UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number - 811-07831
FMI Funds, Inc.
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(Exact name of registrant as specified in charter)
100 East Wisconsin Avenue
Milwaukee, WI, 53202
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(Address of principal executive offices) (Zip code)
Ted D. Kellner
Fiduciary Management, Inc.
100 East Wisconsin Avenue
Milwaukee, WI, 53202
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(Name and address of agent for service)
Registrant's telephone number, including area code: 414-226-4555
Date of fiscal year end: 9/30
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
FMI Focus Fund 0001023391
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ADVANCED FIBRE COMMUNICATIONS, INC. Agenda: 932113486
CUSIP: 00754A105 Meeting Type: Annual
Ticker: AFCI Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN A. SCHOFIELD Mgmt For For
RUANN F. ERNST Mgmt For For
FRANK IANNA Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
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AIRGAS, INC. Agenda: 932021986
CUSIP: 009363102 Meeting Type: Annual
Ticker: ARG Meeting Date: 7/29/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES W. HOVEY Mgmt For For
PAULA A. SNEED Mgmt For For
DAVID M. STOUT Mgmt For For
WILLIAM O. ALBERTINI Mgmt For For
02 APPROVE THE 2003 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 APPROVE THE 2004 EXECUTIVE BONUS Mgmt For For
04 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
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ALAMOSA HOLDINGS, INC. Agenda: 932166158
CUSIP: 011589108 Meeting Type: Annual
Ticker: APCS Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RAY M. CLAPP, JR. Mgmt For For
JOHN F. OTTO, JR. Mgmt For For
JIMMY R. WHITE Mgmt For For
02 APPROVAL OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN
TO AUTHORIZE FOR ISSUANCE AN
ADDITIONAL 200,000 SHARES OF OUR
COMMON STOCK.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT ACCOUNTANTS FOR THE 2004
FISCAL YEAR.
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ALTERA CORPORATION Agenda: 932126813
CUSIP: 021441100 Meeting Type: Annual
Ticker: ALTR Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN P. DAANE Mgmt For For
ROBERT W. REED Mgmt For For
CHARLES M. CLOUGH Mgmt For For
ROBERT J. FINOCCHIO JR Mgmt For For
KEVIN MCGARITY Mgmt For For
PAUL NEWHAGEN Mgmt For For
WILLIAM E. TERRY Mgmt For For
SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1996 Mgmt Against Against
STOCK OPTION PLAN TO INCREASE BY
12,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE BY 1,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against
EXPENSE STOCK OPTION GRANTS ISSUED
BY THE COMPANY.
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ANAREN, INC. Agenda: 932047346
CUSIP: 032744104 Meeting Type: Annual
Ticker: ANEN Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DALE F. ECK Mgmt For For
CARL W. GERST, JR. Mgmt For For
JAMES G. GOULD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
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ANCHOR GLASS CONTAINER CORP. Agenda: 932169899
CUSIP: 03304B300 Meeting Type: Annual
Ticker: AGCC Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOEL A. ASEN Mgmt For For
JAMES N. CHAPMAN Mgmt For For
RICHARD M. DENEAU Mgmt For For
JONATHAN GALLEN Mgmt For For
TIMOTHY F. PRICE Mgmt For For
ALAN H. SCHUMACHER Mgmt For For
LENARD B. TESSLER Mgmt For For
ALEXANDER WOLF Mgmt For For
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ARCH COAL, INC. Agenda: 932106544
CUSIP: 039380100 Meeting Type: Annual
Ticker: ACI Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 STEVEN F. LEER Mgmt For For
ROBERT G. POTTER Mgmt For For
THEODORE D. SANDS Mgmt For For
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ASPEN TECHNOLOGY, INC. Agenda: 932065596
CUSIP: 045327103 Meeting Type: Annual
Ticker: AZPN Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DOUGLAS R. BROWN Mgmt For For
STEPHEN L. BROWN Mgmt For For
STEPHEN M. JENNINGS Mgmt For For
02 TO AMEND THE 1998 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE FROM 3,000,000 SHARES TO
6,000,000 SHARES.
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ASPEN TECHNOLOGY, INC. Agenda: 932027255
CUSIP: 045327103 Meeting Type: Special
Ticker: AZPN Meeting Date: 8/13/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A ONE-FOR-
TWO REVERSE SPLIT OF THE OUTSTANDING
COMMON STOCK AT ANY TIME PRIOR TO
JANUARY 31, 2004.
03 TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A ONE-FOR-
THREE REVERSE SPLIT OF THE
OUTSTANDING COMMON STOCK AT ANY TIME
PRIOR TO JANUARY 31, 2004.
04 TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE (A) THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 120,000,000 TO 210,000,000
AND (B) THE TOTAL NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK
FROM 130,000,000 TO 220,000,000,
SUBJECT IN EACH CASE TO APPROPRIATE
ADJUSTMENT IF A REVERSE SPLIT OF THE
COMMON STOCK IS EFFECTED.
05 TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO REDUCE THE PAR VALUE
OF COMMON STOCK FROM $0.10 PER SHARE
TO $0.001 PER SHARE.
06 TO APPROVE THE ADOPTION OF THE ASPEN Mgmt Against Against
TECHNOLOGY, INC. 2003 STOCK INCENTIVE
PLAN.
07 TO AMEND THE ASPEN TECHNOLOGY, INC. Mgmt For For
1995 DIRECTOR STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER SUCH PLAN FROM 440,000 SHARES
TO 800,000 SHARES, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
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ASSOCIATED BANC-CORP Agenda: 932099206
CUSIP: 045487105 Meeting Type: Annual
Ticker: ASBC Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PAUL S. BEIDEMAN Mgmt For For
ROBERT C. GALLAGHER Mgmt For For
JOHN C. MENG Mgmt For For
RUTH M. CROWLEY Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE Mgmt For For
ASSOCIATED BANC-CORP ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF ASSOCIATED
BANC-CORP COMMON STOCK TO 250,000,000
SHARES.
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF ASSOCIATED
FOR THE YEAR ENDING DECEMBER 31,
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ASYST TECHNOLOGIES, INC. Agenda: 932036153
CUSIP: 04648X107 Meeting Type: Annual
Ticker: ASYT Meeting Date: 9/23/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 STEPHEN S. SCHWARTZ PHD Mgmt For For
P. JACKSON BELL Mgmt For For
STANLEY GRUBEL Mgmt For For
ROBERT A. MCNAMARA Mgmt For For
ANTHONY E. SANTELLI Mgmt For For
WALTER W. WILSON Mgmt For For
TSUYOSHI KAWANISHI Mgmt For For
02 TO APPROVE OUR 2003 EQUITY INCENTIVE Mgmt For For
PLAN.
03 TO APPROVE OUR 1993 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN, AS AMENDED, TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN BY 550,000
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
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BALDOR ELECTRIC COMPANY Agenda: 932111331
CUSIP: 057741100 Meeting Type: Annual
Ticker: BEZ Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 R.S. BOREHAM, JR. Mgmt For For
R.L. QUALLS Mgmt For For
BARRY K. ROGSTAD Mgmt For For
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BAUSCH & LOMB INCORPORATED Agenda: 932114729
CUSIP: 071707103 Meeting Type: Annual
Ticker: BOL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAN M. BENNETT Mgmt For For
DOMENICO DE SOLE Mgmt For For
KENNETH L. WOLFE Mgmt For For
RONALD L. ZARRELLA Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
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CSG SYSTEMS INTERNATIONAL, INC. Agenda: 932153290
CUSIP: 126349109 Meeting Type: Annual
Ticker: CSGS Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JANICE I. OBUCHOWSKI Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CORPORATION S 1996 EMPLOYEE STOCK
PURCHASE PLAN WHICH WILL INCREASE BY
500,000 THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE FOR PURCHASE
UNDER SUCH PLAN.
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CASELLA WASTE SYSTEMS, INC. Agenda: 932046483
CUSIP: 147448104 Meeting Type: Annual
Ticker: CWST Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN W. CASELLA Mgmt For For
JOHN F. CHAPPLE III Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
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CHARLES RIVER LABORATORIES INTL., IN Agenda: 932139632
CUSIP: 159864107 Meeting Type: Annual
Ticker: CRL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES C. FOSTER Mgmt For For
ROBERT CAWTHORN Mgmt For For
01 STEPHEN D. CHUBB Mgmt For For
GEORGE E. MASSARO Mgmt For For
GEORGE M. MILNE Mgmt For For
DOUGLAS E. ROGERS Mgmt For For
SAMUEL O. THIER Mgmt For For
WILLIAM H. WALTRIP Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT PUBLIC AUDITORS
FOR THE FISCAL YEAR ENDING
DECEMBER 25, 2004.
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CIBER, INC. Agenda: 932112434
CUSIP: 17163B102 Meeting Type: Annual
Ticker: CBR Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 BOBBY G. STEVENSON Mgmt For For
JAMES C. SPIRA Mgmt For For
PETER H. CHEESBROUGH Mgmt For For
02 ADOPTION OF THE CIBER, INC. 2004 Mgmt Against Against
INCENTIVE PLAN TO REPLACE (1) THE
CIBER, INC. EQUITY INCENTIVE PLAN;
(2) THE CIBER, INC. NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN, AND (3)
THE NON-EMPLOYEE DIRECTOR
COMPENSATION PLAN, AND TO AUTHORIZE
5,000,000 SHARES OF COMMON STOCK FOR
ISSUANCE UNDER THE PLAN.
