVE PLAN.
04 AMENDMENT TO THE PIXELWORKS, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
QLT INC. Agenda: 932151258
CUSIP: 746927102 Meeting Type: Annual
Ticker: QLTI Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE ENSUING YEAR AND TO AUTHORISE
THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE
02 TO FIX THE NUMBER OF DIRECTORS FOR Mgmt For For
THE ENSUING YEAR AT EIGHT (8).
03 SCOTT, E. DUFF Mgmt For For
HASTINGS, PAUL J. Mgmt For For
LEVY, JULIA G. Mgmt For For
CLARKE, C. BOYD Mgmt For For
CROSSGROVE, PETER A. Mgmt For For
HENRIKSEN, RONALD D. Mgmt For For
MENDELSON, ALAN C. Mgmt For For
WOOD, L. JACK Mgmt For For
- -------------------------------------------------------------------------------------------------------
RSA SECURITY INC. Agenda: 932128778
CUSIP: 749719100 Meeting Type: Annual
Ticker: RSAS Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLORIA C. LARSON Mgmt For For
JOSEPH B. LASSITER, III Mgmt For For
CHARLES R. STUCKEY, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS RSA SECURITY S
INDEPENDENT PUBLIC AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda: 932166223
CUSIP: 795435106 Meeting Type: Annual
Ticker: SLXP Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN F. CHAPPELL Mgmt Withheld Against
THOMAS W. D'ALONZO Mgmt Withheld Against
R. A. FRANCO, R. PH. Mgmt Withheld Against
WILLIAM P. KEANE Mgmt Withheld Against
CAROLYN J. LOGAN Mgmt For For
02 PROPOSAL TO AMEND OUR 1996 STOCK Mgmt For For
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER FROM 5,500,000
TO 6,800,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SECURE COMPUTING CORPORATION Agenda: 932124009
CUSIP: 813705100 Meeting Type: Annual
Ticker: SCUR Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN M. PURICELLI Mgmt For For
TIMOTHY MCGURRAN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
FROM 50,000,000 SHARES TO 100,000,000
SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE BY 2,500,000 SHARES.
04 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE BY 1,000,000
SHARES.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
SIGMATEL, INC. Agenda: 932124100
CUSIP: 82661W107 Meeting Type: Annual
Ticker: SGTL Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD P. EDGERTON Mgmt For For
WILLIAM P. OSBORNE Mgmt For For
02 TO RATIFY OUR BOARD OF DIRECTORS Mgmt For For
MARCH 16, 2004 ELECTION OF ROBERT T.
DERBY AS A NEW CLASS II DIRECTOR TO
SERVE ON THE BOARD OF DIRECTORS UNTIL
OUR 2005 ANNUAL MEETING OF
STOCKHOLDERS, OR UNTIL HIS SUCCESSOR
IS ELECTED AND QUALIFIED.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SILICON STORAGE TECHNOLOGY, INC. Agenda: 932173343
CUSIP: 827057100 Meeting Type: Annual
Ticker: SSTI Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BING YEH Mgmt Withheld Against
YAW WEN HU Mgmt Withheld Against
TSUYOSHI TAIRA Mgmt Withheld Against
YASUSHI CHIKAGAMI Mgmt Withheld Against
RONALD CHWANG Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
BYLAWS, TO INCREASE THE AUTHORIZED
NUMBER OF DIRECTORS FROM THE CURRENT
RANGE OF THREE TO FIVE DIRECTORS TO A
RANGE OF FIVE TO SEVEN DIRECTORS.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SKILLSOFT PLC Agenda: 932050088
CUSIP: 830928107 Meeting Type: Annual
Ticker: SKIL Meeting Date: 10/31/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FISCAL YEAR ENDED
JANUARY 31, 2003 AND THE REPORT OF
THE DIRECTORS AND AUDITORS THEREON.
02 TO RE-ELECT AS A DIRECTOR MR. GREGORY Mgmt For For
M. PRIEST, WHO RETIRES BY ROTATION.
04 TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For
FIX THE REMUNERATION OF THE COMPANY S
AUDITORS AND REPORTING ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JANUARY
31, 2004.
05 TO AMEND THE COMPANY S 1995 EMPLOYEE Mgmt For For
SHARE PURCHASE PLAN (THE ESPP) TO
INCREASE THE TOTAL NUMBER OF SHARES
RESERVED FOR ISSUANCE BY 800,000
ORDINARY SHARES OF 0.11 EURO EACH, AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3A TO ELECT AS A DIRECTOR MR. CHARLES E. Mgmt For For
MORAN, WHO WAS APPOINTED DURING THE
YEAR.
3B TO ELECT AS A DIRECTOR MR. WILLIAM T. Mgmt For For
COLEMAN III, WHO WAS APPOINTED
DURING THE YEAR.
3C TO ELECT AS A DIRECTOR MR. STEWART Mgmt For For
K.P. GROSS, WHO WAS APPOINTED DURING
THE YEAR.
3D TO ELECT AS A DIRECTOR MR. P. HOWARD Mgmt For For
EDELSTEIN, WHO WAS APPOINTED DURING
THE YEAR.
- -------------------------------------------------------------------------------------------------------
SONICWALL, INC. Agenda: 932065522
CUSIP: 835470105 Meeting Type: Annual
Ticker: SNWL Meeting Date: 12/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENT TO OUR BYLAWS TO INCREASE Mgmt For For
THE AUTHORIZED MINIMUM AND MAXIMUM
NUMBER OF DIRECTORS FROM A RANGE OF
FOUR TO SEVEN DIRECTORS TO A RANGE OF
FIVE TO NINE DIRECTORS
02 DAVID GARRISON Mgmt For For
CHARLES D. KISSNER Mgmt For For
MATTHEW MEDEIROS Mgmt For For
SREEKANTH RAVI Mgmt For For
DAVID A. SHRIGLEY Mgmt For For
CARY H. THOMPSON Mgmt For For
ROBERT M. WILLIAMS Mgmt For For
EDWARD F. THOMPSON Mgmt For For
03 AMENDMENT TO THE 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS
INDEPENDENT AUDITORS.
05 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON ANY OTHER
BUSINESS THAT MAY PROPERLY COME
BEFORE THE MEETING OR ANY
POSTPONEMENT(S), CONTINUATION(S) OR
ADJOURNMENT(S) THEREOF.
- -------------------------------------------------------------------------------------------------------
SONICWALL, INC. Agenda: 932156462
CUSIP: 835470105 Meeting Type: Annual
Ticker: SNWL Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID GARRISON Mgmt Withheld Against
CHARLES D. KISSNER Mgmt For For
MATTHEW MEDEIROS Mgmt For For
CARY H. THOMPSON Mgmt For For
ROBERT M. WILLIAMS Mgmt Withheld Against
EDWARD F. THOMPSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS
INDEPENDENT AUDITORS.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON ANY OTHER
BUSINESS THAT MAY PROPERLY COME
BEFORE THE MEETING OR ANY
POSTPONEMENT(S), CONTINUATION(S) OR
ADJOURNMENT(S) THEREOF.
- -------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Agenda: 932171678
CUSIP: 84917U109 Meeting Type: Annual
Ticker: TSA Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON D. BARKER Mgmt For For
MARY ELIZABETH BURTON Mgmt For For
CYNTHIA R. COHEN Mgmt For For
PETER R. FORMANEK Mgmt For For
MARTIN E. HANAKA Mgmt Withheld Against
KEVIN M. MCGOVERN Mgmt For For
JOHN DOUGLAS MORTON Mgmt Withheld Against
JONATHAN D. SOKOLOFF Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE SPORTS AUTHORITY,
INC. FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
- -------------------------------------------------------------------------------------------------------
STRAYER EDUCATION, INC. Agenda: 932127625
CUSIP: 863236105 Meeting Type: Annual
Ticker: STRA Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT S. SILBERMAN Mgmt For For
DR. CHARLOTTE F. BEASON Mgmt For For
WILLIAM E. BROCK Mgmt For For
DAVID A. COULTER Mgmt For For
GARY GENSLER Mgmt For For
ROBERT R. GRUSKY Mgmt For For
TODD A. MILANO Mgmt For For
ROBERT L. JOHNSON Mgmt For For
G. THOMAS WAITE III Mgmt For For
J. DAVID WARGO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS FOR THE
- -------------------------------------------------------------------------------------------------------
SYLVAN LEARNING SYSTEMS, INC. Agenda: 932164673
CUSIP: 871399101 Meeting Type: Annual
Ticker: SLVN Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS L. BECKER Mgmt
JAMES H. MCGUIRE Mgmt
RICHARD W. RILEY Mgmt
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
TEKELEC Agenda: 932149277
CUSIP: 879101103 Meeting Type: Annual
Ticker: TKLC Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT V. ADAMS Mgmt For For
JEAN-CLAUDE ASSCHER Mgmt For For
DANIEL L. BRENNER Mgmt For For
MARTIN A. KAPLAN Mgmt For For
FREDERICK M. LAX Mgmt For For
JON F. RAGER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2003 STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE THEREUNDER BY
5,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2003 STOCK OPTION PLAN TO
AUTHORIZE THE GRANT THEREUNDER OF
RESTRICTED STOCK AND RESTRICTED STOCK
UNITS IN ADDITION TO INCENTIVE AND
NONSTATUTORY STOCK OPTIONS.
04 TO APPROVE AMENDMENTS TO THE Mgmt Against Against
COMPANY S NON-EMPLOYEE DIRECTOR STOCK
OPTION PLAN, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004,
AS DESCRIBED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
TELIK, INC. Agenda: 932143390
CUSIP: 87959M109 Meeting Type: Annual
Ticker: TELK Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.M. WICK, M.D., PH.D. Mgmt For For
RICHARD NEWMAN, ESQ. Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. Agenda: 932151866
CUSIP: 88164L100 Meeting Type: Annual
Ticker: TSRA Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PATRICIA M. CLOHERTY Mgmt For For
BORJE EKHOLM Mgmt For For
JOHN B. GOODRICH Mgmt For For
D. JAMES GUZY Mgmt For For
AL S. JOSEPH, PH.D. Mgmt For For
B. M. MCWILLIAMS, PH.D. Mgmt For For
HENRY R. NOTHHAFT Mgmt For For
ROBERT A. YOUNG, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
03 APPROVAL OF THE COMPANY S SECOND Mgmt For For
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN, WHICH AMENDS THE
COMPANY S EXISTING PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER BY 1,000,000
SHARES.
- -------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda: 932101809
CUSIP: 892356106 Meeting Type: Annual
Ticker: TSCO Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES F. WRIGHT Mgmt For For
GERARD E. JONES Mgmt For For
EDNA K. MORRIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 25, 2004.
03 APPROVAL OF 2004 CASH INCENTIVE PLAN. Mgmt Against Against
- -------------------------------------------------------------------------------------------------------
UCBH HOLDINGS, INC. Agenda: 932122067
CUSIP: 90262T308 Meeting Type: Annual
Ticker: UCBH Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY Y. CHAN Mgmt For For
JOSEPH J. JOU Mgmt For For
DR. GODWIN WONG Mgmt For For
THOMAS S. WU Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
DELETE SECTION C OF ARTICLE FOURTH.
03 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
UNITED SURGICAL PARTNERS INTL., INC. Agenda: 932125722
CUSIP: 913016309 Meeting Type: Annual
Ticker: USPI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD E. STEEN Mgmt Withheld Against
THOMAS L. MILLS Mgmt For For
BOONE POWELL, JR. Mgmt Withheld Against
PAUL B. QUEALLY Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., Agenda: 932077642
CUSIP: 922207105 Meeting Type: Annual
Ticker: VSEA Meeting Date: 2/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT W. DUTTON Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
OMNIBUS STOCK PLAN TO AUTHORIZE THE
ISSUANCE OF UP TO AN AGGREGATE OF
100,000 SHARES OF COMMON STOCK IN THE
FORM OF STOCK APPRECIATION RIGHTS,
PERFORMANCE UNITS, PERFORMANCE SHARES
AND/OR RESTRICTED STOCK.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
OMNIBUS STOCK PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,100,000 SHARES.
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
SEMICONDUCTOR S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING OCTOBER 1, 2004.
- -------------------------------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION Agenda: 932077301
CUSIP: 928497106 Meeting Type: Annual
Ticker: VTSS Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VINCENT CHAN Mgmt For For
JAMES A. COLE Mgmt Withheld Against
ALEX DALY Mgmt Withheld Against
JOHN C. LEWIS Mgmt Withheld Against
LOUIS R. TOMASETTA Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1991 EMPLOYEE STOCK
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt Against Against
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. Agenda: 932139606
CUSIP: 98235T107 Meeting Type: Annual
Ticker: WMGI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES T. TREACE Mgmt For For
F. BARRY BAYS Mgmt For For
RICHARD B. EMMITT Mgmt For For
LAURENCE Y. FAIREY Mgmt Withheld Against
DAVID D. STEVENS Mgmt For For
JAMES E. THOMAS Mgmt For For
THOMAS E. TIMBIE Mgmt Withheld Against
ELIZABETH H. WEATHERMAN Mgmt Withheld Against
02 TO APPROVE THE AMENDMENT OF THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE
03 TO APPROVE THE AMENDMENT OF THE Mgmt For For
COMPANY S SECOND AMENDED AND RESTATED
1999 EQUITY INCENTIVE PLAN AS
DESCRIBED IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
- -------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. Agenda: 932156892
CUSIP: 983759101 Meeting Type: Annual
Ticker: XMSR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY M. PARSONS Mgmt For For
HUGH PANERO Mgmt For For
NATHANIEL A. DAVIS Mgmt Withheld Against
THOMAS J. DONOHUE Mgmt For For
THOMAS G. ELLIOTT Mgmt Withheld Against
GEORGE W. HAYWOOD Mgmt For For
CHESTER A. HUBER, JR. Mgmt For For
JARL MOHN Mgmt For For
PIERCE J. ROBERTS, JR. Mgmt Withheld Against
JACK SHAW Mgmt For For
Loomis Sayles Strategic Income Fund 0000872649
- -------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATIO Agenda: 932122625
CUSIP: 045604105 Meeting Type: Annual
Ticker: AEC Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT T. ADAMS Mgmt
JAMES M. DELANEY Mgmt
JEFFREY I. FRIEDMAN Mgmt
GERALD C. MCDONOUGH Mgmt
MARK L. MILSTEIN Mgmt
FRANK E. MOSIER Mgmt
RICHARD T. SCHWARZ Mgmt
- -------------------------------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP. Agenda: 932121976
CUSIP: 251591103 Meeting Type: Annual
Ticker: DDR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DEAN S. ADLER Mgmt
TERRANCE R. AHERN Mgmt
MOHSEN ANVARI Mgmt
ROBERT H. GIDEL Mgmt
VICTOR B. MACFARLANE Mgmt
CRAIG MACNAB Mgmt
SCOTT D. ROULSTON Mgmt
BARRY A. SHOLEM Mgmt
WILLIAM B. SUMMERS. JR. Mgmt
BERT L. WOLSTEIN Mgmt
SCOTT A. WOLSTEIN Mgmt
02 TO RATIFY THE AMENDMENT TO PROVIDE Mgmt
FOR THE EARLY EXPIRATION OF THE
SHAREHOLDER RIGHTS AGREEMENT.
03 TO APPROVE THE 2004 DEVELOPERS Mgmt
DIVERSIFIED REALTY CORPORATION
EQUITY-BASED AWARD PLAN.
04 TO RATIFY THE SELECTION OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL M. ANDERSON Mgmt
ANN M. GRAY Mgmt
MICHAEL E.J. PHELPS Mgmt
JAMES T. RHODES Mgmt
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt
AS DUKE ENERGY S INDEPENDENT
AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr
DECLASSIFICATION OF DUKE ENERGY S
BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
PACIFIC GAS AND ELECTRIC COMPANY Agenda: 932103411
CUSIP: 694308503 Meeting Type: Annual
Ticker: PCGPRD Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. ANDREWS Mgmt
LESLIE S. BILLER Mgmt
DAVID A. COULTER Mgmt
C. LEE COX Mgmt
ROBERT D. GLYNN, JR. Mgmt
DAVID M. LAWRENCE, MD Mgmt
MARY S. METZ Mgmt
GORDON R. SMITH Mgmt
BARRY LAWSON WILLIAMS Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
PACIFIC GAS AND ELECTRIC COMPANY Agenda: 932103411
CUSIP: 694308602 Meeting Type: Annual
Ticker: PCGPRE Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. ANDREWS Mgmt
LESLIE S. BILLER Mgmt
DAVID A. COULTER Mgmt
C. LEE COX Mgmt
01 ROBERT D. GLYNN, JR. Mgmt
DAVID M. LAWRENCE, MD Mgmt
MARY S. METZ Mgmt
GORDON R. SMITH Mgmt
BARRY LAWSON WILLIAMS Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
PACIFIC GAS AND ELECTRIC COMPANY Agenda: 932103411
CUSIP: 694308693 Meeting Type: Annual
Ticker: PCGPRY Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. ANDREWS Mgmt
LESLIE S. BILLER Mgmt
DAVID A. COULTER Mgmt
C. LEE COX Mgmt
ROBERT D. GLYNN, JR. Mgmt
DAVID M. LAWRENCE, MD Mgmt
MARY S. METZ Mgmt
GORDON R. SMITH Mgmt
BARRY LAWSON WILLIAMS Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
PACIFIC GAS AND ELECTRIC COMPANY Agenda: 932103411
CUSIP: 694308701 Meeting Type: Annual
Ticker: PCGPRG Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. ANDREWS Mgmt
LESLIE S. BILLER Mgmt
DAVID A. COULTER Mgmt
C. LEE COX Mgmt
ROBERT D. GLYNN, JR. Mgmt
DAVID M. LAWRENCE, MD Mgmt
MARY S. METZ Mgmt
GORDON R. SMITH Mgmt
BARRY LAWSON WILLIAMS Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda: 932121750
CUSIP: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BIRCH BAYH Mgmt
MELVYN E. BERGSTEIN Mgmt
LINDA WALKER BYNOE Mgmt
KAREN N. HORN Mgmt
G. WILLIAM MILLER Mgmt
J. ALBERT SMITH, JR. Mgmt
PIETER S. VAN DEN BERG Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS FOR 2004.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
SOUTHERN CALIFORNIA EDISON COMPANY Agenda: 932136559
CUSIP: 842400798 Meeting Type: Annual
Ticker: SCEDM Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.E. BRYSON Mgmt
F.A. CORDOVA Mgmt
A.J. FOHRER Mgmt
B.M. FREEMAN Mgmt
B. KARATZ Mgmt
L.G. NOGALES Mgmt
R.L. OLSON Mgmt
J.M. ROSSER Mgmt
R.T. SCHLOSBERG, III Mgmt
R.H. SMITH Mgmt
T.C. SUTTON Mgmt
Loomis Sayles Tax-Managed Equity Fund 0000872649
- -------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda: 932116026
CUSIP: 001055102 Meeting Type: Contested Consent
Ticker: AFL Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL P. AMOS Mgmt Withheld Against
JOHN SHELBY AMOS II Mgmt Withheld Against
MICHAEL H. ARMACOST Mgmt For For
KRISS CLONINGER, III Mgmt For For
JOE FRANK HARRIS Mgmt For For
ELIZABETH J. HUDSON Mgmt For For
KENNETH S. JANKE, SR. Mgmt For For
DOUGLAS W. JOHNSON Mgmt Withheld Against
ROBERT B. JOHNSON Mgmt Withheld Against
CHARLES B. KNAPP Mgmt Withheld Against
HIDEFUMI MATSUI Mgmt Withheld Against
NOBUHIRO MORI Mgmt Withheld Against
E. STEPHEN PURDOM, M.D. Mgmt Withheld Against
BARBARA K. RIMER Mgmt Withheld Against
MARVIN R. SCHUSTER Mgmt Withheld Against
GLENN VAUGHN, JR. Mgmt For For
ROBERT L. WRIGHT Mgmt For For
02 TO CONSIDER AND APPROVE THE 2004 Mgmt For For
AFLAC INCORPORATED LONG-TERM
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC. Agenda: 932049542
CUSIP: 008190100 Meeting Type: Annual
Ticker: ACS Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DARWIN DEASON Mgmt For For
JEFFREY A. RICH Mgmt For For
MARK A. KING Mgmt For For
JOSEPH P. O'NEILL Mgmt For For
FRANK A. ROSSI Mgmt For For
J. LIVINGSTON KOSBERG Mgmt For For
DENNIS MCCUISTION Mgmt For For
02 TO APPROVE THE PERFORMANCE-BASED Mgmt For For
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt Withheld Against
E. FUTTER Mgmt Withheld Against
M. GREENBERG Mgmt Withheld Against
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt Withheld Against
H. SMITH Mgmt Withheld Against
M. SULLIVAN Mgmt Withheld Against
E. TSE Mgmt Withheld Against
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
- -------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt Withheld Against
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr For Against
EXPENSING).
- -------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH III Mgmt Withheld Against
CARLOS FERNANDEZ G. Mgmt Withheld Against
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC. Agenda: 932047005
CUSIP: 109641100 Meeting Type: Annual
Ticker: EAT Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD A. MCDOUGALL Mgmt For For
DOUGLAS H. BROOKS Mgmt For For
DAN W. COOK, III Mgmt For For
ROBERT M. GATES Mgmt For For
MARVIN J. GIROUARD Mgmt For For
RONALD KIRK Mgmt For For
GEORGE R. MRKONIC Mgmt For For
ERLE NYE Mgmt For For
JAMES E. OESTERREICHER Mgmt For For
CECE SMITH Mgmt For For
ROGER T. STAUBACH Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2004. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST THE
FOLLOWING
03 SHAREHOLDER PROPOSAL- REPORT ON Shr Against For
GENETICALLY ENGINEERED INGREDIENTS IN
FOOD PRODUCTS.
- -------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVE BING Mgmt For For
JOHN F. FINN Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt Withheld Against
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt Withheld Against
JEAN-PIERRE MILLON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932097416
CUSIP: 141705103 Meeting Type: Special
Ticker: CMX Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
CAREMARK S CERTIFICATE OF
INCORPORATION THAT WILL INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION SHARES
TO 700 MILLION SHARES. THIS AMENDMENT
IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK Mgmt For For
COMMON STOCK TO ADVANCEPCS
STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE
MERGER, COUGAR MERGER CORPORATION
WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER
AS A WHOLLY OWNED SUBSIDIARY OF
CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
CAREMARK S CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF (A)
PREFERRED STOCK FROM 9.5 MILLION
SHARES TO 10.5 MILLION SHARES AND (B)
SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7
MILLION SHARES. THIS AMENDMENT IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 Mgmt For For
INCENTIVE STOCK PLAN. THE CAREMARK
RX, INC. 2004 INCENTIVE STOCK PLAN IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK Mgmt For For
SPECIAL MEETING, IF NECESSARY, FOR
THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda: 932098622
CUSIP: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICKY ARISON Mgmt Withheld Against
AMB RICHARD G. CAPEN JR Mgmt For For
ROBERT H. DICKINSON Mgmt Withheld Against
ARNOLD W. DONALD Mgmt For For
PIER LUIGI FOSCHI Mgmt Withheld Against
HOWARD S. FRANK Mgmt Withheld Against
BARONESS HOGG Mgmt For For
A. KIRK LANTERMAN Mgmt Withheld Against
MODESTO A. MAIDIQUE Mgmt For For
JOHN P. MCNULTY Mgmt For For
PETER RATCLIFFE Mgmt Withheld Against
SIR JOHN PARKER Mgmt For For
STUART SUBOTNICK Mgmt For For
01 UZI ZUCKER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR CARNIVAL CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE
REMUNERATION OF THE INDEPENDENT
04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
FOR CARNIVAL PLC FOR THE FINANCIAL
PERIOD ENDED NOVEMBER 30, 2003.
05 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT OF CARNIVAL PLC.
