UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-7047
MARSHALL FUNDS, INC.
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(Exact name of registrant as specified in charter)
1000 N. Water Street
Milwaukee, WI 53202 53202
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(Address of principal executive offices) (Zip code)
John M. Blaser
M&I Investment Management Corp.
1000 N. Water Street
Milwaukee, WI 53202
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(Name and address of agent for service)
Registrant's telephone number, including area code: 414-287-8750
Date of fiscal year end: 08/31
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Marshall Large Cap Growth 0000889366
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BMC SOFTWARE, INC. Agenda: 932027394
CUSIP: 055921100 Meeting Type: Annual
Ticker: BMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 B. GARLAND CUPP Mgmt For For
ROBERT E. BEAUCHAMP Mgmt For For
JON E. BARFIELD Mgmt For For
JOHN W. BARTER Mgmt For For
MELDON K. GAFNER Mgmt For For
L.W. GRAY Mgmt For For
KATHLEEN A. O'NEIL Mgmt For For
GEORGE F. RAYMOND Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE BOARD S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING MARCH 31, 2004.
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BOSTON SCIENTIFIC CORPORATION Agenda: 932043754
CUSIP: 101137107 Meeting Type: Special
Ticker: BSX Meeting Date: 10/6/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
SECOND RESTATED CERTIFICATE OF
INCORPORATION.
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CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVE BING Mgmt For For
JOHN F. FINN Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt For For
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CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 CAROL A. BARTZ Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
DONALD T. VALENTINE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Shr Against For
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Shr Against For
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIFIC
DATES, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
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COMPUTER SCIENCES CORPORATION Agenda: 932020732
CUSIP: 205363104 Meeting Type: Annual
Ticker: CSC Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 IRVING W. BAILEY, II Mgmt For For
STEPHEN L. BAUM Mgmt For For
RODNEY F. CHASE Mgmt For For
VAN B. HONEYCUTT Mgmt For For
WILLIAM R. HOOVER Mgmt For For
LEON J. LEVEL Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
F. WARREN MCFARLAN Mgmt For For
JAMES R. MELLOR Mgmt For For
WILLIAM P. RUTLEDGE Mgmt For For
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THE ESTEE LAUDER COMPANIES INC. Agenda: 932047702
CUSIP: 518439104 Meeting Type: Annual
Ticker: EL Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 IRVINE O. HOCKADAY, JR. Mgmt For For
FRED H. LANGHAMMER Mgmt For For
ROSE MARIE BRAVO Mgmt For For
02 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
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MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S
INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
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MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 Mgmt For For
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
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NIKE, INC. Agenda: 932033854
CUSIP: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN E. JAQUA Mgmt For For
A. MICHAEL SPENCE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
NIKE, INC. 1990 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
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ORACLE CORPORATION Agenda: 932041887
CUSIP: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 10/13/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JEFFREY O. HENLEY Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY BERG Mgmt For For
SAFRA CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JOSEPH A. GRUNDFEST Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION Mgmt For For
OF THE FISCAL YEAR 2004 EXECUTIVE BONUS
PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS Shr Against For
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA
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PARKER-HANNIFIN CORPORATION Agenda: 932045734
CUSIP: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 10/22/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DUANE E. COLLINS Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
GIULIO MAZZALUPI Mgmt For For
KLAUS-PETER MULLER Mgmt For For
ALLAN L. RAYFIELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FY04.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
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THE PROCTER & GAMBLE COMPANY Agenda: 932038474
CUSIP: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVE THE PROCTER & GAMBLE 2003 NON- Mgmt For For
EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Shr Against For
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Shr Against For
GENETICALLY ENGINEERED FOODS
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SYMANTEC CORPORATION Agenda: 932029134
CUSIP: 871503108 Meeting Type: Annual
Ticker: SYMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TANIA AMOCHAEV Mgmt For For
WILLIAM COLEMAN Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
DAVID MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
BILL OWENS Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
02 ADOPTION OF SYMANTEC S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
03 AMENDMENT OF SYMANTEC S 1996 EQUITY Mgmt For For
INCENTIVE PLAN TO ALLOW GRANTS OF
RESTRICTED STOCK.
04 ADOPTION OF SYMANTEC S SENIOR EXECUTIVE Mgmt For For
INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS.
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FLEXTRONICS INTERNATIONAL LTD. Agenda: 932042043
CUSIP: Y2573F102 Meeting Type: Annual
Ticker: FLEX Meeting Date: 9/30/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RE-ELECTION OF RICHARD L. SHARP AS A Mgmt For For
DIRECTOR OF THE COMPANY.
03 RE-APPOINTMENT OF PATRICK FOLEY AS A Mgmt For For
DIRECTOR OF THE COMPANY.
04 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING MARCH 31, 2004.
05 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1997 EMPLOYEE SHARE PURCHASE PLAN.
06 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
07 TO APPROVE THE AUTHORIZATION FOR THE Mgmt For For
COMPANY TO PROVIDE CASH COMPENSATION TO
ITS DIRECTORS.
08 TO APPROVE THE AUTHORIZATION OF THE Mgmt For For
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE COMPANY OF
ITS OWN ISSUED ORDINARY SHARES.
2A RE-ELECTION OF JAMES A. DAVIDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY.
2B RE-ELECTION OF LIP-BU TAN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
Marshall Mid Cap Growth 0000889366
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AFFILIATED COMPUTER SERVICES, INC. Agenda: 932049542
CUSIP: 008190100 Meeting Type: Annual
Ticker: ACS Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DARWIN DEASON Mgmt For For
JEFFREY A. RICH Mgmt For For
MARK A. KING Mgmt For For
JOSEPH P. O'NEILL Mgmt For For
FRANK A. ROSSI Mgmt For For
J. LIVINGSTON KOSBERG Mgmt For For
DENNIS MCCUISTION Mgmt For For
02 TO APPROVE THE PERFORMANCE-BASED Mgmt For For
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2004.
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THE BISYS GROUP, INC. Agenda: 932056446
CUSIP: 055472104 Meeting Type: Annual
Ticker: BSG Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 LYNN J. MANGUM Mgmt For For
DENIS A. BOVIN Mgmt For For
ROBERT J. CASALE Mgmt For For
THOMAS A. COOPER Mgmt For For
PAULA G. MCINERNEY Mgmt For For
THOMAS E. MCINERNEY Mgmt For For
JOSEPH J. MELONE Mgmt For For
DENNIS R. SHEEHAN Mgmt For For
02 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 EMPLOYEE STOCK PURCHASE PLAN.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
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BARR PHARMACEUTICALS, INC Agenda: 932046596
CUSIP: 068306109 Meeting Type: Annual
Ticker: BRL Meeting Date: 10/23/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 BRUCE L. DOWNEY Mgmt For For
PAUL M. BISARO Mgmt For For
CAROLE S. BEN-MAIMON Mgmt For For
GEORGE P. STEPHAN Mgmt For For
JACK M. KAY Mgmt For For
HAROLD N. CHEFITZ Mgmt For For
RICHARD R. FRANKOVIC Mgmt For For
PETER R. SEAVER Mgmt For For
JAMES S. GILMORE, III Mgmt For For
02 APPROVAL OF THE REINCORPORATION OF THE Mgmt For For
COMPANY IN THE STATE OF DELAWARE.
03 APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK FROM 100,000,000 TO 200,000,000.
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BEARINGPOINT, INC. Agenda: 932052309
CUSIP: 074002106 Meeting Type: Annual
Ticker: BE Meeting Date: 11/4/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RANDOLPH C. BLAZER Mgmt
RODERICK C. MCGEARY Mgmt
ALICE M. RIVLIN Mgmt
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MEDICIS PHARMACEUTICAL CORPORATION Agenda: 932059581
CUSIP: 584690309 Meeting Type: Annual
Ticker: MRX Meeting Date: 11/19/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 ARTHUR G. ALTSCHUL, JR. Mgmt For For
PHILIP S. SCHEIN, M.D. Mgmt For For
02 TO APPROVE AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 50,000,000
SHARES TO 150,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
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RUBY TUESDAY, INC. Agenda: 932037915
CUSIP: 781182100 Meeting Type: Annual
Ticker: RI Meeting Date: 10/7/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DR. DONALD RATAJCZAK Mgmt For For
SAMUEL E. BEALL, III Mgmt For For
CLAIRE L. ARNOLD Mgmt For For
02 TO APPROVE THE COMPANY S 2003 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD OF DIRECTORS
REVIEW THE COMPANY S POLICIES AND ISSUE A
REPORT ON THE RISKS, FINANCIAL COSTS AND
BENEFITS, AND ENVIRONMENTAL IMPACTS OF
CONTINUED USE OF GENETICALLY ENGINEERED
INGREDIENTS IN THE COMPANY S FOOD
PRODUCTS. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST THE
SHAREHOLDER PROPOSAL
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TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932050735
CUSIP: 881624209 Meeting Type: Special
Ticker: TEVA Meeting Date: 10/27/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI SLONIM
WHOSE TERM ENDS ON OCTOBER 17, 2003.
02 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN). SUCH
ANNUAL REMUNERATION IS TO BE SET AT NIS
100,000 WITH AN ADDITIONAL NIS 3,000 PER
MEETING. DIRECTORS WHO ARE ALSO COMMITTEE
CHAIRPERSONS SHALL RECEIVE ANNUAL
REMUNERATION OF NIS 125,000. SUCH
REMUNERATION SHALL BE ADJUSTED IN
ACCORDANCE WITH THE ISRAELI PRICE INDEX.
Marshall Mid Cap Value 0000889366
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BMC SOFTWARE, INC. Agenda: 932027394
CUSIP: 055921100 Meeting Type: Annual
Ticker: BMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 B. GARLAND CUPP Mgmt For For
ROBERT E. BEAUCHAMP Mgmt For For
JON E. BARFIELD Mgmt For For
JOHN W. BARTER Mgmt For For
MELDON K. GAFNER Mgmt For For
L.W. GRAY Mgmt For For
KATHLEEN A. O'NEIL Mgmt For For
GEORGE F. RAYMOND Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE BOARD S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING MARCH 31, 2004.
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CENTEX CORPORATION Agenda: 932011048
CUSIP: 152312104 Meeting Type: Annual
Ticker: CTX Meeting Date: 7/17/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DAN W. COOK III* Mgmt For For
THOMAS J. FALK* Mgmt For For
LAURENCE E. HIRSCH* Mgmt For For
THOMAS M. SCHOEWE* Mgmt For For
JOSIAH O. LOW, III** Mgmt For For
DAVID M. SHERER** Mgmt For For
STEPHEN M. WEINBERG** Mgmt For For
ROGER O. WEST** Mgmt For For
3H2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR FOR 2004.**
C2 APPROVAL OF THE 2003 ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN.*
C3 APPROVAL OF THE CENTEX CORPORATION 2003 Mgmt For For
EQUITY INCENTIVE PLAN.*
C4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR FOR 2004.*
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COMPUTER SCIENCES CORPORATION Agenda: 932020732
CUSIP: 205363104 Meeting Type: Annual
Ticker: CSC Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRVING W. BAILEY, II Mgmt For For
STEPHEN L. BAUM Mgmt For For
RODNEY F. CHASE Mgmt For For
VAN B. HONEYCUTT Mgmt For For
WILLIAM R. HOOVER Mgmt For For
LEON J. LEVEL Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
F. WARREN MCFARLAN Mgmt For For
JAMES R. MELLOR Mgmt For For
WILLIAM P. RUTLEDGE Mgmt For For
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COPART, INC. Agenda: 932060065
CUSIP: 217204106 Meeting Type: Annual
Ticker: CPRT Meeting Date: 12/8/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
HAROLD BLUMENSTEIN Mgmt For For
JAMES GROSFELD Mgmt For For
JAMES E. MEEKS Mgmt For For
MARVIN L. SCHMIDT Mgmt For For
JONATHAN VANNINI Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR 1994 EMPLOYEE STOCK PURCHASE PLAN,
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE CURRENT FISCAL YEAR ENDING JULY 31,
2004.
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PARKER-HANNIFIN CORPORATION Agenda: 932045734
CUSIP: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 10/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DUANE E. COLLINS Mgmt For For
01 ROBERT J. KOHLHEPP Mgmt For For
GIULIO MAZZALUPI Mgmt For For
KLAUS-PETER MULLER Mgmt For For
ALLAN L. RAYFIELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FY04.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. Agenda: 932034236
CUSIP: 832248108 Meeting Type: Annual
Ticker: SFD Meeting Date: 9/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH W. LUTER, III Mgmt For For
WENDELL H. MURPHY Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MAY
2, 2004.
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WATSON WYATT & COMPANY HOLDINGS Agenda: 932056092
CUSIP: 942712100 Meeting Type: Annual
Ticker: WW Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GILBERT T. RAY Mgmt For For
JOHN B. SHOVEN Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE 2001 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE AMENDED COMPENSATION PLAN Mgmt For For
FOR OUTSIDE DIRECTORS
Marshall Small Cap Growth 0000889366
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AMC ENTERTAINMENT INC. Agenda: 932037826
CUSIP: 001669100 Meeting Type: Annual
Ticker: AEN Meeting Date: 9/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. PETER C. BROWN Mgmt For For
MR. CHARLES J. EGAN, JR Mgmt For For
MR. CHARLES S. SOSLAND Mgmt For For
MR. PAUL E. VARDEMAN Mgmt For For
MR. MICHAEL N. GARIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING APRIL 1, 2004.
03 PROPOSAL TO APPROVE THE 2003 AMC Mgmt For For
ENTERTAINMENT INC. LONG-TERM INCENTIVE
PLAN.
- -------------------------------------------------------------------------------------------------------
AMERISTAR CASINOS, INC. Agenda: 932010096
CUSIP: 03070Q101 Meeting Type: Annual
Ticker: ASCA Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS M. STEINBAUER Mgmt For For
LESLIE NATHANSON JURIS Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED 1999 STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER
TO 5,500,000.
- -------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda: 932051941
CUSIP: 127190304 Meeting Type: Annual
Ticker: CAI Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL J. BAYER Mgmt For For
PETER A. DEROW Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
J. PHILLIP LONDON Mgmt For For
BARBARA A. MCNAMARA Mgmt For For
ARTHUR L. MONEY Mgmt For For
01 WARREN R. PHILLIPS Mgmt For For
CHARLES P. REVOILE Mgmt For For
RICHARD P. SULLIVAN Mgmt For For
JOHN M. TOUPS Mgmt For For
LARRY D. WELCH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
DRS TECHNOLOGIES, INC. Agenda: 932024297
CUSIP: 23330X100 Meeting Type: Annual
Ticker: DRS Meeting Date: 8/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRA ALBOM Mgmt For For
MARK N. KAPLAN Mgmt For For
DENNIS J. REIMER Mgmt For For
02 TO APPROVE THE AUDITOR RATIFICATION Mgmt For For
- -------------------------------------------------------------------------------------------------------
HYPERION SOLUTIONS CORPORATION Agenda: 932052652
CUSIP: 44914M104 Meeting Type: Annual
Ticker: HYSL Meeting Date: 11/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY RODEK Mgmt For For
ALDO PAPONE Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 1,500,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda: 932033208
CUSIP: 458118106 Meeting Type: Annual
Ticker: IDTI Meeting Date: 9/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. LANG Mgmt For For
02 AMENDMENT TO THE COMPANY S 1984 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
INTRAWEST CORPORATION Agenda: 932059606
CUSIP: 460915200 Meeting Type: Annual
Ticker: IDR Meeting Date: 11/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R. THOMAS M. ALLAN Mgmt For For
JOE S. HOUSSIAN Mgmt For For
DANIEL O. JARVIS Mgmt For For
DAVID A. KING Mgmt For For
GORDON H. MACDOUGALL Mgmt For For
PAUL M. MANHEIM Mgmt For For
PAUL A. NOVELLY Mgmt For For
BERNARD A. ROY Mgmt For For
KHALED C. SIFRI Mgmt For For
NICHOLAS C.H. VILLIERS Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE
CORPORATION.
03 THE AUTHORITY OF THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
- -------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda: 932020768
CUSIP: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 8/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO AMEND OUR 2001 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER SUCH
PLAN BY 975,000 SHARES.
03 PROPOSAL TO AMEND OUR 2001 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD, COMMENCING JANUARY
1, 2005, AN ANNUAL AUTOMATIC INCREASE IN
THE NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER SUCH PLAN.
- -------------------------------------------------------------------------------------------------------
OVERLAND STORAGE, INC. Agenda: 932054810
CUSIP: 690310107 Meeting Type: Annual
Ticker: OVRL Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER CALISI Mgmt For For
ROBERT A. DEGAN Mgmt For For
SCOTT MCCLENDON Mgmt For For
JOHN MUTCH Mgmt For For
PETER PREUSS Mgmt For For
JOHN A. SHANE Mgmt For For
02 APPROVE AMENDMENT TO THE 1996 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE BY
100,000.
03 APPROVE THE 2003 EQUITY INCENTIVE PLAN. Mgmt For For
04 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
RUBY TUESDAY, INC. Agenda: 932037915
CUSIP: 781182100 Meeting Type: Annual
Ticker: RI Meeting Date: 10/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DR. DONALD RATAJCZAK Mgmt For For
SAMUEL E. BEALL, III Mgmt For For
CLAIRE L. ARNOLD Mgmt For For
02 TO APPROVE THE COMPANY S 2003 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD OF DIRECTORS
REVIEW THE COMPANY S POLICIES AND ISSUE A
REPORT ON THE RISKS, FINANCIAL COSTS AND
BENEFITS, AND ENVIRONMENTAL IMPACTS OF
CONTINUED USE OF GENETICALLY ENGINEERED
INGREDIENTS IN THE COMPANY S FOOD
PRODUCTS. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST THE
SHAREHOLDER PROPOSAL
- -------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. Agenda: 932017216
CUSIP: 846425882 Meeting Type: Annual
Ticker: SBSA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAUL ALARCON, JR. Mgmt For For
PABLO RAUL ALARCON, SR. Mgmt For For
JASON L. SHRINSKY Mgmt For For
CARL PARMER Mgmt For For
JACK LANGER Mgmt For For
DAN MASON Mgmt For For
- -------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda: 932055951
CUSIP: 874054109 Meeting Type: Special
Ticker: TTWO Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK.
MF Equity Income 0000889366
- -------------------------------------------------------------------------------------------------------
AT&T CORP. Agenda: 932102647
CUSIP: 001957505 Meeting Type: Annual
Ticker: T Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W.F. ALDINGER Mgmt For For
K.T. DERR Mgmt For For
D.W. DORMAN Mgmt For For
M.K. EICKHOFF Mgmt For For
H.L. HENKEL Mgmt For For
F.C. HERRINGER Mgmt For For
S.A. JACKSON Mgmt For For
J.C. MADONNA Mgmt For For
D.F. MCHENRY Mgmt For For
T.L. WHITE Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVE THE AT&T 2004 LONG TERM INCENTIVE Mgmt For For
PROGRAM
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr Against For
05 POISON PILL Shr Against For
06 SEPARATE THE CHAIR AND CEO POSITION Shr Against For
07 EXECUTIVE COMPENSATION Shr Against For
- -------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. Agenda: 932167578
CUSIP: 013104104 Meeting Type: Annual
Ticker: ABS Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAMELA G. BAILEY Mgmt For For
TERESA BECK Mgmt For For
BETH M. PRITCHARD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE ALBERTSON S, INC. 2004 Mgmt For For
EQUITY AND PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTE FOR DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTING.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
SEVERANCE AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED Shr Against For
BOARD.
- -------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION Agenda: 932101708
CUSIP: 020039103 Meeting Type: Annual
Ticker: AT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT T. FORD Mgmt For For
L.L. GELLERSTEDT, III Mgmt For For
EMON A. MAHONY, JR. Mgmt For For
RONALD TOWNSEND Mgmt For For
02 RATIFICATION OF APPOINTMENTS OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL- EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
- -------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda: 932111482
CUSIP: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELIZABETH E. BAILEY Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E. R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
CARLOS SLIM HELU Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For
04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For
05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For
06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For
07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For
08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For
- -------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda: 932098254
CUSIP: 023608102 Meeting Type: Annual
Ticker: AEE Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN S. ELLIOTT Mgmt For For
CLIFFORD L. GREENWALT Mgmt For For
THOMAS A. HAYS Mgmt For For
RICHARD A. LIDDY Mgmt For For
GORDON R. LOHMAN Mgmt For For
RICHARD A. LUMPKIN Mgmt For For
JOHN PETERS MACCARTHY Mgmt For For
PAUL L. MILLER, JR. Mgmt For For
CHARLES W. MUELLER Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
GARY L. RAINWATER Mgmt For For
HARVEY SALIGMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 REPORT ON STORAGE OF IRRADIATED FUEL RODS Shr Against For
AT CALLAWAY
- -------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC Agenda: 932104932
CUSIP: 025537101 Meeting Type: Annual
Ticker: AEP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.R. BROOKS Mgmt For For
D.M. CARLTON Mgmt For For
J.P. DESBARRES Mgmt For For
R.W. FRI Mgmt For For
W.R. HOWELL Mgmt For For
L.A. HUDSON, JR. Mgmt For For
L.J. KUJAWA Mgmt For For
M.G. MORRIS Mgmt For For
R.L. SANDOR Mgmt For For
D.G. SMITH Mgmt For For
K.D. SULLIVAN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING SEVERENCE Shr Against For
AGREEMENTS FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS
05 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT Shr Against For
AUDITORS TO PERFORM ONLY AUDIT AND AUDIT
RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM Shr Against For
LIMITS FOR DIRECTORS
- -------------------------------------------------------------------------------------------------------
AMSOUTH BANCORPORATION Agenda: 932091539
CUSIP: 032165102 Meeting Type: Annual
Ticker: ASO Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CLAUDE B. NIELSEN Mgmt For For
CLEOPHUS THOMAS, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 APPROVAL OF THE AMENDED 1996 LONG TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
05 APPROVAL OF THE STOCK OPTION PLAN FOR Mgmt For For
OUTSIDE DIRECTORS.