03 AMENDMENT OF THE CIBER EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN FROM A
TOTAL OF 6,750,000 SHARES TO
8,750,000 SHARES, OR 2,000,000
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CIRCOR INTERNATIONAL, INC. Agenda: 932117636
CUSIP: 17273K109 Meeting Type: Annual
Ticker: CIR Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JEROME D. BRADY Mgmt For For
DEWAIN K. CROSS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
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CONEXANT SYSTEMS, INC. Agenda: 932077743
CUSIP: 207142100 Meeting Type: Annual
Ticker: CNXT Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
CONEXANT COMMON STOCK IN THE MERGER
PURSUANT TO THE MERGER AGREEMENT
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
CONEXANT DIRECTORS STOCK PLAN
03 PROPOSAL TO APPROVE THE ASSUMPTION Mgmt For For
AND ADOPTION OF GLOBESPANVIRATA S
1999 EQUITY INCENTIVE PLAN, 1999
SUPPLEMENTAL STOCK OPTION PLAN AND
AMENDED AND RESTATED 1999 STOCK
INCENTIVE PLAN
04 DONALD R. BEALL Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
JERRE L. STEAD Mgmt For For
05 RATIFICATION OF APPOINTMENT OF Mgmt For For
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CREE, INC. Agenda: 932051016
CUSIP: 225447101 Meeting Type: Annual
Ticker: CREE Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 F. NEAL HUNTER Mgmt For For
CHARLES M. SWOBODA Mgmt For For
JOHN W. PALMOUR, PH.D. Mgmt For For
DOLPH W. VON ARX Mgmt For For
JAMES E. DYKES Mgmt For For
WILLIAM J. O'MEARA Mgmt For For
ROBERT J. POTTER, PH.D. Mgmt For For
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DOCUMENTUM, INC. Agenda: 932071044
CUSIP: 256159104 Meeting Type: Special
Ticker: DCTM Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TO ADOPT THE MERGER AGREEMENT BY AND Mgmt For For
AMONG DOCUMENTUM, INC., EMC
CORPORATION AND ELITE MERGER
CORPORATION AND APPROVE THE MERGER
PURSUANT THERETO IN WHICH DOCUMENTUM
WILL BECOME A WHOLLY-OWNED SUBSIDIARY
OF EMC UPON THE CONVERSION OF EACH
OUTSTANDING SHARE OF DOCUMENTUM
COMMON STOCK INTO THE RIGHT TO
RECEIVE 2.175 SHARES OF EMC COMMON
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E.PIPHANY, INC. Agenda: 932153632
CUSIP: 26881V100 Meeting Type: Annual
Ticker: EPNY Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MOHAN GYANI Mgmt For For
DOUGLAS J. MACKENZIE Mgmt For For
KAREN A. RICHARDSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31,
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EMMIS COMMUNICATIONS CORPORATION Agenda: 932187710
CUSIP: 291525103 Meeting Type: Annual
Ticker: EMMS Meeting Date: 6/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JEFFREY H. SMULYAN Mgmt Withheld Against
WALTER Z. BERGER Mgmt Withheld Against
GREG A. NATHANSON Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
03 PROPOSAL TO APPROVE THE EMMIS Mgmt Against Against
COMMUNICATIONS CORPORATION 2004
EQUITY COMPENSATION PLAN.
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ENTEGRIS, INC. Agenda: 932077630
CUSIP: 29362U104 Meeting Type: Annual
Ticker: ENTG Meeting Date: 1/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPROVE AN AMENDMENT TO THE Mgmt
AMENDED AND RESTATED BYLAWS OF
ENTEGRIS, INC. TO DECLASSIFY THE
02 TO APPROVE AN AMENDMENT TO THE Mgmt
AMENDED AND RESTATED BYLAWS OF
ENTEGRIS, INC. TO ELIMINATE
SUPERMAJORITY SHAREHOLDER APPROVAL.
03 GARY F. KLINGL Mgmt
ROGER D. MCDANIEL Mgmt
04 TO RATIFY AND APPROVE THE APPOINTMENT Mgmt
OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE COMPANY S
FISCAL YEAR ENDING AUGUST 28, 2004.
05 TO APPROVE AN AMENDMENT TO THE Mgmt
ENTEGRIS, INC. 1999 LONG-TERM
INCENTIVE AND STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE BY 5,000,000
06 TO APPROVE AN AMENDMENT TO THE Mgmt
ENTEGRIS, INC. OUTSIDE DIRECTORS PLAN
TO CHANGE THE DATE AT WHICH THE
COMPANY PROVIDES ITS ANNUAL AUTOMATIC
GRANT OF OPTIONS TO OUTSIDE
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EXAR CORPORATION Agenda: 932031800
CUSIP: 300645108 Meeting Type: Annual
Ticker: EXAR Meeting Date: 9/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANK P. CARRUBBA Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1996 NON-EMPLOYEE DIRECTORS
STOCK OPTION PLAN, AS AMENDED, TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN BY 500,000
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EXTREME NETWORKS, INC. Agenda: 932061093
CUSIP: 30226D106 Meeting Type: Annual
Ticker: EXTR Meeting Date: 12/3/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 BOB L. COREY Mgmt For For
PETER WOLKEN Mgmt For For
02 TO AMEND THE EXTREME NETWORKS, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK THAT MAY BE ISSUED
THEREUNDER BY THREE MILLION
(3,000,000) SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EXTREME NETWORKS, INC. S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 27, 2004.
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FILENET CORPORATION Agenda: 932132715
CUSIP: 316869106 Meeting Type: Annual
Ticker: FILE Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. GEORGE KLAUS Mgmt
WILLIAM P. LYONS Mgmt
LEE D. ROBERTS Mgmt
JOHN C. SAVAGE Mgmt
ROGER S. SIBONI Mgmt
THEODORE J. SMITH Mgmt
02 TO APPROVE THE AMENDED AND RESTATED Mgmt
2002 INCENTIVE AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt
& TOUCHE LLP AS THE INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR ITS
YEAR ENDING DECEMBER 31, 2004.
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FIRST FEDERAL CAPITAL CORP Agenda: 932109932
CUSIP: 319960100 Meeting Type: Annual
Ticker: FTFC Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JACK C. RUSCH Mgmt For For
02 PROPOSAL TO APPROVE THE FIRST FEDERAL Mgmt For For
CAPITAL CORP 2004 EQUITY INCENTIVE
PLAN.
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FISERV, INC. Agenda: 932099155
CUSIP: 337738108 Meeting Type: Annual
Ticker: FISV Meeting Date: 4/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K.R. JENSEN Mgmt For For
K.M. ROBAK Mgmt For For
T.C. WERTHEIMER Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR 2004.
03 TO APPROVE THE COMPANY S STOCK OPTION Mgmt For For
AND RESTRICTED STOCK PLAN, AS AMENDED
AND RESTATED TO PERMIT GRANTS OF
RESTRICTED STOCK.
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GEORGIA GULF CORPORATION Agenda: 932145053
CUSIP: 373200203 Meeting Type: Annual
Ticker: GGC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY R. SATRUM Mgmt For For
EDWARD A. SCHMITT Mgmt For For
YOSHI KAWASHIMA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR GEORGIA GULF
FOR THE YEAR ENDING DECEMBER 31,
03 TO APPROVE AND ADOPT THE AMENDED AND Mgmt For For
RESTATED 2002 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
04 TO APPROVE AND ADOPT THE SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
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W.W. GRAINGER, INC. Agenda: 932106443
CUSIP: 384802104 Meeting Type: Annual
Ticker: GWW Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRIAN P. ANDERSON Mgmt For For
WESLEY M. CLARK Mgmt For For
WILBUR H. GANTZ Mgmt For For
DAVID W. GRAINGER Mgmt For For
RICHARD L. KEYSER Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
JAMES D. SLAVIK Mgmt For For
HAROLD B. SMITH Mgmt For For
JANIECE S. WEBB Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
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GRANT PRIDECO, INC. Agenda: 932131016
CUSIP: 38821G101 Meeting Type: Annual
Ticker: GRP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID J. BUTTERS Mgmt For For
ELIOT M. FRIED Mgmt For For
DENNIS R. HENDRIX Mgmt For For
HAROLD E. LAYMAN Mgmt For For
SHELDON B. LUBAR Mgmt For For
MICHAEL MCSHANE Mgmt For For
ROBERT K. MOSES, JR. Mgmt For For
JOSEPH E. REID Mgmt For For
DAVID A. TRICE Mgmt For For
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THE GYMBOREE CORPORATION Agenda: 932162706
CUSIP: 403777105 Meeting Type: Annual
Ticker: GYMB Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LISA M. HARPER Mgmt For For
BARBARA L. RAMBO Mgmt For For
02 PROPOSAL TO APPROVE THE GYMBOREE Mgmt For For
CORPORATION 2004 EQUITY INCENTIVE
03 ADVISORY VOTE ON THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
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HANOVER COMPRESSOR COMPANY Agenda: 932143681
CUSIP: 410768105 Meeting Type: Annual
Ticker: HC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 I. JON BRUMLEY Mgmt For For
TED COLLINS, JR. Mgmt For For
CHAD C. DEATON Mgmt For For
MARGARET K. DORMAN Mgmt For For
ROBERT R. FURGASON Mgmt For For
VICTOR E. GRIJALVA Mgmt For For
GORDON T. HALL Mgmt For For
STEPHEN M. PAZUK Mgmt For For
01 ALVIN V. SHOEMAKER Mgmt For For
02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP
- -------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION, INC. Agenda: 932145306
CUSIP: 422317107 Meeting Type: Annual
Ticker: HTV Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROLINE L. WILLIAMS Mgmt For For
02 APPROVAL OF INCENTIVE COMPENSATION Mgmt Against Against
PLAN PROPOSAL.
