UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-10325
MARKET VECTORS ETF TRUST
(Exact name of registrant as specified in charter)
335 Madison Avenue - 19th Floor, New York, N.Y. 10017
(Address of Principal Executive Office)
John J. Crimmins
Treasurer & Chief Financial Officer
Market Vectors ETF Trust
335 Madison Avenue - 19th Floor
New York, N.Y. 10017
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period: July 1, 2013 through June 30, 2014
Fund Name : Emerging Markets Aggregate Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Emerging Markets High Yield Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Fallen Angel High Yield Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : High Yield Municpal Index ETF The fund did not vote proxies relating
to portfolio securities during the period covered by this report.
Fund Name : International High Yield Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name :Investment Grade Floating Rate ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Renminbi Bond ETF The fund did not vote proxies relating to
portfolio securities during the period covered by this report.
Fund Name : Treasury-Hedged High Yield Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name :Intermediate Municpal Index ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Long Municipal Index ETF The fund did not vote proxies relating to
portfolio securities during the period covered by this report.
Fund Name : Pre-Refunded Municipal Index ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Short High-Yield Municipal Index ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : Short Municipal Index ETF The fund did not vote proxies relating to
portfolio securities during the period covered by this report.
Fund Name : MSCI Emerging Markets Quality Dividend ET The fund did not vote
proxies relating to portfolio securities during the period covered by this
report.
Fund Name : Emerging Markets Local Currency Bond ETF The fund did not vote
proxies relating to portfolio securities during the period covered by this
report.
Fund Name : Africa Index ETF
________________________________________________________________________________
AECI Limited
Ticker Security ID: Meeting Date Meeting Status
AFE CINS S00660118 06/02/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Richard M.W. Mgmt For For For
Dunne
4 Re-elect Allen Morgan Mgmt For For For
5 Re-elect Adv Rams Mgmt For For For
Ramashia
6 Re-elect Mark Kathan Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Richard
Dunne)
8 Elect Audit Committee Mgmt For For For
Member (Allen
Morgan)
9 Elect Audit Committee Mgmt For For For
Member (Litha
Nyhonyha)
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Approve NEDs' Fees Mgmt For For For
(Chairman)
12 Approve NEDs' Fees Mgmt For For For
(Directors)
13 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
15 Approve NEDs' Fees Mgmt For For For
(Other Committee
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Other Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Subsidiaries'
Financial Review and
Risk Commitee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Subsidiaries'
Financial Review and
Risk Commitee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Meeting Attendance
Fee)
20 Approve NEDs' Fees Mgmt For For For
(Ad-Hoc Services
Fee)
21 Authority to Repurchase Mgmt For For For
Shares
22 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Afren plc
Ticker Security ID: Meeting Date Meeting Status
AFR CINS G01283103 06/04/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Sheree Bryant Mgmt For For For
5 Elect Iain McLaren Mgmt For For For
6 Elect Egbert Imomoh Mgmt For Against Against
7 Elect Peter Bingham Mgmt For For For
8 Elect John St. John Mgmt For Against Against
9 Elect Toby J.L. Hayward Mgmt For For For
10 Elect Ennio Sganzerla Mgmt For For For
11 Elect Patrick E.O. Obath Mgmt For For For
12 Elect Osman Shahenshah Mgmt For For For
13 Elect Shahid Ullah Mgmt For Against Against
14 Elect Darra Comyn Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Africa Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
AOI CINS 00829Q101 06/03/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Elect Keith C. Hill Mgmt For For For
6 Elect J. Cameron Bailey Mgmt For Against Against
7 Elect Gary S. Guidry Mgmt For Against Against
8 Elect Bryan Benitz Mgmt For For For
9 Elect John H. Craig Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
African Bank Investments Limited
Ticker Security ID: Meeting Date Meeting Status
ABL CINS S01035112 02/06/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Morris Mthombeni Mgmt For For For
2 Re-elect Antonio Fourie Mgmt For For For
3 Re-elect Thamsanqa Mgmt For For For
Mthunzi
Sokutu
4 Re-elect Mutle C. Mogase Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Approve Remuneration Mgmt For For For
Policy
7 Approve NEDs' Fees Mgmt For For For
8 Approve Financial Mgmt For For For
Assistance (Section
45)
9 Approve Financial Mgmt For For For
Assistance (Section
44)
10 Approve Share Incentive Mgmt For For For
Plans
11 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
12 Authorisation of Legal Mgmt For For For
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
African Bank Investments Limited
Ticker Security ID: Meeting Date Meeting Status
ABL CINS S01035112 09/16/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorised Mgmt For For For
Capital
2 Amendments to Memorandum Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares Pursuant to
Rights
Offer
4 Approve Financial Mgmt For For For
Assistance
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
African Barrick Gold plc
Ticker Security ID: Meeting Date Meeting Status
ABG CINS G0128R100 04/24/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Kelvin Dushnisky Mgmt For For For
6 Elect Bradley Gordon Mgmt For For For
7 Elect Juma V. Mwapachu Mgmt For For For
8 Elect Graham G. Clow Mgmt For For For
9 Elect Rachel English Mgmt For For For
10 Elect Andre Falzon Mgmt For For For
11 Elect Stephen Galbraith Mgmt For For For
12 Elect Michael P. Kenyon Mgmt For For For
13 Elect Steve Lucas Mgmt For For For
14 Elect Rick McCreary Mgmt For For For
15 Elect Peter W. Tomsett Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at
14
Days
________________________________________________________________________________
African Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS G0114P100 09/26/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Mgmt For Against Against
Report
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect W. Murray John Mgmt For Against Against
6 Elect Bernard Pryor Mgmt For For For
7 Elect Li Zhimin Mgmt For For For
8 Elect Ian D. Cockerill Mgmt For Against Against
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Manana Mgmt For For For
Bakane-Tuoane
3 Re-elect Frank Abbott Mgmt For Against Against
4 Re-elect Tom Boardman Mgmt For For For
5 Elect Dan Simelane Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Audit and Risk Mgmt For For For
Committee Chairman
(Manana
Bakane-Tuoane)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Botha)
10 Elect Audit and Risk Mgmt For For For
Committee Member (Alex
Maditsi)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Rejoice
Simelane)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Social and Mgmt For For For
Ethics Committee
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
(Annual
Retainer)
16 Approve NEDs' Fees Mgmt For For For
(Board
Meeting)
17 Approve NEDs' Fees Mgmt For For For
(Committee
Meeting)
18 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
19 Approve Financial Mgmt For For For
Assistance
(Related/Inter-Related
Companies)
20 Approve Financial Mgmt For For For
Assistance
(Subscription of
Securities)
21 Amendments to Memorandum Mgmt For For For
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/07/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board of Directors' Mgmt For TNA N/A
Report
3 Auditors' Report Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Election of Directors Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/02/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Khanyisile T. Mgmt For For For
Kweyama
3 Re-elect Rene Medori Mgmt For For For
4 Re-elect Bongani Mgmt For For For
Nqwababa
5 Elect Mark Cutifani Mgmt For For For
6 Elect Nkateko P. Mageza Mgmt For For For
7 Elect Nombulelo T. Mgmt For For For
Moholi
8 Elect Daisy Naidoo Mgmt For For For
9 Elect Anthony M. O'Neill Mgmt For For For
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard
Dunne)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko
Mageza)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
13 Elect Audit and Risk Mgmt For For For
Committee Member (John
Vice)
14 Appointment of Auditor Mgmt For For For
15 General Authority to Mgmt For For For
Issue
Shares
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve Remuneration Mgmt For For For
Policy
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Reduce Mgmt For For For
Authorized Share
Capital
21 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/24/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Judy Diamini Mgmt For For For
4 Elect Mphu Ramatlapeng Mgmt For For For
5 Elect Jim Rutherford Mgmt For For For
6 Elect Mark Cutifani Mgmt For For For
7 Elect Byron E. Grote Mgmt For For For
8 Elect Sir Philip Hampton Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Phuthuma F. Nhleko Mgmt For For For
11 Elect Ray O'Rourke Mgmt For For For
12 Elect Sir John Parker Mgmt For For For
13 Elect Anne L. Stevens Mgmt For For For
14 Elect Jack E. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Policy Mgmt For For For
(Binding)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Bonus Share Plan 2014 Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Richard Duffy Mgmt For For For
3 Re-elect Rhidwaan Gasant Mgmt For For For
4 Re-elect Sipho M. Mgmt For For For
Pityana
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkuhlu)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Gasant)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Ruston)
9 General Authority to Mgmt For For For
Issue
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Board
Committee)
14 Amendments to Memorandum Mgmt For For For
15 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
16 Amendment to the Bonus Mgmt For For For
Share
Plan
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Elect David Hodgson Mgmt For For For
________________________________________________________________________________
Aquarius Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AQP CINS G0440M128 11/29/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sonja E.N. Sebotsa Mgmt For For For
2 Re-elect Kofi Morna Mgmt For For For
3 Re-elect Nicholas T. Mgmt For For For
Sibley
4 Re-elect G. Edward Mgmt For For For
Haslam
5 Re-elect David R. Dix Mgmt For For For
6 Authority to Repurchase Mgmt For For For
Shares
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Approve the Director Mgmt For For For
and Employee Share
Grant
9 Equity Grant (CEO Jean Mgmt For For For
Nel)
10 Equity Grant (NED Mgmt For For For
Nicholas
Sibley)
11 Equity Grant (NED David Mgmt For For For
Dix)
12 Equity Grant (NED Mgmt For For For
Edward
Haslam)
13 Equity Grant (NED Mgmt For For For
Timothy
Freshwater)
14 Equity Grant (NED Kofi Mgmt For For For
Morna)
15 Equity Grant (Zwelakhe Mgmt For For For
Mankazana)
16 Equity Grant (Sonja Mgmt For For For
Sebotsa)
17 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ArcelorMittal South Africa Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACL CINS S05944111 05/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Davinder Chugh Mgmt For Against Against
3 Re-elect Gonzalo Urquijo Mgmt For For For
4 Re-elect Fran du Plessis Mgmt For For For
5 Elect Nomavuso P. Mgmt For For For
Mnxasana
6 Elect Jacob R.D. Modise Mgmt For For For
7 Elect Hans-Ludwig Mgmt For For For
Rosenstock
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Murray)
9 Elect Audit and Risk Mgmt For For For
Committee Member (du
Plessis)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Mnxasana)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Director)
14 Approve NEDs' Fees Mgmt For For For
(Chairman of Audit and
Risk
Committee)
15 Approve NEDs' Fees Mgmt For For For
(Member of Audit and
Risk
Committee)
16 Approve NEDs' Fees Mgmt For For For
(Chairman of
Nominations
Committee)
17 Approve NEDs' Fees Mgmt For For For
(Member of Nominations
Committee)
18 Approve NEDs' Fees Mgmt For For For
(Chairman of Safety,
Health and Environment
Committee)
19 Approve NEDs' Fees Mgmt For For For
(Member of Safety,
Health and Environment
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Chairman of
Remuneration, Social
and Ethics
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Member of
Remuneration, Social
and Ethics
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Chairman of Share
Trust
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Member of Share Trust
Committee)
24 Approve Financial Mgmt For For For
Assistance
25 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 08/16/2013 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Ordinary Mgmt For For For
Shares (Par
Value)
2 Amendments to Memorandum Mgmt For For For
3 Authorisation of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 11/08/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/03/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve NEDs' Fees Mgmt For For For
3 Approve Financial Mgmt For For For
Assistance
4 Authority to Repurchase Mgmt For For For
Shares
5 Accounts and Reports Mgmt For For For
6 Elect Roy Andersen Mgmt For For For
7 Elect Christopher Mgmt For Against Against
Mortimer
8 Elect Abbas Hussain Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Buchanan)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Andersen)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Zilwa)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Share For
Cash
15 Approve Remuneration Mgmt For For For
Policy
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 05/30/2014 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Resignation of Javier Mgmt For TNA N/A
Hidalgo
Blazquez
9 Elect Aldo Olcese Mgmt For TNA N/A
Santonja
10 Appointment of Auditor Mgmt For TNA N/A
11 Authority to Issue Debt Mgmt For TNA N/A
Instruments
12 Ratification of Board Mgmt For TNA N/A
Acts Regarding 2013's
Increase of Share
Capital
13 Authorization of Legal Mgmt For TNA N/A
Formalities
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Aveng Limited
Ticker Security ID: Meeting Date Meeting Status
AEG CINS S0805F129 11/01/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angus W.B. Band Mgmt For For For
2 Elect Rick L. Hogben Mgmt For Against Against
3 Elect Thoko M. Mgmt For For For
Mokgosi-Mwantembe
4 Elect Nkululeko L. Mgmt For For For
Sowazi
5 Elect Kobus H.J. Verster Mgmt For For For
6 Elect Audit Committee Mgmt For Against Against
Member (Rick
Hogben)
7 Elect Audit Committee Mgmt For For For
Member (Myles
Ruck)
8 Elect Audit Committee Mgmt For For For
Member (Peter
Ward)
9 Appointment of Auditor Mgmt For For For
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Financial Mgmt For For For
Assistance
12 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
AVI Limited
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 10/30/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Adriaan Nuhn Mgmt For For For
4 Re-elect Abe M. Thebyane Mgmt For For For
5 Re-elect Barry J.K. Mgmt For For For
Smith
6 Re-elect Neo P Dongwana Mgmt For For For
7 Elect Michael Koursaris Mgmt For For For
8 Elect Audit and Risk Mgmt For For For
Committee Chairman
(Bosman)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Hersov)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Dongwana)
11 Approve NEDs' Fees Mgmt For For For
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Foreign
NED)
14 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointment Committee
Members)
15 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
16 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
17 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointment Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
20 Authority to Repurchase Mgmt For For For
Shares
21 Approve Financial Mgmt For For For
Assistance
22 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 05/23/2014 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Marocaine Du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 05/27/2014 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Profits Mgmt For TNA N/A
4 Allocation of Dividends Mgmt For TNA N/A
5 Ratification of Mgmt For TNA N/A
Auditor's
Acts
6 Related Party Mgmt For TNA N/A
Transactions
7 Directors' Fees Mgmt For TNA N/A
8 Elect Michel Lucas Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Ratification of Board Mgmt For TNA N/A
Acts
12 Authorization of Legal Mgmt For TNA N/A
Formalities
13 Authority to Increase Mgmt For TNA N/A
Share
Capital
14 Authority to Issue Mgmt For TNA N/A
Shares to
Employees
15 Authority to Define Mgmt For TNA N/A
Terms of Capital
Increase
16 Authorization of Legal Mgmt For TNA N/A
Formalities
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Barclays Africa Group Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS S0850R101 05/06/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Mohamed J. Mgmt For For For
Husain
4 Re-elect Peter Matlare Mgmt For Against Against
5 Re-elect Brand Pretorius Mgmt For For For
6 Re-elect David Hodnett Mgmt For For For
7 Elect Mark Merson Mgmt For For For
8 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Beggs)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Munday)
10 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Husain)
11 General Authority to Mgmt For For For
Issue
Shares
12 APPROVE REMUNERATION Mgmt For For For
POLICY
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Amendments to Memorandum Mgmt For For For
________________________________________________________________________________
Barloworld Limited
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 01/29/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Alexander Landia Mgmt For For For
3 Re-elect Clive B. Mgmt For For For
Thomson
4 Re-elect Peter J. Mgmt For For For
Bulterman
5 Re-elect Gordon K. Mgmt For For For
Hamilton
6 Re-elect Steven B. Mgmt For For For
Pfeiffer
7 Elect Audit Committee Mgmt For For For
Members
(Hamilton)
8 Elect Audit Committee Mgmt For For For
Members
(Ngonyama)
9 Elect Audit Committee Mgmt For For For
Members
(Ntsaluba)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Resident
NEDs)
14 Approve NEDs' Fees Mgmt For For For
(Non-Resident
NEDs)
15 Approve NEDs' Fees Mgmt For For For
(Non-Resident Audit
Committee
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Resident Audit
Committee
Members)
17 Approve NEDs' Fees Mgmt For For For
(Non-Resident
Remuneration Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Resident Social,
Ethics &
Transformation
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Resident Risk &
Sustainability
Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Resident General
Purposes Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Resident Nomination
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Board Committee
Members other than
Audit
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Non-Resident Board
Committee
Members)
24 Approve Financial Mgmt For For For
Assistance
25 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Bourbon
Ticker Security ID: Meeting Date Meeting Status
GBB CINS F11235136 05/20/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Alternate
Auditor
11 Elect Christian Munier Mgmt For For For
12 Elect Astrid de Breon Mgmt For For For
13 Elect Bandouin Monnoyeur Mgmt For For For
14 Elect Bernhard Schmidt Mgmt For For For
15 Elect Xiaowei Wang Mgmt For For For
16 Elect Philippe Salle Mgmt For For For
17 Authority to Repurchase Mgmt For For For
Shares
18 Remuneration of Jacques Mgmt For For For
d'Armand de
Chateauvieux,
Chairman
19 Remuneration of Mgmt For For For
Christian
Lefevre, CEO
20 Remuneration of Mgmt For For For
Laurent Renard and
Gael Bodenes,
Executives
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
23 Authority to Issue Mgmt For For For
Shares and Convertible
Securities w/
Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares and Convertible
Securities Through
Private
Placement
25 Authority to Set the Mgmt For Against Against
Offering Price of
Shares
26 Greenshoe Mgmt For Against Against
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
28 Authority to Grant Mgmt For For For
Stock
Options
29 Authority to Issue Mgmt For For For
Restricted
Shares
30 Authority to Grant Mgmt For For For
Warrants
31 Employee Stock Purchase Mgmt For Against Against
Plan
32 Global Ceiling on Mgmt For For For
Capital
Increases
33 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Brait SE
Ticker Security ID: Meeting Date Meeting Status
BAT CINS L1201E101 07/17/2013 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Phillip J. Mgmt For For For
Moleketi
3 Elect Colin D. Keogh Mgmt For For For
4 Elect Richard J. Koch Mgmt For For For
5 Elect Chris S. Seabrooke Mgmt For Against Against
6 Elect Hermanus R.W. Mgmt For For For
Troskie
7 Elect Christoffel Wiese Mgmt For Against Against
8 Elect Lawrence Leon Mgmt For For For
Porter
9 Appointment of Auditor Mgmt For For For
10 Dividends on Preference Mgmt For For For
Share
11 Bonus Share Mgmt For For For
Issuance/Special
Dividend
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Capital Property Fund
Ticker Security ID: Meeting Date Meeting Status
CPL CINS S1542R103 06/09/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REIT Conversion and Mgmt For For For
Interlization
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Josef El-Raghy Mgmt For For For
4 Elect Trevor Schultz Mgmt For For For
5 Elect Gordon E. Haslam Mgmt For For For
6 Elect G. Robert Bowker Mgmt For For For
7 Elect Mark R. Arnesen Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Kevin M. Tomlinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/30/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Nkaki Matlala Mgmt For For For
4 Re-elect Martin Rosen Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Bester)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Jakoet)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Matlala)
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For For For
Repurchase
Shares
10 Sepcific Authority to Mgmt For For For
Repurchase
Shares
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/04/2014 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Charitable Donations Mgmt For For For
8 Board Committees' Fees Mgmt For Abstain Against
9 Changes to the Board Mgmt For For For
10 Related Party Mgmt For Abstain Against
Transactions
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/01/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Changes to the Board Mgmt For TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/01/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
3 Future Amendment of Mgmt For TNA N/A
Articles Regarding
Share
Capital
4 Authority to Issue Mgmt For TNA N/A
Bonds and/or
Subordinated
Loans
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/15/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
4 Future Amendment of Mgmt For TNA N/A
Articles Regarding
Share
Capital
5 Authority to Issue Mgmt For TNA N/A
Bonds and/or
Subordinated
Loans
________________________________________________________________________________
Coronation Fund Managers Limited
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 01/16/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Shams Pather Mgmt For Against Against
2 Re-elect Alexandra Mgmt For For For
Watson
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Shams
Pather)
7 Elect Audit and Risk Mgmt For For For
Committee Member (Jock
McKenzie)
8 Approve Financial Mgmt For For For
Assistance
9 Approve NEDs' Fees Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Discovery Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 12/03/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit and Risk Mgmt For For For
Committee Member (Les
Owen)
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Sonja
Sebotsa)
6 Re-elect Peter Cooper Mgmt For For For
7 Re-elect Jannie J. Mgmt For Against Against
Durand
8 Re-elect Steven B. Mgmt For For For
Epstein
9 Approve Remuneration Mgmt For Against Against
Policy
10 Authorisation of Legal Mgmt For For For
Formalities
11 General Authority to Mgmt For For For
Issue A Preference
Shares
12 General Authority to Mgmt For For For
Issue B Preference
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Douja Promotion Groupe Addoha SA
Ticker Security ID: Meeting Date Meeting Status
ADH CINS V3077W107 03/14/2014 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Repurchase Mgmt For TNA N/A
Shares
3 Authorization of Legal Mgmt For TNA N/A
Formalities
4 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Douja Promotion Grp Addoha Maroc
Ticker Security ID: Meeting Date Meeting Status
CINS V3077W107 06/30/2014 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Special Auditor Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of the Mgmt For TNA N/A
Co-Option of Jean-Rene
Fourtou
8 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/17/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Changes to the Board; Mgmt For TNA N/A
Ratification of Board
Acts
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Information Regarding Mgmt For TNA N/A
New Listing
Rules
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/07/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Bonus Share Issuance Mgmt For TNA N/A
7 Changes to the Board; Mgmt For TNA N/A
Ratification of Board
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/07/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Reduction in Share Mgmt For TNA N/A
Capital/Cancellation
of
Shares
3 Increase in Share Mgmt For TNA N/A
Capital
4 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/25/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Reduction in Share Mgmt For TNA N/A
Capital/Cancellation
of
Shares
4 Increase in Share Mgmt For TNA N/A
Capital
5 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board of Mgmt For TNA N/A
Directors
3 Auditors' Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 12/30/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
3 Amendments to Articles Mgmt For TNA N/A
to Reflect Capital
Increase
4 Authorization of Legal Mgmt For TNA N/A
Formalities for
Management
5 Authorization of Legal Mgmt For TNA N/A
Formalities for
Auditor
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Constatinus Mgmt For For For
Fauconnier
2 Re-elect Nkululeko L. Mgmt For Against Against
Sowazi
3 Re-elect Dalikhaya Mgmt For For For
Zihlangu
4 Elect Audit Committee Mgmt For For For
Member
(Fauconnier)
5 Elect Audit Committee Mgmt For For For
Member
(Mohring)
6 Elect Audit Committee Mgmt For For For
Member (van
Rooyen)
7 Elect Social and Ethics Mgmt For For For
Committee Member
(Fauconnier)
8 Elect Social and Ethics Mgmt For For For
Committee Member
(Mohring)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Randera)
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Approve Financial Mgmt For For For
Assistance (Section
45)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FBN Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
FBNH CINS V342A5109 05/22/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Election of Statutory Mgmt For For For
Audit Committee
Members
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/21/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Michael P. Mgmt For For For
Martineau
9 Elect Paul Brunner Mgmt For For For
10 Elect Michael Hanley Mgmt For For For
11 Elect Robert J. Harding Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 05/21/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the FRBET Mgmt For For For
Deed
2 Amendment to the Mgmt For For For
FRBNEDT
Deed
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 12/03/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Paul K. Harris Mgmt For Against Against
2 Re-elect Roger W. Mgmt For For For
Jardine
3 Re-elect Ethel G. Mgmt For For For
Matenge-Sebesho
4 Re-elect Amanda T. Mgmt For Against Against
Nzimande
5 Re-elect Vivian W. Mgmt For Against Against
Bartlett
6 Re-elect Jurie J.H. Mgmt For For For
Bester
7 Elect Jan J. Durand Mgmt For Against Against
8 Elect Grant G. Gelink Mgmt For For For
9 Elect Peter Cooper Mgmt For For For
10 Appointment of Deloitte Mgmt For For For
and
Touche
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
12 Remuneration Report Mgmt For For For
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve Financial Mgmt For For For
Assistance (Prescribed
Officers)
17 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
companies)
18 Approve NEDs' Fees Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Abstain Against
2 Re-elect Kofi Ansah Mgmt For For For
3 Re-elect Nicholas J. Mgmt For For For
Holland
4 Re-elect Paul A. Schmidt Mgmt For For For
5 Elect Audit Committee Mgmt For Against Against
Member
(Wilson)
6 Elect Audit Committee Mgmt For For For
Member
(Menell)
7 Elect Audit Committee Mgmt For For For
Member
(Ncube)
8 General Authority to Mgmt For For For
Issue
Shares
9 Approve Remuneration Mgmt For For For
Policy
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2014 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankie (Djafar) Mgmt For Against Against
Widjaja
5 Elect LEW Syn Pau Mgmt For For For
6 Elect Jacques Desire Mgmt For For For
Laval
Elliah
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 10/10/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase Shares
(Unipalm)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Specific Authority to Mgmt For For For
Repurchase Shares
(Phatsima)
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/12/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Patrick Mngconkola Mgmt For For For
3 Elect Gerald Volkel Mgmt For For For
4 Re-elect Peter H. Mgmt For For For
Fechter
5 Re-elect Lynette A. Mgmt For For For
Finlay
6 Re-elect Nompumelelo B. Mgmt For For For
P.
Nkabinde
7 Elect Audit Committee Mgmt For For For
Member (Lynette
Finlay)
8 Elect Audit Committee Mgmt For For For
Member (Peter
Fechter)
9 Elect Audit Committee Mgmt For For For
Member (John
Hayward)
10 Elect Audit Committee Mgmt For For For
Member (Colin
Steyn)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For Against Against
Policy
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend
Reinvestment
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Social, Ethics and Mgmt For For For
Transformation
Committee
Report
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Guaranty Trust Bank plc
Ticker Security ID: Meeting Date Meeting Status
GRTB CINS V41619103 04/14/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Members of the Mgmt For For For
Audit
Committee
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Joaquim Mgmt For Against Against
Chissano
2 Re-elect Cathie Markus Mgmt For For For
3 Re-elect Andre Wilkens Mgmt For Against Against
4 Elect Karabo Nondumo Mgmt For For For
5 Elect Vishnu Pillay Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (John
Wetton)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Simo
Lushaba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Iamgold Corp.
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect W. Robert Dengler Mgmt For For For
1.4 Elect Guy G. Dufresne Mgmt For For For
1.5 Elect Richard J. Hall Mgmt For For For
1.6 Elect Stephen J.J. Mgmt For For For
Letwin
1.7 Elect Mahendra Naik Mgmt For For For
1.8 Elect William D. Mgmt For For For
Pugliese
1.9 Elect John T. Shaw Mgmt For For For
1.10 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/23/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
2 Election of Audit Mgmt For Against Against
Committee Member
(Cameron)
3 Election of Audit Mgmt For For For
Committee Member
(Maule)
4 Election of Audit Mgmt For For For
Committee Member
(Mokgatlha)
5 Election of Audit Mgmt For For For
Committee Member
(Ngonyama)
6 Approve Remuneration Mgmt For For For
Policy
7 Re-elect Hugh C. Cameron Mgmt For Against Against
8 Elect Peter Davey Mgmt For For For
9 Re-elect Mandla Gantsho Mgmt For For For
10 Elect Albertinah Kekana Mgmt For For For
11 Elect Alastair Mgmt For For For
Macfarlane
12 Re-elect Thabo Mokgatlha Mgmt For For For
13 Elect Brett Nagle Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 10/21/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Memorandum Mgmt For For For
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 11/07/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member
(Michael
Leeming)
4 Election of Audit Mgmt For For For
Committee Member
(Phumzile
Langeni)
5 Election of Audit Mgmt For For For
Committee Member
(Roderick
Sparks)
6 Election of Audit Mgmt For For For
Committee Member
(Younaid
Waja)
7 Re-elect Osman S. Arbee Mgmt For For For
8 Re-elect Hubert R. Brody Mgmt For For For
9 Re-elect Manuel P. de Mgmt For Against Against
Canha
10 Re-elect Recht L. Mgmt For For For
Hiemstra
11 Re-elect Gerhard Riemann Mgmt For Against Against
12 Re-elect Marius Mgmt For Against Against
Swanepoel
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
(Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Board
Member)
17 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Member)
27 Authority to Repurchase Mgmt For For For
Shares
28 General Authority to Mgmt For For For
Issue
Shares
29 Authority to issue Mgmt For For For
shares for
cash
30 General Authority to Mgmt For For For
Issue Preference
Shares
31 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Investec Limited
Ticker Security ID: Meeting Date Meeting Status
INL CINS S39081138 07/09/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Approve Financial Mgmt For For For
Assistance
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec Limited
Ticker Security ID: Meeting Date Meeting Status
INL CINS G49188116 07/09/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Authorised
Capital
2 Amendments to Mgmt For For For
Memorandum
(Cancellation of
Shares)
3 Authority to Increase Mgmt For For For
Authorised
Capital
4 Amendment to Memorandum Mgmt For For For
(Creation of
Shares)
5 Amendments to Mgmt For For For
Memorandum (Terms and
Conditions of
Shares)
6 Authority to Issue Mgmt For For For
Preference
Shares
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec Limited
Ticker Security ID: Meeting Date Meeting Status
INL CINS S39081138 07/09/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Authorised
Capital
2 Amendments to Mgmt For For For
Memorandum
(Cancellation of
Shares)
3 Authority to Increase Mgmt For For For
Authorised
Capital
4 Amendment to Memorandum Mgmt For For For
(Creation of
Shares)
5 Amendments to Mgmt For For For
Memorandum (Terms and
Conditions of
Shares)
6 Authority to Issue Mgmt For For For
Preference
Shares
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 07/09/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
2 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect George F.O. Mgmt For For For
Alford
2 Re-elect Glynn R. Burger Mgmt For For For
3 Re-elect Cheryl A. Mgmt For For For
Carolus
4 Re-elect Perry K.O. Mgmt For For For
Crosthwaite
5 Re-elect Olivia C. Mgmt For For For
Dickson
6 Re-elect Hendrik du Toit Mgmt For For For
7 Re-elect Bradley Fried Mgmt For Against Against
8 Re-elect Haruko Fukuda Mgmt For For For
9 Re-elect Bernard Kantor Mgmt For For For
10 Re-elect Ian R. Kantor Mgmt For For For
11 Re-elect Stephen Koseff Mgmt For For For
12 Re-elect M. Peter Mgmt For For For
Malungani
13 Re-elect Sir David Mgmt For For For
Prosser
14 Re-elect Peter R.S. Mgmt For For For
Thomas
15 Re-elect Fani Titi Mgmt For Against Against
16 Elect David Friedland Mgmt For For For
17 Directors' Remuneration Mgmt For For For
Report
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Legal Mgmt For For For
Formalities (Investec
Limited)
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders (Investec
Limited)
23 Allocation of Interim Mgmt For For For
Dividend for
Preference
Shareholders (Investec
Limited)
24 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders (Investec
Limited)
25 Appointment of Auditor Mgmt For For For
(Ernst & Young)
(Investec
Limited)
26 Appointment of Auditor Mgmt For For For
(KPMG) (Investec
Limited)
27 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
28 General Authority to Mgmt For Against Against
Issue Preference
Shares (Investec
Limited)
29 General Authority to Mgmt For Against Against
Issue
Non-Participating
Preference Shares
(Investec
Limited)
30 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
31 Authority to Issue Mgmt For For For
Ordinary Shares for
Cash (Investec
Limited)
32 Authority to Repurchase Mgmt For For For
Shares (Investec
Limited)
33 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
34 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
35 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
36 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
37 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
38 Increase in Authorised Mgmt For For For
Share Capital
(Investec
Limited)
39 Amendments to Mgmt For For For
Memorandum of
Incorporation Annex
(Investec
Limited)
40 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
41 General Authority to Mgmt For Against Against
Issue New Preference
Shares (Investec
Limited)
42 Accounts and Reports Mgmt For For For
43 Allocation of Interim Mgmt For For For
Dividend
44 Allocation of Final Mgmt For For For
Dividend
45 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
46 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
47 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
48 Authority to Repurchase Mgmt For For For
Ordinary
Shares
49 Authority to Repurchase Mgmt For For For
Preference
Shares
50 Amendments to Articles Mgmt For For For
of
Association
51 Authorisation of Mgmt For For For
Political
Donations
52 Non-Voting Meeting Note N/A N/A N/A N/A
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/08/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect George F.O. Mgmt For For For
Alford
2 Re-elect Glynn R. Burger Mgmt For For For
3 Re-elect Cheryl A. Mgmt For For For
Carolus
4 Re-elect Perry K.O. Mgmt For For For
Crosthwaite
5 Re-elect Olivia C. Mgmt For For For
Dickson
6 Re-elect Hendrik du Toit Mgmt For For For
7 Re-elect Bradley Fried Mgmt For Against Against
8 Re-elect Haruko Fukuda Mgmt For For For
9 Re-elect Bernard Kantor Mgmt For For For
10 Re-elect Ian R. Kantor Mgmt For For For
11 Re-elect Stephen Koseff Mgmt For For For
12 Re-elect M. Peter Mgmt For For For
Malungani
13 Re-elect Sir David Mgmt For For For
Prosser
14 Re-elect Peter R.S. Mgmt For For For
Thomas
15 Re-elect Fani Titi Mgmt For Against Against
16 Elect David Friedland Mgmt For For For
17 Directors' Remuneration Mgmt For For For
Report
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Legal Mgmt For For For
Formalities (Investec
Limited)
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Allocation of Interim Mgmt For For For
Dividend for Ordinary
Shareholders (Investec
Limited)
23 Allocation of Interim Mgmt For For For
Dividend for
Preference
Shareholders (Investec
Limited)
24 Allocation of Final Mgmt For For For
Dividend for Ordinary
and Preference
Shareholders (Investec
Limited)
25 Appointment of Auditor Mgmt For For For
(Ernst & Young)
(Investec
Limited)
26 Appointment of Auditor Mgmt For For For
(KPMG) (Investec
Limited)
27 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
28 General Authority to Mgmt For Against Against
Issue Preference
Shares (Investec
Limited)
29 General Authority to Mgmt For Against Against
Issue
Non-Participating
Preference Shares
(Investec
Limited)
30 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
31 Authority to Issue Mgmt For For For
Ordinary Shares for
Cash (Investec
Limited)
32 Authority to Repurchase Mgmt For For For
Shares (Investec
Limited)
33 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
34 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
35 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
36 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
37 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
38 Increase in Authorised Mgmt For For For
Share Capital
(Investec
Limited)
39 Amendments to Mgmt For For For
Memorandum of
Incorporation Annex
(Investec
Limited)
40 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Investec
Limited)
41 General Authority to Mgmt For Against Against
Issue New Preference
Shares (Investec
Limited)
42 Accounts and Reports Mgmt For For For
43 Allocation of Interim Mgmt For For For
Dividend
44 Allocation of Final Mgmt For For For
Dividend
45 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
46 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
47 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
48 Authority to Repurchase Mgmt For For For
Ordinary
Shares
49 Authority to Repurchase Mgmt For For For
Preference
Shares
50 Amendments to Articles Mgmt For For For
of
Association
51 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/08/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Executive Incentive Plan Mgmt For For For
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/08/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Executive Incentive Plan Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JD Group Limited
Ticker Security ID: Meeting Date Meeting Status
JDG CINS S40920118 05/27/2014 Voted
Meeting Type Country of Trade
Other South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares (Share Rights
Offer)
________________________________________________________________________________
JD Group Limited
Ticker Security ID: Meeting Date Meeting Status
JDG CINS S40920118 11/20/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Peter Griffiths Mgmt For For For
5 Elect Jan van der Merwe Mgmt For For For
6 Re-elect Nerina Bodasing Mgmt For For For
7 Elect Andries B. la Mgmt For For For
Grange
8 Elect Stephanus H. Mgmt For For For
Muller
9 Elect Audit Committee Mgmt For For For
Member
(Matlwa)
10 Elect Audit Committee Mgmt For For For
Member
(Muller)
11 Elect Audit Committee Mgmt For For For
Member
(Schindehutte)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Long Term Mgmt For For For
Incentive
Scheme
14 General Authority to Mgmt For For For
Issue Shares
(LTIS)
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Distribute Mgmt For For For
Share Capital and
Reserves
17 General Authority to Mgmt For For For
Issue Convertible
Instruments
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve NEDs' Fees Mgmt For For For
20 Approve Executive Mgmt For For For
Directors'
Fees
21 Approve Financial Mgmt For For For
Assistance
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kenmare Resources Plc
Ticker Security ID: Meeting Date Meeting Status
KMR CINS G52332106 05/28/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Non-UK
Issuer--Advisory)
3 Remuneration Policy Mgmt For For For
(Non-UK
Issuer--Advisory)
4 Elect Sofia Bianchi Mgmt For For For
5 Elect Michael Carvill Mgmt For For For
6 Elect Terence Mgmt For For For
Fitzpatrick
7 Elect Elizabeth Headon Mgmt For For For
8 Elect Justin Loasby Mgmt For For For
9 Elect Anthony C. Lowrie Mgmt For For For
10 Elect Tony McCluskey Mgmt For For For
11 Elect Steven McTiernan Mgmt For For For
12 Elect Gabriel Smith Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Kenmare Incentive Plan Mgmt For For For
("KIP")
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Granting of Initial KIP Mgmt For For For
Awards
18 Authority to Increase Mgmt For For For
Authorised
Capital
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP G5315B107 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew G. Inglis Mgmt For For For
1.2 Elect Brian F. Maxted Mgmt For For For
1.3 Elect Sir Richard B. Mgmt For For For
Dearlove
1.4 Elect David I. Foley Mgmt For For For
1.5 Elect David B. Krieger Mgmt For For For
1.6 Elect Joseph P. Landy Mgmt For For For
1.7 Elect Prakash A. Melwani Mgmt For For For
1.8 Elect Abebayo O. Mgmt For For For
Ogunlesi
1.9 Elect Lars H. Thunell Mgmt For For For
1.10 Elect Chris Tong Mgmt For For For
1.11 Elect Christopher A. Mgmt For For For
Wright
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/09/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Tony O'Neill Mgmt For For For
3 Re-elect Gert Gouws Mgmt For For For
4 Re-elect Khanyisile T. Mgmt For Against Against
Kweyama
5 Re-elect Litha Nyhonyha Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member
(Bassa)
7 Elect Audit Committee Mgmt For For For
Member
(Morgan)
8 Elect Audit Committee Mgmt For For For
Member
(Mokgatle)
9 Elect Audit Committee Mgmt For For For
Member
(Nyhonyha)
10 Elect Social and Ethics Mgmt For For For
Committee Member
(Mokgatle)
11 Elect Social and Ethics Mgmt For For For
Committee Member
(Morgan)
12 Elect Social and Ethics Mgmt For For For
Committee Member
(Sonjica)
13 Approve Remuneration Mgmt For For For
Policy
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Repurchase Mgmt For For For
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/23/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Saki J. Mgmt For For For
Macozoma
3 Re-elect James H. Mgmt For For For
Sutcliffe
4 Re-elect Swazi Mgmt For For For
Tshabalala
5 Elect Susan (Santie) L. Mgmt For Against Against
Botha
6 Re-elect Sim Tshabalala Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 General Authority to Mgmt For For For
Issue
Shares
9 General Authority to Mgmt For Against Against
Issue Preference
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Elect Audit and Mgmt For Against Against
Actuarial Committee
Member
(Ross)
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member
(Band)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member
(Cunningham)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member
(Moyo)
15 Elect Audit and Mgmt For For For
Actuarial Committee
Member
(Sutcliffe)
16 Approve Remuneration Mgmt For For For
Policy
17 Authority to Issues Mgmt For For For
Shares Pursuant to
Share Incentive
Scheme
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
20 Approve NEDs' Fees Mgmt For For For
(Board
Member)
21 Approve NEDs' Fees Mgmt For For For
(International Board
Member)
22 Approve NEDs' Fees Mgmt For For For
(International Board
Member and Chairman of
a
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Chairman of Audit and
Actuarial
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Member of Audit and
Actuarial
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Chairman of Risk
Committee)
26 Approve NEDs' Fees Mgmt For For For
(Member of Risk
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Chairman of
Remuneration
Committee)
28 Approve NEDs' Fees Mgmt For For For
(Member of
Remuneration
Committee)
29 Approve NEDs' Fees Mgmt For For For
(Chairman of Social,
Ethics
and
Transformation
Committee)
30 Approve NEDs' Fees Mgmt For For For
(Member of Social,
Ethics
and
Transformation
Committee)
31 Approve NEDs' Fees Mgmt For For For
(Member of Directors'
Affairs
Committee)
32 Approve NEDs' Fees Mgmt For For For
(Chairman of STANLIB
Limited
Board)
33 Approve NEDs' Fees Mgmt For For For
(Member of STANLIB
Limited
Board)
34 Approve NEDs' Fees (Fee Mgmt For For For
per Ad Hoc Board or
Committee
Meeting)
35 Approve NEDs' Fees (Fee Mgmt For For For
per Ad Hoc Board
Committee
Meeting)
36 Approve NEDs' Fees (Fee Mgmt For For For
for all Ad Hoc Work on
an Hourly Basis -
Chairman)
37 Approve NEDs' Fees (Fee Mgmt For For For
for all Ad Hoc Work on
an Hourly Basis -
Member)
38 Approve Financial Mgmt For For For
Assistance
39 Authority to Repurchase Mgmt For For For
Shares
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/30/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Francine-Ann Mgmt For For For
du
Plessis
3 Re-elect Joel K. Mgmt For For For
Netshitenzhe
4 Elect Marian Jacobs Mgmt For For For
5 Elect Royden T. Vice Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Peter
Golesworthy)
8 Elect Audit Committee Mgmt For For For
Member (Francine-Ann
du
Plessis)
9 Elect Audit Committee Mgmt For For For
Member (Louisa
Mojela)
10 Elect Audit Committee Mgmt For For For
Member (Royden
Vice)
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 General Authority to Mgmt For Against Against
Issue
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Adopt New Memorandum of Mgmt For For For
Incorporation
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 01/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Roger Phillimore Mgmt For For For
7 Elect Len Konar Mgmt For Against Against
8 Elect Jonathan Leslie Mgmt For For For
9 Elect Simon Scott Mgmt For For For
10 Elect Karen de Segundo Mgmt For For For
11 Elect James H. Sutcliffe Mgmt For For For
12 Elect Brian Richard Mgmt For For For
Beamish
13 Elect Ben Magara Mgmt For For For
14 Elect Phuti Mahanyele Mgmt For For For
15 Elect Gary Nagle Mgmt For For For
16 Elect Paul Smith Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Long-Term Incentive Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/22/2014 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Consolidated Accounts Mgmt For TNA N/A
and
Reports
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of the Mgmt For TNA N/A
Co-option of Mohamed
Boussaid to the
Supervisory
Board
7 Ratification of the Mgmt For TNA N/A
Co-Option of Mohamed
Hassad to the
Supervisory
Board
8 Authority to Repurchase Mgmt For TNA N/A
Shares
9 Appointment of Auditor Mgmt For TNA N/A
10 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MSM CINS S4799N122 05/30/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect David Mgmt For For For
Cheesewright
2 Elect Kuseni D. Dlamini Mgmt For For For
3 Re-elect Nolulamo Gwagwa Mgmt For For For
4 Re-elect Guy R.C. Mgmt For For For
Hayward
5 Re-elect Chris S. Mgmt For For For
Seabrooke
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For Against Against
Member
(Seabrooke)
8 Elect Audit Committee Mgmt For For For
Member
(Gwagwa)
9 Elect Audit Committee Mgmt For Against Against
Member
(Langeni)
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 APPROVE REMUNERATION Mgmt For For For
POLICY
12 Authority to Repurchase Mgmt For For For
Shares
13 Approve NEDs' Fees Mgmt For For For
(Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Directors)
16 Approve NEDs' Fees Mgmt For For For
(Committee
Chairmen)
17 Approve NEDs' Fees Mgmt For For For
(Committee
Members)
18 Approve Financial Mgmt For For For
Assistance
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maurel & Prom
Ticker Security ID: Meeting Date Meeting Status
MAU CINS F60858101 06/12/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Losses/Dividends
7 Related Party Mgmt For For For
Transactions (Panther
Eureka
Srl)
8 Related Party Mgmt For For For
Transactions (MPI
SA)
9 Related Party Mgmt For For For
Transactions (Credit
Agreement)
10 Directors' Fees Mgmt For For For
11 Remuneration of Mgmt For For For
Jean-Francois Henin,
Chairman and
CEO
12 Elect Xavier Blandin Mgmt For For For
13 Elect Nathalie Delapalme Mgmt For For For
14 Elect Roman Gozalo Mgmt For For For
15 Appointment of Auditor Mgmt For For For
(International Audit
Company)
16 Appointment of Auditor Mgmt For For For
(KPMG)
17 Appointment of Mgmt For For For
Alternate Auditor
(Fabienne
Hontarrede)
18 Appointment of Mgmt For For For
Alternate Auditor
(Salustro
Reydel)
19 Authority to Repurchase Mgmt For Against Against
Shares
20 Authority to Issue Mgmt For Against Against
Shares and Convertible
Securities w/
Preemptive
Rights
21 Authority to Issue Mgmt For Against Against
Shares and Convertible
Securities w/o
Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Shares and Convertible
Securities w/o
Preemptive Rights
Through Private
Placement
23 Authority to Set Mgmt For Against Against
Offering Price of
Shares
24 Greenshoe Mgmt For Against Against
25 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offer
26 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Constributions in
Kind
27 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
28 Authority to Issue Debt Mgmt For For For
Instruments
29 Approval of Programme Mgmt For For For
to Issue Preference
Shares and Amendments
to Relevant
Articles
30 Authority to Issue Mgmt For For For
Preference
Shares
31 Employee Stock Purchase Mgmt For For For
Plan
32 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
33 Amendment to Warrant Mgmt For For For
Terms
34 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mediclinic International Limited
Ticker Security ID: Meeting Date Meeting Status
MDC CINS S48510127 07/25/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Alan Grieve Mgmt For For For
4 Elect Nandi Mandela Mgmt For For For
5 Elect Trevor Petersen Mgmt For For For
6 Elect Pieter Uys Mgmt For For For
7 Re-elect D.K. Smith Mgmt For For For
8 Re-elect Robert Leu Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (D.K.
Smith)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Grieve)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Petersen)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Raath)
13 Approve Remuneration Mgmt For Against Against
Policy
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Ratify NEDs' Fees Mgmt For For For
17 Approve Increase in Mgmt For For For
NEDs'
Fees
18 Authority to Repurchase Mgmt For For For
Shares
19 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 11/27/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ngao Motsei Mgmt For For For
2 Re-elect Johan P. Burger Mgmt For Against Against
3 Re-elect Syd Muller Mgmt For For For
4 Re-elect Johan van Mgmt For For For
Reenen
5 Re-elect Jabu Moleketi Mgmt For For For
6 Re-elect Mary Vilakazi Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Frans
Truter)
9 Elect Audit Committee Mgmt For For For
Member (Syd
Muller)
10 Elect Audit Committee Mgmt For For For
Member (Mary
Vilakazi)
11 Elect Audit Committee Mgmt For For For
Member (Fatima
Jakoet)
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve NEDs' Fees Mgmt For For For
(Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Deputy
chairman)
16 Approve NEDs' Fees Mgmt For For For
(Director)
17 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Risk & Compliance
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Risk & Compliance
Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Balance Sheet
Management Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Balance Sheet
Management Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Social, Ethics &
Transformation
Committee
Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Social, Ethics &
Transformation
Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Chairman)
32 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Member)
33 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Committees)
34 Approve NEDs' Fees Mgmt For For For
(Divisional Audit
Panel
Chairman)
35 Approve NEDs' Fees Mgmt For For For
(Divisional Audit
Panel
Member)
36 Approve Financial Mgmt For For For
Assistance
37 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/14/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Phaswana Mgmt For For For
3 Elect Stephen C. Harris Mgmt For For For
4 Elect David Hathorn Mgmt For For For
5 Elect Andrew King Mgmt For For For
6 Elect Imogen Mkhize Mgmt For For For
7 Elect John E. Nicholas Mgmt For For For
8 Elect Peter Oswald Mgmt For For For
9 Elect Anne Quinn Mgmt For For For
10 Elect David Williams Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicholas)
13 Elect Audit Committee Mgmt For For For
Member (Anne
Quinn)
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
16 Remuneration Report Mgmt For For For
(Mondi
Ltd)
17 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
18 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
19 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
20 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
21 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
23 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
25 Authority to Repurchase Mgmt For For For
Shares (Mondi
Ltd)
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Accounts and Reports Mgmt For For For
(Mondi
plc)
28 Remuneration Report Mgmt For For For
(Binding)
29 Remuneration Report Mgmt For For For
(Advisory)
30 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
31 Appointment of Auditor Mgmt For For For
(Mondi
plc)
32 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
34 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
35 Authority to Repurchase Mgmt For For For
Shares (Mondi
plc)
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MPC CINS S5256M101 08/21/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Keith Getz Mgmt For Against Against
3 Re-elect Bobby Johnston Mgmt For For For
4 Re-elect Myles J.D. Ruck Mgmt For For For
5 Re-elect Moses Tembe Mgmt For For For
6 Re-elect Neill Abrams Mgmt For For For
(Alternate
Director)
7 Re-elect Tracey Mgmt For For For
Chiappini-Young
(Alternate
Director)
8 Re-elect Steve Ellis Mgmt For For For
(Alternate
Director)
9 Appointment of Auditor Mgmt For For For
10 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
11 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
12 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles
Ruck)
13 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
14 Approve Remuneration Mgmt For For For
Policy
15 Report of the Social, Mgmt For For For
Ethics, Transformation
and Sustainability
Committee
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
(Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
20 Approve NEDs' Fees (NED) Mgmt For For For
21 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
27 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
28 Authority to Repurchase Mgmt For For For
Shares
29 Approve Financial Mgmt For For For
Assistance
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Koosum Kalyan Mgmt For For For
2 Re-elect Johnson Njeke Mgmt For Against Against
3 Re-elect Jeff van Rooyen Mgmt For For For
4 Re-elect Jan H.N. Mgmt For Against Against
Strydom
5 Re-elect Alan van Biljon Mgmt For For For
6 Elect Phuthuma F. Nhleko Mgmt For For For
7 Elect Brett Goschen Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Alan van
Biljon)
9 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
10 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
11 Elect Audit Committee Mgmt For Against Against
Member (Johnson
Njeke)
12 Appointment of Auditor Mgmt For For For
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve Remuneration Mgmt For Against Against
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Repurchase Mgmt For For For
Treasury
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Murray & Roberts Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MUR CINS S52800133 11/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nomalizo B. Mgmt For For For
Langa-Royds
2 Re-elect David D. Barber Mgmt For For For
3 Elect John M. McMahon Mgmt For For For
4 Elect William A. Nairn Mgmt For For For
5 Elect Andries Bester Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(David
Barber)
9 Elect Audit and Mgmt For For For
Sustainability
Committee Member (John
M.
McMahon)
10 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(Royden T.
Vice)
11 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Murray & Roberts Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MUR CINS S52800133 11/06/2013 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Clough Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nampak Limited
Ticker Security ID: Meeting Date Meeting Status
NPK CINS S5326R114 02/06/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre de Ruyter Mgmt For For For
2 Elect Emmanuel Ikazoboh Mgmt For For For
3 Elect Ipeleng N. Mkhari Mgmt For For For
4 Re-elect Roy Andersen Mgmt For For For
5 Re-elect Phinda M. Madi Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member
(Smither)
8 Elect Audit Committee Mgmt For For For
Member
(Andersen)
9 Elect Audit Committee Mgmt For For For
Member
(Magwentshu)
10 Elect Audit Committee Mgmt For For For
Members
(Molope)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/30/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Re-elect Lourens N. Mgmt For For For
Jonker
5 Re-elect Fred Phaswana Mgmt For For For
6 Re-elect Ben J. van der Mgmt For Against Against
Ross
7 Re-elect Ton Vosloo Mgmt For For For
8 Re-elect Francine-Ann Mgmt For For For
du
Plessis
9 Elect Audit Committee Mgmt For For For
Member (Francine-Ann
du
Plessis)
10 Elect Audit Committee Mgmt For Against Against
Member (Ben van der
Ross)
11 Elect Audit Committee Mgmt For For For
Member (Boetie van
Zyl)
12 Approve Remuneration Mgmt For Against Against
Policy
13 General Authority to Mgmt For Against Against
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Board - South African
Resident
Member)
19 Approve NEDs' Fees Mgmt For For For
(Board - Non-South
African Resident
Member)
20 Approve NEDs' Fees Mgmt For For For
(Board - Consultation
Fee for Non-South
African
resident)
21 Approve NEDs' Fees Mgmt For For For
(Board - Daily
Fee)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
32 Approve NEDs' Fees Mgmt For For For
(Media24 Safety,
Health and Environment
Committee)
33 Approve NEDs' Fees Mgmt For For For
(Share Schemes/Other
Personnel Funds
Trustees)
34 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
Chair)
35 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
Trustee)
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
38 Approve NEDs' Fees Mgmt For For For
(Board - South African
Resident
Member)
39 Approve NEDs' Fees Mgmt For For For
(Board - Non-South
African Resident
Member)
40 Approve NEDs' Fees Mgmt For For For
(Board - Consultation
Fee for Non-South
African
resident)
41 Approve NEDs' Fees Mgmt For For For
(Board - Daily
Fee)
42 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
43 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
44 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chair)
45 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
46 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
Chair)
47 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration Committee
Member)
48 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
49 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
50 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
51 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
52 Approve NEDs' Fees Mgmt For For For
(Media24 Safety,
Health and Environment
Committee)
53 Approve NEDs' Fees Mgmt For For For
(Share Schemes/Other
Personnel Funds
Trustees)
54 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
Chair)
55 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
Trustee)
56 Amendment to Memorandum Mgmt For For For
57 Approve Financial Mgmt For For For
Assistance (s.
44)
58 Approve Financial Mgmt For For For
Assistance (s.