06 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda: 932178367
CUSIP: 052769106 Meeting Type: Annual
Ticker: ADSK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL A. BARTZ Mgmt For For
MARK A. BERTELSEN Mgmt For For
CRAWFORD W. BEVERIDGE Mgmt For For
J. HALLAM DAWSON Mgmt For For
MICHAEL J. FISTER Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
STEVEN SCHEID Mgmt For For
MARY ALICE TAYLOR Mgmt For For
LARRY W. WANGBERG Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF AUTODESK, INC. FOR THE FISCAL
YEAR ENDING JANUARY 31, 2005.
03 TO CONSIDER A STOCKHOLDER PROPOSAL IF Shr Against For
PROPERLY PRESENTED AT THE MEETING.
- -------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda: 932112282
CUSIP: 054937107 Meeting Type: Annual
Ticker: BBT Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BB&T Mgmt For For
ARTICLES OF INCORPORATION.
02 TO APPROVE CERTAIN AMENDMENTS TO THE BB&T Mgmt For For
BYLAWS.
03 JOHN A. ALLISON IV Mgmt For For
RONALD E. DEAL Mgmt For For
TOM D. EFIRD Mgmt For For
ALBERT O. MCCAULEY Mgmt For For
BARRY J. FITZPATRICK Mgmt For For
J. HOLMES MORRISON Mgmt For For
JENNIFER S. BANNER Mgmt For For
ALBERT F. ZETTLEMOYER Mgmt For For
04 TO APPROVE THE BB&T CORPORATION 2004 Mgmt For For
STOCK INCENTIVE PLAN.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BB&T S
INDEPENDENT AUDITORS FOR 2004.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION MATTERS.
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt For For
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE THE Mgmt For For
NUMBER OF AUTHORIZED SHARES OF BANK OF
AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK Mgmt For For
OF AMERICA SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES
- -------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda: 932098280
CUSIP: 079860102 Meeting Type: Annual
Ticker: BLS Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BLANCHARD Mgmt For For
ARMANDO M. CODINA Mgmt For For
LEO F. MULLIN Mgmt For For
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt For For
ANNUALLY
04 APPROVE THE STOCK AND INCENTIVE Mgmt For For
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shr Against For
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS
- -------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda: 932175741
CUSIP: 086516101 Meeting Type: Annual
Ticker: BBY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRADBURY H. ANDERSON* Mgmt For For
K.J. HIGGINS VICTOR* Mgmt For For
ALLEN U. LENZMEIER* Mgmt For For
FRANK D. TRESTMAN* Mgmt For For
JAMES C. WETHERBE* Mgmt For For
RONALD JAMES** Mgmt For For
MATTHEW H. PAULL** Mgmt For For
MARY A. TOLAN** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE CURRENT FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347
CUSIP: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.R. DOLAN Mgmt For For
L.V. GERSTNER, JR. Mgmt For For
L. JOHANSSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr Against For
06 HIV/AIDS-TB-MALARIA Shr Against For
07 DIRECTOR VOTE THRESHOLD Shr Against For
- -------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda: 932159014
CUSIP: 15189T107 Meeting Type: Annual
Ticker: CNP Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
PERFORMANCE AND TIME-BASED RESTRICTED
SHARE PROGRAMS.
05 SHAREHOLDER PROPOSAL RELATING TO ELECTING Shr Against For
ALL DIRECTORS ANNUALLY AND ELIMINATION
OF DIRECTOR CLASSES WITH STAGGERED TERMS.
06 WITHHOLD GRANTING OF DISCRETIONARY Mgmt Against For
AUTHORITY TO VOTE ON ALL OTHER MATTERS
THAT MAY PROPERLY COME BEFORE THE ANNUAL
MEETING.
1 2 ROBERT T. O'CONNELL* Mgmt For For
MILTON CARROLL** Mgmt For For
JOHN T. CATER** Mgmt For For
MICHAEL E. SHANNON** Mgmt For For
- -------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.H. ARMACOST Mgmt For For
R.E. DENHAM Mgmt For For
R.J. EATON Mgmt For For
S. GINN Mgmt For For
C.A. HILLS Mgmt For For
F.G. JENIFER Mgmt For For
J.B. JOHNSTON Mgmt For For
S. NUNN Mgmt For For
D.J. O'REILLY Mgmt For For
P.J. ROBERTSON Mgmt For For
C.R. SHOEMATE Mgmt For For
C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS Mgmt For For
PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
- -------------------------------------------------------------------------------------------------------
CINERGY CORP. Agenda: 932105578
CUSIP: 172474108 Meeting Type: Annual
Ticker: CIN Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL G. BROWNING Mgmt For For
GEORGE C. JUILFS Mgmt For For
DUDLEY S. TAFT Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda: 932122637
CUSIP: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH W. BABB, JR. Mgmt For For
JAMES F. CORDES Mgmt For For
PETER D. CUMMINGS Mgmt For For
TODD W. HERRICK Mgmt For For
WILLIAM P. VITITOE Mgmt For For
KENNETH L. WAY Mgmt For For
02 APPROVAL AND RATIFICATION OF THE COMERICA Mgmt For For
INCORPORATED AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN
03 APPROVAL OF THE COMERICA INCORPORATED Mgmt For For
INCENTIVE PLAN FOR NON- EMPLOYEE DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda: 932132929
CUSIP: 209115104 Meeting Type: Annual
Ticker: ED Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V.A. CALARCO Mgmt For For
G. CAMPBELL, JR. Mgmt For For
G.J. DAVIS Mgmt For For
M.J. DEL GIUDICE Mgmt For For
J.S. FREILICH Mgmt For For
E.V. FUTTER Mgmt For For
S. HERNANDEZ-PINERO Mgmt For For
P.W. LIKINS Mgmt For For
E.R. MCGRATH Mgmt For For
F.V. SALERNO Mgmt For For
S.R. VOLK Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF STOCK PURCHASE PLAN. Mgmt For For
04 ADDITIONAL COMPENSATION INFORMATION. Shr Against For
- -------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda: 932119161
CUSIP: 233331107 Meeting Type: Annual
Ticker: DTE Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY F. EARLEY, JR. Mgmt For For
ALLAN D. GILMOUR Mgmt For For
FRANK M. HENNESSEY Mgmt For For
GAIL J. MCGOVERN Mgmt For For
JOSUE ROBLES, JR. Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
DELPHI CORPORATION Agenda: 932106152
CUSIP: 247126105 Meeting Type: Annual
Ticker: DPH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 OSCAR BERNARDES Mgmt For For
DR. BERND GOTTSCHALK Mgmt For For
JOHN D. OPIE Mgmt For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS
03 APPROVE THE DELPHI CORPORATION ANNUAL Mgmt For For
INCENTIVE PLAN
04 APPROVE THE DELPHI CORPORATION LONG-TERM Mgmt For For
INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
REDEMPTION OF DELPHI S STOCKHOLDER RIGHTS
PLAN
06 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
ANNUAL ELECTION OF DIRECTORS
07 STOCKHOLDER PROPOSAL RELATING TO ADOPTION Shr Against For
OF CODE FOR DELPHI S INTERNATIONAL
OPERATIONS
- -------------------------------------------------------------------------------------------------------
DELUXE CORPORATION Agenda: 932116406
CUSIP: 248019101 Meeting Type: Annual
Ticker: DLX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD E. EILERS Mgmt For For
CHARLES A. HAGGERTY Mgmt For For
WILLIAM A. HAWKINS, III Mgmt For For
CHERYL M. MCKISSACK Mgmt For For
LAWRENCE J. MOSNER Mgmt For For
STEPHEN P. NACHTSHEIM Mgmt For For
MARY ANN O'DWYER Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
ROBERT C. SALIPANTE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
03 APPROVE THE DELUXE CORPORATION 2004 Mgmt For For
ANNUAL INCENTIVE PLAN.
04 APPROVE AMENDMENTS TO THE DELUXE Mgmt For For
CORPORATION STOCK INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL - EXECUTIVE Shr Against For
COMPENSATION
- -------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda: 932100439
CUSIP: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN B. ALLEN Mgmt For For
PETER W. BROWN Mgmt For For
01 RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
ROBERT H. SPILMAN Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RETENTION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda: 932111165
CUSIP: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.J.P. BELDA Mgmt For For
R.H. BROWN Mgmt For For
C.J. CRAWFORD Mgmt For For
01 J.T. DILLON Mgmt For For
L.C. DUEMLING Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
D.C. HOPKINS Mgmt For For
L.D. JULIBER Mgmt For For
M. NAITOH Mgmt For For
W.K. REILLY Mgmt For For
H.R. SHARP, III Mgmt For For
C.M. VEST Mgmt For For
02 ON RATIFICATION OF ACCOUNTANTS Mgmt For For
03 ON GOVERNMENT SERVICE Shr Against For
04 ON INTERNATIONAL WORKPLACE STANDARDS Shr Against For
05 ON EXECUTIVE COMPENSATION Shr Against For
- -------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL M. ANDERSON Mgmt For For
ANN M. GRAY Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
JAMES T. RHODES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY S INDEPENDENT AUDITORS FOR
2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DECLASSIFICATION OF DUKE ENERGY S BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda: 932120467
CUSIP: 29364G103 Meeting Type: Annual
Ticker: ETR Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.S. BATEMAN Mgmt For For
W.F. BLOUNT Mgmt For For
S.D. DEBREE Mgmt For For
C.P. DEMING Mgmt For For
A.M. HERMAN Mgmt For For
D.C. HINTZ Mgmt For For
J.W. LEONARD Mgmt For For
01 R. V.D. LUFT Mgmt For For
K.A. MURPHY Mgmt For For
P.W. MURRILL Mgmt For For
J.R. NICHOLS Mgmt For For
W.A. PERCY, II Mgmt For For
D.H. REILLEY Mgmt For For
W.C. SMITH Mgmt For For
B.A. STEINHAGEN Mgmt For For
S.V. WILKINSON Mgmt For For
02 RATIFICATION OF EXTERNAL AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING LIMITING Mgmt Abstain For
BENEFITS PAYABLE UNDER SEVERANCE
AGREEMENTS.
04 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPENSATION FOR THE TOP FIVE EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda: 932139098
CUSIP: 29476L107 Meeting Type: Annual
Ticker: EQR Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
BRUCE W. DUNCAN Mgmt For For
STEPHEN O. EVANS Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
BOONE A. KNOX Mgmt For For
DESIREE G. ROGERS Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
DECLARATION OF TRUST TO REMOVE A
POTENTIAL ANTI-TAKEOVER DEFENSE.
03 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda: 932103423
CUSIP: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICHOLAS DEBENEDICTIS Mgmt For For
G. FRED DIBONA, JR. Mgmt For For
SUE L. GIN Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR Mgmt For For
SENIOR EXECUTIVES
- -------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda: 932114642
CUSIP: 302571104 Meeting Type: Annual
Ticker: FPL Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. JESSE ARNELLE Mgmt For For
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
LEWIS HAY III Mgmt For For
FREDERIC V. MALEK Mgmt For For
MICHAEL H. THAMAN Mgmt For For
PAUL R. TREGURTHA Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG Mgmt For For
TERM INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS Mgmt For For
REQUIRED BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS Mgmt For For
PROVISIONS OF THE AMENDED AND RESTATED
LONG TERM INCENTIVE PLAN AS REQUIRED BY
THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
- -------------------------------------------------------------------------------------------------------
FIRST TENNESSEE NATIONAL CORPORATION Agenda: 932105566
CUSIP: 337162101 Meeting Type: Annual
Ticker: FTN Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT C. BLATTBERG* Mgmt For For
J. KENNETH GLASS* Mgmt For For
MICHAEL D. ROSE* Mgmt For For
LUKE YANCY III* Mgmt For For
MARY F. SAMMONS** Mgmt For For
02 APPROVAL OF AN AMENDMENT TO FTNC S Mgmt For For
CHARTER CHANGING THE CORPORATION S NAME.
03 APPROVAL OF AN AMENDMENT TO FTNC S 2003 Mgmt For For
EQUITY COMPENSATION PLAN.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For
AS AUDITORS.
- -------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda: 932104007
CUSIP: 337932107 Meeting Type: Annual
Ticker: FE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.T. ADDISON Mgmt For For
E.J. NOVAK, JR. Mgmt For For
J.M. PIETRUSKI Mgmt For For
C.A. REIN Mgmt For For
R.C. SAVAGE Mgmt For For
02 RATIFICATION OF AUDITOR Mgmt For For
03 APPROVAL OF AMENDMENTS TO THE CODE OF Mgmt For For
REGULATIONS TO DECLASSIFY THE BOARD OF
DIRECTORS
04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO
CHANGE CERTAIN VOTING REQUIREMENTS
05 APPROVAL OF EXISTING EXECUTIVE DEFERRED Mgmt For For
COMPENSATION PLAN
06 APPROVAL OF EXISTING DIRECTOR DEFERRED Mgmt For For
COMPENSATION PLAN
07 SHAREHOLDER PROPOSAL Shr Against For
08 SHAREHOLDER PROPOSAL Shr Against For
09 SHAREHOLDER PROPOSAL Shr Against For
10 SHAREHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION Agenda: 932093519
CUSIP: 339030108 Meeting Type: Special
Ticker: FBF Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For
02 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
FLEETBOSTON SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES
- -------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda: 932126748
CUSIP: 345370860 Meeting Type: Annual
Ticker: F Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. H. BOND Mgmt For For
STEPHEN G. BUTLER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
EDSEL B. FORD II Mgmt For For
WILLIAM CLAY FORD Mgmt For For
WILLIAM CLAY FORD, JR. Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
MARIE-JOSEE KRAVIS Mgmt For For
RICHARD A. MANOOGIAN Mgmt For For
ELLEN R. MARRAM Mgmt For For
HOMER A. NEAL Mgmt For For
JORMA OLLILA Mgmt For For
CARL E. REICHARDT Mgmt For For
ROBERT E. RUBIN Mgmt For For
NICHOLAS V. SCHEELE Mgmt For For
JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS
03 RELATING TO DISCLOSURE OF OFFICERS Shr Against For
COMPENSATION
04 RELATING TO ESTABLISHING A COMMITTEE OF Shr Against For
THE BOARD OF DIRECTORS TO EVALUATE ANY
CONFLICT OF INTEREST
05 RELATING TO TERMINATING CERTAIN FORMS OF Shr Against For
COMPENSATION FOR NAMED EXECUTIVES
06 RELATING TO LIMITING THE NUMBER OF Shr Against For
EMPLOYEES APPOINTED AS DIRECTORS
07 RELATING TO THE COMPANY REPORTING ON Shr Against For
GREENHOUSE GAS EMISSIONS
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932143059
CUSIP: 370442105 Meeting Type: Annual
Ticker: GM Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.N. BARNEVIK Mgmt For For
J.H. BRYAN Mgmt For For
A.M. CODINA Mgmt For For
G.M.C. FISHER Mgmt For For
K. KATEN Mgmt For For
K. KRESA Mgmt For For
A.G. LAFLEY Mgmt For For
P.A. LASKAWY Mgmt For For
E.S. O'NEAL Mgmt For For
E. PFEIFFER Mgmt For For
G.R. WAGONER, JR. Mgmt For For
02 RATIFY SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ELIMINATE AWARDING, REPRICING, OR Shr Against For
RENEWING STOCK OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE Shr Against For
PAYMENTS
05 REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE Shr Against For
FROM CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY Shr Against For
BOARD COMMITTEES
07 REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
08 APPROVE GOLDEN PARACHUTES Shr Against For
09 REQUIRE SENIOR EXECUTIVES AND DIRECTORS Shr Against For
TO RETAIN STOCK OBTAINED BY EXERCISING
OPTIONS
- -------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda: 932100299
CUSIP: 372460105 Meeting Type: Annual
Ticker: GPC Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEAN DOUVILLE Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
J. HICKS LANIER Mgmt For For
WENDY B. NEEDHAM Mgmt For For
02 APPROVAL OF GENUINE PARTS COMPANY S 2004 Mgmt For For
ANNUAL INCENTIVE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
04 SHAREHOLDER PROPOSAL REGARDING POISON Shr Against For
PILL.
05 SHAREHOLDER PROPOSAL REGARDING RESTRICTED Shr Against For
SHARE PROGRAMS IN LIEU OF STOCK OPTIONS
IN EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION Agenda: 932100910
CUSIP: 382388106 Meeting Type: Annual
Ticker: GR Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DIANE C. CREEL Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
JAMES J. GLASSER Mgmt For For
JAMES W. GRIFFITH Mgmt For For
WILLIAM R. HOLLAND Mgmt For For
MARSHALL O. LARSEN Mgmt For For
DOUGLAS E. OLESEN Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
JAMES R. WILSON Mgmt For For
A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
S.M. LITVACK Mgmt For For
01 R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Mgmt For For
HEWLETT-PACKARD COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY Mgmt For For
2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr Against For
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda: 932108954
CUSIP: 446150104 Meeting Type: Annual
Ticker: HBAN Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KAREN A. HOLBROOK* Mgmt For For
DAVID P. LAUER* Mgmt For For
KATHLEEN H. RANSIER* Mgmt For For
DAVID L. PORTEOUS** Mgmt For For
02 APPROVAL OF THE MANAGEMENT INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
03 APPROVAL OF THE 2004 STOCK AND LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS INDEPENDENT
AUDITORS FOR THE CORPORATION FOR THE YEAR
2004.
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
E. JOHN P. BROWNE Mgmt For For
ANDREW S. GROVE Mgmt For For
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt For For
PAUL S. OTELLINI Mgmt For For
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Mgmt For For
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE USE Shr Against For
OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE USE Shr Against For
OF PERFORMANCE-BASED STOCK OPTIONS
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE BUSINESS
CONSULTING SERVICES UNIT (ERNST & YOUNG
LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN EXECUTIVES
(PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK Shr Against For
OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE 32)
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HANS W. BECHERER Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
HELENE L. KAPLAN Mgmt For For
LEE R. RAYMOND Mgmt For For
JOHN R. STAFFORD Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO Mgmt For For
SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr Against For
07 CHARITABLE CONTRIBUTIONS Shr Against For
08 POLITICAL CONTRIBUTIONS Shr Against For
09 SEPARATION OF CHAIRMAN AND CEO Shr Against For
10 DERIVATIVE DISCLOSURE Shr Against For
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- -------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION Agenda: 932187253
CUSIP: 492386107 Meeting Type: Special
Ticker: KMG Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
KERR-MCGEE CORPORATION COMMON STOCK IN
CONNECTION WITH THE MERGER OF WESTPORT
RESOURCES CORPORATION WITH AND INTO KERR-
MCGEE (NEVADA) LLC, A WHOLLY OWNED
SUBSIDIARY OF KERR-MCGEE CORPORATION.
- -------------------------------------------------------------------------------------------------------
KEYCORP Agenda: 932125001
CUSIP: 493267108 Meeting Type: Annual
Ticker: KEY Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEXANDER M. CUTLER Mgmt For For
DOUGLAS J. MCGREGOR Mgmt For For
EDUARDO R. MENASCE Mgmt For For
HENRY L. MEYER III Mgmt For For
PETER G. TEN EYCK, II Mgmt For For
02 APPROVAL OF THE KEYCORP 2004 EQUITY Mgmt For For
COMPENSATION PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL Mgmt For For
PERFORMANCE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda: 932130367
CUSIP: 534187109 Meeting Type: Annual
Ticker: LNC Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. AVERY Mgmt For For
JON A. BOSCIA Mgmt For For
ERIC G. JOHNSON Mgmt For For
GLENN F. TILTON Mgmt For For
02 TO APPROVE OR DISAPPROVE A DEFERRED Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
- -------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda: 932099256
CUSIP: 565849106 Meeting Type: Annual
Ticker: MRO Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES F. BOLDEN, JR Mgmt For For
CHARLES R. LEE Mgmt For For
DENNIS H. REILLEY Mgmt For For
THOMAS J. USHER Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL TO ADOPT A CLIMATE Shr Against For
CHANGE RESOLUTION
04 STOCKHOLDER PROPOSAL TO LIMIT SEVERANCE Shr Against For
COMPENSATION FOR SENIOR EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------------------------------
THE MAY DEPARTMENT STORES COMPANY Agenda: 932147603
CUSIP: 577778103 Meeting Type: Annual
Ticker: MAY Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A EUGENE S. KAHN Mgmt For For
HELENE L. KAPLAN Mgmt For For
JAMES M. KILTS Mgmt For For
RUSSELL E. PALMER Mgmt For For
WILLIAM P. STIRITZ Mgmt For For
B RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
C PROPOSAL TO AMEND MAY S EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN FOR CORPORATE
EXECUTIVES.