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS FOR CARNIVAL PLC
- -------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. Agenda: 932120873
CUSIP: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. BOLES, JR. Mgmt Withheld Against
W. BRUCE HANKS Mgmt Withheld Against
C.G. MELVILLE, JR. Mgmt For For
GLEN F. POST, III Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
01 DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt Withheld Against
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt Withheld Against
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
01 CHARLES PRINCE Mgmt Withheld Against
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt Withheld Against
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda: 932104336
CUSIP: 191219104 Meeting Type: Annual
Ticker: CCE Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. ALM Mgmt Withheld Against
J. TREVOR EYTON Mgmt For For
GARY P. FAYARD Mgmt Withheld Against
L. PHILLIP HUMANN Mgmt Withheld Against
PAULA G. ROSPUT Mgmt For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE PLAN (EFFECTIVE JANUARY 1,
2004)
03 TO APPROVE THE 2004 STOCK AWARD PLAN Mgmt For For
04 TO APPROVE THE DEFERRED COMPENSATION Mgmt For For
PLAN FOR NONEMPLOYEE DIRECTORS (AS
AMENDED AND RESTATED EFFECTIVE
FEBRUARY 17, 2004)
05 TO APPROVE THE UK EMPLOYEE SHARE PLAN Mgmt For For
06 TO APPROVE THE STOCK SAVINGS PLAN Mgmt For For
(BELGIUM)
07 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE 2004 FISCAL YEAR
08 SHAREOWNER PROPOSAL TO REQUEST Shr For Against
SHAREOWNER APPROVAL OF CERTAIN
SEVERANCE AGREEMENTS
09 SHAREOWNER PROPOSAL TO REQUEST Shr Against For
ADOPTION OF PUBLICLY STATED GOALS FOR
ENHANCED RATE OF BEVERAGE CONTAINER
RECOVERY IN THE UNITED STATES.
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda: 932130797
CUSIP: 235851102 Meeting Type: Annual
Ticker: DHR Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. STEVEN M. RALES Mgmt Withheld Against
MR. JOHN T. SCHWIETERS Mgmt For For
MR. ALAN G. SPOON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DANAHER CORPORATION 1998 STOCK OPTION
PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING INCLUSION OF LANGUAGE ON
BOARD DIVERSITY IN THE CHARTER OF THE
NOMINATING AND GOVERNANCE COMMITTEE.
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt For For
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda: 932157628
CUSIP: 25179M103 Meeting Type: Annual
Ticker: DVN Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS F. FERGUSON Mgmt For For
PETER J. FLUOR Mgmt For For
DAVID M. GAVRIN Mgmt For For
MICHAEL E. GELLERT Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31,
03 REVISE DIRECTOR ELECTION VOTE Shr For Against
- -------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda: 932100439
CUSIP: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN B. ALLEN Mgmt For For
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
01 KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
ROBERT H. SPILMAN Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RETENTION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda: 932106520
CUSIP: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.H. BENSON Mgmt Withheld Against
J-P.M. ERGAS Mgmt For For
K.C. GRAHAM Mgmt For For
R.L. HOFFMAN Mgmt For For
J.L. KOLEY Mgmt Withheld Against
R.K. LOCHRIDGE Mgmt For For
T.L. REECE Mgmt For For
B.G. RETHORE Mgmt Withheld Against
G.L. ROUBOS Mgmt Withheld Against
M.B. STUBBS Mgmt Withheld Against
02 TO CONSIDER AND APPROVE THE 2005 Mgmt Against Against
EQUITY AND CASH INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt Against Against
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt Withheld Against
L.R. RAYMOND Mgmt For For
01 W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR RESTRICTED STOCK PLAN (PAGE
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr For Against
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr For Against
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt Withheld Against
CHARLES T. FOTE Mgmt Withheld Against
RICHARD P. KIPHART Mgmt Withheld Against
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932049073
CUSIP: 319963104 Meeting Type: Special
Ticker: FDC Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
FIRST DATA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 1,
2003, AMONG FIRST DATA CORPORATION,
MONACO SUBSIDIARY CORPORATION, A
WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr For Against
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr For Against
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt Withheld Against
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
JEFFREY R. IMMELT Mgmt Withheld Against
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt Withheld Against
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt Withheld Against
ROGER S. PENSKE Mgmt Withheld Against
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt Withheld Against
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt Against Against
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr For Against
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr For Against
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda: 932090373
CUSIP: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LLOYD C. BLANKFEIN Mgmt Withheld Against
LD BROWNE OF MADINGLEY Mgmt Withheld Against
CLAES DAHLBACK Mgmt Withheld Against
JAMES A. JOHNSON Mgmt For For
LOIS D. JULIBER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
03 ANNUAL ELECTION OF ALL DIRECTORS TO Shr For Against
THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION Agenda: 932108233
CUSIP: 401698105 Meeting Type: Annual
Ticker: GDT Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MAURICE A. COX, JR. Mgmt For For
NANCY-ANN MIN DEPARLE Mgmt For For
RONALD W. DOLLENS Mgmt Withheld Against
ENRIQUE C. FALLA Mgmt For For
KRISTINA M. JOHNSON PHD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE Shr For Against
BOARD ADOPT A POLICY OF EXPENSING IN
THE COMPANY S ANNUAL INCOME STATEMENT
THE COST OF ALL FUTURE STOCK OPTIONS
ISSUED BY THE COMPANY.
- -------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda: 932114818
CUSIP: 412822108 Meeting Type: Annual
Ticker: HDI Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
02 APPROVAL OF THE AMENDED CORPORATE Mgmt For For
SHORT TERM INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK Mgmt For For
PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
- -------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda: 932046178
CUSIP: 413875105 Meeting Type: Annual
Ticker: HRS Meeting Date: 10/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH L. DIONNE Mgmt For For
DAVID B. RICKARD Mgmt For For
GREGORY T. SWIENTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt Withheld Against
JAMES R. CANTALUPO Mgmt Withheld Against
SUSAN CROWN Mgmt Withheld Against
DON H. DAVIS, JR. Mgmt Withheld Against
W. JAMES FARRELL Mgmt For For
ROBERT C. MCCORMACK Mgmt Withheld Against
ROBERT S. MORRISON Mgmt For For
HAROLD B. SMITH Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP.
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt Withheld Against
CHARLENE BARSHEFSKY Mgmt Withheld Against
01 E. JOHN P. BROWNE Mgmt Withheld Against
ANDREW S. GROVE Mgmt Withheld Against
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt Withheld Against
PAUL S. OTELLINI Mgmt Withheld Against
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
USE OF PERFORMANCE-BASED STOCK
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
JAMES A. HENDERSON* Mgmt For For
ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda: 932116329
CUSIP: 524660107 Meeting Type: Annual
Ticker: LEG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAYMOND F. BENTELE Mgmt For For
RALPH W. CLARK Mgmt For For
HARRY M. CORNELL, JR. Mgmt Withheld Against
ROBERT TED ENLOE, III Mgmt For For
RICHARD T. FISHER Mgmt For For
KARL G. GLASSMAN Mgmt Withheld Against
DAVID S. HAFFNER Mgmt Withheld Against
JUDY C. ODOM Mgmt For For
MAURICE E. PURNELL, JR. Mgmt For For
FELIX E. WRIGHT Mgmt Withheld Against
02 THE RATIFICATION OF THE BOARD S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
1989 DISCOUNT STOCK PLAN TO AUTHORIZE
AN ADDITIONAL 4 MILLION SHARES.
04 THE APPROVAL OF THE 2004 KEY OFFICERS Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda: 932126750
CUSIP: 574599106 Meeting Type: Annual
Ticker: MAS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER A. DOW* Mgmt For For
ANTHONY F. EARLEY, JR.* Mgmt For For
WAYNE B. LYON* Mgmt For For
DAVID L. JOHNSTON** Mgmt For For
J. MICHAEL LOSH** Mgmt For For
02 PROPOSAL TO APPROVE THE MASCO Mgmt Against Against
CORPORATION 2004 RESTRICTED STOCK
AWARD PROGRAM.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt Withheld Against
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt Against Against
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt Withheld Against
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda: 932108194
CUSIP: 635405103 Meeting Type: Annual
Ticker: NCC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.E. BARFIELD Mgmt For For
J.S. BROADHURST Mgmt For For
J.W. BROWN Mgmt For For
C.M. CONNOR Mgmt For For
D.A. DABERKO Mgmt For For
J.T. GORMAN Mgmt For For
B.P. HEALY Mgmt For For
P.A. ORMOND Mgmt For For
R.A. PAUL Mgmt For For
G.L. SHAHEEN Mgmt For For
J.S. THORNTON Mgmt For For
M. WEISS Mgmt For For
02 THE APPROVAL OF THE NATIONAL CITY Mgmt Against Against
CORPORATION LONG-TERM CASH AND EQUITY
INCENTIVE PLAN
03 THE APPROVAL OF THE NATIONAL CITY Mgmt Against Against
CORPORATION MANAGEMENT INCENTIVE PLAN
FOR SENIOR OFFICERS, AS AMENDED AND
RESTATED
04 THE RATIFICATION OF THE AUDIT Mgmt For For
COMMITTEE S SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda: 932141524
CUSIP: 649445103 Meeting Type: Annual
Ticker: NYB Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD M. BLAKE Mgmt For For
THOMAS A. DOHERTY Mgmt For For
MICHAEL J. LEVINE Mgmt For For
GUY V. MOLINARI Mgmt For For
JOHN A. PILESKI Mgmt For For
JOHN M. TSIMBINOS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
OF NEW YORK COMMUNITY BANCORP, INC.
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
- -------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda: 932091541
CUSIP: 654902204 Meeting Type: Annual
Ticker: NOK Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND Mgmt For For
THE BALANCE SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 Mgmt For For
PER SHARE.
1C APPROVAL OF THE DISCHARGE OF THE Mgmt Against Against
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
1E PAUL J. COLLINS Mgmt For For
GEORG EHRNROOTH Mgmt For For
BENGT HOLMSTROM Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
MARJORIE SCARDINO Mgmt For For
1E VESA VAINIO Mgmt For For
ARNE WESSBERG Mgmt For For
1G APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
AUDITOR. (FOR AND ABSTAIN ARE THE
ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY
THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO INCREASE THE SHARE CAPITAL
OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO DISPOSE NOKIA SHARES HELD BY
THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO INCREASE THE CAPITAL OF THE
FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO Mgmt For
INSTRUCT THE DEPOSITARY TO GIVE A
PROXY TO ANY ONE OF MARIANNA UOTINEN-
TARKOMA, ESA KAUNISTOLA, BOTH LEGAL
COUNSELS OF NOKIA CORPORATION, TO
AUTHORIZE ANY OF THEM (WITH FULL
POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY
UPON ITEM 7 OF THE ANNUAL MEETING AND
ANY ADJOURNMENTS OR POSTPONEMENT
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt Withheld Against
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY
S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda: 931989199
CUSIP: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TENCH COXE Mgmt For For
MARK A. STEVENS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS NVIDIA S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 25,
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
F.D. RAINES Mgmt Withheld Against
S.S. REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt Withheld Against
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2004 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.23)
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
01 H. MITCHELL WATSON, JR. Mgmt Withheld Against
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt Against Against
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt Against Against
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
2004 LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
01 JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHELE J. HOOPER Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
WARREN R. STALEY Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt Withheld Against
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION Agenda: 932140166
CUSIP: G3930E101 Meeting Type: Annual
Ticker: GSF Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FERDINAND A. BERGER Mgmt For For
KHALED R. AL-HAROON Mgmt Withheld Against
EDWARD R. MULLER Mgmt For For
PAUL J. POWERS Mgmt For For
JOHN L. WHITMIRE Mgmt For For
02 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO PERMIT TELEPHONIC AND
INTERNET VOTING BY RECORD
03 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO REMOVE THE LANGUAGE NO
SHARE OWNERSHIP QUALIFICATION FOR
DIRECTORS SHALL BE REQUIRED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. Agenda: 932042043
CUSIP: Y2573F102 Meeting Type: Annual
Ticker: FLEX Meeting Date: 9/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RE-ELECTION OF RICHARD L. SHARP AS A Mgmt For For
DIRECTOR OF THE COMPANY.
03 RE-APPOINTMENT OF PATRICK FOLEY AS A Mgmt For For
DIRECTOR OF THE COMPANY.
04 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31,
2004.
05 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1997 EMPLOYEE SHARE
06 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
07 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
COMPANY TO PROVIDE CASH COMPENSATION
TO ITS DIRECTORS.
08 TO APPROVE THE AUTHORIZATION OF THE Mgmt For For
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE
COMPANY OF ITS OWN ISSUED ORDINARY
SHARES.
2A RE-ELECTION OF JAMES A. DAVIDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY.
2B RE-ELECTION OF LIP-BU TAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
Loomis Sayles Value Fund 0000872649
- -------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.S. AUSTIN Mgmt For For
H.L. FULLER Mgmt For For
R.A. GONZALEZ Mgmt For For
J.M. GREENBERG Mgmt For For
J.M. LEIDEN Mgmt For For
D.A.L. OWEN Mgmt For For
B. POWELL JR. Mgmt For For
A.B. RAND Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
W.D. SMITHBURG Mgmt For For
J.R. WALTER Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For
DRUGS.
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr Against For
FOR SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For
INFECTIOUS DISEASES.
- -------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda: 932114337
CUSIP: 020002101 Meeting Type: Annual
Ticker: ALL Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F. DUANE ACKERMAN Mgmt For For
JAMES G. ANDRESS Mgmt Withheld Against
EDWARD A. BRENNAN Mgmt Withheld Against
W. JAMES FARRELL Mgmt Withheld Against
JACK M. GREENBERG Mgmt For For
RONALD T. LEMAY Mgmt Withheld Against
EDWARD M. LIDDY Mgmt For For
01 J. CHRISTOPHER REYES Mgmt For For
H. JOHN RILEY, JR. Mgmt Withheld Against
JOSHUA I. SMITH Mgmt Withheld Against
JUDITH A. SPRIESER Mgmt Withheld Against
MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OF ANNUAL Mgmt For For
COVERED EMPLOYEE INCENTIVE
COMPENSATION PLAN.
04 APPROVAL OF MATERIAL TERMS OF LONG- Mgmt For For
TERM EXECUTIVE INCENTIVE COMPENSATION
PLAN.
05 PROVIDE CUMULATIVE VOTING FOR BOARD Shr For Against
OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda: 932111482
CUSIP: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELIZABETH E. BAILEY Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E. R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
CARLOS SLIM HELU Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For
04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For
05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For
06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For
07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For
08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For
- -------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH Shr Against For
SIX-YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH III Mgmt Withheld Against
CARLOS FERNANDEZ G. Mgmt Withheld Against
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
APPLE COMPUTER, INC. Agenda: 932101164
CUSIP: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
JEROME B. YORK Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2004.
03 TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr Against For
PROPERLY PRESENTED AT THE MEETING.
- -------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda: 932097808
CUSIP: 055622104 Meeting Type: Annual
Ticker: BP Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LORD BROWNE Mgmt Withheld Against
DR B E GROTE Mgmt Withheld Against
MR H M P MILES Mgmt For For
SIR ROBIN NICHOLSON Mgmt For For
MR R L OLVER Mgmt Withheld Against
SIR IAN PROSSER Mgmt For For
07 TO ELECT MR A BURGMANS AS A DIRECTOR Mgmt For For
08 TO REAPPOINT ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
09 TO AMEND THE ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY
10 TO GIVE AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY Mgmt For For
TO ALLOT A LIMITED NUMBER OF SHARES
FOR CASH WITHOUT MAKING AN OFFER TO
SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY Mgmt For For
SHARES FOR EMPLOYEE SHARE SCHEMES
14 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT
15 TO DETERMINE THE LIMIT FOR THE Mgmt For For
AGGREGATE REMUNERATION OF THE NON-
EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For
REPORT AND THE ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO Shr Against For
INSTRUCT THE COMPANY TO PREPARE A
REPORT MAKING CERTAIN DISCLOSURES ON
MATTERS OF CONTROL AND RISK IN
PROTECTED AND SENSITIVE AREAS
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EDWARD L. ROMERO Mgmt For For
THOMAS M. RYAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
JACKIE M. WARD Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr For Against
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt For For
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- -------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda: 932105299
CUSIP: 071813109 Meeting Type: Annual
Ticker: BAX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN D. FORSYTH Mgmt For For
GAIL D. FOSLER Mgmt For For
CAROLE J. UHRICH Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt Against Against
03 PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING IN THE ELECTION OF DIRECTORS
- -------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda: 932098280
CUSIP: 079860102 Meeting Type: Annual
Ticker: BLS Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BLANCHARD Mgmt Withheld Against
ARMANDO M. CODINA Mgmt Withheld Against
LEO F. MULLIN Mgmt For For
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt For For
ANNUALLY
04 APPROVE THE STOCK AND INCENTIVE Mgmt For For
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL RE: CEO Shr Against For
COMPENSATION
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS
- -------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda: 932104071
CUSIP: 084670207 Meeting Type: Annual
Ticker: BRKB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN E. BUFFETT Mgmt Withheld Against
CHARLES T. MUNGER Mgmt Withheld Against
SUSAN T. BUFFETT Mgmt Withheld Against
HOWARD G. BUFFETT Mgmt Withheld Against
MALCOLM G. CHACE Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt Withheld Against
WALTER SCOTT, JR. Mgmt Withheld Against
02 SHAREHOLDER PROPOSAL: TO APPROVE THE Shr Against For
STOCKHOLDER PROPOSAL WITH RESPECT TO
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. Agenda: 932120873
CUSIP: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. BOLES, JR. Mgmt Withheld Against
W. BRUCE HANKS Mgmt Withheld Against
C.G. MELVILLE, JR. Mgmt For For
GLEN F. POST, III Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
- -------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC. Agenda: 932101013
CUSIP: 160903100 Meeting Type: Annual
Ticker: CF Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PATRICK J. AGNEW Mgmt Withheld Against
01 DENISE MARIE FUGO Mgmt For For
CHARLES JOHN KOCH Mgmt Withheld Against
RONALD F. POE Mgmt Withheld Against
JEROME L. SCHOSTAK Mgmt Withheld Against
MARK SHAEVSKY Mgmt Withheld Against
02 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CHARTER ONE FINANCIAL INC. 1997 STOCK
OPTION AND INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS CHARTER ONE
FINANCIAL, INC. S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
- -------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.H. ARMACOST Mgmt For For
R.E. DENHAM Mgmt For For
R.J. EATON Mgmt For For
S. GINN Mgmt For For
C.A. HILLS Mgmt For For
F.G. JENIFER Mgmt For For
J.B. JOHNSTON Mgmt For For
S. NUNN Mgmt For For
D.J. O'REILLY Mgmt For For
P.J. ROBERTSON Mgmt For For
C.R. SHOEMATE Mgmt For For
C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt Against Against
RIGHTS PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For
PLAN
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt Withheld Against
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt Withheld Against
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt Withheld Against
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt Withheld Against
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY Agenda: 932135951
CUSIP: 17453B101 Meeting Type: Annual
Ticker: CZN Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AARON I. FLEISCHMAN Mgmt Withheld Against
01 RUDY J. GRAF Mgmt Withheld Against
STANLEY HARFENIST Mgmt For For
ANDREW N. HEINE Mgmt For For
WILLIAM M. KRAUS Mgmt For For
SCOTT N. SCHNEIDER Mgmt Withheld Against
JOHN L. SCHROEDER Mgmt For For
ROBERT A. STANGER Mgmt For For
EDWIN TORNBERG Mgmt For For
CLAIRE L. TOW Mgmt Withheld Against
LEONARD TOW Mgmt Withheld Against
DAVID H. WARD Mgmt For For
02 APPROVE THE RATIFICATION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE BOARD OF DIRECTORS ADOPT A FORMAL
WRITTEN POLICY THAT WOULD REQUIRE
STOCKHOLDER APPROVAL OF FUTURE
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. Agenda: 932132703
CUSIP: 210371100 Meeting Type: Annual
Ticker: CEG Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES T. BRADY Mgmt For For
JAMES R. CURTISS Mgmt For For
EDWARD J. KELLY, III Mgmt For For
ROBERT J. LAWLESS Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
- -------------------------------------------------------------------------------------------------------
DST SYSTEMS, INC. Agenda: 932116545
CUSIP: 233326107 Meeting Type: Annual
Ticker: DST Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. EDWARD ALLINSON Mgmt Withheld Against
MICHAEL G. FITT Mgmt Withheld Against
02 AMENDMENT OF CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
CAPITAL STOCK
- -------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Agenda: 932162910
CUSIP: 25459L106 Meeting Type: Annual
Ticker: DTV Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K. RUPERT MURDOCH Mgmt For For
NEIL R. AUSTRIAN Mgmt For For
CHARLES R. LEE Mgmt For For
02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For
03 APPROVAL OF THE EXECUTIVE OFFICER Mgmt For For
CASH BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda: 932103423
CUSIP: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICHOLAS DEBENEDICTIS Mgmt Withheld Against
01 G. FRED DIBONA, JR. Mgmt For For
SUE L. GIN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR Mgmt For For
SENIOR EXECUTIVES
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt Withheld Against
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR RESTRICTED STOCK PLAN (PAGE
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr For Against
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr For Against
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt Withheld Against
CHARLES T. FOTE Mgmt Withheld Against
RICHARD P. KIPHART Mgmt Withheld Against
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda: 932104007
CUSIP: 337932107 Meeting Type: Annual
Ticker: FE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.T. ADDISON Mgmt Withheld Against
E.J. NOVAK, JR. Mgmt For For
J.M. PIETRUSKI Mgmt Withheld Against
C.A. REIN Mgmt Withheld Against
R.C. SAVAGE Mgmt Withheld Against
02 RATIFICATION OF AUDITOR Mgmt For For
03 APPROVAL OF AMENDMENTS TO THE CODE OF Mgmt For For
REGULATIONS TO DECLASSIFY THE BOARD
OF DIRECTORS
04 APPROVAL OF AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION AND CODE OF
REGULATIONS TO CHANGE CERTAIN VOTING
REQUIREMENTS
05 APPROVAL OF EXISTING EXECUTIVE Mgmt Against Against
DEFERRED COMPENSATION PLAN
06 APPROVAL OF EXISTING DIRECTOR Mgmt Against Against
DEFERRED COMPENSATION PLAN
07 SHAREHOLDER PROPOSAL Shr For Against
08 SHAREHOLDER PROPOSAL Shr For Against
09 SHAREHOLDER PROPOSAL Shr Against For
10 SHAREHOLDER PROPOSAL Shr For Against
- -------------------------------------------------------------------------------------------------------
GAP, INC. Agenda: 932114969
CUSIP: 364760108 Meeting Type: Annual
Ticker: GPS Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD BEHAR Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
DONALD G. FISHER Mgmt For For
DORIS F. FISHER Mgmt For For
01 ROBERT J. FISHER Mgmt For For
GLENDA A. HATCHETT Mgmt For For
PENELOPE L. HUGHES Mgmt For For
BOB L. MARTIN Mgmt For For
JORGE P. MONTOYA Mgmt For For
PAUL S. PRESSLER Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
03 TO APPROVE THE PROPOSAL TO AMEND AND Mgmt For For
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
04 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442832 Meeting Type: Consent
Ticker: GMH Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.L. CRANDALL Mgmt Withheld Against
K.T. DERR Mgmt Withheld Against
C.J. DIBONA Mgmt For For
W.R. HOWELL Mgmt Withheld Against
R.L. HUNT Mgmt Withheld Against
01 D.J. LESAR Mgmt For For
A.B. LEWIS Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
C.J. SILAS Mgmt Withheld Against
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr For Against
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr For Against
CHAIRMAN/CEO.
- -------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda: 932145091
CUSIP: 418056107 Meeting Type: Annual
Ticker: HAS Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN R. BATKIN Mgmt For For
FRANK J. BIONDI, JR. Mgmt For For
JOHN M. CONNORS, JR. Mgmt For For
JACK M. GREENBERG Mgmt For For
ALAN G. HASSENFELD Mgmt For For
CLAUDINE B. MALONE Mgmt For For
EDWARD M. PHILIP Mgmt For For
PAULA STERN Mgmt For For
ALFRED J. VERRECCHIA Mgmt For For
02 APPROVAL OF 2004 SENIOR MANAGEMENT Mgmt For For
ANNUAL PERFORMANCE PLAN.
03 RATIFICATION OF KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITOR FOR THE
2004 FISCAL YEAR.
04 SHAREHOLDER PROPOSAL HASBRO - GLOBAL Shr Against For
HUMAN RIGHTS STANDARDS.