45)
59 Authority to Repurchase Mgmt For For For
N Ordinary
Shares
60 Authority to Repurchase Mgmt For Against Against
A Ordinary
Shares
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/13/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Thomas A. Mgmt For For For
Boardman
2 Re-elect Michael W.T. Mgmt For For For
Brown
3 Re-elect Mustaq A. Mgmt For Against Against
Enus-Brey
4 Re-elect Joel K. Mgmt For For For
Netshitenzhe
5 Elect David K.T. Mgmt For For For
Adomakoh
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 General Authority to Mgmt For For For
Issue
Shares
9 APPROVE REMUNERATION Mgmt For For For
POLICY
10 Approve NEDs' Fees Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Nestle Nigeria PLC
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 05/12/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dharnesh Gordhon Mgmt For For For
5 Elect Kais Marzouki Mgmt For Against Against
6 Elect Giuseppe Bonanno Mgmt For Against Against
7 Elect Gbenga Oyebode Mgmt For For For
8 Elect Ndidi Okonkwo Mgmt For For For
Nwuneli
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Election of Audit Mgmt For For For
Committee
Members
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/07/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Meyer Kahn Mgmt For For For
4 Re-elect Martin Kuscus Mgmt For For For
5 Re-elect S. Jeremiah Mgmt For For For
Vilakazi
6 Elect Audit Committee Mgmt For For For
Member (Thevendrie
Brewer)
7 Elect Audit Committee Mgmt For Against Against
Member (Hymie
Levin)
8 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
9 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
10 General Authority to Mgmt For For For
Issue
Shares
11 General Authority to Mgmt For For For
Issue Preference
Shares
12 Authority to issue Mgmt For For For
shares for
cash
13 Approve Remuneration Mgmt For For For
Policy
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 05/14/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Audit Mgmt For For For
Committee
Members
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect C. Kelello Chabedi Mgmt For For For
3 Elect Emily T. Kgosi Mgmt For Against Against
4 Elect Alwyn R. Martin Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Beckett)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Emily
Kgosi)
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Alwyn
Martin)
10 Approve Remuneration Mgmt For Against Against
Policy
11 Ratify NEDs' Fees Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 General Authority to Mgmt For For For
Issue Shares for
Cash
14 Amendment to Memorandum Mgmt For For For
(Executive
Directors)
15 Amendment to Memorandum Mgmt For For For
(Distributions)
16 Increase NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 General Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 12/09/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Sipko N. Schat Mgmt For For For
3 Elect Kees van der Graaf Mgmt For For For
4 Cancellation of Shares Mgmt For For For
5 Authority to Issue Mgmt For For For
Reports in
English
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/15/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Zoe Cruz Mgmt For For For
4 Elect Adiba Ighodaro Mgmt For For For
5 Elect Nkosana Moyo Mgmt For For For
6 Elect Mike Arnold Mgmt For For For
7 Elect Alan Gillespie Mgmt For For For
8 Elect Danuta Gray Mgmt For For For
9 Elect Reuel Khoza Mgmt For For For
10 Elect Roger Marshall Mgmt For For For
11 Elect Nku Nyembezi-Heita Mgmt For For For
12 Elect Patrick O'Sullivan Mgmt For For For
13 Elect Julian V.F. Mgmt For For For
Roberts
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Policy Mgmt For For For
(Binding)
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Contingent Purchase Mgmt For For For
Contracts
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ophir Energy PLC
Ticker Security ID: Meeting Date Meeting Status
OPHR CINS G6768E101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Elect Vivien Gibney Mgmt For For For
5 Elect Nicholas Smith Mgmt For For For
6 Elect Nicholas Cooper Mgmt For For For
7 Elect Lisa Mitchell Mgmt For For For
8 Elect Dennis McShane Mgmt For For For
9 Elect Ronald Blakely Mgmt For For For
10 Elect Alan Booth Mgmt For For For
11 Elect Lyndon Powell Mgmt For For For
12 Elect William G. Mgmt For For For
Schrader
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Ophir Energy PLC
Ticker Security ID: Meeting Date Meeting Status
OPHR CINS G6768E101 12/16/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 03/30/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Adopt Board Decisions Mgmt For TNA N/A
7 Amend Board Powers Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Adopt Board Decisions Mgmt For TNA N/A
11 Related Party Mgmt For TNA N/A
Transactions
12 Authority to Give Mgmt For TNA N/A
Guarantees
13 Charitable Donations Mgmt For TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Paladin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
PDN CINS Q7264T104 11/21/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Rick W. Crabb Mgmt For For For
4 Re-elect Philip A. Baily Mgmt For For For
5 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Petra Diamonds Limited
Ticker Security ID: Meeting Date Meeting Status
PDL CINS G70278109 11/28/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Adonis Pouroulis Mgmt For For For
6 Elect Johan Dippenaar Mgmt For For For
7 Elect David Abery Mgmt For For For
8 Elect Jim Davidson Mgmt For Against Against
9 Elect Anthony C. Lowrie Mgmt For For For
10 Elect Patrick Bartlett Mgmt For For For
11 Elect Gordon K. Hamilton Mgmt For For For
12 Increase in Authorized Mgmt For For For
Capital
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 02/12/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Forfeitable Mgmt For For For
Share
Plan
2 Authority to Issues Mgmt For For For
Shares Pursuant to
Scheme
3 Elect Audrey Mothupi Mgmt For For For
4 Elect David Friedland Mgmt For Against Against
5 Elect John Gildersleeve Mgmt For For For
6 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 06/02/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect Gareth Ackerman Mgmt For For For
4 Re-elect Hugh S. Herman Mgmt For For For
5 Re-elect Ben van der Mgmt For For For
Ross
6 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
7 Elect Audit Committee Mgmt For Against Against
Member (Ben van der
Ross)
8 Elect Audit Committee Mgmt For For For
Member (Hugh
Herman)
9 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance (Related or
inter-related
companies)
13 Approve Financial Mgmt For For For
Assistance
(Persons)
14 Authority to Repurchase Mgmt For For For
Shares
15 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 01/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd Moyo Mgmt For For For
2 Re-elect Bridgette Mgmt For For For
Modise
3 Re-elect Joe Shibambo Mgmt For For For
4 Appointment of Auditor Mgmt For Abstain Against
5 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
6 Elect Audit Committee Mgmt For Against Against
Member (Tim
Ross)
7 Elect Audit Committee Mgmt For For For
Member (Zibusiso
Kganyago)
8 Elect Audit Committee Mgmt For For For
Member (Bridgette
Modise)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Financial Mgmt For For For
Assistance
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 03/18/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For For For
Authorized Capital and
Create Preferred
Shares
2 Amendments to MOI Mgmt For For For
3 Authority to Issue Mgmt For For For
Preferred Shares
(Initial
Issue)
4 Authority to Issue Mgmt For For For
Preferred Shares
(Subsequent
Issues)
5 Authority to Repurchase Mgmt For For For
Shares (PPC Black
Managers Trust
Shares)
6 Authority to Repurchase Mgmt For For For
Shares (PPC Community
Trust Funding SPV
Shares)
7 Authority to Repurchase Mgmt For For For
Shares (PPC
Construction Industry
Associations Trust
Funding SPV
Shares)
8 Authority to Repurchase Mgmt For For For
Shares (PPC Education
Trust Funding SPV
Shares)
9 Authority to Repurchase Mgmt For For For
Shares (PPC Team
Benefit Trust Funding
SPV
Shares)
10 Approve Financial Mgmt For For For
Assistance (First BEE
Transaction)
11 Approve Financial Mgmt For For For
Assistance (PPC
Phakamani
Trust)
12 Authority to Repurchase Mgmt For For For
Shares (PPC Phakamani
Trust)
13 Authority to Waive Mgmt For For For
Pre-emptive
Rights
14 Authority to Issue Mgmt For For For
Shares to PPC
Phakamani
Trust
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Insurance Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J100 11/22/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Lauritz L. Mgmt For For For
Dippenaar
2 Re-elect Jan W. Dreyer Mgmt For Against Against
3 Re-elect Jannie J. Mgmt For Against Against
Durand
4 Re-elect Paul K. Harris Mgmt For For For
5 Elect Obakeng Phetwe Mgmt For For For
6 Elect Albertinah Kekana Mgmt For For For
7 Approve Remuneration Mgmt For Against Against
Policy
8 General Authority to Mgmt For For For
Issue
Shares
9 General Authority to Mgmt For For For
Issue Shares for
Cash
10 Appointment of Auditor Mgmt For For For
11 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Thabo
Mokgatlha)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Sonja
Sebotsa)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
issuer)
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jemal-ud-din Mgmt For For For
Kassum
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Elect Karl Voltaire Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Increase in Authorised Mgmt For For For
Capital
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Directors' Fees (Share Mgmt For For For
Grants)
19 Directors' Fees Mgmt For For For
(Increase Fee
Cap)
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Amendments to Articles Mgmt For For For
23 Scrip Dividend Mgmt For For For
24 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L105 01/30/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gunter Steffens Mgmt For For For
3 Elect Mike Ruttell Mgmt For Against Against
4 Elect Robert Robinson Mgmt For For For
5 Re-elect Dines Gihwala Mgmt For For For
6 Re-elect Harish K. Mehta Mgmt For Against Against
7 Vacancy of Mr. Perton Mgmt For Against Against
not
filled
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Rees)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Nackan)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Mehta)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For Against Against
Issue Linked
Units
13 Authority to Issue Mgmt For For For
Linked Units for
Cash
14 Approve Remuneration Mgmt For For For
Policy
15 Authority to Issue Mgmt For Abstain Against
Linked Units Pursuant
to
Scheme
16 Approve Financial Mgmt For For For
Assistance (Executive
Incentive
Schemes)
17 Authority to Repurchase Mgmt For For For
Linked
Units
18 Approve Financial Mgmt For For For
Assistance (Related
and Inter-Related
Parties)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L105 06/18/2014 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Amendments to Mgmt For For For
the Debenture Trust
Deed
2 Approve Delinking of Mgmt For For For
Linked
Units
3 Approve the Scheme Mgmt For For For
4 Approve the Termination Mgmt For For For
of the Debenture Trust
Deed
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L105 06/18/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Memorandum Mgmt For For For
2 Approve Delinking of Mgmt For For For
Linked
Units
3 Amendments to Memorandum Mgmt For For For
4 Authorisation of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L105 07/19/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Authority to Mgmt For For For
Issue Linked
Units
2 Authority to issue Mgmt For For For
linked units pursuant
to rights
offer
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 12/03/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect W. E. Buhrmann Mgmt For For For
4 Re-elect Jannie J. Mgmt For For For
Durand
5 Re-elect Gerrit T. Mgmt For For For
Ferreira
6 Re-elect J. Malherbe Mgmt For Against Against
7 Re-elect M. M. Morobe Mgmt For For For
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Moleketi)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Robertson)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Wessels)
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Enter into Mgmt For For For
Derivative
Transactions
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Reunert Limited
Ticker Security ID: Meeting Date Meeting Status
RLO CINS S69566156 02/17/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Dickson Mgmt For For For
2 Elect Sarita Martin Mgmt For For For
3 Elect Mark Taylor Mgmt For For For
4 Re-elect Sean D. Jagoe Mgmt For For For
5 Re-elect Noluthando Mgmt For For For
(Thandi)
Orleyn
6 Re-elect Brand Pretorius Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (van
Rooyen)
8 Elect Audit Committee Mgmt For For For
Member
(Jagoe)
9 Elect Audit Committee Mgmt For For For
Member
(Martin)
10 Elect Audit Committee Mgmt For For For
Member
(Munday)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Ratify Directors' Mgmt For For For
Personal Financial
Interest
14 Authority to Issue Mgmt For For For
Shares Pursuant to
Long Term Incentive
Schemes
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/22/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Leon Crouse Mgmt For For For
2 Re-elect Lauritz L. Mgmt For Against Against
Dippenaar
3 Re-elect Jan W. Dreyer Mgmt For Against Against
4 Re-elect Paul K. Harris Mgmt For Against Against
5 Elect Albertinah Kekana Mgmt For For For
6 Elect Obakeng Phetwe Mgmt For For For
7 Approve Remuneration Mgmt For Against Against
Policy
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Appointment of Auditor Mgmt For For For
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Dreyer)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Goss)
13 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sebotsa)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Eyal M. Ofer Mgmt For For For
3 Elect William K. Reilly Mgmt For For For
4 Elect Vagn O. Sorensen Mgmt For Against Against
5 Elect Arne Alexander Mgmt For For For
Wilhelmsen
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 1994 Mgmt For For For
Employee Stock
Purchase
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SAF CINS V74587102 09/12/2013 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Susan Mudhune Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Transaction of Other Mgmt For Against Against
Business
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/04/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Paul Bradshaw Mgmt For For For
5 Re-elect Sipho A. Nkosi Mgmt For Against Against
6 Re-elect Lazarus Zim Mgmt For Against Against
7 Re-elect Valli Moosa Mgmt For Against Against
8 Re-elect Philisiwe Mgmt For For For
Mthethwa
9 Re-elect Johan Van Zyl Mgmt For For For
10 Re-elect Kobus Moller Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Paul
Bradshaw)
12 Elect Audit Committee Mgmt For For For
Member (Philip
Rademeyer)
13 Elect Audit Committee Mgmt For For For
Member (Bernard
Swanepoel)
14 Approve Remuneration Mgmt For For For
Policy
15 Ratify Directors' Fees Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/05/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robert J. DeKoch Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Godefridus Mgmt For For For
P.F.
Beurskens
5 Re-elect Ralph J. Mgmt For For For
Boettger
6 Re-elect Michael A. Mgmt For For For
Fallon
7 Re-elect Len Konar Mgmt For Against Against
8 Re-elect Bridgette Mgmt For Against Against
Radebe
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Audit Committee Mgmt For Against Against
Member (Len
Konar)
11 Elect Audit Committee Mgmt For For For
Member (Godefridus
Beurskens)
12 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
13 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
14 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Plan
17 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nolitha Fakude Mgmt For For For
2 Re-elect Mandla Gantsho Mgmt For For For
3 Re-elect Imogen Mkhize Mgmt For For For
4 Elect Johnson Njeke Mgmt For Against Against
5 Elect Paul Victor Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member
(Beggs)
8 Elect Audit Committee Mgmt For For For
Member
(Mkhize)
9 Elect Audit Committee Mgmt For Against Against
Member
(Njeke)
10 Elect Audit Committee Mgmt For For For
Member
(Westwell)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Repurchase Mgmt For For For
Shares
(Directors/Prescribed
Officers)
________________________________________________________________________________
Semafo, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/15/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terence F. Bowles Mgmt For For For
2 Elect Benoit Desormeaux Mgmt For For For
3 Elect Jean Lamarre Mgmt For For For
4 Elect John LeBoutillier Mgmt For For For
5 Elect Gilles Masson Mgmt For For For
6 Elect Lawrence I. Mgmt For For For
McBrearty
7 Elect Tertius Zongo Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Shareholder Rights Plan Mgmt For For For
Renewal
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/28/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
3 Re-elect Christoffel Mgmt For Against Against
Wiese
4 Re-elect EC Kieswetter Mgmt For For For
5 Re-elect JA Louw Mgmt For Against Against
6 Elect Audit and Risk Mgmt For Against Against
Committee Member (JG
Rademeyer)
7 Elect Audit and Risk Mgmt For For For
Committee Member (JA
Louw)
8 Elect Audit and Risk Mgmt For For For
Committee Member (JJ
Fouche)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance (section
45)
15 Approve Financial Mgmt For For For
Assistance (section
44)
16 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Zola Skweyiya Mgmt For For For
3 Re-elect Sello M. Moloko Mgmt For For For
4 Re-elect Neal J. Mgmt For For For
Froneman
5 Re-elect Charl Keyter Mgmt For For For
6 Re-elect Keith A. Rayner Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 11/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Elect Robert TZE Leung Mgmt For For For
Chan
3 Elect Christopher D. Mgmt For For For
Chadwick
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 03/28/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/29/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Fran du Plessis Mgmt For For For
3 Re-elect Saki Macozoma Mgmt For For For
4 Re-elect Lord Robert Mgmt For For For
Smith of
Kelvin
5 Elect Andre Parker Mgmt For For For
6 Elect Swazi Tshabalala Mgmt For For For
7 Elect YANG Kaisheng Mgmt For For For
8 Elect Wang Wenbin Mgmt For For For
9 Re-elect Ted Woods Mgmt For For For
10 Appointment of Joint Mgmt For For For
Auditors
11 General Authority to Mgmt For For For
Issue Ordinary
Shares
12 General Authority to Mgmt For Against Against
Issue Preference
Shares
13 APPROVE REMUNERATION Mgmt For For For
POLICY
14 Approve NEDs' Fees Mgmt For For For
(Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Director)
16 Approve NEDs' Fees Mgmt For For For
(International
Director)
17 Approve NEDs' Fees Mgmt For For For
(Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Member)
19 Approve NEDs' Fees Mgmt For For For
(Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Member)
21 Approve NEDs' Fees Mgmt For For For
(Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Member)
23 Approve NEDs' Fees Mgmt For For For
(Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Member)
25 Approve NEDs' Fees Mgmt For For For
(Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Member)
27 Approve NEDs' Fees Mgmt For For For
(Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Member)
29 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Meeting
Attendance)
30 Authority to Repurchase Mgmt For For For
Ordinary
Shares
31 Authority to Repurchase Mgmt For For For
Preference
Shares
32 Approve Financial Mgmt For For For
Assistance
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Steinhoff International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHF CINS S8217G106 12/03/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Approve Directors' Fees Mgmt For For For
(Executive
Directors)
4 Approve Directors' Fees Mgmt For For For
(Chairman)
5 Approve Directors' Fees Mgmt For For For
(NEDs)
6 Approve Directors' Fees Mgmt For For For
(Audit
Committee)
7 Approve Directors' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee)
8 Approve Directors' Fees Mgmt For For For
(Group Risk Overview
Committee)
9 Approve Directors' Fees Mgmt For For For
(Nominations
Committee)
10 Approve Directors' Fees Mgmt For For For
(Social & Ethics
Committee)
11 Re-elect David C. Brink Mgmt For For For
12 Re-elect Steve F. Mgmt For For For
Booysen
13 Re-elect Bruno E. Mgmt For For For
Steinhoff
14 Elect Christo Wiese Mgmt For For For
15 Elect Heather Joan Sonn Mgmt For For For
16 Re-elect Markus J. Mgmt For Against Against
Jooste
17 Elect Andries Benjamin Mgmt For Against Against
La
Grange
18 Elect Audit Committee Mgmt For For For
Member (Steve
Booysen)
19 Elect Audit Committee Mgmt For For For
Member (David
Brink)
20 Elect Audit Committee Mgmt For For For
Member (Marthinus
Lategan)
21 General Authority to Mgmt For Against Against
Issue
Shares
22 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Distribute Mgmt For For For
Share Capital and
Reserves
25 Authority to create and Mgmt For For For
issue convertible
debentures
26 Approve Remuneration Mgmt For For For
Policy
27 Approve Financial Mgmt For For For
Assistance
28 Amendment to Mgmt For For For
Constitution
________________________________________________________________________________
Subsea 7 S.A.
Ticker Security ID: Meeting Date Meeting Status
SUBC CINS L8882U106 06/27/2014 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Consolidated Accounts Mgmt For TNA N/A
and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
7 Elect Kristian Siem Mgmt For TNA N/A
8 Elect Peter Mason Mgmt For TNA N/A
9 Elect Eystein Eriksrud Mgmt For TNA N/A
10 Elect Jean P. Cahuzac Mgmt For TNA N/A
11 Elect Robert Long Mgmt For TNA N/A
________________________________________________________________________________
Sun International Limited
Ticker Security ID: Meeting Date Meeting Status
SUI CINS S8250P120 11/22/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Anthony Leeming Mgmt For For For
3 Elect Graeme Stephens Mgmt For For For
4 Elect Peter Bacon Mgmt For For For
5 Re-elect Leon Campher Mgmt For For For
6 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
7 Re-elect I. Nigel Mgmt For For For
Matthews
8 Elect Audit Committee Mgmt For For For
Member (Zarina
Bassa)
9 Elect Audit Committee Mgmt For For For
Member (Leon
Campher)
10 Elect Audit Committee Mgmt For For For
Member (Bridgette
Modise)
11 Elect Audit Committee Mgmt For For For
Member (Graham
Rosenthal)
12 Approve Remuneration Mgmt For For For
Policy
13 Appointment of Auditor Mgmt For For For
14 Approve Amendments to Mgmt For For For
Restricted Share
Plan
15 Authority to implement Mgmt For For For
amendments to
Restricted Share
Plan
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Approve Financial Mgmt For For For
Assistance (Section
45)
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to the Board Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/13/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Charitable Donations Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Changes to the Board Mgmt For TNA N/A
12 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
Telkom SA Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 09/27/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jabulane Mabuza Mgmt For For For
3 Elect Sipho N. Maseko Mgmt For For For
4 Elect Kholeka W Mzondeki Mgmt For For For
5 Elect Leslie Maasdorp Mgmt For For For
6 Elect Louis von Zeuner Mgmt For For For
7 Elect Fagmeedah Petersen Mgmt For For For
8 Elect Susan (Santie) L. Mgmt For For For
Botha
9 Elect Khanyisile T. Mgmt For For For
Kweyama
10 Elect Clive Fynn Mgmt For For For
11 Re-elect Jacques Mgmt For For For
Schindehutte
12 Re-elect Itumeleng Mgmt For For For
Kgaboesele
13 Re-elect Navin Kapila Mgmt For For For
14 Re-elect Jeff Molobela Mgmt Against Against For
15 Elect Audit Committee Mgmt For For For
Member (Itumeleng
Kgaboesele)
16 Elect Audit Committee Mgmt For For For
Member (Kholeka
Mzondeki)
17 Elect Audit Committee Mgmt For For For
Member (Fagmeedah
Petersen)
18 Elect Audit Committee Mgmt For For For
Member (Louis von
Zeuner)
19 Appointment of Auditor Mgmt For For For
20 General Authority to Mgmt For For For
Issue
Shares
21 Approve Remuneration Mgmt For For For
Policy
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Issue Mgmt For For For
Shares for
Cash
24 Approve NEDs' Fees Mgmt For For For
25 Approve Financial Mgmt For For For
Assistance
26 Approve Employee Mgmt For For For
Forfeitable Share
Plan
27 Amendment to Memorandum Mgmt For For For
(Article
23.2)
28 Amendment to Memorandum Mgmt For For For
(Article
23.3)
29 Amendment to Memorandum Mgmt For For For
(Article
29.1)
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/25/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Bernard L. Mgmt For For For
Berson
4 Re-elect Alfred A. da Mgmt For For For
Costa
5 Re-elect Brian Joffe Mgmt For For For
6 Re-elect Nigel G. Payne Mgmt For For For
7 Re-elect Pansy Tlakula Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member
(Baloyi)
9 Elect Audit Committee Mgmt For For For
Member
(Diack)
10 Elect Audit Committee Mgmt For For For
Member
(Payne)
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
15 Authority to Issue Mgmt For For For
Convertible
Debentures
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve NEDs' Fees Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/02/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Samuel E. Mgmt For For For
Abrahams
4 Re-elect Eddy Oblowitz Mgmt For For For
5 Re-elect Nomahlubi V Mgmt For For For
Simamane
6 Elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
7 Elect Audit Committee Mgmt For For For
Member (Samuel
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi
Simamane)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Repurchase Mgmt For For For
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/11/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Harish K. Mehta Mgmt For For For
3 Re-elect Mziwakhe P. Mgmt For For For
Madi
4 Elect Graham O. O'Connor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Chris
Wells)
7 Elect Audit Committee Mgmt For For For
Member (Harish
Mehta)
8 Elect Audit Committee Mgmt For Against Against
Member (Peter
Hughes)
9 Approve Financial Mgmt For For For
Assistance
10 Approve NEDs' Fees Mgmt For For For
11 Approve Conditional Mgmt For For For
Share
Plan
12 Authority to Issue Mgmt For For For
Shares Pursuant to the
Employee Share
Trust
13 Authority to Issue Mgmt For For For
Shares Pursuant to the
Conditional Share
Plan
14 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/11/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Andre Parker Mgmt For For For
2 Re-elect Makhup Nyama Mgmt For For For
3 Re-elect Maya Makanjee Mgmt For For For
4 Re-elect Rob Nisbet Mgmt For For For
5 Approve Remuneration Mgmt For For For
Policy
6 Elect Audit Committee Mgmt For For For
Member (Richard
Dunne)
7 Elect Audit Committee Mgmt For Against Against
Member (Khotso
Mokhele)
8 Elect Audit Committee Mgmt For For For
Member (Rob
Nisbet)
9 Appointment of Auditor Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve Financial Mgmt For For For
Assistance (Section
44)
12 Approve Financial Mgmt For For For
Assistance (Section
45)
13 Approve NEDs' Fees Mgmt For For For
(Chairman and Deputy
Chairman)
14 Approve NEDs' Fees Mgmt For For For
(Subcommittees)
15 Approve NEDs' Fees Mgmt For For For
(Special Meetings and
Extra
Work)
16 Authority to Repurchase Mgmt For For For
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/07/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Rob Dow Mgmt For For For
3 Re-elect Michael Mark Mgmt For For For
4 Re-elect Tony Taylor Mgmt For For For
5 Elect David Pfaff Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authority to Repurchase Mgmt For For For
Shares
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approve NEDs' Fees Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Michael
Thompson)
11 Elect Audit Committee Mgmt For For For
Member (Rob
Dow)
12 Elect Audit Committee Mgmt For For For
Member (Roderick
Sparks)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Social and Mgmt For For For
Ethics Committee
Report
15 Elect Social and Ethics Mgmt For For For
Committee Member
(Michael
Thompson)
16 Elect Social and Ethics Mgmt For For For
Committee Member (Sisa
Ngebulana)
17 Elect Social and Ethics Mgmt For For For
Committee Member
(Thandi
Ndlovu)
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Jeremy R Wilson Mgmt For For For
6 Elect Tutu Agyare Mgmt For For For
7 Elect Anne Drinkwater Mgmt For For For
8 Elect Ann Grant Mgmt For For For
9 Elect Aidan Heavey Mgmt For For For
10 Elect Steve Lucas Mgmt For For For
11 Elect Graham Martin Mgmt For For For
12 Elect Angus McCoss Mgmt For For For
13 Elect Paul McDade Mgmt For For For
14 Elect Ian Springett Mgmt For For For
15 Elect Simon R. Thompson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
United Bank for Africa Plc
Ticker Security ID: Meeting Date Meeting Status
UBA CINS V9T62Y106 04/25/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
5 Election of Audit Mgmt For Abstain Against
Committee
Members
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/18/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yolanda Zoleka Mgmt For For For
Cuba
3 Elect Mohamed S.A. Mgmt For For For
Joosub
4 Elect John W.L. Otty Mgmt For For For
5 Elect Serpil Timuray Mgmt For For For
6 Re-elect Phillip J. Mgmt For For For
Moleketi
7 Re-elect Nicholas J. Mgmt For For For
Read
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Elect Audit Committee Mgmt For For For
Member
(Brown)
11 Elect Audit Committee Mgmt For For For
Member
(Moleketi)
12 Elect Audit Committee Mgmt For For For
Member
(Cuba)
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 06/17/2014 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Ordinary Mgmt For For For
Shares (Par
Value)
2 Increase in Authorised Mgmt For For For
Capital
3 Amendments to Mgmt For For For
Memorandum of
Incorporation
4 Authority to Issue Mgmt For For For
Ordinary Shares
(Rights
Offer)
5 Authority to Exclude Mgmt For For For
Treasury and
Preference Share
Holders from Rights
Offer
6 Acquisition Mgmt For For For
7 Place authorised but Mgmt For For For
unissued shares under
the control of
directors
8 Authorisation of Legal Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/26/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditors Mgmt For For For
4 Re-elect Peter Bacon Mgmt For For For
5 Re-elect Ian Moir Mgmt For For For
6 Re-elect Zyda Rylands Mgmt For For For
7 Elect Reeza Isaacs Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Peter
Bacon)
9 Elect Audit Committee Mgmt For For For
Member (Lindiwe
Bakoro)
10 Elect Audit Committee Mgmt For Against Against
Member (Zarina
Bassa)
11 Elect Audit Committee Mgmt For For For
Member (Andrew
Higginson)
12 Elect Audit Committee Mgmt For Against Against
Member (Michael
Leeming)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
________________________________________________________________________________
Zenith Bank Plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBAN CINS V9T871109 04/02/2014 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Audit Mgmt For For For
Committee
Members
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Agribusiness ETF
_______________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect Luiz Fernando Mgmt For For For
Furlan
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Srinivasan Mgmt For For For
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Everitt Mgmt For For For
1.2 Elect Russell K. Girling Mgmt For For For
1.3 Elect Susan A. Henry Mgmt For For For
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect David J. Lesar Mgmt For For For
1.6 Elect John E. Lowe Mgmt For For For
1.7 Elect Charles V. Magro Mgmt For For For
1.8 Elect A. Anne McLellan Mgmt For For For
1.9 Elect Derek G. Pannell Mgmt For For For
1.10 Elect Mayo M. Schmidt Mgmt For For For
1.11 Elect Victor J. Mgmt For For For
Zaleschuk
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Bundled Amendments to Mgmt For For For
Bylaws
5 Advance Notice Policy Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Carter Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Antonio dos Mgmt For For For
Santos Maciel
Neto
7 Elect Patrick J. Moore Mgmt For For For
8 Elect Thomas F. O'Neill Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/17/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Bachrach Mgmt For For For
2 Elect Enrique H. Boilini Mgmt For For For
3 Elect Carol M. Browner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen J. Hagge Mgmt For For For
4 Elect Robert G. Kuhbach Mgmt For For For
5 Elect Edward A. Schmitt Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Removal of
Directors
7 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to
Bylaws
8 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to the
Certificate of
Incorporation
9 Right to Call a Special Mgmt For For For
Meeting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2014 Equity and Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chaoda Modern Agriculture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LI Yan Mgmt For For For
4 Elect HUANG Xie Ying Mgmt For For For
5 Elect IP Chi Ming Mgmt For For For
6 Elect LUAN Yue Wen Mgmt For Against Against
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
China BlueChemical Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 FInancial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect ZHOU Dechun Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Chiquita Brands International
Ticker Security ID: Meeting Date Meeting Status
CQB CUSIP 170032809 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Anderson Mgmt For For For
2 Elect Howard W. Barker, Mgmt For For For
Jr.
3 Elect Clare M. Mgmt For For For
Hasler-Lewis
4 Elect Craig E. Huss Mgmt For For For
5 Elect Edward F Lonergan Mgmt For For For
6 Elect Jeffrey N. Simmons Mgmt For For For
7 Elect Steven P. Mgmt For For For
Stanbrook
8 Elect Ronald V. Waters Mgmt For For For
III
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard J Tobin Mgmt For For For
6 Elect John Elkann Mgmt For For For
7 Elect Mina Gerowin Mgmt For For For
8 Elect Maria Patrizia Mgmt For For For
Grieco
9 Elect Leo W. Houle Mgmt For For For
10 Elect Peter Kalantzis Mgmt For For For
11 Elect John Lanaway Mgmt For For For
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Theurillat Mgmt For For For
15 Remuneration Policy Mgmt For Against Against
16 Equity Incentive Plan Mgmt For Against Against
17 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 04/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge of
Meeting
Minutes
2 Creation of Reserve for Mgmt For For For
Acquisition of
Treasury
Shares
3 Authority to Repurchase Mgmt For Abstain Against
Shares
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Creation of Equity Mgmt For For For
Reserve
3 Presentation of Mgmt For For For
Statutory
Reports
4 Allocation of Mgmt For For For
Profits/Losses
5 Special Dividend Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Supervisory Council
Acts
8 Directors' Fees Mgmt For For For
9 Supervisory Council's Mgmt For Abstain Against
Fees
10 Election of Directors; Mgmt For Abstain Against
Board
Size
11 Election of Supervisory Mgmt For Abstain Against
Council
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Update to Shared Mgmt For Abstain Against
Services
Agreement
14 Income Tax on Personal Mgmt For For For
Assets of
Shareholders
15 Amendment to the Mgmt For Abstain Against
Incentive
Plan
16 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Thomas H. Patrick Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/25/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mohd Emir Mavani Mgmt For For For
Abdullah
3 Elect Yahaya Abd Jabar Mgmt For For For
4 Elect Noor Ehsanuddin Mgmt For For For
Mohd Harun
Narrashid
5 Elect Faizoull Ahmad Mgmt For For For
6 Elect Salmiah Ahmad Mgmt For For For
7 Elect Sulaiman Mahbob Mgmt For For For
8 Elect Fazlur Rahman Mgmt For For For
Ebrahim
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 12/27/2013 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Fiat Industrial S.p.A.
Ticker Security ID: Meeting Date Meeting Status
FI CINS T42136100 07/09/2013 Take No Action
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Merger Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/23/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ming Seong Mgmt For For For
4 Elect NG Shin Ein Mgmt For For For
5 Elect ONG Beng Kee Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2014 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankie (Djafar) Mgmt For Against Against
Widjaja
5 Elect LEW Syn Pau Mgmt For For For
6 Elect Jacques Desire Mgmt For For For
Laval
Elliah
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Craig Mgmt For For For
1.2 Elect Rebecca M. Mgmt For For For
Henderson
1.3 Elect Sophie V. Mgmt For For For
Vandebroek
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Incentive Mgmt For For For
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Incitec Pivot Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/19/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Marlay Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
James
Fazzino)
4 Remuneration Report Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Agri Resources Limited
Ticker Security ID: Meeting Date Meeting Status
5JS CINS Y3974E108 04/29/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Moleonoto TJANG Mgmt For Against Against
5 Elect Edward LEE Kwong Mgmt For Against Against
Foo
6 Elect LIM Hock San Mgmt For For For
7 Elect GOH Kian Chee Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Related Party Mgmt For For For
Transactions
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/19/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karownakaran @ Mgmt For For For
Karunakaran a/l
Ramasamy
2 Elect LIM Tuang Ooi Mgmt For For For
3 Elect LEE Shin Cheng Mgmt For For For
4 Elect Mohd Khalil Mohd Mgmt For For For
Noor
5 Retention of Mohd Mgmt For For For
Khalil Mohd Noor as
Independent
Director
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/29/2013 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisitions Mgmt For For For
2 Rights Offering for Mgmt For For For
IOIPG
Shares
3 Listing of IOIPG Shares Mgmt For For For
4 Distribution of IOIPG Mgmt For For For
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 05/08/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Registration Rights Mgmt For For For
Agreement with
Controlling
Shareholder
3 Change to U.S. Mgmt For For For
Reporting
Format
4 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/26/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Update of Employment Mgmt For For For
Terms of CEO Stefan
Borgas
4 CEO's Bonus Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Nir Gilad Mgmt For For For
8 Elect Avisar Paz Mgmt For For For
9 Elect Eran Sarig Mgmt For For For
10 Elect Avraham Shochat Mgmt For For For
11 Elect Victor Medina Mgmt For For For
12 Elect Chaim Erez Mgmt For For For
13 Elect Ovadia Eli Mgmt For For For
________________________________________________________________________________
K & S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/14/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Beteiligungs
GmbH
12 Amendment to Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with K+S Consulting
GmbH
13 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Entsorgungs
GmbH
14 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
IT-Services
GmbH
15 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Kali
GmbH
16 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Salz
GmbH
17 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Transport
GmbH
18 Amendment to Control Mgmt For TNA N/A
Agreement with K+S
Versicherungsvermittlun
gs
GmbH
19 Amendment to Control Mgmt For TNA N/A
Agreement with Wohnbau
Salzdetfurth
GmbH
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/10/2013 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor
Reports
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Elect Andrzej Mgmt For TNA N/A
Danilczuk, Ton
Schurink and Sergei
Shibaev as Independent
Directors
7 Elect Anastasia Mgmt For TNA N/A
Usachova and Viktoriia
Lukyanenko as
Executive
Directors
8 Independent Directors' Mgmt For TNA N/A
Fees
9 Executive Directors' Mgmt For TNA N/A
Fees
10 Ratification of Mgmt For TNA N/A
Auditor's
Acts
11 Appointment of Auditor Mgmt For TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/19/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Roy LIM Kiam Chye Mgmt For For For
3 Elect LEE Hau Hian Mgmt For For For
4 Elect Azlan bin Mohd Mgmt For Against Against
Zainol
5 Elect Thong Yaw Hong Mgmt For For For
6 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
7 Directors' Fees Mgmt For Against Against
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuo Masumoto Mgmt For For For
3 Elect Masatoshi Kimata Mgmt For For For
4 Elect Toshihiro Kubo Mgmt For For For
5 Elect Shigeru Kimura Mgmt For For For
6 Elect Kenshiroh Ogawa Mgmt For For For
7 Elect Yuichi Kitao Mgmt For For For
8 Elect Yukitoshi Funo Mgmt For For For
9 Elect Yuzuru Matsuda Mgmt For For For
10 Elect Satoru Sakamoto Mgmt For For For
11 Elect Toshikazu Fukuyama Mgmt For For For
12 Bonus Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect W. Thomas Mgmt For For For
Jagodinski
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Management Incentive Mgmt For For For
Umbrella
Plan
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 01/20/2014 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Share Issuance to Mgmt For TNA N/A
Facilitate
Consolidation of
Shares
8 Share Mgmt For TNA N/A
Consolidation/Reverse
Stock
Split
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 05/22/2014 Take No Action
Meeting Type Country of Trade
Ordinary Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Special Dividend Mgmt For TNA N/A
10 Authority to Distribute Mgmt For TNA N/A
Dividend
11 Authority to Repurchase Mgmt For TNA N/A
Shares and to Issue
Treasury
Shares
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
13 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
14 Directors' Fees Mgmt For TNA N/A
15 Elect Tor Olav Troim Mgmt For TNA N/A
16 Elect Cecilie Fredriksen Mgmt For TNA N/A
17 Elect Solveig Strand Mgmt For TNA N/A
18 Elect Helene Vibbleus Mgmt For TNA N/A
Bergquist
19 Nomination Committee Mgmt For TNA N/A
Guidelines
20 Elect Erling Lind Mgmt For TNA N/A
21 Elect Arne Hjeltnes Mgmt For TNA N/A
22 Nomination Committee Mgmt For TNA N/A
Fees
23 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
24 Remuneration Guidelines Mgmt For TNA N/A
25 Guidelines for Share Mgmt For TNA N/A
Options
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 09/16/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Minutes Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Special Dividend Mgmt For TNA N/A
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 11/15/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Special Dividend Mgmt For TNA N/A
8 Approve the Mgmt For TNA N/A
Distribution of
Dividends
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Laura K. Ipsen Mgmt For For For
3 Elect William U. Parfet Mgmt For For For
4 Elect George H. Poste Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding Labeling of
Genetically Modified
Foods
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Denise C. Johnson Mgmt For For For
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect James L. Popowich Mgmt For For For
5 Elect James T. Mgmt For For For
Prokopanko
6 Elect Steven M. Seibert Mgmt For For For
7 2014 Stock and Mgmt For For For
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 10/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy S. Gitzel Mgmt For For For
2 Elect William R. Graber Mgmt For For For
3 Elect Emery N. Koenig Mgmt For For For
4 Elect David T. Seaton Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nippon Meat Packers Inc
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J54752142 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Hiroshi Kobayashi Mgmt For For For
3 Elect Noboru Takezoe Mgmt For For For
4 Elect Hiroji Ohkoso Mgmt For For For
5 Elect Kohji Uchida Mgmt For For For
6 Elect Juichi Suezawa Mgmt For For For
7 Elect Yoshihide Hata Mgmt For For For
8 Elect Kohji Kawamura Mgmt For For For
9 Elect Toshiko Katayama Mgmt For For For
10 Elect Iwao Taka Mgmt For For For
11 Elect Takahiko Shinohara Mgmt For For For
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/05/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Donald G. Mgmt For For For
McGauchie
4 Re-elect Toshikazu Mgmt For For For
Takasaki
5 Equity Grant (MD/CEO Mgmt For For For
Doug
Rathbone)
6 Renew Proportional Mgmt For For For
Takeover
Provisions
7 Amendment to Mgmt For For For
Constitution
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P151 03/27/2014 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Elect Piero Overmars Mgmt For TNA N/A
14 Elect H. Verhagen Mgmt For TNA N/A
15 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Non-Voting Agenda Item N/A N/A TNA N/A
19 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/15/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect William J. Doyle Mgmt For For For
1.4 Elect John W. Estey Mgmt For For For
1.5 Elect Gerald W. Grandey Mgmt For For For
1.6 Elect Charles S. Hoffman Mgmt For For For
1.7 Elect Dallas J. Howe Mgmt For For For
1.8 Elect Alice D. Laberge Mgmt For For For
1.9 Elect Consuelo E. Madere Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 2014 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PEPT CINS Y70879104 05/15/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Increase in Directors' Mgmt For For For
Fees
4 Elect Encik Ahmad Riza Mgmt For Against Against
bin
Basir
5 Elect TAM Chiew Lin Mgmt For Against Against
6 Elect LIM Soon Huat Mgmt For For For
7 Elect OH Siew Nam Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions with PGEO
Group Sdn
Bhd
11 Related Party Mgmt For For For
Transactions with Kuok
Brothers Sdn
Berhad
12 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sinofert Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0297 CINS G8403G103 01/24/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amended Memorandum of Mgmt For For For
Understanding
4 Framework Agreement Mgmt For For For
________________________________________________________________________________
Sinofert Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0297 CINS G8403G103 05/15/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Hong Jun Mgmt For For For
5 Elect Harry YANG Mgmt For Against Against
6 Elect YANG Lin Mgmt For For For
7 Elect XIANG Dandan Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinofert Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0297 CINS G8403G103 05/15/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Cap of Mgmt For For For
Sulphur Import
Framework
Agreement
________________________________________________________________________________
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 09/24/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
and Account
Inspectors
3 Related Party Mgmt For For For
Transactions
4 Investment and Finance Mgmt For Abstain Against
Policy
5 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
6 Presentation of Report Mgmt For For For
on Board of Directors'
Expenses
7 Directors' Fees Mgmt For Abstain Against
8 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
9 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Cancellation of Shares Mgmt For For For
and Reduction in Share
Capital
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
Relating to
VeguV
7 Elect Vinita Bali Mgmt For For For
8 Elect Stefan Borgas Mgmt For For For
9 Elect Gunnar Brock Mgmt For For For
10 Elect Michel Demare Mgmt For For For
11 Elect Eleni Gabre-Madhin Mgmt For For For
12 Elect David Lawrence Mgmt For For For
13 Elect Michael Mack Mgmt For For For
14 Elect Eveline Saupper Mgmt For For For
15 Elect Jacques Vincent Mgmt For For For
16 Elect Jurg Witmer Mgmt For For For
17 Elect Michel Demare as Mgmt For For For
Chairman
18 Elect Eveline Saupper Mgmt For For For
as Compensation
Committee
Member
19 Elect Jacques Vincent Mgmt For For For
as Compensation
Committee
Member
20 Elect Jurg Witmer as Mgmt For For For
Compensation Committee
Member
21 Appointment of Mgmt For For For
Independent
Proxy
22 Appointment of Auditor Mgmt For For For
23 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/24/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
8 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
9 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For For For
1.3 Elect Catherine M. Mgmt For For For
Kilbane
1.4 Elect Robert J. King, Mgmt For For For
Jr.
1.5 Elect Ross W. Manire Mgmt For For For
1.6 Elect Donald L. Mennel Mgmt For For For
1.7 Elect Patrick S. Mullin Mgmt For For For
1.8 Elect John T. Stout, Jr. Mgmt For For For
1.9 Elect Jacqueline F. Mgmt For For For
Woods
2 2014 Long-Term Mgmt For For For
Incentive Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey M. Mgmt For For For
Ettinger
1.2 Elect Katherine J. Mgmt For For For
Harless
1.3 Elect Michael J. Hoffman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tongaat Hulett Group Limited
Ticker Security ID: Meeting Date Meeting Status
TON CINS S85920130 07/31/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Jenitha John Mgmt For For For
4 Re-elect Rachel P Kupara Mgmt For For For
5 Re-elect Adriano A Mgmt For For For
Maleiane
6 Re-elect Murray H. Munro Mgmt For For For
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Jenitha
John)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Fatima
Jakoet)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rachel
Kupara)
10 Authority to Repurchase Mgmt For For For
Shares
11 Authorisation of Legal Mgmt For For For
Formalities
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Approve Remuneration Mgmt For Against Against
Policy
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Turk Traktor Ve Ziraat Makineleri A.S.
Ticker Security ID: Meeting Date Meeting Status
TTRAK CINS M9044T101 03/24/2014 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening; Appointing Mgmt For For For
Meeting
Chairman
4 Report of the Board Mgmt For For For
5 Report of the Mgmt For For For
Independent
Auditor
6 Accounts Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Dividend Policy Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Articles Mgmt For For For
11 Election of Directors Mgmt For For For
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Presentation of Report Mgmt For For For
on Related Party
Transactions
16 Charitable Donations Mgmt For For For
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Related Party Mgmt For Against Against
Transactions
19 Wishes Mgmt For For For
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 01/31/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For Against Against
8 Elect Barbara A. Tyson Mgmt For For For
9 Elect Albert C. Zapanta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Abstain Against
Regarding Gestation
Crates
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 03/24/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry V. Konyaev Mgmt For Abstain Against
5 Elect Mazepin A. Dmitry Mgmt For Abstain Against
6 Elect Robert J. Margetts Mgmt For For For
7 Elect Osipov V. Dmitry Mgmt For Abstain Against
8 Elect Paul J. Ostling Mgmt For For For
9 Elect Razumov V. Dmitry Mgmt For Abstain Against
10 Elect Senko V. Valery Mgmt For Abstain Against
11 Elect Sosnovsky A. Mgmt For Abstain Against
Mikhail
12 Elect Gordon H. Sage Mgmt For For For
13 Elect Tatyanin V. Dmitry Mgmt For Abstain Against
14 Elect Sergey V. Chemezov Mgmt For Abstain Against
15 Elect Christophe F. Mgmt For Abstain Against
Charlier
16 Elect Jian Chen Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 04/04/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 06/09/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedure Mgmt For For For
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Audit Commission
Members'
Fees
5 Elect Natalia Zhuravleva Mgmt For Abstain Against
6 Elect Andrei Kononov Mgmt For Abstain Against
7 Elect Maria Kuzmina Mgmt For Abstain Against
8 Elect Marina Risukhina Mgmt For Abstain Against
9 Elect Irina Sharandina Mgmt For Abstain Against
10 Amendments to Charter Mgmt For For For
11 Amendments to Mgmt For For For
Regulations on the
Board of
Directors
12 Amendments to Director Mgmt For For For
Remuneration
Regulations
13 Cost of Indemnification Mgmt For For For
of
Directors/Officers
14 Indemnification of Mgmt For For For
Directors (Deeds of
Indemnity)
15 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
16 Related Party Mgmt For For For
Transaction with VNII
Galurgii
17 Related Party Mgmt For For For
Transaction with
Security Agency
Sheriff-Berezniki
18 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
19 Related Party Mgmt For For For
Transaction with
Kopeisk
Machine-Building
Plant
20 Related Party Mgmt For For For
Transaction with
Silvinit-Transport
21 Related Party Mgmt For For For
Transaction with
Security Agency
Sheriff-Berezniki
22 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
23 Related Party Mgmt For For For
Transaction with
United Chemical
Company
"URALCHEM"
24 Related Party Mgmt For For For
Transaction with
Kirovo-Chepetsk
Chemical
Plant
25 Related Party Mgmt For For For
Transaction with
Voskresensk Mineral
Fertilizers
26 Related Party Mgmt For For For
Transaction with
Corporation
VSMPO-AVISMA
27 Related Party Mgmt For For For
Transaction with
Kopeisk
Machine-Building
Plant
28 Related Party Mgmt For For For
Transaction with
Media-Sphere,
Silvinit-Capital, and
Silvinit-Transport
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect Dmitry Konyaev Mgmt N/A Abstain N/A
31 Elect Dmitry Mazepin Mgmt N/A Abstain N/A
32 Elect Robert Margetts Mgmt N/A For N/A
33 Elect Dmitry Osipov Mgmt N/A Abstain N/A
34 Elect Paul Ostling Mgmt N/A For N/A
35 Elect Dmitry Razumov Mgmt N/A Abstain N/A
36 Elect Valery Senko Mgmt N/A Abstain N/A
37 Elect Mikhail Sosnovsky Mgmt N/A Abstain N/A
38 Elect Gordon Sage Mgmt N/A For N/A
39 Elect Dmitry Tatyanin Mgmt N/A Abstain N/A
40 Elect Sergey Chemezov Mgmt N/A Abstain N/A
41 Elect Christophe Mgmt N/A Abstain N/A
Charlier
42 Elect Jian Chen Mgmt N/A Abstain N/A
43 Appointment of Auditor Mgmt For For For
(IFRS)
44 Appointment of Auditor Mgmt For For For
(IFRS and Russian
Federal
Law)
45 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
46 Cost of Directors and Mgmt For For For
Officers Liability
Insurance
47 Related Party Mgmt For For For
Transactions
(Directors and
Officers Liability
Insurance)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 10/22/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
(Sberbank)
2 Major Transaction (VTB Mgmt For For For
Bank)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 11/29/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Anton B. Averin Mgmt N/A Abstain N/A
5 Elect Vladislav Mgmt N/A Abstain N/A
Baumgertner
6 Elect Victor Belyakov Mgmt N/A Abstain N/A
7 Elect Alexander S. Mgmt N/A For N/A
Voloshin
8 Elect Pavel Grachev Mgmt N/A Abstain N/A
9 Elect Anna A. Kolonchina Mgmt N/A Abstain N/A
10 Elect Oleg Petrov Mgmt N/A Abstain N/A
11 Elect Robert J. Margetts Mgmt N/A For N/A
12 Elect Paul J. Ostling Mgmt N/A For N/A
13 Elect Michael Stiskin Mgmt N/A Abstain N/A
14 Elect Gordon H. Sage Mgmt N/A For N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Articles Mgmt For For For
3 Amendment to Terms of Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect TEO Kim Yong Mgmt For Against Against
6 Elect KWAH Thiam Hock Mgmt For Against Against
7 Elect YEO Teng Yang Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to grant Mgmt For For For
options and issue and
allot shares under
Wilmar Executives
Share Options Scheme
2009
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2014 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/05/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 REPORT ON CORPORATE Mgmt For TNA N/A
GOVERNANCE
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Election of Directors Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
15 Amendment to Articles Mgmt For TNA N/A
Regarding Retirement
Age
16 Cancellation of Shares Mgmt For TNA N/A
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Norden Mgmt For For For
2 Elect Louise M. Parent Mgmt For For For
3 Elect Robert W. Scully Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 2013 Equity and Mgmt For For For
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
Fund Name : Bank and Brokerage ETF
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CUSIP 05946K101 03/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends;
Ratification of Board
Acts
2 Elect Tomas Alfaro Drake Mgmt For For For
3 Elect Carlos Loring Mgmt For For For
Martinez de
Irujo
4 Elect Jose Luis Palao Mgmt For For For
Garcia-Suelto
5 Elect Susana Rodriguez Mgmt For For For
Vidarte
6 Elect Jose Manuel Mgmt For For For
Gonzalez-Paramo
Martinez-Murillo
7 Elect Lourdes Maiz Carro Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Bonus Issue Mgmt For For For
10 Bonus Issue Mgmt For For For
11 Bonus Issue Mgmt For For For
12 Bonus Issue Mgmt For For For
13 Long-Term Incentive Plan Mgmt For For For
14 Maximum Variable Pay Mgmt For For For
Ratio
15 Appointment of Auditor Mgmt For For For
16 Authority to Carry Out Mgmt For For For
Formalities
17 Remuneration Report Mgmt For For For
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 03/18/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issue
2 Reverse Stock Split Mgmt For For For
3 Adjustments to Share Mgmt For For For
Deposit Certificates
(Units)
4 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB11 CUSIP 05967A107 11/01/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share Capital; Share
Repayment
2 Amend Article 17 Mgmt For For For
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 05964H105 03/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Javier Marin Mgmt For For For
Romano
5 Elect Juan-Miguel Mgmt For For For
Villar
Mir
6 Elect Sheila C. Bair Mgmt For For For
7 Elect Ana Patricia Mgmt For Against Against
Botin-Sanz de Sautuola
y
O'Shea
8 Elect Rodrigo Echenique Mgmt For For For
Gordillo
9 Elect Esther Mgmt For For For
Gimenez-Salinas i
Colomer
10 Elect Vittorio Corbo Mgmt For Against Against
Lioi
11 Appointment of Auditor Mgmt For For For
12 Authority to Repurchase Mgmt For For For
Shares
13 Amendments to Articles Mgmt For For For
42, 58,
59.
14 Amendments to Articles Mgmt For For For
48, 49, 50, 53, 54, 62
and Include Articles
49bis and
54bis.
15 Amendments to Article Mgmt For For For
18.
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Scrip Dividend Mgmt For For For
19 Scrip Dividend Mgmt For For For
20 Scrip Dividend Mgmt For For For
21 Scrip Dividend Mgmt For For For
22 Authority to Issue Mgmt For For For
Convertible Debt
Instruments w/o
Pre-emptive
Rights
23 Authority to Issue Mgmt For For For
Non-convertible Debt
Instruments
24 Maximum Pay Ratio Mgmt For For For
25 Deferred and Mgmt For For For
Conditional Variable
Remuneration
Plan
26 Performance Shares plan Mgmt For For For
27 Employee Share Purchase Mgmt For For For
Plan - Santander UK
plc
28 Employee Share Purchase Mgmt For For For
Plan - Santander
Insurance Services
Limited
29 Authorization of Legal Mgmt For For For
Formalities
30 Remuneration Report Mgmt For For For
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For Against Against
2 Elect Susan S. Bies Mgmt For Against Against
3 Elect Jack O. Bovender, Mgmt For For For
Jr.
4 Elect Frank P. Bramble, Mgmt For For For
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Charles K. Gifford Mgmt For For For
8 Elect Charles O. Mgmt For For For
Holliday,
Jr.
9 Elect Linda P. Hudson Mgmt For For For
10 Elect Monica C. Lozano Mgmt For For For
11 Elect Thomas J. May Mgmt For For For
12 Elect Brian T. Moynihan Mgmt For For For
13 Elect Lionel L. Nowell, Mgmt For For For
III
14 Elect Clayton S. Rose Mgmt For For For
15 Elect R. David Yost Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For Against Against
18 Amendment to Series T Mgmt For For For
Preferred
Stock
19 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
20 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
21 Shareholder Proposal ShrHldr Against Against For
Regarding Lending
Portfolio Exposure To
Climate Change
Risk
22 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Bank of Montreal
Ticker Security ID: Meeting Date Meeting Status
BMO CUSIP 063671101 04/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Astley Mgmt For For For
1.2 Elect Janice M. Babiak Mgmt For For For
1.3 Elect Sophie Brochu Mgmt For For For
1.4 Elect George A. Cope Mgmt For For For
1.5 Elect William A. Downe Mgmt For For For
1.6 Elect Christine A. Mgmt For For For
Edwards
1.7 Elect Ronald H. Farmer Mgmt For For For
1.8 Elect Eric R. La Fleche Mgmt For For For
1.9 Elect Bruce H. Mitchell Mgmt For For For
1.10 Elect Philip S. Orsino Mgmt For For For
1.11 Elect Martha C. Piper Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Don M. Wilson III Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Phasing Out
Stock
Options
5 Shareholder Proposal ShrHldr Against Against For
Regarding Response to
Shareholder Vote on
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Pension Plan
Disclosure
7 Shareholder Proposal ShrHldr Against Against For
Regarding Auditor
Tendering
Process
8 Shareholder Proposal ShrHldr Against Against For
Regarding Actions in
Response to OECD
Plans
________________________________________________________________________________
Barclays plc
Ticker Security ID: Meeting Date Meeting Status
BARC CUSIP 06738E204 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Maximum Variable Pay Mgmt For For For
Ratio
5 Elect Mike Ashley Mgmt For For For
6 Elect Wendy Lucas-Bull Mgmt For For For
7 Elect Tushar Morzaria Mgmt For For For
8 Elect Frits van Mgmt For For For
Paasschen
9 Elect Stephen G. Thieke Mgmt For For For
10 Elect Tim Breedon Mgmt For For For
11 Elect Reuben Jeffery III Mgmt For For For
12 Elect Antony Jenkins Mgmt For For For
13 Elect Dambisa Moyo Mgmt For For For
14 Elect Sir Michael Rake Mgmt For For For
15 Elect Diane de Saint Mgmt For For For
Victor
16 Elect Sir John Mgmt For For For
Sunderland
17 Elect Sir David Walker Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/ Preemptive
Rights
24 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/o Preemptive
Rights
25 Authority to Repurchase Mgmt For For For
Shares
26 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank C. Herringer Mgmt For For For
2 Elect Stephen T. McLin Mgmt For Against Against
3 Elect Roger O. Walther Mgmt For For For
4 Elect Robert N. Wilson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr Against Against For
Regarding Employment
Diversity
Report
9 Shareholder Proposal: ShrHldr Against For Against
Accelerated vesting
upon change in
control
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Duncan P. Hennes Mgmt For For For
3 Elect Franz B. Humer Mgmt For For For
4 Elect Eugene M. McQuade Mgmt For For For
5 Elect Michael E. O'Neill Mgmt For For For
6 Elect Gary M. Reiner Mgmt For For For
7 Elect Judith Rodin Mgmt For Against Against
8 Elect Robert L. Ryan Mgmt For For For
9 Elect Anthony M. Mgmt For For For
Santomero
10 Elect Joan E. Spero Mgmt For For For
11 Elect Diana L. Taylor Mgmt For For For
12 Elect William S. Mgmt For For For
Thompson,
Jr.
13 Elect James S. Turley Mgmt For For For
14 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Approval of the 2014 Mgmt For For For
Stock Incentive
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Indemnification
21 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Credit Suisse Group
Ticker Security ID: Meeting Date Meeting Status
CSGN CUSIP 225401108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Profits Mgmt For For For
5 Dividends from Reserves Mgmt For For For
6 Amendments to Articles Mgmt For For For
(Relating to
VeguV)
7 Increase in Conditional Mgmt For For For
Capital for Employee
Compensation
Plan
8 Elect Urs Rohner as Mgmt For Against Against
Chairman
9 Elect Jassim Al Thani Mgmt For For For
10 Elect Iris Bohnet Mgmt For For For
11 Elect Noreen Doyle Mgmt For For For
12 Elect Jean-Daniel Gerber Mgmt For For For
13 Elect Andreas Koopmann Mgmt For For For
14 Elect Jean Lanier Mgmt For For For
15 Elect Kaikhushru Mgmt For For For
Nargolwala
16 Elect Anton van Rossum Mgmt For For For
17 Elect Richard Thornburgh Mgmt For For For
18 Elect John Tiner Mgmt For For For
19 Elect Severin Schwan Mgmt For For For
20 Elect Sebastian Thrun Mgmt For For For
21 Elect Iris Bohnet as Mgmt For For For
Compensation Committee
Member
22 Elect Andreas Koopmann Mgmt For For For
as Compensation
Committee
Member
23 Elect Jean Lanier as Mgmt For For For
Compensation Committee
Member
24 Elect Kai Nargolwala as Mgmt For For For
Compensation Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Special Mgmt For For For
Auditor
27 Appointment of Mgmt For For For
Independent
Proxy
28 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For Abstain Against
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Mgmt For For For
Shares
6 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
7 Maximum Variable Pay Mgmt For For For
Ratio (Board of
Management)
8 Maximum Variable Pay Mgmt For For For
Ratio (All
Employees)
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Increase in Authorized Mgmt For For For
Capital
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Intra-Company Control Mgmt For For For
Agreement with
Deutsche Immobilien
Leasing
GmbH
14 Intra-Company Control Mgmt For For For
Agreement with
Deutsche Bank (Europe)
GmbH
15 COUNTERMOTION A ShrHldr Against Against For
16 COUNTERMOTION B ShrHldr Against Against For
________________________________________________________________________________
Goldman Sachs Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd C. Blankfein Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary D. Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect William W. George Mgmt For For For
6 Elect James A. Johnson Mgmt For Against Against
7 Elect Lakshmi N. Mittal Mgmt For For For
8 Elect Adebayo O. Mgmt For For For
Ogunlesi
9 Elect Peter Oppenheimer Mgmt For For For
10 Elect James J. Schiro Mgmt For For For
11 Elect Debora L. Spar Mgmt For For For
12 Elect Mark E. Tucker Mgmt For For For
13 Elect David A. Viniar Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CUSIP 404280406 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Maximum Variable Pay Mgmt For For For
Ratio
5 Elect Kathleen Casey Mgmt For For For
6 Elect Jonathan Evans Mgmt For For For
7 Elect Marc Moses Mgmt For For For
8 Elect Jonathan Symonds Mgmt For For For
9 Elect Safra A. Catz Mgmt For For For
10 Elect Laura CHA May Lung Mgmt For For For
11 Elect Marvin CHEUNG Kin Mgmt For For For
Tung
12 Elect Joachim Faber Mgmt For For For
13 Elect Rona Fairhead Mgmt For For For
14 Elect Renato Fassbind Mgmt For For For
15 Elect Douglas J. Flint Mgmt For For For
16 Elect Stuart T. Gulliver Mgmt For For For
17 Elect Sam H. Laidlaw Mgmt For For For
18 Elect John P Lipsky Mgmt For For For
19 Elect J. Rachel Lomax Mgmt For For For
20 Elect Iain J. Mackay Mgmt For For For
21 Elect Sir Simon M. Mgmt For For For
Robertson
22 Appointment of Auditor Mgmt For For For
23 Authority to Set Mgmt For For For
Auditor's
Fees
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Repurchased
Shares
27 Authority to Repurchase Mgmt For For For
Shares
28 Authority to Issue Mgmt For For For
Contingent Convertible
Securities w/
Preemptive
Rights
29 Authority to Issue Mgmt For For For
Contingent Convertible
Securities w/o
Preemptive
Rights
30 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
ING Group N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CUSIP 456837103 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Mgmt For For For
Remuneration
Policy
2 Accounts and Reports Mgmt For For For
3 Amendments to Mgmt For For For
Par-Value; Increase
Authorized
Capital
4 Amendments to Mgmt For For For
Par-Value; Return of
Capital
5 Amendments to Articles Mgmt For For For
Regarding
Representation of the
Company
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Eric Boyer de la Mgmt For For For
Giroday to the
Supervisory
Board
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights in
Connection with
Mergers and
Acquisitions
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Repurchase Mgmt For For For
Shares in Connection
with Major Capital
Restructuring
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Bowles Mgmt For For For
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Jackson, Mgmt For For For
Jr.
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
16 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CUSIP 606822104 06/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kiyoshi Sono Mgmt For For For
3 Elect Tatsuo Wakabayashi Mgmt For For For
4 Elect Nobuyuki Hirano Mgmt For For For
5 Elect Masaaki Tanaka Mgmt For For For
6 Elect Taihei Yuki Mgmt For For For
7 Elect Akihiko Kagawa Mgmt For For For
8 Elect Tadashi Kuroda Mgmt For For For
9 Elect Takashi Nagaoka Mgmt For For For
10 Elect Junichi Okamoto Mgmt For For For
11 Elect Hiroyuki Noguchi Mgmt For For For
12 Elect Tsutomu Okuda Mgmt For For For
13 Elect Ryuji Araki Mgmt For For For
14 Elect Kunie Okamoto Mgmt For For For
15 Elect Yuko Kawamoto Mgmt For For For
16 Elect Haruka Matsuyama Mgmt For For For
@ Haruka
Katoh
17 Elect Yukihiro Satoh as Mgmt For Against Against
a Statutory
Auditor
18 Directors' Fees Mgmt For For For
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Howard J. Davies Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Klaus Kleinfield Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For Against Against
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Masaaki Tanaka Mgmt For For For
14 Elect Laura D'Andrea Mgmt For For For
Tyson
15 Elect Rayford Wilkins, Mgmt For For For
Jr.