03 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT EXTERNAL AUDITORS.
04 AT THE DISCRETION OF SUCH PROXIES, ON Mgmt For For
ANY OTHER MATTER THAT PROPERLY MAY
COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
INFORMATION HOLDINGS INC. Agenda: 932113044
CUSIP: 456727106 Meeting Type: Annual
Ticker: IHI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL E. DANZIGER Mgmt For For
DAVID R. HAAS Mgmt For For
KEITH B. JARRETT Mgmt For For
SIDNEY LAPIDUS Mgmt For For
MARTIN D. PAYSON Mgmt For For
MASON P. SLAINE Mgmt For For
JOHN L. VOGELSTEIN Mgmt For For
02 TO RATIFY AND APPROVE THE SELECTION Mgmt For For
BY THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
INGRAM MICRO INC. Agenda: 932159317
CUSIP: 457153104 Meeting Type: Annual
Ticker: IM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ORRIN H. INGRAM II* Mgmt For For
MICHAEL T. SMITH* Mgmt For For
JOE B. WYATT* Mgmt For For
01 HOWARD I. ATKINS** Mgmt For For
- -------------------------------------------------------------------------------------------------------
INTERTAPE POLYMER GROUP INC. Agenda: 932170842
CUSIP: 460919103 Meeting Type: Special
Ticker: ITP Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MELBOURNE F. YULL Mgmt Withheld Against
MICHAEL L. RICHARDS Mgmt Withheld Against
BEN J. DAVENPORT, JR. Mgmt Withheld Against
L. ROBBIE SHAW Mgmt Withheld Against
GORDON R. CUNNINGHAM Mgmt Withheld Against
J. SPENCER LANTHIER Mgmt Withheld Against
THOMAS E. COSTELLO Mgmt Withheld Against
02 THE APPOINTMENT OF RAYMOND CHABOT Mgmt For For
GRANT THORNTON AS AUDITORS OF THE
CORPORATION AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 THE RESOLUTION APPROVING, RATIFYING Mgmt Against Against
AND CONFIRMING THE AMENDMENTS TO THE
CORPORATION S EXECUTIVE STOCK OPTION
PLAN.
- -------------------------------------------------------------------------------------------------------
INVERESK RESEARCH GROUP, INC. Agenda: 932129617
CUSIP: 461238107 Meeting Type: Annual
Ticker: IRGI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN T. HENDERSON Mgmt For For
02 AMEND 2002 STOCK OPTION PLAN: APPROVE Mgmt Against Against
AMENDMENTS TO THE INVERESK RESEARCH
GROUP, INC. 2002 STOCK OPTION PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP: RATIFY THE APPOINTMENT
OF INDEPENDENT PUBLIC ACCOUNTANT:
DELOITTE & TOUCHE, LLP FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
JDA SOFTWARE GROUP, INC. Agenda: 932132854
CUSIP: 46612K108 Meeting Type: Annual
Ticker: JDAS Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS G. MARLIN Mgmt For For
JOCK PATTON Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
KADANT INC. Agenda: 932136991
CUSIP: 48282T104 Meeting Type: Annual
Ticker: KAI Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM A. RAINVILLE Mgmt For For
- -------------------------------------------------------------------------------------------------------
KEANE, INC. Agenda: 932111406
CUSIP: 486665102 Meeting Type: Annual
Ticker: KEA Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. FAIN Mgmt For For
JOHN F. KEANE Mgmt For For
JOHN F. ROCKART Mgmt For For
02 TO AMEND THE COMPANY S AMENDED AND Mgmt For For
RESTATED 1992 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK ISSUABLE
THEREUNDER FROM 4,550,000 TO
03 TO RATIFY AND APPROVE THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR THE
CURRENT YEAR.
- -------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda: 932019450
CUSIP: 488360108 Meeting Type: Annual
Ticker: KEM Meeting Date: 7/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES E. VOLPE Mgmt For For
JEFFREY A. GRAVES Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
- -------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda: 932050545
CUSIP: 489170100 Meeting Type: Annual
Ticker: KMT Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I RONALD M. DEFEO Mgmt For For
I WILLIAM R. NEWLIN Mgmt For For
LAWRENCE W STRANGHOENER Mgmt For For
II RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS
- -------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION Agenda: 932114414
CUSIP: 492386107 Meeting Type: Annual
Ticker: KMG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM E. BRADFORD Mgmt For For
LUKE R. CORBETT Mgmt For For
DAVID C GENEVER-WATLING Mgmt For For
FARAH M. WALTERS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
ESTABLISHMENT OF AN OFFICE OF THE
BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION Agenda: 932187253
CUSIP: 492386107 Meeting Type: Special
Ticker: KMG Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
KERR-MCGEE CORPORATION COMMON STOCK
IN CONNECTION WITH THE MERGER OF
WESTPORT RESOURCES CORPORATION WITH
AND INTO KERR-MCGEE (NEVADA) LLC, A
WHOLLY OWNED SUBSIDIARY OF KERR-MCGEE
CORPORATION.
- -------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda: 932167364
CUSIP: 493732101 Meeting Type: Annual
Ticker: KFRC Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD M. COCCHIARO Mgmt For For
ELAINE D. ROSEN Mgmt For For
RALPH E. STRUZZIERO Mgmt For For
HOWARD W. SUTTER Mgmt For For
- -------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda: 932163253
CUSIP: 530718105 Meeting Type: Annual
Ticker: L Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT R. BENNETT Mgmt For For
PAUL A. GOULD Mgmt For For
JOHN C. MALONE Mgmt For For
02 APPROVAL OF THE LIBERTY MEDIA Mgmt For For
CORPORATION 2000 INCENTIVE PLAN (AS
AMENDED AND RESTATED EFFECTIVE
APRIL APRIL 19, 2004)
03 RATIFICATION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda: 932128413
CUSIP: 552848103 Meeting Type: Annual
Ticker: MTG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES A. ABBOTT Mgmt For For
THOMAS M. HAGERTY Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF THE
CORPORATION.