D PROPOSAL TO AMEND MAY S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
E PROPOSAL BY A SHAREOWNER CONCERNING A Shr Against For
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
MAYTAG CORPORATION Agenda: 932115860
CUSIP: 578592107 Meeting Type: Annual
Ticker: MYG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WAYLAND R. HICKS Mgmt For For
01 JAMES A. MCCASLIN Mgmt For For
W. ANN REYNOLDS Mgmt For For
FRED G. STEINGRABER Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
MAYTAG EMPLOYEE DISCOUNT STOCK PURCHASE
PLAN.
04 APPROVAL OF A COMPANY PROPOSAL TO REPEAL Mgmt For For
ARTICLE ELEVENTH OF MAYTAG S RESTATED
CERTIFICATE OF INCORPORATION.
05 THE PROPOSAL OF A STOCKHOLDER CONCERNING Shr Against For
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
06 THE PROPOSAL OF A STOCKHOLDER CONCERNING Shr Against For
ADOPTION OF POISON PILL PROVISIONS.
- -------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda: 932102546
CUSIP: 583334107 Meeting Type: Annual
Ticker: MWV Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM E. HOGLUND Mgmt For For
DOUGLAS S. LUKE Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
JANE L. WARNER Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
WILLIAM M. DALEY** Mgmt For For
THOMAS E. SHENK** Mgmt For For
WENDELL P. WEEKS** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION Shr Against For
OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL Shr Against For
AND SOCIAL PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT Shr Against For
RELATED TO THE GLOBAL HIV/AIDS PANDEMIC
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda: 932108194
CUSIP: 635405103 Meeting Type: Annual
Ticker: NCC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.E. BARFIELD Mgmt For For
J.S. BROADHURST Mgmt For For
01 J.W. BROWN Mgmt For For
C.M. CONNOR Mgmt For For
D.A. DABERKO Mgmt For For
J.T. GORMAN Mgmt For For
B.P. HEALY Mgmt For For
P.A. ORMOND Mgmt For For
R.A. PAUL Mgmt For For
G.L. SHAHEEN Mgmt For For
J.S. THORNTON Mgmt For For
M. WEISS Mgmt For For
02 THE APPROVAL OF THE NATIONAL CITY Mgmt For For
CORPORATION LONG-TERM CASH AND EQUITY
INCENTIVE PLAN
03 THE APPROVAL OF THE NATIONAL CITY Mgmt For For
CORPORATION MANAGEMENT INCENTIVE PLAN FOR
SENIOR OFFICERS, AS AMENDED AND RESTATED
04 THE RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda: 932120912
CUSIP: 651229106 Meeting Type: Annual
Ticker: NWL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT S. COWEN Mgmt For For
CYNTHIA A. MONTGOMERY Mgmt For For
ALLAN P. NEWELL Mgmt For For
GORDON R. SULLIVAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT ACCOUNTANTS
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
NICOR INC. Agenda: 932096616
CUSIP: 654086107 Meeting Type: Annual
Ticker: GAS Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.M. BEAVERS, JR. Mgmt For For
B.P. BICKNER Mgmt For For
J.H. BIRDSALL, III Mgmt For For
T.A. DONAHOE Mgmt For For
T.L. FISHER Mgmt For For
01 J.E. JONES Mgmt For For
D.J. KELLER Mgmt For For
W.A. OSBORN Mgmt For For
J. RAU Mgmt For For
J.F. RIORDAN Mgmt For For
R.M. STROBEL Mgmt For For
P.A. WIER Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS IN 2004.
03 SHAREHOLDER PROPOSAL CONCERNING THE Shr Against For
SHAREHOLDER RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda: 932103308
CUSIP: 693506107 Meeting Type: Annual
Ticker: PPG Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES G. BERGES Mgmt For For
ERROLL B. DAVIS, JR. Mgmt For For
VICTORIA F. HAYNES Mgmt For For
ALLEN J. KROWE Mgmt For For
02 PROPOSAL TO ENDORSE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda: 932116230
CUSIP: 69351T106 Meeting Type: Annual
Ticker: PPL Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. HECHT Mgmt For For
STUART HEYDT Mgmt For For
W. KEITH SMITH Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
- -------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda: 932115846
CUSIP: 743263105 Meeting Type: Annual
Ticker: PGN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. COKER Mgmt For For
R. MCGEHEE Mgmt For For
01 E. MCKEE Mgmt For For
P. RUMMELL Mgmt For For
J. WITTNER Mgmt For For
02 SHAREHOLDER PROPOSAL RELATING TO STOCK Shr Against For
OPTIONS FOR DIRECTORS AND CERTAIN
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda: 932092163
CUSIP: 744573106 Meeting Type: Annual
Ticker: PEG Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR.* Mgmt For For
ERNEST H. DREW** Mgmt For For
WILLIAM V. HICKEY** Mgmt For For
RICHARD J. SWIFT** Mgmt For For
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE Mgmt For For
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
NOMINATION OF AT LEAST TWO CANDIDATES FOR
EACH OPEN BOARD POSITION.
- -------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda: 932117749
CUSIP: 755111507 Meeting Type: Annual
Ticker: RTN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN DEUTCH-2007 Mgmt For For
MICHAEL RUETTGERS-2007 Mgmt For For
WILLIAM SPIVEY-2007 Mgmt For For
WILLIAM SWANSON-2007 Mgmt For For
LINDA STUNTZ-2005 Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For
04 SHAREHOLDER RIGHTS PLAN Shr Against For
05 ANNUAL ELECTION OF DIRECTORS Shr Against For
06 MACBRIDE PRINCIPLES Shr Against For
07 EXPENSING STOCK OPTIONS Shr Against For
08 SERP BENEFITS Shr Against For
09 EXECUTIVE COMPENSATION SYSTEM Shr Against For
- -------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt For For
S. DONLEY RITCHEY Mgmt For For
JOYCE M. ROCHE Mgmt For For
PATRICIA P. UPTON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr Against For
- -------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda: 932104982
CUSIP: 816851109 Meeting Type: Annual
Ticker: SRE Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN L. BAUM Mgmt For For
WILFORD D. GODBOLD, JR. Mgmt For For
RICHARD G. NEWMAN Mgmt For For
02 REAPPROVAL OF LONG TERM INCENTIVE PLAN Mgmt For For
PERFORMANCE GOALS
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
04 PROPOSAL REGARDING ANNUAL ELECTION OF Shr Against For
DIRECTORS
05 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shr Against For
06 PROPOSAL REGARDING AUDITOR SERVICES Shr Against For
07 PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr Against For
OF THE BOARD
- -------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda: 932121750
CUSIP: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BIRCH BAYH Mgmt For For
01 MELVYN E. BERGSTEIN Mgmt For For
LINDA WALKER BYNOE Mgmt For For
KAREN N. HORN Mgmt For For
G. WILLIAM MILLER Mgmt For For
J. ALBERT SMITH, JR. Mgmt For For
PIETER S. VAN DEN BERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT ACCOUNTANTS
FOR 2004.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr Against For
PROPOSAL.
- -------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda: 932148857
CUSIP: 842587107 Meeting Type: Annual
Ticker: SO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.P. AMOS Mgmt For For
D.J. BERN Mgmt For For
F.S. BLAKE Mgmt For For
T.F. CHAPMAN Mgmt For For
H.A. FRANKLIN Mgmt For For
B.S. GORDON Mgmt For For
D.M. JAMES Mgmt For For
Z.T. PATE Mgmt For For
J.N. PURCELL Mgmt For For
D.M. RATCLIFFE Mgmt For For
G.J. ST. PE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE AS INDEPENDENT AUDITORS
FOR 2004
03 APPROVAL OF OUTSIDE DIRECTORS STOCK PLAN Mgmt For For
- -------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda: 932103168
CUSIP: 852061100 Meeting Type: Annual
Ticker: FON Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. BETHUNE Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
DEBORAH A. HENRETTA Mgmt For For
LINDA KOCH LORIMER Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For
OPTION INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY Shr Against For
CAP
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
INDEPENDENT CHAIRMAN
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON Shr Against For
OUTSOURCING OFF-SHORE
- -------------------------------------------------------------------------------------------------------
UST INC. Agenda: 932120671
CUSIP: 902911106 Meeting Type: Annual
Ticker: UST Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.P. CLANCEY Mgmt For For
V.A. GIERER, JR. Mgmt For For
J.E. HEID Mgmt For For
02 TO RATIFY AND APPROVE ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR 2004.
03 STOCKHOLDER PROPOSAL Mgmt No Action
04 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda: 932099814
CUSIP: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. BUYNISKI GLUCKMAN Mgmt For For
ARTHUR D. COLLINS, JR. Mgmt For For
JERRY W. LEVIN Mgmt For For
THOMAS E. PETRY Mgmt For For
RICHARD G. REITEN Mgmt For For
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM Shr Against For
FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr Against For
VOTING.
- -------------------------------------------------------------------------------------------------------
UNION PLANTERS CORPORATION Agenda: 932171173
CUSIP: 908068109 Meeting Type: Annual
Ticker: UPC Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 22, 2004, BY
AND BETWEEN UNION PLANTERS CORPORATION AND
REGIONS FINANCIAL CORPORATION, PURSUANT TO
WHICH UNION PLANTERS CORPORATION AND
REGIONS FINANCIAL CORPORATION WILL BE
MERGED WITH AND INTO A NEWLY-FORMED
HOLDING COMPANY, NEW REGIONS FINANCIAL
CORPORATION.
02 ALBERT M. AUSTIN Mgmt For For
GEORGE W. BRYAN Mgmt For For
ROBERT R. WALLER, M.D. Mgmt For For
SPENCE L. WILSON Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE 2004 FISCAL
YEAR.
04 ADJOURNMENT OF THE UNION PLANTERS ANNUAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES.
05 SHAREHOLDER PROPOSAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda: 932105631
CUSIP: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. BARKER Mgmt For For
R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. STAFFORD Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 CUMULATIVE VOTING Shr Against For
04 BOARD COMPOSITION Shr Against For
05 SEPARATE CHAIRMAN AND CEO Shr Against For
06 FUTURE POISON PILL Shr Against For
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shr Against For
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING Mgmt Against For
STOCK
09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For
NUMBER PORTABILIY FEES
- -------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda: 932106431
CUSIP: 929903102 Meeting Type: Annual
Ticker: WB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES S. BALLOUN Mgmt For For
JOHN T. CASTEEN, III Mgmt For For
JOSEPH NEUBAUER Mgmt For For
LANTY L. SMITH Mgmt For For
DONA DAVIS YOUNG Mgmt For For
02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS AUDITORS FOR
THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING REPORTING POLITICAL
INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING SEPARATING THE OFFICES
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. Agenda: 932099167
CUSIP: 939322103 Meeting Type: Annual
Ticker: WM Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNE V. FARRELL Mgmt For For
STEPHEN E. FRANK Mgmt For For
01 MARGARET OSMER MCQUADE Mgmt For For
WILLIAM D. SCHULTE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004
03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
SPECIFIC COMPENSATION PROGRAM
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt For For
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING Shr Against For
STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK.
06 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION AND PREDATORY LENDING.
07 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda: 932113816
CUSIP: 98389B100 Meeting Type: Annual
Ticker: XEL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE Mgmt For For
CLASSIFICATION OF THE BOARD OF DIRECTORS.
02 DAVID A. CHRISTENSEN Mgmt For For
DR. MARGARET R. PRESKA Mgmt For For
W. THOMAS STEPHENS Mgmt For For
RICHARD H. ANDERSON Mgmt For For
RICHARD C. KELLY Mgmt For For
RALPH R. PETERSON Mgmt For For
03 TO APPROVE THE STOCK EQUIVALENT PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
MF Government Income 0000889366
- -------------------------------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP INC. Agenda: 932015630
CUSIP: 037933108 Meeting Type: Annual
Ticker: AHG Meeting Date: 7/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VICENTE ANIDO, JR. Mgmt For For
I.T. CORLEY Mgmt For For
DAVID L. GOLDSMITH Mgmt For For
LAWRENCE M. HIGBY Mgmt For For
RICHARD H. KOPPES Mgmt For For
PHILIP R. LOCHNER, JR. Mgmt For For
JERI L. LOSE Mgmt For For
BEVERLY BENEDICT THOMAS Mgmt For For
RALPH V. WHITWORTH Mgmt For For
02 APPROVAL OF THE COMPANY S 2003 Mgmt For For
PERFORMANCE INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION Agenda: 932113599
CUSIP: 49337W100 Meeting Type: Annual
Ticker: KSE Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT B. CATELL Mgmt For For
ANDREA S. CHRISTENSEN Mgmt For For
ALAN H. FISHMAN Mgmt For For
J. ATWOOD IVES Mgmt For For
JAMES R. JONES Mgmt For For
JAMES L. LAROCCA Mgmt For For
GLORIA C. LARSON Mgmt For For
STEPHEN W. MCKESSY Mgmt For For
EDWARD D. MILLER Mgmt For For
VIKKI L. PRYOR Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr Against For
RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda: 932108081
CUSIP: 693475105 Meeting Type: Annual
Ticker: PNC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MR. KELSON Mgmt For For
MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt For For
01 MR. USHER Mgmt For For
MR. WASHINGTON Mgmt For For
MR. WEHMEIER Mgmt For For
MF Intermediate Tax Free 0000889366
- -------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST Agenda: 932130886
CUSIP: 294741103 Meeting Type: Annual
Ticker: EOP Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS E. DOBROWSKI Mgmt For For
WILLIAM M. GOODYEAR Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
RICHARD D. KINCAID Mgmt For For
DAVID K. MCKOWN Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
EDWIN N. SIDMAN Mgmt For For
J. H.W.R. VAN DER VLIST Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda: 932119313
CUSIP: 724479100 Meeting Type: Annual
Ticker: PBI Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LINDA G. ALVARADO Mgmt For For
ERNIE GREEN Mgmt For For
JOHN S. MCFARLANE Mgmt For For
EDUARDO R. MENASCE Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR 2004.
03 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
MF International 0000889366
- -------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda: 932137373
CUSIP: 204412209 Meeting Type: Annual
Ticker: RIO Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
E A PROPOSAL OF CAPITAL INCREASE, THROUGH THE Mgmt
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5 OF
THE COMPANY S BY-LAWS.
OA APPRECIATION OF THE MANAGEMENT S REPORT Mgmt
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
OB PROPOSAL FOR THE DESTINATION OF THE Mgmt
PROFITS OF THE SAID FISCAL YEAR.
OC ESTABLISHMENT OF THE TOTAL AND ANNUAL Mgmt
REMUNERATION OF THE MEMBERS OF THE
COMPANY S MANAGEMENT.
OD ELECTION OF THE MEMBERS OF THE FISCAL Mgmt
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
- -------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA Agenda: 932150155
CUSIP: 68370R109 Meeting Type: Annual
Ticker: VIP Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2003 VIMPELCOM ANNUAL Mgmt For For
REPORT.
02 APPROVAL OF VIMPELCOM S ACCOUNTING Mgmt For For
STATEMENTS, INCLUDING PROFIT AND LOSS
STATEMENT FOR 2003.
03 ALLOCATION OF PROFITS AND LOSSES Mgmt For For
RESULTING FROM 2003 OPERATIONS, ALL AS
MORE FULLY DESCRIBED IN THE NOTICE.
04 MIKHAIL M. FRIDMAN Mgmt For For
ARVE JOHANSEN Mgmt For For
PAVEL V. KULIKOV Mgmt For For
JO LUNDER Mgmt For For
ALEXEY M. REZNIKOVICH Mgmt For For
ALEX SOZONOFF Mgmt For For
TERJE THON Mgmt For For
04 HENRIK TORGERSEN Mgmt For For
NATALIA S. TSUKANOVA Mgmt For For
05 ELECTION OF THE AUDIT COMMISSION. Mgmt For For
06 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
REGULATIONS OF THE AUDIT COMMISSION.
07 APPROVAL OF EXTERNAL AUDITORS. Mgmt For For
08 APPROVAL OF A SERIES OF INTERESTED PARTY Mgmt For For
TRANSACTIONS RELATING TO DEBT FINANCING
OF AND/OR LEASES TO VIMPELCOM-REGION.
09 APPROVAL OF REORGANIZATION OF VIMPELCOM Mgmt For For
THROUGH STATUTORY MERGER OF KB IMPLUS INTO
VIMPELCOM AND OF THE MERGER AGREEMENT
BETWEEN VIMPELCOM AND KB IMPULS.
10 APPROVAL OF STATUTORY MERGER (INCLUDING Mgmt For For
RELATED MERGER AGREEMENT BETWEEN
VIMPELCOM AND KB IMPULS), AS AN
INTERESTED PARTY TRANSACTION.
- -------------------------------------------------------------------------------------------------------
PRECISION DRILLING CORPORATION Agenda: 932142451
CUSIP: 74022D100 Meeting Type: Special
Ticker: PDS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ELECT AS DIRECTORS FOR THE ENSUING Mgmt For For
YEAR: W.C. (MICKEY) DUNN, ROBERT J.S.
GIBSON, MURRAY K. MULLEN, PATRICK M.
MURRAY, FRED W. PHEASEY, ROBERT L.
PHILLIPS, HANK B. SWARTOUT, H. GARTH
WIGGINS.
02 TO APPOINT KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR.
03 TO APPROVE THE 2004 STOCK OPTION PLAN AS Mgmt Against Against
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR.
- -------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932050735
CUSIP: 881624209 Meeting Type: Special
Ticker: TEVA Meeting Date: 10/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI SLONIM
WHOSE TERM ENDS ON OCTOBER 17, 2003.
02 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN). SUCH
ANNUAL REMUNERATION IS TO BE SET AT NIS
100,000 WITH AN ADDITIONAL NIS 3,000 PER
MEETING. DIRECTORS WHO ARE ALSO COMMITTEE
CHAIRPERSONS SHALL RECEIVE ANNUAL
REMUNERATION OF NIS 125,000. SUCH
REMUNERATION SHALL BE ADJUSTED IN
ACCORDANCE WITH THE ISRAELI PRICE INDEX.
- -------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda: 932190642
CUSIP: G81477104 Meeting Type: Annual
Ticker: SINA Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL CHIANG Mgmt For For
TER FUNG TSAO Mgmt For For
SONG-YI ZHANG Mgmt For For
XIAOTAO CHEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
MF Large Cap Growth 0000889366
- -------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.S. AUSTIN Mgmt For For
H.L. FULLER Mgmt For For
R.A. GONZALEZ Mgmt For For
J.M. GREENBERG Mgmt For For
J.M. LEIDEN Mgmt For For
D.A.L. OWEN Mgmt For For
B. POWELL JR. Mgmt For For
A.B. RAND Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
W.D. SMITHBURG Mgmt For For
J.R. WALTER Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shr Against For
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR Shr Against For
SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS Shr Against For
DISEASES.
- -------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824PPH Meeting Type: Annual
Ticker: Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.S. AUSTIN Mgmt
H.L. FULLER Mgmt
R.A. GONZALEZ Mgmt
J.M. GREENBERG Mgmt
J.M. LEIDEN Mgmt
D.A.L. OWEN Mgmt
B. POWELL JR. Mgmt
01 A.B. RAND Mgmt
W.A. REYNOLDS Mgmt
R.S. ROBERTS Mgmt
W.D. SMITHBURG Mgmt
J.R. WALTER Mgmt
M.D. WHITE Mgmt
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt
AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shr
04 SHAREHOLDER PROPOSAL - POLITICAL Shr
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR Shr
SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS Shr
DISEASES.
- -------------------------------------------------------------------------------------------------------
ADVANCED MEDICAL OPTICS, INC. Agenda: 932132652
CUSIP: 00763MPPH Meeting Type: Annual
Ticker: Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. GRANT Mgmt For For
C. CHAVEZ Mgmt For For
02 TO APPROVE AMENDMENT OF 2002 INCENTIVE Mgmt For For
COMPENSATION PLAN
- -------------------------------------------------------------------------------------------------------
AETNA INC. Agenda: 932100225
CUSIP: 00817Y108 Meeting Type: Annual
Ticker: AET Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BETSY Z. COHEN Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
JEFFREY E. GARTEN Mgmt For For
EARL G. GRAVES Mgmt For For
GERALD GREENWALD Mgmt For For
ELLEN M. HANCOCK Mgmt For For
MICHAEL H. JORDAN Mgmt For For
JACK D. KUEHLER Mgmt For For
EDWARD J. LUDWIG Mgmt For For
JOSEPH P. NEWHOUSE Mgmt For For
JUDITH RODIN Mgmt For For
01 JOHN W. ROWE, M.D. Mgmt For For
RONALD A. WILLIAMS Mgmt For For
R. DAVID YOST Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION
- -------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda: 932097694
CUSIP: 013817101 Meeting Type: Annual
Ticker: AA Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAIN J.P. BELDA Mgmt For For
CARLOS GHOSN Mgmt For For
HENRY B. SCHACHT Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO APPROVE THE 2004 ALCOA STOCK Mgmt For For
INCENTIVE PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr Against For
DISPARITY
3B SHAREHOLDER PROPOSAL RELATING TO CHANGE Shr Against For
IN CONTROL SEVERANCE PLAN
- -------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda: 932117713
CUSIP: 018490PPH Meeting Type: Annual
Ticker: Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HANDEL E. EVANS Mgmt For For
MICHAEL R. GALLAGHER Mgmt For For
GAVIN S. HERBERT Mgmt For For
STEPHEN J. RYAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITOR.