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Royal Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect David F. Denison Mgmt For For For
1.3 Elect Richard L. George Mgmt For For For
1.4 Elect Timothy J. Hearn Mgmt For For For
1.5 Elect Alice D. Laberge Mgmt For For For
1.6 Elect Michael H. McCain Mgmt For For For
1.7 Elect Heather E.L. Mgmt For For For
Munroe-Blum
1.8 Elect Gordon M. Nixon Mgmt For For For
1.9 Elect J. Pedro Reinhard Mgmt For For For
1.10 Elect Thomas A. Renyi Mgmt For For For
1.11 Elect Edward Sonshine Mgmt For For For
1.12 Elect Kathleen P. Taylor Mgmt For For For
1.13 Elect Bridget A. van Mgmt For For For
Kralingen
1.14 Elect Victor L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Phasing Out
Stock
Options
5 Shareholder Proposal ShrHldr Against Against For
Regarding Actions in
Response to OECD
Plans
6 Shareholder Proposal ShrHldr Against Against For
Regarding Auditor
Tendering
Process
7 Shareholder Proposal ShrHldr Against Against For
Regarding Response to
Shareholder Vote on
Compensation
8 Shareholder Proposal ShrHldr Against Against For
Regarding Response to
Shareholder Vote
Against
Directors
________________________________________________________________________________
The Bank of Nova Scotia
Ticker Security ID: Meeting Date Meeting Status
BNS CUSIP 064149107 04/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Guillermo E. Mgmt For For For
Babatz
1.2 Elect Ronald A. Mgmt For For For
Brenneman
1.3 Elect C.J. Chen Mgmt For For For
1.4 Elect Charles H. Dallara Mgmt For For For
1.5 Elect David A. Dodge Mgmt For For For
1.6 Elect N. Ashleigh Mgmt For For For
Everett
1.7 Elect John C. Kerr Mgmt For For For
1.8 Elect Thomas C. O'Neill Mgmt For For For
1.9 Elect Brian J. Porter Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Indira V. Mgmt For For For
Samarasekera
1.12 Elect Susan L. Segal Mgmt For For For
1.13 Elect Paul D. Sobey Mgmt For For For
1.14 Elect Barbara S. Thomas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
Approach
4 Shareholder Proposal ShrHldr Against Against For
Regarding Filling
Anticipated Board
Vacancies with Female
Nominees
5 Shareholder Proposal ShrHldr Against Against For
Regarding Phasing Out
Stock
Options
6 Shareholder Proposal ShrHldr Against Against For
Regarding Actions in
Response to OECD
Plans
7 Shareholder Proposal ShrHldr Against Against For
Regarding Response to
Shareholder Vote on
Compensation
8 Shareholder Proposal ShrHldr Against Against For
Regarding Pension Plan
Disclosure
9 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Directors' Shares
After
Retirement
________________________________________________________________________________
Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 04/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Bennett Mgmt For For For
1.2 Elect John L. Bragg Mgmt For For For
1.3 Elect Amy W. Brinkley Mgmt For For For
1.4 Elect W. Edmund Clark Mgmt For For For
1.5 Elect Colleen A. Goggins Mgmt For For For
1.6 Elect David E. Kepler Mgmt For For For
1.7 Elect Henry H. Ketcham Mgmt For For For
1.8 Elect Brian M. Levitt Mgmt For For For
1.9 Elect Alan N. MacGibbon Mgmt For For For
1.10 Elect Harold H. MacKay Mgmt For For For
1.11 Elect Karen E. Maidment Mgmt For For For
1.12 Elect Bharat B. Masrani Mgmt For For For
1.13 Elect Irene Ruth Miller Mgmt For For For
1.14 Elect Nadir H. Mohamed Mgmt For For For
1.15 Elect Wilbur J. Prezzano Mgmt For For For
1.16 Elect Helen K. Sinclair Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Increase Aggregate Pool Mgmt For For For
of Directors'
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Phasing Out
Stock
Options
6 Shareholder Proposal ShrHldr Against Against For
Regarding Actions in
Response to OECD
Plans
7 Shareholder Proposal ShrHldr Against Against For
Regarding Pension Plan
Disclosure
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Baker, Mgmt For For For
Jr.
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Arthur D. Mgmt For For For
Collins,
Jr.
5 Elect Richard K. Davis Mgmt For For For
6 Elect Roland A. Mgmt For For For
Hernandez
7 Elect Doreen Woo Ho Mgmt For For For
8 Elect Joel W. Johnson Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jerry W. Levin Mgmt For Against Against
11 Elect David B. O'Maley Mgmt For For For
12 Elect O'dell M. Owens Mgmt For For For
13 Elect Craig D. Schnuck Mgmt For For For
14 Elect Patrick T. Stokes Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CUSIP H89231338 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For Against Against
and Management
Acts
5 Amendments to Articles Mgmt For Against Against
Related to
VeguV
6 Maximum Variable Mgmt For For For
Payment
Ratio
7 Elect Axel A. Weber Mgmt For For For
8 Elect Michel Demare Mgmt For For For
9 Elect David H. Sidwell Mgmt For For For
10 Elect Reto Francioni Mgmt For For For
11 Elect Ann Godbehere Mgmt For For For
12 Elect Axel P. Lehmann Mgmt For For For
13 Elect Helmut G. W. Panke Mgmt For For For
14 Elect William G. Parrett Mgmt For For For
15 Elect Isabelle Romy Mgmt For For For
16 Elect Beatrice Weder di Mgmt For For For
Mauro
17 Elect Joseph YAM Chi Mgmt For For For
Kwong
18 Elect Ann. F. Godbehere Mgmt For For For
19 Elect Michel Demare Mgmt For For For
20 Elect Helmut Panke Mgmt For For For
21 Elect Reto Francioni Mgmt For For For
22 Appointment of Mgmt For For For
Independent
Proxy
23 Appointment of Auditor Mgmt For For For
24 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For Against Against
8 Elect Cynthia H. Mgmt For Against Against
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Discriminatory
Mortgage Servicing and
Foreclosure
Practices
Fund Name : BDC Income ETF
________________________________________________________________________________
American Capital, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACAS CUSIP 02503Y103 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Baskin Mgmt For For For
2 Elect Neil M. Hahl Mgmt For For For
3 Elect Philip R. Harper Mgmt For Against Against
4 Elect Stan Lundine Mgmt For Against Against
5 Elect Susan K. Nestegard Mgmt For For For
6 Elect Kenneth D. Mgmt For For For
Peterson,
Jr.
7 Elect Alvin N. Puryear Mgmt For Against Against
8 Elect Malon Wilkus Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elliot Stein Mgmt For For For
1.2 Elect Bradley Wechsler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/06/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Sell Shares Mgmt For For For
of Common Stock Below
Net Asset
Value
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 06/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Arougheti
2 Elect Ann Torre Bates Mgmt For For For
3 Elect Steven B. McKeever Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Authority to Sell Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
BlackRock Kelso Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Baron Mgmt For For For
1.2 Elect Jerrold B. Harris Mgmt For For For
1.3 Elect Michael B. Lazar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Kelso Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to Sell Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivelin M. Dimitrov Mgmt For Against Against
2 Elect Brian S. Dunn Mgmt For For For
3 Elect Byron J. Haney Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michela A. English Mgmt For For For
2 Elect Anthony W. Parker Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul W. Adelgren Mgmt For For For
1.2 Elect David Gladstone Mgmt For For For
1.3 Elect John H. Outland Mgmt For For For
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Golub Capital BDC Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Golub Mgmt For For For
2 Elect Anita P. Rosenberg Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harris & Harris Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TINY CUSIP 413833104 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Dillaway Mgmt For For For
Ayres,
Jr.
1.2 Elect Phillip A. Bauman Mgmt For For For
1.3 Elect Stacy R. Brandom Mgmt For For For
1.4 Elect Douglas W. Jamison Mgmt For For For
1.5 Elect Lucio L. Lanza Mgmt For For For
1.6 Elect Charles E. Ramsey Mgmt For For For
1.7 Elect Richard P. Shanley Mgmt For For For
1.8 Elect Bruce W. Shewmaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Horizon Technology Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
HRZN CUSIP 44045A102 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Mgmt For For For
Bottiglieri
1.2 Elect Gerald A. Michaud Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KCAP Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 48668E101 05/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert G. Pastino Mgmt For For For
1.2 Elect C. Michael Jacobi Mgmt For For For
1.3 Elect Jay R. Bloom Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KCAP Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 48668E101 08/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares Below Net Asset
Value
2 Issuance of Shares Upon Mgmt For For For
the Conversion of
Convertible
Notes
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Vincent D. Foster Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MCG Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MCGC CUSIP 58047P107 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith Kennedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medallion Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
TAXI CUSIP 583928106 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry L. Aaron Mgmt For For For
1.2 Elect Henry D. Jackson Mgmt For For For
1.3 Elect Alvin Murstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Phillip Goldstein Mgmt For For For
1.3 Elect Gerald Hellerman Mgmt For Withhold Against
1.4 Elect Warren Holtsberg Mgmt For For For
1.5 Elect Robert Knapp Mgmt For For For
1.6 Elect William Taylor Mgmt For For For
1.7 Elect Michael T. Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven B. Klinsky Mgmt For Withhold Against
1.2 Elect David R. Malpass Mgmt For For For
1.3 Elect Kurt J. Wolfgruber Mgmt For Withhold Against
2 Reorganization Mgmt For For For
3 Approval of a New Mgmt For For For
Investment Advisory
Agreement
________________________________________________________________________________
PennantPark Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 708062104 03/18/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock Below
NAV
________________________________________________________________________________
PennantPark Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 708062104 03/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marshall Brozost Mgmt For Withhold Against
1.2 Elect Samuel L. Katz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 12/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene S. Stark Mgmt For For For
1.2 Elect John F. Barry III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares Below Net Asset
Value
________________________________________________________________________________
Solar Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Spohler Mgmt For Withhold Against
1.2 Elect Steven Hochberg Mgmt For Withhold Against
2 Issuance of Common Stock Mgmt For For For
________________________________________________________________________________
Solar Senior Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUNS CUSIP 83416M105 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Gross Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock Below Net Asset
Value
________________________________________________________________________________
TCP Capital Corp
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 87238Q103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric J. Draut Mgmt For Withhold Against
1.2 Elect Franklin R. Mgmt For Withhold Against
Johnson
1.3 Elect Peter E. Schwab Mgmt For For For
1.4 Elect Howard M. Mgmt For For For
Levkowitz
1.5 Elect Rajneesh Vig Mgmt For Withhold Against
2 Approval to sell common Mgmt For For For
stock below its net
asset
value
________________________________________________________________________________
THL Credit, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCRD CUSIP 872438106 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David K. Downes Mgmt For Withhold Against
1.2 Elect Nancy Hawthorne Mgmt For For For
1.3 Elect Keith W. Hughes Mgmt For For For
1.4 Elect James K. Hunt Mgmt For For For
1.5 Elect John A. Sommers Mgmt For For For
1.6 Elect David P. Southwell Mgmt For For For
2 Authority to issue Mgmt For For For
Shares Below Net Asset
Value
3 Authority to issue Debt Mgmt For For For
with Warrants or
Convertible Securities
below Net Asset
Value
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 07/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tonia L. Pankopf Mgmt For For For
2 Authorize the Company Mgmt For For For
to sell shares of its
common stock at a
price or prices below
the Company's then
current
NAV
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Garland S. Mgmt For For For
Tucker,
III
2 Elect E. Ashton Poole Mgmt For For For
3 Elect Brent P. W. Mgmt For For For
Burgess
4 Elect Steven C. Lilly Mgmt For Against Against
5 Elect W. McComb Dunwoody Mgmt For For For
6 Elect Mark M. Gambill Mgmt For For For
7 Elect Benjamin S. Mgmt For Against Against
Goldstein
8 Elect Simon B. Rich, Jr. Mgmt For For For
9 Elect Sherwood H. Mgmt For For For
Smith,
Jr.
10 Authority to Sell Mgmt For For For
Common Stock Below Net
Asset
Value
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
Fund Name : Biotech ETF
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard Bell Mgmt For For For
2 Elect Max Link Mgmt For For For
3 Elect William R. Keller Mgmt For For For
4 Elect John T. Mollen Mgmt For For For
5 Elect R. Douglas Norby Mgmt For For For
6 Elect Alvin S. Parven Mgmt For Against Against
7 Elect Andreas Rummelt Mgmt For For For
8 Elect Ann M. Veneman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHldr Against For Against
Regarding Poison
Pills
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul J. Mitchell Mgmt For Against Against
2 Elect Richard F. Pops Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Authorization to Hold Mgmt For For For
the 2015 Annual
Meeting Outside of
Ireland
5 Ratification of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendment to the 2011 Mgmt For Against Against
Stock Option and
Incentive
Plan
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance D. Coffman Mgmt For Against Against
6 Elect Robert A. Eckert Mgmt For For For
7 Elect Greg C. Garland Mgmt For For For
8 Elect Rebecca M. Mgmt For For For
Henderson
9 Elect Frank C. Herringer Mgmt For For For
10 Elect Tyler Jacks Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Ariad Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARIA CUSIP 04033A100 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay R. LaMarche Mgmt For For For
2 Elect Norbert G. Riedel Mgmt For For For
3 Elect Robert M. Whelan, Mgmt For For For
Jr.
4 Adoption of Shareholder Mgmt For For For
Rights
Plan
5 2014 Long-Term Mgmt For Against Against
Incentive
Plan
6 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Michael Grey Mgmt For For For
1.3 Elect Elaine J. Heron Mgmt For For For
1.4 Elect Pierre Lapalme Mgmt For For For
1.5 Elect V. Bryan Lawlis Mgmt For For For
1.6 Elect Richard A. Meier Mgmt For For For
1.7 Elect Alan J. Lewis Mgmt For Withhold Against
1.8 Elect William D. Young Mgmt For For For
1.9 Elect Kenneth M. Bate Mgmt For Withhold Against
1.10 Elect Dennis J. Slamon Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
1.3 Elect Michael D. Casey Mgmt For For For
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For For For
1.6 Elect Michael A. Mgmt For For For
Friedman
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Cepheid
Ticker Security ID: Meeting Date Meeting Status
CPHD CUSIP 15670R107 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Easton Mgmt For For For
2 Elect Hollings C. Renton Mgmt For For For
3 Elect Glenn D. Steele, Mgmt For For For
Jr.
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Foster Mgmt For For For
1.2 Elect Robert J. Mgmt For For For
Bertolini
1.3 Elect Stephen D. Chubb Mgmt For For For
1.4 Elect Deborah T. Mgmt For Withhold Against
Kochevar
1.5 Elect George E. Massaro Mgmt For For For
1.6 Elect George M. Milne, Mgmt For For For
Jr.
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Craig B. Thompson Mgmt For For For
1.9 Elect Richard F. Wallman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary E. Costley Mgmt For For For
1.2 Elect Sandra L. Helton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Employee Equity Mgmt For For For
Participation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cubist Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBST CUSIP 229678107 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Bonney Mgmt For For For
2 Elect Jane Henney Mgmt For For For
3 Elect Leon Moulder, Jr. Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Increase of Authorized Mgmt For Against Against
Common
Stock
6 2014 Employee Stock Mgmt For For For
Purchase
Plan
7 2014 Omnibus Incentive Mgmt For For For
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Etienne F. Mgmt For For For
Davignon
3 Elect Carla A. Hills Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect John W. Madigan Mgmt For For For
6 Elect John C. Martin Mgmt For For For
7 Elect Nicholas G. Moore Mgmt For For For
8 Elect Richard J. Whitley Mgmt For For For
9 Elect Gayle E. Wilson Mgmt For For For
10 Elect Per Wold-Olsen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Patient
Access
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel M. Bradbury Mgmt For For For
1.2 Elect Robert S. Epstein Mgmt For For For
1.3 Elect Roy A. Whitfield Mgmt For For For
1.4 Elect Francis deSouza Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Exclusive Mgmt For Against Against
Forum Provision
Applicable to
Derivative
Lawsuits
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard De Mgmt For For For
Schutter
1.2 Elect Barry Ariko Mgmt For For For
1.3 Elect Julian C. Baker Mgmt For For For
1.4 Elect Paul A. Brooke Mgmt For For For
1.5 Elect Wendy L. Dixon Mgmt For Withhold Against
1.6 Elect Paul A. Friedman Mgmt For For For
1.7 Elect Herve Hoppenot Mgmt For For For
2 Amendment to the 2010 Mgmt For Against Against
Stock Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ISIS Pharmaceuticals, Inc
Ticker Security ID: Meeting Date Meeting Status
ISIS CUSIP 464330109 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer R. Mgmt For Against Against
Berthelsen
2 Elect B. Lynne Parshall Mgmt For For For
3 Elect Joseph H. Wender Mgmt For For For
4 Advisory vote on Breaux Mgmt For For For
B.
Castleman
5 Advisory vote on Joseph Mgmt For For For
Loscalzo
6 Increase of Authorized Mgmt For For For
Common
Stock
7 Amendment to the Mgmt For For For
Non-Employee
Directors' Stock
Option
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 08/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Medivation, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDVN CUSIP 58501N101 06/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel D. Adams Mgmt For For For
1.2 Elect Kim D. Mgmt For For For
Blickenstaff
1.3 Elect Kathryn E. Falberg Mgmt For For For
1.4 Elect David T. Hung Mgmt For For For
1.5 Elect Patrick Machado Mgmt For For For
1.6 Elect Dawn Svoronos Mgmt For For For
1.7 Elect W. Anthony Vernon Mgmt For For For
1.8 Elect Wendy L. Yarno Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2004 Mgmt For Against Against
Equity Incentive Award
Plan
________________________________________________________________________________
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Meldrum Mgmt For For For
1.2 Elect Heiner Dreismann Mgmt For For For
2 Amendment to the Equity Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pharmacyclics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCYC CUSIP 716933106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Booth Mgmt For Withhold Against
1.2 Elect Kenneth A. Clark Mgmt For Withhold Against
1.3 Elect Robert W. Duggan Mgmt For For For
1.4 Elect Eric H. Halvorson Mgmt For For For
1.5 Elect Minesh P. Mehta Mgmt For For For
1.6 Elect David D. Smith Mgmt For For For
1.7 Elect Richard van den Mgmt For For For
Broek
2 2014 Equity Incentive Mgmt For For For
Award
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482107 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Werner Brandt Mgmt For For For
5 Elect Stephane Bancel Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Manfred Karobath Mgmt For Against Against
8 Elect Lawrence A Rosen Mgmt For For For
9 Elect Elizabeth E. Mgmt For For For
Tallett
10 Elect Elaine Mardis Mgmt For For For
11 Elect Peer Schatz Mgmt For For For
12 Elect Roland Sackers Mgmt For For For
13 Remuneration Policy Mgmt For For For
14 Supervisory Board Fees Mgmt For For For
15 Equity Grant to Mgmt For For For
Supervisory Board
Members
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 2014 Stock Plan Mgmt For Against Against
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred G. Gilman Mgmt For Withhold Against
1.2 Elect Joseph L. Mgmt For For For
Goldstein
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Christine A. Poon Mgmt For For For
1.5 Elect P. Roy Vagelos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of 2014 Mgmt For Against Against
Long-Term Incentive
Plan
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Orwin Mgmt For For For
1.2 Elect Srinivas Akkaraju Mgmt For For For
1.3 Elect David W. Gryska Mgmt For Withhold Against
1.4 Elect John P. McLaughlin Mgmt For For For
2 Amendment to the 2007 Mgmt For Against Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond Dwek Mgmt For Withhold Against
1.2 Elect Roger Jeffs Mgmt For For For
1.3 Elect Christopher Mgmt For For For
Patusky
1.4 Elect Tommy G. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 162(m) Bonus Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret G. Mgmt For For For
McGlynn
1.2 Elect Wayne J. Riley Mgmt For For For
1.3 Elect William D. Young Mgmt For For For
2 Amendment to the 2013 Mgmt For Against Against
Stock and Option
Plan
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
Fund Name : Brazil Small-Cap ETF
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For For For
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Unit Matching Plan Mgmt For For For
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Establishment of Mgmt For For For
Supervisory
Council
9 Election of Supervisory Mgmt For For For
Council
Members
10 Remuneration Policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 10/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA4 CINS P8511H118 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Board Mgmt For For For
Members Representative
of Preferred
Shareholders
8 Election of Supervisory Mgmt For For For
Council Members
Representative of
Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Marcelo Tosto de Mgmt For For For
Oliveira
Carvalho
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/16/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Ratification of Mgmt For Against Against
Remuneration
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 07/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding Board
Size
5 Amendment to Articles Mgmt For For For
Regarding Election of
Chairman and Vice
Chairman
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
8 Board Size Mgmt For For For
9 Resignation of Director Mgmt For For For
10 Election of Directors Mgmt For For For
11 Appointment of Chairman Mgmt For For For
and
Vice-Chairman
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Resignation of Director Mgmt For For For
7 Elect Roberto Jose Mgmt For For For
Alonso
Ruiz
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Discussion of Share Mgmt For Abstain Against
Repurchase
Program
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Banco Mgmt N/A For N/A
Santander
S.A.
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 07/08/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Distribution of Mgmt For For For
Interest on
Capital
5 Interim Dividend Mgmt For For For
6 Authority to Repurchase Mgmt For Abstain Against
Shares
7 Acquisition of Mahindra Mgmt For Abstain Against
Systech
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 12/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Board Size Mgmt For For For
4 Elect Fernando D.L. Mgmt For For For
Seabra
5 Elect Rogerio Ziviani Mgmt For For For
6 Elect Ignacio Martinez Mgmt For For For
Conde-Barrasa
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 06/05/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Industrial e Comercial SA
Ticker Security ID: Meeting Date Meeting Status
BICB4 CINS P1337Q115 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For For For
Council
Members
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 08/01/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Alternate Mgmt For Abstain Against
Supervisory Council
Member
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/19/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael Mgmt For For For
Donaldson
4 Re-elect Ross Kestel Mgmt For For For
5 Renew Employee Option Mgmt For For For
Scheme
6 Equity Grant (Executive Mgmt For For For
director Robert
Watkins)
7 Equity Grant (MD Peter Mgmt For For For
Bowler)
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 07/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Florian Bartunek Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 10/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.99% Mgmt For For For
of the capital of AWF
Corretora de Seguros
Ltda.
4 Merger of ARJA8 Mgmt For For For
Participacoes e
Empreendimentos Ltda.,
holder of 60% of AWF
Corretora de Seguros
Ltda.
5 Acquisition of 99.98% Mgmt For For For
of the capital of RD3
Consultoria em
Previdencia
Ltda.
6 Acquisition of 99.98% Mgmt For For For
of the capital of C/S3
- Consultoria e
Corretagem de Seguros
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 12/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.99% Mgmt For For For
Ben's - Consultoria e
Corretora de Seguros
Ltda.
4 Merger of Doval Mgmt For For For
Administracao e
Participacao EIRELI,
the holder of 60% of
Ben's - Consultoria e
Corretora de Segutos
Ltda.
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 01/27/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.96% Mgmt For Abstain Against
of Fidelle
Administradora e
Corretora de Seguros e
Prestadora de Servicos
Ltda.
4 Merger of Felli Mgmt For Abstain Against
Participacoes e
Empreendimentos Ltda.,
the holder of 60% of
Fidelle Administradora
e Corretora de Seguros
e Prestadora de
Servicos
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 06/18/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of 39% Mgmt For Abstain Against
interest in I.S.M
Corretora de Seguros
Ltda.
3 Acquisition of JOCRIX5 Mgmt For Abstain Against
Participacoes e
Empreendimento
Ltda.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Share Capital;
Issuance of Shares w/
Preemptive
Rights
4 Relocation of Company's Mgmt For For For
Registered
Office
5 Amendments to Articles Mgmt For For For
Regarding Relocation
of Company's
Registered
Office
6 Amendments to Articles Mgmt For For For
Regarding Publication
of Company
Notices
7 Amendments to Articles Mgmt For For For
Regarding Executive
Officers
8 Amendments to Articles Mgmt For For For
Regarding Board
Authorities
9 Consolidation of Mgmt For For For
Articles
10 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Brasil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Marcelo Pechinho Mgmt For Against Against
Hallack
(Altnerate)
7 Election of Supervisory Mgmt For For For
Council
Members
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 03/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Banco Mgmt N/A For N/A
Santander (Brasil)
S.A.
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Delisting Mgmt For For For
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Appointment of Banco Mgmt For For For
Santander (Brasil)
S.A.
5 HSBC Bank Brasil S.A. - Mgmt For N/A N/A
Banco
Multiplo
6 Appointment of BES Mgmt For N/A N/A
Investimento do Brasil
S.A. - Banco de
Investimento
7 Delisting Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debentures
4 Loan Agreement with Mgmt For For For
Caixa Economica
Federal
5 Adjustment of Company Mgmt For For For
Profit
Reserve
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 03/11/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 03/11/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 06/13/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Institutional
Activites
4 Charitable Donations Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 09/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alvimar Silveira Mgmt For For For
de Paiva to
Supervisory
Council
3 Loan Agreement with Mgmt For For For
Caixa Economica
Federal
4 Approval of Bidding Mgmt For For For
Process for
Public-Private
Partnership
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia Energetica do Ceara SA - COELCE
Ticker Security ID: Meeting Date Meeting Status
COCE5 CINS P3056A107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For For For
Council Members;
Fees
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For For For
8 Elect Juan Carlos Felix Mgmt For For For
Estupinan
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Direcional Engenharia SA
Ticker Security ID: Meeting Date Meeting Status
DIRR3 CINS P3561Q100 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
and Consolidation of
Articles
________________________________________________________________________________
Direcional Engenharia SA
Ticker Security ID: Meeting Date Meeting Status
DIRR3 CINS P3561Q100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For Abstain Against
Council
Members
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 01/10/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Ronnie Vaz Moreira Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
ENEV3 CINS P3719N116 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 11/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Adriano Castello Mgmt For Against Against
Branco
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 12/12/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Luiz Fernando Mgmt For For For
Vendramini
Fleury
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Distribution of Dividend Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council Members;
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Election of Directors; Mgmt For Against Against
Board
Size
7 Election of Supervisory Mgmt For For For
Council
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estacio Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ESTC3 CINS P3784E108 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Long-Term Incentive Plan Mgmt For For For
4 Increase in Authorized Mgmt For For For
Share Capital;
Issuance of Shares w/o
Preemptive
Rights
5 Merger/Acquisition Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
5 Creation of Succession Mgmt For For For
Committee
________________________________________________________________________________
EZ TEC Empreendimentos e Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
FII BTG Pactual Corporate Office Fund
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 01/06/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Income Mgmt For For For
Distribution
Policy
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
FII BTG Pactual Corporate Office Fund
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 03/31/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/15/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Dividends Mgmt For For For
6 Capital Expenditure Mgmt For For For
Budget
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 09/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Election of Directors Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 05/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Distribution of Bonus
Matching
Plan
4 Removal of Director Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 06/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Mgmt For For For
Universidade Sao Judas
Tadeu
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 01/22/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Elect Daniel Krepel Mgmt For For For
Goldberg
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Gafisa SA
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CUSIP 362607301 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Establishment of Mgmt For For For
Supervisory Council;
Supervisory Council
Size
7 Election of Supervisory Mgmt For For For
Council
Members
8 Supervisory Council Fees Mgmt For For For
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/07/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Adjustments to Mgmt For For For
Supervisory Council
Fees and Retained
Earnings Balance for
Fiscal Year
2012
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/07/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering
5 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 03/19/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council
Members
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council Member(s)
Representative of
Minority
Shareholders
7 Publication of Company Mgmt For For For
Notices
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 06/13/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Company's Mgmt For For For
Registered
Office
4 Ratify Capital Increases Mgmt For For For
5 Reverse Stock Split Mgmt For For For
6 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority
Shareholders
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Resignation of Director Mgmt For For For
8 Election of Directors Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/11/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Report Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/11/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Increase in Authorized Mgmt For For For
Capital; Amendments to
Articles
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Election of Chairman of Mgmt For Against Against
the
Board
8 Remuneration Policy Mgmt For For For
9 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
10 Supervisory Council Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Amendments to Articles Mgmt For For For
Regarding Management
Board
Members
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 12/17/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For For For
10 Supervisory Council Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 10/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Director Mgmt For Against Against
Carlos Antonio
Decezaro
(Alternate)
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 11/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Alisson Andrade Mgmt For For For
Godinho to Supervisory
Council
________________________________________________________________________________
Light Servicos De Eletricidade S.A.
Ticker Security ID: Meeting Date Meeting Status
LIGH9 CINS P63529104 04/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Long-term Incentive Plan Mgmt For For For
4 Ratification of Mgmt For Against Against
Remuneration
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/03/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/03/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 07/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Merger by Absorption Mgmt For For For
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 12/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Meeting
Powers
5 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Powers
6 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Powers
7 Amendments to Articles Mgmt For For For
Regarding Audit
Committee
Size
8 Amendments to Articles Mgmt For For For
Regarding Executive
Board
Size
9 Amendments to Articles Mgmt For For For
Regarding Executive
Board
Duties
10 Consolidation of Mgmt For For For
Articles
11 Merger by Absorption Mgmt For For For
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 10/14/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Ratification of the Mgmt For For For
Appointment of Roberto
Senna as
Chairman
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 12/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For Abstain Against
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Report Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
3 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Election of Supervisory Mgmt For For For
Council Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/17/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For Against Against
Remuneration
4 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 09/13/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Report Mgmt For For For
6 Merger/Acquisition Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt For For For
Council
Members
7 Elect Eduardo Romeu Mgmt For Against Against
Ferraz
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 05/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Members;
Fees
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Global Foods S.A
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 01/22/2014 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 To vote regarding the Mgmt N/A TNA N/A
issuance of debentures
convertible into
common shares, in a
single series, of the
type without a
guarantee, for private
distributi
on, totaling, on the
issuance date, the
amount of BRL
2,150,000
,000, which will
constitute the fifth
issuance of debentures
of the company, from
here onwards referred
to as the fifth
issuance of
debentures, the main
characteristics of
which will be a total
issuance amount of BRL
2,150,000,000, in
a single
serie
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 To vote regarding the Mgmt N/A TNA N/A
amendment of the
corporate bylaws of
the company for the
purpose of carrying
out, amendments to the
preamble, article 1
and other mentions in
the corporate bylaws
to change the
corporate name of the
company from Marfrig
Alimentos S.A. to
Marfrig Global Foods
S.A.
8 Amendment of article 5 Mgmt N/A TNA N/A
of the corporate
bylaws, in such a way
as to update the
statement of the share
capital and the number
of shares issued by
the company, in
accordance with
resolutions to
increase the capital,
within the
authorized capital,
that were carried out
by the board of
directors at
meetings that
were held on December
4, 10, 18 and 21,
2012, and February 5,
2013, at 5 p.m. and
at 6
p.m.
9 To change the rules for Mgmt N/A TNA N/A
the management of the
company, to provide
for the ordinary legal
representation of the
company by two
executive officers,
one of whom must be
the CEO, the chief
legal officer or the
chief financial and
administrative
officer, who must act
jointly with another
executive officer
without a specific
designation, with it
being the case that
the investor
relations officer
can represent the
company acting
individually
exclusively in
matters related to his
or
her
10 To exclude the position Mgmt N/A TNA N/A
of chief operating
officer and to create
the position of chief
legal
officer
11 To provide that powers Mgmt N/A TNA N/A
of attorney will be
granted by two
executive officers
jointly, in the
manner of
representation that is
provided for in item
B1,
above
12 To vote regarding the Mgmt N/A TNA N/A
restatement of the
corporate bylaws to
reflect the
amendments that
are mentioned
above
________________________________________________________________________________
Marfrig Global Foods S.A
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Supervisory Mgmt For For For
Council
Members
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;Capit
al Expenditure
Budget
5 Election of Board Mgmt For For For
Member(s)
Representatives
of
Minority Shareholders
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 04/17/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 02/04/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Eligibility
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Election of Directors Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council
Members
9 Remuneration Policy Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amend Resolutions Mgmt For For For
Regarding Share
Capital
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Amendments to Articles Mgmt For For For
Regarding Management
Board
Size
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 08/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Reports Mgmt For For For
6 Merger Agreement - Mgmt For For For
Bracasing
7 Merger Agreement - Mgmt For For For
Eurominerva
8 Mergers by Absorption Mgmt For For For
9 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 11/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Merger Agreement Mgmt For For For
6 Ratification of Mgmt For For For
Appointment of
Appraiser
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
9 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
10 Ratification of Board Mgmt For For For
Acts
11 Elect Linhong Zhang Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 01/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reverse Stock Split Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For For For
Member Representative
of Minority
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 10/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Executive
Board
4 Consolidation of Mgmt For For For
Articles
5 Amendments to Stock Mgmt For For For
Option
Plan
6 Consolidation of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 03/26/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Consolidation of Mgmt For For For
Articles
5 Remuneration Policy Mgmt For For For
6 Minutes Mgmt For For For
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 01/27/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Randal Luiz Mgmt For For For
Zanetti
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Board Size; Election of Mgmt For For For
Directors
8 Election of Supervisory Mgmt For For For
Council
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
8 Relocation of Company's Mgmt For For For
Registered
Office
9 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Duties
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 09/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Director Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 12/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Bankruptcy Mgmt For Abstain Against
5 Election of Directors Mgmt For For For
6 Change of Company Name Mgmt For Abstain Against
7 Relocation of Company's Mgmt For For For
Registered
Office
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paranapanema S.A.
Ticker Security ID: Meeting Date Meeting Status
PMAM3 cins P7579L102 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Director; Mgmt For For For
Board
Size
5 Remuneration Policy Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council Members;
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 10/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Tarso Alves de Mgmt For For For
Lara
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 12/18/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For Against Against
________________________________________________________________________________
PDG Realty S.A. Empreendimentos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Executive
Officers
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
PDG Realty S.A. Empreendimentos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Losses
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Establishment of Mgmt For For For
Supervisory
Council
8 Supervisory Council Size Mgmt For For For
9 Election of Supervisory Mgmt For For For
Council
Members
10 Remuneration Policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Board Size Mgmt For For For
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 10/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Fernando Xavier Mgmt For For For
Ferreira
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 08/22/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Stock Mgmt For Abstain Against
Option
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RANDON S.A. Implementos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT4 CINS P7988W103 04/14/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt For For For
Council
Members
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors; Mgmt For Against Against
Remuneration
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Establishment of Mgmt For For For
Supervisory
Council
9 Supervisory Council Size Mgmt For For For
10 Election of Supervisory Mgmt For For For
Council
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Regarding Mgmt For For For
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Meeting
Powers
6 Amendments to Articles Mgmt For For For
Regarding Board
Attendance
7 Amendments to Articles Mgmt For For For
Regarding Board
Powers
8 Amendments to Articles Mgmt For For For
Regarding Management
Board
Positions
9 Amendments to Articles Mgmt For For For
Regarding
Profit-Sharing
10 Amendments to Articles Mgmt For For For
Regarding Portuguese
Language
11 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 09/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Board Member
Elegibility
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
4 Amendments to Articles Mgmt For For For
Regarding Board
Authorities
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Saraiva S.A. Livreiros Editores
Ticker Security ID: Meeting Date Meeting Status
SLED4 CINS P8515A192 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Elect Oswaldo Burgos Mgmt For For For
Schirmer
(Alternate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS P8T12E100 12/31/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Relocation of Company's Mgmt For For For
Registered
Office
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Ratification of Mgmt For For For
Remuneration
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Authority to Reduce Mgmt For For For
Share
Capital
________________________________________________________________________________
Sonae Sierra Brasil SA
Ticker Security ID: Meeting Date Meeting Status
SSBR3 CINS P8731D103 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sul America SA
Ticker Security ID: Meeting Date Meeting Status
SULA4 CINS P87993120 01/10/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
3 Amendments to Articles Mgmt For For For
Regarding Board
Composition
4 Amendments to Articles Mgmt For For For
Regarding
Quorum
5 Amendments to Articles Mgmt For For For
Regarding Board Member
Vacancies
6 Resignation of Director Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sul America SA
Ticker Security ID: Meeting Date Meeting Status
SULA4 CINS P87993120 03/31/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/03/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Election of Board Mgmt N/A Abstain N/A
Member Representative
of Minority
Shareholders
9 Establishment of Mgmt For For For
Supervisory
Council
10 Supervisory Council Size Mgmt For For For
11 Election of Supervisory Mgmt N/A Abstain N/A
Council Member and
Alternate
Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/03/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amendments to Articles Mgmt For For For
Regarding Executive
Titles
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 12/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Partial Spin-off and Mgmt For For For
Merger
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report (VPar) Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Valuation Report (Maeda) Mgmt For For For
8 Partial Spin-off Mgmt For For For
9 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
10 Consolidation of Mgmt For For For
Articles
11 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
Fund Name : CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Foulk, Mgmt For For For
Jr.
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect Robert M. Keith Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Kathleen F. Mgmt For For For
Feldstein
1.3 Elect Henry Gabbay Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUH CUSIP 09253P109 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul L. Audet Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Castellano
1.3 Elect Richard E. Mgmt For For For
Cavanagh
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Henry Gabbay Mgmt For For For
1.7 Elect Jerrold B. Harris Mgmt For For For
1.8 Elect R. Glenn Hubbard Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Income, Inc.
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roslyn M. Watson Mgmt For For For
1.2 Elect Robin A. Melvin Mgmt For For For
1.3 Elect J. Charles Cardona Mgmt For For For
1.4 Elect Joseph S. Mgmt For For For
DiMartino
1.5 Elect Isabel P. Dunst Mgmt For Withhold Against
________________________________________________________________________________
Dreyfus Strategic Municipal Bond Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans C. Mautner Mgmt For For For
1.2 Elect Burton N. Wallack Mgmt For For For
________________________________________________________________________________
Dreyfus Strategic Municipals Inc
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon J. Davis Mgmt For For For
1.2 Elect Ehud Houminer Mgmt For For For
________________________________________________________________________________
DWS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 23338M106 09/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect Paul K. Freeman Mgmt For For For
1.3 Elect William R. Mgmt For For For
McClayton
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 08/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Benjamin C. Esty Mgmt For For For
1.3 Elect Thomas E. Faust, Mgmt For For For
Jr.
1.4 Elect Allen R. Freedman Mgmt For For For
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Park Mgmt For For For
1.2 Elect Ronald A. Pearlman Mgmt For For For
1.3 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IIM CUSIP 46132P108 08/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Hugo F. Mgmt For For For
Sonnenschein
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
OIA CUSIP 46132X101 08/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Prema Mathai-Davis Mgmt For For For
1.3 Elect Hugo F. Mgmt For For For
Sonnenschein
1.4 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 08/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Craig Kennedy Mgmt For For For
2 Elect Colin D. Meadows Mgmt For For For
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 08/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Craig Kennedy Mgmt For For For
2 Elect Colin D. Meadows Mgmt For For For
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Craig Kennedy Mgmt For For For
2 Elect Colin D. Meadows Mgmt For For For
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 08/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wayne W. Whalen Mgmt For For For
________________________________________________________________________________
MainStay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan B. Kerley Mgmt For For For
1.2 Elect Peter Meenan Mgmt For For For
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CUSIP 59318D104 10/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen R. Mgmt For For For
Goldfarb
1.2 Elect Robert J. Manning Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen R. Mgmt For For For
Goldfarb
1.2 Elect Robert J. Manning Mgmt For For For
________________________________________________________________________________
Neuberger Berman Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 08/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack L. Rivkin Mgmt For Withhold Against
1.2 Elect Tom D. Seip Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NXZ CUSIP 67070F100 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Dividend Advantage Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt N/A For N/A
1.2 Elect Judith M. Mgmt N/A For N/A
Stockdale
1.3 Elect Carole E. Stone Mgmt N/A For N/A
1.4 Elect Virginia L. Mgmt N/A For N/A
Stringer
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
CUSIP 670671 04/11/2014 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams Mgmt For N/A N/A
1.2 Elect David Kundert Mgmt For N/A N/A
1.3 Elect John Nelson Mgmt For N/A N/A
1.4 Elect Terence Toth Mgmt For N/A N/A
________________________________________________________________________________
Nuveen Investment Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQM CUSIP 67062E103 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Advantage Fund
Ticker Security ID: Meeting Date Meeting Status
NMA CUSIP 67062H106 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Market Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NMO CUSIP 67062W103 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NIO CUSIP 670984103 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Virginia L. Mgmt For For For
Stringer
________________________________________________________________________________
Nuveen Performance Plus Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPP CUSIP 67062P108 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premier Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670988104 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPI CUSIP 67062T100 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municipal Fund II
Ticker Security ID: Meeting Date Meeting Status
NPM CUSIP 67063W102 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Premium Income Municpal Fund 4 Inc
Ticker Security ID: Meeting Date Meeting Status
NPT CUSIP 6706K4105 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670977107 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NQI CUSIP 67062N103 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Select Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQS CUSIP 670973106 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Amboian Mgmt For For For
1.2 Elect Robert P. Bremner Mgmt For For For
1.3 Elect Jack B. Evans Mgmt For For For
1.4 Elect David J. Kundert Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Virginia L. Mgmt For For For
Stringer
1.8 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt N/A For N/A
1.2 Elect Judith M. Mgmt N/A For N/A
Stockdale
1.3 Elect Carole E. Stone Mgmt N/A For N/A
1.4 Elect Virginia L. Mgmt N/A For N/A
Stringer
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt N/A For N/A
1.2 Elect Judith M. Mgmt N/A For N/A
Stockdale
1.3 Elect Carole E. Stone Mgmt N/A For N/A
1.4 Elect Virginia L. Mgmt N/A For N/A
Stringer
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt N/A For N/A
1.2 Elect Judith M. Mgmt N/A For N/A
Stockdale
1.3 Elect Carole E. Stone Mgmt N/A For N/A
1.4 Elect Virginia L. Mgmt N/A For N/A
Stringer
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt N/A For N/A
1.2 Elect Judith M. Mgmt N/A For N/A
Stockdale
1.3 Elect Carole E. Stone Mgmt N/A For N/A
1.4 Elect Virginia L. Mgmt N/A For N/A
Stringer
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. DeCotis Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. DeCotis Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PYN CUSIP 72201A103 12/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradford K. Mgmt For For For
Gallagher
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel K. Mgmt For For For
Kingsbury
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel K. Mgmt For For For
Kingsbury
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 03/27/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of New Mgmt For For For
Management Contract
for
Fund
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 06/24/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fix the Number of Mgmt For For For
Trustees at
14
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Baumann Mgmt For For For
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Charles B. Curtis Mgmt For For For
2.6 Elect Robert J. Darretta Mgmt For For For
2.7 Elect Katinka Domotorffy Mgmt For For For
2.8 Elect Paul L. Joskow Mgmt For For For
2.9 Elect Kenneth R. Leibler Mgmt For For For
2.10 Elect George Putnam, III Mgmt For For For
2.11 Elect Robert L. Reynolds Mgmt For For For
2.12 Elect W. Thomas Stephens Mgmt For For For
3 Amendment to Quorum Mgmt For Against Against
Requirement
4 Bundled Amendments to Mgmt For Against Against
Declaration of
Trust
5 Eliminate Certain Mgmt For Against Against
Mandatory Shareholder
Votes
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 09/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Baumann Mgmt For For For
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Charles B. Curtis Mgmt For For For
2.6 Elect Robert J. Darretta Mgmt For For For
2.7 Elect Katinka Domotorffy Mgmt For For For
2.8 Elect Paul L. Joskow Mgmt For For For
2.9 Elect Kenneth R. Leibler Mgmt For For For
2.10 Elect George Putnam, III Mgmt For For For
2.11 Elect Robert L. Reynolds Mgmt For For For
2.12 Elect W. Thomas Stephens Mgmt For For For
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 03/27/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of New Mgmt For For For
Management Contract
for
Fund
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 06/24/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fix the Number of Mgmt For For For
Trustees at
14
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Baumann Mgmt For For For
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Charles B. Curtis Mgmt For For For
2.6 Elect Robert J. Darretta Mgmt For For For
2.7 Elect Katinka Domotorffy Mgmt For For For
2.8 Elect Paul L. Joskow Mgmt For For For
2.9 Elect Kenneth R. Leibler Mgmt For For For
2.10 Elect George Putnam, III Mgmt For For For
2.11 Elect Robert L. Reynolds Mgmt For For For
2.12 Elect W. Thomas Stephens Mgmt For For For
3 Amendment to Quorum Mgmt For Against Against
Requirement
4 Bundled Amendments to Mgmt For Against Against
Declaration of
Trust
________________________________________________________________________________
Western Asset Managed Municipals Portfolio Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Cronin Mgmt For For For
1.2 Elect Eileen A. Kamerick Mgmt For For For
1.3 Elect Kenneth D. Fuller Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 03/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paolo M. Cucchi Mgmt For For For
1.2 Elect Leslie H. Gelb Mgmt For For For
1.3 Elect Kenneth D. Fuller Mgmt For For For
________________________________________________________________________________
Western Asset Municipal High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William R. Mgmt For For For
Hutchinson
1.2 Elect Eileen A. Kamerick Mgmt For For For
1.3 Elect Jeswald W. Mgmt For For For
Salacuse
1.4 Elect Kenneth D. Fuller Mgmt For For For
________________________________________________________________________________
Western Asset Municipal Partners Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MNP CUSIP 95766P108 03/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Cronin Mgmt For For For
1.2 Elect Paolo M. Cucchi Mgmt For For For
Fund Name : ChinaAMC A-Share ETF
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 06/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Amendments to Articles Mgmt For For For
4 Type and number of Mgmt For For For
securities to be
issued
5 Duration Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Subscribers of Issuance Mgmt For For For
8 Nominal Value and Mgmt For For For
Issuance
Price
9 Dividend Distribution Mgmt For For For
Provisions
10 Optional Redemption Mgmt For For For
Provisions
11 Mandatory Conversion Mgmt For For For
Provisions
12 Restriction and Mgmt For For For
Restoration of Voting
Rights
13 Sequence of Settlement Mgmt For For For
and Method of
Liquidation
14 Use of Proceeds Mgmt For For For
15 Rating Arrangement Mgmt For For For
16 Guarantee Arrangement Mgmt For For For
17 Transfer Arrangement Mgmt For For For
18 Effective Period Mgmt For For For
19 Authorization of Mgmt For For For
Issuance
20 Approve Compensation Mgmt For For For
After Issuance of
Preference
Shares
21 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds
22 Shareholder Return Plan Mgmt For For For
2014 -
2016
23 Directors Report Mgmt For For For
24 Supervisors' Report Mgmt For For For
25 Final Financial Report Mgmt For For For
26 Profit Distribution Plan Mgmt For For For
27 Fixed Assets Investment Mgmt For For For
Budget
28 Elect Frederick MA Si Mgmt For For For
Hang as
Director
29 Elect WEN Tiejun as Mgmt For For For
Director
30 Elect WANG Xingchun as Mgmt For Against Against
Supervisor
31 Directors' and Mgmt For For For
Supervisors'
Fees
32 Appointment of Auditor Mgmt For For For
33 Elect ZHOU Ke as Mgmt For Against Against
Director
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Fees Mgmt For For For
7 Elect SONG Zhiyong Mgmt For For For
8 Elect John Robert Slosar Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Debt Mgmt For Abstain Against
Instruments
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 04/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect SONG Gensheng Mgmt For For For
7 Elect LI Lixin Mgmt For For For
8 Elect YUAN Xiaoguang Mgmt For For For
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect SUN Zhaoxue Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Liability Insurance Mgmt For Abstain Against
9 Provision of Guarantees Mgmt For For For
to Chalco Trading
(HK)
10 Provision of Guarantees Mgmt For For For
by Chalco Ningxia
Energy and Its
Subsidiaries to its
Subsidiaries
11 Provision of Guarantees Mgmt For Abstain Against
to
Subsidiaries
12 Provision of Guarantees Mgmt For For For
by Shanxi Huasheng
Aluminium to
Xingyanyuan
13 Mutual Supply of Mgmt For Abstain Against
Products and Raw
Materials
Agreement
14 Authority to Issue Mgmt For Against Against
Domestic Debt
Instruments
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
17 Extension of Mgmt For For For
Authorization Period
for A Share
Issuance
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Elect WANG Jianchao Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Gujing Distillery Company Limited
Ticker Security ID: Meeting Date Meeting Status
000596 CINS Y0137M118 02/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Permanently Replenish Mgmt For For For
Working Capital With
Idle
Proceeds
________________________________________________________________________________
Anhui Gujing Distillery Company Limited
Ticker Security ID: Meeting Date Meeting Status
000596 CINS Y0137M118 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Elect LIANG Jinhui Mgmt For For For
6 Elect ZHOU Qingwu Mgmt For For For
7 Elect YE Changqing Mgmt For For For
8 Elect WANG Feng Mgmt For For For
9 Elect YANG Xiaofan Mgmt For For For
10 Elect YAN Lijun Mgmt For For For
11 Elect WANG Ruihua Mgmt For For For
12 Elect WANG Gao Mgmt For For For
13 Elect XU Yan Mgmt For For For
14 Elect XU Peng Mgmt For Against Against
15 Elect NIU Haiting Mgmt For For For
16 Elect FU Qiangxin Mgmt For For For
17 Elect HU Wenchao Mgmt For For For
18 Elect LU Duicang Mgmt For Against Against
19 Allocation of Mgmt For For For
Profits/Dividends
20 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Anhui Hengyuan Coal Industry and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600971 CINS Y013A3124 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Absorption of Mgmt For For For
Subsidiary and
Establishment of
Branch
Company
8 Measures to Avoid Mgmt For For For
Intra-industry
Competition with
Controlling
Shareholder
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Anhui USTC Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors', Mgmt For For For
Supervisors' and
Executives'
Remuneration
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
10 Change of Company Name Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 03/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Connected Transaction Mgmt For For For
Framework
Agreements
3 Authority to Give Mgmt For For For
Guarantees: Xi'an
Aircraft Industry
Aluminum Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Guizhou
Xinan Aviation
Machinery Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees: Xifei
Technology (Xi'an)
Gongmao Co.,
Ltd.
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Shareholder Returns Plan Mgmt For For For
8 2013 Related Party Mgmt For For For
Transactions
9 2014 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Elect CHEN Ximin Mgmt For For For
12 Elect YANG Xiuyun Mgmt For For For
13 Elect TIAN Gaoliang Mgmt For For For
14 Elect YANG Weiqiao Mgmt For For For
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 06/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendment to Articles Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Internal Control Mgmt For For For
Self-Assessment
Report
9 Internal Control Audit Mgmt For For For
Report
10 Appointment of Auditor Mgmt For For For
11 Related Party Mgmt For Against Against
Transactions
12 Directors' Fees Mgmt For For For
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type and Face Mgmt For For For
Value
2 Offering Period Mgmt For For For
3 Offering Method Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Offering Price and Mgmt For For For
Determination
6 Target Subscribers Mgmt For For For
7 Subscription Method Mgmt For For For
8 Stated-owned Shares Mgmt For For For
Reduction
9 Approval of Conversion Mgmt For For For
to Overseas Listed
Company
10 Valid Period of Mgmt For For For
Resolution
11 Board Authorization Mgmt For For For
12 Arrangements for Mgmt For For For
Undistributed
Dividends
13 Report on Use of Mgmt For For For
Previous Raised
Funds
14 Use of Proceeds Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
17 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
18 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
19 Directors' Report Mgmt For For For
20 Supervisors' Report Mgmt For For For
21 Financial Budget Mgmt For For For
22 Financial Report Mgmt For For For
23 Allocation of Mgmt For For For
Profits/Dividends
24 Appointment of Auditor Mgmt For For For
25 Elect YANG Shujian Mgmt For For For
26 Elect HUANG Yinghao Mgmt For Against Against
27 Offer Line of Credit to Mgmt For For For
China Hi-tech Group
Corporation
28 Offer Line of Credit to Mgmt For For For
Beijing State-owned
Assets Management Co.,
Ltd
29 Offer Line of Credit to Mgmt For For For
Beijing Energy
Investment (Group) Co.
Ltd.