- -------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda: 932138173
CUSIP: 55306N104 Meeting Type: Annual
Ticker: MKSI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES G. BERGES Mgmt For For
RICHARD S. CHUTE Mgmt For For
OWEN W. ROBBINS Mgmt For For
02 TO APPROVE THE COMPANY S 2004 STOCK Mgmt Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S AMENDED AND RESTATED 1997
DIRECTOR STOCK OPTION PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE
THEREUNDER FROM 300,000 SHARES TO
04 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S SECOND RESTATED 1999
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 700,000
05 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED INTERNATIONAL
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 75,000
06 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda: 932068136
CUSIP: 576323109 Meeting Type: Special
Ticker: MTZ Meeting Date: 12/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVE THE ADOPTION OF THE MASTEC, Mgmt For For
INC. AMENDED AND RESTATED 2003 STOCK
INCENTIVE PLAN FOR NON-EMPLOYEES, AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
- -------------------------------------------------------------------------------------------------------
MEDIACOM COMMUNICATIONS CORPORATION Agenda: 932176945
CUSIP: 58446K105 Meeting Type: Annual
Ticker: MCCC Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROCCO B. COMMISSO Mgmt For For
CRAIG S. MITCHELL Mgmt For For
WILLIAM S. MORRIS III Mgmt For For
THOMAS V. REIFENHEISER Mgmt For For
NATALE S. RICCIARDI Mgmt For For
MARK E. STEPHAN Mgmt For For
ROBERT L. WINIKOFF Mgmt For For
02 TO APPROVE THE NON-EMPLOYEE DIRECTORS Mgmt For For
EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION Agenda: 932105617
CUSIP: 587376104 Meeting Type: Annual
Ticker: MBWM Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD J. CLARK Mgmt For For
C. JOHN GILL Mgmt For For
GERALD R. JOHNSON, JR. Mgmt For For
CALVIN D. MURDOCK Mgmt For For
DONALD WILLIAMS, SR. Mgmt For For
02 PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK FROM
9,000,000 SHARES TO 20,000,000
03 PROPOSAL TO APPROVE THE 2004 EMPLOYEE Mgmt For For
STOCK OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC. Agenda: 932057070
CUSIP: 589378108 Meeting Type: Special
Ticker: MRCY Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BERTELLI Mgmt For For
RUSSELL K. JOHNSEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
MERCURY COMPUTER SYSTEMS, INC. 1997
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE THEREUNDER BY
1,000,000 SHARES, FROM 6,650,000
SHARES TO 7,650,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
MERCURY COMPUTER SYSTEMS, INC. 1997
STOCK OPTION PLAN TO AUTHORIZE GRANTS
OF RESTRICTED STOCK THEREUNDER UP TO
100,000 SHARES IN THE AGGREGATE AND
TO MAKE CORRESPONDING CHANGES AS
DISCUSSED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC. Agenda: 932085118
CUSIP: 591520200 Meeting Type: Annual
Ticker: METH Meeting Date: 2/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN L. BATTS Mgmt For For
WILLIAM C. CROFT Mgmt For For
01 DONALD W. DUDA Mgmt For For
CHRISTOPHER J. HORNUNG Mgmt For For
WILLIAM T. JENSEN Mgmt For For
PAUL G. SHELTON Mgmt For For
LAWRENCE B. SKATOFF Mgmt For For
GEORGE C. WRIGHT Mgmt For For
- -------------------------------------------------------------------------------------------------------
MIDWEST BANC HOLDINGS, INC. Agenda: 932133262
CUSIP: 598251106 Meeting Type: Annual
Ticker: MBHI Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.V. SILVERI Mgmt For For
DANIEL NAGLE Mgmt For For
LEROY ROSASCO Mgmt For For
- -------------------------------------------------------------------------------------------------------
MILLIPORE CORPORATION Agenda: 932108358
CUSIP: 601073109 Meeting Type: Annual
Ticker: MIL Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL BELLUS Mgmt For For
ROBERT C. BISHOP Mgmt For For
EDWARD M. SCOLNICK Mgmt For For
- -------------------------------------------------------------------------------------------------------
MINDSPEED TECHNOLOGIES, INC. Agenda: 932083962
CUSIP: 602682106 Meeting Type: Annual
Ticker: MSPD Meeting Date: 2/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.R. BEALL Mgmt For For
J.L. STEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
- -------------------------------------------------------------------------------------------------------
MYKROLIS CORPORATION Agenda: 932120429
CUSIP: 62852P103 Meeting Type: Annual
Ticker: MYK Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD A. AURELIO Mgmt For For
ROBERT E. CALDWELL Mgmt For For
MICHAEL P.C. CAMS Mgmt For For
- -------------------------------------------------------------------------------------------------------
NATIONAL-OILWELL, INC. Agenda: 932131232
CUSIP: 637071101 Meeting Type: Annual
Ticker: NOI Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER L. JARVIS Mgmt For For
MERRILL A. MILLER, JR. Mgmt For For
FREDERICK W. PHEASEY Mgmt For For
- -------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda: 932119553
CUSIP: 655044105 Meeting Type: Annual
Ticker: NBL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. CAWLEY Mgmt For For
EDWARD F. COX Mgmt For For
CHARLES D. DAVIDSON Mgmt For For
KIRBY L. HEDRICK Mgmt For For
DALE P. JONES Mgmt For For
BRUCE A. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt Against Against
THE 1988 NONQUALIFIED STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY THAT MAY
BE AWARDED BY STOCK OPTION GRANTS
FROM 550,000 TO 750,000.
04 PROPOSAL TO APPROVE THE MATERIAL Mgmt Against Against
TERMS OF THE PERFORMANCE GOALS
APPLICABLE TO FUTURE GRANTS OF
RESTRICTED STOCK AND PERFORMANCE
UNITS UNDER THE 2004 LONG-TERM
INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL
- -------------------------------------------------------------------------------------------------------
NORTHWEST AIRLINES CORPORATION Agenda: 932100489
CUSIP: 667280101 Meeting Type: Annual
Ticker: NWAC Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
RICHARD C. BLUM Mgmt For For
01 ALFRED A. CHECCHI Mgmt For For
JOHN M. ENGLER Mgmt For For
ROBERT L. FRIEDMAN Mgmt For For
DORIS KEARNS GOODWIN Mgmt For For
DENNIS F. HIGHTOWER Mgmt For For
FREDERIC V. MALEK Mgmt For For
V.A. RAVINDRAN Mgmt For For
DOUGLAS M. STEENLAND Mgmt For For
LEO M. VAN WIJK Mgmt For For
GARY L. WILSON Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING Shr Against For
STOCKHOLDER RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION Agenda: 932087047
CUSIP: 699173100 Meeting Type: Annual
Ticker: PMTC Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL E. PORTER Mgmt For For
NOEL G. POSTERNAK Mgmt For For
02 APPROVE AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES ISSUABLE UNDER PTC S 2000
EMPLOYEE STOCK PURCHASE PLAN (ESPP)
BY 8,000,000 SHARES.
03 CONFIRM THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PTC S
INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
PEOPLESOFT, INC. Agenda: 932097303
CUSIP: 712713106 Meeting Type: Annual
Ticker: PSFT Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. GEORGE "SKIP" BATTLE Mgmt For For
CRAIG A. CONWAY Mgmt For For
FRANK J. FANZILLI, JR. Mgmt For For
CYRIL J. YANSOUNI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OPTIONS.
- -------------------------------------------------------------------------------------------------------
PINNACLE SYSTEMS, INC. Agenda: 932053969
CUSIP: 723481107 Meeting Type: Annual
Ticker: PCLE Meeting Date: 10/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. GREGORY BALLARD Mgmt For For
AJAY CHOPRA Mgmt For For
J. KIM FENNELL Mgmt For For
L. WILLIAM KRAUSE Mgmt For For
JOHN C. LEWIS Mgmt For For
HARRY MOTRO Mgmt For For
MARK L. SANDERS Mgmt For For
CHARLES J. VAUGHAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS OF
PINNACLE SYSTEMS, INC. FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
03 PROPOSAL TO APPROVE THE 2004 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION Agenda: 932020112
CUSIP: 731572103 Meeting Type: Annual
Ticker: RL Meeting Date: 8/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD H. ARONSON Mgmt
DR. JOYCE F. BROWN Mgmt
02 APPROVAL OF PROPOSED AMENDMENT TO THE Mgmt
POLO RALPH LAUREN CORPORATION
EXECUTIVE OFFICER ANNUAL INCENTIVE
PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE FISCAL YEAR
ENDING APRIL 3, 2004.
- -------------------------------------------------------------------------------------------------------
POLYONE CORPORATION Agenda: 932134694
CUSIP: 73179P106 Meeting Type: Annual
Ticker: POL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. CARTWRIGHT Mgmt For For
GALE DUFF-BLOOM Mgmt For For
J. DOUGLAS CAMPBELL Mgmt For For
01 WAYNE R. EMBRY Mgmt For For
ROBERT A. GARDA Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID H. HOAG Mgmt For For
WILLIAM F. PATIENT Mgmt For For
THOMAS A. WALTERMIRE Mgmt For For
FARAH M. WALTERS Mgmt For For
02 PROPOSAL TO APPROVE THE POLYONE Mgmt For For
CORPORATION DEFERRED COMPENSATION
PLAN FOR NON-EMPLOYEE DIRECTORS.
- -------------------------------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC. Agenda: 932152642
CUSIP: 74153Q102 Meeting Type: Annual
Ticker: PDE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. BARBANELL Mgmt For For
PAUL A. BRAGG Mgmt For For
DAVID A.B. BROWN Mgmt For For
J.C. BURTON Mgmt For For
JORGE E. ESTRADA Mgmt For For
WILLIAM E. MACAULAY Mgmt For For
RALPH D. MCBRIDE Mgmt For For
DAVID B. ROBSON Mgmt For For
02 APPROVAL OF THE COMPANY S 2004 Mgmt For For
DIRECTORS STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
- -------------------------------------------------------------------------------------------------------
PRIMEDIA INC. Agenda: 932157894
CUSIP: 74157K101 Meeting Type: Annual
Ticker: PRM Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH Y. BAE Mgmt For For
DAVID A. BELL Mgmt For For
BEVERLY C. CHELL Mgmt For For
KELLY P. CONLIN Mgmt For For
TIMOTHY D. DATTELS Mgmt For For
MEYER FELDBERG Mgmt For For
PERRY GOLKIN Mgmt For For
01 H. JOHN GREENIAUS Mgmt For For
HENRY R. KRAVIS Mgmt For For
DEAN B. NELSON Mgmt For For
02 TO RATIFY AND APPROVE THE SELECTION Mgmt For For
BY THE BOARD OF DIRECTORS OF DELOITTE
& TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PROQUEST COMPANY Agenda: 932150888
CUSIP: 74346P102 Meeting Type: Annual
Ticker: PQE Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID BONDERMAN Mgmt For For
DAVID G. BROWN Mgmt For For
ALAN W. ALDWORTH Mgmt For For
WILLIAM E. OBERNDORF Mgmt For For
JAMES P. ROEMER Mgmt For For
GARY L. ROUBOS Mgmt For For
TODD S. NELSON Mgmt For For
LINDA G. ROBERTS Mgmt For For
WILLIAM J. WHITE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt Against Against
PROQUEST COMPANY S 2003 STRATEGIC
PERFORMANCE PLAN.