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
01 C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
S.M. LITVACK Mgmt Withheld Against
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt Withheld Against
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt For For
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr For Against
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES J. HOWARD Mgmt Withheld Against
BRUCE KARATZ Mgmt Withheld Against
RUSSELL E. PALMER Mgmt Withheld Against
IVAN G. SEIDENBERG Mgmt Withheld Against
ERIC K. SHINSEKI Mgmt Withheld Against
02 APPOINTMENT OF INDEPENDENT Mgmt For For
03 ANNUAL ELECTION OF DIRECTORS Shr For Against
04 SHAREOWNER VOTING PROVISIONS Shr For Against
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr Against For
06 RESOLUTION ON PAY DISPARITY Shr Against For
07 CUMULATIVE VOTING Shr For Against
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
JAMES A. HENDERSON* Mgmt For For
ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr For Against
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. Agenda: 932126887
CUSIP: 499040103 Meeting Type: Annual
Ticker: KRI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK A. ERNST Mgmt For For
K. FOLEY FELDSTEIN Mgmt Withheld Against
THOMAS P. GERRITY Mgmt Withheld Against
GONZALO F. VALDES-FAULI Mgmt Withheld Against
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP
- -------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda: 932097707
CUSIP: 524908100 Meeting Type: Annual
Ticker: LEH Meeting Date: 4/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER S. BERLIND Mgmt For For
MARSHA JOHNSON EVANS Mgmt For For
SIR CHRISTOPHER GENT Mgmt Withheld Against
DINA MERRILL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda: 932126750
CUSIP: 574599106 Meeting Type: Annual
Ticker: MAS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER A. DOW* Mgmt For For
ANTHONY F. EARLEY, JR.* Mgmt For For
WAYNE B. LYON* Mgmt For For
DAVID L. JOHNSTON** Mgmt For For
J. MICHAEL LOSH** Mgmt For For
02 PROPOSAL TO APPROVE THE MASCO Mgmt Against Against
CORPORATION 2004 RESTRICTED STOCK
AWARD PROGRAM.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda: 932122675
CUSIP: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt For For
WALTER E. MASSEY Mgmt For For
JOHN W. ROGERS, JR. Mgmt For For
ANNE-MARIE SLAUGHTER Mgmt For For
ROGER W. STONE Mgmt Withheld Against
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
AMENDED AND RESTATED 2001 OMNIBUS
STOCK OWNERSHIP PLAN
04 APPROVAL OF MCDONALD S CORPORATION Mgmt For For
2004 CASH INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. Agenda: 932112256
CUSIP: 580645109 Meeting Type: Annual
Ticker: MHP Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PEDRO ASPE Mgmt For For
ROBERT P. MCGRAW Mgmt For For
H. OCHOA-BRILLEMBOURG Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED 2002 Mgmt For For
STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL REQUESTING Shr For Against
SHAREHOLDER VOTE ON POISON PILLS.
- -------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda: 932014335
CUSIP: 58155Q103 Meeting Type: Annual
Ticker: MCK Meeting Date: 7/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALTON F. IRBY III Mgmt For For
JAMES V. NAPIER Mgmt For For
02 RATIFYING THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
SEVERANCE PAYMENTS
- -------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION Agenda: 932101582
CUSIP: 58551A108 Meeting Type: Annual
Ticker: MEL Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JARED L. COHON* Mgmt For For
IRA J. GUMBERG* Mgmt For For
MARTIN G. MCGUINN* Mgmt For For
DAVID S. SHAPIRA* Mgmt For For
JOHN P. SURMA* Mgmt For For
EDWARD J. MCANIFF** Mgmt For For
02 PROPOSAL TO AMEND THE CORPORATION S Mgmt For For
LONG-TERM PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT PUBLIC
- -------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda: 932101037
CUSIP: 590188108 Meeting Type: Annual
Ticker: MER Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID K. NEWBIGGING Mgmt
JOSEPH W. PRUEHER Mgmt
02 RATIFY APPOINTMENT OF DELOITTE & Mgmt
TOUCHE LLP AS INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shr
04 INDEPENDENT CHAIRMAN SEPARATE FROM Shr
CHIEF EXECUTIVE OFFICER
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt Withheld Against
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
01 J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt Withheld Against
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt Withheld Against
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda: 931989199
CUSIP: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TENCH COXE Mgmt For For
MARK A. STEVENS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS NVIDIA S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 25,
- -------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda: 932108081
CUSIP: 693475105 Meeting Type: Annual
Ticker: PNC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MR. KELSON Mgmt Withheld Against
MR. LINDSAY Mgmt Withheld Against
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt Withheld Against
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt Withheld Against
MR. USHER Mgmt For For
MR. WASHINGTON Mgmt For For
MR. WEHMEIER Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda: 932139341
CUSIP: 708160106 Meeting Type: Annual
Ticker: JCP Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.C. BARRETT Mgmt For For
M.A. BURNS Mgmt Withheld Against
M.K. CLARK Mgmt For For
A. QUESTROM Mgmt Withheld Against
02 RATIFICATION OF AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
01 GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt Withheld Against
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt Against Against
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt Against Against
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda: 932117852
CUSIP: 74834L100 Meeting Type: Annual
Ticker: DGX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. GRANT Mgmt Withheld Against
SURYA N. MOHAPATRA Mgmt Withheld Against
JOHN C. BALDWIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt Withheld Against
S. DONLEY RITCHEY Mgmt Withheld Against
JOYCE M. ROCHE Mgmt For For
PATRICIA P. UPTON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr Against For
- -------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda: 932121750
CUSIP: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BIRCH BAYH Mgmt For For
MELVYN E. BERGSTEIN Mgmt For For
LINDA WALKER BYNOE Mgmt For For
KAREN N. HORN Mgmt For For
G. WILLIAM MILLER Mgmt For For
J. ALBERT SMITH, JR. Mgmt For For
PIETER S. VAN DEN BERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS FOR 2004.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr Against For
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
SOUTHTRUST CORPORATION Agenda: 932100364
CUSIP: 844730101 Meeting Type: Annual
Ticker: SOTR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CARL F. BAILEY Mgmt For For
JOHN M. BRADFORD Mgmt For For
WILLIAM C. HULSEY Mgmt For For
WALLACE D. MALONE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS: Mgmt Against Against
RESPECTING PROPOSAL TO RATIFY THE
SELECTION OF KPMG LLP AS SOUTHTRUST S
PRINCIPAL INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
03 RATIFICATION OF AMENDED AND RESTATED Mgmt Against Against
SENIOR OFFICER PERFORMANCE INCENTIVE
PLAN: RESPECTING PROPOSAL TO APPROVE
AND RATIFY THE AMENDED AND RESTATED
SENIOR OFFICER PERFORMANCE INCENTIVE
PLAN, AS DESCRIBED IN AND ATTACHED AS
AN APPENDIX TO THE ACCOMPANYING
PROXY STATEMENT OF THE COMPANY.
04 RATIFICATION OF 2004 LONG-TERM Mgmt Against Against
INCENTIVE PLAN: RESPECTING PROPOSAL
TO APPROVE AND RATIFY THE 2004 LONG-
TERM INCENTIVE PLAN, AS DESCRIBED IN
AND ATTACHED AS AN APPENDIX TO THE
ACCOMPANYING PROXY STATEMENT OF THE
COMPANY.
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For
PAY CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr For Against
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
REPORT ON OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda: 932100275
CUSIP: 867914103 Meeting Type: Annual
Ticker: STI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. HICKS LANIER Mgmt For For
LARRY L. PRINCE Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
ROBERT M. BEALL, II Mgmt For For
JEFFREY C. CROWE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda: 932156020
CUSIP: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY L. CRITTENDEN Mgmt For For
EDMOND J. ENGLISH Mgmt For For
RICHARD G. LESSER Mgmt For For
02 AMENDMENTS TO THE STOCK INCENTIVE Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For
STANDARDS CODE OF CONDUCT AND
INDEPENDENT MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
REPORT ON VENDOR COMPLIANCE PROGRAM.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF ELECTION OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda: 932015995
CUSIP: 88033G100 Meeting Type: Annual
Ticker: THC Meeting Date: 7/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE BIONDI S.J. Mgmt For For
VAN B. HONEYCUTT Mgmt For For
EDWARD A. KANGAS Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2003.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
INDEPENDENCE OF THE BOARD OF
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt Withheld Against
01 FRANK J. CAUFIELD Mgmt Withheld Against
ROBERT C. CLARK Mgmt Withheld Against
MILES R. GILBURNE Mgmt Withheld Against
CARLA A. HILLS Mgmt Withheld Against
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt Withheld Against
RICHARD D. PARSONS Mgmt Withheld Against
R.E. TURNER Mgmt Withheld Against
FRANCIS T. VINCENT, JR. Mgmt Withheld Against
02 RATIFICATION OF AUDITORS. Mgmt Against Against
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For
ON PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY Agenda: 932128398
CUSIP: 896047107 Meeting Type: Annual
Ticker: TRB Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY CHANDLER Mgmt Withheld Against
WILLIAM A. OSBORN Mgmt Withheld Against
KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE Mgmt For For
COMPANY 1997 INCENTIVE COMPENSATION
PLAN.
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt Withheld Against
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt Withheld Against
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt Withheld Against
MACKEY J. MCDONALD Mgmt Withheld Against
H. CARL MCCALL Mgmt Withheld Against
01 BRENDAN R. O'NEILL Mgmt Withheld Against
SANDRA S. WIJNBERG Mgmt Withheld Against
JEROME B. YORK Mgmt Withheld Against
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt Against Against
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda: 932099814
CUSIP: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. BUYNISKI GLUCKMAN Mgmt Withheld Against
ARTHUR D. COLLINS, JR. Mgmt For For
JERRY W. LEVIN Mgmt For For
THOMAS E. PETRY Mgmt For For
RICHARD G. REITEN Mgmt Withheld Against
02 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION Shr Against For
SYSTEM FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr For Against
VOTING.
- -------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda: 932152616
CUSIP: 913903100 Meeting Type: Annual
Ticker: UHS Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. HOTZ Mgmt For For
02 APPROVAL OF AN INCREASE IN THE NUMBER Mgmt For For
OF SHARES OF CLASS B COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE 2001
EMPLOYEES RESTRICTED STOCK PURCHASE
PLAN BY 600,000 SHARES.
- -------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda: 932128982
CUSIP: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA CAFFERTY Mgmt For For
FRANK M. CLARK, JR. Mgmt For For
ROBERT S. MILLER Mgmt Withheld Against
A. MAURICE MYERS Mgmt Withheld Against
JOHN C. POPE Mgmt Withheld Against
W. ROBERT REUM Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
DAVID P. STEINER Mgmt Withheld Against
CARL W. VOGT Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For
2004 STOCK INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For
2005 ANNUAL INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt Withheld Against
JUDITH M. RUNSTAD Mgmt For For
01 STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
ACCENTURE LTD Agenda: 932082174
CUSIP: G1150G111 Meeting Type: Annual
Ticker: ACN Meeting Date: 2/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS F. HIGHTOWER Mgmt Withheld Against
WILLIAM L. KIMSEY Mgmt For For
ROBERT I. LIPP Mgmt For For
WULF VON SCHIMMELMANN Mgmt For For
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR AND AUTHORIZATION OF THE
BOARD OF DIRECTORS TO DETERMINE KPMG
LLP S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION Agenda: 932140166
CUSIP: G3930E101 Meeting Type: Annual
Ticker: GSF Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FERDINAND A. BERGER Mgmt For For
KHALED R. AL-HAROON Mgmt Withheld Against
EDWARD R. MULLER Mgmt For For
PAUL J. POWERS Mgmt For For
JOHN L. WHITMIRE Mgmt For For
02 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO PERMIT TELEPHONIC AND
INTERNET VOTING BY RECORD
03 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO REMOVE THE LANGUAGE NO
SHARE OWNERSHIP QUALIFICATION FOR
DIRECTORS SHALL BE REQUIRED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
XL CAPITAL LTD Agenda: 932119515
CUSIP: G98255105 Meeting Type: Annual
Ticker: XL Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN LOUDON Mgmt For For
ROBERT S. PARKER Mgmt For For
ALAN Z. SENTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, NEW YORK,
TO ACT AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
Loomis Sayles Worldwide Fund 0000872649
- -------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda: 932116026
CUSIP: 001055102 Meeting Type: Contested Consent
Ticker: AFL Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL P. AMOS Mgmt Withheld Against
JOHN SHELBY AMOS II Mgmt Withheld Against
MICHAEL H. ARMACOST Mgmt For For
KRISS CLONINGER, III Mgmt For For
JOE FRANK HARRIS Mgmt For For
ELIZABETH J. HUDSON Mgmt For For
KENNETH S. JANKE, SR. Mgmt For For
DOUGLAS W. JOHNSON Mgmt Withheld Against
ROBERT B. JOHNSON Mgmt Withheld Against
CHARLES B. KNAPP Mgmt Withheld Against
HIDEFUMI MATSUI Mgmt Withheld Against
NOBUHIRO MORI Mgmt Withheld Against
E. STEPHEN PURDOM, M.D. Mgmt Withheld Against
BARBARA K. RIMER Mgmt Withheld Against
MARVIN R. SCHUSTER Mgmt Withheld Against
GLENN VAUGHN, JR. Mgmt For For
ROBERT L. WRIGHT Mgmt For For
02 TO CONSIDER AND APPROVE THE 2004 Mgmt For For
AFLAC INCORPORATED LONG-TERM
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC. Agenda: 932049542
CUSIP: 008190100 Meeting Type: Annual
Ticker: ACS Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DARWIN DEASON Mgmt For For
JEFFREY A. RICH Mgmt For For
MARK A. KING Mgmt For For
JOSEPH P. O'NEILL Mgmt For For
FRANK A. ROSSI Mgmt For For
J. LIVINGSTON KOSBERG Mgmt For For
DENNIS MCCUISTION Mgmt For For
02 TO APPROVE THE PERFORMANCE-BASED Mgmt For For
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt Withheld Against
E. FUTTER Mgmt Withheld Against
M. GREENBERG Mgmt Withheld Against
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt Withheld Against
H. SMITH Mgmt Withheld Against
M. SULLIVAN Mgmt Withheld Against
E. TSE Mgmt Withheld Against
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
- -------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt Withheld Against
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr For Against
EXPENSING).
- -------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932080308
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 1/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 TO APPROVE A SPECIAL RESOLUTION Mgmt
AUTHORIZING THE COMPANY TO SUBDIVIDE
EACH COMMON SHARE OF THE COMPANY ON A
TWO (2) FOR ONE (1) BASIS.
2 TO APPROVE THE ADOPTION OF THE 2004 Mgmt
STOCK OPTION PLAN.
3 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. Agenda: 932173002
CUSIP: 034918102 Meeting Type: Special
Ticker: ANPI Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO FIX THE NUMBER OF DIRECTORS AT SIX Mgmt
(6)
02 WILLIAM L. HUNTER, M.D. Mgmt
DAVID T. HOWARD Mgmt
HARTLEY T. RICHARDSON Mgmt
EDWARD M. BROWN Mgmt
ARTHUR H. WILLMS Mgmt
GLEN D. NELSON, M.D. Mgmt
03 TO APPOINT ERNST & YOUNG LLP AS Mgmt
AUDITOR OF THE COMPANY
04 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt
AUDITOR S REMUNERATION
05 TO PASS A SPECIAL RESOLUTION TO Mgmt
REMOVE THE APPLICATION OF THE PRE-
EXISTING COMPANY PROVISIONS UNDER THE
NEW BUSINESS CORPORATIONS ACT
(BRITISH COLUMBIA)
06 TO PASS A SPECIAL RESOLUTION TO Mgmt
ELIMINATE THE MAXIMUM NUMBER OF
COMMON SHARES THAT THE COMPANY IS
AUTHORIZED TO ISSUE AS PERMITTED
UNDER THE NEW BUSINESS CORPORATIONS
ACT (BRITISH COLUMBIA)
07 TO PASS A SPECIAL RESOLUTION TO Mgmt
APPROVE THE DELETION AND CANCELLATION
OF THE EXISTING ARTICLES OF THE
COMPANY AND THE ADOPTION OF NEW
ARTICLES FOR THE COMPANY INCLUDING
THE SPECIAL RIGHTS AND RESTRICTIONS
CONTAINED THEREIN TO REFLECT THE NEW
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA)
08 TO TRANSACT SUCH FURTHER OR OTHER Mgmt
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING AND ANY ADJOURNMENTS
THEREOF.
- -------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH III Mgmt Withheld Against
CARLOS FERNANDEZ G. Mgmt Withheld Against
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
ANOORAQ RESOURCES CORPORATION Agenda: 932163695
CUSIP: 03633E108 Meeting Type: Special
Ticker: ANO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FIXING THE SIZE OF THE BOARD OF Mgmt
DIRECTORS AT NINE.
02 DAVID J. COPELAND Mgmt
SCOTT D. COUSENS Mgmt
ROBERT A. DICKINSON Mgmt
GLEN R. GAMBLE Mgmt
02 DAVID S. JENNINGS Mgmt
JEFFREY R. MASON Mgmt
WALTER T. SEGSWORTH Mgmt
RONALD W. THIESSEN Mgmt
ROBERT A. HILDEBRAND Mgmt
03 AN ORDINARY RESOLUTION TO CHANGE THE Mgmt
COMPANY S AUDITORS FROM DE VISSER
GRAY, CHARTERED ACCOUNTS, TO KPMG
LLP, CHARTERED ACCOUNTANTS, EFFECTIVE
AT THE DATE OF THE MEETING, AND TO
APPOINT KPMG LLP AS THE AUDITOR FOR
THE COMPANY FOR THE ENSUING YEAR.
04 AN ORDINARY RESOLUTION OF Mgmt
DISINTERESTED SHAREHOLDERS TO AMEND
THE STOCK OPTION PLAN OF THE COMPANY
BY INCREASING THE NUMBER OF COMMON
SHARES THAT MAY BE RESERVED FOR
ISSUANCE PURSUANT TO OPTIONS GRANTED
UNDER THE STOCK OPTION PLAN, AS MORE
PARTICULARLY SET OUT IN THE
ACCOMPANYING INFORMATION CIRCULAR,
AND SUBJECT TO REGULATORY APPROVAL.
05 AN ORDINARY RESOLUTION AUTHORIZING Mgmt
THE COMPANY TO ISSUE SHARES, FROM
TIME TO TIME IN ONE OR MORE
TRANSACTIONS, IN EXCESS OF 25% OF ITS
CAPITAL IN ACCORDANCE WITH THE TERMS
OF ANY PROPOSED FUTURE ACQUISITIONS,
ISSUANCES OF CONVERTIBLE SECURITIES,
RIGHTS OFFERINGS OR FINANCINGS OR
SHARES FOR DEBT SETTLEMENTS, AT SUCH
PRICE OR PRICES, IN SUCH AMOUNT AND
TO SUCH INDIVIDUALS OR ENTITIES AS
MAY BE DETERMINED BY THE DIRECTORS OF
THE COMPANY AND AS ARE ACCEPTABLE
WITH THE APPROPRIATE REGULATORY
AUTHORITIES AND THE RESULTING
POSSIBLE EFFECTIVE CHANGES IN CONTROL
OF THE COMPANY IN CONSEQUENCE THEREOF
06 AN ORDINARY RESOLUTION AUTHORIZING Mgmt
THE COMPANY TO INCREASE ITS
AUTHORIZED SHARE CAPITAL FROM
200,000,000 COMMON SHARES TO AN
UNLIMITED NUMBER OF COMMON SHARES.
07 THE UNDERSIGNED HEREBY GRANTS OR Mgmt
WITHHOLDS AUTHORITY OF THE
PROXYHOLDER TO VOTE MY SHARES ON ANY
AMENDMENT OR VARIATION OF ANY MATTERS
DEFINED IN THE NOTICE OF MEETING OR
UPON ANY NEW MATTER WHICH COMES
BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF
- -------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVE BING Mgmt For For
JOHN F. FINN Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932127790
CUSIP: 141705103 Meeting Type: Annual
Ticker: CMX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWIN M. BANKS Mgmt Withheld Against
COLLEEN C. WELCH, PH.D. Mgmt For For
ROGER L. HEADRICK Mgmt Withheld Against
JEAN-PIERRE MILLON Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. Agenda: 932097416
CUSIP: 141705103 Meeting Type: Special
Ticker: CMX Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
CAREMARK S CERTIFICATE OF
INCORPORATION THAT WILL INCREASE THE
TOTAL NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION SHARES
TO 700 MILLION SHARES. THIS AMENDMENT
IS DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS.
02 TO APPROVE THE ISSUANCE OF CAREMARK Mgmt For For
COMMON STOCK TO ADVANCEPCS
STOCKHOLDERS IN THE MERGER PURSUANT
TO THE MERGER AGREEMENT. IN THE
MERGER, COUGAR MERGER CORPORATION
WILL MERGE WITH AND INTO ADVANCEPCS,
WITH ADVANCEPCS SURVIVING THE MERGER
AS A WHOLLY OWNED SUBSIDIARY OF
CAREMARK, AS DESCRIBED IN THE MERGER
AGREEMENT AND THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
CAREMARK S CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF (A)
PREFERRED STOCK FROM 9.5 MILLION
SHARES TO 10.5 MILLION SHARES AND (B)
SERIES C PARTICIPATING PREFERRED
STOCK FROM 500,000 SHARES TO 7
MILLION SHARES. THIS AMENDMENT IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
04 TO APPROVE THE CAREMARK RX, INC. 2004 Mgmt For For
INCENTIVE STOCK PLAN. THE CAREMARK
RX, INC. 2004 INCENTIVE STOCK PLAN IS
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
05 TO ADJOURN OR POSTPONE THE CAREMARK Mgmt For For
SPECIAL MEETING, IF NECESSARY, FOR
THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda: 932098622
CUSIP: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICKY ARISON Mgmt Withheld Against
AMB RICHARD G. CAPEN JR Mgmt For For
ROBERT H. DICKINSON Mgmt Withheld Against
ARNOLD W. DONALD Mgmt For For
PIER LUIGI FOSCHI Mgmt Withheld Against
HOWARD S. FRANK Mgmt Withheld Against
BARONESS HOGG Mgmt For For
A. KIRK LANTERMAN Mgmt Withheld Against
MODESTO A. MAIDIQUE Mgmt For For
JOHN P. MCNULTY Mgmt For For
PETER RATCLIFFE Mgmt Withheld Against
SIR JOHN PARKER Mgmt For For
STUART SUBOTNICK Mgmt For For
UZI ZUCKER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR CARNIVAL CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE
REMUNERATION OF THE INDEPENDENT
04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
FOR CARNIVAL PLC FOR THE FINANCIAL
PERIOD ENDED NOVEMBER 30, 2003.
05 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT OF CARNIVAL PLC.
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS FOR CARNIVAL PLC
- -------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. Agenda: 932120873
CUSIP: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. BOLES, JR. Mgmt Withheld Against
W. BRUCE HANKS Mgmt Withheld Against
C.G. MELVILLE, JR. Mgmt For For
GLEN F. POST, III Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
- -------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT
COMPARING TOTAL COMPENSATION OF THE
COMPANY S TOP EXECUTIVES AND ITS
LOWEST PAID WORKERS IN THE U.S. AND
ABROAD AS OF SPECIFIC DATES, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt Withheld Against
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt Withheld Against
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt Withheld Against
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
01 SANFORD I. WEILL Mgmt Withheld Against
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda: 932104336
CUSIP: 191219104 Meeting Type: Annual
Ticker: CCE Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. ALM Mgmt Withheld Against
J. TREVOR EYTON Mgmt For For
GARY P. FAYARD Mgmt Withheld Against
L. PHILLIP HUMANN Mgmt Withheld Against
PAULA G. ROSPUT Mgmt For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE PLAN (EFFECTIVE JANUARY 1,
2004)
03 TO APPROVE THE 2004 STOCK AWARD PLAN Mgmt For For
04 TO APPROVE THE DEFERRED COMPENSATION Mgmt For For
PLAN FOR NONEMPLOYEE DIRECTORS (AS
AMENDED AND RESTATED EFFECTIVE
FEBRUARY 17, 2004)
05 TO APPROVE THE UK EMPLOYEE SHARE PLAN Mgmt For For
06 TO APPROVE THE STOCK SAVINGS PLAN Mgmt For For
(BELGIUM)
07 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE 2004 FISCAL YEAR
08 SHAREOWNER PROPOSAL TO REQUEST Shr For Against
SHAREOWNER APPROVAL OF CERTAIN
SEVERANCE AGREEMENTS
09 SHAREOWNER PROPOSAL TO REQUEST Shr Against For
ADOPTION OF PUBLICLY STATED GOALS FOR
ENHANCED RATE OF BEVERAGE CONTAINER
RECOVERY IN THE UNITED STATES.