30 Report on 2013 Related Mgmt For Abstain Against
Party
Transactions
31 Independent Directors' Mgmt For For For
Fees
32 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 03/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Siqing Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Capital Management Plan Mgmt For For For
9 Elect ZHANG Xiangdong Mgmt For For For
10 Elect ZHANG Qi Mgmt For For For
11 Elect Jackson P. Tai Mgmt For For For
12 Elect LIU Xianghui Mgmt For For For
13 Elect MEI Xingbao Mgmt For For For
14 Elect BAO Guoming Mgmt For For For
15 Remuneration Plan for Mgmt For For For
Directors and
Supervisors
16 Amendments to Articles Mgmt For For For
of
Association
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Type of securities to Mgmt For For For
be issued and issue
size
19 Par value and issue Mgmt For For For
price
20 Term Mgmt For For For
21 Method of issuance and Mgmt For For For
target
investors
22 Mechanism of Mgmt For For For
participation of
Preference
Shares
23 Compulsory conversion Mgmt For For For
24 Terms of conditional Mgmt For For For
redemption
25 Restrictions on voting Mgmt For For For
rights
26 Order of priority and Mgmt For For For
method of
liquidation
27 Rating arrangement Mgmt For For For
28 Security for the Mgmt For For For
issuance of Preference
Shares
29 Term of restrictions on Mgmt For For For
trade and
transfer
30 Validity period of the Mgmt For For For
issuance of Preference
Shares
31 Trading arrangement Mgmt For For For
32 Use of proceeds from Mgmt For For For
the issuance of
Preference
Shares
33 Matters to Mgmt For For For
authorization of the
issuance
34 Type of securities to Mgmt For For For
be issued and issue
size
35 Par value and issue Mgmt For For For
price
36 Term Mgmt For For For
37 Method of issuance and Mgmt For For For
target
investors
38 Mechanism of Mgmt For For For
participation of
Preference
Shares
39 Compulsory conversion Mgmt For For For
40 Terms of conditional Mgmt For For For
redemption
41 Restrictions and Mgmt For For For
recovery on voting
rights
42 Order of priority and Mgmt For For For
method of
liquidation
43 Rating arrangement Mgmt For For For
44 Security for the Mgmt For For For
issuance of Preference
Shares
45 Lock-up period Mgmt For For For
46 Validity period of the Mgmt For For For
issuance of Preference
Shares
47 Trading/listing Mgmt For For For
arrangement
48 Use of proceeds from Mgmt For For For
the issuance of
Preference
Shares
49 Matters to Mgmt For For For
authorization of the
issuance
50 Shareholder Returns Plan Mgmt For For For
51 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
52 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 03/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Eligible Mgmt For For For
Tier-2 Capital
Instruments
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditors Mgmt For For For
and Authority to Set
Fees
7 Fixed Assets Investment Mgmt For For For
Plan
8 Remuneration Plan for Mgmt For For For
Directors
9 Remuneration Plan for Mgmt For For For
Supervisors
10 Elect LI Jian as Mgmt For For For
Director
11 Elect SONG Shuguang as Mgmt For Against Against
Supervisor
12 Elect TANG Xinyu as Mgmt For For For
Supervisor
13 Elect LIU Changshun as Mgmt For For For
Director
14 Elect LIU Li as Director Mgmt For For For
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions In
2013
6 Related Party Mgmt For For For
Transactions in
2014
7 Elect WANG Haitao Mgmt For For For
8 Elect AI Feili Mgmt For For For
9 Elect XU Yimin Mgmt For For For
10 Elect HONG Zhenggui Mgmt For For For
11 Elect ZHANG Yuanchao Mgmt For For For
12 Elect FAN Qinwu Mgmt For For For
13 Elect FAN Conglai Mgmt For For For
14 Elect ZHU Zengjin Mgmt For For For
15 Elect LIN Fu Mgmt For For For
16 Elect HU Shengrong Mgmt For For For
17 Elect TANG Zhexin Mgmt For For For
18 Elect SUN Lu Mgmt For Against Against
19 Elect WANG Hua Mgmt For For For
20 Elect JI Wenzhang Mgmt For For For
21 Elect YAO Wenyun Mgmt For For For
22 Amendments to Mgmt For Abstain Against
Procedural Rules for
Independent Directors'
Fees
23 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisors'
Fees
24 Appointment of Auditor Mgmt For For For
25 Appointment of Internal Mgmt For For For
Control
Auditor
26 Supervisors Assessment Mgmt For For For
Report
27 Directors and Mgmt For For For
Executives Assessment
Report
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/10/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Next Mgmt For For For
Session of Board of
Directors
2 Election of Next Mgmt For For For
Session of Board of
Supervisors
3 Elect SHI Lizhong Mgmt For For For
4 Elect YU Weiye Mgmt For For For
5 Elect SUN Zequn Mgmt For For For
6 Elect CHEN Yongming Mgmt For For For
7 Elect SONG Hanping Mgmt For For For
8 Elect CHEN Guanghua Mgmt For For For
9 Elect XU Lixun Mgmt For For For
10 Elect LI Hanqiong Mgmt For For For
11 Elect LU Huayu Mgmt For For For
12 Elect YU Fengying Mgmt For For For
13 Elect LUO Mengbo Mgmt For For For
14 Elect HONG Lifeng Mgmt For For For
15 Elect CAI Laixing Mgmt For For For
16 Elect XIE Qingjian Mgmt For For For
17 Elect TANG Sining Mgmt For For For
18 Elect LI Yunqi Mgmt For For For
19 Elect ZHU Jiandi Mgmt For For For
20 Elect YANG Xiaoping Mgmt For For For
21 Elect XU Liming as Mgmt For For For
Supervisor
22 Elect ZHANG Yingfang as Mgmt For For For
Supervisor
23 Elect LIU Suying as Mgmt For For For
Supervisor
24 Elect PU Yiwei as Mgmt For For For
Supervisor
25 Eligibility for Private Mgmt For For For
Placement
26 Share Type and Face Mgmt For For For
Value
27 Size of Issuance Mgmt For For For
28 Offering Method and Mgmt For For For
Period
29 Pricing Mgmt For For For
30 Target Subscribers and Mgmt For For For
Subscription
Method
31 Use of Proceeds Mgmt For For For
32 Lock-up Period Mgmt For For For
33 Listing Market Mgmt For For For
34 Arrangements for Mgmt For For For
Dividends
Allocation
35 Valid Period of Mgmt For For For
Resolution
36 Report on Deposit and Mgmt For For For
Use of Raised
Funds
37 Feasibility Report on Mgmt For For For
Use of
Proceeds
38 Board Authorization for Mgmt For For For
Private
Placement
39 2014-2016 Capital Mgmt For For For
Adequacy
Plan
40 2014-2016 Shareholder Mgmt For For For
Returns
Plan
41 Amendments to Articles Mgmt For For For
42 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
43 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
44 Amendments to Mgmt For For For
Procedural Rules for
Board of
Supervisors
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Financial Report and Mgmt For For For
Financial
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 2013 Related Party Mgmt For Abstain Against
Transactions
6 2014 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Liability Insurance for Mgmt For For For
Directors, Supervisors
and Senior
Managers
9 Administrative Measures Mgmt For Abstain Against
for Directors'
Fees
10 Administrative Measures Mgmt For Abstain Against
for Supervisors'
Fees
11 Remuneration Measures Mgmt For Abstain Against
for Chairman and Vice
Chairman of the
Board
12 Remuneration Measures Mgmt For Abstain Against
for Chairman of the
Supervisory
Board
13 Approval of Mgmt For For For
Establishing a
Financial Leasing
Company
14 Supervisors' Report Mgmt For For For
15 Supervisors' 2013 Work Mgmt For For For
Summary and 2014 Work
Plan
16 Report on Performance Mgmt For Abstain Against
Assessment of
Supervisors
17 Report on Performance Mgmt For Abstain Against
Assessment of
Directors
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 04/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Directors' Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 05/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Stock Option Mgmt For For For
Incentives
Plan
2 Basis/Scope of Mgmt For For For
Confirming
Beneficiaries
3 Source and Number of Mgmt For For For
Shares
4 Valid Period of Plan, Mgmt For For For
Grant Date, Lock-up
Period, Unlocking
Period and Trade
Restrictions
5 Grant Conditions Mgmt For For For
6 Grant Price and Mgmt For For For
Determination
7 Unlocking Conditions Mgmt For For For
and Terms
8 Accounting Treatment Mgmt For For For
and Effect on
Performance
9 Procedures for Mgmt For For For
Implementation
10 Rights and Obligations Mgmt For For For
of the Company and
Beneficiaries
11 Adjustment/Termination Mgmt For For For
of
Plan
12 Adjustment Principles Mgmt For For For
of Grant, Unlocking
and
Repurchase
13 Purpose of Stock Option Mgmt For For For
Incentives
Plan
14 Basis and Scope of Mgmt For For For
Confirming
Beneficiaries
15 Source and Number of Mgmt For For For
Shares
16 Valid Period of Plan, Mgmt For For For
Grant Date, Lock-up
Period, Unlocking
Period and
Restrictions
17 Grant Conditions Mgmt For For For
18 Grant Price and Mgmt For For For
Determination
19 Unlocking Conditions Mgmt For For For
and
Terms
20 Accounting Treatment Mgmt For For For
and Effect on
Performance
21 Procedures for Mgmt For For For
Implementation
22 Rights and Obligations Mgmt For For For
of the Company and
Beneficiaries
23 Adjustment/Termination Mgmt For For For
of
Plan
24 Adjustment Principles Mgmt For For For
of Grant, Unlocking
and
Repurchase
25 Authorization Matters Mgmt For For For
26 Establishment of Mgmt For For For
Management Measures
for the Restricted
Stock Incentives
Plan
27 Implementation Mgmt For For For
Assessment Management
Method for Restricted
Stock Incentives
Plan
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Mgmt For For For
Debentures
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect WANG Guangjin as Mgmt For For For
a
Director
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For For For
Debentures
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 04/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Payment of 2013 Audit Mgmt For For For
Fees
8 Payment of 2013 Mgmt For For For
Internal Control Audit
Fees
9 Appointment of Auditor Mgmt For For For
10 Appointment of Internal Mgmt For For For
Control
Auditor
11 Report on Deposit and Mgmt For For For
Use of Raised
Funds
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 05/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Debt Mgmt For For For
Instruments by a
Subsidiary
2 Financing and Mgmt For For For
Guarantees for a
Subsidiary
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 01/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 02/19/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 04/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Auditor Report on Mgmt For For For
Internal
Control
8 Social Responsibility Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 06/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Change the Mgmt For For For
Pledge of Eliminating
Intra-industry
competion
2 Authority to Give Mgmt For For For
Guarantees for Loans
from China
Construction
Bank
3 Authority to Give Mgmt For For For
Guarantees for Loans
from China CITIC
Bank
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Chairman of Board Mgmt For For For
Authorization
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Haohua Energy Resource Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601101 CINS Y0772G103 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Issue Debt Mgmt For For For
Instruments
10 Eligibility to Issue Mgmt For For For
Corporate
Bonds
11 Authority to Issue Mgmt For For For
Corporate
Bonds
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Beijing Kangde Xin Composite Material Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 03/11/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share type, Source and Mgmt For For For
Number
2 Determination and Scope Mgmt For For For
of
Participants
3 Distribution of Options Mgmt For For For
4 Valid Period, Grant Mgmt For For For
Date, Exercise Dates,
Lock-up
Period
5 Criteria for Receipt Mgmt For For For
and
Exercise
6 Pricing and Mgmt For For For
Determination
7 Adjustment Methods and Mgmt For For For
Procedures
8 Amendments, Termination Mgmt For For For
and Other
Matters
9 Grant and Exercise Mgmt For For For
Procedures
10 Rights and Obligations Mgmt For For For
of the Company and
Participants
11 Board Authorization to Mgmt For For For
Implement
Plan
12 Administrative Measures Mgmt For For For
for Implementation
Assessment
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Short-term Financing
Bills
15 Authority to Privately Mgmt For For For
Place Debt
Instruments
________________________________________________________________________________
Beijing Kangde Xin Composite Material Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Amendments to Articles Mgmt For Abstain Against
10 Directors',Supervisors' Mgmt For For For
and Senior Managers'
Fees
11 Approval of Transfer Mgmt For For For
Businesses into a
Wholly-owned
Subsidiary
12 Related Party Mgmt For For For
Transactions
13 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Resolution Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Shareholder Returns Plan Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Special Report on Mgmt For For For
Possession of Assets
by Controlling
Shareholder and its
Related
Parties
12 Approval of Bank Line Mgmt For For For
of
Credit
13 Authority to Issue Mgmt For For For
Medium-term
Notes
14 Authority to Issue Mgmt For For For
Short-term Financing
Bills
15 Related Party Mgmt For For For
Transactions
16 External Donation Mgmt For For For
Management
System
17 Establishment of Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LI Donghui Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
the Board of
Directors
4 Amendments to the Mgmt For Abstain Against
Raised Funds
Management
System
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 06/03/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Approval to offer Mgmt For For For
Entrusted
Loans
10 Approval to offer Mgmt For For For
Entrusted
Loans
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 06/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method Mgmt For For For
2 Use of Repurchased Mgmt For For For
Shares
3 Repurchase Price Range Mgmt For For For
4 Amount and Capital Mgmt For For For
Source
5 Share Type, Number and Mgmt For For For
Proportion
6 Repurchase Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Beijing Tong Ren Tang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions Regarding
Purchasing of
Products
8 Related Party Mgmt For For For
Transactions Regarding
Sale of
Products
9 Amendments to Articles Mgmt For For For
10 Elect LU Jianguo as Mgmt For For For
Director
11 Elect MA Baojian as Mgmt For Against Against
Supervisor
12 Approval of Exempting Mgmt For For For
Shareholders from
Terms of
Pledge
________________________________________________________________________________
Beijing Urban Construction Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600266 CINS Y0771Y105 01/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Xing Mgmt For For For
________________________________________________________________________________
Beijing Urban Construction Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600266 CINS Y0771Y105 02/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For Against Against
and
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Urban Construction Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600266 CINS Y0771Y105 04/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Beijing Wangfujing Department Store (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600859 CINS Y0770F107 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Yanjing Brewery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000729 CINS Y0771Z102 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect DENG Liancheng Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Zhong Ke San Huan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000970 CINS Y07728101 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
7 Authority to Give Mgmt For For For
Guarantees to Ningbo
Keningda Industry Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Independent Directors' Mgmt For For For
Fees
12 Elect WANG Zhenxi Mgmt For For For
13 Elect ZHANG Guohong Mgmt For For For
14 Elect WEN Hengye Mgmt For For For
15 Elect ZHONG Huijing Mgmt For For For
16 Elect LI Ling Mgmt For For For
17 Elect HU Boping Mgmt For For For
18 Elect SHEN Baogen Mgmt For For For
19 Elect QUAN Shaoning Mgmt For For For
20 Elect LIU Yuping Mgmt For For For
21 Elect RAO Xiaolei Mgmt For For For
22 Elect ZHAO Yugang Mgmt For For For
________________________________________________________________________________
Beijing Zhong Ke San Huan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000970 CINS Y07728101 05/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of YAO Gang Mgmt For Abstain Against
as Member of
Management
Team
2 Approval of Concurrent Mgmt For Abstain Against
Service and
Shareholding in
Competitive Enterprise
by YAO
Gang
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beingmate Baby & Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 02/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zhentai Mgmt For For For
2 Change of Registered Mgmt For For For
Address
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beingmate Baby & Child Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Authority to Give Mgmt For For For
Guarantees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beiqi Foton Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
600166 CINS Y0770V102 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Management Mgmt For For For
Authorization for 2014
Financing
Cap
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Independent Directors' Mgmt For For For
Fees
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Termination of Medium Mgmt For For For
to Long-term
Incentives Fund
Implementation
Measures
10 Transactions with Mgmt For For For
Zhucheng Yihe Axles
Co.,
Ltd.
11 Transactions with Mgmt For For For
Changsha Yihe Axles
Co.,
Ltd.
12 Transactions with Mgmt For For For
Weichai Power Co.,
Ltd.
13 Transactions with Mgmt For For For
Weichai Power Yangzhou
Diesel Engine Co.,
Ltd.
14 Transactions with Mgmt For For For
Shaanxi Fast Gear Co.,
Ltd.
15 Transactions with Mgmt For For For
Beijing Shougang
Cold-rolled Steel
Plates Co.,
Ltd.
16 Transactions with Mgmt For For For
Beijing Foton
Kangmingsi Engine Co.,
Ltd.
17 Transactions with Mgmt For For For
Beijing Foton Daimler
Automobile Co.,
Ltd.
18 Transactions with BAIC Mgmt For For For
Group
Corporation
19 Transactions with BAIC Mgmt For Against Against
Group Finance Co.,
Ltd.
________________________________________________________________________________
Beiqi Foton Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
600166 CINS Y0770V102 05/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Bestv New Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y7689N105 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Returns Plan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of
Directors
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of
Supervisors
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Independent
Directors
13 Amendments to Articles Mgmt For Abstain Against
14 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 05/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2013 Financial Mgmt For For For
Statements and 2014
Business
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Borrowing Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For Against Against
10 Establishment of Mgmt For For For
Long-term Mechanism
for Repurchase of
Shares
11 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 05/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Tingjie Mgmt For For For
________________________________________________________________________________
Bright Dairy & Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600597 CINS Y7680R105 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Approval to Absolve Mgmt For For For
Controlling
Shareholders of Terms
of a
Pledge
7 Approval to Change the Mgmt For For For
terms of a
Pledge
8 Approval to Exempt from Mgmt For For For
Terms of a
Pledge
9 Approval of Bringing in Mgmt For For For
a Strategic Investor
to Increase a
Subsidiary's
Authorized
Capital
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Provision of Guarantee Mgmt For Against Against
by the
Group
8 Guarantees to Leasing Mgmt For Abstain Against
Company in Respect of
Sales of New Energy
Vehicles, New Energy
Forklifts and New
Technological
Products
9 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y7746Y102 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Risk Control Report Mgmt For For For
7 Elect YE Ye Mgmt For For For
8 Authority to Issue Mgmt For Abstain Against
Short-term Financing
Bills
9 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
10 Size of Offering Mgmt For For For
11 Issuing Method and Mgmt For For For
Allocation to Existing
Shareholders
12 Bonds Term Mgmt For For For
13 Coupon Rate and Mgmt For For For
Determination
14 Use of Proceeds Mgmt For For For
15 Listing Market Mgmt For For For
16 Guarantee Arrangements Mgmt For For For
17 Valid Period of Mgmt For For For
Resolution
18 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
19 Repayment Guarantee Mgmt For For For
Measures
20 Related Party Mgmt For For For
Transactions
21 Appointment of Auditors Mgmt For For For
22 Special Report on Mgmt For For For
Remuneration and
Assessment of
Directors
23 Special Report on Mgmt For For For
Remuneration and
Assessment of
Supervisors
24 Special Report on Mgmt For For For
Remuneration and
Assessment of Senior
Managers
________________________________________________________________________________
Chengdu Xingrong Investment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y5208A109 01/29/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
ZHANG
Ying
2 Elect SHUAI Jianying Mgmt For For For
3 Elect XU Zhengkai Mgmt For For For
4 Increase Investment in Mgmt For For For
Project
________________________________________________________________________________
Chengdu Xingrong Investment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y5208A109 03/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Elect LIU Li Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
Chengdu Xingrong Investment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y5208A109 04/04/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Bond Mgmt For For For
Issuance
2 Bond Type Mgmt For For For
3 Scope of Issuance Mgmt For For For
4 Term of Bonds Mgmt For For For
5 Face Value and Issue Mgmt For For For
Price
6 Coupon Rate and Mgmt For For For
Determination
7 Use of Proceeds Mgmt For For For
8 Allocation to Existing Mgmt For For For
Shareholders
9 Arrangements for Listing Mgmt For For For
10 Repayment Measures Mgmt For For For
11 Valid Period of Mgmt For For For
Resolution
12 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
13 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Chengdu Xingrong Investment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y5208A109 05/09/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Directors
3 Elect LI Yonggang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
ChenZhou Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002155 CINS Y1328M107 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Investment Plans Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Debt Mgmt For For For
Instruments
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
ChenZhou Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002155 CINS Y1328M107 05/06/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Financial Aid to Gansu
Chenzhou Mining
Development Co.,
Ltd.
2 Authority to Give Mgmt For For For
Financial Aid to Gansu
Jiaxin Mining Co.,
Ltd.
3 Authority to Give Mgmt For For For
Financial Aid to Hunan
Anhua Xiang'an
Tungsten Industrial
Co.,
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China AVIC Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2013 Financial Mgmt For For For
Resolutions
4 2014 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Sepcial Explanation of Mgmt For For For
Allocation of
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Internal Control Audit Mgmt For For For
Report
11 Corporate Social Mgmt For For For
Responsibility
Report
12 Independent Directors' Mgmt For For For
Report
13 Amendments to Articles Mgmt For For For
14 Shareholder Returns Plan Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Amendments to Mgmt For Abstain Against
Administrative
Measures of Raised
Funds
17 Related Party Mgmt For For For
Transactions: Private
Placement
Subscription
18 Private Placement Mgmt For For For
Subscription
Agreement
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 06/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Reward Funds Mgmt For For For
________________________________________________________________________________
China Camc Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002051 CINS Y14250107 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 General Bank Line of Mgmt For For For
Credit
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Participants Mgmt For Against Against
10 Source of Shares and Mgmt For Against Against
Amount
11 Distribution of Shares Mgmt For Against Against
12 Effective Period, Grant Mgmt For Against Against
Date, Lock Period,
Unlock Period and
Lock-up
Period
13 Grant Price Mgmt For Against Against
14 Grant and Unlock Mgmt For Against Against
Criteria
15 Plan Adjustment Methods Mgmt For Against Against
and
Procedures
16 Accounting Treatment Mgmt For Against Against
17 Grant and Unlock Mgmt For Against Against
Procedures
18 Rights and Obligations Mgmt For Against Against
of the Company and
Participants
19 Management of Changes Mgmt For Against Against
in the Company and
Participants
20 Implementation Mgmt For Against Against
Assessment Management
Method for Restricted
Stock Incentives
Plan
21 Board Authorization to Mgmt For Against Against
Implement Incentives
Plan
________________________________________________________________________________
China Citic Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Financial Budget 2014 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approval of Annual Cap Mgmt For For For
for Credit Extension
Related Party
Transactions,
2014
10 Annual Cap for CITIC Mgmt For For For
Bank and CITIC Group
Asset Transfer
Framework
Agreement
11 Annual Cap for CITIC Mgmt For For For
Bank and CITIC Group
Wealth Management and
Investment Services
Framework
Agreement
12 Related Party Mgmt For For For
Transactions,
2013
13 Property Purchase Mgmt For For For
14 Elect YUAN Ming Mgmt For For For
15 Amendments to Articles: Mgmt For For For
Shareholder Rights
over Nomination of
Directors and
Supervisors
16 Amendments to Articles: Mgmt For For For
Procedures at the
General Meeting of
Shareholders
17 Amendments to Articles: Mgmt For For For
Procedures of the
Board of
Directors
18 Amendments to Articles: Mgmt For For For
Procedures of the
Board of
Supervisors
________________________________________________________________________________
China CNR Corp Limited
Ticker Security ID: Meeting Date Meeting Status
601299 CINS Y1434N106 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Authority to Issue Debt Mgmt For For For
Instruments
8 Authority to Give Mgmt For For For
Comprehensive Credit
Business Guarantees to
Subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to Member
Companies by Financial
Companies
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Amendments to the 164th Mgmt For For For
and 165th Provisions
of the
Articles
14 Amendments to the 232nd Mgmt For For For
and 233rd Provisions
of the
Articles
15 Formulation of Mgmt For For For
Shareholder Return
Plan
16 Related Party Mgmt For For For
Transactions
Agreement
17 Avoidance of Mgmt For For For
Intra-Industry
Competition
Agreement
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Fees of Directors and Mgmt For For For
Supervisors
8 Extension of Valid Mgmt For For For
Period of
Authorization of
Medium-Term
Notes
9 Authority to Issue Debt Mgmt For For For
Instruments
10 Amendments to Articles Mgmt For For For
11 Approval of Dahaize Mgmt For For For
Investment
Project
12 Approval of Tuke Mgmt For For For
Investment
Project
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y9895S100 04/22/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Election of Supervisors Mgmt For For For
(Slate)
3 Authority to Issue Mgmt For For For
Asset Backed
Securities
4 Authority to Issue Mgmt For For For
Short-term
Bonds
5 Authority to Issue Mid- Mgmt For For For
to Long-term
Bonds
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y9895S100 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Give Mgmt For For For
Guarantees
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Financial Accounts Mgmt For For For
4 Allocation of Mgmt For For For
Dividends/Profits
5 Fixed Assets Investment Mgmt For For For
Budget
6 Appointment of Auditor Mgmt For For For
7 Elect DONG Shi Mgmt For Against Against
8 Elect GUO You as Mgmt For For For
Supervisor
9 Plan on Authorisation Mgmt For For For
to the Board of
Directors
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y3746Z108 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Approval of Signing Mgmt For For For
Construction Contract
with a Related
Party
8 Related Party Mgmt For For For
Transactions Regarding
Entrusted Wealth
Management
9 Approve Subsidiaries to Mgmt For For For
Give
Guarantees
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Domestic Mgmt For For For
and International
Auditors and Authority
to Set
Fees
6 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
7 Authority to Issue Debt Mgmt For Abstain Against
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Authority to Conduct Mgmt For For For
Asset
Transactions
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
601818 CINS Y1477U116 03/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Huan Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
601818 CINS Y1477U116 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Budget Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Elect QIU Dong Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China First Heavy Industries
Ticker Security ID: Meeting Date Meeting Status
601106 CINS Y148AA106 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Management System of
Raised
Funds
9 Report on Remuneration Mgmt For For For
for Directors,
Supervisors and Senior
Managers
10 Shareholder Returns Plan Mgmt For Abstain Against
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 02/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Two
Subsidiaries
2 Authority to Give Mgmt For Against Against
Guarantees to Gu'an
Jingyu Fortune Real
Estate Development
Co.,
Ltd.
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 03/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees: Various
Subsidiaries
3 Approval of Guarantees Mgmt For Against Against
Caps: Huaxia Fortune
Land Real Estate
Development and
Jiutong Jiye
Investment
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For Against Against
Guarantees: Gu'an
Jingyu Fortune Real
Estate Development
Co.,
Ltd.
6 Approval of Guarantees Mgmt For Against Against
Cap: Jiutong Jiye
Investment and Gu'an
Jingyu Fortune Real
Estate
Development
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Independent Directors' Mgmt For For For
Fees
7 Authority the Board to Mgmt For For For
Review Projects
Extension
8 Approval of Purchase Mgmt For For For
Business-use
Land
9 Authority to Give Mgmt For For For
Guarantees
10 Investment in Wealth Mgmt For For For
Management
Products
11 Supervisors' Report Mgmt For For For
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Amendments to Mgmt For Abstain Against
Management System for
Related Party
Transactions
3 Authority to Give Mgmt For Against Against
Guarantees for
Sale-leaseback
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agreement of Mgmt For For For
Development and
Construction an
Area
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
3 Confirmation of Mgmt For Against Against
Guarantees to
Subsidiaries
4 Authority to Give Mgmt For Abstain Against
External Guarantees to
Subsidiaries
5 Confirmation of Mgmt For Against Against
External Guarantees to
Subsidiaries
________________________________________________________________________________
China Fortune Land Development Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y98912101 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Co-development
Contract with a
Government
Entity
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y2707M106 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Financial Services Mgmt For Against Against
Agreement Between
Financial Services
Companies and
Controlling
Shareholders
9 Financial Services Mgmt For Against Against
Agreement Between
Financial Services
Companies and Indirect
Controlling
Shareholders
10 Related Party Mgmt For For For
Transactions Agreement
in 2014 Between the
company and Indirect
Controlling
Shareholders
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2013 Remuneration Mgmt For For For
Assessment and 2014
Remuneration Proposal
for Executive
Directors
7 Related Party Mgmt For For For
Transactions
8 Financial Budget Mgmt For For For
9 Approval of Borrowing Mgmt For Against Against
10 Authority to Give Mgmt For For For
Guarantees
11 Independent Directors' Mgmt For For For
Report
12 Amendments to Articles Mgmt For For For
13 Amendments to Dividends Mgmt For Against Against
Management
System
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000039 CINS Y1457J115 03/07/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of H Shares to Mgmt For For For
COSCO Container
Industries
Limited
2 Issuance of H Shares to Mgmt For For For
Broad Ride
Limited
3 Issuance of H Shares to Mgmt For For For
Promotor Holdings
Limited
4 Elect ZHANG Liang Mgmt For For For
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000039 CINS Y1457J115 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Give Mgmt For Against Against
Subsidiaries
Guarantees for Line of
Credit
7 Approve CIMC Vehicle Mgmt For Against Against
(Group) Co., Ltd. and
its Subsidiaries to
Give Guarantees to
Distributors and
Clients
8 Approve CIMC Vehicle Mgmt For Against Against
(Group) Co., Ltd. to
Give its Subsidiaries
Guarantees for Line of
Credit
9 Approve CIMC Finance Mgmt For Against Against
Co., Ltd. to Give
Guarantees
10 Independent Directors' Mgmt For For For
Fees
11 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 02/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Gang Mgmt For For For
2 2014 Investment Plan Mgmt For For For
3 2014 Financial Budget Mgmt For For For
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Connected Transaction Mgmt For For For
Agreements
8 Appointment of Auditor Mgmt For For For
9 Appointment of Internal Mgmt For For For
Control
Auditor
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect SU Hengxuan Mgmt For For For
9 Elect MIAO Ping Mgmt For For For
10 Connected Transactions Mgmt For For For
11 Capital Injection Mgmt For For For
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Debt Mgmt For For For
Financing
Instruments
14 Connected Transactions Mgmt For For For
between The Company
and The Pension
Company
15 Connected Transactions Mgmt For For For
btween CLIC and P&C
Company
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
CINS Y14896107 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect SU Min as Director Mgmt For For For
9 Elect DONG Xiande as Mgmt For For For
Supervisor
10 Report on Duty Mgmt For For For
Performance of
Directors
11 Report on Duty Mgmt For For For
Performance of
Supervisors
12 Duty Performance and Mgmt For For For
Cross-evaluation
Reports of Independent
Directors
13 Duty Performance and Mgmt For For For
Cross-evaluation
Reports of External
Supervisors
14 Related Party Mgmt For For For
Transaction
Report
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Articles Mgmt For For For
17 Elect LI Jianhong as Mgmt For For For
Director
________________________________________________________________________________
China Merchants Property Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200024 CINS Y7721D107 04/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
6 Authority to Give Mgmt For For For
Guarantees to an
Invested
Entity
________________________________________________________________________________
China Merchants Property Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200024 CINS Y7721D107 04/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
7 Authority to Give Mgmt For For For
Guarantees to an
Invested
Entity
8 Elect SUN Chengming Mgmt For For For
9 Elect FU Gangfeng Mgmt For For For
________________________________________________________________________________
China Merchants Securities Limited
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 03/31/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For Against Against
Placement
2 Issue Targets and Mgmt For Against Against
Subscription
Method
3 Issue Amount Mgmt For Against Against
4 Issue Price and Pricing Mgmt For Against Against
Principles
5 Lock-up Period Mgmt For Against Against
6 Amendments to Plan for Mgmt For Against Against
Private
Placement
7 Share Subscription Mgmt For Against Against
Agreements
8 Related Party Mgmt For Against Against
Transactions
9 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Merchants Securities Limited
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Size of Principal Mgmt For For For
Investment
8 Related Party Mgmt For Abstain Against
Transactions
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
12 Amendments to Mgmt For For For
Procedural Rules for
Supervisors'
Meetings
13 Elect GONG Shaolin Mgmt For For For
14 Elect HONG Xiaoyuan Mgmt For For For
15 Elect HUA Li Mgmt For For For
16 Elect WANG Yan Mgmt For For For
17 Elect YANG Kun Mgmt For For For
18 Elect GUO Jian Mgmt For For For
19 Elect PENG Lei Mgmt For For For
20 Elect SUN Yueying Mgmt For For For
21 Elect HUANG Jian Mgmt For Against Against
22 Elect CAO Dong Mgmt For For For
23 Elect YI Xiqun Mgmt For For For
24 Elect LIU Jialing Mgmt For For For
25 Elect XU Hua Mgmt For For For
26 Elect YANG Jun Mgmt For For For
27 Elect DING Huiping Mgmt For For For
28 Elect ZHOU Yuhan Mgmt For Against Against
29 Elect LI Xiaofei Mgmt For Against Against
30 Elect FANG Xiaobing Mgmt For For For
31 Elect ZHANG Zehong Mgmt For For For
32 Elect LIU Chong Mgmt For Against Against
33 Elect ZHU Haibin Mgmt For For For
34 Report on Use of Mgmt For For For
Previous Raised
Funds
________________________________________________________________________________
China Minmetals Rare Earth Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000831 CINS Y7702R109 04/08/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For Against Against
Agreement
2 Amendments to Articles Mgmt For Abstain Against
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Supervisors
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Cumulative Voting
System Implementation
Rules
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Funds
Management
Method
________________________________________________________________________________
China Minmetals Rare Earth Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000831 CINS Y7702R109 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 02/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Terms of Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 06/10/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report 2013 Mgmt For For For
2 Financial Report 2013 Mgmt For For For
3 Annual Budget 2014 Mgmt For For For
4 Director's Report Mgmt For For For
5 Supervisor's Report Mgmt For For For
6 Allocation of Mgmt For For For
Dividend/Bonus
Shares
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect MAO Xiaofeng Mgmt For For For
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Budget Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Liability Insurance Mgmt For For For
10 Authority to declare Mgmt For For For
interim dividend and
quarterly
dividend
11 Amendments to Articles Mgmt For For For
12 Amendments to the Rules Mgmt For For For
of Shareholders'
General
Meetings
13 Directors' Fees: Yuan Mgmt For For For
Honglin
14 Authority to Issue H Mgmt For Against Against
and A Shares w/o
Preemptive
Rights
15 Extension of Validity Mgmt For For For
Period of Debt
Financing
Notes
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Adjust Mgmt For For For
2013 Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
8 Exemption from Mgmt For For For
Fulfilling Integration
Commitment
9 Exemption from Mgmt For For For
Divestiture to
Eliminate
Intra-industry
Competition
Commitment
10 Exemption from Mgmt For For For
Policy-mandated
Bankrupty to Eliminate
Intra-industry
Competition
Commitment
________________________________________________________________________________
China Nonferrous Metal Industry's Foreign Eng. And Const. Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000758 CINS Y1499Z101 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Corporate Social Mgmt For For For
Responsibility
Report
9 Elect LUO Tao Mgmt For For For
10 Elect ZHANG Keli Mgmt For For For
11 Elect WU Xiang Mgmt For For For
12 Elect WANG Hongqian Mgmt For For For
13 Elect HAN Youhong Mgmt For For For
14 Elect NIE Junxiang Mgmt For For For
15 Elect QIU Dingfan Mgmt For For For
16 Elect ZHANG Jide Mgmt For For For
17 Elect WANG Weidong Mgmt For Against Against
18 Elect CHEN Xuejun Mgmt For For For
19 Related Party Mgmt For For For
Transactions Between
CNFC Equipment Co.,
Ltd. and CNMC
International Trade
Ltd.
20 Related Party Mgmt For For For
Transactions Between
CNFC Equipment Co.,
Ltd. and China
Nonferrous Metals
Int'l Mining Co.,
Ltd.
21 Related Party Mgmt For For For
Transactions Between
CNFC Equipment Co.,
Ltd. and Zambia-China
Economic & Trade
Cooperation Zone
Ltd.
22 Related Party Mgmt For For For
Transactions Between
CNFC Zinc Industry
Co., Ltd. and China
Nonferrous HONGTOUSHAN
Fushun Mining Group
Co.,
Ltd.
23 Related Party Mgmt For For For
Transactions with CNMC
and its
Subsidiaries
24 Related Party Mgmt For For For
Transactions Between
NFC Shenyang
Metallurgical
Mechinery Co., Ltd.
and CNMC International
Trade
Ltd.
25 Related Party Mgmt For For For
Transactions Between
Xindu Mining Co., Ltd.
and CNMC International
Trade
Ltd.
________________________________________________________________________________
China Nonferrous Metal Industry's Foreign Eng. And Const. Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000758 CINS Y1499Z101 06/19/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Share Transfer Mgmt For For For
Arrangements
3 Elect LI Xiangzhi Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Reports Mgmt For For For
5 Elect Lawrence LAW Hong Mgmt For Against Against
Ping
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Pacific Insurance Group
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report of A Mgmt For For For
shares
4 Annual Report of H Mgmt For For For
shares
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Due Diligence Report Mgmt For For For
9 Report on Performance Mgmt For For For
10 Elect HA Erman Mgmt For For For
11 Elect GAO Shanwen Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Petroleum & Chemical Corp
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Debt Mgmt For Against Against
Instruments
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
7 Appointment of External Mgmt For For For
Auditor and Authority
to Set
Fees
8 Appointment of Internal Mgmt For For For
Auditor and Authority
to Set
Fees
9 Directors' Fees Mgmt For For For
10 Change of Performance Mgmt For For For
of
Undertakings
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Railway Erju Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600528 CINS Y1502C107 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Final Financial Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profit/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Elect LI Changjin Mgmt For Against Against
11 Elect YAO Guiqing Mgmt For For For
12 Elect DAI Hegen Mgmt For For For
13 Elect GUO Peizhang Mgmt For For For
14 Elect WEN Baoman Mgmt For For For
15 Elect ZHENG Qingzhi Mgmt For For For
16 Elect NGAI Wai-Fung Mgmt For Against Against
17 Amendments to Articles Mgmt For For For
18 Elect LIU Chengjun Mgmt For Against Against
19 Elect CHEN Wenxin Mgmt For Against Against
________________________________________________________________________________
China Resources Double-Crane Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600062 CINS Y07701108 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Approval of Borrowing Mgmt For Against Against
9 Related Party Mgmt For For For
Transactions with
China Resources
Bank
________________________________________________________________________________
China Resources Double-Crane Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600062 CINS Y07701108 06/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Director Mgmt For For For
2 Elect WU Zhiang Mgmt For For For
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Adjustment to Scope of Mgmt For For For
Business Cooperation
with a Related
Party
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1087X104 03/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zhangyin Mgmt For For For
2 Elect DONG Qiang Mgmt For For For
3 Elect SHAO Kaiwen Mgmt For For For
4 Elect QIAN Jianping Mgmt For For For
5 Elect SUN Bo Mgmt For For For
6 Elect CHEN Minjun Mgmt For For For
7 Elect JIANG Renfeng Mgmt For For For
8 Elect DU Gang Mgmt For For For
9 Elect WANG Debao Mgmt For For For
10 Elect QU Hong Mgmt For For For
11 Elect WANG Chengmin Mgmt For For For
12 Elect LI Changjiang Mgmt For For For
13 Elect CAO Dongshen Mgmt For For For
14 Elect LIU Changhong Mgmt For For For
15 Elect YANG Benxin Mgmt For For For
16 Elect GUO Tongjun Mgmt For Against Against
17 Elect LIU Zheng Mgmt For For For
18 Elect LI Tianbao Mgmt For For For
19 Elect YANG Zhigang Mgmt For Against Against
20 Elect CHEN Qing Mgmt For Against Against
21 Elect MA Yupu Mgmt For Against Against
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1087X104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 General Manager's Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Purchase and Sale of Mgmt For For For
products
8 Provision and Receipt Mgmt For For For
of
Service
9 Financial Services from Mgmt For Against Against
CSIC Finance
Company
10 Approval of Entrusted Mgmt For For For
Loans
11 Authority to Give Mgmt For For For
Guarantees
12 Amendments to Articles Mgmt For For For
13 Investment Project Mgmt For For For
Cancellation
14 Investment Project Mgmt For For For
Replacement
15 Directors' Fees Mgmt For For For
16 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect LIU Xihan Mgmt For For For
8 Elect YU Zenggang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
11 Appointment of Internal Mgmt For For For
Auditor and Authority
to Set
Fees
12 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China South Publishing and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601098 CINS Y15174108 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Returns Plan Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Financial Services Mgmt For Against Against
Agreement
12 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Increase in Registered Mgmt For Against Against
Capital
9 Authority to Issue Debt Mgmt For Abstain Against
Instruments
10 Acquisition of Aircrafts Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 02/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Plan for Mgmt For For For
Investment in a
Subsidiary
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Elect LI Hu and Li Jie Mgmt For Abstain Against
as
Directors
8 Elect PENG Tao as Mgmt For Abstain Against
Supervisors
9 Related Party Mgmt For For For
Transactions
10 Approval of Borrowing Mgmt For Against Against
from Financial
Company
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1516Y103 05/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Investment Budget Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Appointment of Internal Mgmt For For For
Control
Auditor
11 Related Party Mgmt For Abstain Against
Transactions
12 Authority to Give Mgmt For Abstain Against
Guarantees
13 Change of the Time Mgmt For For For
Limit of Fulfillment
of Relevant Commitment
by Controlling
Shareholder
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1516Y103 06/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Type and Size of Mgmt For For For
Issuance
3 Offering Method Mgmt For For For
4 Target Subscribers and Mgmt For For For
Allocation to Existing
Shareholders
5 Par Value and Offering Mgmt For For For
Price
6 Share Dividend Yield Mgmt For For For
and
Determination
7 Profit/Dividends Mgmt For For For
Distribution
Arrangements
8 Repurchase Terms Mgmt For For For
9 Voting Right Mgmt For For For
Restrictions
10 Voting Right Restoration Mgmt For For For
11 Priority Order of Mgmt For For For
Liquidation
12 Rating Measures Mgmt For For For
13 Guarantee Measures Mgmt For For For
14 Share Transfer Mgmt For For For
Arrangements
15 Use of Proceeds Mgmt For For For
16 Valid Period of Mgmt For For For
Resolution
17 Preliminary Private Mgmt For For For
Placement Plan of
Preferred
Stocks
18 Feasibility Report on Mgmt For For For
Use of
Proceeds
19 Compensation Plan for Mgmt For For For
Diluted Current
Earnings
20 Share Issance and Mgmt For For For
Amendments to
Articles
21 Share Issance and Mgmt For For For
Amendments to
Procedural Rules for
Shareholder
Meetings
22 Shareholder Returns Plan Mgmt For For For
23 Board Authorization to Mgmt For For For
Implement Share
Issuance
24 Amendments to Articles Mgmt For For For
25 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
26 Elect YANG Chunjin Mgmt For For For
27 Elect YU Hailong Mgmt For For For
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 04/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends for
China Unicom
Ltd.
8 Election of Directors Mgmt For For For
for China Unicom
Ltd.
9 Authority to Repurchase Mgmt For For For
Shares for China
Unicom
Ltd.
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights for China
Unicom
Ltd.
11 Adoption of New Share Mgmt For For For
Option Scheme for
China Unicom
Ltd.
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200002 CINS Y77421116 03/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WANG Shi Mgmt For For For
7 Elect QIAO Shibo Mgmt For For For
8 Elect YU Liang Mgmt For For For
9 Elect SUN Jianyi Mgmt For For For
10 Elect WEI Bin Mgmt For Against Against
11 Elect CHEN Ying Mgmt For Against Against
12 Elect WANG Wenjin Mgmt For For For
13 Elect ZHANG Liping Mgmt For For For
14 Elect HUA Sheng Mgmt For For For
15 Elect LUO Junmei Mgmt For For For
16 Elect HAI Wen Mgmt For For For
17 Elect XIE Dong as Mgmt For Against Against
Supervisor
18 Liability Insurance Mgmt For For For
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200002 CINS Y77421116 06/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIAO Qiyun Mgmt For Against Against
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 04/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Chun Mgmt For For For
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Investment Mgmt For For For
Plan in
2014
8 Approval of Borrowing Mgmt For Against Against
9 Elect REN Qiang Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Internal Mgmt For For For
Control
Auditor
12 Financial Services Mgmt For Against Against
Agreement
13 Foreign Trade Financing Mgmt For For For
________________________________________________________________________________
Chongqing Water Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601158 CINS Y15967105 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Annual Report Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Management Method for
Independent Directors'
Fees
9 Election of Directors Mgmt For For For
10 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
Citic Guoan Information Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y1636B108 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Related Party Mgmt For For For
Transactions with
China CITIC
Bank
10 Related Party Mgmt For For For
Transactions with
CITIC Heavy Industries
Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
CITIC-Prudential Life
Insurance Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
CITIC Guoan Mengguli
Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
Beijing Guoan
Electrical Engineering
CO.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Beijing Cinda Real
Estate Co.,
Ltd.
15 Approval to Transfer Mgmt For For For
60% Equity of North
Sea CITIC Guoan
Mangroves Real Estate
Development Co., Ltd.
to a Related
Party
16 Approval to Transfer Mgmt For For For
49% Equity of Xianghe
Guoan Construction and
Development Co., Ltd.
to a Related
Party
17 Amendments to Articles Mgmt For For For
18 Approval of Entrusted Mgmt For For For
Wealth Management with
Idle
Capital
19 Approval to Change Mgmt For For For
Company
Type
20 Elect LIU Xin Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Issuing Entity, Size of Mgmt For For For
Issuance and Method of
Issuance
4 Type of Debt Financing Mgmt For For For
Instruments
5 Term of Debt Financing Mgmt For For For
Instruments
6 Interest Rate of the Mgmt For For For
Debt Financing
Instruments
7 Security and Other Mgmt For For For
Arrangements
8 Use of Proceeds Mgmt For For For
9 Issuing Price Mgmt For For For
10 Targets of Issue and Mgmt For For For
the Placement
Arrangements of the
RMB Debt
Financing
11 Listing of the Debt Mgmt For For For
Financing
12 Safeguard Measures for Mgmt For For For
Debt Repayment of the
RMB Debt
Financing
13 Validity Period of the Mgmt For For For
Resolutions
Passed
14 Authorisation Granted Mgmt For For For
to the Board for the
Issuances of the
Onshore and Offshore
Corporate Debt
Financing
Instruments
15 Profit Allocation Plan Mgmt For For For
16 Directors' Report Mgmt For For For
17 Supervisors' Report Mgmt For For For
18 Annual Report Mgmt For For For
19 Investment Amount for Mgmt For For For
Proprietary Business
for
2014
20 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
21 Connected Transactions Mgmt For For For
with the Issuance of
Debt Financing
Instruments
22 Change and Transfer Mgmt For For For
Formalities of Two
Properties
23 Connected Transactions Mgmt For For For
with CITIC
Group
24 Connected Transactions Mgmt For For For
with
Subsidiaries
25 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
CPT Technology (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000536 CINS Y1772P101 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Procurement Agreement Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Commitment of
Controlling
Shareholder
________________________________________________________________________________
CSG Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200012 CINS Y1503G123 04/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect ZENG Nan Mgmt For For For
8 Elect LI Jing Qi Mgmt For For For
9 Elect CHEN Chao Mgmt For For For
10 Elect YAN Ganggang Mgmt For For For
11 Elect GUO Yongchun Mgmt For For For
12 Elect WU Guobin Mgmt For For For
13 Elect ZHANG Jianjun Mgmt For For For
14 Elect FU Qilin Mgmt For For For
15 Elect DU Wenjun Mgmt For For For
16 Elect LONG Long Mgmt For For For
17 Elect HONG Guoan Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CSR Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516S106 06/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Debt Mgmt For For For
Instruments
10 Authority to Issue A Mgmt For Against Against
Shares and H Shares
w/o Preemptive
Rights
11 Elect ZHENG Changhong Mgmt For For For
12 Elect LIU Hualong Mgmt For For For
13 Elect FU Jianguo Mgmt For For For
14 Elect LIU Zhiyong Mgmt For For For
15 Elect YU Jianlong Mgmt For For For
16 Elect LI Guo'an Mgmt For For For
17 Elect WU Zhuo Mgmt For For For
18 Elect Peter CHAN Ka Mgmt For For For
Keung
19 Elect WANG Yan Mgmt For Against Against
20 Elect SUN Ke Mgmt For For For
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Elect YANG Shaoqing Mgmt For For For
8 Elect YANG Yuejiang Mgmt For For For
9 Elect YU Meng Mgmt For For For
10 Elect GUAN Bolin Mgmt For For For
11 Elect HUANG Songqing Mgmt For Against Against
12 Elect ZHAO Ke Mgmt For For For
13 Elect LI Wenxing Mgmt For For For
14 Elect WANG Liyan Mgmt For For For
15 Elect XU Guangjian Mgmt For For For
16 Elect WU Qiusheng Mgmt For For For
17 Elect ZHENG Jirong Mgmt For For For
18 Elect HAO Yayong Mgmt For Against Against
19 Elect QIAO Shengwen Mgmt For Against Against
20 Elect ZHANG Zhongyi Mgmt For Against Against
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dashang Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600694 CINS Y19973117 03/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hui Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dashang Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600694 CINS Y19973117 04/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Independent Directors' Mgmt For For For
Report
8 Related Party Mgmt For For For
Transactions
9 Provision of Reciprocal Mgmt For For For
Guarantees
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 03/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Framework Agreement of Mgmt For For For
Sale of Natural Gas
and Sale and Purchase
Contract of Chemical
Products
(Keqi)
8 Sale and Purchase Mgmt For For For
Contract of Chemical
Products
(Duolun)
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Datong Coal Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601001 CINS Y20220102 06/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Annual Report Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect ZHANG Youxi Mgmt For For For
10 Elect WU Wangguo Mgmt For For For
11 Elect LIU Jing Mgmt For For For
12 Elect ZHANG Zhongyi Mgmt For For For
13 Elect CAO Xianqing Mgmt For For For
14 Elect YU Dahai Mgmt For For For
15 Elect ZHANG Jiuru Mgmt For For For
16 Elect LIU Jie Mgmt For Against Against
17 Elect XUAN Hongbin Mgmt For For For
18 Elect LIU Heying Mgmt For Against Against
19 Elect ZHOU Peiyu as Mgmt For For For
Independent
Director
20 Elect ZHANG Wenshan as Mgmt For For For
Independent
Director
21 Elect LIU Hunju as Mgmt For For For
Independent
Director
22 Elect TIAN Xiangyu as Mgmt For For For
Independent
Director
23 Elect ZHANG Fang as Mgmt For Against Against
Independent
Director
24 Elect WANG Hong Mgmt For Against Against
25 Elect GE Xiaozhi Mgmt For Against Against
26 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholder
Meetings
27 Amendments to the Mgmt For For For
Comprehensive Service
Agreement
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 01/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XUE Xiangdong Mgmt For For For
3 Elect LU Bo Mgmt For For For
4 Elect XIA Jinchong Mgmt For For For
5 Elect LI Jianguo Mgmt For For For
6 Elect YANG Jian Mgmt For For For
7 Elect ZHENG Xiaoqing Mgmt For For For
8 Elect CHEN Chong Mgmt For For For
9 Elect GENG Jianxin Mgmt For For For
10 Elect LIN Zhong Mgmt For For For
11 Elect TONG Shenghui Mgmt For For For
12 Elect FAN Yushun Mgmt For For For
13 Elect GUO Yujie as Mgmt For Against Against
Supervisor
14 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/05/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Shareholder Returns Plan Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 06/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zaiqiu as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dr. Peng Telecom & Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Amendments to Articles: Mgmt For For For
Dividends
9 Shareholder Returns Plan Mgmt For For For
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles: Mgmt For For For
Business
Scope
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 01/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 03/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees and
Approval of
Supplemental
Agreement
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 03/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Approval of Borrowing Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
FAW Car Company Limited
Ticker Security ID: Meeting Date Meeting Status
000800 CINS Y24745104 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Elect SONG Chuanxue Mgmt For For For
________________________________________________________________________________
Fiberhome Telecommunication Tech-nologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Equity Mgmt For For For
Purchase
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Report on Mgmt For For For
Performance Assessment
and Remuneration of
Directors
9 Special Report on Mgmt For For For
Performance Assessment
and Remuneration of
Supervisors
10 Special Report on Mgmt For For For
Performance and
Remuneration of Senior
Managers
11 Approval of Commercial Mgmt For For For
Bank Line of
Credit
12 Approval of Borrowing Mgmt For Against Against
13 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
14 Eligibility for Major Mgmt For For For
Restructuring
15 Restructuring Method Mgmt For For For
and Transaction
Target
16 Pricing and Price Mgmt For For For
Determination
17 Share Type and Par Value Mgmt For For For
18 Issue Target Mgmt For For For
19 Issue Price Mgmt For For For
20 Number of Shares Mgmt For For For
21 Proposed Listing Market Mgmt For For For
22 Arrangements for Mgmt For For For
Undistributed
Profits
23 Attribution of Profits Mgmt For For For
and Losses Between
Appraisal and Transfer
Dates
24 Arrangements Following Mgmt For For For
Transaction
25 Lock-up Period Mgmt For For For
26 Valid Period of Mgmt For For For
Resolution
27 Draft Report on Mgmt For For For
Purchase of Assets by
Issuance of
Shares
28 Compliance with Mgmt For For For
Applicable
Regulations
29 Acquisition Agreement Mgmt For For For
30 Supplemental Mgmt For For For
Acquisition Agreement
I
31 Supplemental Mgmt For For For
Acquisition Agreement
II
32 Board Authorization to Mgmt For For For
Implement
Acquisition
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS ADPV13401 05/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report and Mgmt For For For
Financial
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Related Party Mgmt For For For
Transactions
9 Directors', Mgmt For For For
Supervisors' and
Senior Managers'
Fees
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600660 CINS Y26783103 03/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Independent Directors' Mgmt For For For
Report
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of
Directors
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of
Supervisors
11 Amendments to Mgmt For Abstain Against
Independent Director
System
12 Establishment of the Mgmt For For For
Independent Director
On-site Work
System
________________________________________________________________________________
Gansu Yasheng Industrial (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600108 CINS Y2684Y107 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gansu Yasheng Industrial (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600108 CINS Y2684Y107 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Shareholder Returns Plan Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 02/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
2 Sale of Mining Mgmt For For For
Exploration
Rights
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 04/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
2 Sale of Mining Mgmt For For For
Exploration
Rights
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 04/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MI Shuhua Mgmt For For For
2 Elect CHEN Bin as Mgmt For Against Against
Supervisor
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Appointment of Internal Mgmt For For For
Control
Auditor
10 Related Party Mgmt For Against Against
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 06/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Size Mgmt For For For
3 Allocation to Existing Mgmt For For For
Shareholdings
4 Term of Bonds Mgmt For For For
5 Coupon Rate and Mgmt For For For
Determination
6 Method to Repay Mgmt For For For
Principal and
Interest
7 Use of Proceeds Mgmt For For For
8 Issuance Method and Mgmt For For For
Targets
9 Listing Market Mgmt For For For
10 Guarantees Method Mgmt For For For
11 Valid Period of Mgmt For For For
Resolution
12 Repayment Guarantee Mgmt For For For
Measures
13 Board Authorization to Mgmt For For For
Implement
Issuance
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 04/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Supervisors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000776 CINS Y9727Z108 02/10/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope of Issuance Mgmt For For For
2 Term of Bonds Mgmt For For For
3 Bond Interest Mgmt For For For
4 Use of Proceeds Mgmt For For For
5 Valid Period of Mgmt For For For
Resolution
6 Authorization Matters Mgmt For For For
7 Repayment Guarantee Mgmt For For For
Measures
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000776 CINS Y9727Z108 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Corporate Mgmt For For For
Social
Responsibility
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Approval of Principal Mgmt For For For
Investment
Amount
9 Related Party Mgmt For For For
Transactions
10 Approval of Debt Mgmt For Abstain Against
Financing
11 Elect SHANG Shuzhi Mgmt For For For
12 Elect LI Xiulin Mgmt For For For
13 Elect CHEN Aixue Mgmt For For For
14 Elect LIU Jiwei Mgmt For Against Against
15 Elect TANG Xin Mgmt For For For
16 Elect YANG Xiong Mgmt For For For
17 Elect SUN Shuming Mgmt For For For
18 Elect LIN Zhihai Mgmt For Against Against
19 Elect QIN Li Mgmt For Against Against
20 Elect ZHAN Lingzhi Mgmt For Against Against
21 Elect ZHAI Meiqing Mgmt For Against Against
22 Elect ZHAO Jin Mgmt For For For
23 Approval of Donation Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 04/02/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2014
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect WEI Jian Jun Mgmt For Against Against
10 Elect LIU Ping Fu Mgmt For For For
11 Elect WANG Feng Ying Mgmt For For For
12 Elect HU Ke Gang Mgmt For For For
13 Elect YANG Zhi Juan Mgmt For For For
14 Elect HE Ping Mgmt For For For
15 Elect NIU Jun Mgmt For For For
16 Elect Stanley WONG Chi Mgmt For For For
Hung
17 Elect LU Chuang Mgmt For For For
18 Elect LIANG Shang Shang Mgmt For For For
19 Elect MA Li Hui Mgmt For For For
20 Elect LUO Jin Li as Mgmt For For For
Supervisor
21 Elect ZONG Yi Xiang as Mgmt For For For
Supervisor
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/09/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Independent Mgmt For For For
Directors
7 Appointment of Auditor Mgmt For For For
8 Foreign Exchange Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 02/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2014 Investment and Mgmt For For For
Financing
Framework
2 Authority to Give Mgmt For Against Against
Guarantees
3 Investment in Filling Mgmt For For For
Stations
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 06/09/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Dongsheng Mgmt For For For
2 Elect XIANG Dong Mgmt For For For
3 Elect LU Wei Mgmt For Against Against
4 Elect HOU Wei Mgmt For For For
5 Elect WANG Jianjun Mgmt For For For
6 Elect HAN Shifa Mgmt For For For
7 Elect KANG Jingcheng Mgmt For Against Against
8 Elect DU Zhongguo Mgmt For For For
9 Elect ZHANG Wenzhong Mgmt For For For
10 Elect Wumanjiang AILI Mgmt For For For
11 Elect ZHANG Weimin Mgmt For For For
12 Elect HU Benyuan Mgmt For For For
13 Elect REN Qimin Mgmt For For For
14 Elect WANG Tao Mgmt For Against Against
15 Elect YANG Lin Mgmt For Against Against
16 Executives' Compensation Mgmt For For For
17 Joint Investment in a Mgmt For For For
Coal Selection and
Processing
Project
18 Authority to Debt Mgmt For For For
Instruments
19 Eligibility for Private Mgmt For For For
Placement of Preferred
Stocks
20 Offering Method Mgmt For For For
21 Share Type Mgmt For For For
22 Target Subscribers, Mgmt For For For
Subsicription Method
and Allocation to
Existing
Shareholders
23 Issuance Size and Mgmt For For For
Amount of
Proceeds
24 Par Value, Offering Mgmt For For For
Price and
Determination
25 Dividend Yield and Mgmt For For For
Determination
26 Use of Proceeds Mgmt For For For
27 Profit/Dividends Mgmt For For For
Distribution
Arrangements
28 Repurchase Terms Mgmt For For For
29 Voting Right Mgmt For For For
Restrictions
30 Voting Right Restoration Mgmt For For For
31 Priority Order of Mgmt For For For
Liquidation
32 Share Transfer Mgmt For For For
Arrangements
33 Valid Period of Mgmt For For For
Resolution
34 Approval of Private Mgmt For For For
Placement
Plan
35 Amendments to Articles Mgmt For For For
36 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
37 Shareholder Returns Plan Mgmt For For For
38 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Domestic Mgmt For For For
Auditor and Authority
to Set
Fees
7 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
8 Elect LI Wenxin Mgmt For Against Against
9 Elect SHEN Yi Mgmt For Against Against
10 Elect SUN Jing Mgmt For For For
11 Elect YU Zhiming Mgmt For For For
12 Elect HUANG Xin Mgmt For For For
13 Elect LUO Qing Mgmt For For For
14 Elect CHEN Song Mgmt For For For
15 Elect JIA Jianmin Mgmt For For For
16 Elect WANG Yunting Mgmt For For For
17 Elect LIU Mengshu Mgmt For For For
18 Elect CHEN Shaohong Mgmt For Against Against
19 Elect SHEN Jiancong Mgmt For For For
20 Elect LI Zhiming Mgmt For Against Against
21 Directors' Fees Mgmt For For For
22 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Guangxi Liugong Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000528 CINS Y29302109 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees
6 Approval to Offer Loans Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Matters Related to Mgmt For For For
Donation
10 Amendments to Articles Mgmt For For For
11 Investment in Mgmt For For For
Establishment of
Acquisition
Fund
________________________________________________________________________________
Guangzhou Automobile Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y2931M112 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Policy
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Appointment of Internal Mgmt For Abstain Against
Control
Auditor
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Guarantees by Guangzhou Mgmt For Abstain Against
Baiyunshan Bai Di
Bio-Technology Co.,
Ltd.
11 Application for Bank Mgmt For For For
Loans
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
14 Related Party Mgmt For Abstain Against
Transactions
15 Shareholder Returns Plan Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Approval of Executing Mgmt For For For
Intra-company
Agreement
________________________________________________________________________________
Guizhou Panjiang Refined Coal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600395 CINS Y2946P100 05/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Elect GUANG Dongbin Mgmt For For For
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Internal Mgmt For For For
Control
Auditor
8 Special Report on Mgmt For For For
Remuneration and
Assessment of
Directors
9 Special Report on Mgmt For For For
Remuneration and
Assessment of
Supervisors
10 Special Report on Mgmt For For For
Remuneration and
Assessment of Senior
Managers
11 Size of Offering Mgmt For For For
12 Term of Bonds Mgmt For For For
13 Coupon Rate and Mgmt For For For
Determination
14 Extension and Mgmt For For For
Adjustment to
Interest
15 Use of Proceeds Mgmt For For For
16 Valid Period of Mgmt For For For
Resolution
17 Authorization Matters Mgmt For For For
18 Bond Guarantee Measures Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Renounce Mgmt For For For
Preferential
Investment
Rights
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 03/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of
Directors
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
4 Elect XIN Di Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Terms of Mgmt For For For
Debt Financing
Instruments
4 Elect XIE Haoming Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of the Mgmt For For For
Compensation of
Directors, Supervisors
and Senior
Managers.
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Provide Mgmt For Against Against
Reciprocal Guarantees
between the Company
and its
Subsidiaries
10 Approval of Reciprocal Mgmt For Against Against
Guarantees with
Related
Parties
11 Approval of Airplane Mgmt For For For
Purchase
Plan
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
Haining China Leather Market Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002344 CINS Y2982V102 05/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Elect REN Youfa Mgmt For For For
11 Elect SUN Wei Mgmt For For For
12 Elect QIAN Juanping Mgmt For For For
13 Elect YIN Xiaohong Mgmt For For For
14 Elect LI Qunyan Mgmt For For For
15 Elect SHEN Guofu Mgmt For For For
16 Elect LI Yuzhong Mgmt For For For
17 Elect YU Yongsheng Mgmt For For For
18 Elect WENG Xiaobin Mgmt For For For
19 Elect LING Jinsong Mgmt For Against Against
20 Elect YANG Haijun Mgmt For Against Against
21 Elect ZHOU Honghua Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 05/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Abstain Against
8 Investment Asset Mgmt For For For
Allocation
9 Elect QU Qiuping Mgmt For For For
10 Invesment in Financing Mgmt For For For
Businesses for
Customers
11 Adoption of Share Mgmt For Against Against
Option
Scheme
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Expansion of Business Mgmt For For For
Scope
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Approval of Line of Mgmt For For For
Credit
11 Elect LIU Xiang Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Harbin Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600664 CINS Y3067Y102 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Amendments to Articles Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Shareholder Returns Plan Mgmt For For For
11 Elect ZHANG Lijun Mgmt For For For
12 Elect WU Zhijun Mgmt For For For
13 Elect LIU Bo Mgmt For For For
14 Elect MENG Xiaodong Mgmt For For For
15 Elect LI Benming Mgmt For For For
16 Elect CHENG Pengyuan Mgmt For For For
17 Elect GUO Yunpei Mgmt For For For
18 Elect MENG Fanxu Mgmt For For For
19 Elect WANG Fusheng Mgmt For For For
20 Elect LI Daping Mgmt For For For
21 Elect XU Aimin Mgmt For For For
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 04/02/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Fixed Mgmt For For For
Asset
Depreciation
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Financial Mgmt For Against Against
Services Agreement
with a Related
Party
10 Amendments to Articles Mgmt For For For
11 Elect LIU Zhensuo as Mgmt For For For
Non-independent
Director
12 Elect LU Guihua as Mgmt For For For
Independent
Director
13 Elect WANG Zhen as Mgmt For For For
Independent
Director
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hebei Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 06/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exemption of Heibei Mgmt For For For
Iron & Steel Group
from Fulfilling the
Commitment regarding
Perfection of Land and
Housing
Ownership
2 Exemption of Handan Mgmt For For For
Iron & Steel Group
from Fulfilling the
Commitment regarding
Perfection of Land and
Housing Ownership
3 Change of Commitment in Mgmt For For For
Intra-company
Contracts
4 Exemption of Heibei Mgmt For For For
Iron & Steel Group
from Fulfilling the
Commitment regarding
Asset
Injection
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 02/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor for Mgmt For For For
Major Assets
Restructuring
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 03/01/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yongde Mgmt For For For
2 Elect YAO Fengge Mgmt For For For
3 Elect DONG Huijiang Mgmt For For For
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 04/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Provision for Asset Mgmt For For For
Impairment
9 Approval of Borrowing Mgmt For For For
10 Financial Budget Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules for
Board of
Supervisors
12 Amendments to Mgmt For For For
Procedural Rules for
Board of
Supervisors
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 06/04/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Directors Mgmt For For For
________________________________________________________________________________
Henan Dayou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600403 CINS Y62033108 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For Abstain Against
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-assessment
Report
7 Election of Directors Mgmt For Abstain Against
8 Election of Independent Mgmt For Abstain Against
Directors
9 Election of Supervisors Mgmt For Abstain Against
10 Related Party Mgmt For For For
Transactions
11 Recognition of Past Mgmt For For For
Related Party
Transactions
12 Related Party Mgmt For Against Against
Transactions with
Financing Business
Cooperation
13 Capital Injection in a Mgmt For For For
Subsidiary
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Henan Dayou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600403 CINS Y62033108 06/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Pledge Mgmt For For For
Regarding Horizontal
Competition
________________________________________________________________________________
Henan Shenhuo Coal & Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000933 CINS Y3122G104 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees to Xinjiang
Shen Huo Coal Products
Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Xinjiang
Shen Huo Coal Power
Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Henan
Xuchang Xin Long
Mining Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Henan
Shen Huo Xinglong
Mining Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Henan
Shen Huo Power
Generation Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
Henan Shen Huo
Construction and
Installation
Engineering Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
Henan Shen Huo Group
Xinlida Co.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Henan Shen Huo Group
Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions with
Shanghai Shen Huo
Aluminum Foil Co.,
Ltd.