03 PROPOSAL RELATING TO THE ADOPTION OF A Shr Against For
POLICY OF EXPENSING THE COST OF ALL
FUTURE STOCK OPTIONS.
04 PROPOSAL TO BIFURCATE THE ROLES OF Shr Against For
CHAIRMAN OF THE BOARD OF DIRECTORS AND
CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda: 932111482
CUSIP: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELIZABETH E. BAILEY Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E. R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
CARLOS SLIM HELU Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For
04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For
05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For
06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For
07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For
08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For
- -------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX- Shr Against For
YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE Shr Against For
PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE Shr Against For
PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE Shr Against For
PROXY STATEMENT
- -------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda: 932089231
CUSIP: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 3/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. HAGENLOCKER Mgmt For For
KURT J. HILZINGER Mgmt For For
- -------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. FRANK J. BIONDI, JR Mgmt For For
MR. JERRY D. CHOATE Mgmt For For
MR. FRANK C. HERRINGER Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr Against For
EXPENSING).
- -------------------------------------------------------------------------------------------------------
ANDRX CORPORATION Agenda: 932155472
CUSIP: 034553PPH Meeting Type: Annual
Ticker: Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE J. DUBOW Mgmt For For
ELLIOT F. HAHN, PH.D Mgmt For For
THOMAS P. RICE Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR ANDRX
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUGUST A. BUSCH III Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda: 932095171
CUSIP: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL H. ARMACOST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
HERBERT M. DWIGHT, JR. Mgmt For For
PHILIP V. GERDINE Mgmt For For
PAUL R. LOW Mgmt For For
DAN MAYDAN Mgmt For For
STEVEN L. MILLER Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda: 932097808
CUSIP: 055622104 Meeting Type: Annual
Ticker: BP Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LORD BROWNE Mgmt For For
DR B E GROTE Mgmt For For
MR H M P MILES Mgmt For For
SIR ROBIN NICHOLSON Mgmt For For
MR R L OLVER Mgmt For For
SIR IAN PROSSER Mgmt For For
07 TO ELECT MR A BURGMANS AS A DIRECTOR Mgmt For For
08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
09 TO AMEND THE ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For
SPECIFIED AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY SHARES Mgmt For For
FOR EMPLOYEE SHARE SCHEMES
14 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
15 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt For For
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For
AND THE ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO Shr Against For
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- -------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda: 932105580
CUSIP: 057224107 Meeting Type: Annual
Ticker: BHI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD P. DJEREJIAN Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
CHARLES L. WATSON Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2004.
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING Shr Against For
CLASSIFIED BOARDS.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING Shr Against For
POISON PILLS.
- -------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EDWARD L. ROMERO Mgmt For For
THOMAS M. RYAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
JACKIE M. WARD Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
- -------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda: 932100302
CUSIP: 064057102 Meeting Type: Annual
Ticker: BK Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. GRIFFITH Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MR. MALONE Mgmt For For
MR. MYNERS Mgmt For For
MR. POZEN Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. ROBERTS Mgmt For For
MR. SCOTT Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE 2004 Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
POLITICAL CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO Shr Against For
EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO THE Shr Against For
COMPOSITION OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO THE Shr Against For
COMPANY S RIGHTS PLAN
- -------------------------------------------------------------------------------------------------------
BEA SYSTEMS, INC. Agenda: 932166451
CUSIP: 073325102 Meeting Type: Annual
Ticker: BEAS Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DEAN O. MORTON Mgmt For For
GEORGE REYES Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JANUARY 31, 2005.
- -------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda: 932175741
CUSIP: 086516101 Meeting Type: Annual
Ticker: BBY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRADBURY H. ANDERSON* Mgmt For For
K.J. HIGGINS VICTOR* Mgmt For For
ALLEN U. LENZMEIER* Mgmt For For
FRANK D. TRESTMAN* Mgmt For For
JAMES C. WETHERBE* Mgmt For For
RONALD JAMES** Mgmt For For
MATTHEW H. PAULL** Mgmt For For
MARY A. TOLAN** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE CURRENT FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
BIOVAIL CORPORATION Agenda: 932184740
CUSIP: 09067JPPH Meeting Type: Special
Ticker: Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE FOLLOWING PERSONS AS Mgmt For For
DIRECTORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS OR UNTIL THEIR SUCCESSORS
ARE ELECTED: EUGENE N. MELNYK, ROLF K.
REININGHAUS, WILFRED G. BRISTOW, ROGER
ROWAN, LAURENCE E. PAUL, SHELDON PLENER
AND MICHAEL VAN EVERY
02 THE RE-APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS THE AUDITORS OF
THE COMPANY, AND THE AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 THE RESOLUTION APPROVING THE Mgmt For For
IMPLEMENTATION OF A NEW STOCK OPTION PLAN,
THE FULL TEXT OF WHICH IS SET OUT AS
SCHEDULE A TO THE MANAGEMENT INFORMATION
CIRCULAR.
- -------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932122512
CUSIP: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 URSULA M. BURNS Mgmt For For
MARYE ANNE FOX Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
JOHN E. PEPPER Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda: 932119224
CUSIP: 110122PPH Meeting Type: Annual
Ticker: Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.R. DOLAN Mgmt
L.V. GERSTNER, JR. Mgmt
L. JOHANSSON Mgmt
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr
06 HIV/AIDS-TB-MALARIA Shr
07 DIRECTOR VOTE THRESHOLD Shr
- -------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda: 932131814
CUSIP: 125581108 Meeting Type: Annual
Ticker: CIT Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR. Mgmt
GARY C. BUTLER Mgmt
WILLIAM A. FARLINGER Mgmt
WILLIAM M. FREEMAN Mgmt
HON. THOMAS H. KEAN Mgmt
EDWARD J. KELLY, III Mgmt
MARIANNE MILLER PARRS Mgmt
JEFFREY M. PEEK Mgmt
01 JOHN R. RYAN Mgmt
PETER J. TOBIN Mgmt
LOIS M. VAN DEUSEN Mgmt
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt
LLP AS INDEPENDENT ACCOUNTANTS.
03 TO TRANSACT SUCH OTHER BUSINESS THAT MAY Mgmt
COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda: 932145332
CUSIP: 125581108 Meeting Type: Annual
Ticker: CIT Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALBERT R. GAMPER, JR. Mgmt For For
GARY C. BUTLER Mgmt For For
WILLIAM A. FARLINGER Mgmt For For
WILLIAM M. FREEMAN Mgmt For For
HON. THOMAS H. KEAN Mgmt For For
EDWARD J. KELLY, III Mgmt For For
MARIANNE MILLER PARRS Mgmt For For
JEFFREY M. PEEK Mgmt For For
JOHN R. RYAN Mgmt For For
PETER J. TOBIN Mgmt For For
LOIS M. VAN DEUSEN Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS.
03 TO TRANSACT SUCH OTHER BUSINESS THAT MAY Mgmt For For
COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
01 DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT AUDITORS
FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON Shr Against For
EXECUTIVE COMPENSATION, NO FUTURE STOCK
OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS, OPTIONS,
SAR S AND POSSIBLE SEVERANCE PAYMENTS TO
THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
- -------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. Agenda: 932122182
CUSIP: 184502102 Meeting Type: Annual
Ticker: CCU Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN D. FELD Mgmt For For
THOMAS O. HICKS Mgmt For For
PERRY J. LEWIS Mgmt For For
L. LOWRY MAYS Mgmt For For
MARK P. MAYS Mgmt For For
RANDALL T. MAYS Mgmt For For
B.J. MCCOMBS Mgmt For For
PHYLLIS B. RIGGINS Mgmt For For
THEORDORE H. STRAUSS Mgmt For For
J.C. WATTS Mgmt For For
JOHN H. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda: 932100352
CUSIP: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERBERT A. ALLEN Mgmt For For
RONALD W. ALLEN Mgmt For For
CATHLEEN P. BLACK Mgmt For For
WARREN E. BUFFETT Mgmt For For
DOUGLAS N. DAFT Mgmt For For
BARRY DILLER Mgmt For For
DONALD R. KEOUGH Mgmt For For
SUSAN BENNETT KING Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
DONALD F. MCHENRY Mgmt For For
ROBERT L. NARDELLI Mgmt For For
SAM NUNN Mgmt For For
J. PEDRO REINHARD Mgmt For For
JAMES D. ROBINSON III Mgmt For For
PETER V. UEBERROTH Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr For For
RELATED TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For
OPTION GLASS CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION
06 SHARE-OWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr Against For
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA BUSINESS Shr Against For
PRINCIPLES
09 SHARE-OWNER PROPOSAL REGARDING SEPARATE Shr Against For
POSITIONS OF CEO AND CHAIRMAN
- -------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda: 932139012
CUSIP: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S. DECKER ANSTROM Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH L. CASTLE, II Mgmt For For
J. MICHAEL COOK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 RESTRICTED STOCK PLAN. Mgmt For For
04 AMENDMENT TO ARTICLES OF INCORPORATION. Mgmt For For
05 ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. Shr Against For
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shr Against For
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN Shr Against For
DIRECTORSHIP.
08 LIMIT COMPENSATION FOR SENIOR EXECUTIVES. Shr Against For
09 ADOPT A RECAPITALIZATION PLAN. Shr Against For
- -------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda: 932125570
CUSIP: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. BOREN Mgmt For For
JAMES E. COPELAND, JR. Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
RUTH R. HARKIN Mgmt For For
WILLIAM R. RHODES Mgmt For For
J. STAPLETON ROY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
06 ANWR DRILLING Shr Against For
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932162857
CUSIP: 222372104 Meeting Type: Annual
Ticker: CFC Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY G. CISNEROS Mgmt For For
ROBERT J. DONATO Mgmt For For
MICHAEL E. DOUGHERTY Mgmt For For
MARTIN R. MELONE Mgmt For For
HARLEY W. SNYDER Mgmt For For
02 TO APPROVE AND AMEND THE COMPANY S 2000 Mgmt For For
EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt For For
JOHN C. DANFORTH Mgmt For For
JEFF M. FETTIG Mgmt For For
ANDREW N. LIVERIS Mgmt For For
JAMES M. RINGLER Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
- -------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED Agenda: 932118842
CUSIP: 26874Q100 Meeting Type: Annual
Ticker: ESV Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. CARMICHAEL Mgmt For For
01 THOMAS L. KELLY II Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION Agenda: 932121863
CUSIP: 278762109 Meeting Type: Annual
Ticker: DISH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL T. DUGAN Mgmt For For
JAMES DEFRANCO Mgmt For For
CANTEY ERGEN Mgmt For For
CHARLES W. ERGEN Mgmt For For
RAYMOND L. FRIEDLOB Mgmt For For
STEVEN R. GOODBARN Mgmt For For
DAVID K. MOSKOWITZ Mgmt For For
C. MICHAEL SCHROEDER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M.J. BOSKIN Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.J. LONGWELL Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt For For
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR Mgmt For For
RESTRICTED STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shr Against For
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE Shr Against For
34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
- -------------------------------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI Agenda: 932098343
CUSIP: 313400301 Meeting Type: Annual
Ticker: FRE Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOAN E. DONOGHUE Mgmt For For
MICHELLE ENGLER Mgmt For For
RICHARD KARL GOELTZ Mgmt For For
GEORGE D. GOULD Mgmt For For
HENRY KAUFMAN Mgmt For For
JOHN B. MCCOY Mgmt For For
SHAUN F. O'MALLEY Mgmt For For
RONALD F. POE Mgmt For For
STEPHEN A. ROSS Mgmt For For
DONALD J. SCHUENKE Mgmt For For
CHRISTINA SEIX Mgmt For For
RICHARD F. SYRON Mgmt For For
WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2003
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt For For
CHARLES T. FOTE Mgmt For For
RICHARD P. KIPHART Mgmt For For
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda: 932099155
CUSIP: 337738108 Meeting Type: Annual
Ticker: FISV Meeting Date: 4/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K.R. JENSEN Mgmt For For
K.M. ROBAK Mgmt For For
T.C. WERTHEIMER Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR 2004.
03 TO APPROVE THE COMPANY S STOCK OPTION AND Mgmt For For
RESTRICTED STOCK PLAN, AS AMENDED AND
RESTATED TO PERMIT GRANTS OF RESTRICTED
STOCK.
- -------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda: 932019599
CUSIP: 345838106 Meeting Type: Annual
Ticker: FRX Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD SOLOMON Mgmt For For
WILLIAM J. CANDEE, III Mgmt For For
GEORGE S. COHAN Mgmt For For
DAN L. GOLDWASSER Mgmt For For
LESTER B. SALANS Mgmt For For
KENNETH E. GOODMAN Mgmt For For
PHILLIP M. SATOW Mgmt For For
02 RATIFICATION OF AMENDMENT OF THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO
AUTHORIZE ADDITIONAL SHARES OF THE
COMPANY S COMMON STOCK.
03 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr Against For
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE Mgmt For For
OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda: 932145611
CUSIP: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL BERG Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
01 JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GEORGE P. SHULTZ Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE ADOPTION OF GILEAD S 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD COMMON STOCK FROM 500,000,000 TO
700,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY Agenda: 932110745
CUSIP: 375766102 Meeting Type: Annual
Ticker: G Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD F. DEGRAAN Mgmt For For
WILBUR H. GANTZ Mgmt For For
JAMES M. KILTS Mgmt For For
JORGE PAULO LEMANN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITOR.
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE Mgmt For For
PLAN.
04 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr Against For
BOARD OF DIRECTORS.
05 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Shr Against For
PROVIDED BY THE AUDITOR.
06 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Shr Against For
OPTIONS.
- -------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda: 932090373
CUSIP: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LLOYD C. BLANKFEIN Mgmt For For
LD BROWNE OF MADINGLEY Mgmt For For
CLAES DAHLBACK Mgmt For For
01 JAMES A. JOHNSON Mgmt For For
LOIS D. JULIBER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
03 ANNUAL ELECTION OF ALL DIRECTORS TO THE Shr Against For
BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda: 932114818
CUSIP: 412822108 Meeting Type: Annual
Ticker: HDI Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
02 APPROVAL OF THE AMENDED CORPORATE SHORT Mgmt For For
TERM INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK PLAN. Mgmt For For
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
- -------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I Agenda: 932125936
CUSIP: 416515104 Meeting Type: Annual
Ticker: HIG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAMANI AYER Mgmt For For
RONALD E. FERGUSON Mgmt For For
EDWARD J. KELLY, III Mgmt For For
PAUL G. KIRK, JR. Mgmt For For
THOMAS M. MARRA Mgmt For For
GAIL J. MCGOVERN Mgmt For For
ROBERT W. SELANDER Mgmt For For
CHARLES B. STRAUSS Mgmt For For
H. PATRICK SWYGERT Mgmt For For
GORDON I. ULMER Mgmt For For
DAVID K. ZWIENER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 PROPOSAL BY SHAREHOLDER RELATING TO Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
S.M. LITVACK Mgmt For For
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Mgmt For For
HEWLETT-PACKARD COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY Mgmt For For
2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr Against For
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda: 932105958
CUSIP: 453258402 Meeting Type: Special
Ticker: N Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 APPROVAL OF THE BY-LAW CONFIRMATION Mgmt For For
RESOLUTION.
2 RONALD C. CAMBRE Mgmt For For
SCOTT M. HAND Mgmt For For
CHAVIVA M. HOSEK Mgmt For For
DAVID P. O'BRIEN Mgmt For For
GLEN A. BARTON Mgmt For For
ANGUS A. BRUNEAU Mgmt For For
PETER C. JONES Mgmt For For
JOHN T. MAYBERRY Mgmt For For
ROGER PHILLIPS Mgmt For For
JAMES M. STANFORD Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS.
4 ON SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda: 932112701
CUSIP: 453258402 Meeting Type: Special
Ticker: N Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BY-LAW CONFIRMATION Mgmt For For
RESOLUTION.
02 RONALD C. CAMBRE Mgmt For For
SCOTT M. HAND Mgmt For For
CHAVIVA M. HOSEK Mgmt For For
DAVID P. O'BRIEN Mgmt For For
GLEN A. BARTON Mgmt For For
ANGUS A. BRUNEAU Mgmt For For
PETER C. JONES Mgmt For For
JOHN T. MAYBERRY Mgmt For For
ROGER PHILLIPS Mgmt For For
JAMES M. STANFORD Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS.
04 ON SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
E. JOHN P. BROWNE Mgmt For For
ANDREW S. GROVE Mgmt For For
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt For For
PAUL S. OTELLINI Mgmt For For
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Mgmt For For
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE USE Shr Against For
OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE USE Shr Against For
OF PERFORMANCE-BASED STOCK OPTIONS
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE BUSINESS
CONSULTING SERVICES UNIT (ERNST & YOUNG
LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN EXECUTIVES
(PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK Shr Against For
OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE 32)
- -------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932109514
CUSIP: 478160PPH Meeting Type: Annual
Ticker: Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERARD N. BURROW Mgmt
MARY S. COLEMAN Mgmt
JAMES G. CULLEN Mgmt
ROBERT J. DARRETTA Mgmt
M. JUDAH FOLKMAN Mgmt
ANN D. JORDAN Mgmt
ARNOLD G. LANGBO Mgmt
SUSAN L. LINDQUIST Mgmt
LEO F. MULLIN Mgmt
STEVEN S REINEMUND Mgmt
DAVID SATCHER Mgmt
HENRY B. SCHACHT Mgmt
WILLIAM C. WELDON Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr
- -------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda: 932117840
CUSIP: 500255104 Meeting Type: Annual
Ticker: KSS Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WAYNE EMBRY Mgmt For For
JOHN F. HERMA Mgmt For For
R. LAWRENCE MONTGOMERY Mgmt For For
FRANK V. SICA Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD OF DIRECTORS COMPENSATION COMMITTEE,
IN DEVELOPING FUTURE EXECUTIVE EQUITY
COMPENSATION PLANS, UTILIZE PERFORMANCE
AND TIME-BASED RESTRICTED SHARE PROGRAMS
IN LIEU OF STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS TO AMEND THE COMPANY S BY-
LAWS TO REQUIRE THAT AN INDEPENDENT
DIRECTOR, AS DEFINED BY THE RULES OF THE
NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN
OF THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda: 932101645
CUSIP: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.C. BEERING Mgmt For For
W. BISCHOFF Mgmt For For
F.G. PRENDERGAST Mgmt For For
K.P. SEIFERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITORS FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS Mgmt For For
PLAN.
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD Shr Against For
ADOPT A COMPENSATION PROGRAM LIMITING THE
COMPENSATION OF SENIOR EXECUTIVES TO
SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD Shr Against For
REPORT ON HOW THE COMPANY WILL RESPOND TO
PRESSURE TO INCREASE ACCESS TO AND
AFFORDABILITY OF PRESCRIPTION DRUGS.
- -------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda: 932109487
CUSIP: 532457PPH Meeting Type: Annual
Ticker: Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.C. BEERING Mgmt
W. BISCHOFF Mgmt
F.G. PRENDERGAST Mgmt
01 K.P. SEIFERT Mgmt
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITORS FOR 2004.
03 APPROVAL OF THE ELI LILLY AND COMPANY Mgmt
BONUS PLAN.
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD Shr
ADOPT A COMPENSATION PROGRAM LIMITING THE
COMPENSATION OF SENIOR EXECUTIVES TO
SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD Shr
REPORT ON HOW THE COMPANY WILL RESPOND TO
PRESSURE TO INCREASE ACCESS TO AND
AFFORDABILITY OF PRESCRIPTION DRUGS.