- -------------------------------------------------------------------------------------------------------
RADIO ONE, INC. Agenda: 932170068
CUSIP: 75040P108 Meeting Type: Annual
Ticker: ROIA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRIAN W. MCNEILL* Mgmt For For
TERRY L. JONES* Mgmt For For
CATHERINE L. HUGHES** Mgmt For For
ALFRED C. LIGGINS III** Mgmt For For
D. GEOFFREY ARMSTRONG** Mgmt For For
L. ROSS LOVE** Mgmt For For
RONALD E. BLAYLOCK** Mgmt For For
03 APPROVAL OF THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 1999 STOCK OPTION
AND RESTRICTED STOCK GRANT PLAN
INCREASING THE NUMBER OF SHARES OF
CLASS D COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN FROM
5,816,198 SHARES TO 10,816,198
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
REGAL-BELOIT CORPORATION Agenda: 932104209
CUSIP: 758750103 Meeting Type: Annual
Ticker: RBC Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. MCKAY Mgmt For For
G. FREDERICK KASTEN, JR Mgmt For For
CHRISTOPHER L. DOERR Mgmt For For
- -------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda: 932141409
CUSIP: 759351109 Meeting Type: Annual
Ticker: RGA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. BARTLETT Mgmt For For
ALAN C. HENDERSON Mgmt For For
A. GREIG WOODRING Mgmt For For
02 APPROVAL OF AN AMENDMENT TO SECTION A Mgmt For For
OF ARTICLE THREE OF THE SECOND
RESTATED ARTICLES OF INCORPORATION.
03 APPROVAL OF AN AMENDMENT TO DELETE Mgmt For For
SECTION D FROM ARTICLE THREE OF THE
SECOND RESTATED ARTICLES OF
INCORPORATION.
04 APPROVAL OF AN AMENDMENT TO SECTION A Mgmt For For
OF ARTICLE SIX OF THE SECOND
RESTATED ARTICLES OF INCORPORATION.
05 APPROVAL OF AMENDMENTS TO SECTION C Mgmt For For
OF ARTICLE SIX AND SECTION B OF
ARTICLE NINE OF THE SECOND RESTATED
ARTICLES OF INCORPORATION.
06 APPROVAL OF AN AMENDMENT TO ADD NEW Mgmt For For
ARTICLE THIRTEEN TO THE SECOND
RESTATED ARTICLES OF INCORPORATION.
07 AUTHORIZATION TO SELL CERTAIN TYPES Mgmt For For
OF SECURITIES FROM TIME TO TIME TO
METLIFE, INC. OR AFFILIATES OF
METLIFE, INC.
08 APPROVE OF AN AMENDMENT TO THE Mgmt For For
FLEXIBLE STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda: 932127524
CUSIP: 760759100 Meeting Type: Annual
Ticker: RSG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. O'CONNOR Mgmt For For
HARRIS W. HUDSON Mgmt For For
JOHN W. CROGHAN Mgmt For For
W. LEE NUTTER Mgmt For For
RAMON A. RODRIGUEZ Mgmt For For
ALLAN C. SORENSEN Mgmt For For
02 ADJOURNMENT OF THE ANNUAL MEETING IN Mgmt For For
THE EVENT THAT THERE ARE NOT A
SUFFICIENT NUMBER OF VOTES PRESENT AT
THE ANNUAL MEETING, EITHER IN PERSON
OR BY PROXY, TO ELECT DIRECTORS.
- -------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. Agenda: 932063059
CUSIP: 770196103 Meeting Type: Annual
Ticker: RBN Meeting Date: 12/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. KEGERREIS Mgmt For For
WILLIAM D. MANNING Mgmt For For
MAYNARD H. MURCH IV Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY.
- -------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda: 932076830
CUSIP: 773903109 Meeting Type: Annual
Ticker: ROK Meeting Date: 2/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A D.H. DAVIS, JR. Mgmt For For
W.H. GRAY, III Mgmt For For
W.T. MCCORMICK, JR. Mgmt For For
K.D. NOSBUSCH Mgmt For For
B APPROVE THE SELECTION OF AUDITORS. Mgmt For For
C APPROVE THE 2000 LONG-TERM INCENTIVES Mgmt For For
PLAN, AS AMENDED.
- -------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda: 932098292
CUSIP: 779382100 Meeting Type: Annual
Ticker: RDC Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM T. FOX III Mgmt For For
SIR GRAHAM HEARNE Mgmt For For
H.E. LENTZ Mgmt For For
P. DEXTER PEACOCK Mgmt For For
- -------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda: 932139581
CUSIP: 829226109 Meeting Type: Annual
Ticker: SBGI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID D. SMITH Mgmt For For
FREDERICK G. SMITH Mgmt For For
J. DUNCAN SMITH Mgmt For For
ROBERT E. SMITH Mgmt For For
BASIL A. THOMAS Mgmt For For
LAWRENCE E. MCCANNA Mgmt For For
DANIEL C. KEITH Mgmt For For
MARTIN R. LEADER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda: 932091591
CUSIP: 83088M102 Meeting Type: Annual
Ticker: SWKS Meeting Date: 3/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEVIN L. BEEBE Mgmt
TIMOTHY R. FUREY Mgmt
DAVID J. MCLACHLAN Mgmt
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR FISCAL YEAR 2004.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt
MAY PROPERLY COME BEFORE THE 2004
ANNUAL MEETING AND ANY ADJOURNMENT
- -------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda: 932104792
CUSIP: 831865209 Meeting Type: Annual
Ticker: AOS Meeting Date: 4/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. BUEHLER Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
02 PROPOSAL TO APPROVE THE RATIFICATION Mgmt For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE
CORPORATION.
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION Mgmt For For
2004 LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION Mgmt Against Against
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL Shr For Against
- -------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda: 932109730
CUSIP: 833034101 Meeting Type: Annual
Ticker: SNA Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN F. FIEDLER Mgmt For For
01 W. DUDLEY LEHMAN Mgmt For For
FRANK S. PTAK Mgmt For For
EDWARD H. RENSI Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT Mgmt For For
COMMITTEE S SELECTION OF DELOITTE &
TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR 2004.
- -------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. Agenda: 932198319
CUSIP: 846425882 Meeting Type: Annual
Ticker: SBSA Meeting Date: 6/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAUL ALARCON, JR. Mgmt For For
PABLO RAUL ALARCON, SR. Mgmt For For
DAN MASON Mgmt For For
JASON L. SHRINSKY Mgmt For For
ANTONIO S. FERNANDEZ Mgmt For For
JOSE A. VILLAMIL Mgmt For For
- -------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Agenda: 932020504
CUSIP: 849176102 Meeting Type: Special
Ticker: TSA Meeting Date: 8/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 19,
2003, BY AND AMONG GART SPORTS
COMPANY, GOLD ACQUISITION CORP. AND
THE SPORTS AUTHORITY, INC. AND
APPROVAL OF THE MERGER OF GOLD
ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF GART, WITH AND INTO THE
02 APPROVAL OF AN ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND
APPROVAL OF THE MERGER.
- -------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Agenda: 932171678
CUSIP: 84917U109 Meeting Type: Annual
Ticker: TSA Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON D. BARKER Mgmt For For
MARY ELIZABETH BURTON Mgmt For For
01 CYNTHIA R. COHEN Mgmt For For
PETER R. FORMANEK Mgmt For For
MARTIN E. HANAKA Mgmt For For
KEVIN M. MCGOVERN Mgmt For For
JOHN DOUGLAS MORTON Mgmt For For
JONATHAN D. SOKOLOFF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE SPORTS AUTHORITY,
INC. FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
SUPERVALU INC. Agenda: 932167198
CUSIP: 868536103 Meeting Type: Annual
Ticker: SVU Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES M. LILLIS Mgmt For For
JEFFREY NODDLE Mgmt For For
STEVEN S. ROGERS Mgmt For For
RONALD E. DALY Mgmt For For
MARISSA PETERSON Mgmt For For
02 APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr Against For
PROPOSAL
- -------------------------------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED Agenda: 932018826
CUSIP: 872386107 Meeting Type: Annual
Ticker: TESS Meeting Date: 7/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN D. BELETIC Mgmt For For
MORTON F. ZIFERER, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
TEKELEC Agenda: 932149277
CUSIP: 879101103 Meeting Type: Annual
Ticker: TKLC Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT V. ADAMS Mgmt For For
JEAN-CLAUDE ASSCHER Mgmt For For
DANIEL L. BRENNER Mgmt For For
MARTIN A. KAPLAN Mgmt For For
FREDERICK M. LAX Mgmt For For
JON F. RAGER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2003 STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE THEREUNDER BY
5,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2003 STOCK OPTION PLAN TO
AUTHORIZE THE GRANT THEREUNDER OF
RESTRICTED STOCK AND RESTRICTED STOCK
UNITS IN ADDITION TO INCENTIVE AND
NONSTATUTORY STOCK OPTIONS.