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Amendments to Mgmt For For For
Accounting
Estimate
18 Establishment of Mgmt For For For
Information Disclosure
System for Debt
Financing
Instruments
19 Issue Size Mgmt For For For
20 Bonds Term Mgmt For For For
21 Use of Proceeds Mgmt For For For
22 Offering Method Mgmt For For For
23 Coupon Rate and Mgmt For For For
Determination
24 Allocation to Existing Mgmt For For For
Shareholders
25 Guarantee Arrangements Mgmt For For For
26 Listing of Bonds Mgmt For For For
27 Valid Period of Mgmt For For For
Resolution
28 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
29 Board Authorization to Mgmt For For For
Undertake Repayment
Guarantee
Measures
30 Independent Directors' Mgmt For For For
Fees
31 Abandonment of Mgmt For For For
Preemptive Purchasing
Rights for Equity in a
Joint
Venture
32 Merger/Acquisition Mgmt For For For
33 Elect LI Chong Mgmt For For For
34 Elect LI Wei Mgmt For For For
35 Elect CUI Jianyou Mgmt For For For
36 Elect QI Mingsheng Mgmt For For For
37 Elect SHI Hongxin Mgmt For For For
38 Elect NIE Xuefeng Mgmt For For For
39 Elect SHANG Fushan Mgmt For For For
40 Elect YAN Yiming Mgmt For For For
41 Elect CAO Shenggen Mgmt For For For
42 Elect GU Xiujuan Mgmt For For For
43 Elect SUN Gongping Mgmt For For For
44 Elect ZUO Suqing Mgmt For Against Against
45 Elect ZHANG Wenzhang Mgmt For Against Against
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 03/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Related Party Mgmt For For For
Transactions
7 Independent Directors' Mgmt For For For
Report
8 Elect ZHANG Taixi Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y0770A108 04/02/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2013 Internal Control Mgmt For For For
Self-Assessment
Report
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Benzenedicarboxylic Mgmt For For For
Acid Purchase and Sale
Contract
10 Product Purchase and Mgmt For For For
Sale Contract
I
11 Product Purchase and Mgmt For For For
Sale Contract
II
12 Shared Use of Power Mgmt For For For
Substation
13 Product Purchase and Mgmt For For For
Sale Contract
III
14 Logistics and Transport Mgmt For For For
Services Agreement
I
15 Logistics and Transport Mgmt For For For
Services Agreement
II
16 Long-term Foreign Mgmt For For For
Exchange
Business
17 Elect WANG Songlin Mgmt For For For
18 Equity Value Test Mgmt For For For
19 Business Performance Mgmt For For For
Change Compensation
Method
20 Authorization Matters Mgmt For For For
for Business
Performance Change
Compensation
Method
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y0770A108 05/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Reciprocal Mgmt For Against Against
Guarantees Between
Subsidiaries
________________________________________________________________________________
Hisense Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600060 CINS Y32263108 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 02/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FANG Jianyi Mgmt For For For
2 Elect ZOU Libin Mgmt For For For
3 Elect LI Ruge Mgmt For For For
4 Elect DING Shilong Mgmt For For For
5 Elect Christian K. Mgmt For For For
Ricken
6 Elect CHOO Nyen Fui Mgmt For For For
7 Elect LI Jianbo Mgmt For For For
8 Elect WU Jian Mgmt For For For
9 Elect FAN Dazhi Mgmt For For For
10 Elect LIU Chunhua Mgmt For For For
11 Elect REN Yongguang Mgmt For For For
12 Elect ZHAO Junxue Mgmt For For For
13 Elect PEI Changhong Mgmt For For For
14 Elect ZENG Xiangquan Mgmt For For For
15 Elect YU Changchun Mgmt For For For
16 Elect XIAO Wei Mgmt For For For
17 Elect CHEN Yonghong Mgmt For For For
18 Elect YANG Delin Mgmt For For For
19 Elect WANG Huacheng Mgmt For For For
20 Elect LI Liangang Mgmt For For For
21 Elect TIAN Ying Mgmt For For For
22 Elect CHENG Chen Mgmt For For For
23 Elect GAO Peiyong Mgmt For For For
24 Elect QI Yudong Mgmt For For For
25 Elect LU Zhifang Mgmt For For For
26 Elect ZHU Wei Mgmt For For For
27 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Mgmt For Against Against
Implementation Rules
for Investment
Decision-making
Authorization
8 2013 Related Party Mgmt For For For
Transactions
Report
9 Authority to Give Line Mgmt For For For
of Credit to Shougang
Group and its
Subsidiaries
10 Authority to Give Line Mgmt For For For
of Credit to Yingda
International Holdings
Group and its
Subsidiaries
11 Authority to Give Line Mgmt For For For
of Credit to Deutsche
Bank
12 Authority to Give Line Mgmt For For For
of Credit to Hongta
Tobacco Group and its
Subsidiaries
13 Authority to Give Line Mgmt For For For
of Credit to Hua Xia
Financial Leasing
Company
Limited
________________________________________________________________________________
Huadian Power International Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
2 Authority to Issue Mgmt For Against Against
Short-Term
Debentures
3 Authority to Issue Mgmt For Against Against
Medium-Term
Notes
4 Authority to Issue Mgmt For Against Against
Non-Public Placed
Bonds
5 Authority to Issue Mgmt For Against Against
Super Short-Term
Commercial
Paper
6 Authority to Issue Mgmt For Against Against
Corporate Bonds or RMB
Denominated
Bonds
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For Abstain Against
Guarantees
9 Directors' Report Mgmt For For For
10 Supervisors' Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Appointment of Mgmt For For For
International and
Domestic Auditors and
Authority to Set
Fees
14 Appointment of Internal Mgmt For For For
Control Auditors and
Authority to Set
Fees
15 Independent Directors' Mgmt For For For
Report
16 Elect LI Qingkui Mgmt For For For
17 Elect CHEN Jianhua Mgmt For For For
18 Elect CHEN Dianlu Mgmt For For For
19 Elect Geng Yuanzhu Mgmt For For For
20 Elect WANG Yingli Mgmt For Against Against
21 Elect CHEN Bin Mgmt For For For
22 Elect GOU Wei Mgmt For For For
23 Elect CHU Yu Mgmt For Against Against
24 Elect WANG Yuesheng Mgmt For For For
25 Elect NING Jiming Mgmt For For For
26 Elect YANG Jinguan Mgmt For For For
27 Elect WANG Jixin Mgmt For For For
28 Elect LI Xiaopeng as Mgmt For Against Against
Supervisor
29 Elect PENG Xingyu as Mgmt For For For
Supervisor
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3041X105 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2014 Transactions with Mgmt For For For
Controlled
Subsidiaries
I
8 2014 Transactions with Mgmt For For For
Controlled
Subsidiaries
II
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
12 Related Party Mgmt For For For
Transactions Involving
Acquisition of Chinese
Medicine
Technology
13 Elect FU Hang Mgmt For For For
14 Elect LI Yuedong Mgmt For For For
15 Elect ZHANG Yun as Mgmt For For For
Supervisor
16 Issuance Scope Mgmt For For For
17 Bonds Term Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Issue Method Mgmt For For For
20 Coupon Rate and Mgmt For For For
Determination
21 Allocation to Existing Mgmt For For For
Shareholders
22 Guarantee Arrangements Mgmt For For For
23 Listing of Bonds Mgmt For For For
24 Valid Period of Mgmt For For For
Resolution
25 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
26 Board Authorization to Mgmt For For For
Implement Repayment
Guarantee
Measures
27 Waiver of Capital Mgmt For For For
Investment Commitment
of Controlling
Shareholder
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment in Wealth Mgmt For For For
Management
Products
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Elect ZHANG Jingang Mgmt For For For
11 Elect TIAN Lijun Mgmt For For For
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 02/11/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2014 Continuing Mgmt For For For
Connected Transactions
between the Company
and Huaneng
Group
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Continuing Connected Mgmt For Against Against
Transactions
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601688 CINS Y37426106 03/07/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Entrusted Asset Mgmt For For For
Management
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601688 CINS Y37426106 05/07/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Transactions with Mgmt For For For
Jiangsu Guoxin Asset
Management Group Co.,
Ltd.
7 Transactions with Mgmt For For For
Jiangsu Communications
Holding Co.,
Ltd.
8 Transactions with Mgmt For For For
Jiangsu High
Technology Investment
Group Co.,
Ltd.
9 Transactions with Mgmt For For For
Jiangsu Huihong
International Group
Co.,
Ltd.
10 Transactions with Mgmt For For For
Jiangsu Suhao Holding
Group Co.,
Ltd.
11 Transactions with Other Mgmt For For For
Related
Parties
12 2014 Investment Cap Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules for
Board of
Supervisors
14 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
15 Authority to Issue Debt Mgmt For Abstain Against
Instruments
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601688 CINS Y37426106 06/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resolution of Mgmt For For For
Competition with
Jiangsu Guoxin
Investment Group
Ltd.
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y2983V119 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Plan for Implementation Mgmt For For For
of Performance
Guarantee Stock
Compensation for Major
Assets
Restructuring
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y2983V119 05/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of GuoTV Mgmt For For For
Communications
(Shanghai)
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 06/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition and
Raising Auxiliary
Funds
2 Transaction Terms Mgmt For For For
3 Appraisal and Payment Mgmt For For For
Method
4 Share Type and Par Value Mgmt For For For
5 Issuing Method and Mgmt For For For
Target
Subscribers
6 Offering Price Mgmt For For For
7 Size of Issuance Mgmt For For For
8 Use of Auxiliary Funds Mgmt For For For
9 Listing Market Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Effect on Performance Mgmt For For For
12 Arrangements for the Mgmt For For For
Company's
Undistributed
Dividends
13 Arrangements for Target Mgmt For For For
Companies'
Undistributed
Dividends
14 Valid Period of Mgmt For For For
Resolution
15 Regarding Acquisition Mgmt For For For
not Eligible for
Related Party
Transaction
16 Eligibility for Mgmt For For For
Regulations of Major
Asset
Restructuring
17 Eligibility for Mgmt For For For
Administrative
Measures of Major
Asset
Restructuring
18 Eligibility for Mgmt For For For
Administrative
Measures of Major
Asset Restructuring
and Auxiliary
Funds
19 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition Agreement
with Shareholders of
Target Company
I
20 Approval to Sign Mgmt For For For
Predicted Profit
Compensation Agreement
with Target Company
I
21 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition Agreement
with Shareholders of
Target Company
II
22 Approval to Sign Mgmt For For For
Predicted Profit
Compensation Agreement
with Target Company
II
23 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition Agreement
with Shareholders of
Target Company
III
24 Approval to Sign Mgmt For For For
Predicted Profit
Compensation Agreement
with Target Company
III
25 Approval to Sign Mgmt For For For
Conditional Assets
Acquisition Agreement
with Shareholders of
Target Company
IV
26 Approval to Sign Mgmt For For For
Predicted Profit
Compensation Agreement
with Target Company
IV
27 Approval of Report on Mgmt For For For
Assets Acquisition and
Raising Auxiliary
Funds
(Trial)
28 Approval of Audit Mgmt For For For
Report, Profit
Forecast Report and
Appraisal
Report
29 Proposal Regarding Mgmt For For For
Appraisal Agency and
Appraisal
Method
30 Proposal Regarding Mgmt For For For
Transaction Prices and
Determination
31 Proposal Regarding Mgmt For For For
Legal
Procedures
32 Authorization Board to Mgmt For For For
Implement of Assets
Acquisition and
Raising Auxiliary
Funds
33 Shareholder Returns Plan Mgmt For For For
34 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Huayu Automotive Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y7680U108 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Appointment of Internal Mgmt For For For
Control
Auditor
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Humanwell Healthcare (Group) Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600079 CINS Y9716L102 04/11/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For Against Against
Placement
2 Share Type Mgmt For Against Against
3 Issue Method Mgmt For Against Against
4 Target Subscribers Mgmt For Against Against
5 Pricing Mgmt For Against Against
6 Issue Size Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use of Proceeds Mgmt For Against Against
10 Arrangement for Mgmt For Against Against
Distribution of
Profits
11 Valid Period of Mgmt For Against Against
Resolution
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Report on Use of Raised Mgmt For For For
Funds
15 Share Subscription Mgmt For Against Against
Agreement with Wuhan
Modern Technology
Manufacturing Group
Co.,
Ltd.
16 Share Subscription Mgmt For Against Against
Agreement with China
Universal Asset
Management
17 Share Subscription Mgmt For Against Against
Agreement with Aegon
Industrial Fund
Management Co.,
Ltd.
18 Share Subscription Mgmt For Against Against
Agreement with WANG
Xuehai
19 Share Subscription Mgmt For Against Against
Agreement with LI
Jie
20 Board Authorization to Mgmt For Against Against
Implement Private
Placement
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Humanwell Healthcare (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600079 CINS Y9716L102 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors, Supervisors Mgmt For For For
and
Executives'
9 Election of Directors Mgmt For For For
(Slate)
10 Election of Supervisors Mgmt For Against Against
(Slate)
11 Amendments to Articles Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 04/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hongli Mgmt For For For
2 2014 Fixed Assets Mgmt For For For
Investment
Budget
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Elect ZHAO Lin as Mgmt For For For
Supervisor
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Assessment Report on Mgmt For For For
Directors'
Performance
5 Assessment Report on Mgmt For For For
Supervisors'
Performance
6 Supervisors' Assessment Mgmt For For For
Report on Directors'
and Senior Managers'
Performance
7 Annual Report Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Bonds Mgmt For For For
12 Medium-term Capital Mgmt For For For
Management
Plan
13 Shareholder Returns Plan Mgmt For For For
14 Elect LIU Shiping Mgmt For For For
15 Elect ZHU Qing Mgmt For For For
16 Elect WANG Shuguang Mgmt For For For
17 Elect ZHANG Xin Mgmt For For For
18 Preferred Shares Mgmt For For For
Issuance and
Amendments to
Articles
19 Share Type Mgmt For For For
20 Size of Issuance Mgmt For For For
21 Par Value and Offering Mgmt For For For
Price
22 Issuing Method Mgmt For For For
23 Target Subscribers Mgmt For For For
24 Duration Period Mgmt For For For
25 Arrangements for Mgmt For For For
Profit/Dividend
Distribution
26 Mandatory Conversion Mgmt For For For
Terms
27 Conditional Repurchase Mgmt For For For
Terms
28 Priority Order of Mgmt For For For
Liquidation
29 Voting Rights Mgmt For For For
Restrictions
30 Voting Rights Mgmt For For For
Restoration
31 Rating Measures Mgmt For For For
32 Guarantee Measures Mgmt For For For
33 Share Transfer Mgmt For For For
Arrangements
34 Use of Proceeds Mgmt For For For
35 Valid Period of Mgmt For For For
Resolution
36 Authorization Matters Mgmt For For For
37 Approval of Private Mgmt For For For
Placement of Preferred
Shares to Fujian
Provincial Department
of
Finance
38 Approval of Signing Mgmt For For For
Conditional
Subscription Agreement
with Fujian Provincial
Department of
Finance
39 Additional Amendments Mgmt For For For
to
Articles
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scope of Securities Mgmt For For For
Investment in
2014
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Subordinated
Bonds
11 Entrusted Management Mgmt For For For
for Securities
Investment
Funds
________________________________________________________________________________
Inner Mongolia Baotou Steel Rare-earth (Group) Hi-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 04/03/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Adoption of Rare Earth Mgmt For For For
Pulp Pricing
Formula
9 Related Party Mgmt For For For
Transactions
10 Shareholder Returns Plan Mgmt For For For
11 Approval of Line of Mgmt For For For
Credit
12 Authority to Give Mgmt For Against Against
Guarantees
13 Election of Directors Mgmt For For For
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 03/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 2014 Production Mgmt For For For
Operations
Plan
9 2014 investment plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Approval of General Mgmt For Against Against
Bank Line of
Credit
13 Eligibility for Private Mgmt For For For
Placement
14 Preliminary Private Mgmt For For For
Placement
Plan
15 Share Type and Par Value Mgmt For For For
16 Issue Method Mgmt For For For
17 Target Subscribers and Mgmt For For For
Subscription
Method
18 Issue Price and Pricing Mgmt For For For
Principles
19 Scope and Amount of Mgmt For For For
Issuance
20 Lock-up Period Mgmt For For For
21 Use of Proceeds Mgmt For For For
22 Listing Market Mgmt For For For
23 Arrangements for Mgmt For For For
Dividends
Distribution
24 Valid Period of Mgmt For For For
Resolution
25 Board Authorization to Mgmt For For For
Implement Private
Placement
26 Conditional Share Mgmt For For For
Subscription Agreement
with Baosteel
Group
27 Conditional Share Mgmt For For For
Subscription Agreement
with China Merchants
Wealth and Asset
Management Co.,
Ltd.
28 Conditional Share Mgmt For For For
Subscription Agreement
with Guohua Life
Insurance Co.,
Ltd.
29 Conditional Share Mgmt For For For
Subscription Agreement
with Caitong Fund
Management Co.,
Ltd.
30 Conditional Share Mgmt For For For
Subscription Agreement
with Shanghai
Lijiaying Trade Co.,
Ltd.
31 Conditional Share Mgmt For For For
Subscription Agreement
with Shanghai Liu He
Ding Xiang Investment
Center
LLP
32 Conditional Share Mgmt For For For
Subscription Agreement
with Huaan Asset
Management (Hong Kong)
Limited
33 Asset Transfer Mgmt For For For
Agreement with
Baosteel
Group
34 Report on Use of Raised Mgmt For For For
Funds
35 Feasibility Report on Mgmt For For For
Use of
Proceeds
36 Land Usage Rights Mgmt For For For
Leasing
Agreement
37 Ore Supply Agreement Mgmt For For For
38 Ore Pulp Supply Contract Mgmt For For For
39 Niobium Ore Pulp Supply Mgmt For For For
Contract
40 Coke Procurement Mgmt For For For
Agreement
41 Private Placement as Mgmt For For For
Related Party
Transactions
42 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
43 Approval of Appraisal Mgmt For For For
Reports
44 Elect WANG Shengping Mgmt For For For
45 Elect PAN Ying Mgmt For For For
46 Elect ZHAO Dian Mgmt For For For
47 Elect LIU Zhihong Mgmt For For For
48 Elect ZHENG Dong Mgmt For For For
49 Elect ZHANG Shichao Mgmt For For For
50 Elect HAO Runbao Mgmt For For For
51 Elect WANG Guorun Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Mengdian Hua Neng Thermal Power Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y40842109 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve of Commitment Mgmt For For For
Implementation
________________________________________________________________________________
Inner Mongolia Mengdian Huaneng Thermal Power Corporation
Ticker Security ID: Meeting Date Meeting Status
600863 CINS Y40842109 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Jinglong Mgmt For Against Against
2 Elect TIE Muer Mgmt For Against Against
3 Elect SHI Weizhu Mgmt For Against Against
4 Elect WANG Baolong Mgmt For Against Against
5 Elect XUE Huimin Mgmt For For For
6 Elect ZHANG Zhongqing Mgmt For Against Against
7 Elect NIE Zhitao Mgmt For Against Against
8 Elect GAO Yuan Mgmt For For For
9 Elect SONG Jianzhong Mgmt For For For
10 Elect ZHANG Junjie Mgmt For For For
11 Elect JIE Maohua Mgmt For For For
12 Elect LU Jun Mgmt For For For
13 Elect LIANG Jun Mgmt For For For
14 Elect WEN Quan Mgmt For For For
15 Elect XIA Wenhui Mgmt For Against Against
16 Directors' Report Mgmt For For For
17 Independent Directors' Mgmt For For For
Report
18 Supervisors' Report Mgmt For For For
19 Accounts and Reports Mgmt For For For
20 Allocation of Mgmt For For For
Profits/Dividends
21 Annual Report Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Related Party Mgmt For For For
Transactions
24 Intra-company Contracts Mgmt For Against Against
25 Intra-company Contracts Mgmt For For For
of Coal Purchase and
Sale
26 Approval of Direct Mgmt For Abstain Against
Financing
27 Increase of Business Mgmt For Abstain Against
Scope
28 Amendments to Articles Mgmt For Abstain Against
29 Amendments to Mgmt For Abstain Against
Procedural Rules for
External
Guarantees
30 Amendments to Mgmt For Abstain Against
Procedural Rules for
Special
Committees
________________________________________________________________________________
Inner Mongolia Yili Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600277 CINS Y4084U107 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect TIAN Jisheng Mgmt For For For
8 Elect YIN Chengguo Mgmt For For For
9 Elect ZHANG Suwei Mgmt For For For
10 Elect SUN Ye Mgmt For For For
11 Elect ZHOU Zisheng Mgmt For For For
12 Elect ZHANG Zhenhua Mgmt For For For
13 Elect KUANG Shuhui Mgmt For For For
14 Elect YANG Liening Mgmt For For For
15 Elect ZHAO Meishu Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yili Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y4084U107 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 50% Equity of Beijing Mgmt For For For
Xinhai Fengyuan
Biomedical Technology
Development Co.,
Ltd.
2 70% Equity of Shaanxi Mgmt For For For
Huaxin Pharmaceutical
Co.,
Ltd.
3 100% Equity of Ordos Mgmt For For For
Yili Pharmaceutical
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2014 Operation Policy Mgmt For For For
and Investment
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect PAN Gang Mgmt For Against Against
8 Elect LIU Chunhai Mgmt For Against Against
9 Elect ZHAO Chengxia Mgmt For Against Against
10 Elect HU Liping Mgmt For Against Against
11 Elect WANG Ruisheng Mgmt For Against Against
12 Elect WANG Zhenkun Mgmt For Against Against
13 Elect YANG Jinguo Mgmt For Against Against
14 Elect CHEN Lihua Mgmt For Against Against
15 Elect GAO Debu Mgmt For Against Against
16 Elect GAO Hong Mgmt For For For
17 Elect ZHANG Xinling Mgmt For For For
18 Elect ZHAN Yiwen Mgmt For For For
19 Elect PENG Heping Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Supervisors' Fees Mgmt For For For
22 Independent Directors' Mgmt For For For
Report
23 Authority to Give Mgmt For Abstain Against
Guarantees
24 Amendments to Articles Mgmt For For For
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Replenish Working Mgmt For For For
Capital with Surplus
of Raised
Funds
27 CAPITAL INCREASE OF A Mgmt For Abstain Against
SUBSIDIARY BY
INTRODUCING
INVESTORS
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditors Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For Abstain Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 05/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope and Determination Mgmt For For For
of
Participants
2 Source and Number of Mgmt For For For
Shares
3 Basis and Amount of Mgmt For For For
Restricted Stock
Incentive to be
Granted to SUN
Hui
4 Valid Period of Mgmt For For For
Incentives Plan, Grant
Date,
Lock-up
Period, Unlock Period
and Sale
Restrictions
5 Grant Price and Mgmt For For For
Determination
6 Criteria of Grant and Mgmt For For For
Unlock Restricted
Stock
7 Adjustment Method and Mgmt For For For
Procedures for
Incentives
Plan
8 Accounting Treatment of Mgmt For For For
Restricted
Stock
9 Implementation Mgmt For For For
Procedures for Plan
and
Unlock
Procedures for
Participants
10 Rights and Obligations Mgmt For For For
of the Company
and
Participants
11 Adjustment of Stock Mgmt For For For
Incentive Plan due to
the Company and
Participants
Change
12 Principals for Mgmt For For For
Repurchase and
Cancellation
of
Restricted Stock
13 Amendment and Mgmt For For For
Termination of
Incentives
Plan
14 Implementation Mgmt For For For
Assessment Management
Method
for
Restricted Stock
Incentives
Plan
15 Board Authorization to Mgmt For For For
Implement Incentives
Plan
________________________________________________________________________________
Jiangsu Phoenix Publishing & Media Corporation
Ticker Security ID: Meeting Date Meeting Status
CINS Y444CW109 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exemption of the Mgmt For For For
Controlling
Shareholder from
Fulfilling the
Commitment of Assets
Transfer
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444CW109 05/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Abstain Against
Transactions
7 Independent Directors' Mgmt For For For
Report
8 Adjustment to Mgmt For For For
Investment
Project
9 Elect SHAN Xiang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 03/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Elect CHEN Yiqin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y1964H107 03/06/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer and Mgmt For For For
Repurchase, Entrusted
Loan and Guarantee
Agreements
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y1964H107 03/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Jinshi Mgmt For For For
2 Elect MAO Zhenhua Mgmt For For For
3 Elect CHEN Xiaoping Mgmt For For For
4 Elect ZHI Gang Mgmt For For For
5 Elect ZHANG Xiaojun Mgmt For For For
6 Elect CHEN Yuhan Mgmt For For For
7 Elect JIN Dejun Mgmt For For For
8 Elect CAO Yang Mgmt For For For
9 Elect NI Junji Mgmt For For For
10 Elect LU Jianzhong Mgmt For For For
11 Elect DOU Jun Mgmt For Against Against
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y1964H107 04/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y1964H107 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Transactionswith Mgmt For For For
Jinfeng Huanqiu
Decoration Engineering
(Tianjin) Co.,
Ltd.
6 Transactions with Mgmt For For For
Beijing Urban
Construction Subway
Foundation Municipal
Government Engineering
Co.,
Ltd.
7 Transactions with Mgmt For For For
Zhongnan Holding Group
Co.,
Ltd.
8 Transactions with Mgmt For For For
Qingdao Yichen Real
Estate Agency Co.,
Ltd.
9 Transactions with Mgmt For For For
Qingdao Zhongnan
Property Management
Co.,
Ltd.
10 Appointment of Auditor Mgmt For For For
11 Joint Venture Mgmt For For For
Establishment of
Nanjing
Company
12 Joint Venture Mgmt For For For
Establishment of
Suzhou
Company
13 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/11/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Senior Management Mgmt For For For
Incentive
Plan
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Resignation of Wu Mgmt For For For
Jianchang
8 Elect QIU Guanzhou Mgmt For For For
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Hongdu Aviation Industry Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
600316 CINS Y4445M109 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Related Party Mgmt For Against Against
Transactions
8 Appointment of Auditor Mgmt For Against Against
and Internal Control
Auditor
9 Authority to Managers Mgmt For For For
to Conduct Financing
Business
10 Amendments to Articles Mgmt For For For
11 Shareholder Returns Plan Mgmt For For For
12 Election of Directors Mgmt For Abstain Against
13 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y9727Q108 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y9727Q108 06/05/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 5% Mgmt For For For
Interest of Jilin
Yatai (Group) Co.,
Ltd.
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 04/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Resolution Mgmt For For For
and Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Plan for Technological Mgmt For For For
Renovation Measures
and Facilities
Update
7 2013 Related Party Mgmt For For For
Transactions
8 2014 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jinke Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y2100J106 01/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Amendments to Mgmt For For For
Administrative
Measures for Related
Party
Transactions
3 Amendments to Mgmt For For For
Administrative
Measures for
Significant Investment
Decisions
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jinke Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y2100J106 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Scope of Issuance Mgmt For For For
3 Distribution to Mgmt For For For
Existing
Shareholders
4 Term of Bonds Mgmt For For For
5 Interest Rate and Mgmt For For For
Determination
6 Target Subscribers Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Guarantors and Mgmt For For For
Guarantee
Method
9 Listing Market Mgmt For For For
10 Valid Period of Mgmt For For For
Resolution
11 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
________________________________________________________________________________
Jinke Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y2100J106 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Shareholder Returns Plan Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Adjustment of the Valid Mgmt For For For
Period of Resolution
for Private
Placement
12 Report on Use of Mgmt For For For
Previous Raised
Funds
13 Elect HUANG Hongyun Mgmt For For For
14 Elect JIANG Sihai Mgmt For For For
15 Elect HE Liwei Mgmt For For For
16 Elect ZONG Shusheng Mgmt For For For
17 Elect PAN Ping Mgmt For For For
18 Elect LI Yuhang Mgmt For For For
19 Elect NIE Meisheng Mgmt For For For
20 Elect LIU Bin Mgmt For Against Against
21 Elect YUAN Xiaobin Mgmt For Against Against
22 Elect JIANG Xingcan Mgmt For For For
23 Elect HAN Chong Mgmt For Against Against
24 Elect ZHOU Yangmei Mgmt For Against Against
________________________________________________________________________________
Jinke Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y2100J106 05/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loans
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jinke Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y2100J106 06/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Share
Offering
2 Pricing Base Date, Mgmt For For For
Issuing Price and
Pricing
Principle
3 Issuing Volume Mgmt For Against Against
4 Valid Period of the Mgmt For For For
Resolution
5 Amendments to the Plan Mgmt For For For
for 2013 Non-public
Share
Offering
6 Extension of Valid Mgmt For For For
Period of Authorizing
the Board of Directors
to Handle Matters
Related with
Non-public Share
Offering
________________________________________________________________________________
Jizhong Energy Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000937 CINS Y3121C104 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Shareholder Returns Plan Mgmt For For For
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jointown Pharmaceutical Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 06/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope and Determination Mgmt For For For
of
Participants
2 Source, Number and Mgmt For For For
Distribution of
Shares
3 Grant Price and Mgmt For For For
Determination
4 Valid Period of Plan, Mgmt For For For
Grant Date, Vesting
Period and Lock-up
Period
5 Criteria of Grant and Mgmt For For For
Unlock
Terms
6 Adjustment Method and Mgmt For For For
Procedures for
Incentive
Plan
7 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stock
8 Procedural Rules for Mgmt For For For
Grant and
Unlock
9 Rights and Obligations Mgmt For For For
of the Company and
Participants
10 Amendment and Mgmt For For For
Termination of
Incentive
Plan
11 Implementation and Mgmt For For For
Assessment Measures
for Restricted Stock
Incentive
Plan
12 Supervisors' Special Mgmt For For For
Report on
Participants
13 Board Authorization to Mgmt For For For
Implement Incentive
Plan
________________________________________________________________________________
Kailuan Energy Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600997 CINS Y4479K102 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Election of Directors Mgmt For For For
(Slate)
7 Election of Supervisors Mgmt For Against Against
(Slate)
8 Shareholder Returns Plan Mgmt For For For
9 Extension of Valid Mgmt For For For
Period of Resolution
for Corporate Bonds
Issuance
10 Related Party Mgmt For For For
Transactions Regarding
Coal
Trading
11 Related Party Mgmt For Against Against
Transactions
12 Approval of Borrowing Mgmt For Against Against
and Authorization
Matters
13 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries' Bank
Loan
Application
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 04/02/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Investment Mgmt For For For
Project
2 Elect ZHANG Hong Mgmt For For For
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 06/03/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For For For
Placement
2 Offering Method Mgmt For For For
3 Share Type Mgmt For For For
4 Target Subscribers and Mgmt For For For
Allocation to Existing
Shareholders
5 Issuance Size Mgmt For For For
6 Par Value and Offering Mgmt For For For
Price
7 Dividend Yield and Mgmt For For For
Determination
8 Arrangements for Mgmt For For For
Profit/Dividends
Allocation
9 Repurchase Terms Mgmt For For For
10 Restrictions on Voting Mgmt For For For
Right
11 Voting Right Restoration Mgmt For For For
12 Order of Liquidation Mgmt For For For
13 Share Transfer Mgmt For For For
Arrangements
14 Use of Proceeds Mgmt For For For
15 Valid Period of Mgmt For For For
Resolution
16 Approval of Private Mgmt For For For
Placement
Plan
17 Amendments to Articles Mgmt For For For
18 Board Authorization to Mgmt For For For
Implement Share
Issuance
19 Returns Compensation Mgmt For For For
Arrangement for Common
Shareholders
20 Feasibility Report on Mgmt For For For
Use of
Proceeds
21 Change of Business Scope Mgmt For For For
________________________________________________________________________________
Kingfa Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600143 CINS Y4455H107 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditors Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Medium-term
Notes
9 Authority to Give Mgmt For For For
Guarantees
10 Elect YUAN Zhimin Mgmt For For For
11 Elect XIONG Haitao Mgmt For For For
12 Elect LI Nanjing Mgmt For For For
13 Elect CAI Tongmin Mgmt For For For
14 Elect NIE Delin Mgmt For For For
15 Elect CHEN Yi Mgmt For For For
16 Elect NING Hongtao Mgmt For For For
17 Elect CHEN Shu Mgmt For For For
18 Elect QU Jinping Mgmt For For For
19 Elect LU Xin Mgmt For For For
20 Elect QI Jianguo Mgmt For For For
21 Elect CHEN Guoxiong Mgmt For For For
22 Elect YE Nanbiao Mgmt For Against Against
23 Elect ZHANG Shizhong Mgmt For Against Against
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y29467100 05/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Chairman's Remuneration Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Independent Directors' Mgmt For For For
Report
11 Approval to Sign Sale Mgmt For For For
Contracts
12 Authority to Provide Mgmt For Against Against
Financial Service to a
Related
Party
13 Approval to Invest in a Mgmt For For For
Technical Reform
Project
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Amendments to Articles Mgmt For For For
8 Shareholder Returns Plan Mgmt For For For
9 Elect LIN Yingshi Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Bank Line Mgmt For For For
of
Credit
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y7680C108 03/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect REN Hui Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Issue Mgmt For For For
Medium-term
Notes
4 Board Authorization for Mgmt For For For
Issuance of
Medium-term
Notes
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y7680C108 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
8 Elect YU Shaoming Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Investment in Shanghai Mgmt For For For
Longyi Investment
Management Co.,
Ltd.
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y53613108 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Elect JIANG Yumei Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MENG Qingshan Mgmt For For For
2 Elect WANG Aijun Mgmt For For For
3 Elect LIANG Yubo Mgmt For For For
4 Elect HE Jun Mgmt For For For
5 Elect XIE Fang Mgmt For For For
6 Elect LIU Hongpeng Mgmt For For For
7 Elect CHEN Jinrong Mgmt For For For
8 Elect SHI Weichen Mgmt For For For
9 Elect ZHAO Guangqian Mgmt For For For
10 Elect LIU Senzhi Mgmt For For For
11 Elect CUI Lizhi Mgmt For Against Against
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Cancellation of Mgmt For For For
Investment
Project
10 Authority to Give Mgmt For Against Against
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Changes in Fulfilling Mgmt For For For
Commitment of Property
Ownership
Certificates
9 Elect ZHANG Zhaoxiang Mgmt For For For
10 2014 Bond Issue Scheme Mgmt For For For
11 Amendments to Articles Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Board
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 02/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope and Determination Mgmt For For For
of
Participants
2 Source and Number of Mgmt For For For
Stock
3 Distribution of Stock Mgmt For For For
4 Effective Period, Grant Mgmt For For For
Date, Waiting Period,
Exercise Period and
Lock-up
Period
5 Exercise Price and Mgmt For For For
Pricing
Principles
6 Grant and Exercise Mgmt For For For
Criteria
7 Procedures for Mgmt For For For
Adjustment of Stock
Number and
Price
8 Accounting Treatment Mgmt For For For
9 Procedures for Grant Mgmt For For For
and
Exercise
10 Rights and Obligations Mgmt For For For
of the Company and
Participants
11 Changes or Termination Mgmt For For For
of
Plan
12 Implementation Mgmt For For For
Assessment and
Management Method for
Incentives
Plan
13 Board Authorization to Mgmt For For For
Implement Incentives
Plan
14 Transactions with Mgmt For For For
Zhejiang Shangfeng
Industry Co.,
Ltd.
15 Transactions with Mgmt For For For
Guangdong Yingke
Electronics Co.,
Ltd.
16 Transactions with Hefei Mgmt For For For
Huitong New Materials
Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions for
Discounted
Notes
18 Related Party Mgmt For For For
Transactions for
Deposits and
Loans
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 04/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Elect WU Wenxin Mgmt For For For
8 Elect ZHAO Jun as Mgmt For Against Against
Supervisor
9 Establishment of Mgmt For For For
Administrative
Measures for the
Compensation of
Directors, Supervisors
and Senior
Managers
10 Authority to Give Mgmt For Against Against
Guarantees to Midea
Group Finance Company
Limited
11 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Refrigeration
Equipment Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea Group
Wuhu Refrigeration
Equipment Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Midea Carrier
Refrigeration
Equipment Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Commercial
Air-conditioner
Equipment Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Electrical Lighting
Equipment
Manufacturing Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea HVAC
Equipment Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea HVAC Equipment
Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing
Midea-General
Refrigeration
Equipment Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong
Midea-Toshiba
Compressor Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong
Midea-Toshiba
Precision
Manufacturing Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Midea-Toshiba
Compressor Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Meizhi
Air-Conditioning
Equipment Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea Refrigerator
Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Hualing Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Midea Refrigerator
Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Midea
Hualing Refrigerator
Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Midea Washing Machine
Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to Ningbo
Midea Unified Material
Supply Co.,
Ltd.
29 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Welling
Electrical
Manufacturing Co.,
Ltd.
30 Authority to Give Mgmt For Against Against
Guarantees to Welling
(Wuhu) Electrical
Manufacturing Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Washing
Electrical
Manufacturing Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Electronic &
Electrical Equipment
Co.,
Ltd.
33 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Welling Material
Supply Co.,
Ltd.
34 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Household Appliances
Co.,
Ltd.
35 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea Water
Dispenser
Manufacturing Co.,
Ltd.
36 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea
Electrothermal
Manufacturing Co.,
Ltd.
37 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Kitchen Appliance
Manufacturing Co.,
Ltd.
38 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Witol Vacuum
Electronics
Manufacturing Co.,
Ltd.
39 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Shunde Midea Washing
Electronic Appliance
Manufacturing Co.,
Ltd.
40 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Midea Washing
Electronic Appliance
Manufacturing Co.,
Ltd.
41 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Environmental
Appliances
Manufacturing Co.,
Ltd.
42 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Kitchen and Bath
Appliances
Manufacturing Co.,
Ltd.
43 Authority to Give Mgmt For Against Against
Guarantees to Foshan
Midea Kitchen
Appliances
Manufacturing Co.,
Ltd.
44 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Midea Kitchen and Bath
Appliances
Manufacturing Co.,
Ltd.
45 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Midea Chunhua Electric
Appliances
Manufacturing Co.,
Ltd.
46 Authority to Give Mgmt For Against Against
Guarantees to Annto
Logistics Co.,
Ltd.
47 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Guiya Electrical
Lighting Co.,
Ltd.
48 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Midea
Boutique Appliances
Manufacturing Co.,
Ltd.
49 Authority to Give Mgmt For Against Against
Guarantees to Midea
International Holdings
Co.,
Ltd.
50 Authority to Give Mgmt For Against Against
Guarantees to Midea
International Trading
Co.,
Ltd.
51 Authority to Give Mgmt For Against Against
Guarantees Karp Macao
Offshore Business
Services Co.,
Ltd.
52 Authority to Give Mgmt For Against Against
Guarantees to Mecca
International (BVI)
Limited
53 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electric Investment
(BVI)
Limited
54 Authority to Give Mgmt For Against Against
Guarantees Midea
Refrigeration
Equipment (Hong Kong)
Co.,
Ltd.
55 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electrical
Manufacturing
(Singapore)Co.,
Ltd.
56 Authority to Give Mgmt For Against Against
Guarantees to Midea
Household Appliances
(Vietnam) Co.,
Ltd.
57 Authority to Give Mgmt For Against Against
Guarantees to PT.
Midea HVAC
Indonesia
58 Authority to Give Mgmt For Against Against
Guarantees to Midea
Malaysia Joint
Venture
59 Authority to Give Mgmt For Against Against
Guarantees to Carrier
Midea India Private
Limited
60 Authority to Give Mgmt For Against Against
Guarantees to Carrier
S.A. and Carrier
Fueguina
S.A.
61 Approval of Foreign Mgmt For For For
Exchange Derivatives
Transactions
62 Approval to Invest in Mgmt For For For
Wealth Management
Products With
Self-owned
Funds
63 Appoval of Application Mgmt For For For
for No Longer Holding
the Approval
Certificate for
Foreign-invested
Enterprises
64 Appointment of Auditor Mgmt For For For
65 Increase in Capital Mgmt For For For
Through Bonus Share
Issue and Amendments
to
Articles
________________________________________________________________________________
Minmetals Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600058 CINS Y6065P106 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Connected Transactions Mgmt For Abstain Against
Agreement and
Financial Services
Agreement
9 Elect TANG Min Mgmt For For For
10 Elect LIU Leiyun Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Minmetals Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600058 CINS Y6065P106 06/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Shouwen Mgmt For Abstain Against
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management of Raised
Funds
________________________________________________________________________________
NARI Technology Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Independent Directors' Mgmt For For For
Report
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Financial Budget Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Elect REN Weili Mgmt For For For
11 Elect JI Kan Mgmt For For For
12 Elect ZHENG Yuping Mgmt For For For
13 Elect XI Guofu as Mgmt For Against Against
Supervisor
14 Increase in Authorized Mgmt For For For
Capital and Amendments
to
Articles
15 Exemption from Terms of Mgmt For For For
Pledge
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y7741E101 04/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Election of Directors Mgmt For For For
10 Election of Independent Mgmt For For For
Directors
11 Election of Supervisors Mgmt For Against Against
(Slate)
12 Amendments to Articles Mgmt For For For
13 Financial Assistance to Mgmt For Abstain Against
Controlling
Shareholder and
Subsidiaries
14 Authority to Issue Mgmt For For For
Medium-term
Notes
15 Related Party Mgmt For For For
Transactions
Agreement
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Report of Directors' Mgmt For For For
Performance
9 Report of Independent Mgmt For For For
Non-executive
Directors'
Performance
10 Related Party Mgmt For For For
Transactions
11 Approval of 2014-2016 Mgmt For For For
Development
Plan
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Subordinated Term
Debts
15 Elect WU Kunzong Mgmt For For For
16 Elect John R. Dacey Mgmt For For For
17 Elect LIU Lefei Mgmt For For For
18 Elect WANG Chengran as Mgmt For Against Against
Supervisor
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Authority to Issue Mgmt For For For
Short-term Financing
Bills
8 Resolution of Matters Mgmt For For For
Related to Previous
Major
Restructuring
9 Status of Mgmt For For For
Implementation of
Major Restructuring
and Performance
Compensation
10 Authorization Matters Mgmt For For For
for Performance
Compensation
11 Shareholder Returns Plan Mgmt For For For
12 Approval of a Mgmt For For For
Subsidiary Giving
Guarantees to a
Related
Party
13 Amendments to Articles Mgmt For For For
14 Report on Use of Raised Mgmt For For For
Funds
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 05/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Amendments to Articles Mgmt For Against Against
8 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
9 Related Party Mgmt For For For
Transactions
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Financial Budget Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Election of Directors Mgmt For Abstain Against
and Supervisors
(Slate)
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y4445W107 01/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIAO Zhengzhong Mgmt For For For
2 Elect YANG Shucai Mgmt For For For
3 Elect CUI Wei Mgmt For For For
4 Elect SONG Shanglong Mgmt For For For
5 Elect SUN Xiaofeng Mgmt For For For
6 Elect LI Tingliang Mgmt For For For
7 Elect GAO Fubo Mgmt For For For
8 Elect QIU Rongsheng Mgmt For For For
9 Elect WANG Guogang Mgmt For For For
10 Elect YAO Jingyuan Mgmt For For For
11 Elect HE Qiang Mgmt For For For
12 Elect SONG Bai Mgmt For For For
13 Elect LONG Hong Mgmt For For For
14 Elect TANG Zhiping Mgmt For For For
15 Elect LIU Shusen Mgmt For For For
16 Elect WANG Huamin Mgmt For Against Against
17 Elect TIAN Kuiwu Mgmt For Against Against
18 Elect TENG Xuwang Mgmt For For For
19 Elect HE Jianfen Mgmt For For For
20 Adoption of Mgmt For For For
Remuneration and
Assessment Management
System
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y4445W107 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Short-term Financing
Bills
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y4445W107 04/03/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Management System for
Investment, Guarantees
and
Financing
10 Approval of Report on Mgmt For For For
Directors' Pay and
Performance
11 Approval of Report on Mgmt For For For
Supervisors' Pay and
Performance
12 Approval of Report on Mgmt For For For
Executives' Pay and
Performance
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y4445W107 05/06/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Shusen Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect QIN Yin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 01/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Xiaosheng Mgmt For For For
2 Elect ZHENG Dong Mgmt For For For
3 Elect LI Yiming Mgmt For For For
4 Elect CHEN Xiansheng Mgmt For For For
5 Elect WANG Hui Mgmt For For For
6 Elect LUI Hongwei Mgmt For For For
7 Elect WANG Tong Mgmt For For For
8 Elect CHEN Changguo Mgmt For For For
9 Elect LIU Guosheng Mgmt For For For
10 Elect SHI Yuehong Mgmt For For For
11 Elect LIU Jipeng Mgmt For For For
12 Elect HUANG Fangyi Mgmt For For For
13 Elect YAN Fashan Mgmt For For For
14 Elect TANG Guliang Mgmt For For For
15 Elect LIU Yuping Mgmt For For For
16 Elect LU Zhizhuang Mgmt For For For
17 Elect ZHAO Yingwei Mgmt For Against Against
18 Elect FENG Zhuangyong Mgmt For Against Against
19 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 03/07/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Overseas Mgmt For Against Against
Financing for a
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees: Oceanwide
Real Estate Group
(Hong Kong) Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Beijing
Oceanwide Dongfeng
Real Estate Co.,
Ltd.
4 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 04/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 04/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 05/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Oceanwide Real Estate Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 05/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
CBD Construction and
Investment Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Oceanwide Dongfeng
Real Estate
Ltd.
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect WEI Junchao Mgmt For For For
8 Elect ZHAO Yanbo Mgmt For Against Against
________________________________________________________________________________
Orient Group Inc.
Ticker Security ID: Meeting Date Meeting Status
600811 CINS Y6573B102 04/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Internal Mgmt For For For
Control
Auditor
8 Independent Directors' Mgmt For For For
Fees
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Financial Services of Mgmt For For For
Subsidiaries
12 Maximum Loan Cap Mgmt For Abstain Against
13 Shareholder Returns Plan Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Debt Mgmt For For For
Instruments
16 Investment by Subsidiary Mgmt For For For
________________________________________________________________________________
Palm Landscape Architecture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002431 CINS Y2931P107 01/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adoption of Auditor Mgmt For For For
Appointment
System
3 Elect LIN Yan Mgmt For For For
4 Amendments to Dividends Mgmt For For For
Management
System
5 Amendments to Mgmt For For For
Administrative
Measures for Connected
Transactions
________________________________________________________________________________
Palm Landscape Architecture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002431 CINS Y2931P107 04/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Financial Budget Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Palm Landscape Architecture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002431 CINS Y2931P107 05/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Guichang Mgmt For For For
2 Elect LIN Congxiao Mgmt For For For
3 Elect LIN Yan Mgmt For For For
4 Elect DING Qiulian Mgmt For For For
5 Elect HU Yongbing Mgmt For For For
6 Elect LI Mengyao Mgmt For For For
7 Elect WANG Xi Mgmt For For For
8 Elect LI Xiong Mgmt For For For
9 Elect WU Xiangneng Mgmt For For For
10 Elect LIN Manyang Mgmt For For For
11 Elect WANG Haigang Mgmt For Against Against
________________________________________________________________________________
Palm Landscape Architecture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002431 CINS Y2931P107 06/10/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Non-public
Shares
2 Stock Type and Par Value Mgmt For For For
3 Method and Date of Mgmt For For For
Issuance
4 Issuing Volume and Mgmt For For For
Issuance
Targets
5 Pricing Basis, Pricing Mgmt For For For
Base Date and Issuing
Price
6 Issuance Targets and Mgmt For For For
Their Relationship
with the
Company
7 Subscription Method Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated Retained
Profits Before
Non-public
Offering
10 Listing Place Mgmt For For For
11 Purpose and Amount of Mgmt For For For
the Raised
Funds
12 The Valid Period of the Mgmt For For For
Resolution and
Non-public
Offering
13 Approval of Pre-plan Mgmt For For For
for Non-public Share
Offering
14 Related Party Mgmt For For For
Transactions Involved
in Non-public Share
Offering
15 Feasibility Report on Mgmt For For For
Use of Raised Funds
from Non-public Share
Offering
16 Approval to Set Up Mgmt For For For
Special Account for
the Proceeds Raised
from Non-public Share
Offering
17 Report on Deposit and Mgmt For For For
Use of Raised
Funds
18 Approval to Sign Mgmt For For For
Conditional Share
Subscription Agreement
with Specific
Investors
19 Shareholder Returns Plan Mgmt For For For
20 Authorization of the Mgmt For For For
Board to Handle
Matters Related to
Non-public Share
Offering
________________________________________________________________________________
Pangang Group Vanadium Titanium & Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y6724S103 05/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Fixed Mgmt For For For
Assets Investment
Plan
8 Appointment of Auditor Mgmt For For For
9 Approval of Converting Mgmt For For For
Loans to Equity and
Investment
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 04/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Number of Shares Mgmt For Against Against
2 Issue Price and Pricing Mgmt For Against Against
Principles
3 Use of Proceeds Mgmt For Against Against
4 Other Mgmt For Against Against
5 Preliminary Plan for Mgmt For Against Against
Private
Placement
6 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Approval of Borrowing Mgmt For Against Against
9 Authority to Give Mgmt For Against Against
Guarantees
I
10 Authority to Give Mgmt For Against Against
Guarantees
II
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For For For
13 Elect PANG Qinghua Mgmt For For For
14 Elect YANG Jiaqing Mgmt For For For
15 Elect WANG Yusheng Mgmt For For For
16 Elect LI Jinyong Mgmt For For For
17 Elect WU Cheng Mgmt For For For
18 Elect HE Jingyun Mgmt For For For
19 Elect SUN Zhixin Mgmt For For For
20 Elect HE Lixin Mgmt For For For
21 Elect YANG Xiaoguang Mgmt For For For
22 Elect ZHANG Yi Mgmt For For For
23 Elect LIU Xiaofeng Mgmt For For For
24 Elect SHI Huasan Mgmt For For For
25 Elect GAO Zhiqian Mgmt For For For
26 Elect JIA Leping Mgmt For For For
27 Elect JIANG Fengzhong Mgmt For Against Against
________________________________________________________________________________
People.cn Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603000 CINS Y6788E107 06/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Permanently Replenish Mgmt For For For
Working Capital with
Excessive Raised
Funds
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Independent Directors' Mgmt For For For
Fees
11 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q138 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Final Mgmt For For For
Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect ZHOU Jiping Mgmt For Against Against
9 Elect LIAO Yongyuan Mgmt For For For
10 Elect WANG Dongjin Mgmt For For For
11 Elect YU Baocai Mgmt For For For
12 Elect SHEN Diancheng Mgmt For For For
13 Elect LIU Yuezhen Mgmt For For For
14 Elect LIU Hongbin Mgmt For For For
15 Elect CHEN Zhiwu Mgmt For For For
16 Elect Richard H. Matzke Mgmt For For For
17 Elect LIN Boqiang Mgmt For For For
18 Elect WANG Lixin Mgmt For Against Against
19 Elect GUO Jinping Mgmt For For For
20 Elect LI Qingyi Mgmt For For For
21 Elect JIA Yimin Mgmt For Against Against
22 Elect ZHANG Fengshan Mgmt For For For
23 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y7740P107 01/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Board Mgmt For For For
Composition
2 Supervisor's Board Mgmt For For For
Composition
3 Elect SUN Jianyi Mgmt For For For
4 Elect YAO Bo Mgmt For For For
5 Elect YE Sulan Mgmt For For For
6 Elect CHEN Xinying Mgmt For For For
7 Elect CAI Fangfang Mgmt For For For
8 Elect LI Jinghe Mgmt For For For
9 Elect SHAO Ping Mgmt For For For
10 Elect HU Yuefei Mgmt For For For
11 Elect CHEN Wei Mgmt For For For
12 Elect ZHAO Jichen Mgmt For For For
13 Elect LU Mai Mgmt For For For
14 Elect LIU Nanyuan Mgmt For For For
15 Elect HAN Xiaojing Mgmt For For For
16 Elect CHU Yiyun Mgmt For For For
17 Elect MA Lin Mgmt For For For
18 Elect WANG Chunhan Mgmt For For For
19 Elect WANG Songqi Mgmt For For For
20 Elect CHE Guobao Mgmt For For For
21 Elect ZHOU Jianguo Mgmt For For For
22 Elect WANG Cong Mgmt For For For
23 Elect LUO Xiangdong Mgmt For For For
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2013 Related Party Mgmt For For For
Transactions and
Report on
Implementation of
Related Party
Transaction Management
System
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 2014 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 06/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect CAI Fangfang Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights and Make
Amendments to
Articles
________________________________________________________________________________
Pingdingshan Tianan Coal Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601666 CINS Y6898D130 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Exemption of Mgmt For For For
Controlling
Shareholder from
Fulfilling Previous
Commitment
9 Amendments to Connected Mgmt For Abstain Against
Transaction Control
and Decision-making
System
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 04/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2014 INVESTMENT PLAN Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Approval of Loans and Mgmt For Against Against
Guarantees from
Controlling
Shareholder
10 Independent Directors' Mgmt For For For
and Supervisors'
Fees
11 Elect ZHU Zhengfu Mgmt For For For
12 Elect FU Jun as Mgmt For Against Against
Supervisor
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Power Construction Corporation of China Ltd
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 06/04/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
5 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
6 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Supervisor
Meetings
7 Elect MA Zonglin Mgmt For For For
8 Elect CHEN Yonglu Mgmt For For For
9 Elect MIAO Qing Mgmt For Against Against
10 Elect DENG Mengyuan Mgmt For Against Against
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Annual Report Mgmt For For For
14 Annual Investment Plan Mgmt For Abstain Against
15 Authority to Give Mgmt For Against Against
Guarantees
16 Annual Financing Plan Mgmt For Against Against
17 Financial Budget Mgmt For For For
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
Agreement
20 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
21 2013 Directors' Fees Mgmt For For For
22 2014 Directors' Fees Mgmt For For For
23 2013 Supervisors' Fees Mgmt For For For
24 2014 Supervisors' Fees Mgmt For For For
25 Authority to the Board Mgmt For Abstain Against
to Determine the
Issuance of Debt
Instruments
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 06/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exempt Controlling Mgmt For For For
Shareholder from
Fulfilling Relevant
Commitment
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y8997F107 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Internal Control Audit Mgmt For For For
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Elect SHI Tiantao Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Administrative
Measures for Raised
Funds
13 Amendments to Fair Mgmt For For For
Decision-making System
of Related Party
Transactions
14 Amendments to Trial Mgmt For For For
Investment Management
System
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y8997F107 06/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Source and Number of Mgmt For For For
Shares
2 Scope and Determination Mgmt For For For
of
Participants
3 Allocation Arrangements Mgmt For For For
4 Valid Period of Mgmt For For For
Incentive Plan, Grant
Date, Waiting Period,
Exercise Date,
Lock-up
Period, Unlock Period
and Sale
Restrictions
5 Criteria of Grant and Mgmt For For For
Unlock
6 Grant Price, Exercise Mgmt For For For
Price and
Determination
7 Adjustment Method of Mgmt For For For
Price and Size of
Shares
8 Accounting Treatment Mgmt For For For
and Effect on
Performance
9 Implementation Mgmt For For For
Procedures for Plan
and
Unlock
Procedures for
Participants
10 Rights and Obligations Mgmt For For For
of the Company and
Participants
11 Adjustment and Mgmt For For For
Termination of
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Equity
Compensation Incentive
Plan
13 Implementation Mgmt For For For
Assessment Management
Method for Equity
Compensation Incentive
Plan
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 05/05/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Directors' and Senior Mgmt For For For
Managers'
Fees
7 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
9 Elect WANG Xingfu Mgmt For Against Against
10 Elect XIE Kangmin Mgmt For Against Against
11 Elect CAO Daling Mgmt For For For
12 Elect WANG Hongjun Mgmt For For For
13 Elect WU Wenhao Mgmt For For For
14 Elect FENG Mingwei Mgmt For For For
15 Elect MA Zhaohui Mgmt For For For
16 Elect ZHANG Jianqi Mgmt For For For
17 Elect WANG Fugui Mgmt For For For
18 Elect HU Guohui Mgmt For For For
19 Elect REN Xuan Mgmt For For For
20 Elect JIANG Hong Mgmt For Against Against
21 Elect HAN Zengyan Mgmt For For For
22 Elect LIU Yang Mgmt For For For
23 Elect HE Shujun Mgmt For Against Against
24 Elect LI Zhiqiang Mgmt For For For
25 Elect WANG Xiongfei Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/03/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Resolution Mgmt For For For
7 Financial Budget Mgmt For For For
8 Land Purchase Plan Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Bengbu
Risesun Fengye Real
Estate Development
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Tangshan
Risesun Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
Rising Nonferrous Metals Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600259 CINS Y7304D102 02/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For Against Against
Placement
2 Share Type and Par Value Mgmt For Against Against
3 Issuance Method Mgmt For Against Against
4 Issuance Targets and Mgmt For Against Against
Subscription
Method
5 Pricing Principles Mgmt For Against Against
6 Number of Shares Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Use of Proceeds Mgmt For Against Against
9 Arrangements for Mgmt For Against Against
Dividends
Allocation
10 Valid Period of Mgmt For Against Against
Resolution
11 Listing Market Mgmt For Against Against
12 Preliminary Private Mgmt For Against Against
Placement
Plan
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Conditional Equity Mgmt For Against Against
Transfer Agreement
with Guangdong Rising
Metallurgy Group Co.,
Ltd. for Guangdong
Deqing Xingbang Rare
Earth Materials Co.,
Ltd.
15 Conditional Equity Mgmt For Against Against
Transfer Agreement
with CHEN Xingwei for
Guangdong Deqing
Xingbang Rare Earth
Materials Co.,
Ltd.