- -------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda: 932151525
CUSIP: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD L. BERRY Mgmt For For
PAUL FULTON Mgmt For For
DAWN E. HUDSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
ROBERT L. TILLMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt For For
BENJAMIN R. CIVILETTI Mgmt For For
BRUCE L. HAMMONDS Mgmt For For
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt For For
01 STUART L. MARKOWITZ Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr Against For
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr Against For
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MANPOWER INC. Agenda: 932103271
CUSIP: 56418H100 Meeting Type: Annual
Ticker: MAN Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHANIE A. BURNS Mgmt For For
WILLIE D. DAVIS Mgmt For For
JACK M. GREENBERG Mgmt For For
TERRY A. HUENEKE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MANPOWER S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331PPH Meeting Type: Annual
Ticker: Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt
WILLIAM G. BOWEN** Mgmt
WILLIAM M. DALEY** Mgmt
THOMAS E. SHENK** Mgmt
WENDELL P. WEEKS** Mgmt
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt
COMPANY S INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED Mgmt
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION Shr
OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL Shr
AND SOCIAL PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT Shr
RELATED TO THE GLOBAL HIV/AIDS PANDEMIC
- -------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda: 932101669
CUSIP: 617446448 Meeting Type: Annual
Ticker: MWD Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. MADIGAN Mgmt For For
DR. KLAUS ZUMWINKEL Mgmt For For
SIR HOWARD DAVIES Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr Against For
BOARD OF DIRECTORS
04 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE
AGREEMENTS
05 SHAREHOLDER PROPOSAL TO DISCLOSE Shr Against For
POLITICAL CONTRIBUTIONS
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING CRITERIA Shr Against For
FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda: 932139341
CUSIP: 708160106 Meeting Type: Annual
Ticker: JCP Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.C. BARRETT Mgmt For For
M.A. BURNS Mgmt For For
M.K. CLARK Mgmt For For
A. QUESTROM Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
F.D. RAINES Mgmt For For
S.S. REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt For For
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For
P.23)
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF Shr Against For
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB
AND MALARIA PANDEMICS ON THE COMPANY S
BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL ENTITIES
OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr Against For
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON INCREASING ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shr Against For
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932105338
CUSIP: 717081PPH Meeting Type: Annual
Ticker: Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL S. BROWN Mgmt
M. ANTHONY BURNS Mgmt
01 ROBERT N. BURT Mgmt
W. DON CORNWELL Mgmt
WILLIAM H. GRAY III Mgmt
CONSTANCE J. HORNER Mgmt
WILLIAM R. HOWELL Mgmt
STANLEY O. IKENBERRY Mgmt
GEORGE A. LORCH Mgmt
HENRY A. MCKINNELL Mgmt
DANA G. MEAD Mgmt
FRANKLIN D. RAINES Mgmt
RUTH J. SIMMONS Mgmt
WILLIAM C. STEERE, JR. Mgmt
JEAN-PAUL VALLES Mgmt
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF Shr
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB
AND MALARIA PANDEMICS ON THE COMPANY S
BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL ENTITIES
OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr
ON INCREASING ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shr
- -------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda: 932103461
CUSIP: 74005P104 Meeting Type: Annual
Ticker: PX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEJANDRO ACHAVAL Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
H. MITCHELL WATSON, JR. Mgmt For For
02 PROPOSAL TO AMEND THE LONG TERM INCENTIVE Mgmt For For
PLAN.
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION.
04 PROPOSAL TO APPROVE A STOCKHOLDER Mgmt For For
PROTECTION RIGHTS AGREEMENT.
- -------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda: 932146916
CUSIP: 744320102 Meeting Type: Annual
Ticker: PRU Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARTHUR F. RYAN Mgmt For For
GASTON CAPERTON Mgmt For For
GILBERT F. CASELLAS Mgmt For For
KARL J. KRAPEK Mgmt For For
IDA F.S. SCHMERTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
03 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
CHARITABLE CONTRIBUTIONS.
04 A SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
ANNUAL ELECTION OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda: 932111189
CUSIP: 806605PPH Meeting Type: Annual
Ticker: Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED HASSAN Mgmt
PHILIP LEDER, M.D. Mgmt
EUGENE R. MCGRATH Mgmt
RICHARD DE J. OSBORNE Mgmt
02 RATIFICATION OF DESIGNATION OF Mgmt
INDEPENDENT AUDITORS
03 APPROVAL OF THE OPERATIONS MANAGEMENT Mgmt
TEAM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC. Agenda: 932097757
CUSIP: 832110100 Meeting Type: Annual
Ticker: SII Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. GIBBS Mgmt For For
JERRY W. NEELY Mgmt For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION 2004 Mgmt For For
LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION NON- Mgmt For For
EMPLOYEE DIRECTOR DEFERRED COMPENSATION
PLAN
05 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda: 932168900
CUSIP: 855030102 Meeting Type: Annual
Ticker: SPLS Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARTHUR M. BLANK Mgmt For For
GARY L. CRITTENDEN Mgmt For For
MARTIN TRUST Mgmt For For
PAUL F. WALSH Mgmt For For
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO APPROVE STAPLES AMENDED AND RESTATED Mgmt For For
1998 EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE STAPLES AMENDED AND RESTATED Mgmt For For
INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES
INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr Against For
SHAREHOLDER RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr Against For
SHAREHOLDER INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr Against For
COMMONSENSE EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr Against For
AUDITOR INDEPENDENCE.
- -------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT Agenda: 932153238
CUSIP: 881624209 Meeting Type: Annual
Ticker: TEVA Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
04 TO APPROVE THE PURCHASE OF DIRECTOR S AND Mgmt For For
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
05 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LTD., AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004 AND AUTHORIZE THE AUDIT
COMMITTEE TO DETERMINE THEIR
COMPENSATION.
3A TO ELECT ABRAHAM E. COHEN TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
3B TO ELECT LESLIE DAN TO SERVE FOR A THREE- Mgmt For For
YEAR TERM.
3C TO ELECT PROF. MEIR HETH TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
3D TO ELECT PROF. MOSHE MANY TO SERVE FOR A Mgmt For For
THREE-YEAR TERM.
3E TO ELECT DOV SHAFIR TO SERVE FOR A THREE- Mgmt For For
YEAR TERM.
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING Shr Against For
OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
3M COMPANY Agenda: 932124186
CUSIP: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BRENNAN Mgmt For For
MICHAEL L. ESKEW Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
KEVIN W. SHARER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK
04 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
MILES R. GILBURNE Mgmt For For
CARLA A. HILLS Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
R.E. TURNER Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS C. BLAIR Mgmt For For
EDWARD D. BREEN Mgmt For For
GEORGE W. BUCKLEY Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt For For
MACKEY J. MCDONALD Mgmt For For
H. CARL MCCALL Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
JEROME B. YORK Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITORS
REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED BYE- Mgmt For For
LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE Mgmt For For
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda: 932107609
CUSIP: 911312106 Meeting Type: Annual
Ticker: UPS Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CALVIN DARDEN Mgmt For For
MICHAEL L. ESKEW Mgmt For For
JAMES P. KELLY Mgmt For For
ANN M. LIVERMORE Mgmt For For
GARY E. MACDOUGAL Mgmt For For
VICTOR A. PELSON Mgmt For For
LEA N. SOUPATA Mgmt For For
ROBERT M. TEETER Mgmt For For
JOHN W. THOMPSON Mgmt For For
CAROL B. TOME Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP, INDEPENDENT
AUDITORS, AS UPS S AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL. Agenda: 932156664
CUSIP: 91911XPPH Meeting Type: Annual
Ticker: Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BURKHARDT Mgmt For For
TIMOTHY C. TYSON Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
- -------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda: 932105631
CUSIP: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. BARKER Mgmt For For
R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. STAFFORD Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 CUMULATIVE VOTING Shr Against For
04 BOARD COMPOSITION Shr Against For
05 SEPARATE CHAIRMAN AND CEO Shr Against For
06 FUTURE POISON PILL Shr Against For
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shr Against For
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING Mgmt Against For
STOCK
09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For
NUMBER PORTABILIY FEES
- -------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda: 932106431
CUSIP: 929903102 Meeting Type: Annual
Ticker: WB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES S. BALLOUN Mgmt For For
JOHN T. CASTEEN, III Mgmt For For
JOSEPH NEUBAUER Mgmt For For
01 LANTY L. SMITH Mgmt For For
DONA DAVIS YOUNG Mgmt For For
02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS AUDITORS FOR
THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING REPORTING POLITICAL
INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT Shr Against For
OPPOSES, REGARDING SEPARATING THE OFFICES
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda: 932147285
CUSIP: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES W. BREYER Mgmt For For
M. MICHELE BURNS Mgmt For For
THOMAS M. COUGHLIN Mgmt For For
DAVID D. GLASS Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
DAWN G. LEPORE Mgmt For For
JOHN D. OPIE Mgmt For For
J. PAUL REASON Mgmt For For
H. LEE SCOTT, JR. Mgmt For For
JACK C. SHEWMAKER Mgmt For For
JOSE H. VILLARREAL Mgmt For For
JOHN T. WALTON Mgmt For For
S. ROBSON WALTON Mgmt For For
CHRISTOPHER J. WILLIAMS Mgmt For For
02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt For For
OWNERSHIP PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Mgmt For For
04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
2004 ASSOCIATE STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
08 A SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For
COMPENSATION
09 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL Shr Against For
EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Shr Against For
SHAREHOLDER APPROVAL OF PARTICIPATION IN
THE OFFICER DEFERRED COMPENSATION PLAN
- -------------------------------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC. Agenda: 932147300
CUSIP: 942683PPH Meeting Type: Annual
Ticker: Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALLEN CHAO, PH.D. Mgmt For For
MICHEL J. FELDMAN Mgmt For For
FRED G. WEISS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR THE 2004 FISCAL YEAR.
03 STOCKHOLDER PROPOSAL ON EXECUTIVE Shr Against For
COMPENSATION.
- -------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda: 932105403
CUSIP: 962166104 Meeting Type: Annual
Ticker: WY Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN R. ROGEL Mgmt For For
WILLIAM D. RUCKELSHAUS Mgmt For For
RICHARD H. SINKFIELD Mgmt For For
JAMES N. SULLIVAN Mgmt For For
02 APPROVAL OF THE WEYERHAEUSER COMPANY 2004 Mgmt For For
LONG TERM INCENTIVE PLAN
03 PROPOSAL TO AMEND THE COMPANY S RESTATED Shr Against For
ARTICLES OF INCORPORATION TO AUTHORIZE
ANNUAL ELECTION OF THE BOARD OF DIRECTORS
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
ACCOUNTING FOR STOCK OPTIONS
05 SHAREHOLDER PROPOSAL RELATING TO EQUITY Shr Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
ENVIRONMENTAL REPORTING
07 SHAREHOLDER PROPOSAL RELATING TO OLD Shr Against For
GROWTH AND ENDANGERED FORESTS
08 APPROVAL ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
- -------------------------------------------------------------------------------------------------------
WYETH Agenda: 932113222
CUSIP: 983024PPH Meeting Type: Annual
Ticker: Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.L. ALEXANDER, JR. Mgmt
F.A. BENNACK, JR. Mgmt
R.L. CARRION Mgmt
R. ESSNER Mgmt
J.D. FEERICK Mgmt
R. LANGER Mgmt
J.P. MASCOTTE Mgmt
M.L. POLAN Mgmt
I.G. SEIDENBERG Mgmt
W.V. SHIPLEY Mgmt
J.R. TORELL III Mgmt
02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt
PUBLIC ACCOUNTANTS
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON Shr
ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr
ANIMAL TESTING
- -------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda: 932115238
CUSIP: 98956PPPH Meeting Type: Annual
Ticker: Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY C. GLASSCOCK Mgmt For For
JOHN L. MCGOLDRICK Mgmt For For
02 STOCKHOLDER PROPOSAL RELATING TO POISON Shr Against For
PILLS.
03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR Shr Against For
RATIFICATION.
- -------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED Agenda: 932153048
CUSIP: G4776G101 Meeting Type: Annual
Ticker: IR Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.C. GODSOE Mgmt For For
C.J. HORNER Mgmt For For
O.R. SMITH Mgmt For For
02 ADOPTION OF AMENDED AND RESTATED Mgmt For For
INCENTIVE STOCK PLAN OF 1998.
03 APPROVAL OF AMENDED AND RESTATED BYE-LAWS. Mgmt For For
04 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS REMUNERATION.
05 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr Against For
BOARD OF DIRECTORS.
06 SHAREHOLDER PROPOSAL TO CHANGE THE Shr Against For
COMPANY S JURISDICTION OF INCORPORATION.
07 SHAREHOLDER PROPOSAL TO REQUIRE THE Shr Against For
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- -------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda: 932110151
CUSIP: G65422100 Meeting Type: Annual
Ticker: NE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. CAWLEY Mgmt For For
LUKE R. CORBETT Mgmt For For
JACK E. LITTLE Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda: 932127269
CUSIP: G6852T105 Meeting Type: Annual
Ticker: PRE Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VITO H. BAUMGARTNER Mgmt For For
JEAN-PAUL MONTUPET Mgmt For For
JOHN A. ROLLWAGEN Mgmt For For
01 LUCIO STANCA Mgmt For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS FROM TEN TO ELEVEN,
WITH THE MINIMUM NUMBER OF DIRECTORS SET
AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND
WHEN THEY DEEM EXPEDIENT.
03 TO AMEND THE BYE-LAWS OF THE COMPANY TO Mgmt For For
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES
FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY S ISSUED
AND OUTSTANDING SHARES.
04 TO INCREASE THE NUMBER OF COMMON SHARES Mgmt For For
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM
3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
05 TO REAPPOINT THE FIRM OF DELOITTE & Mgmt For For
TOUCHE TO SERVE AS INDEPENDENT AUDITORS OF
THE COMPANY UNTIL THE COMPANY S 2005
ANNUAL GENERAL MEETING AND TO REFER TO THE
BOARD OF DIRECTORS THE AUTHORITY TO
DETERMINE THE REMUNERATION OF DELOITTE &
TOUCHE.
06 OTHER - IN THEIR DISCRETION UPON SUCH Mgmt For For
OTHER MATTERS, INCLUDING WITHHOLDING A
QUORUM, IF NECESSARY, AS MAY PROPERLY COME
BEFORE THE ANNUAL GENERAL MEETING.
- -------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD Agenda: 700521948
CUSIP: G7496G103 Meeting Type: AGM
Ticker: Meeting Date: 5/28/2004 ISIN: BMG7496G1033
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1.1 Elect Mr. William F. Hecht as a Director Mgmt For *
to serve until 2007 annual meeting
1.2 Elect Mr. William I. Riker as a Director Mgmt For *
to serve until 2007 annual meeting
1.3 Elect Mr. Nicholas L. Trivisonno as a Mgmt For *
Director to serve until 2007 annual
meeting
2. Appoint Ernst & Young as the Independent Mgmt For *
Auditors, for the FY 2004 until 2005
annual meeting and approve to refer the
determination of the Auditors
remuneration to the Board
- -------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda: 932165841
CUSIP: G7496G103 Meeting Type: Annual
Ticker: RNR Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. HECHT Mgmt For For
WILLIAM I. RIKER Mgmt For For
NICHOLAS L. TRIVISONNO Mgmt For For
02 TO APPOINT THE FIRM OF ERNST & YOUNG, Mgmt For For
INDEPENDENT AUDITORS, TO SERVE AS OUR
INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR UNTIL OUR 2005 ANNUAL MEETING, AND TO
REFER THE DETERMINATION OF THE AUDITORS
REMUNERATION TO THE BOARD.
- -------------------------------------------------------------------------------------------------------
XL CAPITAL LTD Agenda: 932119515
CUSIP: G98255105 Meeting Type: Annual
Ticker: XL Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN LOUDON Mgmt For For
ROBERT S. PARKER Mgmt For For
ALAN Z. SENTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, NEW YORK, TO
ACT AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
MF Mid Cap Growth 0000889366
- -------------------------------------------------------------------------------------------------------
ADVANCEPCS Agenda: 932096793
CUSIP: 00790K109 Meeting Type: Annual
Ticker: ADVP Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 2, 2003, BY AND AMONG CAREMARK
RX, INC., COUGAR MERGER CORPORATION, A
WHOLLY-OWNED SUBSIDIARY OF CAREMARK RX,
INC. AND ADVANCEPCS, AND THE MERGER
CONTEMPLATED THEREBY, PURSUANT TO WHICH
ADVANCEPCS WILL BECOME A WHOLLY-OWNED
SUBSIDIARY OF CAREMARK RX, INC.
02 T. DANNY PHILLIPS Mgmt For For
DR. GEORGE POSTE Mgmt For For
JEAN-PIERRE MILLON Mgmt For For
03 PROPOSAL TO APPROVE THE ADVANCEPCS 2003 Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
ADVANCEPCS THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION, TO AMONG
OTHER THINGS, CHANGE THE GOVERNANCE
STRUCTURE OF THE ADVANCEPCS BOARD OF
DIRECTORS.
05 TO RATIFY THE SELECTION OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2004.
06 TO APPROVE ANY PROPOSAL TO ADJOURN OR Mgmt For For
POSTPONE THE ADVANCEPCS ANNUAL MEETING,
IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
- -------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda: 932122118
CUSIP: 023139108 Meeting Type: Annual
Ticker: ABK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILLIP B. LASSITER Mgmt For For
MICHAEL A. CALLEN Mgmt For For
RENSO L. CAPORALI Mgmt For For
JILL M. CONSIDINE Mgmt For For
RICHARD DULUDE Mgmt For For
01 ROBERT J. GENADER Mgmt For For
W. GRANT GREGORY Mgmt For For
LAURA S. UNGER Mgmt For For
HENRY D.G. WALLACE Mgmt For For
02 AMEND THE CERTIFICATE OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 200 MILLION TO 350
MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 NON- Mgmt For For
EMPLOYEE DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda: 932089231
CUSIP: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 3/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. HAGENLOCKER Mgmt For For
KURT J. HILZINGER Mgmt For For
- -------------------------------------------------------------------------------------------------------
AMYLIN PHARMACEUTICALS, INC. Agenda: 932128463
CUSIP: 032346108 Meeting Type: Annual
Ticker: AMLN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VAUGHN D. BRYSON Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
TERRANCE H. GREGG Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
THOMAS R. TESTMAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE IN THE AGGREGATE Mgmt For For
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE
COMPANY S 2001 EMPLOYEE STOCK PURCHASE
PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP INC. Agenda: 932118183
CUSIP: 037933108 Meeting Type: Annual
Ticker: AHG Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VICENTE ANIDO, JR. Mgmt For For
I.T. CORLEY Mgmt For For
DAVID L. GOLDSMITH Mgmt For For
LAWRENCE M. HIGBY Mgmt For For
RICHARD H. KOPPES Mgmt For For
PHILIP R. LOCHNER, JR. Mgmt For For
JERI L. LOSE Mgmt For For
BEVERLY B. THOMAS Mgmt For For
RALPH V. WHITWORTH Mgmt For For
- -------------------------------------------------------------------------------------------------------
AVOCENT CORPORATION Agenda: 932172620
CUSIP: 053893103 Meeting Type: Annual
Ticker: AVCT Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. MCALEER Mgmt For For
DAVID P. VIEAU Mgmt For For
DOYLE C. WEEKS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CDW CORPORATION Agenda: 932138248
CUSIP: 12512N105 Meeting Type: Annual
Ticker: CDWC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHELLE L. COLLINS Mgmt For For
CASEY G. COWELL Mgmt For For
JOHN A. EDWARDSON Mgmt For For
DANIEL S. GOLDIN Mgmt For For
DONALD P. JACOBS Mgmt For For
MICHAEL P. KRASNY Mgmt For For
TERRY L. LENGFELDER Mgmt For For
SUSAN D. WELLINGTON Mgmt For For
01 BRIAN E. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF CDW
03 APPROVAL OF THE 2004 NON-EMPLOYEE Mgmt For For
DIRECTOR EQUITY COMPENSATION PLAN
- -------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda: 932132361
CUSIP: 127687101 Meeting Type: Annual
Ticker: CZR Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. STEVEN CROWN Mgmt For For
GILBERT L. SHELTON Mgmt For For
02 TO APPROVE THE CAESARS ENTERTAINMENT, Mgmt For For
INC. 2004 LONG TERM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
CHOICEPOINT INC. Agenda: 932117864
CUSIP: 170388102 Meeting Type: Annual
Ticker: CPS Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN B. MCCOY* Mgmt For For
THOMAS M. COUGHLIN** Mgmt For For
DEREK V. SMITH** Mgmt For For
02 PROPOSAL TO APPROVE THE CHOICEPOINT INC. Mgmt For For
DEFERRED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR CHOICEPOINT FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC. Agenda: 932173381
CUSIP: 172737108 Meeting Type: Annual
Ticker: CC Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.V. GOINGS Mgmt For For
JAMES F. HARDYMON Mgmt For For
ALLEN B. KING Mgmt For For
J. PATRICK SPAINHOUR Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED 1984 Mgmt For For
CIRCUIT CITY STORES, INC. EMPLOYEE STOCK
PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE 2000 NON- Mgmt For For
EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2005.
- -------------------------------------------------------------------------------------------------------
CITADEL BROADCASTING CORP Agenda: 932149417
CUSIP: 17285T106 Meeting Type: Annual
Ticker: CDL Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID W. CHECKETTS Mgmt For For
J. ANTHONY FORSTMANN Mgmt For For
CHARLES P. ROSE, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda: 932155193
CUSIP: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAKSHMI NARAYANAN Mgmt For For
JOHN E. KLEIN Mgmt For For
02 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO (I) INCREASE THE NUMBER
OF AUTHORIZED SHARES OF OUR CLASS A
COMMON STOCK FROM 100,000,000 SHARES TO
325,000,000 SHARES AND (II) ELIMINATE THE
AUTHORIZATION OF OUR CLASS B COMMON
STOCK.