04 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
NON-EMPLOYEE DIRECTOR STOCK OPTION
PLAN, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004, AS
DESCRIBED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda: 932098660
CUSIP: 887389104 Meeting Type: Annual
Ticker: TKR Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. GRIFFITH Mgmt For For
JERRY J. JASINOWSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
FRANK C. SULLIVAN Mgmt For For
WARD J. TIMKEN Mgmt For For
02 APPROVAL OF THE TIMKEN COMPANY LONG- Mgmt For For
TERM INCENTIVE PLAN, AS AMENDED AND
RESTATED AS OF FEBRUARY 6, 2004.
- -------------------------------------------------------------------------------------------------------
TOLLGRADE COMMUNICATIONS, INC. Agenda: 932108586
CUSIP: 889542106 Meeting Type: Annual
Ticker: TLGD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. HEIBEL Mgmt For For
ROBERT W. KAMPMEINERT Mgmt For For
- -------------------------------------------------------------------------------------------------------
ULTICOM, INC. Agenda: 932175777
CUSIP: 903844108 Meeting Type: Annual
Ticker: ULCM Meeting Date: 6/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KOBI ALEXANDER Mgmt For For
PAUL D. BAKER Mgmt For For
MICHAEL J. CHILL Mgmt For For
RON HIRAM Mgmt For For
YAACOV KOREN Mgmt For For
DAVID KREINBERG Mgmt For For
REX A. MCWILLIAMS Mgmt For For
SHAWN K. OSBORNE Mgmt For For
PAUL L. ROBINSON Mgmt For For
02 RATIFICATION OF ENGAGEMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
- -------------------------------------------------------------------------------------------------------
UNOVA, INC. Agenda: 932108132
CUSIP: 91529B106 Meeting Type: Annual
Ticker: UNA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY D. BRADY Mgmt For For
JOSEPH T. CASEY Mgmt For For
ALLEN J. LAUER Mgmt For For
02 APPROVAL OF THE UNOVA, INC. 2004 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN.
03 SHAREHOLDER PROPOSAL ON Shr Against For
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
VARIAN, INC. Agenda: 932075802
CUSIP: 922206107 Meeting Type: Annual
Ticker: VARI Meeting Date: 2/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN G. MCDONALD Mgmt For For
WAYNE R. MOON Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED Mgmt For For
MANAGEMENT INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda: 932139834
CUSIP: 928298108 Meeting Type: Annual
Ticker: VSH Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DR. FELIX ZANDMAN Mgmt For For
PHILIPPE GAZEAU Mgmt For For
ZVI GRINFAS Mgmt For For
DR. GERALD PAUL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
04 APPROVAL OF THE VISHAY Mgmt Against Against
INTERTECHNOLOGY, INC. SENIOR
EXECUTIVE PHANTOM STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WABTEC Agenda: 932149190
CUSIP: 929740108 Meeting Type: Annual
Ticker: WAB Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. BROOKS Mgmt For For
WILLIAM E. KASSLING Mgmt For For
JAMES P. MISCOLL Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
WAUSAU-MOSINEE PAPER CORPORATION Agenda: 932103384
CUSIP: 943315101 Meeting Type: Annual
Ticker: WMO Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS J. KUESTER Mgmt For For
ANDREW N. BAUR Mgmt For For
02 APPROVAL OF THE 2000 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED
- -------------------------------------------------------------------------------------------------------
WILD OATS MARKETS, INC. Agenda: 932116456
CUSIP: 96808B107 Meeting Type: Annual
Ticker: OATS Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. SHIELDS Mgmt For For
BRIAN K. DEVINE Mgmt For For
DR. STACEY BELL Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG, LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR ITS
FISCAL YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
WILLBROS GROUP, INC. Agenda: 932158353
CUSIP: 969199108 Meeting Type: Annual
Ticker: WG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RODNEY B. MITCHELL Mgmt For For
S. MILLER WILLIAMS Mgmt For For
02 APPROVAL OF AMENDMENT NUMBER 4 TO Mgmt For For
WILLBROS GROUP, INC. 1996 STOCK PLAN,
WHICH INCREASES THE TOTAL NUMBER OF
SHARES OF THE COMMON STOCK OF THE
COMPANY AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 3,125,000 TO
4,075,000 SHARES.
03 RATIFICATION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR 2004.
- -------------------------------------------------------------------------------------------------------
WIND RIVER SYSTEMS, INC. Agenda: 932162984
CUSIP: 973149107 Meeting Type: Annual
Ticker: WIND Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN C. BOLGER Mgmt For For
WILLIAM B. ELMORE Mgmt For For
JERRY L. FIDDLER Mgmt For For
NARENDRA K. GUPTA Mgmt For For
GRANT M. INMAN Mgmt For For
HARVEY C. JONES Mgmt For For
KENNETH R. KLEIN Mgmt For For
STANDISH H. O'GRADY Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS FOR WIND RIVER
SYSTEMS, INC. FOR THE FISCAL YEAR
ENDING JANUARY 31, 2005.
- -------------------------------------------------------------------------------------------------------
WIND RIVER SYSTEMS, INC. Agenda: 932071878
CUSIP: 973149107 Meeting Type: Special
Ticker: WIND Meeting Date: 12/19/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AMENDMENT OF WIND Mgmt For For
RIVER S 1998 EQUITY INCENTIVE PLAN TO
(I) INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED BY
1,900,000 SHARES AND (II) INCREASE
THE MAXIMUM NUMBER OF SHARES OF THE
COMMON STOCK THAT MAY BE ISSUED TO
ANY EMPLOYEE IN ACCORDANCE WITH
SECTION 162(M) OF THE INTERNAL
- -------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. Agenda: 932131410
CUSIP: 987434107 Meeting Type: Annual
Ticker: YBTVA Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BERNARD F. CURRY Mgmt For For
ALFRED J. HICKEY, JR. Mgmt For For
DAVID C. LEE Mgmt For For
LEIF LOMO Mgmt For For
RICHARD C. LOWE Mgmt For For
DEBORAH A. MCDERMOTT Mgmt For For
JAMES A. MORGAN Mgmt For For
ADAM YOUNG Mgmt For For
VINCENT J. YOUNG Mgmt For For
02 PROPOSAL TO APPROVE THE YOUNG Mgmt Against Against
BROADCASTING INC. 2004 EQUITY
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE YOUNG Mgmt Against Against
BROADCASTING INC. 2003 NON- EMPLOYEE
DIRECTORS DEFERRED STOCK UNIT PLAN.
04 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE YOUNG BROADCASTING INC. 2001
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE TOTAL NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 50,000 TO
100,000.
05 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
ZALE CORPORATION Agenda: 932052614
CUSIP: 988858106 Meeting Type: Annual
Ticker: ZLC Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. DINICOLA Mgmt For For
MARY L. FORTE Mgmt For For
J. GLEN ADAMS Mgmt For For
A. DAVID BROWN Mgmt For For
MARY E. BURTON Mgmt For For
PETER P. COPSES Mgmt For For
RICHARD C. MARCUS Mgmt For For
02 TO APPROVE THE ZALE CORPORATION 2003 Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE ZALE CORPORATION Mgmt For For
EXECUTIVE BONUS PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
- -------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda: 932127269
CUSIP: G6852T105 Meeting Type: Annual
Ticker: PRE Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VITO H. BAUMGARTNER Mgmt For For
JEAN-PAUL MONTUPET Mgmt For For
JOHN A. ROLLWAGEN Mgmt For For
LUCIO STANCA Mgmt For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS FROM TEN TO
ELEVEN, WITH THE MINIMUM NUMBER OF
DIRECTORS SET AT THREE, AND FOR THE
BOARD TO BE AUTHORIZED TO FILL ANY
VACANCIES AS AND WHEN THEY DEEM
EXPEDIENT.
03 TO AMEND THE BYE-LAWS OF THE COMPANY Mgmt For For
TO REMOVE THE EXEMPTION WHICH
EXCLUDES SWISS REINSURANCE COMPANY
AND ITS AFFILIATES FROM THE
PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE
VOTING RIGHTS ATTACHED TO THE
COMPANY S ISSUED AND OUTSTANDING
SHARES.
04 TO INCREASE THE NUMBER OF COMMON Mgmt Against Against
SHARES RESERVED FOR ISSUANCE UNDER
THE PARTNERRE LTD. EMPLOYEE INCENTIVE
PLAN FROM 3,500,000 COMMON SHARES TO
5,000,000 COMMON SHARES.
05 TO REAPPOINT THE FIRM OF DELOITTE & Mgmt For For
TOUCHE TO SERVE AS INDEPENDENT
AUDITORS OF THE COMPANY UNTIL THE
COMPANY S 2005 ANNUAL GENERAL MEETING
AND TO REFER TO THE BOARD OF
DIRECTORS THE AUTHORITY TO DETERMINE
THE REMUNERATION OF DELOITTE &
06 OTHER - IN THEIR DISCRETION UPON SUCH Mgmt For For
OTHER MATTERS, INCLUDING WITHHOLDING
A QUORUM, IF NECESSARY, AS MAY
PROPERLY COME BEFORE THE ANNUAL
- -------------------------------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD. Agenda: 932136941
CUSIP: G7127P100 Meeting Type: Annual
Ticker: PTP Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. FURLONG BALDWIN Mgmt For For
JONATHAN F. BANK Mgmt For For
DAN R. CARMICHAEL Mgmt For For
NEILL A. CURRIE Mgmt For For
JAY S. FISHMAN Mgmt For For
GREGORY E.A. MORRISON Mgmt For For
STEVEN H. NEWMAN Mgmt For For
PETER T. PRUITT Mgmt For For
04 THE PROPOSAL TO AMEND BYE-LAWS OF THE Mgmt For For
COMPANY BY REMOVING SECTION 44(2),
WHICH REQUIRES THE SHAREHOLDERS OF
THE COMPANY TO CONSIDER MATTERS THAT
ARE SUBMITTED TO THE SHAREHOLDERS OF
THE COMPANY S NON-U.S. SUBSIDIARIES.