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda: 932130797
CUSIP: 235851102 Meeting Type: Annual
Ticker: DHR Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. STEVEN M. RALES Mgmt Withheld Against
MR. JOHN T. SCHWIETERS Mgmt For For
MR. ALAN G. SPOON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DANAHER CORPORATION 1998 STOCK OPTION
PLAN.
04 TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING INCLUSION OF LANGUAGE ON
BOARD DIVERSITY IN THE CHARTER OF THE
NOMINATING AND GOVERNANCE COMMITTEE.
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt For For
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda: 932157628
CUSIP: 25179M103 Meeting Type: Annual
Ticker: DVN Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS F. FERGUSON Mgmt For For
PETER J. FLUOR Mgmt For For
DAVID M. GAVRIN Mgmt For For
MICHAEL E. GELLERT Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31,
03 REVISE DIRECTOR ELECTION VOTE Shr For Against
- -------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda: 932100439
CUSIP: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN B. ALLEN Mgmt For For
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
01 KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
ROBERT H. SPILMAN Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RETENTION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda: 932106520
CUSIP: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.H. BENSON Mgmt Withheld Against
J-P.M. ERGAS Mgmt For For
K.C. GRAHAM Mgmt For For
R.L. HOFFMAN Mgmt For For
J.L. KOLEY Mgmt Withheld Against
R.K. LOCHRIDGE Mgmt For For
T.L. REECE Mgmt For For
B.G. RETHORE Mgmt Withheld Against
G.L. ROUBOS Mgmt Withheld Against
M.B. STUBBS Mgmt Withheld Against
02 TO CONSIDER AND APPROVE THE 2005 Mgmt Against Against
EQUITY AND CASH INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt Against Against
MAY PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt Withheld Against
L.R. RAYMOND Mgmt For For
01 W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR RESTRICTED STOCK PLAN (PAGE
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr For Against
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr For Against
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt Withheld Against
CHARLES T. FOTE Mgmt Withheld Against
RICHARD P. KIPHART Mgmt Withheld Against
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932049073
CUSIP: 319963104 Meeting Type: Special
Ticker: FDC Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
FIRST DATA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 1,
2003, AMONG FIRST DATA CORPORATION,
MONACO SUBSIDIARY CORPORATION, A
WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- -------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda: 932197836
CUSIP: 368287207 Meeting Type: Annual
Ticker: OGZPF Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, INCLUDING THE PROFIT Mgmt For
AND LOSS REPORT
02 PAYMENT OF ANNUAL DIVIDENDS Mgmt For
03 PAY REMUNERATION TO DIRECTORS AND Mgmt Against
AUDIT COMMISSION
04 ZAO PRICEWATERHOUSECOOPERS AUDIT AS Mgmt For
THE EXTERNAL AUDITOR
05 AMENDMENTS AND ADDITIONS NO. 1 TO THE Mgmt Against
CHARTER OF THE COMPANY
06 AMENDMENTS AND ADDITIONS NO. 2 TO THE Mgmt Against
CHARTER OF THE COMPANY
07 AMENDMENTS AND ADDITIONS NO. 3 TO THE Mgmt Against
CHARTER OF THE COMPANY
08 ELECTION OF THE BOARD OF DIRECTORS. Mgmt Against
IF YOU WISH TO VOTE SELECTIVELY, YOU
MUST CUMULATE YOUR SHARES. PLEASE
CONTACT YOUR REPRESENTATIVE IF YOU
WISH TO DO SO.
9A ELECT ARKHIPOV DMITRIY ALEKSANDROVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9B ELECT BIKULOV VADIM KASYMOVICH TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
9C ELECT GULYUKINA SVETLANA ALEKSEEVNA Mgmt Against
TO THE AUDIT COMMISSION OF THE
9D ELECT DOMARATSKAYA NELYA NIKOLAEVNA Mgmt Against
TO THE AUDIT COMMISSION OF THE
9E ELECT ISHUTIN RAEFAEL VLADIMIROVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9F ELECT KOSTERIN MAKSIM NIKOLAEVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9G ELECT LOBANOVA NINA VLADISLAVOVNA TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9H ELECT LYSAK OLGA ALEKSANDROVNA TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
9I ELECT TKACHENKO ANDREI PETROVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9J ELECT TOROPOV SERGEI VLADIMIROVICH TO Mgmt Against
THE AUDIT COMMISSION OF THE COMPANY
9K ELECT FEDOROV ALEKSANDR ANATOLIEVICH Mgmt Against
TO THE AUDIT COMMISSION OF THE
9L ELECT SHUBIN YURIY IVANOVICH TO THE Mgmt Against
AUDIT COMMISSION OF THE COMPANY
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr For Against
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr For Against
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr For Against
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt Withheld Against
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
JEFFREY R. IMMELT Mgmt Withheld Against
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt Withheld Against
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt Withheld Against
ROGER S. PENSKE Mgmt Withheld Against
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt Withheld Against
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt Against Against
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr For Against
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr For Against
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda: 932090373
CUSIP: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LLOYD C. BLANKFEIN Mgmt Withheld Against
LD BROWNE OF MADINGLEY Mgmt Withheld Against
CLAES DAHLBACK Mgmt Withheld Against
JAMES A. JOHNSON Mgmt For For
LOIS D. JULIBER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
03 ANNUAL ELECTION OF ALL DIRECTORS TO Shr For Against
THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
GUIDANT CORPORATION Agenda: 932108233
CUSIP: 401698105 Meeting Type: Annual
Ticker: GDT Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MAURICE A. COX, JR. Mgmt For For
NANCY-ANN MIN DEPARLE Mgmt For For
RONALD W. DOLLENS Mgmt Withheld Against
ENRIQUE C. FALLA Mgmt For For
KRISTINA M. JOHNSON PHD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2004.
03 PROPOSAL BY SHAREHOLDER THAT THE Shr For Against
BOARD ADOPT A POLICY OF EXPENSING IN
THE COMPANY S ANNUAL INCOME STATEMENT
THE COST OF ALL FUTURE STOCK OPTIONS
ISSUED BY THE COMPANY.
- -------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda: 932114818
CUSIP: 412822108 Meeting Type: Annual
Ticker: HDI Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
02 APPROVAL OF THE AMENDED CORPORATE Mgmt For For
SHORT TERM INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK Mgmt For For
PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
- -------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda: 932046178
CUSIP: 413875105 Meeting Type: Annual
Ticker: HRS Meeting Date: 10/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH L. DIONNE Mgmt For For
DAVID B. RICKARD Mgmt For For
GREGORY T. SWIENTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt Withheld Against
JAMES R. CANTALUPO Mgmt Withheld Against
SUSAN CROWN Mgmt Withheld Against
DON H. DAVIS, JR. Mgmt Withheld Against
W. JAMES FARRELL Mgmt For For
ROBERT C. MCCORMACK Mgmt Withheld Against
ROBERT S. MORRISON Mgmt For For
HAROLD B. SMITH Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP.
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
JAMES A. HENDERSON* Mgmt For For
01 ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda: 932116329
CUSIP: 524660107 Meeting Type: Annual
Ticker: LEG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAYMOND F. BENTELE Mgmt For For
RALPH W. CLARK Mgmt For For
HARRY M. CORNELL, JR. Mgmt Withheld Against
ROBERT TED ENLOE, III Mgmt For For
RICHARD T. FISHER Mgmt For For
KARL G. GLASSMAN Mgmt Withheld Against
DAVID S. HAFFNER Mgmt Withheld Against
JUDY C. ODOM Mgmt For For
MAURICE E. PURNELL, JR. Mgmt For For
FELIX E. WRIGHT Mgmt Withheld Against
02 THE RATIFICATION OF THE BOARD S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
1989 DISCOUNT STOCK PLAN TO AUTHORIZE
AN ADDITIONAL 4 MILLION SHARES.
04 THE APPROVAL OF THE 2004 KEY OFFICERS Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda: 932126750
CUSIP: 574599106 Meeting Type: Annual
Ticker: MAS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER A. DOW* Mgmt For For
ANTHONY F. EARLEY, JR.* Mgmt For For
WAYNE B. LYON* Mgmt For For
DAVID L. JOHNSTON** Mgmt For For
J. MICHAEL LOSH** Mgmt For For
02 PROPOSAL TO APPROVE THE MASCO Mgmt Against Against
CORPORATION 2004 RESTRICTED STOCK
AWARD PROGRAM.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155
CUSIP: 57772K101 Meeting Type: Annual
Ticker: MXIM Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERGMAN Mgmt For For
JOHN F. GIFFORD Mgmt Withheld Against
B. KIPLING HAGOPIAN Mgmt For For
M.D. SAMPELS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt Against Against
THE COMPANY S 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 9,400,000
SHARES FROM 95,200,000 SHARES TO
104,600,000 SHARES.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
400,000 SHARES FROM 14,651,567 SHARES
TO 15,051,567 SHARES.
04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
01 MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt Withheld Against
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda: 932108194
CUSIP: 635405103 Meeting Type: Annual
Ticker: NCC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.E. BARFIELD Mgmt For For
J.S. BROADHURST Mgmt For For
J.W. BROWN Mgmt For For
C.M. CONNOR Mgmt For For
D.A. DABERKO Mgmt For For
01 J.T. GORMAN Mgmt For For
B.P. HEALY Mgmt For For
P.A. ORMOND Mgmt For For
R.A. PAUL Mgmt For For
G.L. SHAHEEN Mgmt For For
J.S. THORNTON Mgmt For For
M. WEISS Mgmt For For
02 THE APPROVAL OF THE NATIONAL CITY Mgmt Against Against
CORPORATION LONG-TERM CASH AND EQUITY
INCENTIVE PLAN
03 THE APPROVAL OF THE NATIONAL CITY Mgmt Against Against
CORPORATION MANAGEMENT INCENTIVE PLAN
FOR SENIOR OFFICERS, AS AMENDED AND
RESTATED
04 THE RATIFICATION OF THE AUDIT Mgmt For For
COMMITTEE S SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda: 932141524
CUSIP: 649445103 Meeting Type: Annual
Ticker: NYB Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD M. BLAKE Mgmt For For
THOMAS A. DOHERTY Mgmt For For
MICHAEL J. LEVINE Mgmt For For
GUY V. MOLINARI Mgmt For For
JOHN A. PILESKI Mgmt For For
JOHN M. TSIMBINOS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
OF NEW YORK COMMUNITY BANCORP, INC.
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda: 932091541
CUSIP: 654902204 Meeting Type: Annual
Ticker: NOK Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE INCOME STATEMENTS AND Mgmt For For
THE BALANCE SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 Mgmt For For
PER SHARE.
1C APPROVAL OF THE DISCHARGE OF THE Mgmt Against Against
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
1E PAUL J. COLLINS Mgmt For For
GEORG EHRNROOTH Mgmt For For
BENGT HOLMSTROM Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
MARJORIE SCARDINO Mgmt For For
VESA VAINIO Mgmt For For
ARNE WESSBERG Mgmt For For
1G APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
AUDITOR. (FOR AND ABSTAIN ARE THE
ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY
THE COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO INCREASE THE SHARE CAPITAL
OF THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE Mgmt For For
BOARD TO DISPOSE NOKIA SHARES HELD BY
THE COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD Mgmt For For
TO INCREASE THE CAPITAL OF THE
FOUNDATION OF NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO Mgmt For
INSTRUCT THE DEPOSITARY TO GIVE A
PROXY TO ANY ONE OF MARIANNA UOTINEN-
TARKOMA, ESA KAUNISTOLA, BOTH LEGAL
COUNSELS OF NOKIA CORPORATION, TO
AUTHORIZE ANY OF THEM (WITH FULL
POWER OF SUBSTITUTION) TO VOTE, IN
THEIR DISCRETION, ON YOUR BEHALF ONLY
UPON ITEM 7 OF THE ANNUAL MEETING AND
ANY ADJOURNMENTS OR POSTPONEMENT
THEREOF
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt Withheld Against
01 AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
NOVA CHEMICALS CORPORATION Agenda: 932102902
CUSIP: 66977W109 Meeting Type: Special
Ticker: NCX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 J.A. BLUMBERG Mgmt
F.P. BOER Mgmt
J. BOUGIE Mgmt
J.V. CREIGHTON Mgmt
R.E. DINEEN, JR. Mgmt
L.Y. FORTIER Mgmt
K.L. HAWKINS Mgmt
J.M. LIPTON Mgmt
A.M. LUDWICK Mgmt
J.E. NEWALL Mgmt
J.G. RENNIE Mgmt
J.M. STANFORD Mgmt
2 THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt
AS THE AUDITORS OF NOVA CHEMICALS AND
THE AUTHORIZATION OF THE DIRECTORS
TO FIX THEIR REMUNERATION;
3 THE SPECIAL RESOLUTION TO APPROVE THE Mgmt
CONTINUANCE OF NOVA CHEMICALS UNDER
THE CANADA BUSINESS CORPORATIONS ACT
(CBCA) (THE CONTINUANCE), IN THE
FORM ATTACHED AS APPENDIX 1 TO THE
MANAGEMENT INFORMATION CIRCULAR DATED
FEBRUARY 12, 2004;
4 THE RESOLUTION TO APPROVE NEW GENERAL Mgmt
BY-LAW NO. 2 OF NOVA CHEMICALS,
CONDITIONAL UPON THE CONTINUANCE
BECOMING EFFECTIVE, IN THE FORM
ATTACHED AS APPENDIX 2 TO THE
MANAGEMENT INFORMATION CIRCULAR DATED
FEBRUARY 12, 2004.
- -------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda: 931989199
CUSIP: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TENCH COXE Mgmt For For
MARK A. STEVENS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS NVIDIA S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 25,
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
F.D. RAINES Mgmt Withheld Against
S.S. REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt Withheld Against
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2004 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.23)
- -------------------------------------------------------------------------------------------------------
PETROKAZAKHSTAN INC. Agenda: 932135153
CUSIP: 71649P102 Meeting Type: Annual
Ticker: PKZ Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTING THE NOMINEES SPECIFIED IN Mgmt
THE MANAGEMENT PROXY CIRCULAR AS
DIRECTORS FOR THE ENSUING YEAR.
02 APPOINTING TOO DELOITTE & TOUCHE, Mgmt
ALMATY, KAZAKHSTAN, AS THE AUDITOR OF
THE CORPORATION FOR THE ENSUING YEAR
AT A REMUNERATION TO BE FIXED BY THE
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REVIEW OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS
ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For
IMPOSE TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt Withheld Against
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt Against Against
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt Against Against
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
2004 LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
SYNTHES-STRATEC INC Agenda: 700489253
CUSIP: 87162M102 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: US87162M1027
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Miscellaneous Non-
Voting
1. Approve the report on the business Non-
year 2003 Voting
2. Approve the report on the FY, the Mgmt
annual accounts and the consolidated
accounts for 2003
3. Approve the report on dividend Mgmt
approved by the Board of Directors
4. Elect the Board of Directors Mgmt
5. Ratify the selection of holding Mgmt
Company and Group Auditors for 2004
6. Amend the certificate of Mgmt
incorporation: stock split
7. Amend the certificate of Mgmt
incorporation: change of Company name
8. Authorize the Board of Directors for Mgmt
a one-time issuance of common stock
- -------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda: 932193410
CUSIP: 872351408 Meeting Type: Annual
Ticker: TDK Meeting Date: 6/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF PROPOSAL FOR Mgmt For For
APPROPRIATION OF RETAINED EARNINGS
FOR THE 108TH FISCAL YEAR.
02 APPROVAL OF THE PARTIAL AMENDMENTS TO Mgmt Against Against
THE ARTICLES OF INCORPORATION.
03 APPROVAL OF THE ISSUANCE OF STOCK Mgmt For For
ACQUISITION RIGHTS, IN ORDER TO GRANT
SUCH RIGHTS TO DIRECTORS, CORPORATE
OFFICERS AND KEY EMPLOYEES OF THE
COMPANY AND ASSOCIATED COMPANIES.
04 APPROVAL OF ACQUISITION OF OWN SHARES Mgmt For For
OF THE COMPANY.
05 ELECTION OF SEVEN (7) DIRECTORS. Mgmt Against Against
06 ELECTION OF ONE (1) CORPORATE Mgmt Against Against
07 APPROVAL OF THE PRESENTATION OF Mgmt Against Against
RETIREMENT GRANTS TO ONE (1)
RESIGNING DIRECTOR AND ONE (1)
RESIGNING CORPORATE AUDITOR.
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHELE J. HOOPER Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
WARREN R. STALEY Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932153238
CUSIP: 881624209 Meeting Type: Annual
Ticker: TEVA Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF
DECEMBER 31, 2003 AND THE
CONSOLIDATED STATEMENTS.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31,
2003, WHICH WAS PAID IN FOUR
INSTALLMENTS AND AGGREGATED NIS 1.44
(APPROXIMATELY US$0.322) PER ORDINARY
SHARE, BE DECLARED FINAL.
04 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE
FOR THE DIRECTORS AND OFFICERS OF THE
COMPANY.
05 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt Against Against
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LTD., AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004 AND
AUTHORIZE THE AUDIT COMMITTEE TO
DETERMINE THEIR COMPENSATION.
3A TO ELECT ABRAHAM E. COHEN TO SERVE Mgmt For For
FOR A THREE-YEAR TERM.
3B TO ELECT LESLIE DAN TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
3C TO ELECT PROF. MEIR HETH TO SERVE FOR Mgmt For For
A THREE-YEAR TERM.
3D TO ELECT PROF. MOSHE MANY TO SERVE Mgmt For For
FOR A THREE-YEAR TERM.
3E TO ELECT DOV SHAFIR TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt Withheld Against
01 JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN Agenda: 700491361
AG, WIEN
CUSIP: A19494102 Meeting Type: AGM
Ticker: Meeting Date: 5/4/2004 ISIN: AT0000652011
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Audited and approved Mgmt
report of the Management and
Supervisory Board for the FY 2003
10. Amend the existing authorized capital Mgmt
with regard to above points 8 and 9
11. Approve the purchase of EB own shares Mgmt
for SEC trading
12. Approve the purchase of EB shares for Mgmt
no designated purpose
13.A Amend the Articles 4.1,4.2,4.4,4,4.3 Mgmt
of the Articles of Association
13.B Amend the Article 2.2 of the Articles Mgmt
of Association
2. Approve the allocation of the Mgmt
distributed profit
3. Grant discharge to the Management and Mgmt
Supervisory Board with regard to the
year 2003
4. Approve the remuneration of the Mgmt
Supervisory Board
5. Appoint the Supervisory Board Mgmt
6. Appoint of an Additional Auditor for Mgmt
the year 2005
7. Approve to spin-off the branches Mgmt
KITZB, KUFSTEIN, KORNEUBURG and KREMS
into the wholly owned Subsidiary
FINAG holding AG
8. Approve to increase the capital from Mgmt
EUR 435,628,641,82 to EUR
479,550,464,00
9. Approve of stock split with ratio 1:4 Mgmt
- -------------------------------------------------------------------------------------------------------
WIENERBERGER AG Agenda: 700500083
CUSIP: A95384110 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: AT0000831706
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Annual report, Management Mgmt
and Supervisory reports for the year
2003
2. Approve the allocation of the net Mgmt
income for the year 2003
3. Approve the actions of the Board of Mgmt
Directors and the Supervisory Board
for the year 2003
4. Elect the Auditors for the FY 2004 Mgmt
5. Elect the Supervisory Board Mgmt
6. Approve the resolution on the Mgmt
exclusion of a reduction according to
Paragraph 26 and an amendment of an
Article VII Paragraph 28-equality of
all shareholders in case of a
mandatory offer
7. Authorize the Board to purchase own Mgmt
shares and prolongation of the
resolution of 15 MAY 2003
8. Authorize the Board to issue young Mgmt
shares to enable to admit the stock
options to the Management
9. Authorize the Board to raise capital Mgmt
stock up to 31,639,486 Euro within 5
years
- -------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda: 700473731
CUSIP: B95505119 Meeting Type: MIX
Ticker: Meeting Date: 4/14/2004 ISIN: BE0003626372
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non-
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the reports of the Board of Non-
Directors, in accordance with the
Voting provisions of Articles
L225-177 to L225-186 of the French
Commercial Code Article 163bis I o
the CGI, with respect to the options
of Umicore stock granted in 2003 to
the staff of Umicore s French
subsidiaries, under preferential
conditions with regard to tax and
social security contributions
2. Approve the Director s report on the Non-
FY 2003 Voting
3. Approve the Auditor s report on the Non-
FY 2003 Voting
4.1 Approve the annual accounts as at 31 Mgmt
DEC 2003 showing a loss for the FY in
the amount of EUR 105,516,010.43
4.2 Acknowledge the profit of EUR Mgmt
217,759,921.60 brought forward from
the previous FY and the amount
deducted from the unavailable reserve
for own shares following the 2003
sales for an amount of EUR
47,478,666.55 and that the profit to
be appropriated stands at EUR
159,722,577.72 and approve the
appropriation of the profit by: a)
paying a gross dividend per shares of
EUR 1.60 and at a total amount
determined by the authorized persons
designated by the Board of Directors,
taking into account the number of
own shares held by Umicore on this
date; and b) carrying forward the
balance of the profit to be
appropriated
5.1 Grant discharge to the Members of the Mgmt
Board of Directors in respect of
their mandates in 2003
5.2 Grant discharge to the Auditor in Mgmt
respect to his auditing assignments
in 2003
6.1 Approve, considering that Mr. Jean- Mgmt
Pierre Standaert tendered his
resignation as a Director as at 31
DEC 2003, that his mandate be left
6.2 Elect the new Director Mgmt
6.3 Approve the Board s remuneration for Mgmt
the FY 2004 at EUR 330,000
7. Authorize the Company of the Mgmt
Company s subsidiaries to acquire on
the stock market, until the 2005
ordinary general meeting, a number of
Company s own shares corresponding to
a maximum of 10% of the subscribed
capital, at a unit price comprised
between a minimum equal to the lowest
20 trading sessions preceding the
date of acquisition less 10% and a
maximum price per share of EUR 90.00
8. Miscellaneous Non-
Voting
- -------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda: 700477789
CUSIP: D12096109 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: DE0005190003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s annual and Mgmt
consolidated earnings, as well as the
report of the Supervisory board for
the business year 2003
2. Approve the appropriation of profits Mgmt
and a possible dividend payment of
EUR 0.58 per ordinary share and EUR
0.60 per preference share
3. Approve to ratify the acts of the Mgmt
Members of the Managing Board for
4. Approve to ratify the acts of the Mgmt
Members of the Supervisory Board for
2003
5. Elect KPMG AG, Muenchen as the Mgmt
6. Elect the Supervisory Board Mgmt
- -------------------------------------------------------------------------------------------------------
HOCHTIEF AG, ESSEN Agenda: 700478541
CUSIP: D33134103 Meeting Type: OGM
Ticker: Meeting Date: 5/7/2004 ISIN: DE0006070006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non-
DUE TO THE REVISED WORDING OF THE Voting
RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1. Presentation of HOCHTIEF Mgmt
Aktiengesellschaft s adopted annual
financial statements and the
consolidated financial statements
approved by the Supervisory Board as
of 31 DEC 2003, the combined
management report of HOCHTIEF
Aktiengesellschaft and the Group as
well as the report of the Supervisory
Board for FY 2003
2. The Executive and Supervisory Boards Mgmt
propose to distribute the
unappropriated net profit for FY 2003
totaling EUR 45,500,000 with a
dividend of EUR 0.65 per no-par value
bearer share to the share capital of
EUR 179,200,000, comprising
70,000,000 no-par value bearer
shares; the amount that would be
distributable to the treasury shares
held by the Company on the day of the
General Shareholders Meeting and
which is to be executed from the
disbursement within the meaning of
Section 71b of the Aktiengesetz
(AktG- German Stock Corporations Act)
will be carried forward to the new
account
3. Ratify the members of the Executive Mgmt
Board in financial year 2003 for this
period
4. Ratify the members of the Supervisory Mgmt
Board in financial year 2003 for
this period
5. The Supervisory Board proposes to Mgmt
select PwC Deutsche Revision
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft,
Frankfurt am Main, Essen branch, as
the Auditor for FY 2004
6. PLEASE BE ADVISED THAT THE REPORT OF Mgmt
THE EXECUTIVE BOARD TO THE GENERAL
SHAREHOLDER S MEETING ON ITEM 6 OF
THE AGENDA WITHIN THE MEANING OF
SECTIONS 71(1) NO. 8, 186(3)
SENTENCE, (4) SENTENCE 2 OF THE AKTG
CAN BE CONSULTED IN THE LINK TITLED
PROXY STATEMENT. Authorization of the
Company to utilize treasury shares
under partial exclusion of the
Shareholders statutory subscription
rights; The Company has acquired
treasury shares based on various
authorizations by the General
Shareholders Meeting. The last
authorization to acquire treasury
shares issued by the General
Shareholders Meeting on 28 JUN 2000
within the meaning of Section 71 (1)
No. 8 of the AktG has a limited term
to 27 DEC 2001. Irrespective of any
other existing authorizations for the
utilization of treasury shares, the
following proposed resolution
regulates the utilization of treasury
shares which have already been
acquired as a result of the
authorization detailed above or
earlier authorizations within the
meaning of Section 71 (1) No. 8 of
the AktG; The Supervisory and
Executive Boards proposed the
following resolution: a) The
authorization issued by the General
Shareholders Meeting on 4 JUN 2003
for the utilization of treasury
shares will be revoked from the date
on which this authorization becomes
effective. The regulation reached on
28 JUN 2000 regarding the
authorization by the General
Shareholders Meeting on 21 JUN 1999
for the utilization of treasury
shares continues to apply; b) The
Executive Board is authorized, within
the approval of the Supervisory
Board, to utilize the Company s
treasury shares which were acquired
as a result of the authorization
issued on 28 JUN 2000 or as a result
of earlier authorization resolutions
within the meaning of Section 71 (1)
No. 8 of the AktG as follows: aa)
They can be sold via the stock
exchange or an offering to
Shareholders; bb) They can also be
sold other than via the stock
exchange or an offering to
shareholders, if the shares are sold
against cash compensation for a price
which is not significantly less than
the stock market price for shares of
the Company that carry the same
rights at the tie of the sale.