03 TO AMEND OUR 1999 INCENTIVE COMPENSATION Mgmt For For
PLAN, AS AMENDED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 TO ADOPT OUR 2004 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
- -------------------------------------------------------------------------------------------------------
COGNOS INCORPORATED Agenda: 932191517
CUSIP: 19244C109 Meeting Type: Special
Ticker: COGN Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT G. ASHE Mgmt For For
JOHN E. CALDWELL Mgmt For For
PAUL D. DAMP Mgmt For For
PIERRE Y. DUCROS Mgmt For For
ROBERT W. KORTHALS Mgmt For For
JOHN J. RANDO Mgmt For For
BILL V. RUSSELL Mgmt For For
JAMES M. TORY Mgmt For For
RENATO ZAMBONINI Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF RESOLUTION A RESERVING Mgmt For For
ADDITIONAL COMMON SHARES TO THE 2003-2008
COGNOS INCORPORATED STOCK OPTION PLAN
04 APPROVAL OF RESOLUTION B REGARDING AN Mgmt For For
AMENDMENT TO THE CORPORATION S ARTICLES
OF INCORPORATION
- -------------------------------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC. Agenda: 932162996
CUSIP: 205862402 Meeting Type: Annual
Ticker: CMVT Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KOBI ALEXANDER Mgmt For For
RAZ ALON Mgmt For For
ITSIK DANZIGER Mgmt For For
JOHN H. FRIEDMAN Mgmt For For
RON HIRAM Mgmt For For
SAM OOLIE Mgmt For For
WILLIAM F. SORIN Mgmt For For
02 ADOPTION AND APPROVAL OF THE COMPANY S Mgmt For For
2004 STOCK INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE ENGAGEMENT OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING JANUARY 31, 2005.
- -------------------------------------------------------------------------------------------------------
COX RADIO, INC. Agenda: 932117408
CUSIP: 224051102 Meeting Type: Annual
Ticker: CXR Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JUANITA P. BARANCO Mgmt For For
G. DENNIS BERRY Mgmt For For
RICHARD A. FERGUSON Mgmt For For
PAUL M. HUGHES Mgmt For For
JAMES C. KENNEDY Mgmt For For
MARC W. MORGAN Mgmt For For
ROBERT F. NEIL Mgmt For For
NICHOLAS D. TRIGONY Mgmt For For
02 ADOPTION OF THE 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
03 ADOPTION OF THE SECOND AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
DOLLAR TREE STORES, INC. Agenda: 932162338
CUSIP: 256747106 Meeting Type: Annual
Ticker: DLTR Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENT TO BYLAWS. Mgmt For For
02 H. RAY COMPTON* Mgmt For For
JOHN F. MEGRUE* Mgmt For For
ALAN L. WURTZEL* Mgmt For For
BOB SASSER* Mgmt For For
THOMAS E. WHIDDON** Mgmt For For
03 AMENDMENT TO THE 2003 EQUITY INCENTIVE Mgmt For For
PLAN.
04 PROPOSAL TO APPROVE THE 2004 EXECUTIVE Mgmt For For
OFFICER EQUITY PLAN.
05 PROPOSAL TO APPROVE THE 2004 EXECUTIVE Mgmt For For
OFFICER CASH BONUS PLAN.
- -------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED Agenda: 932118842
CUSIP: 26874Q100 Meeting Type: Annual
Ticker: ESV Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. CARMICHAEL Mgmt For For
01 THOMAS L. KELLY II Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda: 932136509
CUSIP: 28176E108 Meeting Type: Annual
Ticker: EW Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT A. INGRAM Mgmt For For
VERNON R. LOUCKS JR. Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE NONEMPLOYEE DIRECTORS AND
CONSULTANTS STOCK INCENTIVE PROGRAM
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda: 932108740
CUSIP: 302130109 Meeting Type: Annual
Ticker: EXPD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.J. ROSE Mgmt For For
J.L.K. WANG Mgmt For For
R.J. GATES Mgmt For For
J.J. CASEY Mgmt For For
D.P. KOURKOUMELIS Mgmt For For
M.J. MALONE Mgmt For For
J.W. MEISENBACH Mgmt For For
- -------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. Agenda: 932150105
CUSIP: 302182100 Meeting Type: Annual
Ticker: ESRX Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY G. BENANAV Mgmt For For
FRANK J. BORELLI Mgmt For For
NICHOLAS J. LAHOWCHIC Mgmt For For
THOMAS P. MAC MAHON Mgmt For For
JOHN O. PARKER, JR. Mgmt For For
GEORGE PAZ Mgmt For For
SAMUEL K. SKINNER Mgmt For For
SEYMOUR STERNBERG Mgmt For For
01 BARRETT A. TOAN Mgmt For For
HOWARD L. WALTMAN Mgmt For For
02 APPROVAL AND RATIFICATION OF THE PROPOSED Mgmt For For
AMENDMENT TO THE COMPANY S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S COMMON STOCK FROM
181,000,000 SHARES TO 275,000,000 SHARES.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
- -------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. Agenda: 932127233
CUSIP: 303726103 Meeting Type: Annual
Ticker: FCS Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KIRK P. POND Mgmt For For
JOSEPH R. MARTIN Mgmt For For
CHARLES P. CARINALLI Mgmt For For
RICHARD M. CASHIN, JR. Mgmt For For
CHARLES M. CLOUGH Mgmt For For
ROBERT F. FRIEL Mgmt For For
THOMAS L. MAGNANTI Mgmt For For
BRYAN R. ROUB Mgmt For For
PAUL C. SCHORR IV Mgmt For For
RONALD W. SHELLY Mgmt For For
WILLIAM N. STOUT Mgmt For For
02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For
FAIRCHILD SEMICONDUCTOR STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda: 932145611
CUSIP: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL BERG Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
JOHN C. MARTIN Mgmt For For
01 GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GEORGE P. SHULTZ Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE ADOPTION OF GILEAD S 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD COMMON STOCK FROM 500,000,000 TO
700,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda: 932134163
CUSIP: 46069S109 Meeting Type: Annual
Ticker: ISIL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY L. WILLIAMS Mgmt For For
RICHARD M. BEYER Mgmt For For
DR. ROBERT W. CONN Mgmt For For
JAMES V. DILLER Mgmt For For
GARY E. GIST Mgmt For For
JAN PEETERS Mgmt For For
ROBERT N. POKELWALDT Mgmt For For
JAMES A. URRY Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 INCREASE OF THE NUMBER OF SHARES Mgmt For For
AUTHORIZED FOR ISSUANCE UNDER THE 1999
EQUITY COMPENSATION PLAN FROM 17,500,000
TO 22,250,000
- -------------------------------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP. Agenda: 932104867
CUSIP: 461915100 Meeting Type: Annual
Ticker: IFIN Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEVIN J. SHEEHAN Mgmt For For
JAMES M. OATES Mgmt For For
THOMAS P. MCDERMOTT Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1997 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE
FOR GRANT PURSUANT TO THE PLAN.
04 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION Agenda: 932118804
CUSIP: 502161102 Meeting Type: Annual
Ticker: LSI Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILFRED J. CORRIGAN Mgmt For For
JAMES H. KEYES Mgmt For For
MALCOLM R. CURRIE Mgmt For For
T.Z. CHU Mgmt For For
R. DOUGLAS NORBY Mgmt For For
MATTHEW J. O'ROURKE Mgmt For For
GREGORIO REYES Mgmt For For
LARRY W. SONSINI Mgmt For For
02 APPROVAL OF AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 9,000,000.
03 APPROVAL OF AMENDMENT TO THE Mgmt For For
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
1,000,000.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR ITS 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC. Agenda: 932159228
CUSIP: 52186N106 Meeting Type: Annual
Ticker: LF Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN B. FINK Mgmt For For
PAUL A. RIOUX Mgmt For For
MICHAEL C. WOOD Mgmt For For
THOMAS J. KALINSKE Mgmt For For
JEREMY J. PEREZ Mgmt For For
JEFFREY BERG Mgmt For For
STANLEY E. MARON Mgmt For For
E. STANTON MCKEE, JR. Mgmt For For
BARRY MUNITZ Mgmt For For
STEWART A. RESNICK Mgmt For For
02 TO APPROVE AMENDMENTS TO OUR 2002 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF OUR CLASS A COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,500,000 SHARES.
03 TO APPROVE AMENDMENTS TO OUR 2002 NON- Mgmt For For
EMPLOYEE DIRECTORS STOCK OPTION PLAN TO
INCREASE THE INITIAL GRANT AND ANNUAL
GRANT RECEIVED BY OUR NON-EMPLOYEE
DIRECTORS, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF LEAPFROG ENTERPRISES, INC. FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MICHAELS STORES, INC. Agenda: 932169180
CUSIP: 594087108 Meeting Type: Annual
Ticker: MIK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES J. WYLY, JR. Mgmt For For
SAM WYLY Mgmt For For
RICHARD E. HANLON Mgmt For For
RICHARD C. MARCUS Mgmt For For
LIZ MINYARD Mgmt For For
CECE SMITH Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL 2004.
03 ADOPTION OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
- -------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE FINANCIAL CORP. Agenda: 932099624
CUSIP: 63545P104 Meeting Type: Annual
Ticker: NCF Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BLAKE P. GARRETT, JR. Mgmt For For
THOMAS M. GARROTT Mgmt For For
C. DAN JOYNER Mgmt For For
W. NEELY MALLORY, JR. Mgmt For For
ERIC B. MUNSON Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
APPOINTMENT OF KPMG LLP, INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS
OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda: 932138375
CUSIP: 681904108 Meeting Type: Annual
Ticker: OCR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD L. HUTTON Mgmt For For
JOEL F. GEMUNDER Mgmt For For
CHARLES H. ERHART, JR. Mgmt For For
DAVID W. FROESEL, JR. Mgmt For For
SANDRA E. LANEY Mgmt For For
ANDREA R. LINDELL, DNSC Mgmt For For
SHELDON MARGEN, M.D. Mgmt For For
JOHN H. TIMONEY Mgmt For For
AMY WALLMAN Mgmt For For
02 TO APPROVE THE 2004 STOCK AND INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
OUTBACK STEAKHOUSE, INC. Agenda: 932115048
CUSIP: 689899102 Meeting Type: Annual
Ticker: OSI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. BRABSON, JR. Mgmt For For
LEE ROY SELMON Mgmt For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S AMENDED AND RESTATED STOCK
OPTION PLAN (THE PLAN ).
03 IN THEIR DISCRETION TO ACT ON ANY OTHER Mgmt For For
BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda: 932125342
CUSIP: 723787107 Meeting Type: Annual
Ticker: PXD Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R. HARTWELL GARDNER Mgmt For For
JAMES L. HOUGHTON Mgmt For For
LINDA K. LAWSON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda: 932141409
CUSIP: 759351109 Meeting Type: Annual
Ticker: RGA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. BARTLETT Mgmt For For
ALAN C. HENDERSON Mgmt For For
A. GREIG WOODRING Mgmt For For
02 APPROVAL OF AN AMENDMENT TO SECTION A OF Mgmt For For
ARTICLE THREE OF THE SECOND RESTATED
ARTICLES OF INCORPORATION.
03 APPROVAL OF AN AMENDMENT TO DELETE Mgmt For For
SECTION D FROM ARTICLE THREE OF THE
SECOND RESTATED ARTICLES OF INCORPORATION.
04 APPROVAL OF AN AMENDMENT TO SECTION A OF Mgmt For For
ARTICLE SIX OF THE SECOND RESTATED
ARTICLES OF INCORPORATION.
05 APPROVAL OF AMENDMENTS TO SECTION C OF Mgmt For For
ARTICLE SIX AND SECTION B OF ARTICLE NINE
OF THE SECOND RESTATED ARTICLES OF
INCORPORATION.
06 APPROVAL OF AN AMENDMENT TO ADD NEW Mgmt For For
ARTICLE THIRTEEN TO THE SECOND RESTATED
ARTICLES OF INCORPORATION.
07 AUTHORIZATION TO SELL CERTAIN TYPES OF Mgmt For For
SECURITIES FROM TIME TO TIME TO METLIFE,
INC. OR AFFILIATES OF METLIFE, INC.
08 APPROVE OF AN AMENDMENT TO THE FLEXIBLE Mgmt For For
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
SELECT MEDICAL CORPORATION Agenda: 932153125
CUSIP: 816196109 Meeting Type: Annual
Ticker: SEM Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUSSELL L. CARSON Mgmt For For
ROCCO A. ORTENZIO Mgmt For For
LEOPOLD SWERGOLD Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- -------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda: 932122702
CUSIP: 845467109 Meeting Type: Annual
Ticker: SWN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. EPLEY, JR. Mgmt For For
J. HAMMERSCHMIDT Mgmt For For
R. HOWARD Mgmt For For
H. KORELL Mgmt For For
V. KUUSKRAA Mgmt For For
K. MOURTON Mgmt For For
C. SCHARLAU Mgmt For For
02 PROPOSAL TO ADOPT THE 2004 STOCK Mgmt For For
INCENTIVE PLAN FOR THE COMPENSATION OF
OFFICERS, DIRECTORS, AND KEY EMPLOYEES OF
THE COMPANY AND ITS SUBSIDIARIES.
- -------------------------------------------------------------------------------------------------------
STORAGE TECHNOLOGY CORPORATION Agenda: 932137094
CUSIP: 862111200 Meeting Type: Annual
Ticker: STK Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. ADAMS Mgmt For For
CHARLES E. FOSTER Mgmt For For
MERCEDES JOHNSON Mgmt For For
WILLIAM T. KERR Mgmt For For
ROBERT E. LEE Mgmt For For
PATRICK J. MARTIN Mgmt For For
JUDY C. ODOM Mgmt For For
02 APPROVAL OF THE 2004 LONG TERM INCENTIVE Mgmt For For
PLAN.
03 APPROVAL OF THE 2004 PERFORMANCE-BASED Mgmt For For
INCENTIVE BONUS PLAN.
04 APPROVAL OF A STOCKHOLDER PROPOSAL Shr Against For
REGARDING CUMULATIVE VOTING FOR THE
ELECTION OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda: 932156020
CUSIP: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY L. CRITTENDEN Mgmt For For
EDMOND J. ENGLISH Mgmt For For
RICHARD G. LESSER Mgmt For For
02 AMENDMENTS TO THE STOCK INCENTIVE PLAN. Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For
STANDARDS CODE OF CONDUCT AND INDEPENDENT
MONITORING.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
REPORT ON VENDOR COMPLIANCE PROGRAM.
05 SHAREHOLDER PROPOSAL REGARDING Shr Against For
DECLASSIFICATION OF ELECTION OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
TRIAD HOSPITALS, INC. Agenda: 932143504
CUSIP: 89579K109 Meeting Type: Annual
Ticker: TRI Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES D. SHELTON Mgmt For For
THOMAS F. FRIST, III Mgmt For For
GALE E. SAYERS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
MICHAEL K. JHIN Mgmt For For
HARRIET R. MICHEL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENTS TO THE TRIAD Mgmt For For
HOSPITALS, INC. 1999 LONG-TERM INCENTIVE
PLAN TO, AMONG OTHER THINGS, INCREASE THE
NUMBER OF AUTHORIZED SHARES THEREUNDER
FROM 16,500,000 TO 19,000,000.
- -------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda: 932139834
CUSIP: 928298108 Meeting Type: Annual
Ticker: VSH Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DR. FELIX ZANDMAN Mgmt For For
PHILIPPE GAZEAU Mgmt For For
ZVI GRINFAS Mgmt For For
DR. GERALD PAUL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
04 APPROVAL OF THE VISHAY INTERTECHNOLOGY, Mgmt For For
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC. Agenda: 932104172
CUSIP: 950590109 Meeting Type: Annual
Ticker: WEN Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JANET HILL Mgmt For For
PAUL D. HOUSE Mgmt For For
JOHN R. THOMPSON Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE CURRENT YEAR.
03 APPROVAL OF THE COMPANY S 2003 STOCK Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda: 932139620
CUSIP: G3223R108 Meeting Type: Annual
Ticker: RE Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KENNETH J. DUFFY Mgmt For For
JOSEPH V. TARANTO Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004 AND
AUTHORIZE THE BOARD OF DIRECTORS ACTING BY
THE AUDIT COMMITTEE OF THE BOARD TO SET
THE FEES FOR THE INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. Agenda: 932137967
CUSIP: G95089101 Meeting Type: Annual
Ticker: WFT Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP BURGUIERES Mgmt For For
NICHOLAS F. BRADY Mgmt For For
DAVID J. BUTTERS Mgmt For For
BERNARD J. DUROC-DANNER Mgmt For For
SHELDON B. LUBAR Mgmt For For
WILLIAM E. MACAULAY Mgmt For For
ROBERT B. MILLARD Mgmt For For
ROBERT K. MOSES, JR. Mgmt For For
ROBERT A. RAYNE Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004, AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- -------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LT Agenda: 932020124
CUSIP: M22465104 Meeting Type: Annual
Ticker: CHKP Meeting Date: 7/31/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS (NOTE: DIRECTORS Mgmt For For
ARE ELECTED AS A GROUP, NOT
INDIVIDUALLY): GIL SHWED, MARIUS NACHT,
DAVID RUBNER, ALEX SERGE VIEUX, TAL
SHAVIT.
02 ELECTION OF TWO OUTSIDE DIRECTORS FOR A Mgmt For For
PERIOD OF THREE YEARS FOLLOWING THE
MEETING.
03 TO AUTHORIZE THE CHAIRMAN OF THE BOARD TO Mgmt For For
CONTINUE SERVING AS CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
FOR UP TO THREE YEARS FOLLOWING THE
MEETING.
04 TO RATIFY THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2002.
05 TO RATIFY THE APPOINTMENT AND Mgmt For For
COMPENSATION OF THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS.
06 TO APPROVE CERTAIN TERMS OF COMPENSATION Mgmt For For
OF OFFICERS WHO ARE ALSO DIRECTORS OF THE
COMPANY.
MF Mid Cap Value 0000889366
- -------------------------------------------------------------------------------------------------------
ALLETE, INC. Agenda: 932117965
CUSIP: 018522102 Meeting Type: Annual
Ticker: ALE Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BUSSMANN Mgmt For For
GARTZKE Mgmt For For
GREEN Mgmt For For
JOHNSON Mgmt For For
MAYER Mgmt For For
PEIRCE Mgmt For For
RAJALA Mgmt For For
SMITH Mgmt For For
STENDER Mgmt For For
WEGMILLER Mgmt For For
WEINSTEIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION Agenda: 932101708
CUSIP: 020039103 Meeting Type: Annual
Ticker: AT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT T. FORD Mgmt For For
L.L. GELLERSTEDT, III Mgmt For For
EMON A. MAHONY, JR. Mgmt For For
RONALD TOWNSEND Mgmt For For
02 RATIFICATION OF APPOINTMENTS OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL- EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
- -------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda: 932089231
CUSIP: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 3/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. HAGENLOCKER Mgmt For For
KURT J. HILZINGER Mgmt For For
- -------------------------------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP INC. Agenda: 932118183
CUSIP: 037933108 Meeting Type: Annual
Ticker: AHG Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VICENTE ANIDO, JR. Mgmt For For
I.T. CORLEY Mgmt For For
DAVID L. GOLDSMITH Mgmt For For
LAWRENCE M. HIGBY Mgmt For For
RICHARD H. KOPPES Mgmt For For
PHILIP R. LOCHNER, JR. Mgmt For For
JERI L. LOSE Mgmt For For
BEVERLY B. THOMAS Mgmt For For
RALPH V. WHITWORTH Mgmt For For
- -------------------------------------------------------------------------------------------------------
ARCH COAL, INC. Agenda: 932106544
CUSIP: 039380100 Meeting Type: Annual
Ticker: ACI Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN F. LEER Mgmt For For
ROBERT G. POTTER Mgmt For For
THEODORE D. SANDS Mgmt For For
- -------------------------------------------------------------------------------------------------------
BAUSCH & LOMB INCORPORATED Agenda: 932114729
CUSIP: 071707103 Meeting Type: Annual
Ticker: BOL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN M. BENNETT Mgmt For For
DOMENICO DE SOLE Mgmt For For
KENNETH L. WOLFE Mgmt For For
RONALD L. ZARRELLA Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
BOWATER INCORPORATED Agenda: 932122550
CUSIP: 102183100 Meeting Type: Annual
Ticker: BOW Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD M. NEMIROW Mgmt For For
ARTHUR R. SAWCHUK Mgmt For For
GORDON D. GIFFIN Mgmt For For
DOUGLAS A. PERTZ Mgmt For For
- -------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda: 932108271
CUSIP: 117043109 Meeting Type: Annual
Ticker: BC Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NOLAN D. ARCHIBALD Mgmt For For
JEFFREY L. BLEUSTEIN Mgmt For For
GRAHAM H. PHILLIPS Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
BURLINGTON RESOURCES INC. Agenda: 932099193
CUSIP: 122014103 Meeting Type: Annual
Ticker: BR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.T. ALEXANDER Mgmt For For
R.V. ANDERSON Mgmt For For
L.I. GRANT Mgmt For For
R.J. HARDING Mgmt For For
J.T. LAMACCHIA Mgmt For For
R.L. LIMBACHER Mgmt For For
J.F. MCDONALD Mgmt For For
K.W. ORCE Mgmt For For
D.M. ROBERTS Mgmt For For
J.A. RUNDE Mgmt For For
J.F. SCHWARZ Mgmt For For
W. SCOTT, JR. Mgmt For For
B.S. SHACKOULS Mgmt For For
S.J. SHAPIRO Mgmt For For
W.E. WADE, JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY TO
650,000,000.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE YEAR
ENDED DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda: 932116052
CUSIP: 126408103 Meeting Type: Annual
Ticker: CSX Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.E. BAILEY Mgmt For For
R.L. BURRUS, JR. Mgmt For For
E.J. KELLY, III Mgmt For For
R.D. KUNISCH Mgmt For For
S.J. MORCOTT Mgmt For For
D.M. RATCLIFFE Mgmt For For
C.E. RICE Mgmt For For
W.C. RICHARDSON Mgmt For For
F.S. ROYAL, M.D. Mgmt For For
D.J. SHEPARD Mgmt For For
M.J. WARD Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION.