05 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2002 SHARE INCENTIVE PLAN.
06 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP, INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS AS INDEPENDENT
AUDITORS FOR THE COMPANY.
2A THE PROPOSAL TO ELECT GREGORY E.A. Mgmt For For
MORRISON TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
2B THE PROPOSAL TO ELECT MICHAEL D. Mgmt For For
PRICE TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
2C THE PROPOSAL TO ELECT WILLIAM A. Mgmt For For
ROBBIE TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
3A THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF WILLIAM A. ROBBIE TO
THE BOARD OF DIRECTORS OF PLATINUM RE
3B THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF RUSSELL WORSLEY TO THE
BOARD OF DIRECTORS OF PLATINUM RE
- -------------------------------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD. Agenda: 932036898
CUSIP: G7127P100 Meeting Type: Annual
Ticker: PTP Meeting Date: 9/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. FURLONG BALDWIN Mgmt
JONATHAN F. BANK Mgmt
DAN R. CARMICHAEL Mgmt
NEILL A. CURRIE Mgmt
JAY S. FISHMAN Mgmt
GREGORY E.A. MORRISON Mgmt
STEVEN H. NEWMAN Mgmt
PETER T. PRUITT Mgmt
04 TO CONSIDER AND APPROVE THE COMPANY S Mgmt
SECTION 162(M) PERFORMANCE INCENTIVE
PLAN, WHICH ENABLES THE COMPANY TO
PROVIDE INCENTIVE COMPENSATION TO
EXECUTIVE OFFICERS OF THE COMPANY WHO
ARE EMPLOYED BY PLATINUM UNDERWRITERS
REINSURANCE, INC. IN A MANNER THAT
QUALIFIES AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF
THE INTERNAL
05 TO CONSIDER AND TAKE ACTION UPON A Mgmt
PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP, INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS, AS INDEPENDENT
AUDITORS FOR THE COMPANY AND KPMG
(BERMUDA), INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS, AS INDEPENDENT
AUDITORS FOR PLATINUM UNDERWRITERS
BERMUDA, LTD. FOR THE 2003 FISCAL
2A TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO ELECT GREGORY E.A
MORRISON DIRECTOR OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
2B TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO ELECT MICHAEL D. PRICE
DIRECTOR OF PLATINUM UNDERWRITERS
BERMUDA, LTD.
2C TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO ELECT WILLIAM A. ROBBIE
DIRECTOR OF PLATINUM UNDERWRITERS
BERMUDA, LTD.
3A TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO APPOINT GREGORY E.A.
MORRISON DIRECTOR OF PLATINUM RE (UK)
LIMITED.
3B TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO APPOINT CRAIG T.
PETTENGELL DIRECTOR OF PLATINUM RE
(UK) LIMITED.
3C TO CONSIDER AND TAKE ACTION UPON THE Mgmt
PROPOSAL TO APPOINT ROBERT S. PORTER
DIRECTOR OF PLATINUM RE (UK) LIMITED.
- -------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. Agenda: 932116470
CUSIP: G90078109 Meeting Type: Annual
Ticker: RIG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. LONG Mgmt For For
MARTIN B. MCNAMARA Mgmt For For
ROBERT M. SPRAGUE Mgmt For For
J. MICHAEL TALBERT Mgmt For For
02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For
LONG-TERM INCENTIVE PLAN AS DESCRIBED
IN THE PROXY STATEMENT.
03 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
METRON TECHNOLOGY N.V. Agenda: 932054618
CUSIP: N5665B105 Meeting Type: Annual
Ticker: MTCH Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT R. ANDERSON* Mgmt
DANA C. DITMORE* Mgmt
JOEL A. ELFTMANN* Mgmt
WILLIAM L. GEORGE* Mgmt
BRUCE M. JAFFE* Mgmt
SHO NAKANUMA* Mgmt
DOUGLAS J. MCCUTCHEON** Mgmt
GREGORY S. GRESKOVICH** Mgmt
03 TO APPROVE THE COMPANY S AMENDED AND Mgmt
RESTATED EMPLOYEE STOCK OPTION PLAN,
AS AMENDED, TO INCREASE THE AGGREGATE
NUMBER OF COMMON SHARES AUTHORIZED
FOR ISSUANCE UNDER SUCH PLAN BY
600,000 SHARES.
04 TO APPROVE THE COMPANY S AMENDED AND Mgmt
RESTATED 1997 DIRECTORS STOCK OPTION
PLAN, AS AMENDED, TO INCREASE THE
ANNUAL OPTION GRANT TO EACH
SUPERVISORY DIRECTOR FROM AN OPTION
TO PURCHASE 3,750 SHARES TO AN OPTION
TO PURCHASE 5,000 SHARES.
05 TO APPROVE THE ADOPTION OF THE Mgmt
COMPANY S 2003 EMPLOYEE STOCK
PURCHASE PLAN, AUTHORIZING 200,000
COMMON SHARES FOR ISSUANCE.
06 TO APPROVE THE COMPANY S ABILITY TO Mgmt
ISSUE COMMON SHARES IN AN AGGREGATE
AMOUNT EXCEEDING 19.999% OF THE
COMPANY S OUTSTANDING SHARES PURSUANT
TO CONVERTIBLE DEBENTURES AND
WARRANTS ISSUED IN AUGUST 2003.
07 TO APPROVE THE ADOPTION OF THE ANNUAL Mgmt
ACCOUNTS (JAARREKENING) OF THE
COMPANY FOR THE FISCAL YEAR ENDED
MAY 31, 2003.
08 TO APPROVE THE SELECTION OF Mgmt
PRICEWATERHOUSECOOPERS N.V. AS
STATUTORY AUDITORS AND TO RATIFY
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
09 TO APPROVE THE PREPARATION OF THE Mgmt
COMPANY S ANNUAL REPORT FOR THE
FISCAL YEAR ENDED MAY 31, 2003 IN THE
ENGLISH LANGUAGE.