However, this authorization only
applies under the condition that the
treasury shares thus sold together
with any shares to be issued under
exclusion of subscription rights
within the meaning of Section 186 (3)
sentence 4 on the AktG may not exceed
a total of 10% of the share capital,
either on the date this becomes
effective or on the date on which
this authorization is exercised; cc)
They may be offered and/or
transferred to the extent that this
offer/transfer is made with the
purpose of acquiring Companies, parts
of Companies or participating
interests in Companies or for
business combinations; dd) They may
be used to float shares of the
Company on foreign stock markets on
which shares of the Company were not
previously admitted to trading. The
price at which these shares are
initially listed on foreign stock
exchanges may not be more than 5%
less (without incidental acquisition
costs) than the arithmetic average of
the closing auction price for shares
of the corresponding type in Xetra
trading (or in a functionally
comparable successor system which is
used in lieu of the Xetra system) on
the Frankfurt Stock Exchange during
the last three trading days before
the date of the launch on the foreign
stock exchange (without incidental
acquisition costs); ee) They may be
offered for acquisition to person who
are or were employed by the Company
or one of its associated Companies;
ff) They may be used to pay
compensation to Shareholder within
the meaning of Sections 305 (2), 320b
of the AktG or Section 29 (1) of the
Umwandlungsgesetz (UmwG - German
Transformation Act), Section 29 (1)
in connection with Section 125 1 of
the UmwG or Section 207 (1) sentence
1 of the UmwG; gg) The Executive
Board may withdraw treasury shares
with the approval of the Supervisory
Board without this withdrawal and its
implementation requiring a further
resolution by the General
Shareholders Meeting. The withdrawal
may be made without a capital
reduction within the meaning of
Section 237 (3) No. 3 of the AktG in
that the withdrawal of the shares
increases the proportion constituted
by the remaining no-par value bearer
shares of HOCHTIEF Aktiengesellschaft
in the share capital within the
meaning of Section 8 (3) of the AktG.
The Executive Board is authorized to
amend the number of shares stated in
the Article of Association
accordingly within the meaning of
Section 237 (3) No. 3, second half
sentence of the AktG; c) All of the
above authorizations may be exercised
on one or several occasions, in
whole or in part; d) The Shareholders
subscription rights to these
treasury shares is excluding to the
extent that these are utilized
according to the above authorization
under b), aa)-gg) above.
7. PLEASE BE ADVISED THAT THE REPORT OF Mgmt
THE EXECUTIVE BOARD TO THE GENERAL
SHAREHOLDER S MEETING ON ITEM 7 OF
THE AGENDA WITHIN THE MEANING OF
SECTIONS 71(1) NO. 8, 186(3)
SENTENCE, (4) SENTENCE 2 OF THE AKTG
CAN BE CONSULTED IN THE LINK TITLED
PROXY STATEMENT. Authorization of the
Company to acquire treasury shares
and to use these under partial
exclusion of the shareholders
statutory subscription rights; The
Supervisory and Executive Boards
propose the following resolution: a)
The Company is authorized to acquire
treasury shares according to Section
71 (1) No. 8 of the AktG. This
authorization applies for a period of
18 months until 6 NOV 2005. It is
limited to 10% of the share capital
that exists at the time when the
resolution is passed by the General
Shareholders Meeting (this
corresponds to no-par value bearer
shares with a theoretical interest in
the share capital totaling EUR
17,920,000.00). The authorization
allows the acquisition of treasury
shares in whole or in partial amounts
as well as acquisition on one or
several occasions. Treasury shares
may be acquired via the stock
exchange or using a public offer to
buy made to all shareholders.
HOCHTIEF Aktiengesellschaft may only
pay one price per share which is no
more then 10% more or less than the
arithmetic average of the prices of
no-par value bearer shares of
HOCHTIEF Aktiengesellschaft in the
closing auction in Xetra trading (or
an equivalent successor system) on
Frankfurt Stock Exchange during the
last ten stock market trading days
before the conclusion of the
obligating transaction to the extent
that the acquisition is made via the
stock exchange, or before publication
of the decision to issue a public
offer to buy, to the extent that the
acquisition is made by way of a
public offer to buy, irrespective of
the incidental acquisition costs; b)
The Executive Board of HOCHTIEF
Aktiengesellschaft is authorized,
with the approval of the Supervisory
Board, to sell the acquired shares
other than via the stock market or an
offering to all shareholders if the
shares are sold for cash compensation
at a price which is not significantly
less than the stock market price of
shares of the Company carrying the
same rights at the time of the sale.
This excludes shareholders
subscription rights. However, this
authorization only applies under the
condition that the treasury shares
sold under exclusion of subscription
rights within the meaning of Section
186 (3) sentence 4 of the AktG may
not exceed a total of 10% of the
share capita, either on the date this
becomes effective or on the date on
which this authorization is made
exercised. This restriction to 10% of
the share capital must include shares
that are issued under exclusion of
subscription rights after this
authorization becomes effective as a
result of an authorization to issue
new shares from authorized capital
within the meaning of Section 186 (3)
sentence 4 of the AktG that is
resolved on the date that this
authorization or an authorization
which takes its place. In addition,
this restriction to 10% of the share
capital must include any shares that
are issued or are to be issued to
service convertible bonds or bonds
with warrants to the extent that the
bonds are issued after this
authorization becomes effective due
to an authorization which applies on
the date that this authorization
becomes effective or an authorization
which takes its place under
corresponding application of Section
186 (3) sentence 4 of the AktG under
exclusion of subscription rights. The
Executive Board of HOCHTIEF
Aktiengesellschaft is also
authorized, with the approval of the
Supervisory Board, to offer and
transfer acquired treasury shares to
third parties other than via the
stock exchange or an offering to all
shareholders to the extent that this:
aa) occurs as part of the acquisition
of companies or participating
interests therein or as part of
business combination; or bb) to float
shares of the Company on foreign
stock markets on which shares of the
Company were not previously admitted
to trading. The price at which these
shares are floated on foreign market
may not be more than
5% less than the arithmetic average
of the share price of no-par value
bearer shares of HOCHTIEF
Aktiengesellschaft in the closing
auction in Xetra trading (or a
corresponding successor system) on
the Frankfurt Stock Exchange during
the last three stock market trading
days before the date of the flotation
on the foreign stock exchange
irrespective of the incidental costs
of acquisition; or cc) are offered
for acquisition to persons who are or
were employed by the Company or one
of its associated companies;
Shareholders statutory subscription
rights to these treasury shares are
excluded according to Section 71 (1)
No. 8, 189 (3), (4) of the AktG to
the extent that these shares are used
in line with the above authorization;
In addition, the Executive Board is
authorized to withdraw treasury
shares with the approval for the
Supervisory Board without this
withdrawal and its implementation
requiring a further resolution by the
General Shareholders Meeting. The
withdrawal may be made without a
capital reduction within the meaning
of section 237 (3) No. 3 of the AktG
in that the withdrawal of the shares
increases the proportion constituted
by the remaining no-par value bearer
shares of HOCHTIEF Aktiengesellschaft
in the share capital within the
meaning of Section 8 (3) of the AktG.
The Executive Board is authorized to
amend the number of shares stated in
the Articles of Association
accordingly within the meaning of
Section 237 (3) No. 3, second half
sentence of the AktG; The above
authorizations may be exercised on
one of several occasions, in whole or
in part together or singly
- -------------------------------------------------------------------------------------------------------
MAN AG, MUENCHEN Agenda: 700497793
CUSIP: D51716104 Meeting Type: AGM
Ticker: Meeting Date: 6/9/2004 ISIN: DE0005937007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt
distributable profit of EUR
110,280,000 as follows: payment of a
dividend of EUR 0.75 per ordinary
share; payment of a dividend of EUR
0.75 per preference share; and ex-
dividend and payable date: 10 JUN
3. Ratify the acts of the Board of Mgmt
Managing Directors
4. Ratify the acts of the Supervisory Mgmt
Board
5. Authorize the Board of Managing Mgmt
Directors to acquire up to 14,704,000
ordinary and/or preference shares, at
prices not deviating more than 20%
from their market price, on or before
08 DEC 2005; and to sell the shares
at a price not materially below their
market price, to use the shares for
acquisition purposes, to float the
shares on foreign stock exchanges and
to retire the shares
6. Approve to increase the basic Mgmt
remuneration of the Members of the
Supervisory Board from EUR 2,500 to
EUR 10,000 and amend the Articles of
Association correspondingly
7. Approve the Company s Contro and Mgmt
Profit Transfer Agreement with its
wholly-owned subsidiary MAN
Altersversorgung GmbH, effective
retroactively from 01 JAN 2004, until
at least 31 DEC 2008
8. Appoint BDO Deutsche Warentreuhand Mgmt
AG, Muni, as the Auditors for the
FY 2004
- -------------------------------------------------------------------------------------------------------
SAP AG SYSTEME ANWENDUNGEN PRODUKTE IN DER Agenda: 700481308
DATENVERARBEITUNG, WALLDORF/BADEN
CUSIP: D66992104 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: DE0007164600
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Acknowledge the financial statements Mgmt
and the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and group annual report
2. Approve the appropriation of the Mgmt
distributive profit of : EUR
949,879,281.43; payment of a dividend
: EUR 0.80 per entitled share, the
remainder shall be carried forward
3. Ratify the acts of the Board of Mgmt
Managing Directors
4. Ratify the acts of the Supervisory Mgmt
Board
5. Appoint the KPMG, Frankfurt and Mgmt
Berlin, as the Auditors for the FY
6. Amend the Articles of Association to Mgmt
reflect the increase of the share
capital to EUR 315,413,553 through
the exercise of conversion and option
rights, and the correspondent
reduction of the contingent capital
7. Approve to renew the authorization to Mgmt
acquire and dispose of own shares;
authorize the Board of Managing
Directors to acquire up to 30,000,000
shares of the Company, at a price not
deviating more than 20% from their
market price, on or before 31 OCT
2005 and to sell the shares on the
Stock Exchange and to offer them to
the shareholders for subscription;
and authorize the Board to dispose of
the shares in another manner if they
are sold at a price not materially
below their market price, to use the
shares for acquisition purposes or
within the scope of the Company Stock
Option and Long Term Incentive Plans,
and to retire the
8. Authorize the Board of Managing Mgmt
Directors to use call and put options
for the purpose of the acquisition
of own shares as per Resolution 7
- -------------------------------------------------------------------------------------------------------
AXA, PARIS Agenda: 700472474
CUSIP: F06106102 Meeting Type: MIX
Ticker: Meeting Date: 4/21/2004 ISIN: FR0000120628
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5
days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners
must complete, sign and forward the
Proxy Card directly to the sub
custodian. Please contact your Client
Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
1. Receive the Executive Committee and Mgmt
the Auditor s reports, and approve
the accounts and the balance sheet
for the FYE 31 DEC 2003; acknowledge
the profit of EUR 863,125,347.00 for
10. Re-elect Mr. M. Jacques Tabourot as a Mgmt
Member of the Supervisory Board for
a term of 4 years, subject to the
passing of Resolution O.13
11. Authorize the Executive Committee, in Mgmt
substitution for the authority of
the CGM on 30 APR 2003, to trade the
Company s shares on the stock
exchange in view of adjusting their
price as per the following
conditions: maximum purchase price:
EUR 35.00; minimum selling price: EUR
12.00; and, maximum number of shares
to be traded: 10%; Authority
expires at the end of 18 months
12. Authorize the Executive Committee to Mgmt
use the various delegations given to
it at the present meeting in whole or
in part within the regulations in
force in a period of take-over bid or
exchange bid on the Company s shares
until the next meeting at which the
accounts are laid
13. Modify Article 10 of the Articles of Mgmt
Association
14. Modify Article 10 of the Articles of Mgmt
Association
15. Authorize the Board to reduce the Mgmt
share capital by 10%, by way of
canceling shares held by the Company
in connection with a stock repurchase
plan Authorization is valid for a
period of 18 months
16. Grant all powers to the bearer of a Mgmt
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Acknowledge that the consolidated Mgmt
accounts were presented, and that the
Executive Committee s report on the
Group is included in the Executive
Committee report
3. Approve the appropriation of profits Mgmt
as follows: profits for the FY: EUR
863,125,347.00; prior retained
earnings: EUR 2,339,630,577.00; legal
reserve: EUR 3,648,803.00; global
dividend: EUR 675,679,191.00; special
reserve on long-term capital gains:
EUR 31,380,178.00; payment of the
withholding tax: EUR 26,638,600.00;
balance carried forward: EUR
2,465,409,152.00; and, the
shareholders will receive a net
dividend of EUR 0.38, with a
corresponding tax credit of EUR 0.19;
this dividend will be paid on
03 MAY 2004
4. Approve the Special Auditor s report, Mgmt
in accordance with the provisions of
Article L.225-86 and followings of
the French Commercial Law
5. Re-elect Mr. M. Claude Bebear as a Mgmt
Member of the Supervisory Board for a
term of 4 years
6. Re-elect Mr. Mazard Et Guerard as a Mgmt
Statutory Auditor the Cabinet for a
term of 6 FY s
7. Appoint Mr. Jean Loius Simon as a Mgmt
Deputy Auditor for a term of 6 FY s
8. Re-elect Mr. Willy Avereyn as a Mgmt
Member of the Supervisory Board for a
term of 4 years, subject to the
passing of Resolution O.13
9. Re-elect Mr. M. Cees De Jong as a Mgmt
Member of the Supervisory Board for a
term of 4 years, subject to the
passing of Resolution O.13
- -------------------------------------------------------------------------------------------------------
TOTAL SA Agenda: 700507102
CUSIP: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 5/14/2004 ISIN: FR0000120271
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non-
France.Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period:Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date.
French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy
Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains
a Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the
account position collection process,
ADP has a process in effect which
will advise the Global Custodian of
the new account position available
for voting. This will ensure that the
local custodian is instructed to
amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting
Date + 1
0.7 Approve to renew the term of office Mgmt
of Mr. Thierry Desmarest as a
Director for a period of 3 years
E.19 Authorize the Board of Directors, in Mgmt
substitution for the authority of the
Resolution 9 of the combined general
meeting of 22 MAR 2000, to grant to
the benefit of the Members to be
chosen by it, stock options granting
the right to purchase the Company s
new and existing shares within a
limit of 3% of the share capital, and
to set the price of the said shares
in accordance with the provisions of
Articles L.225-177 to L.225-186 of
the Commercial Law; Authority expires
at the end of 38 months ; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.20 Authorize the Board of Directors, in Mgmt
substitution for the authority of the
Resolution 11 of the combined general
meeting of 22 MAR 2000, to proceed
with the preferential right, in
France or aboard, with the issue of
shares, equity warrants and the
securities up to a nominal amount of
EUR 4,000,000,000.00; Authority
expires at the end of 26 months ; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.21 Authorize the Board of Directors to Mgmt
proceed without the preferential
right, in France or aboard, with the
issue of securities up to a nominal
amount of EUR 2,000,000,000.00
E.22 Approve the capital increase, Mgmt
reserved for the employees
O.1 Approve the reading of the Board of Mgmt
Directors report and the general
Auditors report and approve the
accounts and the balance sheet of the
Company total S.A. for the FY 2003
O.10 Appoint Mr. Daniel Boeuf as a Mgmt
Director, in accordance with the
provision of the Article 11, who
represents the shareholding wage
earners for a period of 3 years
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint
Mr. Philippe Marchandise as a
Director, in accordance with the
provision of the Article 11, who
represents the shareholding wage
earners for a period of 3 years
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint
Mr. Cyril Mouche as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr
SHAREHOLDERS PROPOSAL: Appoint
Mr. Alan Cramer as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.14 Appoint firm Ernst and Young Audit in Mgmt
place of the firm Barbier, Frinault
and Autres, as the statutory auditor
for a period of 6 years
O.15 Approve to renew the term of office Mgmt
of the Firm KPMG Audit as the
Statutory Auditor for a period of 6
O.16 Appoint Mr. Pierre Jouanne, who Mgmt
replaces Mr. Alain Grosmann, as the
Deputy Auditor for a period of 6
O.17 Appoint Mr. Jean-Luc Decornoy as the Mgmt
Deputy Auditor, who replaces the firm
Salustro Reydel, for a period of 6
years
O.18 Approve the allocation of EUR Mgmt
900,000.00 to the Directors as the
attendance fees
O.2 Receive the consolidated accounts and Mgmt
that the Board of Directors report
for the Group is included in the
Board of Directors report
O.3 Approve the reports by the Board of Mgmt
Directors and by the Auditors having
been made available to the
shareholders, the consolidated
balance sheet and the consolidated
financial statements of TOTAL S.A.
for the FYE 31 DEC 2003
O.4 Approve the profits for the FY as Mgmt
follows: EUR 3,272,172,931.00; prior
retained earnings: EUR
1,056,490,628.00; distributable
profits: EUR 4,328,663,559.00 and
approve the appropriation of the
profits as follows: total number of
shares: 655,130,985; global dividend:
EUR 3,079,115,630.00; balance
carried forward: EUR 1,249,547,929.00
and shareholders will receive a net
dividend of EUR 4.70 with a
corresponding tax credit
O.5 Authorize the Board, in substitution Mgmt
for the authority of the Resolution 6
of the Combined General Meeting of
06 MAY 2003, to trade the Company s
shares on the stock exchange, notably
in view of adjusting their price as
per the following conditions: maximum
purchase price: EUR 250.00; minimum
selling price: EUR 100.00; maximum
number of shares to be traded: 10% of
the share capital; authority
expires at the end of 18 months ; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.6 Authorize the Board of Directors, in Mgmt
France or abroad, in substitution for
the authority of the Resolution 21
of the combined general meeting of 22
MAR 2000, with the issue of bond
issues, subordinated or not, debt
securities, subordinated or not
permanently, up to a nominal amount
of EUR 10,000,000,000.00; Authority
expires at the end of 5 years
O.8 Approve to renew the term of office Non-
of Mr. Thierry Derudder as a Director Voting
for a period of 3 years
O.9 Approve to renew the term of office Mgmt
of Mr. Serge Tchuruk as a Director
for a period of 3 years
- -------------------------------------------------------------------------------------------------------
ANGLO-IRISH BANK CORP PLC Agenda: 700444564
CUSIP: G03808105 Meeting Type: AGM
Ticker: Meeting Date: 1/23/2004 ISIN: IE0001987894
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to adopt the reports and Mgmt For *
accounts
2. Declare a dividend Mgmt For *
3.a Re-elect Mr. Tiarnan O. Mahoney as a Mgmt For *
Director
3.b Re-elect Mr. John Rowan as a Director Mgmt For *
3.c Re-elect Mr. Patrick Wright as a Mgmt For *
Director
3.d Re-elect Mr. Patricia Jamal as a Mgmt For *
Director
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
5. Grant authority for the share buy- Mgmt For *
backs and the re-issue price for
treasury shares
6. Authorize the Directors to disapply Mgmt For *
pre-emption rights
7. Approve to determine the aggregate Mgmt For *
remuneration of the Non-Executive
Directors in accordance with Article
78 of the Articles of Association
- -------------------------------------------------------------------------------------------------------
ASIA ALUMINIUM HOLDINGS LTD Agenda: 700432280
CUSIP: G0535R107 Meeting Type: AGM
Ticker: Meeting Date: 12/9/2003 ISIN: BMG0535R1079
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt For *
statements and the reports of the
Directors and the Auditors for the YE
30 JUN 2003
2. Declare a final dividend Mgmt For *
3. Re-elect the Directors and authorize Mgmt For *
the Board of Directors to fix their
fees
4. Re-appoint the Auditors and authorize Mgmt For *
the Directors to fix their
5.1 Authorize the Directors to purchase Mgmt For *
shares and warrents in the capital of
the Company on the Stock Exchange of
Hong Kong Limited Stock Exchange
or any other stock exchange
recognized by the Securities and
Futures Commission of Hong Kong and
the Stock Exchange under the Hong
Kong Code on Share Repurchases for
this purpose, not exceeding 10% of
the aggregate nominal amount of the
issued share capital at the date of
passing this resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM is to be held by any
applicable law
5.2 Authorize the Directors of the Mgmt For *
Company to issue and allot additional
shares in the capital of the Company,
and make or grant offers, agreements
and options during and after the
relevant period, otherwise than
pursuant to i) a rights issue; or ii)
any share option scheme or similar
arrangement for the time being
adopted for the grant or issue to
employees of the Company and/or any
of its subsidiaries of shares or
other approved participants rights to
acquire shares of the Company iii)
the issue of shares as scrip
dividends or similar arrangement
providing for the allotment of shares
in lieu of the whole or part of a
dividend on shares of the Company in
accordance with the Bye-laws of the
Company; and iv) an issue of shares
of the Company upon the exercise of
the subscription rights attaching to
the existing warrants issued by the
Company and from time to time
outstanding, shall not exceeding 20%
of the aggregate nominal amount of
the issued share capital of the
Company at the date of passing this
resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company, the expiration of
the period within which the next AGM
of the Company is to be held by law,
or the time upon which the authority
set out in this resolution is revoked
or varied by ordinary resolution of
the shareholders in general meeting
5.3 Approve to extend the general mandate Mgmt For *
granted to the Directors of the
Company to allot, issue additional
shares pursuant to and in accordance
with Resolution 5.2 by the addition
thereto of an amount representing the
aggregate amount of shares which has
been purchased by the Company
pursuant to the exercise by the
Directors of the powers of the
Company to purchase such shares,
provided that such amount does not
exceed 10% of the aggregate nominal
amount of the share capital of the
Company at the date of passing this
- -------------------------------------------------------------------------------------------------------
ASIA ALUMINIUM HOLDINGS LTD Agenda: 700399137
CUSIP: G0535R107 Meeting Type: SGM
Ticker: Meeting Date: 8/18/2003 ISIN: BMG0535R1079
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the conditional agreement Mgmt For *
Subscription agreement dated 11 JUL
2003 entered into between China Steel
Development Limited CSD, Sino
Advance Investments Limited Sino
Advance, Mr. Kwong Wui Chun Mr.