04 SHAREHOLDER PROPOSAL REGARDING POISON Shr Against For
PILL PROVISIONS.
05 SHAREHOLDER PROPOSAL REGARDING SEVERANCE Shr Against For
AGREEMENTS.
- -------------------------------------------------------------------------------------------------------
CVS CORPORATION Agenda: 932120380
CUSIP: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. DON CORNWELL Mgmt For For
THOMAS P. GERRITY Mgmt For For
STANLEY P. GOLDSTEIN Mgmt For For
MARIAN L. HEARD Mgmt For For
WILLIAM H. JOYCE Mgmt For For
TERRY R. LAUTENBACH Mgmt For For
TERRENCE MURRAY Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
01 THOMAS M. RYAN Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1997 INCENTIVE COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS CVS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 1, 2005.
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION.
- -------------------------------------------------------------------------------------------------------
CINERGY CORP. Agenda: 932105578
CUSIP: 172474108 Meeting Type: Annual
Ticker: CIN Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL G. BROWNING Mgmt For For
GEORGE C. JUILFS Mgmt For For
DUDLEY S. TAFT Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY Agenda: 932135951
CUSIP: 17453B101 Meeting Type: Annual
Ticker: CZN Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AARON I. FLEISCHMAN Mgmt For For
RUDY J. GRAF Mgmt For For
STANLEY HARFENIST Mgmt For For
ANDREW N. HEINE Mgmt For For
WILLIAM M. KRAUS Mgmt For For
SCOTT N. SCHNEIDER Mgmt For For
JOHN L. SCHROEDER Mgmt For For
ROBERT A. STANGER Mgmt For For
EDWIN TORNBERG Mgmt For For
CLAIRE L. TOW Mgmt For For
LEONARD TOW Mgmt For For
DAVID H. WARD Mgmt For For
02 APPROVE THE RATIFICATION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
2004.
03 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD OF DIRECTORS ADOPT A FORMAL WRITTEN
POLICY THAT WOULD REQUIRE STOCKHOLDER
APPROVAL OF FUTURE SEVERANCE AGREEMENTS
WITH SENIOR EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda: 932104336
CUSIP: 191219104 Meeting Type: Annual
Ticker: CCE Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. ALM Mgmt For For
J. TREVOR EYTON Mgmt For For
GARY P. FAYARD Mgmt For For
L. PHILLIP HUMANN Mgmt For For
PAULA G. ROSPUT Mgmt For For
02 TO APPROVE THE EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE PLAN (EFFECTIVE JANUARY 1, 2004)
03 TO APPROVE THE 2004 STOCK AWARD PLAN Mgmt For For
04 TO APPROVE THE DEFERRED COMPENSATION PLAN Mgmt For For
FOR NONEMPLOYEE DIRECTORS (AS AMENDED
AND RESTATED EFFECTIVE FEBRUARY 17, 2004)
05 TO APPROVE THE UK EMPLOYEE SHARE PLAN Mgmt For For
06 TO APPROVE THE STOCK SAVINGS PLAN Mgmt For For
(BELGIUM)
07 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE 2004 FISCAL YEAR
08 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER Shr Against For
APPROVAL OF CERTAIN SEVERANCE AGREEMENTS
09 SHAREOWNER PROPOSAL TO REQUEST ADOPTION Shr Against For
OF PUBLICLY STATED GOALS FOR ENHANCED RATE
OF BEVERAGE CONTAINER RECOVERY IN THE
UNITED STATES.
- -------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION Agenda: 932108409
CUSIP: 212485106 Meeting Type: Annual
Ticker: CVG Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ZOE BAIRD Mgmt For For
ROGER L. HOWE Mgmt For For
PHILIP A. ODEEN Mgmt For For
01 JAMES M. ZIMMERMAN Mgmt For For
02 TO APPROVE THE CONVERGYS CORPORATION 1998 Mgmt For For
LONG TERM INCENTIVE PLAN, AS AMENDED.
03 TO APPROVE THE CONVERGYS CORPORATION Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda: 932162857
CUSIP: 222372104 Meeting Type: Annual
Ticker: CFC Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY G. CISNEROS Mgmt For For
ROBERT J. DONATO Mgmt For For
MICHAEL E. DOUGHERTY Mgmt For For
MARTIN R. MELONE Mgmt For For
HARLEY W. SNYDER Mgmt For For
02 TO APPROVE AND AMEND THE COMPANY S 2000 Mgmt For For
EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda: 932105782
CUSIP: 257867101 Meeting Type: Annual
Ticker: RRD Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK A. ANGELSON Mgmt For For
ROBERT F. CUMMINGS, JR. Mgmt For For
ALFRED C. ECKERT III Mgmt For For
OLIVER R. SOCKWELL Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING THE SALE Shr Against For
OF THE COMPANY.
03 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
ESTABLISHMENT OF A POLICY OF EXPENSING
COSTS OF OPTIONS.
- -------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY Agenda: 932106164
CUSIP: 359694106 Meeting Type: Annual
Ticker: FUL Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NORBERT R. BERG Mgmt For For
01 KNUT KLEEDEHN Mgmt For For
JOHN C. VAN RODEN, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING NOVEMBER 27, 2004.
- -------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda: 932106443
CUSIP: 384802104 Meeting Type: Annual
Ticker: GWW Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRIAN P. ANDERSON Mgmt For For
WESLEY M. CLARK Mgmt For For
WILBUR H. GANTZ Mgmt For For
DAVID W. GRAINGER Mgmt For For
RICHARD L. KEYSER Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
JAMES D. SLAVIK Mgmt For For
HAROLD B. SMITH Mgmt For For
JANIECE S. WEBB Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda: 932111901
CUSIP: 443510201 Meeting Type: Annual
Ticker: HUBB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 G. RATCLIFFE Mgmt For For
E. BROOKS Mgmt For For
G. EDWARDS Mgmt For For
J. HOFFMAN Mgmt For For
A. MCNALLY IV Mgmt For For
D. MEYER Mgmt For For
T. POWERS Mgmt For For
M. WALLOP Mgmt For For
D. VAN RIPER Mgmt For For
R. SWIFT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
IMATION CORP. Agenda: 932105059
CUSIP: 45245A107 Meeting Type: Annual
Ticker: IMN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLEN A. TAYLOR Mgmt For For
DARYL J. WHITE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
JEFFERSON-PILOT CORPORATION Agenda: 932117737
CUSIP: 475070108 Meeting Type: Annual
Ticker: JP Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS R. GLASS* Mgmt For For
G.W. HENDERSON, III* Mgmt For For
PATRICK S. PITTARD* Mgmt For For
ROBERT G. GREER** Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 APPROVE NON-EMPLOYEE DIRECTORS STOCK Mgmt For For
OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda: 932072058
CUSIP: 478366107 Meeting Type: Annual
Ticker: JCI Meeting Date: 1/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. BARNETT Mgmt For For
WILLIE D. DAVIS Mgmt For For
JEFFREY A. JOERRES Mgmt For For
RICHARD F. TEERLINK Mgmt For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
03 RATIFICATION OF THE LONG-TERM PERFORMANCE Mgmt For For
PLAN.
04 RATIFICATION OF THE EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
05 RATIFICATION OF THE 2003 STOCK PLAN FOR Mgmt For For
OUTSIDE DIRECTORS.
06 APPROVAL OF THE 2001 RESTRICTED STOCK Mgmt For For
PLAN AMENDMENT.
- -------------------------------------------------------------------------------------------------------
JONES APPAREL GROUP, INC. Agenda: 932125760
CUSIP: 480074103 Meeting Type: Annual
Ticker: JNY Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER BONEPARTH Mgmt For For
SIDNEY KIMMEL Mgmt For For
GERALDINE STUTZ Mgmt For For
HOWARD GITTIS Mgmt For For
ANTHONY F. SCARPA Mgmt For For
MATTHEW H. KAMENS Mgmt For For
MICHAEL L. TARNOPOL Mgmt For For
J. ROBERT KERREY Mgmt For For
ANN N. REESE Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2004.
03 APPROVAL OF AMENDMENTS TO THE 1999 STOCK Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda: 932174662
CUSIP: 501044101 Meeting Type: Annual
Ticker: KR Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN L. CLENDENIN Mgmt For For
DAVID B. DILLON Mgmt For For
DAVID B. LEWIS Mgmt For For
DON W. MCGEORGE Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
SUSAN M. PHILLIPS Mgmt For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
AS AUDITORS.
03 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO AMEND REGULATIONS TO
REQUIRE ALL DIRECTORS TO BE ELECTED
ANNUALLY.
04 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO RECOMMEND SEPARATION OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
POSITIONS.
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO RECOMMEND SHAREHOLDER
APPROVAL OF SEVERANCE AGREEMENTS.
- -------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda: 932128413
CUSIP: 552848103 Meeting Type: Annual
Ticker: MTG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES A. ABBOTT Mgmt For For
THOMAS M. HAGERTY Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF THE
CORPORATION.
- -------------------------------------------------------------------------------------------------------
MANPOWER INC. Agenda: 932103271
CUSIP: 56418H100 Meeting Type: Annual
Ticker: MAN Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHANIE A. BURNS Mgmt For For
WILLIE D. DAVIS Mgmt For For
JACK M. GREENBERG Mgmt For For
TERRY A. HUENEKE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MANPOWER S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda: 932119109
CUSIP: 573284106 Meeting Type: Annual
Ticker: MLM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARCUS C. BENNETT Mgmt For For
DENNIS L. REDIKER Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda: 932125328
CUSIP: 577081102 Meeting Type: Annual
Ticker: MAT Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE P. BEARD Mgmt For For
MICHAEL J. DOLAN Mgmt For For
ROBERT A. ECKERT Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
RONALD M. LOEB Mgmt For For
DR. ANDREA L. RICH Mgmt For For
RONALD L. SARGENT Mgmt For For
CHRISTOPHER A. SINCLAIR Mgmt For For
G. CRAIG SULLIVAN Mgmt For For
JOHN L. VOGELSTEIN Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING MANAGEMENT Shr Against For
COMPENSATION.
04 STOCKHOLDER PROPOSAL REGARDING SERVICES Shr Against For
PERFORMED BY INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda: 932119553
CUSIP: 655044105 Meeting Type: Annual
Ticker: NBL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. CAWLEY Mgmt For For
EDWARD F. COX Mgmt For For
CHARLES D. DAVIDSON Mgmt For For
KIRBY L. HEDRICK Mgmt For For
DALE P. JONES Mgmt For For
BRUCE A. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITOR.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
1988 NONQUALIFIED STOCK OPTION PLAN FOR
NON-EMPLOYEE DIRECTORS TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK OF THE
COMPANY THAT MAY BE AWARDED BY STOCK
OPTION GRANTS FROM 550,000 TO 750,000.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS APPLICABLE TO FUTURE
GRANTS OF RESTRICTED STOCK AND PERFORMANCE
UNITS UNDER THE 2004 LONG- TERM INCENTIVE
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING CRITERIA Shr Against For
FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda: 932118056
CUSIP: 670346105 Meeting Type: Annual
Ticker: NUE Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL R. DIMICCO Mgmt For For
JAMES D. HLAVACEK Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda: 932132727
CUSIP: 695156109 Meeting Type: Annual
Ticker: PKG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY F. FRIGON Mgmt For For
LOUIS S. HOLLAND Mgmt For For
JUSTIN S. HUSCHER Mgmt For For
SAMUEL M. MENCOFF Mgmt For For
THOMAS S. SOULELES Mgmt For For
PAUL T. STECKO Mgmt For For
RAYFORD K. WILLIAMSON Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
PROQUEST COMPANY Agenda: 932150888
CUSIP: 74346P102 Meeting Type: Annual
Ticker: PQE Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID BONDERMAN Mgmt For For
DAVID G. BROWN Mgmt For For
ALAN W. ALDWORTH Mgmt For For
WILLIAM E. OBERNDORF Mgmt For For
JAMES P. ROEMER Mgmt For For
GARY L. ROUBOS Mgmt For For
TODD S. NELSON Mgmt For For
LINDA G. ROBERTS Mgmt For For
WILLIAM J. WHITE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt For For
PROQUEST COMPANY S 2003 STRATEGIC
PERFORMANCE PLAN.
- -------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda: 932111280
CUSIP: 743674103 Meeting Type: Annual
Ticker: PL Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. MCMAHON, JR. Mgmt For For
JAMES S.M. FRENCH Mgmt For For
JOHN D. JOHNS Mgmt For For
01 DONALD M. JAMES Mgmt For For
J. GARY COOPER Mgmt For For
H. CORBIN DAY Mgmt For For
W. MICHAEL WARREN, JR. Mgmt For For
MALCOLM PORTERA Mgmt For For
THOMAS L. HAMBY Mgmt For For
VANESSA LEONARD Mgmt For For
WILLIAM A. TERRY Mgmt For For
02 PROPOSAL TO APPROVE THE STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda: 932127524
CUSIP: 760759100 Meeting Type: Annual
Ticker: RSG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. O'CONNOR Mgmt For For
HARRIS W. HUDSON Mgmt For For
JOHN W. CROGHAN Mgmt For For
W. LEE NUTTER Mgmt For For
RAMON A. RODRIGUEZ Mgmt For For
ALLAN C. SORENSEN Mgmt For For
02 ADJOURNMENT OF THE ANNUAL MEETING IN THE Mgmt For For
EVENT THAT THERE ARE NOT A SUFFICIENT
NUMBER OF VOTES PRESENT AT THE ANNUAL
MEETING, EITHER IN PERSON OR BY PROXY, TO
ELECT DIRECTORS.
- -------------------------------------------------------------------------------------------------------
SAFECO CORPORATION Agenda: 932101253
CUSIP: 786429100 Meeting Type: Annual
Ticker: SAFC Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT S. CLINE Mgmt For For
G. THOMPSON HUTTON Mgmt For For
WILLIAM W KRIPPAEHNE JR Mgmt For For
MICHAEL S. MCGAVICK Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SAFECO S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING 2004
03 TO APPROVE A SHAREHOLDER PROPOSAL RELATED Shr Against For
TO EXECUTIVE COMPENSATION
- -------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda: 932132537
CUSIP: 832727101 Meeting Type: Annual
Ticker: SSCC Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES R. BORIS Mgmt For For
ALAN E. GOLDBERG Mgmt For For
WILLIAM T. LYNCH, JR. Mgmt For For
PATRICK J. MOORE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JERRY K. PEARLMAN Mgmt For For
THOMAS A. REYNOLDS, III Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2004.
03 SMURFIT-STONE CONTAINER CORPORATION 2004 Mgmt For For
LONG TERM INCENTIVE PLAN.
04 SMURFIT-STONE CONTAINER CORPORATION NON- Mgmt For For
EMPLOYEE DIRECTOR DEFERRED COMPENSATION
PLAN
05 STOCKHOLDER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, Agenda: 932134466
CUSIP: 85590A203 Meeting Type: Annual
Ticker: HOT Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERIC HIPPEAU Mgmt For For
DANIEL YIH Mgmt For For
KNEELAND YOUNGBLOOD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2004.
03 APPROVAL OF THE 2004 LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY S Mgmt For For
CHARTER TO DECLASSIFY THE BOARD OF
DIRECTORS AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREGORY S. BENTLEY Mgmt For For
MICHAEL C. BROOKS Mgmt For For
CRISTOBAL CONDE Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
HENRY C. DUQUES Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
JAMES L. MANN Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
SUPERVALU INC. Agenda: 932167198
CUSIP: 868536103 Meeting Type: Annual
Ticker: SVU Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES M. LILLIS Mgmt For For
JEFFREY NODDLE Mgmt For For
STEVEN S. ROGERS Mgmt For For
RONALD E. DALY Mgmt For For
MARISSA PETERSON Mgmt For For
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr Against For
PROPOSAL
- -------------------------------------------------------------------------------------------------------
SWIFT TRANSPORTATION CO., INC. Agenda: 932162720
CUSIP: 870756103 Meeting Type: Annual
Ticker: SWFT Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY MOYES* Mgmt For For
ALPHONSE E. FREI* Mgmt For For
01 JOCK PATTON* Mgmt For For
KARL ELLER** Mgmt For For
PAUL M. MECRAY, III** Mgmt For For
02 APPROVAL OF AMENDMENT TO 1994 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
03 ADOPTION OF 2004 EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE PLAN
04 STOCKHOLDER PROPOSAL - DIRECTOR NOMINEE Shr Against For
DIVERSITY
05 STOCKHOLDER PROPOSAL - STOCKHOLDER Mgmt Against For
RATIFICATION OF INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. Agenda: 932103574
CUSIP: 872375100 Meeting Type: Annual
Ticker: TE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A TOM L. RANKIN Mgmt For For
WILLIAM D. ROCKFORD Mgmt For For
J. THOMAS TOUCHTON Mgmt For For
B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Mgmt For For
C RATIFICATION OF THE CORPORATION S Mgmt For For
INDEPENDENT AUDITOR
D1 SHAREHOLDER PROPOSAL: EXECUTIVE Shr Against For
COMPENSATION CHANGES
D2 SHAREHOLDER PROPOSAL: EXPENSING OF STOCK Shr Against For
OPTIONS
- -------------------------------------------------------------------------------------------------------
VIAD CORP Agenda: 932112535
CUSIP: 92552R109 Meeting Type: Annual
Ticker: VVI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JESS HAY Mgmt For For
LINDA JOHNSON RICE Mgmt For For
ALBERT M. TEPLIN Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
02 APPROVE AMENDMENT OF THE 1997 VIAD CORP Mgmt For For
OMNIBUS INCENTIVE PLAN.
03 CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
AMEND VIAD S RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AFTER COMPLETION OF THE SPIN-OFF OF
MONEYGRAM INTERNATIONAL, INC.
04 RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda: 932113816
CUSIP: 98389B100 Meeting Type: Annual
Ticker: XEL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE Mgmt For For
CLASSIFICATION OF THE BOARD OF DIRECTORS.
02 DAVID A. CHRISTENSEN Mgmt For For
DR. MARGARET R. PRESKA Mgmt For For
W. THOMAS STEPHENS Mgmt For For
RICHARD H. ANDERSON Mgmt For For
RICHARD C. KELLY Mgmt For For
RALPH R. PETERSON Mgmt For For
03 TO APPROVE THE STOCK EQUIVALENT PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
- -------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda: 932116292
CUSIP: 984121103 Meeting Type: Annual
Ticker: XRX Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLENN A. BRITT Mgmt For For
RICHARD J. HARRINGTON Mgmt For For
WILLIAM CURT HUNTER Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
HILMAR KOPPER Mgmt For For
RALPH S. LARSEN Mgmt For For
ANNE M. MULCAHY Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
JOHN E. PEPPER Mgmt For For
ANN N. REESE Mgmt For For
STEPHEN ROBERT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 ADOPT THE 2004 PERFORMANCE INCENTIVE PLAN. Mgmt For For
04 ADOPT THE 2004 EQUITY COMPENSATION PLAN Mgmt For For
FOR NON-EMPLOYEE DIRECTORS.
- -------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda: 932153214
CUSIP: G0070K103 Meeting Type: Annual
Ticker: ACE Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A BRIAN DUPERREAULT Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
PETER MENIKOFF Mgmt For For
ROBERT RIPP Mgmt For For
DERMOT F. SMURFIT Mgmt For For
B PROPOSAL TO APPROVE THE ACE LIMITED 2004 Mgmt For For
LONG-TERM INCENTIVE PLAN.
C PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda: 932127269
CUSIP: G6852T105 Meeting Type: Annual
Ticker: PRE Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VITO H. BAUMGARTNER Mgmt For For
JEAN-PAUL MONTUPET Mgmt For For
JOHN A. ROLLWAGEN Mgmt For For
LUCIO STANCA Mgmt For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS FROM TEN TO ELEVEN,
WITH THE MINIMUM NUMBER OF DIRECTORS SET
AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND
WHEN THEY DEEM EXPEDIENT.
03 TO AMEND THE BYE-LAWS OF THE COMPANY TO Mgmt For For
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES
FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY S ISSUED
AND OUTSTANDING SHARES.