- -------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda: 932150989
CUSIP: V7780T103 Meeting Type: Annual
Ticker: RCL Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TOR B. ARNEBERG Mgmt For For
WILLIAM L. KIMSEY Mgmt For For
GERT W. MUNTHE Mgmt For For
THOMAS J. PRITZKER Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
2000 STOCK AWARD PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
FMI Large Cap Fund 0001023391
- -------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION Agenda: 932101708
CUSIP: 020039103 Meeting Type: Annual
Ticker: AT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT T. FORD Mgmt For For
L.L. GELLERSTEDT, III Mgmt For For
EMON A. MAHONY, JR. Mgmt For For
RONALD TOWNSEND Mgmt For For
02 RATIFICATION OF APPOINTMENTS OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL- EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
- -------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda: 932102495
CUSIP: 053611109 Meeting Type: Annual
Ticker: AVY Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP M. NEAL Mgmt For For
FRANK V. CAHOUET Mgmt For For
PETER W. MULLIN Mgmt For For
BRUCE E. KARATZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR, WHICH ENDS
ON JANUARY 1, 2005
03 REAPPROVAL OF THE SENIOR EXECUTIVE Mgmt Against Against
LEADERSHIP COMPENSATION PLAN
04 REAPPROVAL OF THE EXECUTIVE LONG-TERM Mgmt Against Against
INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda: 932080029
CUSIP: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
JAMES F. ORR Mgmt For For
MARGARETHA AF UGGLAS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 ADOPTION OF 2004 EMPLOYEE AND Mgmt Against Against
DIRECTOR EQUITY-BASED COMPENSATION
PLAN. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST PROPOSAL
04 CUMULATIVE VOTING. Shr For Against
- -------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda: 932104071
CUSIP: 084670207 Meeting Type: Annual
Ticker: BRKB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
SUSAN T. BUFFETT Mgmt For For
HOWARD G. BUFFETT Mgmt For For
MALCOLM G. CHACE Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
02 SHAREHOLDER PROPOSAL: TO APPROVE THE Shr Against For
STOCKHOLDER PROPOSAL WITH RESPECT TO
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda: 932053616
CUSIP: 088606108 Meeting Type: Annual
Ticker: BHP Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE FINANCIAL STATEMENTS Mgmt For For
AND REPORTS OF BHP BILLITON LIMITED
02 TO RECEIVE THE FINANCIAL STATEMENTS Mgmt For For
AND REPORTS OF BHP BILLITON PLC
03 TO RE-ELECT DR D C BRINK AS A Mgmt For For
DIRECTOR OF BHP BILLITON LIMITED
04 DR D C BRINK* Mgmt For For
MR M A CHANEY* Mgmt For For
LD. RENWICK OF CLIFTON* Mgmt For For
MR M SALAMON* Mgmt For For
DR J G BUCHANAN* Mgmt For For
05 TO RE-ELECT MR M A CHANEY AS A Mgmt For For
DIRECTOR OF BHP BILLITON LIMITED
07 TO RE-ELECT LORD RENWICK OF CLIFTON Mgmt For For
AS A DIRECTOR OF BHP BILLITON LIMITED
09 TO ELECT MR M SALAMON AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED
11 TO ELECT DR J G BUCHANAN AS A Mgmt For For
DIRECTOR OF BHP BILLITON LIMITED
13 TO RE-APPOINT THE AUDITORS OF BHP Mgmt For For
BILLITON PLC
14 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For
ALLOT SHARES IN BHP BILLITON PLC
15 TO RENEW THE DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS IN BHP BILLITON PLC
16 TO AUTHORIZE BHP BILLITON PLC TO MAKE Mgmt For For
MARKET PURCHASES OF ITS OWN SHARES
17 TO APPROVE THE REMUNERATION REPORT Mgmt For For
18 TO APPROVE THE ISSUE OF AWARDS TO MR Mgmt For For
C W GOODYEAR UNDER BHP BILLITON
LIMITED S GROUP INCENTIVE SCHEME
19 TO APPROVE THE ISSUE OF AWARDS TO MR Mgmt For For
M SALAMON UNDER BHP BILLITON PLC S
GROUP INCENTIVE SCHEME
- -------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347
CUSIP: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.R. DOLAN Mgmt For For
L.V. GERSTNER, JR. Mgmt For For
L. JOHANSSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 PUBLICATION OF POLITICAL Shr Against For
04 PROHIBITION OF POLITICAL Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr For Against
POSITIONS
06 HIV/AIDS-TB-MALARIA Shr Against For
07 DIRECTOR VOTE THRESHOLD Shr For Against
- -------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda: 932122637
CUSIP: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH W. BABB, JR. Mgmt For For
01 JAMES F. CORDES Mgmt For For
PETER D. CUMMINGS Mgmt For For
TODD W. HERRICK Mgmt For For
WILLIAM P. VITITOE Mgmt For For
KENNETH L. WAY Mgmt For For
02 APPROVAL AND RATIFICATION OF THE Mgmt For For
COMERICA INCORPORATED AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE COMERICA INCORPORATED Mgmt Against Against
INCENTIVE PLAN FOR NON- EMPLOYEE
DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt Against Against
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr For Against
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda: 932114642
CUSIP: 302571104 Meeting Type: Annual
Ticker: FPL Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. JESSE ARNELLE Mgmt For For
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
01 LEWIS HAY III Mgmt For For
FREDERIC V. MALEK Mgmt For For
MICHAEL H. THAMAN Mgmt For For
PAUL R. TREGURTHA Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
LONG TERM INCENTIVE PLAN, IN AN
AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN Mgmt Against Against
AS REQUIRED BY THE INTERNAL REVENUE
CODE.
05 APPROVAL OF THE PERFORMANCE-BASED Mgmt Against Against
AWARDS PROVISIONS OF THE AMENDED AND
RESTATED LONG TERM INCENTIVE PLAN AS
REQUIRED BY THE INTERNAL REVENUE
06 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda: 932038183
CUSIP: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 9/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
GEORGE J. MITCHELL Mgmt For For
JOSHUA I. SMITH Mgmt For For
02 APPROVAL OF INCENTIVE STOCK PLAN. Mgmt Against Against
03 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda: 932106443
CUSIP: 384802104 Meeting Type: Annual
Ticker: GWW Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRIAN P. ANDERSON Mgmt For For
WESLEY M. CLARK Mgmt For For
WILBUR H. GANTZ Mgmt For For
DAVID W. GRAINGER Mgmt For For
01 RICHARD L. KEYSER Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
JAMES D. SLAVIK Mgmt For For
HAROLD B. SMITH Mgmt For For
JANIECE S. WEBB Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda: 932098723
CUSIP: 494368103 Meeting Type: Annual
Ticker: KMB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA S.J. CAFFERTY Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
LINDA JOHNSON RICE Mgmt For For
MARC J. SHAPIRO Mgmt For For
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY Mgmt For For
PARTICIPATION PLAN
03 APPROVAL OF AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
CORPORATION S AMENDED AND RESTATED
RIGHTS AGREEMENT
- -------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda: 932174662
CUSIP: 501044101 Meeting Type: Annual
Ticker: KR Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN L. CLENDENIN Mgmt For For
DAVID B. DILLON Mgmt For For
DAVID B. LEWIS Mgmt For For
DON W. MCGEORGE Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
SUSAN M. PHILLIPS Mgmt For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AS AUDITORS.
03 APPROVE SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO AMEND
REGULATIONS TO REQUIRE ALL DIRECTORS
TO BE ELECTED ANNUALLY.
04 APPROVE SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO RECOMMEND
SEPARATION OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER POSITIONS.
05 APPROVE SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO RECOMMEND
SHAREHOLDER APPROVAL OF SEVERANCE
AGREEMENTS.
- -------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda: 932120912
CUSIP: 651229106 Meeting Type: Annual
Ticker: NWL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT S. COWEN Mgmt For For
CYNTHIA A. MONTGOMERY Mgmt For For
ALLAN P. NEWELL Mgmt For For
GORDON R. SULLIVAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED Agenda: 932047384
CUSIP: 652487703 Meeting Type: Annual
Ticker: NWS Meeting Date: 10/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
02 APPROVAL OF AN ORDINARY RESOLUTION TO Mgmt
GRANT OPTIONS TO CERTAIN EXECUTIVE
DIRECTORS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
03 APPROVAL OF AN ORDINARY RESOLUTION
Mgmt THAT THE COMPANY APPROVES
PAYMENT OF AN AGGREGATE OF UP TO
A$1.85 MILLION (APPROXIMATELY US$1.2
MILLION) PER ANNUM TO THE DIRECTORS,
OTHER THAN ANY IN FULL-TIME
EMPLOYMENT OF THE COMPANY OR ANY OF
ITS SUBSIDIARIES, FOR THEIR SERVICES
AS DIRECTORS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
1A APPROVAL OF THE RE-ELECTION OF MR. Mgmt
LACHLAN MURDOCH, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
1B APPROVAL OF THE RE-ELECTION OF MR. Mgmt
THOMAS PERKINS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
1C APPROVAL OF THE RE-ELECTION OF MR. Mgmt
STANLEY SHUMAN, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
1D APPROVAL OF THE RE-ELECTION OF MR. Mgmt
ARTHUR SISKIND, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt For For
02 PROPOSAL TO AMEND THE LONG TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt Against Against
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda: 932156020
CUSIP: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY L. CRITTENDEN Mgmt For For
EDMOND J. ENGLISH Mgmt For For
RICHARD G. LESSER Mgmt For For
02 AMENDMENTS TO THE STOCK INCENTIVE Mgmt Against Against
03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For
STANDARDS CODE OF CONDUCT AND
INDEPENDENT MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
REPORT ON VENDOR COMPLIANCE PROGRAM.
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF ELECTION OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda: 932106241
CUSIP: 918204108 Meeting Type: Annual
Ticker: VFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. CRUTCHFIELD Mgmt For For
GEORGE FELLOWS Mgmt For For
DANIEL R. HESSE Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
02 APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against
OF VF S 1996 STOCK COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 1, 2005.
04 SHAREHOLDER PROPOSAL REQUESTING Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS FOR THE PURPOSE OF DIRECTOR
ELECTIONS.
05 SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY
RELATING TO INTERNATIONAL LABOR
ORGANIZATION STANDARDS AND ISSUE A
REPORT ON THE POLICY S
- -------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda: 932128982
CUSIP: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA CAFFERTY Mgmt For For
FRANK M. CLARK, JR. Mgmt For For
ROBERT S. MILLER Mgmt For For
A. MAURICE MYERS Mgmt For For
JOHN C. POPE Mgmt For For
W. ROBERT REUM Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
DAVID P. STEINER Mgmt For For
CARL W. VOGT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt Against Against
2004 STOCK INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt Against Against
2005 ANNUAL INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda: 932120760
CUSIP: 988498101 Meeting Type: Annual
Ticker: YUM Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT HOLLAND, JR. Mgmt For For
DAVID C. NOVAK Mgmt For For
JACKIE TRUJILLO Mgmt For For
02 APPROVAL OF THE PROPOSAL TO APPROVE Mgmt For For
THE COMPANY S EXECUTIVE INCENTIVE
COMPENSATION PLAN (PAGE 18 OF PROXY)
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 20 OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SMOKE-FREE FACILITIES (PAGE 21 OF
05 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
SUSTAINABILITY REPORT (PAGE 23 OF
PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
MACBRIDE PRINCIPLES (PAGE 26 OF
07 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
GENETICALLY ENGINEERED FOOD REPORT
(PAGE 28 OF PROXY)
08 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANIMAL WELFARE STANDARDS REPORT (PAGE
31 OF PROXY)
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FMI Funds, Inc.
By (Signature) /S/ Ted D. Kellner
-------------------------
Name Ted D. Kellner
Title President
Date 08-31-2004