Kwong, Record Break Investments
Limited First Subscriber and Think
Success Industries Limited Second
Subscriber, pursuant to which, among
others, Sino Advance, Mr. Kwong, the
First Subscriber and the Second
Subscriber shall subscribe for a
total of 999,999 new shares in CSD
CSD Shares, subject to the terms and
conditions of Subscription Agreement;
authorize the Directors of the
Company to cause CSD to allot and
issue the CSD Shares on and subject
to the terms and conditions of the
Subscription Agreement; and authorize
any one Director of the Company, or
any two Directors of the Company to
affix the common seal if necessary
and to execute all such other
documents, instruments and agreements
and do all such acts or things deemed
by him to be incidental to, ancillary
to or in connection with the matters
contemplated in the Subscription
Agreement
- -------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda: 700482552
CUSIP: G08036124 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0031348658
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt
and the audited accounts of the
Company for the YE 31 DEC 2003
10. Re-elect Mr. Chris Lendrum as a Mgmt
Director of the Company, who retires
by rotation
11. Re-elect Sir. Brian Jenkins as a Mgmt
Director of the Company, under the
Combined Code
12. Re-appoint PricewaterhouseCoopers Mgmt
LLP, Chartered Accountants and
Registered Auditors, as the Auditors
of the Company until the conclusion
of the next general meeting
13. Authorize the Directors to set the Mgmt
remuneration of the Auditors
2. Approve the Directors report on Mgmt
remuneration for the YE 31 DEC 2003
3. Re-elect Sir. Richard Broadbent as a Mgmt
Director of the Company
4. Re-elect Mr. Roger Davis as a Mgmt
Director of the Company
5. Re-elect Mr. Gray Hoffman as a Mgmt
Director of the Company
6. Re-elect Mr. Nagulb Kheraj as a Mgmt
Director of the Company
7. Re-elect Mr. David Roberts as a Mgmt
Director of the Company
8. Re-elect Sir. Peter Middleton as a Mgmt
Director of the Company, who retires
by rotation
9. Re-elect Mr. Stephen Russell as a Mgmt
Director of the Company, who retires
by rotation
S.14 Authorize the Directors, by Article Mgmt
12(b) of the Articles of Association
of the Company and pursuant to
Section 89, to allot equity
securities up to GBP 82,053,000 for
cash other than on a pro rata basis
and to sell or allot treasury shares
under Section 162D(1) of the
Companies Act, 1985 Authority
expires the earlier of the conclusion
of the AGM of the Company in 2009 or
S.15 Authorize the Company to make market Mgmt
purchases Section 163(3) of the
Companies Act 1985 on the London
Stock Exchange of up an aggregate of
984,600,000 ordinary shares of 25p
each in the capital of the Company
and hold them as treasury shares, at
a minimum price of 25p and up to 105%
of the average of the market values
for ordinary shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier
of the conclusion of the AGM of the
Company in 2005 ; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda: 700418595
CUSIP: G10877101 Meeting Type: AGM
Ticker: Meeting Date: 10/24/2003 ISIN: GB0000566504
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt For *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report in
the annual report
10. Elect Mr. M. Salamon as a Director of Mgmt For *
BHP Billiton PLC
11. Elect Mr. Dr. J G Buchanan as a Mgmt For *
Director of BHP Billiton Limited
12. Elect Mr. Dr. J G Buchanan as a Mgmt For *
Director of BHP Billiton PLC
13. Re-appoint KPMG Audit PLC and Mgmt For *
PricewaterhouseCoopers LLP as the
auditors of BHP Billiton PLC and
authorize the Directors to agree
their remuneration
14. Approve to renew the authority and Mgmt For *
power to allot relevant securities
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association for the period ending on
the date of the BHP Billiton PLC AGM
in 2004 or on 23 JAN 2005 whichever
is earlier, and for such period the
section 80 amount under the United
Kingdom Companies Act 1985 shall be
USD 265,926,499
17. Approve the remuneration report for Mgmt For *
the YE 30 JUN 2003
18. Approve, for all purposes, including Mgmt For *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Chief
Executive Officer, Mr. C. W.
Goodyear, under the BHP Billiton
Limited Group Incentive Scheme
19. Approve, for all purposes, including Mgmt For *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Senior
Minerals Executive, Mr. M. Salamon,
under the BHP Billiton Limited Group
Incentive Scheme
2. Receive the financial statements for Mgmt For *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report in
the annual report
3. Re-elect Mr. D.C. Brinks as a Mgmt For *
Director of BHP Billiton Limited, who
retires by rotation
4. Re-elect Mr. D.C. Brinks as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
5. Re-elect Mr. M.A. Chaney as a Mgmt For *
Director of BHP Billiton Limited, who
retires by rotation
6. Re-elect Mr. M.A. Chaney as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
7. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton Limited,
who retires by rotation
8. Re-elect Lord Renwick of Clifton as a Mgmt For *
Director of BHP Billiton PLC, who
retires by rotation
9. Elect Mr. M. Salamon as a Director of Mgmt For *
BHP Billiton Limited
S.15 Approve to renew the authority and Mgmt For *
power to allot equity securities for
cash conferred on the Directors by
Article 9 of BHP Billiton PLC s
Articles of Association for the
period referred to in such resolution
and for such period the section 89
amount under the United Kingdom
Companies Act 1985 be USD
S.16 Authorize the BHP Billiton PLC, in Mgmt For *
accordance with Article 6 of the
Articles of Association of the
Company and Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of up to
246,814,700 ordinary shares of USD
0.50 nominal value each in the
capital of BHP Billiton PLC, at a
minimum price of USD 0.50 and not
more than 5% above the average market
values for such shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM
of BHP Billiton in 2004 or 12 MAY
2005 ; BHP Billiton PLC, before the
expiry, may make a contract to
purchase shares which will or may be
executed wholly or partly after such
- -------------------------------------------------------------------------------------------------------
COLT TELECOM GROUP PLC Agenda: 700477587
CUSIP: G22944121 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0004246996
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the Directors Mgmt
report and financial statements for
the period ended 31 DEC 2003 and the
Auditors report thereon
10. Re-appoint Mr. Timothy T. Hilton as a Mgmt
Director
11. Re-appoint Mr. H.F. Van Den Hoven as Mgmt
a Director
12. Re-appoint PricewaterhouseCoopers LLP Mgmt
as the Auditors of the Company and
authorize the Directors to determine
their remuneration
13. Authorize the Board, in substitution Mgmt
for all subsisting authorities and
for the purpose of Section 80 of the
Companies Act 1985, to allot relevant
securities, up to an aggregate
nominal amount of GBP 14,104,915;
Authority expires at the earlier of
15 months from the date of passing
this resolution or at the conclusion
of the AGM of the Company in 2005 ;
and the Board may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry; and this authority shall not
be exercisable in respect of any
relevant securities other than in
connection with the allotment of
relevant securities in relation to
the convertible notes, the warrants
and the share plans to the extent
that the aggregate nominal amount of
the relevant securities issued
pursuant to this authority as
specified would exceed one-third of
the issued ordinary share capital of
the Company at the date of the
passing of this resolution
16. Approve the Directors remuneration Mgmt
report contained within the report
and accounts for the YE 31 DEC 2003
2. Re-appoint Mr. Barry R.J. Bateman as Mgmt
a Director
3. Re-appoint Mr. Steven P. Akin as a Mgmt
Director
4. Re-appoint Mr. Andreas Barth as a Mgmt
Director
5. Re-appoint Mr. Paul W. Chisholm as a Mgmt
Director
6. Re-appoint Mr. James C. Curvey as a Mgmt
Director
7. Re-appoint Mr. Vincenzo Damiani as a Mgmt
Director
8. Re-appoint Mr. Hans Eggerstedt as a Mgmt
Director
9. Re-appoint Dr. Robert Hawley as a Mgmt
Director
S.14 Authorize the Board, subject to the Mgmt
passing of the previous resolution,
and pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred
by the previous resolution and/or
where such allotment constitutes an
allotment of equity securities by
virtue of Section 94(3A), disapplying
the statutory pre-emption rights
Sub-Section (1) of Section 89,
provided that this power is limited
to the allotment of equity securities
in connection with a rights issue,
open offer or any other pre-emptive
offer in favor of ordinary
shareholders; and up to an aggregate
nominal amount equal to 5% of the
issued and unconditionally allotted
share capital of the Company ;
Authority expires the earlier of 15
months from the date of this
resolution or at the conclusion of
the AGM of the Company in 2005 ; and,
authorize the Board may allot equity
securities after such expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.15 Authorize the Company, for the Mgmt
purposes of Section 166 of the
Companies Act 1985 to make market
purchases Section 163(3) of up to
150,000,000 ordinary shares of 2.5p
each, at a minimum price of 2.5p per
ordinary share and up to 5% of the
average of the middle market
quotations for the ordinary shares as
taken from the London Stock Exchange
Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the 15 months
from the date of this resolution or
at the conclusion of the AGM of the
Company in 2005 ; the Company may
before the expiry enter into a
contract of purchase under which such
purchase may be completed or executed
wholly or partly after such expiry
- -------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD Agenda: 700425576
CUSIP: G3122U129 Meeting Type: AGM
Ticker: Meeting Date: 11/26/2003 ISIN: BMG3122U1291
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
consolidated financial statements and
the reports of the Directors and of
the Auditors of the Group for the YE
30 JUN 2003
2. Declare a final dividend for the YE Mgmt
30 JUN 2003
3. Declare a special dividend for the YE Mgmt
30 JUN 2003
4. Re-elect the Directors Mgmt
5. Re-appoint the Auditors and authorize Mgmt
the Board of Directors to fix their
remuneration
6. Authorize the Directors of the Mgmt
Company to purchase shares in the
capital of the Company, during the
relevant period, subject to and in
accordance with all applicable laws
and regulations, not exceeding 10% of
the aggregate nominal amount of the
issued share capital; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM is to be held by the
Bye-laws of the Company and or any
applicable laws to be held
7. Authorize the Directors of the Mgmt
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding the aggregate of 20% of the
aggregate nominal amount of the
issued share capital of the Company,
otherwise than pursuant to i) a
rights issue; or ii) any share option
scheme or similar arrangement; or
iii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by the Bye-laws of
the Company and or any applicable
laws to be held
8. Approve, conditional upon the passing Mgmt
of Resolutions 6 and 7, to extend the
general mandate granted to the
Directors to allot, issue and deal
with the shares pursuant to
Resolution 7, by an amount
representing the aggregate nominal
amount of the share capital
repurchased pursuant to Resolution 6,
provided that such amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
- -------------------------------------------------------------------------------------------------------
EXEL PLC Agenda: 700474923
CUSIP: G3242Y100 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0004486881
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited accounts for the Mgmt
YE 31 DEC 2003 along with the reports
of the Directors and the Auditors
10. Authorize the Directors, in Mgmt
substitution for any existing
authority, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an aggregate
nominal amount of GBP 23,831,000;
Authority expires at the conclusion
of the next AGM of the Company ; and
the Directors may make allotments
during the relevant period which may
be exercised after the
2. Approve the Directors remuneration Mgmt
report for the YE 31 DEC 2003
3. Declare a final dividend of 16.8p per Mgmt
ordinary share
4. Re-elect Mr. Dennis Millard as a Mgmt
Director
5. Re-elect Mr. John McDonough as a Mgmt
Director
6. Re-elect Mr. John Allan as a Director Mgmt
7. Re-elect Mr. Mick Fountain as a Mgmt
Director
8. Re-elect Mr. Ian Smith as a Director Mgmt
9. Re-appoint Ernst & Young LLP as the Mgmt
Auditors of the Company and authorize
the Board to agree their
S.11 Authorize the Directors, in Mgmt
substitution for any existing
authority, subject to the passing of
Resolution 10 and pursuant to Section
94 of the Companies Act 1985, to
allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 10,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the
allotment of equity securities: a) in
connection with a rights issue in
favor of ordinary shareholders; b) up
to an aggregate nominal amount of GBP
4,141,000; Authority expires at the
conclusion of the next AGM of the
Company ; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
such expiry
S.12 Authorize the Company, pursuant to Mgmt
Section 166 of the Companies Act
1985, to make market purchases
Section 163 of up to 29,820,000
ordinary shares of 27 7/9p each in
the capital of the Company, at a
nominal value of such share and not
more than 5% above the average market
value for such shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires at
the conclusion of the next AGM of the
Company ; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION Agenda: 932140166
CUSIP: G3930E101 Meeting Type: Annual
Ticker: GSF Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FERDINAND A. BERGER Mgmt For For
KHALED R. AL-HAROON Mgmt Withheld Against
EDWARD R. MULLER Mgmt For For
PAUL J. POWERS Mgmt For For
JOHN L. WHITMIRE Mgmt For For
02 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO PERMIT TELEPHONIC AND
INTERNET VOTING BY RECORD
03 PROPOSAL TO APPROVE A SPECIAL Mgmt For For
RESOLUTION TO AMEND THE COMPANY S
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION TO REMOVE THE LANGUAGE NO
SHARE OWNERSHIP QUALIFICATION FOR
DIRECTORS SHALL BE REQUIRED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda: 700416096
CUSIP: G42089113 Meeting Type: AGM
Ticker: Meeting Date: 10/22/2003 ISIN: GB0002374006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors and the Mgmt For *
Auditors reports and the accounts
for the YE 30 JUN 2003
2. Approve the Directors remuneration Mgmt For *
report for the YE 30 JUN 2003
3. Declare a final dividend on the Mgmt For *
ordinary shares
4. Re-elect Lord Blyth of Rowington as a Mgmt For *
Director
5. Re-elect Mr. J.K. Oates as a Director Mgmt For *
6. Re-elect Mr. P.S. Walsh as a Director Mgmt For *
7. Re-appoint KPMG Audit PLC as the Mgmt For *
Auditors of the Company until the
conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine their
S.8 Approve to renew the power conferred Mgmt For *
on the Directors by paragraph 4.3 of
Article 4 of the Company s Articles
of Association for a period expiring
at the conclusion of the next AGM of
the Company or on 21 JAN 2005,
whichever is earlier and for such
period the maximum amount of equity
securities which the Directors may so
allot in accordance with paragraph
4.4 (c) of Article 4 Section 95
prescribed amount referred to in
Article 4.4(c) shall be GBP
S.9 Authorize the Company to make market Mgmt For *
purchases Section 163 of the
Companies Act 1985 as amended of
up to 309,885,718 ordinary shares of
28 101/104 pence each, at a minimum
price of 28 101/104 pence for an
ordinary share and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the conclusion
of the next AGM ; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda: 700480205
CUSIP: G52440107 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: BMG524401079
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend for the YE Mgmt
31 DEC 2003
3. Re-elect the retiring Directors Mgmt
4. Approve to fix the Directors fees Mgmt
5. Re-appoint the retiring Auditors and Mgmt
authorize the Directors of the
Company to fix their remuneration
6.A Authorize the Directors to allot, Mgmt
issue and deal with additional shares
in the share capital of the Company
and make or grant offers, agreements
and options during and after the
relevant period, a) not exceeding 20%
of the aggregate nominal amount of
the issued share capital of the
Company at the date of passing of
this resolution; and b) the nominal
amount of any share capital
repurchased by the Company subsequent
to the passing of this resolution up
to a maximum equivalent to 10% of the
aggregate nominal amount of the
issued share capital of the Company,
otherwise than pursuant to i) a
rights issue; or ii) the exercise of
any option under any share option
scheme or similar arrangement; or
iii) any scrip dividend or similar
arrangement; or iv) any adjustment,
after the date of grant or issue of
any options, rights to subscribe or
other securities referred to the
above, in the price at which shares
in the Company shall be subscribed,
and/or in the number of shares in the
Company which shall be subscribed, on
exercise of relevant rights under
such options, warrants or other
securities, such adjustment being
made in accordance with or as
contemplated by the terms of such
options, rights to subscribe or other
securities; or v) a specified
authority granted by the shareholders
of the Company in general meeting;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is
6.B Authorize the Directors of the Mgmt
Company to repurchase its own shares
during the relevant period, on The
Stock Exchange of Hong Kong Limited
the Stock Exchange or any other stock
exchange on which the shares of the
Company have been or may be listed
and recognized by the Securities and
Futures Commission of Hong Kong and
the Stock Exchange for this purposes,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company as at the date
of passing of this resolution;
Authority expires the earlier of the
conclusion of the AGM of the Company
or the expiration of the period
within which the next AGM of the
Company is to be held by law
6.C Approve to extend the general mandate Mgmt
granted to the Directors of the
Company, coditional upon the passing
of Resolution number 6.B, to allot
shares pursuant to Resolution 6.A, by
the addition to the aggregate nominal
amount of the share capital which may
be allotted or agreed to be allotted
by the Directors of the Company
pursuant to such general mandate of
an amount representing the aggregate
nominal amount of the share capital
repurchased by the Company pursuant
to Resolution 6.B
- -------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda: 700384530
CUSIP: G5256E359 Meeting Type: EGM
Ticker: Meeting Date: 7/4/2003 ISIN: GB0030738503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that the demerger of the Mgmt
electricals business of the Company
Demerger, upon the terms and
conditions in the circular dated 17
JUN 2003 and upon the recommendation
of the Directors of the Company and
immediately upon the ordinary shares
of 5 pence each Kesa shares in Kesa
Electricals PLC Kesa Electricals
issued to holders of ordinary shares
of the Company Kingfisher shares in
connection with the Demerger being
admitted to the Official List of the
UK Listing Authority and to trading
on the London Stock Exchange PlC s
market for listed securities
admission an interim dividend on the
Kingfisher shares, equal to the
aggregate book value of the Company s
interest in its wholly-owned
subsidiary, Kesa Holdings Limited be
declared payable to holders of
Kingfisher shares on the register of
members of the Company on 07 JUL 2003
Demerger record time, such dividend
to be satisfied by the transfer
effective immediately upon the
admission by the Company to Kesa
Electricals of the entire issued
share capital of Kesa Holdings
Limited, in consideration for which
Kesa Electricals has agreed to allot
and issue the Kesa shares, effective
immediately upon admission and
credited as fully paid, to such
shareholders in proportion of one
Kesa share for every one Kingfisher
share held by such shareholders save
that the number of Kesa shares to be
allotted and issued to each of Ms.