04 TO INCREASE THE NUMBER OF COMMON SHARES Mgmt For For
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM
3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
05 TO REAPPOINT THE FIRM OF DELOITTE & Mgmt For For
TOUCHE TO SERVE AS INDEPENDENT AUDITORS OF
THE COMPANY UNTIL THE COMPANY S 2005
ANNUAL GENERAL MEETING AND TO REFER TO THE
BOARD OF DIRECTORS THE AUTHORITY TO
DETERMINE THE REMUNERATION OF DELOITTE &
TOUCHE.
06 OTHER - IN THEIR DISCRETION UPON SUCH Mgmt For For
OTHER MATTERS, INCLUDING WITHHOLDING A
QUORUM, IF NECESSARY, AS MAY PROPERLY COME
BEFORE THE ANNUAL GENERAL MEETING.
MF Small Cap Growth 0000889366
- -------------------------------------------------------------------------------------------------------
AMYLIN PHARMACEUTICALS, INC. Agenda: 932128463
CUSIP: 032346108 Meeting Type: Annual
Ticker: AMLN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VAUGHN D. BRYSON Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
TERRANCE H. GREGG Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
THOMAS R. TESTMAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE IN THE AGGREGATE Mgmt For For
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE
COMPANY S 2001 EMPLOYEE STOCK PURCHASE
PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
AVOCENT CORPORATION Agenda: 932172620
CUSIP: 053893103 Meeting Type: Annual
Ticker: AVCT Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. MCALEER Mgmt For For
DAVID P. VIEAU Mgmt For For
DOYLE C. WEEKS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
BRADLEY PHARMACEUTICALS, INC. Agenda: 932026974
CUSIP: 104576103 Meeting Type: Annual
Ticker: BDY Meeting Date: 8/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE SIMPSON Mgmt For For
ALAN WOLIN, PH.D. Mgmt For For
STEVEN KRIEGSMAN Mgmt For For
- -------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda: 932157921
CUSIP: 144577103 Meeting Type: Annual
Ticker: CRZO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.P. JOHNSON IV Mgmt For For
STEVEN A. WEBSTER Mgmt For For
CHRISTOPHER C. BEHRENS Mgmt For For
DOUGLAS A.P. HAMILTON Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
BRYAN R. MARTIN Mgmt For For
F. GARDNER PARKER Mgmt For For
ROGER A. RAMSEY Mgmt For For
FRANK A. WOJTEK Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CELL GENESYS, INC. Agenda: 932160168
CUSIP: 150921104 Meeting Type: Annual
Ticker: CEGE Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN A. SHERWIN, MD Mgmt For For
DAVID W. CARTER Mgmt For For
NANCY M. CROWELL Mgmt For For
JAMES M. GOWER Mgmt For For
JOHN T. POTTS, JR, MD Mgmt For For
THOMAS E. SHENK, PH.D. Mgmt For For
EUGENE L. STEP Mgmt For For
INDER M. VERMA, PH.D. Mgmt For For
DENNIS L. WINGER Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY S Mgmt For For
2001 NONSTATUTORY STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR FUTURE ISSUANCE BY
500,000 SHARES AND TO PROHIBIT FUTURE
OPTION REPRICINGS UNDER THE 2001
NONSTATUTORY STOCK OPTION PLAN WITHOUT THE
APPROVAL OF THE COMPANY S STOCKHOLDERS.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
CITY NATIONAL CORPORATION Agenda: 932115810
CUSIP: 178566105 Meeting Type: Annual
Ticker: CYN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUSSELL GOLDSMITH Mgmt For For
MICHAEL L. MEYER Mgmt For For
RONALD L. OLSON Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 2002 OMNIBUS PLAN
03 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 VARIABLE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda: 932092644
CUSIP: 216648402 Meeting Type: Annual
Ticker: COO Meeting Date: 3/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. THOMAS BENDER Mgmt For For
MICHAEL H. KALKSTEIN Mgmt For For
MOSES MARX Mgmt For For
DONALD PRESS Mgmt For For
STEVEN ROSENBERG Mgmt For For
ALLAN E RUBENSTEIN M.D. Mgmt For For
ROBERT S. WEISS Mgmt For For
STANLEY ZINBERG, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COOPER COMPANIES, INC.
FOR THE FISCAL YEAR ENDING OCTOBER 31,
2004.
03 THE AMENDMENT OF THE COMPANY S AMENDED Mgmt For For
AND RESTATED 2001 LONG TERM INCENTIVE
PLAN.
- -------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda: 932147223
CUSIP: 229899109 Meeting Type: Annual
Ticker: CFR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROYCE S. CALDWELL Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
T.C. FROST Mgmt For For
PRESTON M. GEREN III Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
HORACE WILKINS, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2004.
- -------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda: 932136509
CUSIP: 28176E108 Meeting Type: Annual
Ticker: EW Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT A. INGRAM Mgmt For For
VERNON R. LOUCKS JR. Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE NONEMPLOYEE DIRECTORS AND
CONSULTANTS STOCK INCENTIVE PROGRAM
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
EMPIRE RESORTS INC. Agenda: 932148059
CUSIP: 292052107 Meeting Type: Annual
Ticker: NYNY Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RALPH J. BERNSTEIN Mgmt For For
JOHN SHARPE Mgmt For For
PAUL A. DEBARY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2004 STOCK OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda: 932183849
CUSIP: 356108100 Meeting Type: Annual
Ticker: FRED Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL J. HAYES Mgmt For For
JOHN R. EISENMAN Mgmt For For
ROGER T. KNOX Mgmt For For
JOHN D. REIER Mgmt For For
THOMAS H. TASHJIAN Mgmt For For
02 APPROVAL OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY, AS
DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
GENELABS TECHNOLOGIES, INC. Agenda: 932171375
CUSIP: 368706107 Meeting Type: Annual
Ticker: GNLB Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRENE A. CHOW Mgmt For For
ARTHUR GRAY, JR. Mgmt For For
H. H. HAIGHT Mgmt For For
ALAN Y. KWAN Mgmt For For
JAMES A. D. SMITH Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
HOLLIS-EDEN PHARMACEUTICALS, INC. Agenda: 932161576
CUSIP: 435902101 Meeting Type: Annual
Ticker: HEPH Meeting Date: 6/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. PAUL BAGLEY Mgmt For For
MARC R. SARNI Mgmt For For
JEROME M. HAUER Mgmt For For
02 TO APPROVE THE COMPANY S 1997 INCENTIVE Mgmt For For
STOCK OPTION PLAN, AS AMENDED.
03 TO RATIFY THE SELECTION OF BDO SEIDMAN Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda: 932151828
CUSIP: 44930G107 Meeting Type: Annual
Ticker: ICUI Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE A. LOPEZ, M.D. Mgmt For For
ROBERT S. SWINNEY, M.D. Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS AUDITORS FOR THE COMPANY.
- -------------------------------------------------------------------------------------------------------
INGRAM MICRO INC. Agenda: 932159317
CUSIP: 457153104 Meeting Type: Annual
Ticker: IM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ORRIN H. INGRAM II* Mgmt For For
MICHAEL T. SMITH* Mgmt For For
JOE B. WYATT* Mgmt For For
HOWARD I. ATKINS** Mgmt For For
- -------------------------------------------------------------------------------------------------------
KFX INC. Agenda: 932154393
CUSIP: 48245L107 Meeting Type: Annual
Ticker: KFX Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STANFORD M. ADELSTEIN Mgmt For For
MARK S. SEXTON Mgmt For For
RICHARD S. SPENCER III Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
KELLWOOD COMPANY Agenda: 932152589
CUSIP: 488044108 Meeting Type: Annual
Ticker: KWD Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. BLOOM Mgmt For For
M. GRANOFF Mgmt For For
R. SKINNER, JR. Mgmt For For
H. UPBIN Mgmt For For
02 SHAREOWNER PROPOSAL Shr Against For
- -------------------------------------------------------------------------------------------------------
KOMAG, INCORPORATED Agenda: 932139884
CUSIP: 500453204 Meeting Type: Annual
Ticker: KOMG Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL A. BRAHE Mgmt For For
KENNETH R. SWIMM Mgmt For For
MICHAEL LEE WORKMAN Mgmt For For
02 PROPOSAL TO AMEND THE 2002 QUALIFIED Mgmt For For
STOCK PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE THEREUNDER BY
650,000 SHARES AND MAKE CERTAIN OTHER
CHANGES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING JANUARY 2, 2005.
- -------------------------------------------------------------------------------------------------------
LANDRY'S RESTAURANTS, INC. Agenda: 932177290
CUSIP: 51508L103 Meeting Type: Annual
Ticker: LNY Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TILMAN J. FERTITTA Mgmt For For
STEVEN L. SCHEINTHAL Mgmt For For
PAUL S. WEST Mgmt For For
MICHAEL S. CHADWICK Mgmt For For
MICHAEL RICHMOND Mgmt For For
JOE MAX TAYLOR Mgmt For For
KENNETH BRIMMER Mgmt For For
- -------------------------------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC. Agenda: 932159228
CUSIP: 52186N106 Meeting Type: Annual
Ticker: LF Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN B. FINK Mgmt For For
PAUL A. RIOUX Mgmt For For
MICHAEL C. WOOD Mgmt For For
THOMAS J. KALINSKE Mgmt For For
JEREMY J. PEREZ Mgmt For For
JEFFREY BERG Mgmt For For
STANLEY E. MARON Mgmt For For
E. STANTON MCKEE, JR. Mgmt For For
BARRY MUNITZ Mgmt For For
STEWART A. RESNICK Mgmt For For
02 TO APPROVE AMENDMENTS TO OUR 2002 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF OUR CLASS A COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,500,000 SHARES.
03 TO APPROVE AMENDMENTS TO OUR 2002 NON- Mgmt For For
EMPLOYEE DIRECTORS STOCK OPTION PLAN TO
INCREASE THE INITIAL GRANT AND ANNUAL
GRANT RECEIVED BY OUR NON-EMPLOYEE
DIRECTORS, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF LEAPFROG ENTERPRISES, INC. FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda: 932164027
CUSIP: 562750109 Meeting Type: Annual
Ticker: MANH Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. HUNTZ, JR. Mgmt For For
THOMAS E. NOONAN Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda: 932109817
CUSIP: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TIMOTHY HALEY Mgmt For For
MICHAEL RAMSAY Mgmt For For
MICHAEL SCHUH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK THE COMPANY IS
AUTHORIZED TO ISSUE FROM 90,000,000
(80,000,000 SHARES OF COMMON STOCK AND
10,000,000 SHARES OF PREFERRED STOCK), PAR
VALUE $0.001 TO 170,000,000 (160,000,000
SHARES OF COMMON STOCK AND 10,000,000
SHARES OF PREFERRED STOCK), PAR VALUE
$0.001.
- -------------------------------------------------------------------------------------------------------
O'CHARLEY'S INC. Agenda: 932151234
CUSIP: 670823103 Meeting Type: Annual
Ticker: CHUX Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. ANDREWS Mgmt For For
JOHN E. STOKELY Mgmt For For
H. STEVE TIDWELL Mgmt For For
- -------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda: 932125342
CUSIP: 723787107 Meeting Type: Annual
Ticker: PXD Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R. HARTWELL GARDNER Mgmt For For
JAMES L. HOUGHTON Mgmt For For
LINDA K. LAWSON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda: 932159153
CUSIP: 739276103 Meeting Type: Annual
Ticker: POWI Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R. SCOTT BROWN Mgmt For For
STEVEN J. SHARP Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE POWER Mgmt For For
INTEGRATIONS, INC. 1997 STOCK OPTION PLAN
WHICH PROVIDES THAT EFFECTIVE JANUARY 1,
2005, 750,000 SHARES WHICH WOULD OTHERWISE
ONLY BE AVAILABLE FOR GRANT UNDER THE PLAN
PURSUANT TO NONSTATUTORY STOCK OPTIONS MAY
INSTEAD BE GRANTED PURSUANT TO INCENTIVE
STOCK OPTIONS.
03 TO APPROVE AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES RESERVED FOR ISSUANCE UNDER THE
POWER INTEGRATIONS, INC. 1997 EMPLOYEE
STOCK PURCHASE PLAN FROM 1,500,000 TO
2,000,000 SHARES OF COMMON STOCK.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
POWER INTEGRATIONS, INC. S NEW
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED 2004.
- -------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC. Agenda: 932153303
CUSIP: 74837R104 Meeting Type: Annual
Ticker: KWK Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNE DARDEN SELF Mgmt For For
STEVEN M. MORRIS Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY.
03 AMENDMENT TO THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION.
04 AMENDMENT TO THE 1999 STOCK OPTION AND Mgmt For For
RETENTION STOCK PLAN.
05 2004 NON-EMPLOYEE DIRECTOR STOCK OPTION Mgmt For For
PLAN.
- -------------------------------------------------------------------------------------------------------
SFBC INTERNATIONAL, INC. Agenda: 932176349
CUSIP: 784121105 Meeting Type: Annual
Ticker: SFCC Meeting Date: 6/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LISA KRINSKY, M.D. Mgmt For For
ARNOLD HANTMAN Mgmt For For
JACK LEVINE Mgmt For For
DAVID LUCKING Mgmt For For
DR. LEONARD WEINSTEIN Mgmt For For
02 I HEREBY APPROVE THE AMENDMENT TO THE Mgmt For For
SECOND AMENDED AND RESTATED 1999 STOCK
OPTION PLAN.
03 I HEREBY APPROVE AND ADOPT THE 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 I HEREBY APPROVE AND RATIFY THE Mgmt For For
APPOINTMENT OF GRANT THORNTON LLP AS
SFBC S INDEPENDENT AUDITORS FOR 2004.
05 TO APPROVE THE AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING
OUR AUTHORIZED CAPITAL.
06 I HEREBY AUTHORIZE THE TRANSACTION OF ANY Mgmt For For
OTHER LAWFUL BUSINESS THAT MAY PROPERLY
COME BEFORE THE ANNUAL MEETING OF
STOCKHOLDERS.
- -------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda: 932151070
CUSIP: 81616X103 Meeting Type: Annual
Ticker: SCSS Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS J. ALBANI Mgmt For For
DAVID T. KOLLAT Mgmt For For
WILLIAM R. MCLAUGHLIN Mgmt For For
02 PROPOSAL TO APPROVE THE SELECT COMFORT Mgmt For For
CORPORATION 2004 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
SELECT MEDICAL CORPORATION Agenda: 932153125
CUSIP: 816196109 Meeting Type: Annual
Ticker: SEM Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUSSELL L. CARSON Mgmt For For
ROCCO A. ORTENZIO Mgmt For For
LEOPOLD SWERGOLD Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004
- -------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda: 932026291
CUSIP: 829226109 Meeting Type: Annual
Ticker: SBGI Meeting Date: 8/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID D. SMITH Mgmt For For
FREDERICK G. SMITH Mgmt For For
J. DUNCAN SMITH Mgmt For For
ROBERT E. SMITH Mgmt For For
BASIL A. THOMAS Mgmt For For
LAWRENCE E. MCCANNA Mgmt For For
DANIEL C. KEITH Mgmt For For
MARTIN R. LEADER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORPORATION OF TEXAS, I Agenda: 932124465
CUSIP: 84476R109 Meeting Type: Annual
Ticker: SWBT Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERNEST H. COCKRELL Mgmt For For
FRED R. LUMMIS Mgmt For For
PAUL B. MURPHY, JR. Mgmt For For
THOMAS F. SORIERO, SR. Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY S NON-EMPLOYEE DIRECTORS DEFERRED
FEE PLAN
03 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
2004 OMNIBUS INCENTIVE PLAN
04 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda: 932122702
CUSIP: 845467109 Meeting Type: Annual
Ticker: SWN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. EPLEY, JR. Mgmt For For
J. HAMMERSCHMIDT Mgmt For For
R. HOWARD Mgmt For For
H. KORELL Mgmt For For
V. KUUSKRAA Mgmt For For
K. MOURTON Mgmt For For
C. SCHARLAU Mgmt For For
02 PROPOSAL TO ADOPT THE 2004 STOCK Mgmt For For
INCENTIVE PLAN FOR THE COMPENSATION OF
OFFICERS, DIRECTORS, AND KEY EMPLOYEES OF
THE COMPANY AND ITS SUBSIDIARIES.
- -------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. Agenda: 932017216
CUSIP: 846425882 Meeting Type: Annual
Ticker: SBSA Meeting Date: 7/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAUL ALARCON, JR. Mgmt For For
PABLO RAUL ALARCON, SR. Mgmt For For
JASON L. SHRINSKY Mgmt For For
CARL PARMER Mgmt For For
JACK LANGER Mgmt For For
DAN MASON Mgmt For For
- -------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda: 932055951
CUSIP: 874054109 Meeting Type: Special
Ticker: TTWO Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
TRIAD HOSPITALS, INC. Agenda: 932143504
CUSIP: 89579K109 Meeting Type: Annual
Ticker: TRI Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES D. SHELTON Mgmt For For
THOMAS F. FRIST, III Mgmt For For
GALE E. SAYERS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
MICHAEL K. JHIN Mgmt For For
HARRIET R. MICHEL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENTS TO THE TRIAD Mgmt For For
HOSPITALS, INC. 1999 LONG-TERM INCENTIVE
PLAN TO, AMONG OTHER THINGS, INCREASE THE
NUMBER OF AUTHORIZED SHARES THEREUNDER
FROM 16,500,000 TO 19,000,000.
- -------------------------------------------------------------------------------------------------------
VAXGEN, INC. Agenda: 932022077
CUSIP: 922390208 Meeting Type: Annual
Ticker: VXGN Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LANCE K. GORDON Mgmt For For
DONALD P. FRANCIS Mgmt For For
PHILLIP W. BERMAN Mgmt For For
DAVID W. BEIER Mgmt For For
RANDALL L-W. CAUDILL Mgmt For For
STEPHEN C. FRANCIS Mgmt For For
MICHEL GRECO Mgmt For For
WILLIAM D. YOUNG Mgmt For For
02 TO APPROVE THE COMPANY S 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED, TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 300,000 SHARES.
03 TO CONSIDER AND VOTE ON THE POTENTIAL Mgmt For For
ISSUANCE OF ADDITIONAL SHARES OF OUR
COMMON STOCK TO CERTAIN INVESTORS ON
CONVERSION OF OUR OUTSTANDING SERIES A
PREFERRED STOCK AND ON EXERCISE OF
OUTSTANDING WARRANTS TO PURCHASE OUR
COMMON STOCK THAT WERE ISSUED IN
CONNECTION WITH A PRIVATE PLACEMENT, TO
THE EXTENT THAT SUCH STOCK ISSUANCES WOULD
REQUIRE STOCKHOLDER APPROVAL.
04 TO RATIFY THE FORM OF INDEMNIFICATION Mgmt For For
AGREEMENT ENTERED INTO BETWEEN THE
COMPANY AND ITS OFFICERS AND DIRECTORS.
05 TO RATIFY THE SELECTION BY THE BOARD OF Mgmt For For
DIRECTORS OF KPMG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
THE WET SEAL, INC. Agenda: 932149710
CUSIP: 961840105 Meeting Type: Annual
Ticker: WTSLA Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE H. BENTER JR. Mgmt For For
BARRY J. ENTOUS Mgmt For For
STEPHEN GROSS Mgmt For For
WALTER F. LOEB Mgmt For For
WILFRED POSLUNS Mgmt For For
ALAN SIEGEL Mgmt For For
IRVING TEITELBAUM Mgmt For For
- -------------------------------------------------------------------------------------------------------
SCOTTISH RE GROUP LIMITED Agenda: 932033044
CUSIP: G7885T104 Meeting Type: Special
Ticker: SCT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SPECIAL RESOLUTION TO CHANGE THE COMPANY S Mgmt For For
NAME TO SCOTTISH RE GROUP LIMITED.
02 ORDINARY RESOLUTION TO PREPARE AND FILE Mgmt For For
WITH THE REGISTRAR OF COMPANIES IN THE
CAYMAN ISLANDS CONFORMED MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY
REFLECTING THE CHANGE OF NAME AND
AMENDMENTS MADE TO THE MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY BY
SPECIAL RESOLUTIONS DATED DECEMBER 14,
2001 AND MAY 2, 2002.
- -------------------------------------------------------------------------------------------------------
ASE TEST LIMITED Agenda: 932174600
CUSIP: Y02516105 Meeting Type: Annual
Ticker: ASTSF Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE 2003 ACCOUNTS AND REPORTS Mgmt For For
02 TO APPOINT MESSRS DELOITTE & TOUCHE AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
03 AUTHORITY TO ISSUE SHARES Mgmt For For
04 AUTHORITY TO ISSUE SECURITIES Mgmt For For
05 TO APPROVE THE 2004 SHARE OPTION PLAN Mgmt For For
06 TO APPROVE THE CONTINUED ADOPTION OF THE Mgmt For For
DIVIDEND POLICY OF THE COMPANY
*Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) MARSHALL FUNDS, INC.
By (Signature) /s/ John Blaser
--------------------------
John Blaser
President
Date 10/4/04.