16 Conditional Equity Mgmt For Against Against
Transfer Agreement
with Guangdong Rising
Nonferrous Metals
Group Co., Ltd. for
Qingyuan Jiahe
Precious Metals Co.,
Ltd.
17 Conditional Equity Mgmt For Against Against
Transfer Agreement
with CAI Jie and Four
other Natural Person
Shareholders of
Qingyuan Jiahe
Precious Metals Co.,
Ltd.
18 Conditional Equity Mgmt For Against Against
Transfer Agreement
with Guangzhou
Guangxin Mining Co.,
Ltd. for Guangdong
Shaoguan Yaoling
Mining Co.,
Ltd.
19 Conditional Equity Mgmt For Against Against
Transfer Agreement
with ZHENG Jiedong and
17 Other Natural
Person Shareholders of
Shaoguan Yaoling
Mining Co.,
Ltd.
20 Conditional Assets Mgmt For Against Against
Transfer Agreement
with Guangdong Rising
Nonferrous Metals
Group Co.,
Ltd.
21 Share Subscription Mgmt For Against Against
Agreement with
Guangdong Rising Asset
Management Co.,
Ltd.
22 Related Party Mgmt For Against Against
Transactions
23 Board Authorization for Mgmt For Against Against
Private
Placement
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Rising Nonferrous Metals Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600259 CINS Y7304D102 03/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Rising Nonferrous Metals Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600259 CINS Y7304D102 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Rising Nonferrous Metals Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600259 CINS Y7304D102 05/08/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type and Par Value Mgmt For For For
2 Offering Method Mgmt For For For
3 Target Subscribers and Mgmt For For For
Subscription
Method
4 Pricing Principle and Mgmt For For For
Offering
Price
5 Size of Issuance Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Amount and Use of Mgmt For For For
Proceeds
8 Arrangements for Mgmt For For For
Undistributed
Dividends
9 Valid Period of Mgmt For For For
Resolution
10 Listing Market Mgmt For For For
11 Adjustment of Mgmt For For For
Preliminary Plan for
Private
Placement
12 Adjustment of Mgmt For For For
Subscription Agreement
with a Controlling
Shareholder
13 Related Party Mgmt For For For
Transactions Regarding
Shares
Issuance
14 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Rising Nonferrous Metals Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600259 CINS Y7304D102 05/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Elect ZHANG Nan Mgmt For Abstain Against
3 Change of Company Mgmt For For For
Address and Amendments
to
Articles
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7680D106 06/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees to
GMAC-SAIC
8 Approve SAIC-SACO to Mgmt For For For
Give Guarantees to
Anyue
Materials
9 Approve SAIC-Sales to Mgmt For For For
Give Guarantees to
Anji
Leasing
10 Appointment of Auditor Mgmt For For For
11 Appointment of Internal Mgmt For For For
Control
Auditor
12 Elect CHEN Zhixin Mgmt For For For
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y77035106 04/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment Agreement I Mgmt For For For
3 Adjustments to Mgmt For For For
Investment
Project
4 Amendments to Raised Mgmt For Abstain Against
Funds Management
Method
5 Investment Agreement II Mgmt For For For
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y77035106 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Fees
8 Supervisors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For Abstain Against
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
CINS Y75268105 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Approval of Mortgage Mgmt For For For
and Financal Lease
Business
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Appointment of Internal Mgmt For For For
Control
Auditor
12 Amendments to Articles Mgmt For For For
13 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 04/23/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For Abstain Against
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
4 Amendments to Working Mgmt For Abstain Against
System for Independent
Directors
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 03/31/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For Abstain Against
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 05/06/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Remuneration and Mgmt For For For
Appraisal Committee's
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Operation Plan for Mgmt For For For
Fiscal Year
2014
7 Appointment of Auditor Mgmt For For For
and
Authority
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Remuneration
Assessment of
Directors, Supervisors
and Senior
Managers
10 Shareholder Returns Plan Mgmt For Abstain Against
________________________________________________________________________________
Sdic Xinji Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
601918 CINS Y7543B107 02/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAO Zhengming Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Approval of Finance Mgmt For For For
Leasing
4 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Sdic Xinji Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
601918 CINS Y7543B107 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Anhui Chuyuan Industry
& Trade Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with SDIC
Xuancheng Power
Generation Co.,
Ltd.
8 Financial Service Mgmt For Against Against
Agreement
9 Appointment of Auditor Mgmt For For For
10 Elect HUANG Shuming Mgmt For For For
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Securities Proprietary Mgmt For For For
Business Scale and
Risk
Limitation
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Amendments to Articles Mgmt For For For
9 Establishment of a Mgmt For For For
Subsidiary in Hong
Kong
10 Eligibility for Private Mgmt For Against Against
Placement
11 Type and Par Value Mgmt For Against Against
12 Method and Date of Mgmt For Against Against
Issuance
13 Issuance Targets and Mgmt For Against Against
Subscription
Method
14 Issuing Volume Mgmt For Against Against
15 Issuing Price and Mgmt For Against Against
Pricing
Principle
16 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
17 Lock-up Period Mgmt For Against Against
18 Listing Place Mgmt For Against Against
19 Arrangement of Mgmt For Against Against
Accumulated Profits
before Private
Placement
20 Valid Period of the Mgmt For Against Against
Resolution on Private
Placement
21 Preplan for Private Mgmt For Against Against
Placement
22 Feasibility Report on Mgmt For Against Against
Use of Raised
Funds
23 Report on Deposit and Mgmt For For For
Use of Raised
Funds
24 Authorization to the Mgmt For Against Against
Board to Handle
Matters of Private
Placement
25 Issuing Volume Mgmt For For For
26 Arrangement for Mgmt For For For
Placement to
Shareholders
27 Bond Duration Mgmt For For For
28 Interest Rate and Mgmt For For For
Determination
Method
29 Purpose of the Raised Mgmt For For For
Funds
30 Listing Place Mgmt For For For
31 Guarantee Matters Mgmt For For For
32 Valid Period of the Mgmt For For For
Resolution on
Corporate
Bond
33 Repayment Guarantee Mgmt For For For
Measures
34 Mandate Matters Mgmt For For For
________________________________________________________________________________
Shan Dong Dong-E E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y20950104 06/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Related Party Mgmt For Against Against
Transactions
6 Appointment of Auditor Mgmt For For For
7 Financial Services Mgmt For Against Against
Agreement
8 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 05/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 05/29/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Jianbo Mgmt For For For
2 Elect SONG Xiao Mgmt For For For
3 Elect CHENG Rence Mgmt For Against Against
4 Elect SONG Changming Mgmt For Against Against
5 Elect HAN Peibin Mgmt For For For
6 Elect LU Zhengfeng Mgmt For For For
7 Elect XIONG Baiqing Mgmt For For For
8 Elect ZHANG Huanping Mgmt For For For
9 Elect LIU Jiahou Mgmt For For For
10 Elect SUI Rongqing Mgmt For For For
11 Elect LIU Fujing Mgmt For Against Against
12 Elect MENG Fanlin Mgmt For Against Against
________________________________________________________________________________
Shandong Nanshan Aluminum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 01/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2014 Comprehensive Mgmt For For For
Services
Agreement
2 Financial Services Mgmt For Against Against
Agreement.
3 Annual Caps for Mgmt For Against Against
Financial Services
Agreement
4 Supplemental Commission Mgmt For For For
Processing
Agreement
5 Annual Cap for Mgmt For For For
Supplemental
Commission Processing
Agreement
6 Elect ZHAO Liang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shandong Nanshan Aluminum Company Limite
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 04/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 General Managers' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Directors' and Senior Mgmt For For For
Managers'
Fees
10 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 03/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal/Resignation of Mgmt For For For
ZHOU Hao as
Director
2 Elect JIANG Yao Mgmt For For For
3 Elect CHANG Daguang Mgmt For For For
4 Removal/Resignation of Mgmt For For For
LIU Qiang as
Supervisor
5 Elect ZHOU Hao as Mgmt For Against Against
Supervisor
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 06/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Directors', Mgmt For For For
Supervisors' and
Independent Directors'
Fees
5 Amendments to Articles Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Appointment of Auditors Mgmt For For For
and Authority to Set
Fees
11 Election of Directors Mgmt For For For
(Slate)
12 Election of Supervisors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 03/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For Against Against
Placement
2 Share Type and Par Value Mgmt For Against Against
3 Number of Shares Mgmt For Against Against
4 Issuance Method Mgmt For Against Against
5 Target Subscribers and Mgmt For Against Against
Subscription
Method
6 Pricing Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Use and Amount of Mgmt For Against Against
Proceeds
10 Allocation of Mgmt For Against Against
Accumulated
Dividends
11 Valid Period of Mgmt For Against Against
Resolution
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Report on Use of Mgmt For For For
Previously Raised
Funds
14 Feasibility Report on Mgmt For Against Against
use of
Proceeds
15 Related Party Mgmt For Against Against
Transactions
16 Conditional Share Mgmt For Against Against
Subscription
Contract
17 Board Authorization to Mgmt For Against Against
Implement Private
Placement and Related
Party
Transactions
18 Shareholder Returns Plan Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Raised Funds Management Mgmt For For For
System
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Financial Report and Mgmt For For For
Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For Abstain Against
9 Elect LIU Guangling Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600196 CINS Y7682D104 05/29/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y7682D104 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Performance Measures Mgmt For For For
for Directors'
Fees
10 Approval of Entrusted Mgmt For For For
Loans
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Dispose Mgmt For For For
Listed Shares and
Securities
14 Merger/Acquisition Mgmt For Against Against
15 Elect John MA Changzheng Mgmt For For For
16 Elect GUAN Yimin as Mgmt For For For
Supervisor
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shanghai Friendship Group Inc.
Ticker Security ID: Meeting Date Meeting Status
600827 CINS Y7682E110 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Exemption from Mgmt For For For
Fulfilling Commitment
on Cancellation of
Invested
Companies
11 Exemption from Mgmt For For For
Fulfilling Commitment
on Equity
Disposal
12 Adjustment to Mgmt For For For
Fulfillment of
Commitment of
Controlling
Shareholder on Solving
Intra-Industry
Competition
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Annual Report Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Elect ZHENG Shaoping Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Approval of Borrowing Mgmt For Against Against
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Exemption Mgmt For For For
from Terms of
Commitment
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 03/03/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Dingsheng Mgmt For For For
2 Chairman's Remuneration Mgmt For Abstain Against
3 Chairman's Fees for Mgmt For Against Against
ZHANG
Chun
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 04/10/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 04/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2014 Mgmt For For For
Long-term Incentive
Plan of the Chairman
of the
Board
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 06/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 04/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Land Reserve Budget Mgmt For For For
8 2014 Financing Plan Mgmt For Against Against
9 Approval of Borrowing Mgmt For Against Against
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 ELECTION OF DIRECTORS Mgmt For For For
12 ELECTION OF INDEPENDENT Mgmt For For For
DIRECTORS
13 Election of Supervisors Mgmt For Against Against
(Slate)
14 Independent Directors' Mgmt For For For
Fees
15 Amendments to Articles Mgmt For For For
16 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
Shanghai Metersbonwe Fashion & Accessories Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002269 CINS Y7686S107 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approval of Maximum Mgmt For For For
Credit
Cap
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Oriental Pearl (Group) Company
Ticker Security ID: Meeting Date Meeting Status
600832 CINS Y7687V109 06/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees for Import
and Export
Business
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions of Mobile
TV Advertisement
Transfer
9 Related Party Mgmt For For For
Transactions of Joint
Development of Real
Estate Projects and
Shareholder
Loans
10 Authority to Issue Debt Mgmt For For For
Instruments
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7682C106 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profit/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Use of Proceeds Mgmt For For For
10 Financial Service Mgmt For For For
Framework
Agreement and Connected
Transactions
11 Changes by Shanghai Mgmt For For For
Pharmaceutical
(Group)
Co., Ltd. in Commitment
to Land and Real
Property
12 Changes by Shanghai Mgmt For For For
Pharmaceutical
(Group)
Co., Ltd. in Commitment
to Shares Held by
Employees
and
Employee Share
Ownership
Committees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 05/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Eligibility to Issue Mgmt For For For
Non-public Preferred
Stocks
7 Type and volume Mgmt For For For
8 Issuance method Mgmt For For For
9 Issuance targets Mgmt For For For
10 Par value and issuing Mgmt For For For
price
11 Duration Mgmt For For For
12 Dividend rate Mgmt For For For
13 Profit distribution Mgmt For For For
method
14 Provision on repurchase Mgmt For For For
15 Provision on compulsive Mgmt For For For
conversion
16 Restriction on voting Mgmt For For For
right
17 Resumption of voting Mgmt For For For
right
18 Sequence for Mgmt For For For
liquidation and
settlement
method
19 Grading system Mgmt For For For
20 Guarantee system Mgmt For For For
21 Transfer system Mgmt For For For
22 Use of raised funds Mgmt For For For
23 Valid period of the Mgmt For For For
resolution
24 Feasibility Report on Mgmt For For For
Use of Raised Funds
from Issuance of
Preferred
Stock
25 Amendments to Articles Mgmt For For For
26 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
27 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
28 Approval to Authorize Mgmt For For For
the Board to Manage
the Issuance of
Preferred
Stock
29 Capital Investment Plan Mgmt For For For
for 2014 to
2016
________________________________________________________________________________
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600648 CINS Y7688F111 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Approval of Borrowing, Mgmt For Against Against
Entrusted Loans and
Provision of
Guarantees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Election of Directors Mgmt For For For
(Slate)
8 Election of Supervisors Mgmt For Against Against
(Slate)
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7699A101 04/22/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For Against Against
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
10 Financial Services Mgmt For Against Against
Agreement
11 Investment in Debang Mgmt For For For
Deli Currency Market
Fund
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 06/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Incentive Mgmt For For For
Plan of
Subsidiary
________________________________________________________________________________
Shanghai Zhangjiang Hi-Tech Park Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y7699D105 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Internal Mgmt For For For
Control
Auditor
8 Approval of Borrowing Mgmt For Abstain Against
9 Shareholder Returns Plan Mgmt For For For
10 Elect CHEN Ganjin Mgmt For For For
11 Elect GE Peijian Mgmt For For For
12 Elect CHEN Yamin Mgmt For For For
13 Elect GU Yiwei Mgmt For For For
14 Elect JIN Mingda Mgmt For For For
15 Elect LI Ruoshan Mgmt For For For
16 Elect YOU Jianxin Mgmt For For For
17 Elect PU Jinxing Mgmt For For For
18 Elect TONG Jie Mgmt For Against Against
19 Directors' Fees Mgmt For For For
20 Approval to Transfer Mgmt For For For
45% Equity Stake in a
Subsidiary through
Public
listing
21 Authority to Issue Mgmt For For For
Short-term Financing
Bills
22 Authority to Issue Mgmt For For For
Medium-Term
Notes
23 Authority to Issue Mgmt For For For
Super Short-Term
Financing
Bills
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Ganjin Mgmt For For For
2 Elect CAO Erdong Mgmt For For For
3 Elect JIN Mingda as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shanxi Coal International Energy Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600546 CINS Y15014106 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Exemption of Commitment Mgmt For For For
Regarding Changing
Names of Affiliated
Parties
9 Exemption of Injection Mgmt For For For
Commitment of Four
Trusteeship of Coal
Stations
10 Exemption of Injection Mgmt For For For
Commitment of Ningwu
Coal Seperating
Plant
11 Exemption of Injection Mgmt For For For
Commitment Regarding
Merger and
Intergration of
Mine
12 Exemption of Injection Mgmt For For For
Commitment of a
Company
13 Exemption of Injection Mgmt For For For
Commitment of Other
Six
Companies
14 Exemption of Mgmt For For For
Shareholder's
Commitment Regarding
Prevention of
Intra-Industry
Competition During the
Company's Non-public
Offering in
2011
15 Amendments to Articles Mgmt For For For
16 Approval of Line of Mgmt For For For
Credit
17 Authority to Give Mgmt For For For
Guarantees for a
Wholly-owned
Subsidiary
18 Authority to Give Mgmt For For For
Guarantees for a
Controlled
Subsidiary
19 Authority to Give Mgmt For For For
Guarantees for Another
Controlled
Subsidiary
20 Appointment of Auditor Mgmt For For For
21 Elect SU Guichun Mgmt For Against Against
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Lanhua Sci-Tech Venture Company Limited
Ticker Security ID: Meeting Date Meeting Status
600123 CINS Y7702G103 03/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAO Yuezhou Mgmt For For For
2 Elect CHEN Shengli Mgmt For For For
3 Elect HAN Jianzhong Mgmt For For For
4 Elect WANG Liyin Mgmt For For For
5 Elect AN Huoning Mgmt For For For
6 Elect LIU Guosheng Mgmt For For For
7 Elect ZHANG Jianjun Mgmt For For For
8 Elect YUAN Chun Mgmt For For For
9 Elect YANG Shangming Mgmt For For For
10 Elect YIN Ming Mgmt For For For
11 Elect WANG Guoqiang Mgmt For Against Against
________________________________________________________________________________
Shanxi Lanhua Sci-Tech Venture Company Limited
Ticker Security ID: Meeting Date Meeting Status
600123 CINS Y7702G103 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Financial Report and Mgmt For For For
Financial
Budget
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect CHEN Buning Mgmt For For For
8 Independent Directors' Mgmt For For For
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Shareholder Returns
Plan
________________________________________________________________________________
Shanxi Lu'an Environmental Energy Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601699 CINS Y7699U107 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Receipt of Financial Mgmt For Against Against
Services
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect LI Jinping Mgmt For For For
12 Elect DI Hong Mgmt For For For
13 Elect XU Guixiao Mgmt For For For
14 Elect GUO Zhenhong Mgmt For For For
15 Elect SUN Yufu Mgmt For For For
16 Elect LIU Kegong Mgmt For For For
17 Elect WANG Zhiqing Mgmt For For For
18 Elect XIAO Yaning Mgmt For For For
19 Elect HONG Qiang Mgmt For For For
20 Elect WANG Guanchang Mgmt For For For
21 Elect WANG Chaoqun Mgmt For For For
22 Elect WU Qiusheng Mgmt For For For
23 Elect DU Minghua Mgmt For For For
24 Elect ZHANG Zhengtang Mgmt For For For
25 Elect ZHANG Yi Mgmt For For For
26 Elect ZHANG Hongzhong Mgmt For For For
27 Elect GE Xiaozhi Mgmt For For For
28 Elect LU Chuantian Mgmt For For For
29 Elect LI Xuguang Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 02/19/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yongqing Mgmt For For For
2 Elect WANG Shuanhong Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on 2013 Mgmt For For For
Supervisors' and
Directors'
Remuneration and
Approval of 2014
Payment
Plan
6 Senior Managers' Mgmt For For For
Compensation
7 Related Party Mgmt For For For
Transactions with
Shanxi Guoxin
Investment (Group)
Co., Ltd. and its
Related
Parties
8 Related Party Mgmt For For For
Transactions with
Taiyuan Iron and Steel
(Group) Co., Ltd. and
its Related
Parties
9 Related Party Mgmt For For For
Transactions with
Shanxi International
Electricity Group Co.,
Ltd. and its Related
Parties
10 Related Party Mgmt For For For
Transactions with
Deutsche Bank and its
Related
Parties
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholder
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules of
Board of
Directors
14 Amendments to Mgmt For Abstain Against
Procedural Rules of
Board of
Supervisors
15 Establishment of Mgmt For For For
Management System of
Cash
Dividends
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Framework Agreements Mgmt For For For
and 2014 Related Party
Transactions
8 2013 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For Abstain Against
and Procedural Rules
for the Board of
Directors
11 Standards for Behavior Mgmt For For For
of Controlling
Shareholders and De
Facto
Controllers
12 Administrative Measures Mgmt For Abstain Against
for Related Party
Transactions
13 Elect SHEN Peilong Mgmt For For For
________________________________________________________________________________
Shanxi Xishan Coal And Electricity Po-wer Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/07/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Elect XUE Daocheng Mgmt For For For
8 Elect WEN Baigen Mgmt For For For
9 Elect WANG Yubao Mgmt For For For
10 Elect LI Xingren Mgmt For Against Against
11 Elect GUO Fuzhong Mgmt For For For
12 Elect ZHI Yayi Mgmt For Against Against
13 Elect ZHANG Jiwu Mgmt For For For
14 Elect LI Duansheng Mgmt For For For
15 Elect RONG Heping Mgmt For For For
16 Elect ZHANG Hongjiu Mgmt For For For
17 Elect WANG Yongxin Mgmt For For For
18 Elect LI Hongdong Mgmt For Against Against
19 Elect PEI Tianqiang Mgmt For Against Against
20 Elect LI Jiazheng Mgmt For Against Against
21 2013 Related Party Mgmt For For For
Transactions
22 2014 Related Party Mgmt For For For
Transactions
23 Authority to Issue Debt Mgmt For For For
Instruments
24 Investment in Power Mgmt For For For
Plant Construction
Project
25 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenergy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600642 CINS Y7691V103 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions with
Shenergy (Group)
Company
Limited
9 Related Party Mgmt For Against Against
Transactions with
Shenergy Group
Financial Co.,
Ltd.
10 Amendments to Articles Mgmt For For For
11 Election of Directors Mgmt For For For
12 ELECTION OF SUPERVISORS Mgmt For Against Against
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 02/18/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Wen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Special Report on Use Mgmt For For For
of 2008 Raised
Funds
4 Special Report on Use Mgmt For For For
of 2013 Raised
Funds
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Annual Report Mgmt For For For
________________________________________________________________________________
Shenzhen Gas Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
601139 CINS Y77446105 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Liability Insurance Mgmt For For For
10 Loans to Subsidiaries Mgmt For Abstain Against
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 01/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Plan Mgmt For For For
2 Sellers Mgmt For For For
3 Target of Acquisition Mgmt For For For
4 Consideration Mgmt For For For
5 Basis of Pricing Mgmt For For For
6 Pending Approval Mgmt For For For
7 Source of Funds Mgmt For For For
8 Breach Liabilities Mgmt For For For
9 Legal Basis Mgmt For For For
10 Valid Period of Mgmt For For For
Resolution
11 Connected Status of Mgmt For For For
Parties to
Acquisition
12 Agreements Related to Mgmt For For For
Significant Asset
Acquisition
13 Asset Acquisition Plan Mgmt For For For
14 Approval to Use Excess Mgmt For For For
Raised Proceeds as
Funding
15 Provision of Loan to Mgmt For For For
Hepalink U.S.A.
Inc.
16 Validity of Appraiser Mgmt For For For
and Appraisal
Methodology
17 Audit Report, Earnings Mgmt For For For
Projection, and
Appraisal
Report
18 Approval of Borrowing Mgmt For For For
19 Provision of Mgmt For For For
Counter-Guarantees to
Hepalink U.S.A.
Inc.
20 Board Authorization for Mgmt For For For
Asset
Acquisition
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Independent Directors' Mgmt For For For
Fees
9 Elect LI Li Mgmt For For For
10 Elect LI Tan Mgmt For For For
11 Elect SHAN Yu Mgmt For For For
12 Elect Stephanie HUI Mgmt For For For
Ming
Yunn
13 Elect XIE Dong Mgmt For For For
14 Elect XU Bin Mgmt For For For
15 Elect ZHANG Rongqing Mgmt For For For
16 Elect ZHENG Zehui Mgmt For For For
17 Elect TANG Haijun Mgmt For Against Against
________________________________________________________________________________
Shenzhen Laibao Hi-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002106 CINS Y77431107 04/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Auditor's Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shenzhen O-film Tech Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/07/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Maximum Financing Cap Mgmt For For For
and Authority to Give
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 04/07/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 04/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Approval of Credit Line Mgmt For For For
and
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/07/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 04/03/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Approval of Line of Mgmt For For For
Credit
6 Approval of Entrusted Mgmt For For For
Loans
7 Authority to Give Mgmt For Against Against
Guarantees
8 Approval of Financial Mgmt For For For
Assistance to Invested
Entities
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 01/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Shaohua Mgmt For Against Against
3 Property Development Mgmt For For For
Project
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 03/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For For For
Placement
2 Share Type and Par Value Mgmt For For For
3 Issue Method Mgmt For For For
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Pricing Principles Mgmt For For For
6 Issue Amount Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangements for Mgmt For For For
Dividends
10 Valid Period of Mgmt For For For
Resolution
11 Listing Market Mgmt For For For
12 Preliminary Private Mgmt For For For
Placement
Plan
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Board Authorization to Mgmt For For For
Implement Private
Placement
15 Shareholder Returns Plan Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Raised Funds Management Mgmt For For For
Method
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 04/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Business Mgmt For For For
Scope
2 Reduction of Registered Mgmt For For For
Share
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 05/05/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For Against Against
Guarantees for a
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees to a
Subsidiary
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Provisions for Asset Mgmt For For For
Depreciation
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For Against Against
Transactions
11 Amendments to Articles Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees to
Controlling
Subsidiaries
13 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
14 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
15 Independent Directors' Mgmt For For For
Fees
16 Elect ZHAO Yong Mgmt For Against Against
17 Elect LIU Tibin Mgmt For Against Against
18 Elect LI Jin Mgmt For For For
19 Elect LIN Maoxiang Mgmt For Against Against
20 Elect WU Yingjian Mgmt For Against Against
21 Elect WU JIANG Mgmt For Against Against
22 Elect JIA Xiaoliang Mgmt For Against Against
23 Elect NING Xiangdong Mgmt For Against Against
24 Elect CAI Chun Mgmt For For For
25 Elect YU Wanchun Mgmt For Against Against
26 Elect YANG Dan Mgmt For Against Against
27 Elect YUAN Bing Mgmt For For For
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y2288N101 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report and Mgmt For For For
Financial
Budget
4 Annual Report Mgmt For For For
5 Approval of Borrowing Mgmt For Abstain Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Supplemental Agreement Mgmt For For For
of Entrusted Loan
Received from a
Controlling
Shareholder
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Shareholder Returns Plan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Approval of Borrowing Mgmt For Against Against
10 Authority to Issue Debt Mgmt For Abstain Against
Instruments
11 Authority to Private Mgmt For Abstain Against
Placement of Debt
Instruments
12 Approval of Project Mgmt For For For
Investment
Increase
13 Approval of Adjustments Mgmt For For For
to Use of Previous
Raised
Funds
14 Related Party Mgmt For For For
Transactions
15 Elect of WANG Guangji Mgmt For For For
16 Elect of ZHANG Tao Mgmt For For For
17 Elect HE Guosheng as Mgmt For For For
Supervisor
18 Retroactive Approval of Mgmt For Against Against
Related Party
Transactions
19 Ratification of Mgmt For Against Against
Financial
Aid
20 Establishment of Mgmt For For For
Management System of
Related Party
Transactions
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y1306W101 04/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Use of Raised Mgmt For For For
Funds
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y1306W101 05/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Guangdong Securities
Limited and Guangdong
Financing
Limited
________________________________________________________________________________
Sinoma International Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600970 CINS Y80024105 02/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Sinoma International Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600970 CINS Y80024105 04/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Foreign Exchange Mgmt For For For
Transactions
8 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiary
9 Authority to Give Mgmt For For For
Guarantees to
EICO
10 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
11 Constitution of the Mgmt For For For
Administrative
Measures for the
Performance of
Executives
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect WANG Zhiqing Mgmt For Against Against
8 Elect WU Haijun Mgmt For For For
9 Elect GAO Jinping Mgmt For For For
10 Elect YE Guohua Mgmt For Against Against
11 Elect JIN Qiang Mgmt For For For
12 Elect GUO Xiaojun Mgmt For For For
13 Elect LEI Dianwu Mgmt For For For
14 Elect MO Zhenglin Mgmt For For For
15 Elect SHEN Liqiang Mgmt For For For
16 Elect JIN Mingda Mgmt For For For
17 Elect CAI Tingji Mgmt For For For
18 Elect ZHANG Yimin Mgmt For For For
19 Elect ZHAI Yalin Mgmt For For For
20 Elect WANG Liqun Mgmt For Against Against
21 Elect CHEN Xinyuan Mgmt For For For
22 Elect ZHOU Yunnong Mgmt For For For
________________________________________________________________________________
Soochow Securites Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 04/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Investment Cap Mgmt For For For
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Establishment of Mgmt For For For
Management System for
Director and
Supervisor
Remuneration
12 Elect JIN Dehuan Mgmt For For For
________________________________________________________________________________
Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y7544H103 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Authorization to Mgmt For For For
Implement Profit
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Authority to Give Mgmt For For For
Guarantees
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
11 Elect ZUO Jiane Mgmt For For For
12 Elect HU Ying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 06/26/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Jianming Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 03/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Transactions with Mgmt For For For
Chongqing
International Trust,
Chongqing Three Gorges
Bank and Yimin
Foundation
Management
8 Transactions with Mgmt For For For
Chongqing Yufu Asset
Management Group and
Chongqing Three Gorges
Guarantees
Group
9 Transactions with China Mgmt For For For
Construction Bank
Investment Co.,
Ltd.
10 Transactions with Mgmt For For For
Chongqing Urban
Construction
Investment (Group)
Co.,
Ltd.
11 Transactions with Mgmt For For For
Chongqing Jianbeizui
Central Business
District Investment
Group Co.,
Ltd.
12 Transactions with Mgmt For For For
Chongqing Expressway
Group Co.,
Ltd.
13 Transactions with Mgmt For For For
Chongqing Water Asset
Management and
Chongqing Water
Conservation
Investment
Group
14 Other Transactions Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Appointment of Internal Mgmt For For For
Control
Auditor
17 Scope of Investment in Mgmt For Abstain Against
Fixed Income
Securities
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 04/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 05/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Issuing Volume Mgmt For For For
4 Issuance Targets and Mgmt For For For
Arrangements for
Existing
Shareholders
5 Bonds Duration Mgmt For For For
6 Interest Rate and Mgmt For For For
Determination
7 Use of Proceeds Mgmt For For For
8 Listing Market Mgmt For For For
9 GUARANTEE MATTERS Mgmt For For For
10 Valid Period of Mgmt For For For
Resolution
11 Repayment Guarantee Mgmt For For For
Measures
12 General Authority for Mgmt For For For
Corporate
Bonds
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 03/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Suning Universal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000718 CINS Y4445R108 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Internal Mgmt For For For
Control
Auditor
7 Elect JIA Sen Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Exemption from Selling Mgmt For For For
the Equity of a
Subsidiary to a Third
Party
10 Exemption from Mgmt For For For
Transferring 100%
Equity of a Subsidiary
to the
Company
11 Exemption from Mgmt For For For
Assumption of Project
by the
Company
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Increase in Authorized Mgmt For For For
Capital
8 Amendments to Articles Mgmt For For For
9 Approval of Bank Line Mgmt For For For
of
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Appointment of Auditor Mgmt For For For
12 Investment of Raised Mgmt For For For
Funds in Wealth
Management
Products
13 Investment of Capital Mgmt For For For
in Wealth Management
Products
14 Joint Venture with Mgmt For For For
Related
Parties
15 Entrusting Agreement Mgmt For For For
with Related
Parties
________________________________________________________________________________
Tangshan Jidong Cement Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000401 CINS Y8534M102 06/06/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
Tangshan Jidong Cement Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000401 CINS Y8534M102 06/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Authority to Grant Mgmt For Abstain Against
Entrusted
Loans
12 Authority to Grant Mgmt For Abstain Against
Additional Entrusted
Loans
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 04/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Short-term Financing
Bills
10 Elect YE Zhengliang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 04/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Bonus Share Issue Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Foreign Exchange and Mgmt For For For
Hedging
Transactions
10 Investment in a Mgmt For For For
Subsidiary
11 Related Party Mgmt For For For
Transactions
12 Elect HUANG Hanjie Mgmt For For For
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 06/21/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For For For
Guarantees for a
Subsidiary
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 03/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Articles Mgmt For For For
9 Dividends Management Mgmt For For For
System
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 05/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Investment in Mgmt For For For
Panel Assembly Line
Between a Subsidiary
and a Third
Party
2 Elect GUI Songlei Mgmt For For For
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Change in Business Scope Mgmt For For For
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 04/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Shareholder Returns Plan Mgmt For Abstain Against
10 Receipt of Guarantees Mgmt For For For
from Related
Party
11 Authority to Give Mgmt For For For
Guarantees to
Subsidiary for Bank
Credit
Line
12 Authority to Give Mgmt For For For
Guarantees to
Subsidiary for
Financing
13 Subsidiary's Receipt of Mgmt For For For
Guarantees from
Related
Parties
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 01/20/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type and Face Mgmt For For For
Value
2 Offering Method Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Pricing Mgmt For For For
5 Target Subscribers and Mgmt For For For
Subscription
Method
6 Lock-up Period Mgmt For For For
7 Listing Market Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangements for Mgmt For For For
Dividends
Allocation
10 Valid Period of Mgmt For For For
Resolution
11 Private Placement Plan Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Board Authorization for Mgmt For For For
Private
Placement
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Approval of Line of Mgmt For For For
Credit
6 Appointment of Auditor Mgmt For For For
7 2014 Related Party Mgmt For For For
Transactions
8 Elect QIU Dingfan Mgmt For For For
9 Elect XU Wuqi as Mgmt For Against Against
Supervisor
10 Continuing Transactions Mgmt For Against Against
with Group Finance
Company
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Directors
13 SPECIAL REPORT ON USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
Tsinghua Tongfang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Board of Directors' Mgmt For For For
Report
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Shinewing as
Auditor
8 Appointment of Mgmt For For For
Shinewing as Internal
Control
Auditor
9 Authority to Set Fees Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Approval of Line of Mgmt For For For
Credit
Application
12 Approval of Mgmt For For For
Subsidiaries to Use
the Line of
Credit
13 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries with High
Debt/Asset Ratio to
Use Line of
Credit
14 Report on Use of Raised Mgmt For For For
Funds
15 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
16 Authorize Mgmt For Against Against
Board/President to
Handle Guarantee
Matters
17 Authority to Issue Bonds Mgmt For For For
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
00168 CINS Y8997D110 06/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
8 Elect SUN Ming Bo Mgmt For For For
9 Elect Huang Ke Xing Mgmt For For For
10 Elect JIANG Hong Mgmt For For For
11 Elect YU Zhu Ming Mgmt For For For
12 Elect SHANPU KANGYU as Mgmt For For For
Director
13 Elect WANG Xue Zheng Mgmt For For For
14 Elect MA Hai Tao Mgmt For For For
15 Elect BEN Sheng Lin Mgmt For For For
16 Elect JIANG Min Mgmt For For For
17 Elect DUAN Jia Jun Mgmt For Against Against
18 Elect CHUANMIAN KEXING Mgmt For For For
as
Supervisor
19 Elect LI Yan Mgmt For For For
20 Elect WANG Ya Ping Mgmt For For For
21 Directors' and Mgmt For For For
Supervisors'
Fees
22 Liability Insurance Mgmt For Abstain Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Universal Scientific Industrial Company
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 04/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Establishment of a Mgmt For For For
Subsidiary Using
Raised
funds
7 Approval of Line of Mgmt For Abstain Against
Credit
8 Approval of Foreign Mgmt For For For
Exchange Derivatives
Transactions
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Appointment of Internal Mgmt For For For
Control
Auditor
12 Independent Directors' Mgmt For For For
Fees
13 Amendments to Raised Mgmt For Abstain Against
Funds Management
Method
14 Amendments to Mgmt For Abstain Against
Management Measures of
Internal Financial
Aid
15 Approval of Procedural Mgmt For For For
Rules of Acquisition
and Disposal of
Assets
16 Elect ZHANG Hongben Mgmt For For For
17 Elect ZHANG Qiansheng Mgmt For Against Against
18 Elect Rutherford Chang Mgmt For For For
19 Elect DONG Wei Mgmt For For For
20 Elect WEI Zhenyan Mgmt For For For
21 Elect WU Fuhui Mgmt For For For
22 Elect PAN Fei Mgmt For For For
23 Elect Chen Qijie Mgmt For For For
24 Elect Charles Chang Mgmt For For For
25 Elect DONG Hongsi Mgmt For For For
26 Elect SHI Mengguo Mgmt For Against Against
________________________________________________________________________________
Universal Scientific Industrial Company
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 05/05/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Shareholder Returns Plan Mgmt For For For
3 Eligibility for Private Mgmt For For For
Placement
4 Share Type and Par Value Mgmt For For For
5 Issue Method Mgmt For For For
6 Target Subscribers and Mgmt For For For
Subscription
Method
7 Amount of Shares Mgmt For For For
8 Issue Price and Pricing Mgmt For For For
Principles
9 Amount and Use of Mgmt For For For
Proceeds
10 Lock-up Period and Mgmt For For For
Listing
Arrangements
11 Arrangements for Mgmt For For For
Undistributed
Profits
12 Valid Period of Mgmt For For For
Resolution
13 Preliminary Private Mgmt For For For
Placement
Plan
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Use of Raised Mgmt For For For
Funds
16 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9740A106 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Approval of Investment Mgmt For For For
Plan in
2014
4 Annual Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Authority to Set Mgmt For For For
Auditor
Fees
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Approval to Manage an Mgmt For For For
Affiliated
Entity
11 Authority to Give Mgmt For Against Against
Guarantees
12 Amendments to Articles Mgmt For For For
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Election of Directors Mgmt For For For
(Slate)
15 Supervisors' Report Mgmt For For For
16 Election of Supervisors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y3766G105 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Private Mgmt For Against Against
Placement
3 Share Type and Par Value Mgmt For Against Against
4 Target Subscribers Mgmt For Against Against
5 Number of Shares and Mgmt For Against Against
Subscription
Method
6 Issue Method Mgmt For Against Against
7 Pricing Mgmt For Against Against
8 Lock-up Period Mgmt For Against Against
9 Listing Market Mgmt For Against Against
10 Use of Proceeds Mgmt For Against Against
11 Arrangements for Mgmt For Against Against
Profits
Allocation
12 Valid Period of Mgmt For Against Against
Resolution
13 Preliminary Private Mgmt For Against Against
Placement
Plan
14 Conditional Mgmt For Against Against
Subscription
Agreement
15 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
16 Establishment of Mgmt For Against Against
Savings Account for
Proceeds
17 REPORT ON USE OF Mgmt For Against Against
PREVIOUSLY RAISED
FUNDS
18 Board Authorization to Mgmt For Against Against
Implement Private
Placement
19 Directors' Report Mgmt For For For
20 Supervisors' Report Mgmt For For For
21 Financial Report Mgmt For For For
22 Financial Budget Mgmt For For For
23 Allocation of Mgmt For For For
Profits/Dividends
24 Annual Report Mgmt For For For
25 Appointment of Auditor Mgmt For For For
26 Approval of Line of Mgmt For For For
Credit
27 Authority to Give Mgmt For For For
Guarantees
28 Related Party Mgmt For For For
Transactions
29 Liability Insurance for Mgmt For For For
Directors, Supervisors
and Senior
Managers
30 Shareholder Returns Plan Mgmt For For For
31 Amendments to Articles Mgmt For For For
32 Election of Supervisors Mgmt For Abstain Against
33 Approval of Increase Mgmt For For For
for 2014 Related Party
Transactions
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
CINS Y9531A117 06/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 Financial Budget Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Appointment of Internal Mgmt For For For
Control
Auditor
10 Allocation of Interim Mgmt For For For
Dividends
11 Shaanxi Zhongqi Sales Mgmt For For For
Agreement
12 Shaanxi Zhongqi Mgmt For For For
Purchase
Agreement
13 Elect WANG Yuepu Mgmt For For For
14 Elect ZHANG Zhong Mgmt For For For
15 Elect WANG Gongyong Mgmt For For For
16 Elect NING Xiangdong Mgmt For For For
17 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 06/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Changes in Commitment Mgmt For For For
on Unfulfilled Matters
of Major Shareholder
and Change of Content
on the Incentive
System
Commitment
10 Constitution of Mgmt For For For
Incentives Fund
System
11 Constitution of Mgmt For For For
Administrative
Measures for Annual
Operating Performance
of
Executives
12 Constitution of Mgmt For For For
Administrative
Measures for
Remuneration of
Executives
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 02/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Permanently Replenish Mgmt For For For
Working Capital With
Idle Raised
Proceeds
________________________________________________________________________________
Western Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601168 CINS Y9535G102 04/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2013 Related Party Mgmt For For For
Transactions with
Controlling
Shareholder
7 2013 Related Party Mgmt For For For
Transactions with
Director HUANG
Jianrong's Related
Companies
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 2014 Related Party Mgmt For For For
Transactions with
Controlling
Shareholder
11 2014 Related Party Mgmt For For For
Transactions with
Director HUANG
Jianrong's Related
Companies
12 Financial Budget Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
15 Elect WANG Haitao Mgmt For For For
16 Elect LIU Zhaoheng Mgmt For For For
17 Elect WANG Xunqing Mgmt For For For
18 Elect WANG Chunlong Mgmt For For For
19 Elect WU Liansheng Mgmt For For For
20 Elect LIU Fanglai Mgmt For For For
21 Elect ZHANG Shaohua Mgmt For For For
22 Elect MA Zhaochang Mgmt For For For
23 Elect PAN Xihong Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Principal Investment Mgmt For For For
Size and Upper Limit
of
Loss
7 Extension of Valid Mgmt For For For
Period of Resolution
for Short-term
Financing
Bills
8 Related Party Mgmt For For For
Transactions with
Western Trust Co.,
Ltd
9 Related Party Mgmt For For For
Transactions with BNY
Mellon Western Fund
Management
Co.,Ltd.
10 Related Party Mgmt For For For
Transactions with
Shaanxi People's
Building Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Shaanxi Industrial
Development Co.,
Ltd.
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wintime Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 04/11/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees: Lingshi
Yinyuan Coal Coke
Development Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees: Wintime
Energy Distribution
Group Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees: Shanxi
Lingshi Huaying
Tianxing Group Coal
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees: Shanxi
Lingshi Huaying
TIanxing Bogou Coal
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees: Shanxi
Kangwei Group Nanshan
Coal Co.,
Ltd.
6 Investment in Shenzhen Mgmt For For For
Wintime Energy
Development Co.,
Ltd.
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Annual Report Mgmt For For For
11 Shareholder Returns Plan Mgmt For Abstain Against
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9828D105 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Resignation of Director Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9724A106 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Purchase Mgmt For For For
Materials/Products
6 Sell Materials/Products Mgmt For For For
7 Property Rental/Lease Mgmt For For For
8 Trademark Licensing Mgmt For For For
9 Joint Technology Mgmt For For For
Development.
10 Provide Services Mgmt For For For
11 Entrusted Operation Mgmt For For For
12 Annual Report Mgmt For For For
13 Authority to Give Mgmt For For For
Guarantees for
Mortgage
Business
14 Approval of Line of Mgmt For For For
Credit
15 Authority to Adjust Mgmt For For For
Implementation Plan of
Upgrading and
Commercialization of
Core Technologies and
Key Hydraulic
Components
________________________________________________________________________________
Xi'an Aero-Engine PLC
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y4443C103 04/17/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 2013 Related Party Mgmt For For For
Transactions
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Financial Budget Mgmt For For For
11 Approval of Borrowing Mgmt For Abstain Against
12 Authority to Give Mgmt For For For
Guarantees
13 Appointment of Auditor Mgmt For For For
14 Engine Sales Contract Mgmt For For For
and Connected
Transaction Framework
Agreements
15 Related Party Mgmt For For For
Transactions
16 Amendments to Articles Mgmt For For For
17 Elect LIANG Gongqian Mgmt For For For
18 Elect QIU Guoxin Mgmt For For For
19 Elect GAO Gan Mgmt For For For
________________________________________________________________________________
Xi'an Shaangu Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601369 CINS Y9725A105 02/17/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chengwei Mgmt For For For
________________________________________________________________________________
Xi'an Shaangu Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601369 CINS Y9725A105 03/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2013 Financial Budget Mgmt For For For
5 2014 Financial Budget Mgmt For For For
6 Related Party Mgmt For Abstain Against
Transactions
7 Amendments to Mgmt For For For
Management Rules for
Use of Raised
Funds
8 Investment in Mgmt For For For
Short-term Bank Wealth
Management
Products
9 Investment in Financial Mgmt For For For
Institution Wealth
Management
Products
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Articles Mgmt For For For
12 Independent Directors' Mgmt For Abstain Against
Fees
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Xiamen C & D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 01/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xiamen C & D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 06/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 04/09/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Private Mgmt For Against Against
Placement
2 Share Type and Par Value Mgmt For Against Against
3 Issue Method Mgmt For Against Against
4 Issue Amount Mgmt For Against Against
5 Target Subscribers and Mgmt For Against Against
Subscription
Method
6 Pricing Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Amount and Use of Mgmt For Against Against
Proceeds
10 Arrangements for Mgmt For Against Against
Accumulated
Profits
11 Valid Period of Mgmt For Against Against
Resolution
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Report on Use of Raised Mgmt For Against Against
Funds
15 Related Party Mgmt For Against Against
Transactions
16 Conditional Share Mgmt For Against Against
Subscription Agreement
with Fujian Rare Earth
(Group) Co.,
Ltd.
17 Conditional Share Mgmt For Against Against
Subscription Agreement
with Eight
Entities
18 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
19 Board Authorization to Mgmt For Against Against
Implement Private
Placement
20 Amendments to Raised Mgmt For Against Against
Funds Management
Method
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 04/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Approval of Financial Mgmt For For For
Report and Financial
Budget
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees to its
Controlled
Subsidiaries
7 Approval of a Mgmt For For For
Controlled Subsidiary
Giving
Guarantees
8 Elect SHEN Yifeng Mgmt For For For
9 Elect ZHANG Shengen Mgmt For For For
10 Approval of Purchasing Mgmt For For For
Tungsten Products from
a Substantial
Shareholder
11 Approval of Purchasing Mgmt For For For
Rare Earth Products
from a Substantial
Shareholder
12 Approval of Selling Mgmt For For For
Tungsten Products to a
Substantial
Shareholder
13 Approval of a Mgmt For For For
Controlled Subsidiary
Selling Rare Earth
Products to a
Substantial
Shareholder
14 Approval of Purchasing Mgmt For For For
Tungsten Products from
a Related
Party
15 Approval of Borrowing Mgmt For For For
from a Related
Party
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Approval of Financial Mgmt For For For
Report and Financial
Budget
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
8 Approval of a Mgmt For For For
Controlled Subsidiary
Giving
Guarantees
9 Elect ZHANG Shengen Mgmt For For For
10 Elect SHEN Weitao Mgmt For For For
11 Approval of Purchasing Mgmt For For For
Tungsten Products from
a
Substantial Shareholder
12 Approval of Purchasing Mgmt For For For
Rare Earth Products
from
a
Substantial Shareholder
13 Approval of Selling Mgmt For For For
Tungsten Products to a
Substantial
Shareholder
14 Approval of a Mgmt For For For
Controlled Subsidiary
Selling Rare
Earth
Products to a
Substantial
Shareholder
15 Approval of Purchasing Mgmt For For For
Tungsten Products from
a
Related Party
16 Approval of Borrowing Mgmt For For For
from a Related
Party
17 Appointment of Auditor Mgmt For For For
18 Approval of Borrowing Mgmt For For For
Agreement with
a
Substantial Shareholder
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 04/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mutual Mgmt For For For
Guarantees
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/16/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Reciprocal Guarantees
to Three
Companies
9 Authority to Give Mgmt For Against Against
Reciprocal Guarantees
to a Shareholder and
its
Subsidiaries
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisory Committee's Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Use of Mgmt For For For
Proceeds
7 Application for Credit Mgmt For For For
Facilities
8 Authority to Give Mgmt For Abstain Against
Guarantees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Internal Mgmt For For For
Control
Auditor
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 01/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 04/04/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Use of Mgmt For For For
Proceeds
8 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Xizang Haisco Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002653 CINS Y9726U100 06/10/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
XJ Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000400 CINS Y9722U104 03/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LENG Jun Mgmt For For For
3 Elect XIAO Zhongwen Mgmt For For For
4 Elect ZHANG Xueshen Mgmt For For For
5 Elect WANG Dingguo Mgmt For Against Against
6 Elect WANG Wujie Mgmt For Against Against
________________________________________________________________________________
XJ Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000400 CINS Y9722U104 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Excess Amount Mgmt For For For
Ratification of 2013
Related Party
Transactions
9 Supervisors' Report Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Yangquan Coal Industry (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600348 CINS Y7703G102 05/15/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Audit Committee Report Mgmt For For For
9 2013 Related Party Mgmt For For For
Transactions
10 2014 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
13 Coal Purchase and Sale Mgmt For For For
Contract
14 Comprehensive Services Mgmt For For For
Contract
15 Entrusted Operations Mgmt For For For
Contract
16 Supplemental Agreement Mgmt For For For
to Contracting
Operations
Contract
17 Authority to Give Mgmt For For For
Guarantees
18 Approval of Use of Line Mgmt For For For
of Credit and
Authority to Give
Guarantees
19 Approval of Line of Mgmt For For For
Credit
20 Appointment of Auditor Mgmt For For For
21 Elect GAO Yanqing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Yantai Chang Yu Pioneer Wine Company Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T116 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DAI Hui as Mgmt For Against Against
Director
6 Elect WANG Zhuquan as Mgmt For For For
Independent
Director
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Budget Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authorization of Mgmt For For For
General Manager and
CFO to Apply for
Financing
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yantai Wanhua Polyurethane Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9740A106 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
2 Authority to Give Mgmt For Against Against
Guarantees to
Controlled and
Wholly-owned
Subsidiaries
3 Authority to Give Mgmt For Against Against
Guarantees to a Joint
Investment
Entity
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Revised Annual Caps Mgmt For For For
9 Elect LI Xiyong Mgmt For For For
10 Elect Zhang Xinwen Mgmt For For For
11 Elect Yin Mingde Mgmt For For For
12 Elect WU Yuxiang Mgmt For For For
13 Elect ZHANG Baocai Mgmt For For For
14 Elect Wu Xiangqian Mgmt For For For
15 Elect Wang Lijie Mgmt For For For
16 Elect JIA Shaohua Mgmt For For For
17 Elect WANG Xiaojun Mgmt For For For
18 Elect XUE Youzhi Mgmt For For For
19 Elect SHI Xuerang Mgmt For Against Against
20 Elect ZHANG Shengdong Mgmt For For For
21 Elect Gu Shisheng Mgmt For Against Against
22 Elect ZHEN Ailan Mgmt For For For
23 Amendments to Articles Mgmt For For For
for Rules of
Procedure
24 Amendments to the Rules Mgmt For For For
of Procedures For The
Shareholders General
Meeting
25 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Board
26 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Supervisory
Committee
27 Financing Activities Mgmt For For For
28 Provision of Guarantees Mgmt For For For
29 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
30 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 03/21/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of 2013 and Mgmt For Abstain Against
2014 Borrowing
Plans
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For For For
11 Approval of Disposition Mgmt For For For
of Raised Funds for
Completed
Projects
12 Approval of Disposition Mgmt For For For
of Raised Funds After
Project
Completion
13 Authority to Issue Mgmt For For For
Short-term Financing
Bills
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonyou Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 02/14/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Regulatory Compliance Mgmt For For For
of Foreign Listing of
Changjie Information
Technology Co.,
Ltd.
2 Foreign Listing Plan Mgmt For For For
for
Subsidiary
3 Preservation of Mgmt For For For
Independence
4 Explanation and Mgmt For For For
Background for
Sustainable
Profitability
5 Board Authorization to Mgmt For For For
Implement Foreign
Listing of
Subsidiary
________________________________________________________________________________
Yonyou Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Special Dividend/Bonus Mgmt For For For
Share
Issuance
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Internal Mgmt For For For
Control
Auditor
9 Election of Directors Mgmt For For For
10 Election of Supervisors Mgmt For For For
11 Management System for Mgmt For Abstain Against
Remuneration of
Directors and Senior
Managers
12 Remuneration for Mgmt For For For
Directors
13 Remuneration for Mgmt For For For
Supervisors
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 04/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authorize Chairman and Mgmt For Abstain Against
Vice Chairman of the
Board to Apply for
Financing
8 Election of Directors Mgmt For For For
and Directors'
Fees
9 Election of Independent Mgmt For For For
Directors and
Independent Directors'
Fees
10 Election of Supervisors Mgmt For For For
and Supervisors'
Fees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Meetings
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 06/09/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Absorb Mgmt For For For
Three Wholly-owned
Subsidiaries
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yunnan Chihong Zinc & Germanium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600497 CINS Y9881B103 01/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of 2014 Mgmt For For For
Investment
Plan
3 Approval of 2014 Mgmt For For For
Financial
Budget
________________________________________________________________________________
Yunnan Chihong Zinc & Germanium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600497 CINS Y9881B103 05/08/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Approval of Borrowing Mgmt For Abstain Against
8 Authority to Issue Mgmt For Against Against
Financing
Instruments
9 Investment in Wealth Mgmt For For For
Management
Products
10 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
11 Authority to Give Mgmt For Against Against
Guarantees to a
Holding
Subsidiary
12 Approval of Financial Mgmt For Against Against
Services
Agreement
13 Related Party Mgmt For For For
Transactions
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunnan Copper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y9879P106 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exempt Shareholder from Mgmt For For For
Terms of Pledge
Regarding Assets
Injection
2 Exempt Shareholder from Mgmt For For For
Terms of Pledge
Regarding
Intra-industry
Competition
________________________________________________________________________________
Yunnan Copper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000878 CINS Y9879P106 04/24/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Annual Report Summary Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Approval of Bank Line Mgmt For For For
of
Credit
________________________________________________________________________________
Yunnan Copper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000878 CINS Y9879P106 05/12/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Yunnan Tin Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000960 CINS Y9882W106 04/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Related Party Mgmt For For For
Transactions
8 Connected Transactions Mgmt For Abstain Against
Contract
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Pledging Assets to Mgmt For For For
Secure
Financing
12 Amendments to Articles Mgmt For For For
13 Hedging Transactions Mgmt For For For
14 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Yunnan Yuntianhua Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600096 CINS Y9882C100 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Financial Budget Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Authority to Give Mgmt For Against Against
Guarantees
8 Amendments to Articles Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Directors' Report Mgmt For For For
11 Supervisors' Report Mgmt For For For
12 Annual Report Mgmt For For For
13 Receiving RMB 1.58 Mgmt For For For
Billion Re-lending
Loans from Controlling
Shareholder
14 Receiving RMB 1.25 Mgmt For For For
Billion Re-lending
Loans from Controlling
Shareholder
15 Approval of Entrusting Mgmt For For For
Projects to a
Controlling
Shareholder
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 03/05/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
3 Directors' Report Mgmt For For For
4 Amendment to Articles Mgmt For Abstain Against
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
6 Amendments to External Mgmt For Abstain Against
Investment Management
System
7 Amendments to Connected Mgmt For Abstain Against
Transactions
Decision-making
System
8 Election of Supervisors Mgmt For Against Against
9 Supervisors' Report Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board of Supervisors
Meetings
11 Adjustment to Dividends Mgmt For Abstain Against
Policy
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 04/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 06/16/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Exempt Mgmt For For For
Shareholder from
Commitment of
Implementing Incentive
Plan
2 Elect YE Shaoqin Mgmt For For For
3 Elect ZHENG Xuejun Mgmt For For For
________________________________________________________________________________
Zhangzidao Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002069 CINS Y1967F108 01/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Hongtao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhangzidao Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002069 CINS Y1967F108 05/19/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Amendments to Mgmt For Abstain Against
Decision-Making System
for Related Party
Transactions
12 Establishment of Mgmt For For For
Internal Incentive
Mechanism
13 Approval of Entrusted Mgmt For For For
Loans
________________________________________________________________________________
Zhangzidao Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002069 CINS Y1967F108 06/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Beingmate Scientific-industrial Trade Share Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002570 CINS Y988BE106 01/22/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
2 Amendments to Articles Mgmt For For For
- Change in Company
Name
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
Regarding Board
Composition
9 Amendments to Mgmt For For For
Procedural Rules of
Board
Committees
10 Approval of Investment Mgmt For For For
in Auxiliary
Projects
11 Amendments to Articles Mgmt For For For
Regarding Allocation
of
Profits/Dividends
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Approval of Donation to Mgmt For For For
a Water Protection
Fund
14 Elect JIN Fangping Mgmt For Against Against
15 Elect ZHU Min Mgmt For For For
16 Elect WU Bocheng Mgmt For Against Against
17 Elect LI Chengqun Mgmt For Against Against
18 Elect BAO Jiangqian Mgmt For Against Against
19 Elect WANG Yibing Mgmt For Against Against
20 Elect JING Linbo Mgmt For Against Against
21 Elect HUANG Sujian Mgmt For Against Against
22 Elect LIU Zhiyuan Mgmt For For For
23 Elect HUANG Fan Mgmt For Against Against
24 Elect CHEN Mingdong Mgmt For For For
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
8 Restructuring/Capitaliza Mgmt For For For
tion
9 Foreign Exchange Mgmt For For For
Transactions
10 Approval of Borrowing Mgmt For Against Against
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Hisun Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600267 CINS Y9891W105 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Approval of Significant Mgmt For For For
Investment
Plan
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Foreign Exchange Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For For For
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
Zhejiang Hisun Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600267 CINS Y9891W105 06/13/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Shuqing Mgmt For For For
________________________________________________________________________________
Zhejiang Juhua Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600160 CINS Y9890M108 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Business Scope Change Mgmt For For For
and Amendments to
Articles
9 Amendments to Articles Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Give Mgmt For For For
Subsidiaries
Guarantees
12 Authority to Give Mgmt For For For
Guarantees to a
Related
Party
13 Related Party Mgmt For For For
Transactions
14 Approval of Financial Mgmt For Against Against
Services Agreement
with a Related
Party
15 Elect ZHOU Lichang Mgmt For For For
16 Elect LIU Yunhua Mgmt For For For
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Eligibility for Private Mgmt For For For
Placement
11 Share Type and Par Value Mgmt For For For
12 Issue Method and Period Mgmt For For For
13 Target Subscribers and Mgmt For For For
Subscription
Method
14 Scope of Issue Mgmt For For For
15 Pricing Mgmt For For For
16 Lock-up Period Mgmt For For For
17 Amount and Use of Mgmt For For For
Proceeds
18 Arrangements for Mgmt For For For
Dividends
Distribution
19 Listing Arrangements Mgmt For For For
20 Valid Period of Mgmt For For For
Resolution
21 Preliminary Private Mgmt For For For
Placement
Plan
22 Feasibility Report on Mgmt For For For
Use of
Proceeds
23 Disposition of Raised Mgmt For For For
Funds
24 Related Party Mgmt For For For
Transactions
25 Conditional Share Mgmt For For For
Subscription
Agreement
26 Board Authorization to Mgmt For For For
Implement Private
Placement
27 Shareholder Returns Plan Mgmt For For For
________________________________________________________________________________
Zhejiang Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600216 CINS Y9891M107 04/18/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Business Mgmt For For For
Scope
8 Amendments to Dividends Mgmt For For For
Policy
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Independent Directors'
Work
System
11 Amendments to Mgmt For Abstain Against
Decision-making Rules
for Related Party
Transactions
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 04/25/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect HU Baifan Mgmt For For For
7 Elect HU Baishan Mgmt For For For
8 Elect SHI Guanqun Mgmt For For For
9 Elect WANG Xuewen Mgmt For For For
10 Elect WANG Zhengjiang Mgmt For For For
11 Elect ZHOU Guiyang Mgmt For For For
12 Elect CUI Xinrong Mgmt For For For
13 Elect LI Bogeng Mgmt For For For
14 Elect WANG Yonghai Mgmt For For For
15 Elect CHEN Jin Mgmt For For For
16 Elect HAN Lingli Mgmt For For For
17 Elect DONG Xiaofang Mgmt For For For
18 Elect LU Jinmei Mgmt For Against Against
19 Elect YE Yueheng Mgmt For Against Against
20 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2013 Remuneration for Mgmt For For For
Senior
Managers
7 Related Party Mgmt For For For
Transactions
8 Approval of Bank Line Mgmt For For For
of
Credit
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Increase in Authorized Mgmt For For For
Capital from Placement
and Amendments to
Articles
12 Increase in Authorized Mgmt For For For
Capital from Rights
Issue and Amendments
to
Articles
________________________________________________________________________________
Zhengzhou Coal Mining Machinery Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601717 CINS Y98949103 06/05/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Replenish Working Mgmt For For For
Capital with Idle
Raised
Funds
8 Independent Directors' Mgmt For For For
Report
9 Elect ZHANG Zhiqiang as Mgmt For Against Against
Supervisor
10 Authority to Give Mgmt For For For
Repurchase
Guarantees
11 Elect LIU Yao Mgmt For For For
12 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 04/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions Framework
Agreement
10 Elect TANG Yuxiang Mgmt For For For
11 Elect NIU Bo Mgmt For For For
12 Elect CAO Jianwei Mgmt For For For
13 Elect YU Li Mgmt For For For
14 Elect LIU Wei Mgmt For For For
15 Elect LI Chunyan Mgmt For For For
16 Elect ZHANG Fusheng Mgmt For For For
17 Elect HAN Xuemin Mgmt For For For
18 Elect ZHAO Yong Mgmt For Against Against
19 Elect ZHANG Tao Mgmt For Against Against
________________________________________________________________________________
Zhongjin Gold Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y9890R107 06/30/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approve to Change the Mgmt For For For
Terms of
Pledge
3 Authority to Issue Mgmt For Abstain Against
Super Short-term
Financing
Bills
4 Board Authorization to Mgmt For Abstain Against
Implement Financing
Bills
Issuance
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 05/12/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Election of Independent Mgmt For For For
Directors
10 Authority to Give Mgmt For For For
Guarantees
11 Elect YANG Qi as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Completion of Share Mgmt For For For
Repurchase
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Debt Mgmt For For For
Financing
4 Authority to Repurchase Mgmt For For For
H
Shares
5 Authority to Give Mgmt For For For
Guarantees
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 05/28/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/27/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Settlement of Accounts Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report of A Shares Mgmt For For For
7 Report of H Shares Mgmt For For For
8 Financing Limit for Mgmt For For For
Zoomlion Finance and
Leasing (China) Co.,
Ltd.