Helen Jones and Mr. Francis Mackay as
holders of Kingfisher shares shall be
reduced by the number of Kesa shares
already held by them for the purposes
of the Demerger being 13 and 7 Kesa
shares respectively so that upon the
admission all holders of Kingfisher
shares including Ms. Helen Jones and
Mr. Francis Mackay will hold one Kesa
share for each Kingfisher share held
at the Demerger record time; and
authorize the Directors of the
Company to do all such acts and
things on behalf of the Company and
any of its subsidiaries as they deem
necessary for the purpose of giving
effect to the Demerger
2. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue: (a) every one Kingfisher share
then in issue shall be sub-divided
into seven shares of 127/28 pence
each in the capital of the Company
each a subdivided ordinary share and
forthwith upon such sub-division
every eight subdivided ordinary
shares shall be consolidated into one
new ordinary share of 155/7 pence in
the capital of the Company a
consolidated ordinary share provided
that no shareholder shall be entitled
to a fraction of a consolidated
ordinary share and all fractional
entitlements arising from such
sub-division and consolidation shall
be aggregated into consolidated
ordinary shares and as soon as
practicable following admission of
the consolidated ordinary shares to
the Official List of the UK Listing
Authority and to trading on the
London Stock Exchange PLC s market
for listed securities, sold and the
aggregate proceeds net of costs and
expenses shall be either retained by
the Company or remitted to the
relevant shareholder; (b) all of the
authorized but unissued Kingfisher
shares at that time shall be
consolidated into one undesignated
share of a nominal value equal to the
aggregate nominal amount of the
unissued Kingfisher shares so
consolidated and forthwith on such
consolidation the said undesignated
share shall be sub-divided into such
number of ordinary share of 155/7
each an unissued consolidated share
provided that any fraction of an
unissued consolidated share arising
from such sub-division shall be
cancelled; and (c) every resolution
of the Company in general meeting
currently in force shall be
constructed as if this resolution had
been passed by the Company prior to
such previous section
3. Approve conditionally on immediately Mgmt
after the Kesa Share Issue: (a) the
rules of the Kesa Group Sharesave
Scheme and the rules of the Kesa
Group International Sharesave Plan
including the schedule relating to
the grant of options to French
employees ; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they may
consider necessary for the purposes
of giving effect to this resolution,
including making such amendments as
may be necessary to obtain the
approval of the United Kingdom Inland
Revenue, or such other approvals as
the Directors may consider necessary
as desirable; and (c) the Directors
of Kesa Electricals be authorized to
establish further schemes or plans
based on the Kesa Group Sharesave
Plan Scheme and the Kesa Group
4. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
rules of the Kesa Group Demerger
Award Plan; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they deem
necessary for the purposes of
implementing and giving effect to
this resolution; and (c) the
Directors of Kesa Electricals be
authorize to establish further
schemes or plans based on the Kesa
Group Demerger Award Plan, but
modified to take account of local
tax, exchange control or securities
law in overseas territories, provided
that any Kesa shares made available
under such schemes or plans are
treated as counting against the
limits on individual and overall
participation contained in the rules
5. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
rules of the Kesa Group Incentive
Compensation Plan; (b) the Director
of Kesa Electricals be authorized to
make such modifications as they
consider necessary for the purposes
of implementing and giving effect to
this resolution; and (c) the
Directors of Kesa Electricals be
authorized to establish further
schemes or plans based on the Kesa
Group Incentive Compensation Plan or
adopt schedules thereto but modified
to take account of local tax,
exchange control or securities law in
overseas territories, provided that
any Kesa shares made available under
such schemes or plans are treated as
counting against the limits on
individual and overall participation
contained in the rules of the Kesa
Group Incentive Compensation Plan
6. Approve conditionally on and Mgmt
immediately after the Kesa Share
Issue has become effective: (a) the
draft Kesa Group Employee Benefit
Trust; (b) the Directors of Kesa
Electricals be authorized to make
such modifications as they consider
necessary or expedient for the
purposes of implementing and giving
effect to this resolution; and (c)
authorize the Directors of Kesa
Electricals to establish further
trusts based on the Kesa Group
Employee Benefit Trust or adopt
schedules thereto but modified to
take account of local tax, exchange
control securities law in overseas
- -------------------------------------------------------------------------------------------------------
MATALAN Agenda: 700425134
CUSIP: G58886105 Meeting Type: EGM
Ticker: Meeting Date: 11/18/2003 ISIN: GB0002594264
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non-
due to the revision of the agenda. Voting
If you have already sent in your
votes, please do not return this
proxy form unless you decide to amend
your original instructions. Thank
1. Approve and adopt the Matalan Long Mgmt For *
Term Incentive Plan Plan ; authorize
the Directors of the Company to
establish further plans based on Plan
but modified to take account of local
tax, exchange control or securities
laws in overseas territories,
provided that any shares made
available under such further plans
are treated as counting against the
limits on individual or overall
participation in the Plan; and
authorize the Directors of the
Company to vote and be counted in the
quorum, on any matter connected with
the Plan, notwithstanding that they
may be interested in the same except
that no Director may be counted in a
quorum or vote in respect of his own
participation and the prohibition on
voting by interested Directors
contained in the Articles of
Association of the Company be and is
hereby relaxed accordingly
- -------------------------------------------------------------------------------------------------------
NOBLE GROUP LTD Agenda: 700484998
CUSIP: G6542T101 Meeting Type: SGM
Ticker: Meeting Date: 4/15/2004 ISIN: BMG6542T1018
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve: a) the Company to create and Mgmt
issue USD 200 million principal
amount of convertible bonds due 2009
Bonds, pursuant to the Subscription
Agreement Subscription Agreement
dated 15 March 2004 entered into
between the Company, J.P. Morgan
Securities Ltd. and Cazenove Asia
Limited, such Bonds to be convertible
into new ordinary shares of HKD1.00
each or of such other par value as
may result from any capital sub-
division and/or consolidation of the
Company in the capital of the Company
New Shares at such conversion price
and on the terms and conditions
contained in the Subscription
Agreement, and on such other terms
and conditions as the directors of
the Company may in their absolute
discretion deem fit; and b) the
Directors of the Company to: (i)
allot and issue such number of New
Shares as may be required or
permitted to be allotted or issued
pursuant to the conversion of the
Bonds, credited as fully-paid, on the
conversion thereof, subject to and
otherwise in accordance with the
terms and conditions of the Bonds,
such New Shares, when issued, to rank
pari passu in all respects with the
then existing ordinary shares of
HKD1.00 each or of such other par
value as may result from any capital
subdivision and/or consolidation of
the Company in the capital of the
Company save as may be otherwise
provided in the terms and conditions
of the Bonds; and (ii) amend the
terms and conditions of the Bonds and
exercise such discretion as the
directors of the Company may from
time to time deem fit, advisable or
necessary in connection with all or
any of the above matters
- -------------------------------------------------------------------------------------------------------
GIORDANO INTERNATIONAL LTD Agenda: 700474442
CUSIP: G6901M101 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: BMG6901M1010
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
financial statements and the reports
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Declare a final dividend for the YE Mgmt
31 DEC 2003
3. Declare a special dividend for the YE Mgmt
31 DEC 2003
4. Re-elect the retiring Directors Mgmt
5. Re-appoint the Auditors and authorize Mgmt
the Directors to fix their
6.1 Authorize the Directors of the Mgmt
Company to issue, allot or deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing this resolution, otherwise
than pursuant to i) a rights issue;
or ii) the exercise of subscription
or conversion rights attached to any
warrants or securities; or iii) the
exercise of options; or iv) any scrip
dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is
to be held by the By-laws or any
applicable laws of Bermuda
6.2 Authorize the Directors of the Mgmt
Company to purchase shares in the
capital of the Company during the
relevant period, subject to and in
accordance with all applicable laws
and the requirements of the rules
governing the listing of securities
on The Stock Exchange of Hong Kong
Limited or of any other applicable
stock exchange, not exceeding 10% of
the aggregate nominal amount of the
issued share capital of the Company
at the date of passing this
resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM of the Company is to be held by
the By-laws or any applicable laws of
6.3 Approve to extend the general mandate Mgmt
granted to the Directors of the
Company to issue, allot or deal with
additional shares of the Company
pursuant to Resolution 6.1, by an
amount representing the aggregate
nominal amount of the shares in the
capital of the Company purchased by
the Directors of the Company pursuant
to Resolution 6.2, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
at the date of passing this
S.6.4 Amend the Bye-laws of the Company Mgmt
- -------------------------------------------------------------------------------------------------------
GIORDANO INTERNATIONAL LTD Agenda: 700470761
CUSIP: G6901M101 Meeting Type: SGM
Ticker: Meeting Date: 3/29/2004 ISIN: BMG6901M1010
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the purchases to be made Mgmt
between the Giordano Group and the
Placita Group in accordance with the
terms of the Manufacturing Licence
Agreements until 31 DEC 2006 and
authorize the Directors of the
Company to do and transact all things
deem necessary or desirable in
connection therewith, provided that :
1) the purchase shall be entered into
by the Giordano Group conducted
either on normal commercial terms or
on terms that are fair and reasonable
and entered in to either in
accordance with the terms of the
agreements or order contracts or
other supplement agreements governing
such purchase; 2) the aggregate
dollar amount of the purchase for
each of the 3 FYE 31 SEC 2006 shall
not exceed the capital amount of HKD
300,000,000 on 31 DEC 2004, HKD
330,000,000 on 31 DEC 2005 and HKD
363,000,000 on 31 DEC 2006; 3) the
independent Non-Executive Directors
will review the purchases annually
and confirm in the Company s next
annual report; 4) the Company s
Auditors will review the purchase
annually and report in a letter to
the Directors based on the findings;
5) the details of the purchases in
each financial year will be disclosed
as required under Rule 14.25(1)(A) to
(D) of the rules governing the
listing of securities on the Stock
Exchange; and 6) the Company will
provide to the Stock Exchange an
undertaking which provide the Company
s Auditors with full access to its
relevant records relating to the
purchases for the purposes of the
- -------------------------------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC Agenda: 700410044
CUSIP: G7727C137 Meeting Type: AGM
Ticker: Meeting Date: 9/24/2003 ISIN: IE0031117611
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts for Mgmt For *
the YE 31 MAR 2003 and the reports of
the Directors and the Auditors
2.i Elect Mr. Emmanuel Faber as a Mgmt For *
2.ii Elect Mr. Klaus Kirchberger as a Mgmt For *
Director
3.i Re-elect Mr. Raymond MacSharry as a Mgmt For *
Director, who retires in accordance
with Articles of Association
3.ii Re-elect Mr. Michael O Leary as a Mgmt For *
Director, who retires in accordance
with Articles of Association
4. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
5. Authorize the Directors of the Mgmt For *
Company, in accordance with the
provisions of Section 20(3) of the
Companies Act, 1983, to allot and
issue relevant securities Section 20
of the 1983 and that the maximum
amount of relevant securities as
aforesaid which may be allotted under
this authority be authorized but as
yet unissued share capital of the
Company as at the close of business
on the date of passing of this
Resolution and allot and issue any
shares purchased by the Company
pursuant to the provisions of part XI
Companies Act, 1990 and held as
treasury shares; Authority expires at
the end of 24 SEP 2008 ; and the
Directors may allot and issue such
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
S.6 Authorize the Directors, pursuant to Mgmt For *
Section 23 and Section 24(1) of the
Companies Act, 1983, to allot equity
securities Section 23 for cash
pursuant to the authority conferred
on the Directors under Section 20 of
the 1983 Act by Resolution 4,
disapplying the statutory
rights Section 23(1) of the 1983 Act
pre-emption, provided that this power
is limited to the allotment of equity
securities pursuant to the provisions
of Part XI of the Companies Act, 1990
: a) on the exercise of any option
granted pursuant to the Ryanair
Holdings PLC Share Option Plans; b)
in connection with a rights issue in
favor of shareholders where the
equity securities are issued; and c)
up to an aggregate nominal amount of
GBP 533,400 5% of the issued share
capital ; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months ; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
- -------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda: 700484708
CUSIP: G82343164 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: GB0009223206
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt
accounts of the YE 31 DEC 2003
together with reports of the
Directors and the Auditors thereon
10. Approve the Smith & Nephew 2004 Mgmt
Performance Share Plan
11. Approve the Smith & Nephew 2004 Mgmt
Executive Share Option Plan
12. Approve the Smith & Nephew 2004 Co- Mgmt
Investment Plan
13. Authorize the Directors to establish Mgmt
other schemes for employees resident
or working outside the United Kingdom
based on the Performance Share Plan,
the 2004 Option Plan and the 2004
Co-Investment Plan Principal Schemes,
but modified to take account of
local tax exchange control and
securities law, provided that: a)
such other schemes shall confer
benefits and contain limits so as to
ensure, so far as the Directors
consider practicable, substantial
equality of treatment with employees
participating in the Principal
Schemes; and b) any shares issued or
which might be issued under such
other Schemes are treated as counting
against the overall limitations on
the issue of new shares as set out in
14. Authorize the Directors to establish Mgmt
the new discretionary trust for the
benefit of employees and former
employees of the Company and its
subsidiaries
15. Amend the rules of the Smith & Nephew Mgmt
2001 UK approved Share Option Plan
16. Amend the rules of the Smith & Nephew Mgmt
2001 UK unapproved Share Option Plan
2. Declare a final dividend of 3.1 pence Mgmt
per ordinary share in respect of the
YE 31 DEC 2003
21. Approve to increase the aggregate Mgmt
ordinary remuneration permitted to be
paid to non-executive Directors, in
accordance with Article 115 of the
Company Articles of Association
adopted pursuant to Resolution 19, to
an amount not exceeding GBP 900,000
3. Re-elect Mr. Warren Knowlton as a Mgmt
Director of the Company
4. Re-elect Sir Christopher O Donnell as Mgmt
a Director of the Company
5. Re-elect Mr. Richard De Schutler as a Mgmt
Director of the Company
6. Re-elect Mr. Rolf Stomberg as a Mgmt
Director of the Company
7. Re-appoint Ernst & Young LLP as the Mgmt
Auditors
8. Approve to renew the Directors Mgmt
authorization to allot securities
granted by article 9.2 of the Company
s Articles of Association; Authority
expires the earlier of the conclusion
of the next AGM of the Company in
2005 or 5 AUG 2005 ; and for the
purposes of Article 9 of the Company s
Articles of Association Section 80,
amount for this period
9. Approve the remuneration report of Mgmt
the Directors for the YE 31 DEC 2003
S.17 Approve to reclassify the 1 issued B Mgmt
ordinary share of 12 2/3 pence as an
ordinary share having the same rights
and subject to the same restrictions
as the existing ordinary share of the
Company including entitlement to
receive the same dividend as any
existing ordinary
S.18 Authorize the Company, pursuant to Mgmt
Section 166 of the Companies Act
1985, to make market purchases
Section 163(3) of up to 93,486,408
ordinary shares 10% of the issued
share capital as at 16 MAR 2004 of
12 2/3 pence each in the capital of
the Company, at a minimum price of 12
2/3 pence and an amount equal to 105%
of average of the middle market
quotations for an ordinary share
derived from the London Stock
Exchange Daily Official List, for the
5 business days preceding the date of
purchase; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 5 AUG
2005 ; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
S.19 Approve the Articles of Association Mgmt
of the Company in substitution for
and to the exclusion of all previous
Articles of Association, but without
prejudice to the authorities granted
under Resolutions 8 and 20.
S.20 Approve to renew the Directors power Mgmt
to allot securities otherwise than
to existing shareholders pro rata to
their holdings granted by Article 9.3
of the Company s Articles of
Association adopted pursuant to
Resolution 19; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 5 AUG
2005 ; and for the purposes of the
Article 9 of Company s Articles of
Association Section 89 for this
amount be GBP 5,713,057
- -------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda: 700476624
CUSIP: G84228157 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: GB0004082847
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and Mgmt
accounts for the YE 31 DEC 2003
10. Re-elect Mr. H.E Norton, a Non- Mgmt
Executive Director who retires by
rotation
11. Re-appoint KPMG Audit PLC as the Mgmt
Auditor to the Company until the end
of next year s AGM
12. Authorize the Board to fix the Mgmt
Auditor s fees
13. Authorize the Board to allot relevant Mgmt
securities Companies Act 1985, such
authority be limited to the allotment
of relevant securities: a) up to a
total nominal value of USD
117,487,333 not greater than 20% of
the issued ordinary share capital of
the Company b) up to a total nominal
value of USD 213,708,480 in
connection with : i) an offer of
relevant securities open for a period
decided on by the Board; ii) a scrip
dividend scheme or similar
arrangement implemented in accordance
with the Articles of Association of
the Company; and iii) the issue of
ordinary shares in respect of
exchangeable securities issued by the
Company or any of its subsidiary
undertakings prior to the date of
this meeting; and c) pursuant to the
terms of any existing share scheme of
the Company or any of its subsidiary
undertakings adopted prior to the
date of this meeting and, if
Resolution 19 is passed as an
ordinary resolution, pursuant to the
share schemes adopted pursuant to
that resolution; Authority expires
the earlier of the next AGM and 10
AUG 2005 ; and the Board may allot
relevant securities after the expiry
of this authority in pursuance of
such an offer or agreement made prior
14. Authorize the Board to allot relevant Mgmt
securities up to a total nominal
value of USD 117,487,333, pursuant to
Resolution 13, be extended by the
addition of such number of ordinary
shares of USD 0.50 each representing
the nominal amount of the Company s
share capital repurchased by the
Company pursuant to Resolution 16
18. Amend the rules of the Standard Mgmt
Chartered 2001 Performance Share Plan
and authorize the Board to do
anything which it considers necessary
or desirable to give effect to this
19. Approve and adopt the Standard Mgmt
Chartered 2004 UK Sharesave Scheme
and the Standard Chartered 2004
International Sharesave Scheme and
authorize the Board to do anything
which it considers necessary or
desirable to carry the same into
effect and to make changes as it
consider appropriate for that purpose
2. Declare a final dividend of 36.49 US Mgmt
cents per ordinary share for the YE
31 DEC 2003
3. Approve the Directors remuneration Mgmt
report for YE 31 DEC 2003
4. Elect Mr. J.F.T. Dundas Mgmt
5. Elect Ms. R. Markland Mgmt
6. Elect Mr. P.D. Skinner Mgmt
7. Re-elect Mr. E.M. Davies, an Mgmt
Executive Director who retires by
8. Re-elect Mr. M.B. DeNoma, an Mgmt
Executive Director who retires by
9. Re-elect Mr. R.H.P. Markham, a Non- Mgmt
Executive Director who retires by
rotation
S.15 Authorize the Directors, by virtue of Mgmt
Section 94(3A) of the Companies Act
1985, to allot equity securities
Companies Act 1985 for cash,
disapplying the statutory pre-emption
rights Section 89(1), such power is
limited to the allotment of equity
securities: a) in connection with an
offer of equity securities open for a
period decided on by the Board; and
b) up to a total nominal value of USD
29,370,451; Authority expires the
earlier of the next AGM of the
Company and 10 AUG 2005 ; and the
Board may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
S.16 Authorize the Company to make market
Mgmt purchases Companies Act 1985 not
more than 117,487,333 of ordinary
shares of USD 0.50 each, at a minimum
price of USD 0.50 for each share and
not more than 5% for each share above
the average of the middle market
prices of the ordinary share
according to the London Stock
Exchange Daily Official List, for the
5 business days preceding the date on
which the Company agrees to buy the
shares; Authority expires the earlier
of the next AGM of the Company and 10
AUG 2005 ; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed fully or partly
after such expiry
S.17 Authorize the Company to make market Mgmt
purchases of up to 331,388 of its non
cumulative preference shares of USD 5
each and up to 195,285,000 of its
non-cumulative preference shares of
GBP 1 each sterling preference shares,
provided that the Company does not
pay: a) less for each share before
expenses than the nominal value of
the share; and more: i) for each
sterling preference share before
expenses than 25% over the average of
the middle market prices of such
shares according to the London Stock
Exchange Daily Official List, for the
10 business days before the date on
which the Company agrees to buy the
shares; and ii) for each dollar
preference share before expenses than
5% over the average of the middle
market prices of such shares
according to the London Stock
Exchange Daily Official List, for the
10 business days before the date on
which the Company agrees to buy the
shares; Authority expires the earlier
of the next AGM of the Company and 10
AUG 2005 ; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed fully or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda: 700381990
CUSIP: G93882101 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0007192106
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please click on the above link to Non-
access Vodafone Group s 2003 Notice Voting
of Annual General Meeting and Annual
Review & Summary Financial Statement
1. Receive the report of the Directors Mgmt For *
and financial statements for the YE
31 MAR 2003
10. Re-appoint Deloitte & Touche as Mgmt For *
Auditors to the Company until the
next AGM
11. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
12. Authorize the Company and any company Mgmt For *
which is or becomes a subsidiary of
the Company during the period to
which this resolution relates and for
the purposes of Part XA of the
Companies Act 1985, to make Donations
to EU Political Organizations or
incur EU Political Expenditure during
the period ending on the date of the
Company s AGM in 2004 provided that
any such Donations and expenditure
made by the Company together with
those made by any subsidiary company
while it is a subsidiary of the
Company shall not exceed in aggregate
GBP 100,000 during that period
13. Renew the authority conferred on the Mgmt For *
Directors by Article 16.2 of the
Company s Articles of Association and
for this purpose: 13.1) the Section
80 amount be USD 900,000,000; and
13.2) the prescribed period be the
period ending on the date of the AGM
in 2004 or on 30 OCT 2004, whichever
is the earlier
2. Approve the remuneration report of Mgmt For *
the Board for the YE 31 MAR 2003
3. Re-appoint Lord MacLaurin of Mgmt For *
Knebworth DL, a Director retiring in
accordance with the Company s
Articles of Association, as a
Director of the Company
4. Re-appoint Mr. Kenneth Hydon, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
5. Re-appoint Mr. Thomas Geitner, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
6. Re-appoint Professor Sir Alec Broers, Mgmt For *
a Director retiring in accordance
with the Company s Articles of
Association, as a Director of the
7. Re-appoint Mr. Jurgen Schrempp, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
8. Re-appoint Dr. John Buchanan, a Mgmt For *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
9. Approve that the final dividend Mgmt For *
recommended by the Directors of
0.8983p per ordinary share for the YE
31 MAR 2003 be declared payable on
the ordinary shares of the Company to
all members whose names appear on
the Register of Members on 6 JUN 2003
and that such dividend be paid on 8
AUG 2003
S.14 Approve that, subject to the passing Mgmt For *
of Resolution 13, the power conferred
on the Directors by Article 16.3 of
the Company s Articles of Association
be renewed for the prescribed period
specified in Resolution 13.2 and for
such period the Section 89 amount be
USD 340,000,000
S.15 Authorize the Company, generally and Mgmt For *
unconditionally, for the purposes of
Section 166 of the Companies Act
1985, to make market purchases (as
defined in Section 163 of that Act)
of ordinary shares of USD 0.10 each
in the capital of the Company
provided that: 15.1) the maximum
aggregate number of ordinary shares
which may be purchased is
6,800,000,000; 15.2) the minimum
price which may be paid for each
ordinary share is USD 0.10; 15.3) the
maximum price (excluding expenses)
which may be paid for any ordinary
share is an amount equal to 105% of
the average of the middle market
closing price of the Company s
ordinary shares as derived from the
Official List of the London Stock
Exchange for the 5 business days
immediately preceding the day on
which such share is contracted to be
purchased; and 15.4) this authority
shall expire at the conclusion of the
AGM of the Company held in 2004 or on
30 OCT 2004, whichever is the
earlier, unless such authority is
renewed prior to that time (except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
- -------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP, ZUERICH Agenda: 700490105
CUSIP: H3698D419 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: CH0012138530
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non-
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Approve the annual report, the parent Mgmt
Company s financial statements for
2003 and the groups consolidated
financial statements for 2003
2. Grant discharge the acts of the Mgmt
Members of the Board of Directors and
the Executive Board
3.1 Approve the appropriation of retained Mgmt
earnings
3.2 Approve the reduction of share Mgmt
capital for the purpose of repayment
of par value to shareholders; amend
the Articles of Association
4.1a Re-elect Mr. Thomas D. Bell to the Mgmt
Board of Directors
4.1b Re-elect Mr. Aziz R. D. Syriani to Mgmt
the Board of Directors
4.1c Elect Mr. Peter F. Weibel to the Mgmt
Board of Directors
4.1d Elect Ms. Noreen Doyle to the Board Mgmt
of Directors
4.1e Elect Mr. David W. Syz to the Board Mgmt
of Directors
4.2 Elect the parent Company s Mgmt
Independent Auditors and the group s
Independent Auditors
4.3 Elect the Special Auditors Mgmt
5.1 Amend the Paragraph 4 and 5 of Mgmt
Article 7 of the Articles of
5.2 Approve to deletion of provisions Mgmt
concerning contributions in kind in
Articles of Association
- -------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda: 700450757
CUSIP: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 2/24/2004 ISIN: CH0012005267
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS PART II OF Non-
THE MEETING PROCESSED UNDER MI 122233 Voting
INCLUDING THE AGENDA. THANK YOU
1. Approve the annual report, the Mgmt
financial statements of Novartis AG
and the Group consolidated financial
statements for the year 2003
2. Approve the activities of the Board Mgmt
of Directors
3. Approve the appropriation of Mgmt
available earnings of Novartis AG as
per balance sheet and declare a
dividend payment of CHF 2,526,705,981
is equivalent to a gross dividend of
CHF 1.00 per registered shares of
CHF 0.50 nominal value entitled to
4. Approve to allocate the general Mgmt
reserves as per balance sheet of 31
DEC 2003 the amounts of CHF
360,890,000 to the free reserves
5. Approve to reduce the share capital Mgmt
by CHF 12,130,000 from CHF
1,400,735,000 to CHF 1,388,605,000
that the corresponding number of
registered shares for subsequently
cancelled and that the relevant
Clause in the Article of
Incorporation be amended; and amend
Article 4 of the Articles of
6. Authorize the Board of Directors: i) Mgmt
to launch a fourth share repurchase
program to a maximum amount of CHF 3
billion, with the aim of canceling
the shares bought back and ii) to
repurchase for cancellation own
shares beyond the limit of 10% of the
share capital of the Novartis AG in
the course of either the completion
existing third share repurchase
program of CHF 4 billion or the
implementation of the fourth program
7. Amend the Article 21 paragraph 3 of Mgmt
the Articles of Incorporation
8.1 Approve the resignation of Mr. Walter Mgmt
G. Frehner and Mr. Heini Lippuner
from the Board of Directors
8.2a Re-elect Prof. Dr. Helmut Sihler as a Mgmt
Director for a period of 3 years
8.2b Re-elect Mr. Hans-Jorg Rudloff as a Mgmt
Director for a period of 3 years
8.2c Re-elect Mr. De Daniel Vasella as a Mgmt
Director for a period of 3 years
9. Approve the retention of the current Mgmt
Auditors of Novartis AG and Group
Auditors, PricewaterhouseCoopers AG
for a further year
- -------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, WALDENBURG Agenda: 700481372
CUSIP: H8300N119 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: CH0012280076
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non-
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Receive the business report 2003, as Mgmt
well as the reports of the Auditors
and the Group Auditor
2. Approve the annual report, the annual Mgmt
accounts and the consolidated
financial statements of 2003
3. Approve the appropriation of the Mgmt
balance profit
4. Grant discharge to the Board of Mgmt
Directors
5. Elect the Board of Directors Mgmt
6. Elect the Auditors and the Group Mgmt
Auditors for 2004
- -------------------------------------------------------------------------------------------------------
GOLDCREST CO LTD, TOKYO Agenda: 700539907
CUSIP: J17451105 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3306800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 40, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
4 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonus for Mgmt
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ICHIYOSHI SECURITIES CO LTD, TOKYO Agenda: 700532167
CUSIP: J2325R104 Meeting Type: AGM
Ticker: Meeting Date: 6/26/2004 ISIN: JP3142300007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amendment to Articles of Mgmt
2.1 Appoint a Director Mgmt
2.2 Appoint a Director Mgmt
2.3 Appoint a Director Mgmt
2.4 Appoint a Director Mgmt
2.5 Appoint a Director Mgmt
2.6 Appoint a Director Mgmt
2.7 Appoint a Director Mgmt
2.8 Appoint a Director Mgmt
3. Issuance of new stock options to Mgmt
persons other than the Company s
shareholders at an advantageous price
- -------------------------------------------------------------------------------------------------------
ISETAN CO LTD Agenda: 700549326
CUSIP: J24392102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3140000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 5, Final JY 5, Special
JY 0
2.1 Elect Director Mgmt
2.2 Elect Director Mgmt
2.3 Elect Director Mgmt
2.4 Elect Director Mgmt
2.5 Elect Director Mgmt
2.6 Elect Director Mgmt
3.1 Appoint Internal Statutory Auditor Mgmt
3.2 Appoint Internal Statutory Auditor Mgmt
4 Approve Executive Stock Option Plan Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
JAFCO CO LTD, TOKYO Agenda: 700536230
CUSIP: J25832106 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3389900006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 25, Special
JY 0
2 Amend Articles to: Amend Business Mgmt
Lines - Authorize Share Repurchases
at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt
4.1 Elect Director Mgmt
4.2 Elect Director Mgmt
4.3 Elect Director Mgmt
4.4 Elect Director Mgmt
4.5 Elect Director Mgmt
5 Approve Special Payments to Directors Mgmt
and Statutory Auditors in Connection
with the Abolition of Retirement
Bonus System
6 Approve Adjustment to Aggregate Mgmt
Compensation Ceilings for Directors
and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
JGC CORP (FORMERLY JAPAN GASOLINE CORP) Agenda: 700550874
CUSIP: J26945105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3667600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 8, Special
JY 0
2 Amend Articles to: Reduce Board Size Mgmt
- Authorize Share Repurchases at
Board s Discretion - Create Board of
Executive Officers
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
4.3 Appoint Internal Statutory Auditor Mgmt
4.4 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors and Statutory Auditors
6 Approve Payments to Continuing Mgmt
Directors and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
NITTO DENKO CORP (FORMERLY NITTO ELECTRIC Agenda: 700552828
INDUSTRIAL CO LTD)
CUSIP: J58472119 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3684000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt
the No. 139 term, including dividends
of JPY 23 per share
2. Amend the Company s Articles of Mgmt
Incorporation partially
3. Approve to assign free subscription Mgmt
rights
4.1 Elect Mr. Masamichi Takemoto as a Mgmt
Director
4.2 Elect Mr. Yukio Nagira as a Director Mgmt
4.3 Elect Mr. Yasuo Ninomiya as a Mgmt
4.4 Elect Mr. Tatsunosuke Fujiwara as a Mgmt
Director
4.5 Elect Mr. Wataru Kitao as a Director Mgmt
5.1 Elect Mr. Nobuyuki Tanioka as a Mgmt
Statutory Auditor
5.2 Elect Mr. Shigeru Takarayama as a Mgmt
Statutory Auditor
5.3 Elect Mr. Shikou Saikawa as a Mgmt
Statutory Auditor
5.4 Elect Mr. Kazuo Kumagai as a Mgmt
Statutory Auditor
6. Approve to assign free subscription Mgmt
rights as stock compensation
7. Approve to revise the remuneration Mgmt
for Statutory Auditors
8. Approve to grant retirement Mgmt
allowances to retired Directors and
Statutory Auditors
9. Approve to grant retirement Mgmt
allowances to Directors and Statutory
Auditors in connection with
abolishment of retirement allowances
- -------------------------------------------------------------------------------------------------------
NTT DOCOMO INC, TOKYO Agenda: 700529982
CUSIP: J59399105 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3165650007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt
13 term: dividends for the current
term as JPY 1000 per share JPY 1500
on a yearly basis
2. Approve the acquisition of the Mgmt
Company s own shares up to 2,500,000
of its own shares up to JPY
600,000,000,000 in value in
accordance with the Commercial Code
3. Amend the Company s Articles of Mgmt
Incorporation
4.1 Elect Mr. Masao Nakamura as a Mgmt
4.10 Elect Mr. Takashi Sakamoto as a Mgmt
Director
4.11 Elect Mr. Shuurou Hoshizawa as a Mgmt
Director
4.12 Elect Mr. Yoshiaki Ugaki as a Mgmt
4.13 Elect Mr. Hideki Niimi as a Director Mgmt
4.14 Elect Mr. Youjirou Inoue as a Mgmt
4.15 Elect Mr. Harunari Futatsugi as a Mgmt
Director
4.16 Elect Mr. Bunya Kumagai as a Director Mgmt
4.17 Elect Mr. Seiji Tanaka as a Director Mgmt
4.18 Elect Mr. Hiroaki Nishioka as a Mgmt
Director
4.19 Elect Mr. Fumio Nakanishi as a Mgmt
4.2 Elect Mr. Masayuki Hirata as a Mgmt
4.20 Elect Mr. Akio Ooshima as a Director Mgmt
4.21 Elect Mr. Masatoshi Suzuki as a Mgmt
Director
4.22 Elect Mr. Fumio Iwasaki as a Director Mgmt
4.23 Elect Mr. Tsuyoshi Nishiyama as a Mgmt
Director
4.24 Elect Mr. Keiji Tachikawa as a Mgmt
4.25 Elect Mr. Masayuki Yamamura as a Mgmt
Director
4.3 Elect Mr. Kunio Ishikawa as a Mgmt
4.4 Elect Mr. Seijirou Adachi as a Mgmt
4.5 Elect Mr. Keiichi Enoki as a Director Mgmt
4.6 Elect Mr. Yasuhiro Kadowaki as a Mgmt
Director
4.7 Elect Mr. Takanori Utano as a Mgmt
4.8 Elect Mr. Kiyoyuki Tsujimura as a Mgmt
Director
4.9 Elect Mr. Shunichi Tamari as a Mgmt
5. Elect Mr. Shouichi Matsuhashi as a Mgmt
Statutory Auditor in place of Mr.
Kiyoto Uehara
6. Grant retirement allowances to the Mgmt
retiring Directors and the Corporate
Auditor
- -------------------------------------------------------------------------------------------------------
RESONA HOLDINGS INC, OSAKA Agenda: 700545291
CUSIP: J6448E106 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3500610005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Amend Articles to: Decrease Mgmt
Authorized Preferred Share Capital to
Reflect Conversion of Preferred
to Ordinary Shares - Authorize Share
Repurchases at Board s Discretion
2 Approve Capital Reduction Mgmt
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4 Appoint Additional External Audit Mgmt
- -------------------------------------------------------------------------------------------------------
SAMMY CORP, TOKYO Agenda: 700545734
CUSIP: J6692G104 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3322850003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 40, Final JY 40, Special
JY 10
2 Company Specific Organization Related Mgmt
3 Amend Articles to: Authorize Mgmt
Appointment of Alternate Statutory
Auditors - Reduce Directors Term
in Office
4.1 Elect Director Mgmt
4.2 Elect Director Mgmt
4.3 Elect Director Mgmt
4.4 Elect Director Mgmt
4.5 Elect Director Mgmt
4.6 Elect Director Mgmt
4.7 Elect Director Mgmt
4.8 Elect Director Mgmt
5.1 Appoint Internal Statutory Auditor Mgmt
5.2 Appoint Internal Statutory Auditor Mgmt
5.3 Appoint Internal Statutory Auditor Mgmt
5.4 Appoint Alternate Statutory Auditor Mgmt
6 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD, OSAKA Agenda: 700539060
CUSIP: J77669133 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3402200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the of profit appropriation Mgmt
for No.81 term: dividends for the
current term as JPY 1.50 per share
2. Approve the partial amendments to the Mgmt
Company s Articles of Incorporation
3.1 Elect Mr. Hiroshi Shimozuma as a Mgmt
Director
3.10 Elect Mr. Fumio Hombe as a Director Mgmt
3.2 Elect Mr. Kunihiko Suemitsu as a Mgmt
Director
3.3 Elect Mr. Gashun Amaya as a Director Mgmt
3.4 Elect Mr. Kenjirou Shigematsu as a Mgmt
Director
3.5 Elect Mr. Eiji Sakuta as a Director Mgmt
3.6 Elect Mr. Yasutaka Toya as a Director Mgmt
3.7 Elect Mr. Tsutomu Andou as a Director Mgmt
3.8 Elect Mr. Hiroshi Tomono as a Mgmt
3.9 Elect Mr. Nobusato Suzuki as a Mgmt
4.1 Elect Mr. Toshihiko Takeda as a Mgmt
Statutory Auditor
4.2 Elect Mr. Shigeru Sakurai as a Mgmt
Statutory Auditor
4.3 Elect Mr. Eiji Asada as a Statutory Mgmt
Auditor
5. Approve to offer money to the Mgmt
deceased Director as a token of
condolence, in accordance with the
6. Grant retirement allowances to the Mgmt
Directors, Mr. Hiroshi Shimozuma, Mr.
Kunihiko Suemitsu, Mr. Gashun Amaya,
Mr. Kenjirou Shigematsu, Mr. Eiji
Sakuta, Mr. Yasutaka Toya, Mr.
Tsutomu Andou, Mr. Hiroshi Tomono,
Mr. Nobusato Suzuki and Mr. Fumio
Hombe and the Statutory Auditors, Mr.
Toshihiko Takeda, Mr. Shigeru
Sakurai and Mr. Shougo Takai
according to the Company rule and in
connection with abolishment of
retirement allowances system
- -------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO LTD Agenda: 700539705
CUSIP: J77841112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3409000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 9, Special
JY 0
2 Approve Introduction of New Mgmt
Compensation System for Directors
Tied to Company Performance
3 Approve Special Payments to Directors Mgmt
in Connection with Abolition of
Retirement Bonus System
4 Amend Articles to: Abolish Retirement Mgmt
Bonus System
- -------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LTD Agenda: 700528966
CUSIP: J86957115 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3571400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 4, Final JY 6, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Appoint External Auditors Mgmt
6 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
7 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Directors
8 Approve Executive Stock Option Plan Mgmt
- -------------------------------------------------------------------------------------------------------
XEBIO CO LTD Agenda: 700548259
CUSIP: J95204103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3428800001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 14.65, Final JY 15.35,
Special JY 5
2 Amend Articles to: Reduce Directors Mgmt
Term in Office - Authorize Share
Repurchases at Board s
Discretion
3.1 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
YAMADA DENKI CO LTD Agenda: 700527267
CUSIP: J95534103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3939000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt
Including the Following Dividends:
Interim JY 0, Final JY 11, Special
JY 1
2 Amend Articles to: Authorize Share Mgmt
Repurchases at Board s Discretion
3.1 Elect Director Mgmt
3.10 Elect Director Mgmt
3.11 Elect Director Mgmt
3.12 Elect Director Mgmt
3.13 Elect Director Mgmt
3.2 Elect Director Mgmt
3.3 Elect Director Mgmt
3.4 Elect Director Mgmt
3.5 Elect Director Mgmt
3.6 Elect Director Mgmt
3.7 Elect Director Mgmt
3.8 Elect Director Mgmt
3.9 Elect Director Mgmt
4.1 Appoint Internal Statutory Auditor Mgmt
4.2 Appoint Internal Statutory Auditor Mgmt
5 Approve Retirement Bonuses for Mgmt
Directors
6 Approve Adjustment to Aggregate Mgmt
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
AEGON NV Agenda: 700485483
CUSIP: N0089J123 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: NL0000301760
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening and minutes Non-
Voting
2. Approve the annual report for 2003, Mgmt
the dividend and discharge
3. Approve the annual report for 2004 Mgmt
and following years
4. Approve the Corporate governance Mgmt
5. Approve the composition of the Mgmt
Supervisory Board
6. Authorize to issue shares and to Mgmt
acquire shares
7. Other matters Other
8. Closure Non-
Voting
- -------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda: 700486308
CUSIP: Q0344G101 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: AU000000AMP6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non-
report and the reports of the Voting
Directors and the Auditors in respect
of the YE 31 DEC 2003
2.a Re-elect Mr. Roger Patick (Pat) Mgmt
Handley as a Director of AMP Limited,
who retires in accordance with
Clause 64.3 of the Constitution of
2.b Elect Mr. Peter Edward Mason as a Mgmt
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
2.c Elect Dr. Nora Lia Scheinkestel as a Mgmt
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
3. Approve the remuneration for the Mgmt
services of Non-Executive Directors
of AMP Limited to AMP Limited or to
any of its controlled entities be
decreased by AUD 865,000 per annum to
an aggregate maximum sum of AUD
1,635,000 per annum, with such
remuneration to be divided among the
Non-Executive Directors in such
proportion and manner as the
Directors agree or, in default of
agreement, equally and to be taken to
accrue from day to day
- -------------------------------------------------------------------------------------------------------
BHP STEEL LTD Agenda: 700420728
CUSIP: Q1498R109 Meeting Type: AGM
Ticker: Meeting Date: 11/12/2003 ISIN: AU000000BSL0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual report, financial Non-
statements and the reports of the Voting
Directors and the Auditors for the YE
30 JUN 2003
2.a Re-elect Mr. H.K. McCann as a Mgmt For *
Director, who retires in accordance
with the Company s Constitution
2.b Re-elect Mr. P. Rizzo as a Director, Mgmt For *
who retires in accordance with the
Company s Constitution
2.c Elect Mr. Y.P. Tan as a Director, who Mgmt For *
vacates the office in accordance
with the Company s Constitution
4. Approve, for the purpose of ASX Mgmt For *
Listing Rule 10.14, the participation
of Mr. Kirby Adams, the Managing
Director and Chief Executive Officer
in the Employee Share Purchase Plan
5. Approve, for the purpose of ASX Mgmt For *
Listing Rule 10.14, to grant share
rights to Mr. Kirby Adams, the
Managing Director and Chief Executive
Officer, under the Long Term
Incentive Plan
6. Approve, for the purpose of ASX Mgmt For *
Listing Rule 10.14, to implement the
Non-Executive Director Share Plan
S.3 Approve to: a) change the name of the Mgmt For *
Company to BlueScope Steel Limited;
and b) amend Clause 24 of the
Constitution of the Company
- -------------------------------------------------------------------------------------------------------
COCHLEAR LIMITED Agenda: 700414307
CUSIP: Q25953102 Meeting Type: AGM
Ticker: Meeting Date: 10/21/2003 ISIN: AU000000COH5
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Company s Mgmt For *
financial report and the reports of
the Directors and the Auditors of the
Company in respect of the YE 30 JUN
2003
2.1 Re-elect Professor Brian D.O. Mgmt For *
Anderson AO as a Director of the
Company, who retires by rotation in
accordance with the Company s
2.2 Re-elect Mr. Peter J. North as a Mgmt For *
Director of the Company, who retires
by rotation in accordance with the
Company s Constitution
3. Approve the establishment of the Mgmt For *
Cochlear Executive Long Term
Incentive Plan for employees and
Executives of the Company
4. Approve, in accordance with the Mgmt For *
Cochlear Executive Long Term
Incentive Plan: a) the grant to
Dr. John L. Parker an Executive
Director of the Company of the number
of options in accordance with the
formula and on the specified terms;
b) the acquisition by the Plan
Trustee on behalf of Dr. Parker of
the number of performance shares
calculated in accordance with the
formula and the specified terms; and
c) the issue to Dr. Parker of any
shares upon the exercise of any such
options or the transfer by the Plan
Trustee to Dr. Parker of any such
- -------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD Agenda: 700416969
CUSIP: Q67027112 Meeting Type: AGM
Ticker: Meeting Date: 10/15/2003 ISIN: AU000000NCP0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non-
TO MEETING # 113068 DUE TO Voting
ADDITIONAL RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Re-elect Mr. L. Murdoch as a Director Mgmt For *
2. Re-elect Mr. T. Perkins as a Mgmt For *
3. Re-elect Mr. S. Shuman as a Director Mgmt For *
4. Re-elect Mr. A. Siskind as a Director Mgmt For *
5. Approve to grant, pursuant to and in Mgmt Against *
accordance with the terms and
conditions of the News Corporation
Share Option Plan Plan, to
Mr. C. Carey an Executive Director of
the Company, 500,000 number of
options, Mr. P. Chernin an Executive
Director of the Company, 1,000,000
number of options, Mr. D.F. De Voe an
Executive Director of the Company,
500,000 number of options, Mr. J.R.
Murdoch an Executive Director of the
Company, 275,000 number of options,
Mr. L.K. Murdoch an Executive
Director of the Company, 375,000
number of options, and to Mr. A.M.
Siskind an Executive Director of the
Company, 500,000 number of options to
acquire preferred limited voting
ordinary
6. Approve the payment of an aggregate Mgmt For *
of up to AUD 1.85 million
approximately USD 1.2 million per
annum to the Directors, other than
any in full time employment of the
Company or any of its subsidiaries,
for their services as Directors
- -------------------------------------------------------------------------------------------------------
MEDIASET SPA Agenda: 700475292
CUSIP: T6688Q107 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: IT0001063210
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non-
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 28 APR 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
E.1 Amend to the Articles of Association Mgmt
O.1 Approve the financial statement, Mgmt
Consolidated financial statement,
Board of Directors and Auditors
Report of 31 DEC 2003 and any
adjournment thereof
O.2 Authorize to buy back of shares and Mgmt
any adjournment thereof
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700483871
CUSIP: V53838112 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non-
Voting
1. Receive and adopt the Director s Mgmt
report and the audited accounts for
the YE 31 DEC 2003
10. Authorize the Directors, pursuant to Mgmt
Section 161 of the Companies Act,
Chapter 50 and Article 48A of the
Company s Articles of Association and
the Listing Manual of the Singapore
Exchange Securities Trading Limited
SGX-ST, to allot and issue shares in
the Company by way of rights, bonus
or otherwise, the aggregate number
of shares issued not exceeding 50% of
the issued share capital of the
Company, of which the aggregate
number of shares to be issued other
than on a pro-rata basis to the
existing shareholders of the Company
does not exceed 20% of the issued
share capital of the Company and the
percentage of issued share capital
shall be calculated based on the
Company s issued share capital at the
date of passing of this resolution
after adjusting for new shares
arising from the conversion of
convertible securities or employee
share options on issue and any
subsequent consolidation or
subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date of the next AGM of the
11. Authorize the Company, its Mgmt
subsidiaries and associated Companies
or any one of them, for the purposes
of Chapter 9 of the Listing Manual of
the SGX-ST, to enter into any such
transactions falling within the
categories of interested person
transactions with any party who falls
within the classes of interested
persons provided that such
transactions are carried out at arm s
length and on normal commercial terms
and authorize the Directors and the
Audit Committee to do all such acts
and things deemed necessary including
executing such documents as may be
required to give effect to this
mandate and/or resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date of the next AGM of the Company
as required by law
2. Declare a final dividend 22% or 11 Mgmt
cents per share less tax for the YE
31 DEC 2003
3. Re-elect Mr. Choo Chiau Beng as a Mgmt
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
4. Re-elect Mr. Lim Hock San as a Mgmt
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
5. Re-elect Tsao Yuan Mrs. Lee Soo Ann Mgmt
as a Director of the Company pursuant
to Section 81C of the Company s
Articles of Association, who retires
in accordance with Section 81B of the
Company s Articles of Association
6. Re-elect Mr. Leung Chun Ying as a Mgmt
Director of the Company, who retires
in accordance with Section 81A(1) of
the Company s Articles of Association
7. Approve the Directors fees of SGD Mgmt
492,000 for the YE 31 DEC 2003
8. Re-appoint the Auditors and authorize Mgmt
the Directors to fix their
9. Authorize the Directors of the Mgmt
Company to make market purchases of
up to 10% of the issued ordinary
share capital of the Company at a
price not exceeding the maximum price
as prescribed ; Authority expires
the earlier of the next AGM of the
Company or date at which it is
required by law to be held
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700521582
CUSIP: V53838112 Meeting Type: CRT
Ticker: Meeting Date: 5/26/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Confirm the capital reduction under Mgmt
Section 73 of the Company s Act
(Chapter 50) approved by the Company
by a way of special resolution passed
on 28 APR 2004 to reduce its special
reserve account by the sum of SGD
110,1170,000, and the share premium
account by a sum of up to SGD
32,163,146.26 and such reduction
shall be effected by returning SGD
0.18 in cash for each issued and
fully paid up ordinary share of SGD
0.50 each in the capital of the
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700483857
CUSIP: V53838112 Meeting Type: EGM
Ticker: Meeting Date: 4/28/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve the proposed capital Mgmt
distribution of SGD 110,117,000 and
SGD 32,163,146.26 from the special
reserve and share premium account
respectively, the sum shall be
returned to the shareholders in SGD
0.18 in cash for each issue and fully
paid ordinary shares of par value
SGD 0.50 each in the capital of the
Company held as on the book closure
date
- -------------------------------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC ASE Agenda: 700494406
CUSIP: Y00153109 Meeting Type: AGM
Ticker: Meeting Date: 6/15/2004 ISIN: TW0002311008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
AS PER TRUST ASSOCIATION S PROXY Non-
VOTING GUIDELINES, EVERY SHAREHOLDER Voting
IS ELIGIBLE TO BE NOMINATED AS A
CANDIDATE AND BE ELECTED AS A
DIRECTOR OR A SUPERVISOR, REGARDLESS
OF BEING RECOMMENDED BY THE COMPANY
AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED
CANDIDATE, YOU WILL NEED TO CONTACT
THE CANDIDATE AND/OR THE ISSUING
COMPANY TO OBTAIN THE CANDIDATE S
NAME AND ID NUMBER. WITHOUT SUCH
SPECIFIC INFORMATION, AN ELECTION
1.1 Receive the 2003 business operation Mgmt
1.2 Receive the 2003 audited report Mgmt
1.3 Receive the status of endorsement, Mgmt
the guarantee and the capital lending
1.4 Receive the issuance status of Euro Mgmt
convertible bonds
1.5 Receive the status of Corporate Bond Mgmt
1.6 Approve the merge of the two Mgmt
subsidiary Companies
2.1 Approve the 2003 financial statements Mgmt
2.2 Approve the 2003 profit distribution Mgmt
2.3 Approve the issuance of new shares on Mgmt
merger with ASE Chung Li (unlisted)
and ASE Material (unlisted)
3.1 Approve the revision to the Mgmt
procedures of asset acquisition or
3.2 Approve to issue new shares from Mgmt
retained earnings and employee bonus;
stock dividend: 57.4 for 1000 shares
held
3.3 Authorize the Directors to issue Mgmt
Global Depository Receipt GDR,
right issue or corporate convertible
bonds at appropriate time
3.4 Authorize the Directors to issue Mgmt
capital injection via private
placement by the ways of GDR
issuance, right issue or corporate
convertible bonds
3.5 Grant release of the prohibition on Mgmt
Directors from participation of
competitive business
3.6 Approve the revision to the Articles Mgmt
of Incorporation
4. Elect the Supervisors Mgmt
5. Other issues and extraordinary Other
- -------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO LTD Agenda: 700447558
CUSIP: Y1503Y108 Meeting Type: EGM
Ticker: Meeting Date: 3/9/2004 ISIN: CN0008932385
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve, confirm and ratify the Mgmt Against *
agreement dated 08 JAN 2004 between
the Company and China Shipping
(Group) Company Holding Company
Supplemental Agreement which is
supplemental to the revised services
agreement between the Company and
Holding Company on 03 APR 2001
Revised Services Agreement and the
on-going connected transactions
referred to in the Revised Services
Agreement and authorize the Directors
of the Company to do all such further
acts and things and execute all such
further documents and take all such
steps deemed necessary in connection
with the aforementioned
- -------------------------------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO Agenda: 700457383
CUSIP: Y1916Y117 Meeting Type: AGM
Ticker: Meeting Date: 3/12/2004 ISIN: KR7042660001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statements- Mgmt
expected dividend ratio: KRW 350
2. Approve the partial amendment to the Mgmt
Articles of Incorporation
3. Elect the Directors Mgmt
4. Elect the External Directors for the Mgmt
Audit Committee
5. Approve the limit of remuneration for Mgmt
the Directors
- -------------------------------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO Agenda: 700416616
CUSIP: Y1916Y117 Meeting Type: EGM
Ticker: Meeting Date: 10/21/2003 ISIN: KR7042660001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approval of partial amendment to Mgmt For *
articles of incorporation: change of
the number of directors from within 6
members to within 7 members.
2. Election of Directors- Nominee for Mgmt For *
inside Director: Mr. Sunglip Jung
3.1 Elect Sihyung Kim for an outside Mgmt For *
Audit Committee member
3.2 Elect Byunghun Ahn for an outside Mgmt For *
Audit Committee member
3.3 Elect Mr. Okwhan Song for an outside Mgmt For *
Audit Committee member
- -------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. Agenda: 932042043
CUSIP: Y2573F102 Meeting Type: Annual
Ticker: FLEX Meeting Date: 9/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RE-ELECTION OF RICHARD L. SHARP AS A Mgmt For For
DIRECTOR OF THE COMPANY.
03 RE-APPOINTMENT OF PATRICK FOLEY AS A Mgmt For For
DIRECTOR OF THE COMPANY.
04 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31,
2004.
05 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1997 EMPLOYEE SHARE
06 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
07 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
COMPANY TO PROVIDE CASH COMPENSATION
TO ITS DIRECTORS.
08 TO APPROVE THE AUTHORIZATION OF THE Mgmt For For
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE
COMPANY OF ITS OWN ISSUED ORDINARY
SHARES.
2A RE-ELECTION OF JAMES A. DAVIDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY.
2B RE-ELECTION OF LIP-BU TAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda: 700453183
CUSIP: Y74718100 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: KR7005930003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statement, the Mgmt For *
balance sheet, the proposed
disposition of retained earning, the
statement of profit and loss and KRW
5,000 per 1 common share and KRW
5,050 per 1 preferred share
2.1 Elect an External Director Mgmt For *
2.2 Elect the Auditors Mgmt For *
2.3 Elect an Internal Director Mgmt For *
3. Approve the remuneration limit for Mgmt For *
Directors
*Management position unknown
Loomis Sayles High Income Fund
The fund held no voting securities during the
reporting period and did not vote any
securities or have any securities that were
subject to a vote during the reporting
period.
Loomis Sayles Limited Term Government and Agency Fund
The fund held no voting securities during the
reporting period and did not vote any
securities or have any securities that were
subject to a vote during the reporting
period.
Loomis Sayles Municipal Income Fund
The fund held no voting securities during the
reporting period and did not vote any
securities or have any securities that were
subject to a vote during the reporting
period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loomis Sayles Funds II
By (Signature) /S/ Robert J. Blanding
-------------------------------
Name Robert J. Blanding
Title Chief Executive Officer
Date 08-24-2004