9 Financing Limit for Mgmt For For For
Zoomlion Finance and
Leasing (Beijing) Co.,
Ltd.
10 Application for Credit Mgmt For For For
Facilities
11 Authority to Give Mgmt For For For
Guarantees
12 Shareholder Return Plan Mgmt For For For
(2014-2016)
13 Appointment of Domestic Mgmt For For For
Auditor
14 Appointment of Mgmt For For For
International
Auditor
15 Authority to Set Mgmt For For For
Auditors'
Fees
16 Amendments to Articles Mgmt For For For
17 Authority to Issue Debt Mgmt For For For
Instruments
18 Merger by Absorption Mgmt For For For
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 05/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 President's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Application to Bank of Mgmt For For For
China
Limited
8 Application to China Mgmt For For For
Construction Bank
Corporation
9 Application to China Mgmt For For For
Development Bank
Corporation
10 Appointment of PRC Mgmt For For For
Auditor
11 Appointment of Hong Mgmt For For For
Kong
Auditor
12 Appointment of Internal Mgmt For For For
Control
Auditor
13 Application for Mgmt For For For
Investment Limits in
Derivative
Products
14 Authority to Give Mgmt For For For
Guarantees in Respect
of Overseas
Medium/Long-term Debt
Financing of ZTE
(H.K.)
Limited
15 Authority to Conduct Mgmt For For For
Interest Rate Swap
Transactions
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Coal ETF
________________________________________________________________________________
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin S. Mgmt For For For
Crutchfield
2 Elect Angelo C. Mgmt For For For
Brisimitzakis
3 Elect William J. Mgmt For For For
Crowley,
Jr.
4 Elect E. Linn Draper Jr. Mgmt For For For
5 Elect Glenn A. Eisenberg Mgmt For For For
6 Elect Deborah M. Fretz Mgmt For For For
7 Elect P. Michael Giftos Mgmt For For For
8 Elect L. Patrick Hassey Mgmt For For For
9 Elect Joel Richards, III Mgmt For For For
10 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHldr Against Against For
Regarding Coal Mining
Report
14 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
15 Shareholder Proposal ShrHldr Against For Against
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
________________________________________________________________________________
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACI CUSIP 039380100 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Eaves Mgmt For For For
1.2 Elect Douglas H. Hunt Mgmt For For For
1.3 Elect J. Thomas Jones Mgmt For For For
1.4 Elect George C. Morris Mgmt For For For
III
1.5 Elect Paul A. Lang Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHldr Against Against For
Regarding Coal Mining
Report
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 11/13/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Russell R. Mgmt For For For
Caplan
3 Re-elect Andrea Staines Mgmt For For For
4 Re-elect Gene T. Mgmt For For For
Tilbrook
5 Equity Grant (MD/CEO Mgmt For For For
Lance
Hockridge)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y7122M110 06/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Limited Public Offering Mgmt For For For
IV
________________________________________________________________________________
Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y7122M110 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Fees of Directors and Mgmt For For For
Supervisors
9 Approval of Dahaize Mgmt For For For
Investment
Project
10 Approval of Tuke Mgmt For For For
Investment
Project
11 Extension of Valid Mgmt For For For
Period of
Authorization of
Medium-Term
Notes
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 07/05/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in China Mgmt For For For
Coal Shaanxi Yulin
Energy and Chemical
Company
Limited
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Mgmt For For For
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Debt Mgmt For For For
Instruments
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/27/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cloud Peak Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CLD CUSIP 18911Q102 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William T. Fox III Mgmt For For For
2 Elect James S. Voorhees Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Nicholas J. Mgmt For For For
Deiuliis
1.3 Elect Philip W. Baxter Mgmt For For For
1.4 Elect James E. Mgmt For Withhold Against
Altmeyer,
Sr.
1.5 Elect Alvin R. Carpenter Mgmt For For For
1.6 Elect William E. Davis Mgmt For For For
1.7 Elect Raj K. Gupta Mgmt For For For
1.8 Elect David C. Mgmt For Withhold Against
Hardesty,
Jr.
1.9 Elect Maureen Mgmt For For For
Lally-Green
1.10 Elect John T. Mills Mgmt For For For
1.11 Elect William P. Powell Mgmt For For For
1.12 Elect Joseph T. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Constatinus Mgmt For For For
Fauconnier
2 Re-elect Nkululeko L. Mgmt For Against Against
Sowazi
3 Re-elect Dalikhaya Mgmt For For For
Zihlangu
4 Elect Audit Committee Mgmt For For For
Member
(Fauconnier)
5 Elect Audit Committee Mgmt For For For
Member
(Mohring)
6 Elect Audit Committee Mgmt For For For
Member (van
Rooyen)
7 Elect Social and Ethics Mgmt For For For
Committee Member
(Fauconnier)
8 Elect Social and Ethics Mgmt For For For
Committee Member
(Mohring)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Randera)
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Approve Financial Mgmt For For For
Assistance (Section
45)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Madden Mgmt For For For
1.2 Elect Joseph E. McNeely Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hidili Industry International Development Limited
Ticker Security ID: Meeting Date Meeting Status
1393 CINS G44403106 06/26/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect XIAN Yang Mgmt For Against Against
5 Elect CHEN Limin Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hidili Industry International Development ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS G44403106 12/31/2013 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/30/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Jastrzebska
Spolka
Gornico-Szkoleniowa
S.A.
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/22/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Profit Mgmt For For For
Distribution
Proposal
10 Assessment of Mgmt For For For
Management
Board
11 Assessment of Accounts Mgmt For For For
and
Reports
12 Assessment of Profit Mgmt For For For
Distribution
Proposal
13 Activity of Supervisory Mgmt For For For
Board; Internal Audit
and Risk Management
System
14 Activity of Committees Mgmt For For For
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Assessment of Mgmt For For For
Consolidated
Management Board
Report
21 Assessment of Mgmt For For For
Consolidated Accounts
and
Reports
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Allocation of Other Mgmt For For For
Comprehensive
Income
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 08/12/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of the Mgmt For For For
Minutes of the
Election of Employee
Representatives
8 Elect Marek Granieczny Mgmt For For For
9 Amendments to Articles Mgmt For For For
14, 15, 20, 21, 26 and
34
10 Adoption of New Articles Mgmt For For For
11 Closing of Meeting Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 09/20/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Spolka
Energetyczna
"Jastrzebie"
S.A
8 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Doheny Mgmt For For For
II
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect John T. Gremp Mgmt For For For
1.4 Elect John N. Hanson Mgmt For For For
1.5 Elect Gale E. Klappa Mgmt For For For
1.6 Elect Richard B. Loynd Mgmt For Withhold Against
1.7 Elect P. Eric Siegert Mgmt For For For
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/12/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
9 Presentation of Mgmt For For For
Management Board
Report
10 Accounts and Reports Mgmt For For For
11 Management Board Report Mgmt For For For
12 Accounts and Reports Mgmt For For For
(Consolidated)
13 Management Board Report Mgmt For For For
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Supervisory Board Report Mgmt For For For
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Record Date; Dividend Mgmt For For For
Payment
Date
19 Transaction of Other Mgmt For Against Against
Business
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 11/22/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
New Hope Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
NHC CINS Q66635105 11/14/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Robert Millner Mgmt For Against Against
4 Re-elect William Grant Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For Against Against
Robert
Neale)
6 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
New World Resources Plc
Ticker Security ID: Meeting Date Meeting Status
NWR CINS G65272109 04/24/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gareth Penny Mgmt For For For
3 Elect Marek Jelinek Mgmt For For For
4 Elect Zdenek Bakala Mgmt For For For
5 Elect Peter Kadas Mgmt For Against Against
6 Elect Pavel Telicka Mgmt For Against Against
7 Elect Bessel Kok Mgmt For For For
8 Elect Steven Schuit Mgmt For For For
9 Elect Paul Everard Mgmt For For For
10 Elect Barry Rourke Mgmt For For For
11 Elect Hans-Jorg Rudloff Mgmt For For For
12 Elect Alyson Warhurst Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Policy Mgmt For Against Against
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authority to Issue A Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue A Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
New World Resources Plc
Ticker Security ID: Meeting Date Meeting Status
NWR CINS G65272109 12/04/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Boyce Mgmt For For For
1.2 Elect William A. Coley Mgmt For For For
1.3 Elect William E. James Mgmt For For For
1.4 Elect Robert B. Karn III Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For Withhold Against
1.6 Elect Robert A. Malone Mgmt For For For
1.7 Elect William C. Rusnack Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
Sutherlin
1.9 Elect John F. Turner Mgmt For For For
1.10 Elect Sandra A. Van Mgmt For For For
Trease
1.11 Elect Alan H. Washkowitz Mgmt For For For
1.12 Elect Heather A. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Borneo Lumbung Energi & Metal Tbk
Ticker Security ID: Meeting Date Meeting Status
BORN CINS Y711AR104 10/16/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
6 Amendments to Articles Mgmt For Abstain Against
7 Authority to Pledge Mgmt For Abstain Against
Company
Assets
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 01/10/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 04/03/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 12/20/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 04/02/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Report on the Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/21/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Election of Audit Mgmt For For For
Commission
Member
4 Appointment of Auditor Mgmt For For For
5 Adoption of New Articles Mgmt For Abstain Against
6 Adoption of New Mgmt For Abstain Against
Supervisory Board
Regulations
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt For Abstain Against
9 Elect Ilya Lifshits Mgmt For Abstain Against
10 Elect Sergey Stepanov Mgmt For Abstain Against
11 Elect Jeffrey R. Mgmt For For For
Townsend
12 Elect John Terry Mgmt For For For
Robinson
13 Elect Alexander Frolov Mgmt For Abstain Against
14 Elect Eric Stoyle Mgmt For For For
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/23/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Chairman's Fees Mgmt For Abstain Against
2 Adoption of New Articles Mgmt For Abstain Against
________________________________________________________________________________
Sherritt International Corporation
Ticker Security ID: Meeting Date Meeting Status
S CINS 823901103 05/06/2014 Unvoted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Ashwath Mehra Mgmt For N/A N/A
5 Elect David Wood Mgmt For N/A N/A
6 Elect George Armoyan Mgmt For N/A N/A
7 Elect Management Mgmt For N/A N/A
Nominee R. Peter
Gillin
8 Elect Management Mgmt For N/A N/A
Nominee Edythe A.
Marcoux
9 Elect Management Mgmt For N/A N/A
Nominee Bernard M.
Michel
10 Elect Management Mgmt For N/A N/A
Nominee Adrian
Loader
11 Elect Management Mgmt For N/A N/A
Nominee David V.
Pathe
12 Elect Management Mgmt For N/A N/A
Nominee Harold (Hap)
S.
Stephen
13 Elect Management Mgmt For N/A N/A
Nominee Timothy
Baker
14 Elect Management Mgmt For N/A N/A
Nominee Sir Richard
Lapthorne
15 Elect Management Mgmt For N/A N/A
Nominee Lisa
Pankratz
16 Shareholder Proposal ShrHldr N/A N/A N/A
Regarding Unanimous
Board Approval of
Material
Acquisitions
17 Shareholder Proposal ShrHldr N/A N/A N/A
Regarding Advisory
Vote on Executive
Compensation
18 Shareholder Proposal ShrHldr N/A N/A N/A
Regarding Advisory
Vote on Director
Compensation
19 Shareholder Proposal ShrHldr N/A N/A N/A
Regarding Director
Perquisites
20 Adoption of Advanced Mgmt N/A N/A N/A
Notion
By-Law
21 Advisory Vote on Mgmt N/A N/A N/A
Executive
Compensation
22 Advisory Vote on Mgmt N/A N/A N/A
Non-Executive Director
Compensation
23 Appointment of Auditor Mgmt N/A N/A N/A
and Authority to Set
Fees
24 Helms-Burton Resolution Mgmt N/A N/A N/A
(Management)
25 Board Size (Management) Mgmt N/A N/A N/A
26 Amendments to Articles Mgmt N/A N/A N/A
(Management)
________________________________________________________________________________
Sherritt International Corporation
Ticker Security ID: Meeting Date Meeting Status
S CINS 823901103 05/06/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Amend By-Law No 1 Mgmt For For For
5 Adoption of Advanced Mgmt For For For
Notion
By-Law
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Advisory Vote on Mgmt For For For
Non-Executive Director
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Harold (Hap) S. Mgmt For For For
Stephen
10 Elect Timothy Baker Mgmt For For For
11 Elect R. Peter Gillin Mgmt For For For
12 Elect Sir Richard Mgmt For For For
Lapthorne
13 Elect Adrian Loader Mgmt For For For
14 Elect Edythe A. Marcoux Mgmt For For For
15 Elect Bernard M. Michel Mgmt For For For
16 Elect Lisa Pankratz Mgmt For For For
17 Elect David V. Pathe Mgmt For For For
18 Elect Dissident Nominee Mgmt Against N/A N/A
Dustin
Haw
19 Elect Dissident Nominee Mgmt Against N/A N/A
Michael
Rapps
20 Elect Dissident Nominee Mgmt Against N/A N/A
George
Armoyan
21 Reduce Board Size Mgmt Against Against For
(Dissident)
22 Helms-Burton Resolution Mgmt Against Against For
(Dissident)
23 Shareholder Proposal ShrHldr Against Against For
Regarding Unanimous
Board Approval of
Material
Acquisitions
24 Shareholder Proposal ShrHldr Against Against For
Regarding Advisory
Vote on Executive
Compensation
25 Shareholder Proposal ShrHldr Against Against For
Regarding Advisory
Vote on Director
Compensation
26 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Perquisites
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 06/06/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Zhouping Mgmt For For For
6 Elect WONG Lik Ping Mgmt For Against Against
7 Elect Tony LEUNG Shun Mgmt For For For
Sang
8 Elect ZHANG Yaoping Mgmt For Against Against
9 Elect XIANG Xu Jia Mgmt For For For
10 Elect CHOI Wai Yin Mgmt For For For
11 Elect Japhet Sebastian Mgmt For Against Against
Law
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Darnall Mgmt For Withhold Against
1.2 Elect James E. Sweetnam Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 03/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 10/10/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
Commissioners
2 Election of Mgmt For Abstain Against
Commissioners
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/22/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Walter Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLT CUSIP 93317Q105 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Beatty Mgmt For For For
2 Elect Mary R. Henderson Mgmt For For For
3 Elect Jerry W. Kolb Mgmt For For For
4 Elect Patrick A. Mgmt For For For
Kriegshauser
5 Elect Joseph B. Leonard Mgmt For Against Against
6 Elect Graham Mascall Mgmt For For For
7 Elect Bernard G. Rethore Mgmt For For For
8 Elect Walter J. Mgmt For For For
Scheller,
III
9 Elect Michael T. Tokarz Mgmt For For For
10 Elect A.J. Wagner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/17/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Stinson Mgmt For For For
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Gordon Gibson Mgmt For For For
5 Elect Michael J. Mgmt For Against Against
Korenberg
6 Elect Brian A. Canfield Mgmt For For For
7 Elect Douglas Souter Mgmt For For For
8 Elect Glen D. Clark Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 11/04/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Paul
Flynn)
4 Elect Raymond Zage Mgmt For For For
5 Re-elect Tony Haggarty Mgmt For For For
6 Re-elect John Conde Mgmt For For For
7 Re-elect Rick Gazzard Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CUSIP 984846105 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Revised Annual Caps Mgmt For For For
9.1 Elect LI Xiyong Mgmt For For For
9.2 Elect Zhang Xinwen Mgmt For For For
9.3 Elect YIN Mingde Mgmt For For For
9.4 Elect WU Yuxiang Mgmt For For For
9.5 Elect ZHANG Baocai Mgmt For For For
9.6 Elect WU Xiangqian Mgmt For For For
9.7 Elect Wang Lijie Mgmt For For For
9.8 Elect JIA Shaohua Mgmt For For For
9.9 Elect WANG Xiaojun Mgmt For For For
9.10 Elect XUE Youzhi Mgmt For For For
9.11 Elect SHI Xuerang Mgmt For Withhold Against
9.12 Elect ZHANG Shengdong Mgmt For For For
9.13 Elect GU Shisheng Mgmt For Withhold Against
9.14 Elect ZHEN Ailan Mgmt For For For
10 Amendments to Articles Mgmt For For For
for Rules of
Procedure
11 Amendments to the Rules Mgmt For For For
of Procedures For The
Shareholders General
Meeting
12 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Board
13 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Supervisory
Committee
14 Financing Activities Mgmt For For For
15 Provision of Guarantees Mgmt For For For
16 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
H
Shares
18 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CUSIP 984846105 09/09/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zhang Xinwen Mgmt For For For
2 Elect LI Xiyong Mgmt For For For
Fund Name : Colombia ETF
________________________________________________________________________________
Almacenes Exito S.A.
Ticker Security ID: Meeting Date Meeting Status
EXITO CINS P3782F107 03/20/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Report Mgmt For For For
of the Board and
CEO
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Report Mgmt For For For
of
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Directors' Fees Mgmt For Abstain Against
9 Election of Directors Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
11 Allocation of Mgmt For For For
Profits/Dividends;
Charitable Donations;
Amendments to
Articles; Presentation
of Procedure
Regulations for the
Assembly of
Shareholders
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Bancolombia SA
Ticker Security ID: Meeting Date Meeting Status
BIC CINS P1329P109 03/17/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Report Mgmt For For For
of the Board and
Chairman
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Report Mgmt For For For
of
Auditor
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Election of Directors Mgmt For Abstain Against
10 Directors' Fees Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For Abstain Against
12 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
13 Charitable Donations Mgmt For Abstain Against
14 Transaction of Other Mgmt N/A Against N/A
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bancolombia SA
Ticker Security ID: Meeting Date Meeting Status
BIC CINS P1329P109 12/17/2013 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Polling Items and
Meeting
Minutes
4 Dematerialization of Mgmt For Abstain Against
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bolsa de Valores de Colombia S.A.
Ticker Security ID: Meeting Date Meeting Status
BVC CINS P17326102 03/27/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman and
Secretary
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Presentation of Report Mgmt For For For
of the Board and
CEO
6 Presentation of Report Mgmt For For For
of
Auditor
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
10 Election of Directors Mgmt For Abstain Against
(Independent)
11 Election of Directors Mgmt For Abstain Against
(Non-Independent)
12 Directors' Fees Mgmt For Abstain Against
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
14 Presentation of Report Mgmt For For For
on IFRS
Implementation
15 Transaction of Other Mgmt N/A Against N/A
Business
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canacol Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNE CINS 134808203 11/01/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Charle Gamba Mgmt For For For
4 Elect Michael Hibberd Mgmt For Against Against
5 Elect Jason Bednar Mgmt For For For
6 Elect Stuart Hensman Mgmt For For For
7 Elect Luis Baena Mgmt For For For
8 Elect David Winter Mgmt For For For
9 Elect Gary R. Petersen Mgmt For For For
10 Elect Gregory D. Elliot Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Shareholder Rights Plan Mgmt For For For
13 Amendments to Articles Mgmt For For For
Regarding Electronic
Transfer and Advance
Notice
Policy
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Celsia S.A. E.S.P.
Ticker Security ID: Meeting Date Meeting Status
COLINVERS CINS P3774N100 03/25/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Report Mgmt For For For
of the Board and
CEO
5 Presentation of Report Mgmt For For For
of
Auditor
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Charitable Donations Mgmt For Abstain Against
10 Directors and Auditor's Mgmt For Abstain Against
Fees
11 Amendments to Articles Mgmt For For For
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Cementos Argos SA
Ticker Security ID: Meeting Date Meeting Status
CEMARGOS CINS P2216Y112 03/21/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Report Mgmt For For For
of the Board and
CEO
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Report Mgmt For For For
of
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Presentation of Report Mgmt For For For
on the Plan to
Implement
IFRS
10 Amendments to Articles Mgmt For For For
11 Election of Directors; Mgmt For Abstain Against
Director's
Fees
12 Appointment of Auditor Mgmt For Abstain Against
13 Charitable Donations Mgmt For Abstain Against
14 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Cemex Latam Holdings SA
Ticker Security ID: Meeting Date Meeting Status
CLH CINS E28096100 05/14/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Authority to Carry Out Mgmt For For For
Formalities
7 Minutes Mgmt For For For
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/02/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leon Teicher Mgmt For For For
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Jaime I. Gutierrez Mgmt For For For
4 Elect Gustavo J. Koch Mgmt For For For
5 Elect Paul J. Murphy Mgmt For For For
6 Elect Kenneth G. Thomas Mgmt For For For
7 Elect Timothy A. Warman Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Deferred Share Unit Plan Mgmt For For For
10 Restricted Share Unit Mgmt For Against Against
Plan
11 Amendments to Bye-Laws Mgmt For Against Against
Regarding Board
Appointments
________________________________________________________________________________
Corporacion Financiera Colombiana SA
Ticker Security ID: Meeting Date Meeting Status
CORFICOL CINS P3138W200 09/03/2013 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentationof Report Mgmt For Abstain Against
of the Board and
CEO
5 Presentation of Mgmt For Abstain Against
Mid-Year Financial
Statements
6 Presentation of Report Mgmt For Abstain Against
of the
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Report of the Board Mgmt For Abstain Against
Regarding Internal
Control System and
Audit
Committee
10 Amendments to Articles Mgmt For Abstain Against
11 Report of the Consumer Mgmt For Abstain Against
Finance
Ombudsman
12 Charitable Donations Mgmt For Abstain Against
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Corporacion Financiera Colombiana SA
Ticker Security ID: Meeting Date Meeting Status
CORFICOL CINS P3138W200 03/04/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Reports Mgmt For For For
of the Board and
Chairman
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Reports Mgmt For For For
of the
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Increase in Authorized Mgmt For For For
Capital
11 Approval of Report of Mgmt For Abstain Against
the Board Regarding
Internal Control
System and Audit
Committee
12 Election of Directors; Mgmt For Abstain Against
Fees
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
14 Transaction of Other Mgmt N/A Against N/A
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CUSIP 279158109 01/23/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agenda Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman
3 Appointment of Mgmt For For For
Delegates in Charge of
Polling
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Election of Directors Mgmt For For For
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CUSIP 279158109 03/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agenda Mgmt For For For
2 Appointment of Meeting Mgmt For For For
Chairman
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Polling
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Accounts and Reports Mgmt For Abstain Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Election of Directors Mgmt For For For
________________________________________________________________________________
Empresa de Energia de Bogota S.A. E.S.P.
Ticker Security ID: Meeting Date Meeting Status
EEB CINS P37100107 03/27/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Singing of Colombian Mgmt For For For
National
Anthem
2 Singing of Anthem of Mgmt For For For
the City of
Bogota
3 Quorum Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
5 Appointment of Meeting Mgmt For For For
Chairman
6 Speech of the Meeting Mgmt For For For
Chairman
7 Presentation of Report Mgmt For For For
on Good Corporate
Governance
8 Accounts and Reports Mgmt For Abstain Against
9 Allocation of Mgmt For For For
Profits/Dividends
10 Investment Financing Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For Abstain Against
12 Election of Directors Mgmt For Abstain Against
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Empresa de Energia de Bogota S.A. E.S.P.
Ticker Security ID: Meeting Date Meeting Status
EEB CINS P37100107 05/08/2014 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
3 Appointment of Meeting Mgmt For For For
Chairman
4 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Gran Tierra Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
GTE CUSIP 38500T101 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dana Coffield Mgmt For For For
1.2 Elect Jeffrey J. Scott Mgmt For For For
1.3 Elect Verne Johnson Mgmt For For For
1.4 Elect Nicholas G. Kirton Mgmt For For For
1.5 Elect J. Scott Price Mgmt For For For
1.6 Elect Gerald Macey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Grupo Argos S.A.
Ticker Security ID: Meeting Date Meeting Status
INVERARGOS CINS P0275K122 03/26/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Annual Mgmt For For For
Report from Board and
CEO
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Auditor's
Report
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Charitable Donations Mgmt For For For
10 Presentation of IFRS Mgmt For For For
Action
Plan
11 Election of Directors Mgmt For Abstain Against
12 Directors' Fees Mgmt For Abstain Against
13 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
14 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Grupo de Inversiones Suramericana S.A.
Ticker Security ID: Meeting Date Meeting Status
SURAMINV CINS P4950L108 03/27/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Agenda Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Presentation of Report Mgmt For For For
of the Board and
CEO
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Report Mgmt For For For
of
Auditor
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Election of Directors Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
11 Directors' and Mgmt For Abstain Against
Auditors'
Fees
12 Termination of Stock Mgmt For Abstain Against
Certificates for
Common
Shares
13 Amendments to Articles Mgmt For Abstain Against
14 Transaction of Other Mgmt N/A Against N/A
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Nutresa S.A.
Ticker Security ID: Meeting Date Meeting Status
NUTRESA CINS P5041C114 03/28/2014 Voted
Meeting Type Country of Trade
Annual Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum Mgmt For For For
2 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
3 Presentation of Report Mgmt For For For
of the Board and
CEO
4 Presentation of Mgmt For For For
Accounts and
Reports
5 Presentation of Report Mgmt For For For
of
Auditor
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Presentation of Report Mgmt For For For
on the Plan to
Implement
IFRS
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Interconexion Electrica S.A. E.S.P. (ISA)
Ticker Security ID: Meeting Date Meeting Status
ISA CINS P5624U101 03/28/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Meeting Mgmt For For For
Chairman
2 Report of Secretary Mgmt For For For
3 Appointment of Mgmt For For For
Delegates in Charge of
Meeting
Minutes
4 Speech of the Minister Mgmt For For For
of Mines and
Energy
5 Speech of the Chairman Mgmt For For For
Regarding the
Board
6 Presentation of Report Mgmt For For For
of the Board and
Management
7 Report on Corporate Mgmt For For For
Governance
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Report of the Auditor Mgmt For For For
10 Accounts and Reports Mgmt For Abstain Against
11 Allocation of Mgmt For For For
Profits/Dividends
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Election of Directors Mgmt For Abstain Against
14 Amendments to Articles Mgmt For For For
15 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Isagen SA Esp
Ticker Security ID: Meeting Date Meeting Status
ISAGEN CINS P5892H105 03/25/2014 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorum; Agenda Mgmt For For For
2 Election of Meeting Mgmt For For For
Chairman
3 Presentation of Meeting Mgmt For For For
Minutes
4 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
5 Speech of the Chairman Mgmt For For For
6 Presentation of Mgmt For For For
Management
Report
7 Presentation of Report Mgmt For For For
of Minority
Shareholders
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Report Mgmt For For For
of
Auditor
10 Accounts and Reports Mgmt For Abstain Against
11 Allocation of Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Pacific Rubiales Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
PRE CINS 69480U206 05/29/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jose Francisco Mgmt For For For
Arata
4 Elect Miguel de la Campa Mgmt For For For
5 Elect German Efromovich Mgmt For Against Against
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto Lopez Mgmt For For For
8 Elect Hernan Martinez Mgmt For Against Against
9 Elect Dennis Mills Mgmt For For For
10 Elect Ronald Pantin Mgmt For For For
11 Elect Victor Rivera Mgmt For For For
12 Elect Miguel Rodriguez Mgmt For Against Against
13 Elect Francisco Sole Mgmt For For For
14 Elect Neil Woodyer Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Parex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PXT CINS 69946Q104 05/13/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set Board Size at 8 Mgmt For For For
3 Elect Curtis Bartlett Mgmt For For For
4 Elect John Bechtold Mgmt For For For
5 Elect Robert Engbloom Mgmt For For For
6 Elect Wayne Foo Mgmt For For For
7 Elect Norman McIntyre Mgmt For For For
8 Elect Ronald Miller Mgmt For For For
9 Elect W.A. Peneycad Mgmt For For For
10 Elect Paul Wright Mgmt For For For
11 Amendments to By-laws Mgmt For For For
12 Amendment to Stock Mgmt For For For
Option
Plan
13 Stock Option Plan Mgmt For For For
Renewal
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrominerales Ltd.
Ticker Security ID: Meeting Date Meeting Status
PMG CINS 71673R107 11/27/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
4 Option Plan Mgmt For For For
Fund Name : Egypt Index ETF
________________________________________________________________________________
Al Ezz Steel Rebars Company
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/07/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board of Directors' Mgmt For TNA N/A
Report
3 Auditors' Report Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Election of Directors Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/20/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/20/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Increase in Authorized Mgmt For TNA N/A
Capital
3 Amendments to Articles Mgmt For TNA N/A
(Share
Capital)
4 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
ACGC CINS M1359H103 10/02/2013 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Authority to Execute Mgmt For TNA N/A
Compensation
Contracts
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
ACGC CINS M1359H103 10/02/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
ACGC CINS M1359H103 10/29/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Josef El-Raghy Mgmt For For For
4 Elect Trevor Schultz Mgmt For For For
5 Elect Gordon E. Haslam Mgmt For For For
6 Elect G. Robert Bowker Mgmt For For For
7 Elect Mark R. Arnesen Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Kevin M. Tomlinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Circle Oil plc
Ticker Security ID: Meeting Date Meeting Status
COP CINS G2199Y105 09/06/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Thomas Anderson Mgmt For For For
3 Elect Chris Green Mgmt For For For
4 Elect Keith Morris Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Amendment to Articles Mgmt For For For
________________________________________________________________________________
Circle Oil plc
Ticker Security ID: Meeting Date Meeting Status
COP CINS G2199Y105 12/17/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 03/17/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 03/17/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Discussion Regarding Mgmt For TNA N/A
Capital
Increase
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 06/03/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Reports Mgmt For TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
Acts
5 Amendments to Articles Mgmt For TNA N/A
Regarding Board
Structure
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 10/09/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
3 Authorization of Legal Mgmt For TNA N/A
Formalities
4 Change in Company Name Mgmt For TNA N/A
5 Report of Independent Mgmt For TNA N/A
Financial
Advisor
________________________________________________________________________________
Citadel Capital Company
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 10/20/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
4 Authorization of Legal Mgmt For TNA N/A
Formalities
5 Change in Company Name Mgmt For TNA N/A
6 Report of Independent Mgmt For TNA N/A
Financial
Advisor
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/04/2014 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Charitable Donations Mgmt For For For
8 Board Committees' Fees Mgmt For Abstain Against
9 Changes to the Board Mgmt For For For
10 Related Party Mgmt For Abstain Against
Transactions
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/01/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Changes to the Board Mgmt For TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/01/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
3 Future Amendment of Mgmt For TNA N/A
Articles Regarding
Share
Capital
4 Authority to Issue Mgmt For TNA N/A
Bonds and/or
Subordinated
Loans
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS M25561107 07/15/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
4 Future Amendment of Mgmt For TNA N/A
Articles Regarding
Share
Capital
5 Authority to Issue Mgmt For TNA N/A
Bonds and/or
Subordinated
Loans
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/17/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Changes to the Board; Mgmt For TNA N/A
Ratification of Board
Acts
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Information Regarding Mgmt For TNA N/A
New Listing
Rules
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/07/2013 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Bonus Share Issuance Mgmt For TNA N/A
7 Changes to the Board; Mgmt For TNA N/A
Ratification of Board
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/07/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Reduction in Share Mgmt For TNA N/A
Capital/Cancellation
of
Shares
3 Increase in Share Mgmt For TNA N/A
Capital
4 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 07/25/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Reduction in Share Mgmt For TNA N/A
Capital/Cancellation
of
Shares
4 Increase in Share Mgmt For TNA N/A
Capital
5 Amendment to Articles Mgmt For TNA N/A
Regarding Share
Capital
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board of Mgmt For TNA N/A
Directors
3 Auditors' Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 12/30/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
3 Amendments to Articles Mgmt For TNA N/A
to Reflect Capital
Increase
4 Authorization of Legal Mgmt For TNA N/A
Formalities for
Management
5 Authorization of Legal Mgmt For TNA N/A
Formalities for
Auditor
________________________________________________________________________________
Egyptian Financial & Industrial Co.
Ticker Security ID: Meeting Date Meeting Status
EFIC CINS M3383M108 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
11 Election of Directors Mgmt For TNA N/A
12 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Egyptian for Tourism Resorts
Ticker Security ID: Meeting Date Meeting Status
EGTS CINS M31415108 04/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Presentation of Mgmt For TNA N/A
Information Concerning
Financial Corrective
Measures
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Election of Directors Mgmt For TNA N/A
8 Related Party Mgmt For TNA N/A
Transactions
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 01/30/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 02/25/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 03/30/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/23/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Related Party Mgmt For TNA N/A
Transactions
5 Accounts and Reports Mgmt For TNA N/A
6 Minutes Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elswedy Cables Holding Co
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/23/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 03/27/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividend
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 03/27/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Sale of Assets to Mgmt For TNA N/A
Egyptian Company for
Dairy
Products
4 Sale of Assets to Teeba Mgmt For TNA N/A
Company
5 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Nasr City Company for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M7074M103 01/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
________________________________________________________________________________
Nasr City Company for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M7074M103 01/29/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Nasr City Company for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M7074M103 03/30/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Charitable Donations Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Audit Committee bonus Mgmt For TNA N/A
10 Ratification of Board Mgmt For TNA N/A
Acts
11 Announcement Regarding Mgmt For TNA N/A
New
Regulations
________________________________________________________________________________
Nasr City Company for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 05/28/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Audit and Remuneration Mgmt For TNA N/A
Committees
Fees
________________________________________________________________________________
Nasr City Company for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 05/28/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Increase in Authorized Mgmt For TNA N/A
Capital
3 Amendments to Articles Mgmt For TNA N/A
to Reflect Capital
Increases
4 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 12/09/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Sipko N. Schat Mgmt For For For
3 Elect Kees van der Graaf Mgmt For For For
4 Cancellation of Shares Mgmt For For For
5 Authority to Issue Mgmt For For For
Reports in
English
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 03/30/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Adopt Board Decisions Mgmt For TNA N/A
7 Amend Board Powers Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Adopt Board Decisions Mgmt For TNA N/A
11 Related Party Mgmt For TNA N/A
Transactions
12 Authority to Give Mgmt For TNA N/A
Guarantees
13 Charitable Donations Mgmt For TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report. Mgmt For TNA N/A
3 Auditor's Report. Mgmt For TNA N/A
4 Accounts and Reports. Mgmt For TNA N/A
5 Directors' Fees Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Election of Directors. Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 09/22/2013 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report on Proposed Mgmt For TNA N/A
Rights
Issuance
3 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights (Rights
Issuance)
4 Authorization of Mgmt For TNA N/A
Management to
Determine Specifics of
Rights
Issuance
5 Authorization of Legal Mgmt For TNA N/A
Formalities
6 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 06/09/2014 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Placing Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 06/26/2014 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Placing Mgmt For For For
________________________________________________________________________________
Petroceltic International plc
Ticker Security ID: Meeting Date Meeting Status
PCI CINS G7028H140 06/26/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ian Craig Mgmt For For For
3 Elect Robert F.M. Adair Mgmt For For For
4 Elect James D. Agnew Mgmt For For For
5 Elect Robert Arnott Mgmt For Against Against
6 Elect Thomas Hickey Mgmt For For For
7 Elect Hugh McCutcheon Mgmt For For For
8 Elect Brian O'Cathain Mgmt For For For
9 Elect Alan J. Parsley Mgmt For For For
10 Elect David H. Thomas Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 05/14/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 05/18/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Related Party Mgmt For TNA N/A
Transactions
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Settlement Agreement Mgmt For TNA N/A
10 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/29/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to the Board Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/13/2014 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Charitable Donations Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Related Party Mgmt For TNA N/A
Transactions
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Changes to the Board Mgmt For TNA N/A
12 Property Sale Mgmt For TNA N/A
________________________________________________________________________________
TransGlobe Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TGL CINS 893662106 06/10/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Ross G. Clarkson Mgmt For For For
4 Elect Lloyd W. Herrick Mgmt For For For
5 Elect Robert G. Jennings Mgmt For For For
6 Elect Geoffrey C. Chase Mgmt For For For
7 Elect Fred J. Dyment Mgmt For For For
8 Elect Susan M. MacKenzie Mgmt For For For
9 Shareholder Rights Plan Mgmt For For For
Renewal
10 Advance Notice Provision Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
Fund Name : Enviromental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony G. Mgmt For For For
Fernandes
1.2 Elect Maryellen C. Mgmt For Withhold Against
Herringer
1.3 Elect Stephen M. Mgmt For For For
Kadenacy
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2004 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall S. Dearth Mgmt For For For
1.2 Elect John J. Paro Mgmt For For For
1.3 Elect Timothy G. Rupert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP 138098108 01/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Joseph M. Cohen Mgmt For For For
5 Elect Mark N. Diker Mgmt For For For
6 Elect George L. Fotiades Mgmt For For For
7 Elect Alan J. Mgmt For For For
Hirschfield
8 Elect Andrew A. Krakauer Mgmt For For For
9 Elect Peter J. Pronovost Mgmt For For For
10 Elect Bruce Slovin Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 10/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael K. Burke Mgmt For For For
1.2 Elect James F. Mgmt For For For
Callahan,
Jr.
1.3 Elect Douglas R. Casella Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur Cape Mgmt For For For
1.2 Elect Jason DeZwirek Mgmt For Withhold Against
1.3 Elect Eric Goldberg Mgmt For For For
1.4 Elect Jeffrey Lang Mgmt For For For
1.5 Elect Lynn J. Lyall Mgmt For For For
1.6 Elect Jonathan Pollack Mgmt For For For
1.7 Elect Seth Rudin Mgmt For For For
1.8 Elect Donald A. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
China Recycling Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CREG CUSIP 168913101 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Guohua Ku Mgmt For For For
1.2 Elect Albert McLelland Mgmt For Withhold Against
1.3 Elect Chungui Shi Mgmt For For For
1.4 Elect Yulong Ding Mgmt For For For
1.5 Elect Geyun Wang Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For Against Against
Common
Stock
4 Approval of Stock Mgmt For For For
Option Agreement with
Director Chungui
Shi
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clarcor Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 03/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Emkes Mgmt For For For
1.2 Elect Robert H. Jenkins Mgmt For For For
1.3 Elect Philip R. Mgmt For For For
Lochner,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Incentive Plan Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding
Sustainability
Report
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene G. Banucci Mgmt For For For
1.2 Elect Edward G. Galante Mgmt For Withhold Against
1.3 Elect Thomas J. Shields Mgmt For For For
1.4 Elect John R. Welch Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
CEO Annual Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Anthony J. Orlando Mgmt For For For
1.7 Elect William C. Pate Mgmt For For For
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Equity Award Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For Against Against
3 Elect D. Eugene Ewing Mgmt For Against Against
4 Elect Dirk Kloosterboer Mgmt For For For
5 Elect Charles Macaluso Mgmt For For For
6 Elect John D. March Mgmt For Against Against
7 Elect Michael Urbut Mgmt For For For
8 Approval of Corporate Mgmt For For For
Name
Change
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 11/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Hoffman Mgmt For For For
1.2 Elect Willard D. Oberton Mgmt For For For
1.3 Elect John P. Wiehoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Energy Recovery, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERII CUSIP 29270J100 06/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Y.L. Mao Mgmt For For For
2 Elect Thomas S. Rooney, Mgmt For For For
Jr.
3 Elect Dominique Trempont Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fuel Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTEK CUSIP 359523107 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas G. Bailey Mgmt For For For
1.2 Elect Miguel Espinosa Mgmt For For For
1.3 Elect W. Grant Gregory Mgmt For For For
1.4 Elect Thomas L. Jones Mgmt For For For
1.5 Elect George F. Mgmt For For For
MacCormack
1.6 Elect Thomas S. Shaw, Mgmt For For For
Jr.
1.7 Elect Delbert L. Mgmt For For For
Williamson
1.8 Elect Dennis L. Zeitler Mgmt For For For
2 2014 Long-Term Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
________________________________________________________________________________
Hudson Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDSN CUSIP 444144109 08/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vincent P. Mgmt For Withhold Against
Abbatecola
1.2 Elect Brian F. Coleman Mgmt For Withhold Against
1.3 Elect Otto C. Morch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For Withhold Against
1.2 Elect J. Samuel Butler Mgmt For Withhold Against
1.3 Elect Robert Gilmore Mgmt For Withhold Against
1.4 Elect John T. Nesser III Mgmt For For For
1.5 Elect Nelson Obus Mgmt For Withhold Against
1.6 Elect Rene J. Robichaud Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2006 Mgmt For Against Against
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Met-Pro Corporation
Ticker Security ID: Meeting Date Meeting Status
MPR CUSIP 590876306 08/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Anthony J. Best Mgmt For For For
1.3 Elect George S. Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect Roderick A. Larson Mgmt For For For
1.6 Elect James W. McFarland Mgmt For For For
1.7 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Non-Employee Mgmt For Against Against
Directors' Restricted
Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nuverra Environmental Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
NES CUSIP 67091K203 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward A. Barkett Mgmt For For For
1.2 Elect Robert B. Mgmt For For For
Simonds,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Progressive Waste Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIN CUSIP 74339G101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect John T. Dillon Mgmt For For For
2.2 Elect James J. Forese Mgmt For For For
2.3 Elect Larry S. Hughes Mgmt For For For
2.4 Elect Jeffrey L. Keefer Mgmt For For For
2.5 Elect Douglas W. Knight Mgmt For For For
2.6 Elect Susan Lee Mgmt For For For
2.7 Elect Daniel R. Milliard Mgmt For For For
2.8 Elect Joseph D. Quarin Mgmt For For For
3 Advisory Resolution on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James W. Crownover Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Ann E. Dunwoody Mgmt For For For
4 Elect William J. Flynn Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Ramon A. Rodriguez Mgmt For For For
8 Elect Donald W. Slager Mgmt For For For
9 Elect Allan C. Sorensen Mgmt For For For
10 Elect John M. Trani Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Executive Incentive
Compensation
Plan
14 Shareholder Proposal ShrHldr Against For Against
Regarding the Approval
of Survivor Benefits
(Golden
Coffins)
15 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For Withhold Against
1.2 Elect Judith A. Johansen Mgmt For Withhold Against
1.3 Elect Tamara L. Lundgren Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Stock Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Miller Mgmt For For For
2 Elect Jack W. Schuler Mgmt For For For
3 Elect Charles A. Alutto Mgmt For For For
4 Elect Thomas D. Brown Mgmt For For For
5 Elect Thomas F. Chen Mgmt For For For
6 Elect Rod F. Dammeyer Mgmt For For For
7 Elect William K. Hall Mgmt For For For
8 Elect John Patience Mgmt For For For
9 Elect Mike S. Zafirovski Mgmt For For For
10 2014 Incentive Stock Mgmt For For For
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Right to Call a Special Mgmt For For For
Meeting
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect David Mathieson Mgmt For For For
1.3 Elect Donal L. Mulligan Mgmt For For For
1.4 Elect Stephen G. Shank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Dennis J. Letham Mgmt For For For
3 Elect Hari N. Nair Mgmt For For For
4 Elect Roger B. Porter Mgmt For For For
5 Elect David B. Price, Mgmt For For For
Jr.
6 Elect Gregg M. Sherrill Mgmt For For For
7 Elect Paul T. Stecko Mgmt For For For
8 Elect Jane L. Warner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For Withhold Against
1.3 Elect Patrick C. Haden Mgmt For Withhold Against
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Kimberly E. Mgmt For For For
Ritrievi
1.6 Elect Albert E. Smith Mgmt For For For
1.7 Elect J. Kenneth Mgmt For For For
Thompson
1.8 Elect Richard H. Truly Mgmt For For For
1.9 Elect Kristen M. Volpi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Executive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Barnhart Mgmt For Against Against
2 Elect Joe F. Colvin Mgmt For For For
3 Elect Jeffrey R. Feeler Mgmt For For For
4 Elect Daniel Fox Mgmt For For For
5 Elect Stephen A. Romano Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CUSIP 92334N103 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
4 Allocation of Dividends Mgmt For For For
5 Scrip Dividend Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Supplementary Mgmt For For For
Retirement Benefits
(Antoine
Frerot)
8 Severance Agreement Mgmt For For For
(Antoine
Frerot)
9 Elect Antoine Frerot Mgmt For For For
10 Elect Daniel Bouton Mgmt For For For
11 Elect Khaled Al Sayed Mgmt For For For
12 Remuneration of Antoine Mgmt For Against Against
Frerot,
CEO
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Securities w/
Preemptive
Rights
16 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Securities w/o
Preemptive Rights but
w/ Priority
Subscription
Rights
17 Authority to Issue Mgmt For Abstain Against
Shares and/or
Convertible Securities
Through Private
Placement
18 Increase in Authorized Mgmt For Abstain Against
Capital in
Consideration for
Contributions in
Kind
19 Greenshoe Mgmt For Abstain Against
20 Increase in Authorized Mgmt For For For
Capital Through
Capitalization
21 Employee Stock Purchase Mgmt For For For
Plan
22 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
24 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
25 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert H. Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Incentive Award Mgmt For For For
Plan
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect Patrick W. Gross Mgmt For Against Against
4 Elect Victoria M. Holt Mgmt For For For
5 Elect John C. Pope Mgmt For For For
6 Elect W. Robert Reum Mgmt For For For
7 Elect David P. Steiner Mgmt For For For
8 Elect Thomas H. Mgmt For For For
Weidemeyer
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2014 Stock Incentive Mgmt For For For
Plan
12 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Fund Name : Gaming ETF
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/19/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kathleen M. Conlon Mgmt For For For
3 Re-elect David C.P. Mgmt For For For
Banks
4 Re-elect Roger Davis Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Jamie
Odell)
6 Remuneration Report Mgmt For For For
7 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Bally Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BYI CUSIP 05874B107 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Haddrill Mgmt For For For
2 Elect Josephine Linden Mgmt For For For
3 Elect Ramesh Srinivasan Mgmt For For For
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berjaya Sports Toto Berhad
Ticker Security ID: Meeting Date Meeting Status
BJTOTO CINS Y0849N107 10/18/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect Robin TAN Yeong Mgmt For Against Against
Ching
4 Elect Robert YONG Kuen Mgmt For For For
Loke
5 Elect CHAN Kien Sing Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Repurchase Mgmt For For For
Shares
10 Retention of Mgmt For For For
Independent
Director
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETS'B CINS W1556U195 05/08/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits Mgmt For For For
and
Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Mgmt For For For
Fees
17 Election of Directors Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Remuneration Guidelines Mgmt For Against Against
20 Stock Split Mgmt For For For
21 Reduction of Share Mgmt For For For
Capital
22 Bonus Issue Mgmt For For For
23 Authority to Repurchase Mgmt For For For
and Reissue
Shares
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETS'B CINS W1556U195 08/19/2013 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Warrant Plan for Mgmt For Against Against
Employees in
Sweden
12 Stock Option Plan for Mgmt For Against Against
Employees
Abroad
13 Creation of New Share Mgmt For For For
Class
14 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive Rights
Pursuant to
LTIP
15 Authority to Repurchase Mgmt For Against Against
Class C Shares
Pursuant to
LTIP
16 Authority to Repurchase Mgmt For Against Against
Class B Shares
Pursuant to
LTIP
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Boughner Mgmt For Withhold Against
1.2 Elect William R. Boyd Mgmt For For For
1.3 Elect William S. Boyd Mgmt For For For
1.4 Elect Richard E. Mgmt For For For
Flaherty
1.5 Elect Thomas V. Girardi Mgmt For For For
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Billy G. McCoy Mgmt For For For
1.8 Elect Keith E. Smith Mgmt For For For
1.9 Elect Christine J. Mgmt For For For
Spadafor
1.10 Elect Peter M. Thomas Mgmt For For For
1.11 Elect Veronica J. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bwin.party Digital Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
BPTY CINS X0829R103 02/24/2014 Voted
Meeting Type Country of Trade
Special Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Incentive Mgmt For Against Against
Plan
("BIP")
________________________________________________________________________________
Bwin.party Digital Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
BPTY CINS X0829R103 05/22/2014 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For Against Against
(Binding)
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Per Afrell Mgmt For For For
9 Elect Manfred Bodner Mgmt For For For
10 Elect Sylvia Coleman Mgmt For For For
11 Elect Helmut Kern Mgmt For For For
12 Elect Rod Perry Mgmt For For For
13 Elect Georg Riedl Mgmt For For For
14 Elect Norbert Mgmt For For For
Teufelberger
15 Elect Martin Weigold Mgmt For For For
16 Elect Philip Yea Mgmt For For For
17 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
18 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Dissident Board Member
Michael
Fertik
21 Shareholder Regarding ShrHldr Against For Against
Election of Dissident
Board Member Francis
Grady
22 Shareholder Regarding ShrHldr Against Against For
Election of Dissident
Board Member Kalendu
Patel
23 Shareholder Regarding ShrHldr Against For Against
Election of Dissident
Board Member Steven
Rittvo
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/30/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Geoff J. Dixon Mgmt For For For
3 Re-elect Ashok P. Jacob Mgmt For For For
4 Re-elect Harold C Mgmt For For For
Mitchell
5 Re-elect James D. Packer Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Change in Company Name Mgmt For For For
________________________________________________________________________________
Echo Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
EGP CINS Q3383N102 11/08/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Katie Lahey Mgmt For For For
4 Elect Richard Sheppard Mgmt For For For
5 Elect Gerard Bradley Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
John
Redmond)
7 Equity Grant (CFO Mgmt For For For
Matthias
Bekier)
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 06/11/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paddy TANG LUI Mgmt For For For
Wai
Yu
5 Elect William YIP Shue Mgmt For For For
Lam
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Deletion of Existing Mgmt For Against Against
Articles
12 Amendments to Articles Mgmt For Against Against
13 Adoption of New Articles Mgmt For Against Against
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph W. Mgmt For For For
Marshall,
III
1.2 Elect E. Scott Urdang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/12/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect CHIN Kwai Yoong Mgmt For For For
3 Elect Hashim bin Nik Mgmt For For For
Yusoff
4 Elect Mohammed Hanif Mgmt For Against Against
Omar
5 Elect LIN See Yan Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/12/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 11/01/2013 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted issue of new Mgmt For For For
warrants
2 Exemption Mgmt For For For
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/11/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect Mohd Zahidi bin Mgmt For For For
Zainuddin
4 Elect QUAH Chek Tin Mgmt For For For
5 Elect Mohammed Hanif Mgmt For For For
Omar
6 Elect Alwi bin Jantan Mgmt For For For
7 Elect Clifford F. Mgmt For For For
Herbert
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/11/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/22/2014 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect LIM Kok Thay Mgmt For Against Against
3 Elect KOH Seow Chuan Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Related Party Mgmt For For For
Transactions
8 Authority to Repurchase Mgmt For For For
Shares
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Global Cash Access Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCA CUSIP 378967103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ram Chary Mgmt For For For
1.2 Elect Fred C. Enlow Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 05/22/2014 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restated Accounts and Mgmt For For For
Reports (FY
2012)
3 Directors' and Mgmt For For For
Auditors'
Reports
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
7 2013 Directors' Fees Mgmt For For For
8 2013 Executive Mgmt For For For
Directors'
Fees
9 2014 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Board Transactions Mgmt For For For
________________________________________________________________________________
GTECH S.p.A.
Ticker Security ID: Meeting Date Meeting Status
LTO CINS T9179L108 05/08/2014 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Remuneration Report Mgmt For For For
6 Stock Option Plan Mgmt For For For
7 Stock Allocation Plan Mgmt For For For
8 Authority to Repurchase Mgmt For For For
and Reissue
Shares
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 List Presented by De Mgmt For N/A N/A
Agostini
S.p.A.
11 List Presented by Group Mgmt For For For
of Shareholders
Representing 1.75% of
Share
Capital
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List Presented by De Mgmt N/A Abstain N/A
Agostini
S.p.A.
14 List Presented by Group Mgmt N/A For N/A
of Shareholders
Representing 1.75% of
Share
Capital
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
IG Group Holdings plc
Ticker Security ID: Meeting Date Meeting Status
IGG CINS G4753Q106 10/17/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jonathan Davie Mgmt For For For
5 Elect Peter Hetherington Mgmt For For For
6 Elect Christopher Hill Mgmt For For For
7 Elect Stephen Hill Mgmt For Against Against
8 Elect Tim Howkins Mgmt For For For
9 Elect Martin Jackson Mgmt For Against Against
10 Elect Roger Yates Mgmt For Against Against
11 Elect Jim Newman Mgmt For For For
12 Elect Sam Tymms Mgmt For For For
13 Appointment of Auditor Mgmt For Against Against
14 Authority to Set Mgmt For Against Against
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Approval of Sustained Mgmt For For For
Performance
Plan
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paget L. Alves Mgmt For For For
2 Elect Eric F. Brown Mgmt For For For
3 Elect Janice D. Chaffin Mgmt For For For
4 Elect Greg Creed Mgmt For For For
5 Elect Patti S. Hart Mgmt For For For
6 Elect Robert J. Miller Mgmt For For For
7 Elect Vincent L. Sadusky Mgmt For For For
8 Elect Philip G. Satre Mgmt For For For
9 Elect Tracy D. Weber Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Intralot S.A.
Ticker Security ID: Meeting Date Meeting Status
INLOT CINS X3968Y103 04/10/2014 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors; Mgmt For Abstain Against
Designation of
Independent
Members
2 Election of Audit Mgmt For Abstain Against
Committee
Members
3 Board Transactions Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Intralot S.A.
Ticker Security ID: Meeting Date Meeting Status
INLOT CINS X3968Y103 06/11/2014 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restated Accounts and Mgmt For For For
Reports (FY 2012);
Accounts and Reports
(FY
2013)
2 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Election of Audit Mgmt For Abstain Against
Committee
Members
5 Directors' Fees Mgmt For Abstain Against
6 Related Party Mgmt For Abstain Against
Transactions (Company
Contracts)
7 Board Transactions Mgmt For For For
8 Creation of Reserves Mgmt For For For
Account
9 Use of Reserves Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
11 ANNOUNCEMENTS Mgmt For For For
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/28/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Mgmt For For For
Non-Executive
Directors
(Slate)
4 Election of Independent Mgmt For For For
Directors
(Slate)
5 Election of Audit Mgmt For For For
Committee Members
(Slate)
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 07/25/2013 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Non-independent
Directors: LIM Sung
Hwan
2 Election of Independent Mgmt For For For
Directors
(Slate)
3 Election of Audit Mgmt For For For
Committee Member: PARK
Soo
Hoon
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ladbrokes Plc
Ticker Security ID: Meeting Date Meeting Status
LAD CINS G5337D107 05/07/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect David R Martin Mgmt For For For
4 Elect Peter Erskine Mgmt For For For
5 Elect Richard I. Glynn Mgmt For For For
6 Elect Ian Bull Mgmt For For For
7 Elect Sly Bailey Mgmt For For For
8 Elect Christine Hodgson Mgmt For For For
9 Elect John M. Kelly Mgmt For For For
10 Elect Richard Moross Mgmt For For For
11 Elect Darren M. Shapland Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Notice Period
at 14
Days
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles D. Forman Mgmt For For For
1.2 Elect George Jamieson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 03/26/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yuk Man Chung Mgmt For For For
3 Elect William T. Nisbet Mgmt For For For
4 Elect James A. C. Mgmt For For For
MacKenzie
5 Elect Thomas J. Wu Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Issuance of Common Stock Mgmt For Against Against
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/13/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Lawrence HO Yau Mgmt For Against Against
Lung
6 Elect Anthony TYEN Kan Mgmt For For For
Hee
7 Elect Roger Lobo Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/12/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pansy Catilina HO Mgmt For Against Against
Chui
King
6 Elect Daniel J. D'Arrigo Mgmt For Against Against
7 Elect William M. Scott Mgmt For For For
IV
8 Elect Patricia LAM Sze Mgmt For Against Against
Wan
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchase
Shares
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Baldwin Mgmt For For For
1.2 Elect William A. Bible Mgmt For Withhold Against
1.3 Elect Burton M. Cohen Mgmt For For For
1.4 Elect Mary Chris Gay Mgmt For For For
1.5 Elect William W. Grounds Mgmt For For For
1.6 Elect Alexis M. Herman Mgmt For For For
1.7 Elect Roland A. Mgmt For For For
Hernandez
1.8 Elect Anthony Mandekic Mgmt For For For
1.9 Elect Rose E. Mgmt For For For
McKinney-James
1.10 Elect James J. Murren Mgmt For For For
1.11 Elect Gregory M. E. Mgmt For For For
Spierkel
1.12 Elect Daniel J. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Multi-Purpose Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
MPHB CINS Y61831106 06/20/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Vijeyaratnam a/l Mgmt For Against Against
V. Thamotharam
Pillay
3 Elect Lawrence LIM Swee Mgmt For Against Against
Lin
4 Elect David Charles Ian Mgmt For For For
Harding
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Multi-Purpose Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
MPHB CINS Y61831106 06/20/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
2 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
OPAP S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 11/07/2013 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Directors; Mgmt For Against Against
Board
Size
5 Election of Audit Mgmt For For For
Committee
Members
6 Board Transactions Mgmt For For For
7 Approve Remuneration of Mgmt For For For
Kamil Zeigler
(Chairman/CEO)
8 Approve Remuneration of Mgmt For For For
Michel Houst
(Executive
Director)
________________________________________________________________________________
Paddy Power plc
Ticker Security ID: Meeting Date Meeting Status
PWL CINS G68673105 05/13/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Elect Michael A. Cawley Mgmt For For For
5 Elect Nigel Northridge Mgmt For For For
6 Elect Patrick Kennedy Mgmt For For For
7 Elect Stewart Kenny Mgmt For Against Against
8 Elect Ulric Jerome Mgmt For For For
9 Elect Tom Grace Mgmt For For For
10 Elect Danuta Gray Mgmt For For For
11 Elect Cormac McCarthy Mgmt For For For
12 Elect Padraig O Riordain Mgmt For Against Against
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paradise Company
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect LEE Hyuk Byung Mgmt For For For
3 Elect CHOI Jong Hwan Mgmt For For For
4 Elect CHOI Young Il Mgmt For For For
5 Election of Corporate Mgmt For For For
Auditor
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Fees Mgmt For For For
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Carlino Mgmt For For For
1.2 Elect Harold Cramer Mgmt For Withhold Against
2 Amendment to the 2008 Mgmt For For For
Long Term Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pinnacle Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 723456109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen C. Comer Mgmt For For For
2 Elect Richard J. Mgmt For For For
Goeglein
3 Elect Bruce A. Leslie Mgmt For For For
4 Elect James L. Martineau Mgmt For For For
5 Elect Desiree Rogers Mgmt For For For
6 Elect Anthony M. Mgmt For For For
Sanfilippo
7 Elect Miller Studenmund Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Playtech Limited
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/21/2014 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Hilary Mgmt For For For
Stewart-Jones
7 Elect Andrew Thomas Mgmt For For For
8 Elect Alan Jackson Mgmt For Against Against
9 Elect Ron Hoffman Mgmt For For For
10 Elect Mor Weizer Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/30/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Rachel CHIANG Yun Mgmt For For For
6 Elect Iain F. Bruce Mgmt For Against Against
7 Elect Charles Daniel Mgmt For For For
Forman
8 Elect Robert Glen Mgmt For For For
Goldstein
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 07/26/2013 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sankyo Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideyuki Busujima Mgmt For Against Against
4 Elect Kimihisa Tsutsui Mgmt For For For
5 Elect Akihiko Ishihara Mgmt For For For
6 Elect Ichiroh Tomiyama Mgmt For For For
7 Special Allowances for Mgmt For Against Against
Directors
8 Special Allowances for Mgmt For Against Against
Statutory
Auditors
9 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald O. Perelman Mgmt For For For
1.2 Elect David L. Kennedy Mgmt For For For
1.3 Elect Peter A. Cohen Mgmt For Withhold Against
1.4 Elect Gerald J. Ford Mgmt For For For
1.5 Elect Paul M. Meister Mgmt For Withhold Against
1.6 Elect Debra G Perelman Mgmt For For For
1.7 Elect Michael J. Regan Mgmt For For For
1.8 Elect Barry F. Schwartz Mgmt For Withhold Against
1.9 Elect Frances F. Mgmt For Withhold Against
Townsend
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sega Sammy Holdings
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/18/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Hajime Satomi Mgmt For For For
4 Elect Naoya Tsurumi Mgmt For For For
5 Elect Akira Sugano Mgmt For For For
6 Elect Haruki Satomi Mgmt For For For
7 Elect Shigeru Aoki Mgmt For For For
8 Elect Hideki Okamura Mgmt For For For
9 Elect Hisao Oguchi Mgmt For For For
10 Elect Yuji Iwanaga Mgmt For For For
11 Elect Takeshi Natsuno Mgmt For Against Against
12 Elect Yukito Sakaue as Mgmt For For For
Statutory
Auditor
13 Equity Compensation Mgmt For For For
Plan for
Directors
14 Equity Compensation Mgmt For For For
Plan for
Employees
________________________________________________________________________________
SHFL entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP 78423R105 11/19/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y8076V106 06/05/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SO Shu Fai Mgmt For For For
6 Elect Rui Jose da Cunha Mgmt For Against Against
7 Elect Angela LEONG On Mgmt For Against Against
Kei
8 Elect Timothy FOK Tsun Mgmt For For For
Ting
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
12 Authority to Repurchase Mgmt For For For
Shares
13 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/18/2013 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Nigel Morrison Mgmt For For For
3 Re-elect Bruce Carter Mgmt For For For
4 Re-elect Chris Moller Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Nigel
Morrison)
6 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sun International Limited
Ticker Security ID: Meeting Date Meeting Status
SUI CINS S8250P120 11/22/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Anthony Leeming Mgmt For For For
3 Elect Graeme Stephens Mgmt For For For
4 Elect Peter Bacon Mgmt For For For
5 Re-elect Leon Campher Mgmt For For For
6 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
7 Re-elect I. Nigel Mgmt For For For
Matthews
8 Elect Audit Committee Mgmt For For For
Member (Zarina
Bassa)
9 Elect Audit Committee Mgmt For For For
Member (Leon
Campher)
10 Elect Audit Committee Mgmt For For For
Member (Bridgette
Modise)
11 Elect Audit Committee Mgmt For For For
Member (Graham
Rosenthal)
12 Approve Remuneration Mgmt For For For
Policy
13 Appointment of Auditor Mgmt For For For
14 Approve Amendments to Mgmt For For For
Restricted Share
Plan
15 Authority to implement Mgmt For For For
amendments to
Restricted Share
Plan
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Approve Financial Mgmt For For For
Assistance (Section
45)
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/31/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paula J. Dwyer Mgmt For For For
3 Re-elect Justin Milne Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
David
Attenborough)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 10/31/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Lyndsey Mgmt For For For
Cattermole
4 Re-elect Brian Jamieson Mgmt For For For
5 Renew Proportional Mgmt For For For
Takeover
Provisions
6 Equity Grant (Three Mgmt For For For
year
period)
7 Equity Grant (Financial Mgmt For For For
year
2013)
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/08/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sir Roy Gardner Mgmt For For For
6 Elect Gareth Davis Mgmt For For For
7 Elect Ralph Topping Mgmt For For For
8 Elect Neil Cooper Mgmt For For For
9 Elect Georgina Harvey Mgmt For For For
10 Elect Ashley Highfield Mgmt For For For
11 Elect David S. Lowden Mgmt For For For
12 Elect Imelda Walsh Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Performance Share Plan Mgmt For For For
18 Performance Share Plan Mgmt For For For
(Overseas)
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
period at 14
Days
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/15/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ian M. Coughlan Mgmt For For For
6 Elect Nicholas R. Mgmt For For For
Sallnow-Smith
7 Elect Allan Zeman Mgmt For Against Against
8 Elect Gamal Aziz Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Adoption of the Mgmt For For For
Employee Ownership
Scheme
15 Authority to Issue Mgmt For For For
Shares Under the
Employee Ownership
Scheme
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Miller Mgmt For Withhold Against
1.2 Elect D. Boone Wayson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For Against Against
Director Qualification
Bylaw
6 Shareholder Proposal ShrHldr Against For Against
Regarding Report on
Political
Spending
Fund Name : Germany Small-Cap ETF
________________________________________________________________________________
Aareal Bank AG
Ticker Security ID: Meeting Date Meeting Status
ARL CINS D00379111 05/21/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible and
Non-Convertible Debt
Instruments; Increase
in Conditional
Capital
10 Remuneration Report Mgmt For TNA N/A
11 Misc. Proposal Mgmt For TNA N/A
Regarding Remuneration
Limit
12 Supervisory Board Mgmt For TNA N/A
Members'
Fees
13 Amendments to Articles Mgmt For TNA N/A
Regarding Dividends in
Kind
14 Amendments to Mgmt For TNA N/A
Previously Approved
Intra-company Control
Agreements
________________________________________________________________________________
Adva AG Optical Networking SE
Ticker Security ID: Meeting Date Meeting Status
ADV CINS D0190E105 06/05/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Remuneration Report Mgmt For TNA N/A
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Stock Option Plan; Mgmt For TNA N/A
Increase in
Conditional
Capital
________________________________________________________________________________
Aixtron SE
Ticker Security ID: Meeting Date Meeting Status
AIX CUSIP 009606104 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Management Board
Acts
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Appointment of Auditor Mgmt For For For
4 Authority to Repurchase Mgmt For For For
Shares
5 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
alstria office REIT AG
Ticker Security ID: Meeting Date Meeting Status
AOX CINS D0378R100 05/14/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorized Mgmt For TNA N/A
Capital
10 Authority to issue Mgmt For TNA N/A
Shares without
Preemptive
Rights
11 Authority to issue Mgmt For TNA N/A
Shares without
Preemptive
Rights
________________________________________________________________________________
Aurelius AG
Ticker Security ID: Meeting Date Meeting Status
AR4 CINS D04986101 05/21/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Dirk Mgmt For TNA N/A
Markus
7 Ratification of Gert Mgmt For TNA N/A
Purkert
8 Ratification of Donatus Mgmt For TNA N/A
Albrecht
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Cancellation of Mgmt For TNA N/A
Conditional Capital
2007/II
12 Increase in Authorized Mgmt For TNA N/A
Capital
13 Authority to Repurchase Mgmt For TNA N/A
Shares
14 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/26/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Balda AG
Ticker Security ID: Meeting Date Meeting Status
BAD CINS D05355108 01/28/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Postponement of James Mgmt For TNA N/A
Lim's
Ratification
7 Do Not Ratify Dominik Mgmt For TNA N/A
Muser
8 Postponement of Michael Mgmt For TNA N/A
Naschke's
Ratification
9 Postponement of Mgmt For TNA N/A
Wilfried Niemann's
Ratification
10 Postponement of Irene Mgmt For TNA N/A
Scheteling's
Ratification
11 Postponement of Mgmt For TNA N/A
Yu-Sheng Kai's
Ratification
12 Postponement of Ted Mgmt For TNA N/A
Gerlach's
Ratification
13 Postponement of Mgmt For TNA N/A
Chun-Chen Chen's
Ratification
14 Appointment of Auditor Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Balda AG
Ticker Security ID: Meeting Date Meeting Status
BAD CINS D05355108 07/18/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Shareholder Proposal ShrHldr Against TNA N/A
Regarding the Removal
of Michael
Naschke
5 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Frauke
Vogler
6 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Thomas van
Aubel
7 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Oliver
Oechsle
________________________________________________________________________________
Balda AG
Ticker Security ID: Meeting Date Meeting Status
BAD CINS D05355108 09/04/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Shareholder Proposal ShrHldr Against TNA N/A
Regarding the Removal
of Michael
Naschke
5 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Frauke
Vogler
6 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Thomas van
Aubel
7 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Board Member
Oliver
Oechsle
________________________________________________________________________________
Bauer AG
Ticker Security ID: Meeting Date Meeting Status
B5A CINS D0639R105 06/26/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
Baywa AG
Ticker Security ID: Meeting Date Meeting Status
BYW6 CINS D08232114 06/17/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Wolfgang Altmuller Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Bechtle AG
Ticker Security ID: Meeting Date Meeting Status
BC8 CINS D0873U103 06/05/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Matthias Metz Mgmt For TNA N/A
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Amend Profit-and-Loss Mgmt For TNA N/A
Transfer Agreement
with Bechtle
E-Commerce Holding
AG
________________________________________________________________________________
Bertrandt AG
Ticker Security ID: Meeting Date Meeting Status
BDT CINS D1014N107 02/19/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Gaimersheim)
9 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Ginsheim-Gustavsburg)
10 Amendment to Mgmt For TNA N/A
Intra-company Contract
with BERTRANDT
Ingenieurburo
(Hamburg)
11 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Cologne)
12 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Munich)
13 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Neckarsulm)
14 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Ingenieurburo GmbH
(Tappenbeck)
15 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Projektgesellschaft
mbH
16 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Bertrandt
Technikum
GmbH
17 Elect Klaus Bleyer Mgmt For TNA N/A
18 Elect Maximilian Wolfle Mgmt For TNA N/A
19 Elect Horst Binnig Mgmt For TNA N/A
20 Elect Wilfried Sihn Mgmt For TNA N/A
21 Appointment of Auditor Mgmt For TNA N/A
22 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Beter Bed Holding Nv
Ticker Security ID: Meeting Date Meeting Status
BBED CINS N1319A163 05/19/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Management Board
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Elect Dirk R. Goeminne Mgmt For For For
to the Supervisory
Board
14 Elect A.J.L. Slippens Mgmt For For For
to the Supervisory
Board
15 Elect A.H. Anbeek to Mgmt For For For
the Management
Board
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For For For
Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CA Immobilien Anlagen AG
Ticker Security ID: Meeting Date Meeting Status
CAI CINS A1144Q155 05/08/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Election of Supervisory Mgmt For For For
Board
Members
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Cancom SE
Ticker Security ID: Meeting Date Meeting Status
COK CINS D8238N102 06/25/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Stefan Kober Mgmt For TNA N/A
10 Elect Regina Weinmann Mgmt For TNA N/A
11 Elect Lothar Koniarski Mgmt For TNA N/A
12 Elect Uwe Kemm Mgmt For TNA N/A
13 Elect Walter Krejci Mgmt For TNA N/A
14 Elect Dominik Eberle Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board
Meetings
16 Supervisory Board Mgmt For TNA N/A
Members'
Fees
17 Amendments to Mgmt For TNA N/A
Previously Approved
Profit-and-Loss
Transfer
Agreements
18 Increase in Authorized Mgmt For TNA N/A
Capital
II/2014
19 Increase in Authorized Mgmt For TNA N/A
Capital
III/2014
20 Decrease in Conditional Mgmt For TNA N/A
Capital
________________________________________________________________________________
Carl Zeiss Meditec AG
Ticker Security ID: Meeting Date Meeting Status
AFX CINS D14895102 03/04/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Centrotec Sustainable AG
Ticker Security ID: Meeting Date Meeting Status
CEV CINS D1498G131 05/20/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Amendments to Corporate Mgmt For TNA N/A
Purpose
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Comdirect Bank AG
Ticker Security ID: Meeting Date Meeting Status
COM CINS D1548W102 05/15/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Frank Annuscheit Mgmt For TNA N/A
9 Elect Georg Ronneberg Mgmt For TNA N/A
10 Elect Sabine Schmittroth Mgmt For TNA N/A
11 Elect Martin Zielke Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Conwert Immobilien Invest SE
Ticker Security ID: Meeting Date Meeting Status
CWI CINS A1359Y109 05/07/2014 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Administrative Board
Acts
6 Ratification of Mgmt For For For
Management Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Management Mgmt For N/A N/A
Nominee Alexander
Schoeller
10 Elect Management Mgmt For N/A N/A
Nominee Martina
Postl
11 Shareholder Proposal to ShrHldr Against For Against
Elect Dissident
Nominee Peter
Hohlbein
12 Shareholder Proposal to ShrHldr Against For Against
Elect Dissident
Nominee Alexander
Proschofsky
13 Administrative Board Mgmt For For For
Members'
Fees
14 Increase in Conditional Mgmt For For For
Capital
15 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
16 Amendments to Articles Mgmt For For For
Regarding Increase in
Capital
17 Amendments to Articles Mgmt For For For
Regarding Share
Registration
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cropenergies AG
Ticker Security ID: Meeting Date Meeting Status
CE2 CINS D16327104 07/30/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
CTS EVENTIM AG
Ticker Security ID: Meeting Date Meeting Status
EVD CINS D1648T108 05/08/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
10 Conversion of Legal Mgmt For TNA N/A
Form; Increase in
Authorized
Capital
11 Amendment to Control Mgmt For TNA N/A
Agreement with with
CTS Eventim Solutions
GmbH
12 Amendment to Control Mgmt For TNA N/A
Agreement with Ticket
Online Sales & Service
Center
GmbH
________________________________________________________________________________
Delticom AG
Ticker Security ID: Meeting Date Meeting Status
DEX CINS D17569100 04/29/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Rainer Binder Mgmt For TNA N/A
12 Profit-and-Loss Mgmt For TNA N/A
Transfer
Agreement
13 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement
14 Stock Option Plan and Mgmt For TNA N/A
Increase in
Conditional
Capital
________________________________________________________________________________
Deutsche Beteiligungs AG
Ticker Security ID: Meeting Date Meeting Status
DBA CINS D18150181 03/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Deutsche Euroshop AG
Ticker Security ID: Meeting Date Meeting Status
DEQ CINS D1854M102 06/18/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Thomas Armbrust Mgmt For TNA N/A
12 Elect Beate Bell Mgmt For TNA N/A
13 Elect Manuela Better Mgmt For TNA N/A
________________________________________________________________________________
Deutsche Wohnen AG
Ticker Security ID: Meeting Date Meeting Status
DWNI CINS D2046U176 06/11/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Claus Wisser as Mgmt For TNA N/A
Supervisory Board
Member
10 Compensation Report Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Approval of Mgmt For TNA N/A
Intra-Company Control
Agreement with GSW
Immobilien; Increase
in Conditional
Capital
14 Approval of Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Deutsche Wohnen
Management
GmbH
15 Approval of Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Deutsche Wohnen
Immobilien Management
GmbH
16 Approval of Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Deutsche Wohnen
Construction and
Facilities
GmbH
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Conversion of Mgmt For TNA N/A
Registered Shares to
Bearer
Shares
19 Stock Option Plan; Mgmt For TNA N/A
Increase in
Conditional
Capital
________________________________________________________________________________
Deutsche Wohnen AG
Ticker Security ID: Meeting Date Meeting Status
DWNI CINS D2046U176 09/30/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 GSW Share Swap Offer Mgmt For TNA N/A
5 Private Placement to Mgmt For TNA N/A
Trustees
________________________________________________________________________________
Deutz AG
Ticker Security ID: Meeting Date Meeting Status
DEZ CINS D39176108 05/07/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Herbert Kauffmann Mgmt For TNA N/A
________________________________________________________________________________
DIC Asset AG
Ticker Security ID: Meeting Date Meeting Status
DAZG CINS D2837E100 07/03/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Dematerialization of Mgmt For TNA N/A
Bearer
Shares
11 Amendments to Articles Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
DMG Mori Seiki AG
Ticker Security ID: Meeting Date Meeting Status
GIL CINS D2251X105 05/16/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Amendments to Agreement Mgmt For TNA N/A
with DMG Vertriebs und
Service GmbH Deckel
Maho
Gildemeister
9 Amendment to Agreement Mgmt For TNA N/A
with Gildemeister
Beteiligungen
GmbH
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Drillisch AG
Ticker Security ID: Meeting Date Meeting Status
DRI CINS D23138106 05/21/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Paschalis Mgmt For TNA N/A
Choulidis
7 Ratify Vlasios Choulidis Mgmt For TNA N/A
8 Ratify Marc Mgmt For TNA N/A
Brucherseifer
9 Ratify Horst Lennertz Mgmt For TNA N/A
10 Ratify Frank Rothauge Mgmt For TNA N/A
11 Ratify Susanne Ruckert Mgmt For TNA N/A
12 Ratify Bernd H. Schmidt Mgmt For TNA N/A
13 Ratify Johann Weindl Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Authority to Repurchase Mgmt For TNA N/A
Shares
16 Authority to Repurchase Mgmt For TNA N/A
Shares using Equity
Derivatives
17 Increase in Authorized Mgmt For TNA N/A
Capital
18 Issuance of convertible Mgmt For TNA N/A
bonds and increase in
conditional
capital
19 Amendments to Control Mgmt For TNA N/A
Agreement with
Drillisch Telecom
GmbH
________________________________________________________________________________
Duerr AG
Ticker Security ID: Meeting Date Meeting Status
DUE CINS D23279108 04/30/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Holger Hanselka Mgmt For TNA N/A
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Amendments to Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Durr Systems
GmbH
13 Amendments to Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Durr
International
GmbH
14 Amendment to Article Mgmt For TNA N/A
7(2)
15 Amendment to Article Mgmt For TNA N/A
12(7)
16 Amendment to Article Mgmt For TNA N/A
12(8)
17 Amendment to Article Mgmt For TNA N/A
15(4)
18 Deletion of Article Mgmt For TNA N/A
23(3)
________________________________________________________________________________
Dundee International Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
DI.UN CINS 26518R209 05/07/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Detlef Bierbaum Mgmt For Against Against
3 Elect Michael J. Cooper Mgmt For Against Against
4 Elect Jane Gavan Mgmt For For For
5 Elect Duncan Jackman Mgmt For Against Against
6 Elect Johann Koss Mgmt For For For
7 Elect John Sullivan Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Elringklinger AG
Ticker Security ID: Meeting Date Meeting Status
ZIL2 CINS D2462K108 05/16/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Gabriele Sons Mgmt For TNA N/A
________________________________________________________________________________
Evotec AG
Ticker Security ID: Meeting Date Meeting Status
EVT CINS D1646D105 06/17/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Wolfgang Plischke Mgmt For TNA N/A
9 Elect Walter Wenninger Mgmt For TNA N/A
10 Elect Claus Br?strup Mgmt For TNA N/A
11 Elect Bernd Hirsch Mgmt For TNA N/A
12 Elect Iris Low-Friedrich Mgmt For TNA N/A
13 Elect Paul Herrling Mgmt For TNA N/A
14 Supervisory Board Mgmt For TNA N/A
Members'
Fees
15 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Freenet AG
Ticker Security ID: Meeting Date Meeting Status
FNT CINS D3689Q134 05/13/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Authority to Repurchase Mgmt For TNA N/A
Shares
12 Authority to Repurchase Mgmt For TNA N/A
Shares using Equity
Derivatives
13 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments and
Increase Conditional
Capital
________________________________________________________________________________
Gagfah SA
Ticker Security ID: Meeting Date Meeting Status
GFJ CINS L4121J101 06/12/2014 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Elect Gerhard Zeiler Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/30/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Axel Herberg Mgmt For TNA N/A
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
11 Amendments to Mgmt For TNA N/A
Profit-and-Loss
Transfer
Agreement
12 Intra-company Control Mgmt For TNA N/A
Agreement
________________________________________________________________________________
Gerry Weber International AG
Ticker Security ID: Meeting Date Meeting Status
GWI CINS D95473225 06/04/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Gerhard Weber Mgmt For TNA N/A
________________________________________________________________________________
GFK SE
Ticker Security ID: Meeting Date Meeting Status
GFK CINS D2823H109 05/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Aliza Knox Mgmt For TNA N/A
10 Authority to Repurchase Mgmt For TNA N/A
Shares
11 Profit-and-Loss Mgmt For TNA N/A
Transfer Agreement
with GfK Entertainment
GmbH
12 Amendment of Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with GfK Vierte
Vermogensverwaltungs
GmbH
________________________________________________________________________________
Grammer AG
Ticker Security ID: Meeting Date Meeting Status
GMM CINS D28515100 05/28/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
10 Cancellation of Mgmt For TNA N/A
Conditional Capital
2009
11 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
GSW Immobilien AG
Ticker Security ID: Meeting Date Meeting Status
GIB CINS D31311109 06/18/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Removal of Director Mgmt For TNA N/A
10 Elect Uwe Flach Mgmt For TNA N/A
11 Elect Andreas Kretschmer Mgmt For TNA N/A
12 Elect Matthias Hunlein Mgmt For TNA N/A
13 Elect Helmut Ullrich Mgmt For TNA N/A
14 Elect Kirsten Mgmt For TNA N/A
Kistermann-Christophe
15 Domination Agreement Mgmt For TNA N/A
with Deutsche Wohnen
AG
16 Amendments to Articles Mgmt For TNA N/A
(Regarding Approval of
Management
Activities)
________________________________________________________________________________
H&R AG
Ticker Security ID: Meeting Date Meeting Status
WAS CINS D34136115 05/13/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratify Niels H. Hansen Mgmt For TNA N/A
6 Ratify Detlev Wosten Mgmt For TNA N/A
7 Ratify Luis Rauch Mgmt For TNA N/A
8 Ratify Joachim Girg Mgmt For TNA N/A
9 Ratify Roland Chmiel Mgmt For TNA N/A
10 Ratify Nils Hansen Mgmt For TNA N/A
11 Ratify Anja Krusel Mgmt For TNA N/A
12 Ratify Rolf Schwedhelm Mgmt For TNA N/A
13 Ratify Harmut Schutter Mgmt For TNA N/A
14 Ratify Reinhold Grothus Mgmt For TNA N/A
15 Ratify Rainer Metzer Mgmt For TNA N/A
16 Ratify Harald Januszewki Mgmt For TNA N/A
17 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
18 Increase in Conditional Mgmt For TNA N/A
Capital
19 Amend Agreement with Mgmt For TNA N/A
H&R ChemPharm
GmbH
20 Amend Agreement with Mgmt For TNA N/A
H&R InfoTech
GmbH
21 Amend Agreement with Mgmt For TNA N/A
GAUDLITZ
GmbH
22 Amend Agreement with Mgmt For TNA N/A
SYTHENGRUND
Wasagchemie
Grundstucksverwertungsg
esellschaft Haltern
mbH
23 Increase in Authorized Mgmt For TNA N/A
Capital
24 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
H&R AG
Ticker Security ID: Meeting Date Meeting Status
WAS CINS D34136115 07/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Harmut Schutter Mgmt For TNA N/A
________________________________________________________________________________
Hamburger Hafen Und Logistik AG
Ticker Security ID: Meeting Date Meeting Status
HHFA CINS D3211S103 06/19/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amendment to Agreement Mgmt For TNA N/A
with HHLA Container
Terminals Gesellschaft
mit beschrankter
Haftung
12 Amendment to Agreement Mgmt For TNA N/A
with HPC Hamburg Port
Consulting
Gesellschaft mit
beschrankter
Haftung
13 Amendment to Agreement Mgmt For TNA N/A
with GHL Zweite
Gesellschaft fur
Hafen- und
Lagereiimmobilien-Verwa
ltung
mbH
14 Amendment to Agreement Mgmt For TNA N/A
with Fischmarkt
Hamburg-Altona
Gesellschaft mit
beschrankter
Haftung
________________________________________________________________________________
Hansteen Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSTN CINS G4383U105 06/09/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Morgan L. Jones Mgmt For For For
5 Elect Ian R. Watson Mgmt For For For
6 Elect Richard P. Lowes Mgmt For For For
7 Elect James D. Hambro Mgmt For For For
8 Elect Richard R. Cotton Mgmt For For For
9 Elect Richard S. Mully Mgmt For For For
10 Elect Humphrey J.M. Mgmt For For For
Price
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Heidelberg Druckmaschinen AG
Ticker Security ID: Meeting Date Meeting Status
HDD CINS D3166C103 07/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Elect Robert Koehler Mgmt For TNA N/A
9 Elect Edwin Eichler Mgmt For TNA N/A
10 Elect Siegfried Mgmt For TNA N/A
Jaschinski
11 Elect Herbert Meyer Mgmt For TNA N/A
12 Elect Lone Schroder Mgmt For TNA N/A
13 Elect Gunther Schuh Mgmt For TNA N/A
14 Amendments to Mgmt For TNA N/A
Intra-company Control
Agreements
________________________________________________________________________________
Indus Holding AG
Ticker Security ID: Meeting Date Meeting Status
INH CINS D3510Y108 06/11/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Increase in Authorized Mgmt For TNA N/A
Capital
9 Elect Dorothee Becker Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Jenoptik AG
Ticker Security ID: Meeting Date Meeting Status
JEN CINS D3721X105 06/12/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
10 Authority to Repurchase Mgmt For TNA N/A
Shares Using Equity
Derivatives
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Remuneration Report Mgmt For TNA N/A
13 Amendments to Mgmt For TNA N/A
Intra-Company
Contracts
________________________________________________________________________________
Kloeckner & Co SE
Ticker Security ID: Meeting Date Meeting Status
KCO CINS D40376101 05/23/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Presentation of Mgmt For TNA N/A
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Control and Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Klockner European
Operations
GmbH
11 Control and Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Klockner Shared
Services
GmbH
________________________________________________________________________________
Kontron AG
Ticker Security ID: Meeting Date Meeting Status
KBC CINS D2233E118 06/05/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratify Rolf Schwirz Mgmt For TNA N/A
6 Ratify Andreas Plikat Mgmt For TNA N/A
7 Ratify Andrea Bauer Mgmt For TNA N/A
8 Ratify Christopher Burke Mgmt For TNA N/A
9 Ratify Jurgen Mgmt For TNA N/A
Kaiser-Gerwens
10 Ratify Thomas Sparrvik Mgmt For TNA N/A
11 Ratify Rainer Erlat Mgmt For TNA N/A
12 Ratify Peter Bauer Mgmt For TNA N/A
13 Ratify Martin Mgmt For TNA N/A
Bertinchamp
14 Ratify Sten Daugaard Mgmt For TNA N/A
15 Ratify Harald Schrimpf Mgmt For TNA N/A
16 Ratify Lars Singbartl Mgmt For TNA N/A
17 Ratify Helmut Krings Mgmt For TNA N/A
18 Ratify Hugh Nevin Mgmt For TNA N/A
19 Ratify David Malmberg Mgmt For TNA N/A
20 Ratify Mathias Hlubek Mgmt For TNA N/A
21 Appointment of Auditor Mgmt For TNA N/A
22 Change of Corporate Mgmt For TNA N/A
Headquarters
23 Amendments to Corporate Mgmt For TNA N/A
Purpose
24 Supervisory Board Mgmt For TNA N/A
Members'
Fees
25 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Krones AG
Ticker Security ID: Meeting Date Meeting Status
KRN CINS D47441171 06/25/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Remuneration Policy Mgmt For TNA N/A
9 Elect Alexander Nerz Mgmt For TNA N/A
10 Elect Hans-Jurgen Thaus Mgmt For TNA N/A
11 Authority to Repurchase Mgmt For TNA N/A
Shares
12 Supervisory Board Mgmt For TNA N/A
Members'
Fees
13 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Kuka AG
Ticker Security ID: Meeting Date Meeting Status
KU2 CINS D3862Y102 05/28/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Till Reuter Mgmt For TNA N/A
7 Ratify Peter Mohnen Mgmt For TNA N/A
8 Ratify Bernd Minning Mgmt For TNA N/A
9 Ratify Michael Leppek Mgmt For TNA N/A
10 Ratify Dirk Abel Mgmt For TNA N/A
11 Ratify Walter Bickel Mgmt For TNA N/A
12 Ratify Wilfried Mgmt For TNA N/A
Eberhardt
13 Ratify Uwe Ganzer Mgmt For TNA N/A
14 Ratify Siegfried Mgmt For TNA N/A
Greulich
15 Ratify Thomas Mgmt For TNA N/A
Kalkbrenner
16 Ratify Armin Kolb Mgmt For TNA N/A
17 Ratify Thomas Knabel Mgmt For TNA N/A
18 Ratify Carola Leitmeir Mgmt For TNA N/A
19 Ratify Uwe Loos Mgmt For TNA N/A
20 Ratify Michael Proeller Mgmt For TNA N/A
21 Ratify Fritz Seifert Mgmt For TNA N/A
22 Ratify Guy Wyser-Pratte Mgmt For TNA N/A
23 Authority to Repurchase Mgmt For TNA N/A
Shares
24 Cancellation of Mgmt For TNA N/A
Conditional Capital;
Cancellation of
Authority to Issue
Bonds
25 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
26 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Leoni AG
Ticker Security ID: Meeting Date Meeting Status
LEO CINS D5009P118 05/08/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Compensation Policy Mgmt For TNA N/A
12 Amendment to Profit and Mgmt For TNA N/A
Loss Transfer
Agreements with LEONI
Bordnetz-Systeme
GmbH
13 Amendment to Profit and Mgmt For TNA N/A
Loss Transfer
Agreements with LEONI
Kabel Holding
GmbH
________________________________________________________________________________
LPKF Laser & Electronics AG
Ticker Security ID: Meeting Date Meeting Status
LPK CINS D5075P109 06/05/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Compensation Policy Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Elect Erich Barke Mgmt For TNA N/A
11 Elect Heino Busching Mgmt For TNA N/A
12 Elect Bernd Hackmann Mgmt For TNA N/A
13 Increase in Authorized Mgmt For TNA N/A
Capital
14 Amendments to Articles Mgmt For TNA N/A
(Announcements)
15 Amendments to Articles Mgmt For TNA N/A
(General
Meetings)
16 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Morphosys AG
Ticker Security ID: Meeting Date Meeting Status
MOR CINS D55040105 05/23/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Cancellation of Mgmt For TNA N/A
Conditional Capital;
Reduction in
Conditional
Capital
10 Increase in Authorized Mgmt For TNA N/A
Capital
11 Elect Walter A. Blattler Mgmt For TNA N/A
12 Authority to Repurchase Mgmt For TNA N/A
Treasury
Shares
13 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX CINS D5736K135 06/03/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Increase in Authorized Mgmt For TNA N/A
Capital
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Norma Group SE
Ticker Security ID: Meeting Date Meeting Status
NOEJ CINS D5813Z104 05/21/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Patrizia Immobilien AG
Ticker Security ID: Meeting Date Meeting Status
P1Z CINS D5988D110 06/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Theodor Seitz Mgmt For TNA N/A
12 Elect Harald Boberg Mgmt For TNA N/A
13 Elect Manfred J. Mgmt For TNA N/A
Gottschaller
14 Elect Alfred Hoschek as Mgmt For TNA N/A
Alternate
Member
15 Rights Issue Mgmt For TNA N/A
16 Amendments to Mgmt For TNA N/A
Previously Approved
Control
Agreements
17 Amendments to Mgmt For TNA N/A
Previously Approved
Profit-and-Loss
Transfer
Agreements
18 Profit-and-Loss Mgmt For TNA N/A
Transfer
Agreement
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/22/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
10 Amendments to Mgmt For TNA N/A
Profit-and-Loss
Transfer Agreement
with Pfeiffer Vacuum
GmbH
________________________________________________________________________________
QSC AG
Ticker Security ID: Meeting Date Meeting Status
QSC CINS D59710109 05/28/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
Regarding Share
Certificates
12 Amendments to Articles Mgmt For TNA N/A
Regarding Management
Board
Representation
13 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board
Resignation
14 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board
Chairmanship
15 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board Meetings And
Resolutions
16 Amendments to Articles Mgmt For TNA N/A
Regarding Electronic
Communications
17 Amendments to Articles Mgmt For TNA N/A
Regarding Majorities
at General
Meetings
________________________________________________________________________________
Rational AG
Ticker Security ID: Meeting Date Meeting Status
RAA CINS D6349P107 04/30/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Election of Supervisory Mgmt For TNA N/A
Board
Members
10 Amendments to Mgmt For TNA N/A
Intra-company Control
Agreements
________________________________________________________________________________
Rheinmetall AG
Ticker Security ID: Meeting Date Meeting Status
RHM CINS D65111102 05/06/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Armin Papperger Mgmt For TNA N/A
7 Ratify Gerd Kleinert Mgmt For TNA N/A
8 Ratify Helmut Merch Mgmt For TNA N/A
9 Ratify Klaus Greinert Mgmt For TNA N/A
10 Ratify Roswitha Mgmt For TNA N/A
Armbruster
11 Ratify Julia Cuntz Mgmt For TNA N/A
12 Ratify Andreas Georgi Mgmt For TNA N/A
13 Ratify Siegfried Goll Mgmt For TNA N/A
14 Ratify Susanne Hannemann Mgmt For TNA N/A
15 Ratify Heinrich Kmett Mgmt For TNA N/A
16 Ratify Rudolf Luz Mgmt For TNA N/A
17 Ratify Michael Mielke Mgmt For TNA N/A
18 Ratify Peter Mitterbauer Mgmt For TNA N/A
19 Ratify Detlef Moog Mgmt For TNA N/A
20 Ratify Wolfgang Muller Mgmt For TNA N/A
21 Ratify Frank Richter Mgmt For TNA N/A
22 Ratify Harald Topfer Mgmt For TNA N/A
23 Ratify Wolfgang Tretbar Mgmt For TNA N/A
24 Ratify Toni Wicki Mgmt For TNA N/A
25 Appointment of Auditor Mgmt For TNA N/A
26 Authority to Repurchase Mgmt For TNA N/A
Shares
27 Increase in Authorized Mgmt For TNA N/A
Capital
28 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
29 Approval of Mgmt For TNA N/A
Intra-company Control
Agreement with
Rheinmetall Eastern
Markets
GmbH
30 Amendments to Mgmt For TNA N/A
Previously Approved
Intra-Company
Contracts
________________________________________________________________________________
Rofin-Sinar Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
RSTI CUSIP 775043102 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Wirth Mgmt For For For
1.2 Elect Stephen D. Fantone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SAF Holland SA
Ticker Security ID: Meeting Date Meeting Status
SFQ CINS L7999A102 04/24/2014 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For TNA N/A
Management
Reports
2 Presentation of Mgmt For TNA N/A
Auditors'
Reports
3 Approval of the Mgmt For TNA N/A
Financial
Statements
4 Approval of the Mgmt For TNA N/A
Consolidated Financial
Statements
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditor's
Acts
8 Election of Directors Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 05/22/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
SGL Carbon SE
Ticker Security ID: Meeting Date Meeting Status
SGL CINS D6949M108 04/30/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
8 Remuneration Policy Mgmt For TNA N/A
9 Cancellation of Mgmt For TNA N/A
Conditional Capital
2004/II
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
11 Amendments to Articles Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Sixt SE
Ticker Security ID: Meeting Date Meeting Status
SIX2 CINS D69899116 06/03/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Supervisory Board Mgmt For TNA N/A
Members'
Fees
10 Authority to Omit Mgmt For TNA N/A
Individualized
Executive Compensation
Disclosure
11 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratify Jurgen Dolle Mgmt For TNA N/A
7 Ratify Roland Grebe Mgmt For TNA N/A
8 Ratify Lydia Sommer Mgmt For TNA N/A
9 Ratify Pierre-Pascal Mgmt For TNA N/A
Urbon
10 Ratify Marko Werner Mgmt For TNA N/A
11 Ratify Gunther Cramer Mgmt For TNA N/A
12 Ratify Oliver Dietzel Mgmt For TNA N/A
13 Ratify Peter Drews Mgmt For TNA N/A
14 Ratify Erik Ehrentraut Mgmt For TNA N/A
15 Ratify Gunther Hackl Mgmt For TNA N/A
16 Ratify Johannes Hade Mgmt For TNA N/A
17 Ratify Winfried Hoffmann Mgmt For TNA N/A
18 Ratify Werner Kleinkauf Mgmt For TNA N/A
19 Ratify Ullrich Mebmer Mgmt For TNA N/A
20 Ratify Alexander Naujoks Mgmt For TNA N/A
21 Ratify Joachim Schlosser Mgmt For TNA N/A
22 Ratify Reiner Wettlaufer Mgmt For TNA N/A
23 Ratify Mirko Zeidler Mgmt For TNA N/A
24 Appointment of Auditor Mgmt For TNA N/A
25 Remuneration Report Mgmt For TNA N/A
________________________________________________________________________________
Software AG
Ticker Security ID: Meeting Date Meeting Status
SOW CINS D7045M133 05/16/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Intra-company Control Mgmt For TNA N/A
Agreement with IDS
Scheer EMEA
GmbH
________________________________________________________________________________
SolarWorld AG
Ticker Security ID: Meeting Date Meeting Status
SWV CINS D7045Y103 08/07/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Restructuring Mgmt For TNA N/A
6 Increase in Authorized Mgmt For TNA N/A
Capital
7 Authority to Reduce Mgmt For TNA N/A
Authorized Share
Capital
8 Elect Georg Gansen Mgmt For TNA N/A
9 Elect Claus Recktenwald Mgmt For TNA N/A
10 Elect Marc M. Bamberger Mgmt For TNA N/A
11 Supervisory Board Size Mgmt For TNA N/A
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 06/04/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Amend Control Agreement Mgmt For TNA N/A
with BEPHA
Beteiligungsgesellschaf
t fur Pharmawerte
mbH
12 Amend Control Agreement Mgmt For TNA N/A
with STADA Pharma
International
GmbH
13 Amend Control Agreement Mgmt For TNA N/A
with STADA
GmbH
14 Amend Control Agreement Mgmt For TNA N/A
with STADApharm
GmbH
15 Amend Control Agreement Mgmt For TNA N/A
with Mobilat
Produktions
GmbH
________________________________________________________________________________
Stroer Media AG
Ticker Security ID: Meeting Date Meeting Status
SAX CINS D8169G100 06/18/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Ulrich Voigt Mgmt For TNA N/A
10 Elect Dirk Stroer Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Amendments to Stock Mgmt For TNA N/A
Option Program
2013
13 Change of Legal Form Mgmt For TNA N/A
________________________________________________________________________________
Stroer Media AG
Ticker Security ID: Meeting Date Meeting Status
SAX CINS D8169G100 08/08/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Christoph Vilanek Mgmt For TNA N/A
10 Supervisory Board Mgmt For TNA N/A
Members'
Fees
11 Stock Option Plan; Mgmt For TNA N/A
Increase in
Conditional
Capital
12 Profit-and-Loss Mgmt For TNA N/A
Transfer
Agreement
________________________________________________________________________________
Suess MicroTec AG
Ticker Security ID: Meeting Date Meeting Status
SMH CINS D82791167 06/17/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Amendment to Mgmt For TNA N/A
Intra-company Contract
with SUSS MicroTec
Lithography
GmbH
11 Amendment to Mgmt For TNA N/A
Intra-company Contract
with SUSS MicroTec
REMAN
GmbH
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/14/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement with TESIUM
GmbH
10 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement with
Symotion
GmbH
11 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement with Symrise
US-Beteiligungs
GmbH
12 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement with
Busiris
Vermogensverwaltung GmbH
13 Remuneration Policy Mgmt For TNA N/A
________________________________________________________________________________
TAG Immobilien AG
Ticker Security ID: Meeting Date Meeting Status
TEG CINS D8283Q174 06/13/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
10 Elect Hans-Jurgen Mgmt For TNA N/A
Ahlbrecht
11 Elect Ingo-Hans Holz Mgmt For TNA N/A
12 Intra-company Control Mgmt For TNA N/A
Agreement
________________________________________________________________________________
Tom Tailor Holding AG
Ticker Security ID: Meeting Date Meeting Status
TTI CINS D83837100 05/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Elect Andreas Plebke Mgmt For TNA N/A
________________________________________________________________________________
Tui AG
Ticker Security ID: Meeting Date Meeting Status
TUI1 CINS D8484K166 02/12/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Authority to Repurchase Mgmt For TNA N/A
Shares
12 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Preussag
Immobilien
GmbH
13 Amendment to Mgmt For TNA N/A
Intra-company Contract
with TUI Group
Services
GmbH
14 Amendment to Mgmt For TNA N/A
Intra-company Contract
with TUI Insurance
Services
GmbH
15 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Hapag-Lloyd
Kreuzfahrten
GmbH
16 Amendment to Mgmt For TNA N/A
Intra-company Contract
with Robinson Club
GmbH
17 Amendment to Mgmt For TNA N/A
Intra-company Contract
with TUI Beteiligungs
GmbH
18 Elect Vladimir Lukin Mgmt For TNA N/A
19 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Vossloh AG
Ticker Security ID: Meeting Date Meeting Status
VOS CINS D9494V101 05/28/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Wolfgang Schlosser Mgmt For TNA N/A
10 Elect Ursus Zinsli Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Supervisory Board Mgmt For TNA N/A
Members'
Fees
13 Amendments to Mgmt For TNA N/A
Previously Approved
Intra-company
Contracts
14 Intra-Company Control Mgmt For TNA N/A
Agreement with
Vossloh-Werke
GmbH
________________________________________________________________________________
VOXELJET AG
Ticker Security ID: Meeting Date Meeting Status
VJET CUSIP 92912L107 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Management Board
Acts
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Appointment of Auditor Mgmt For For For
4 Elect Peter Nietzer Mgmt For For For
5 Elect Stefan Sohn Mgmt For For For
6 Elect Joachim Heinzl Mgmt For For For
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
VTG AG
Ticker Security ID: Meeting Date Meeting Status
VT9 CINS D8571N107 06/05/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Repurchase Mgmt For TNA N/A
Shares
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Authority to Omit Mgmt For TNA N/A
Individualized
Executive Compensation
Disclosure
________________________________________________________________________________
Wacker Neuson SE
Ticker Security ID: Meeting Date Meeting Status
WAC CINS D9553L101 05/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratify Cem Peksaglam Mgmt For TNA N/A
9 Ratify Gunther Binder Mgmt For TNA N/A
10 Ratify Martin Lehner Mgmt For TNA N/A
11 Ratify Werner Schwind Mgmt For TNA N/A
12 Ratify Hans Neunteufel Mgmt For TNA N/A
13 Ratify Mathias Bruse Mgmt For TNA N/A
14 Ratify Hans Hablach Mgmt For TNA N/A
15 Ratify Kurt Mgmt For TNA N/A
Helletzgruber
16 Ratify Eberhard Kollmar Mgmt For TNA N/A
17 Ratify Elvis Schwarzmair Mgmt For TNA N/A
18 Elect Ralph Wacker Mgmt For TNA N/A
19 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Election of
Dissident Supervisory
Board
Member
20 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Wincor Nixdorf AG
Ticker Security ID: Meeting Date Meeting Status
WIN CINS D9695J105 01/20/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Achim Bachem Mgmt For TNA N/A
10 Elect Dieter Dusedau Mgmt For TNA N/A
11 Increase in Authorized Mgmt For TNA N/A
Capital
12 Stock Option Plan, Mgmt For TNA N/A
Increase in
Conditional
Capital
________________________________________________________________________________
Wirecard AG
Ticker Security ID: Meeting Date Meeting Status
WDI CINS D22359133 06/18/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Alfons Henseler Mgmt For TNA N/A
________________________________________________________________________________
Yingli Green Energy Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
YGE CUSIP 98584B103 11/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zongwei Li Mgmt For Against Against
2 Elect Junmin Liu Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Fund Name : Global Alternative Energy ETF
________________________________________________________________________________
AVX Corporation
Ticker Security ID: Meeting Date Meeting Status
AVX CUSIP 002444107 07/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Goro Yamaguchi Mgmt For For For
1.2 Elect Kazuo Inamori Mgmt For Withhold Against
1.3 Elect David A. DeCenzo Mgmt For For For
1.4 Elect Tetsuo Kuba Mgmt For For For
2 2014 Non-Employee Mgmt For For For
Directors' Stock
Option
Plan
3 2014 Stock Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Final Accounts Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Budget Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
9 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Elect SHAO Guoyong Mgmt For Against Against
12 Elect CHEN Jingdong Mgmt For For For
13 Elect HAN Dechang Mgmt For For For
14 Authority to Issue Debt Mgmt For For For
Instruments
15 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
16 Shareholder Proposal ShrHldr For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 07/30/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect QIAO Baoping as Mgmt For Against Against
Director
3 Elect LI Enyi Mgmt For For For
4 Elect XIE Changjun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 10/10/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Authority to Issue Mgmt For For For
Ultra Short-term
Debentures
________________________________________________________________________________
Clean Energy Fuels Corp.
Ticker Security ID: Meeting Date Meeting Status
CLNE CUSIP 184499101 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew J. Mgmt For For For
Littlefair
1.2 Elect Warren I. Mitchell Mgmt For For For
1.3 Elect John S. Herrington Mgmt For Withhold Against
1.4 Elect James C. Miller Mgmt For For For
III
1.5 Elect James E. O'Connor Mgmt For For For
1.6 Elect T. Boone Pickens Mgmt For For For
1.7 Elect Stephen A. Scully Mgmt For For For
1.8 Elect Kenneth M. Socha Mgmt For For For
1.9 Elect Vincent C. Mgmt For For For
Taormina
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Anthony J. Orlando Mgmt For For For
1.7 Elect William C. Pate Mgmt For For For
1.8 Elect Robert S. Mgmt For For For
Silberman
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Equity Award Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cree Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Swoboda Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Franco Plastina Mgmt For For For
1.5 Elect Alan J. Ruud Mgmt For For For
1.6 Elect Robert L. Tillman Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive Compensation
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Shareholder Returns Plan Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 06/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Zaiqiu as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/19/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of securities to Mgmt For For For
be
issued
3 Issue size Mgmt For For For
4 Nominal value and issue Mgmt For For For
price
5 Term Mgmt For For For
6 Interest rate Mgmt For For For
7 Timing and method of Mgmt For For For
interest
payment
8 Conversion period Mgmt For For For
9 Determination and Mgmt For For For
adjustment of
conversion
price
10 Downward adjustment to Mgmt For For For
conversion
price
11 Conversion method of A Mgmt For For For
Shares
12 Terms of redemption Mgmt For For For
13 Terms of sale back Mgmt For For For
14 Dividend rights of the Mgmt For For For
year of
conversion
15 Method of issue and Mgmt For For For
target
subscribers
16 Subscription Mgmt For For For
arrangement for
existing A
Shareholders
17 The CB Holders and the Mgmt For For For
CB Holders'
meetings
18 Use of proceeds Mgmt For For For
19 Guarantee Mgmt For For For
20 Account for deposit of Mgmt For For For
proceeds
21 Validity period Mgmt For For For
22 Ratification of Board Mgmt For For For
Acts
23 Use of proceeds from Mgmt For For For
the last issue of
securities
24 Feasibility analysis Mgmt For For For
report on the use of
proceeds
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/19/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of securities to Mgmt For For For
be
issued
3 Issue size Mgmt For For For
4 Nominal value and issue Mgmt For For For
price
5 Term Mgmt For For For
6 Interest rate Mgmt For For For
7 Timing and method of Mgmt For For For
interest
payment
8 Conversion period Mgmt For For For
9 Determination and Mgmt For For For
adjustment of
conversion
price
10 Downward adjustment to Mgmt For For For
conversion
price
11 Conversion method of A Mgmt For For For
Shares
12 Terms of redemption Mgmt For For For
13 Terms of sale back Mgmt For For For
14 Dividend rights of the Mgmt For For For
year of
conversion
15 Method of issue and Mgmt For For For
target
subscribers
16 Subscription Mgmt For For For
arrangement for
existing A
Shareholders
17 The CB Holders and the Mgmt For For For
CB Holders'
meetings
18 Use of proceeds Mgmt For For For
19 Guarantee Mgmt For For For
20 Account for deposit of Mgmt For For For
proceeds
21 Validity period Mgmt For For For
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
EDP Renovaveis SA
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/08/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Chairman of Mgmt For For For
General
Meeting
2 Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Management and Mgmt For For For
Corporate Governance
Reports
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enel Green Power S.p.A.
Ticker Security ID: Meeting Date Meeting Status
EGPW CINS T3679C106 05/13/2014 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List Presented by Enel Mgmt For N/A N/A
S.p.A.
7 List Presented by Mgmt For For For
Fondazione E.N.P.A.M.
and
INARCASSA
8 Statutory Auditors' Fees Mgmt For Abstain Against
9 Remuneration Report Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Energy Development Corp.
Ticker Security ID: Meeting Date Meeting Status
EDC CINS Y2292T102 05/06/2014 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CALL TO ORDER Mgmt For For For
2 Proof of Notice and Mgmt For For For
Certification of
Quorum
3 Approve Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Reclassification of Mgmt For For For
Shares
7 Limiting Pre-emptive Mgmt For For For
Right
8 Elect Oscar M. Lopez Mgmt For For For
9 Elect Federico R. Lopez Mgmt For Against Against
10 Elect Richard B. Tantoco Mgmt For For For
11 Elect Peter D. Mgmt For For For
Garrucho,
Jr.
12 Elect Elpidio L. Ibanez Mgmt For For For
13 Elect Ernesto B. Mgmt For Against Against
Pantangco
14 Elect Francis Giles B. Mgmt For Against Against
Puno
15 Elect Jonathan C. Mgmt For For For
Russell
16 Elect Edgar O. Chua Mgmt For Against Against
17 Elect Francisco Ed Lim Mgmt For For For
18 Elect Arturo T. Valdez Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Transaction of Other Mgmt For Against Against
Business
21 ADJOURNMENT Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Craig Mgmt For For For
2 Elect Howard I. Hoffen Mgmt For For For
3 Elect Joseph C. Muscari Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2013 Management Mgmt For For For
Incentive
Plan
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Sharon L. Allen Mgmt For For For
1.3 Elect Richard D. Chapman Mgmt For For For
1.4 Elect George A. Hambro Mgmt For For For
1.5 Elect James A. Hughes Mgmt For For For
1.6 Elect Craig Kennedy Mgmt For For For
1.7 Elect James F. Nolan Mgmt For For For
1.8 Elect William J. Post Mgmt For For For
1.9 Elect J. Thomas Presby Mgmt For For For
1.10 Elect Paul H. Stebbins Mgmt For Withhold Against
1.11 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 05/27/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authorization of Legal Mgmt For For For
Formalities
7 Remuneration Report Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/23/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Gong Shan Mgmt For Against Against
5 Elect JI Jun Mgmt For For For
6 Elect SUN Wei Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
GT Advanced Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GTAT CUSIP 36191U106 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Michal Mgmt For For For
Conaway
1.2 Elect Kathleen A. Cote Mgmt For For For
1.3 Elect Ernest L. Godshalk Mgmt For For For
1.4 Elect Thomas Gutierrez Mgmt For For For
1.5 Elect Matthew E. Mgmt For For For
Massengill
1.6 Elect Robert E. Switz Mgmt For For For
1.7 Elect Noel G. Watson Mgmt For For For
1.8 Elect Thomas Wroe, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Rectifier Corporation
Ticker Security ID: Meeting Date Meeting Status
IRF CUSIP 460254105 11/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Attiyeh Mgmt For For For
1.2 Elect Mary B. Cranston Mgmt For Withhold Against
1.3 Elect Richard J. Dahl Mgmt For For For
1.4 Elect Dwight W. Decker Mgmt For For For
1.5 Elect Didier Hirsch Mgmt For For For
1.6 Elect Oleg Khaykin Mgmt For For For
1.7 Elect Thomas A. Lacey Mgmt For For For
1.8 Elect James D. Plummer Mgmt For For For
1.9 Elect Barbara L. Rambo Mgmt For For For
1.10 Elect Rochus E. Vogt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Eliassen Mgmt For For For
2 Elect Gary E. Pruitt Mgmt For For For
3 Elect Micheal V. Pulli Mgmt For For For
4 Elect Charles H. Mgmt For For For
Gaylord,
Jr.
5 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Kaoru Kajii Mgmt For For For
5 Elect Kohichi Iioka Mgmt For For For
6 Elect Kiyoshi Itoh Mgmt For For For
7 Elect Takahito Namura Mgmt For For For
8 Elect Yohichi Kurokawa Mgmt For For For
9 Elect Toshitaka Kodama Mgmt For For For
10 Elect Yoshio Yamada Mgmt For For For
11 Elect Michiya Kadota Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Yoshihiro Tsuji Mgmt For For For
as an Alternate
Statutory
Auditor
________________________________________________________________________________
Polypore International Inc.
Ticker Security ID: Meeting Date Meeting Status
PPO CUSIP 73179V103 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Graff Mgmt For Withhold Against
1.2 Elect Christopher J Mgmt For Withhold Against
Kearney
2 Ratification of Auditor Mgmt For For For
3 Amendment to 2007 Stock Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Balu Balakrishnan Mgmt For For For
1.2 Elect Alan D. Bickell Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect William L. George Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For For For
Iyer
1.6 Elect E. Floyd Kvamme Mgmt For For For
1.7 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio J. Gracias Mgmt For For For
2 Elect Nancy E. Pfund Mgmt For Against Against
3 Elect Peter J. Rive Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SunEdison, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUNE CUSIP 86732Y109 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Blackmore Mgmt For Against Against
2 Elect Ahmad R. Chatila Mgmt For For For
3 Elect Marshall C. Mgmt For For For
Turner,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Award Exchange Program Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Conversion of Debt Mgmt For For For
Instruments
9 Right to Call a Special Mgmt For For For
Meeting
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. McDaniel Mgmt For For For
1.2 Elect Humbert de Wendel Mgmt For For For
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the Annual Mgmt For For For
Executive Bonus
Plan
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 07/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elon Musk Mgmt For For For
1.2 Elect Stephen T. Mgmt For For For
Jurvetson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon Hunter Mgmt For Withhold Against
1.2 Elect Peter J. Simone Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 12/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger D. McDaniel Mgmt For Withhold Against
1.2 Elect John R. Peeler Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/09/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Shareholder Proposal: ShrHldr N/A For N/A
Election of Martin
Krajcsir
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/24/2014 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For Abstain Against
12 Elect Henry Stenson Mgmt For For For
13 Elect Jorn Ankaer Mgmt For Abstain Against
Thomsen
14 Elect Lars Olof Mgmt For For For
Josefsson
15 Elect Lykke Friis Mgmt For For For
16 Directors' Fees 2013 Mgmt For For For
17 Directors' Fees 2014 Mgmt For For For
18 Appointment of Auditor Mgmt For Abstain Against
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
Regarding Reporting
Language
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Shareholder Proposals ShrHldr Against Against For
Regarding a New
Article
5(3)
24 Shareholder Proposals ShrHldr Against Against For
Regarding the
Company's Financial
Reports and Company
Announcements
25 Shareholder Proposal ShrHldr Against Against For
Regarding Website
Accessibility
26 Shareholder Proposal ShrHldr Against Against For
Regarding Refreshments
at Annual General
Meetings
27 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Westport Innovations Inc.
Ticker Security ID: Meeting Date Meeting Status
WPT CINS 960908309 04/24/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Beaulieu Mgmt For For For
3 Elect Warren J. Baker Mgmt For Against Against
4 Elect M.A. (Jill) Bodkin Mgmt For For For
5 Elect David R. Demers Mgmt For For For
6 Elect Brenda J. Eprile Mgmt For For For
7 Elect Philip B. Hodge Mgmt For For For
8 Elect Dezso J. Horvath Mgmt For For For
9 Elect Douglas R. King Mgmt For For For
10 Elect Gottfried (Guff) Mgmt For For For
Muench
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
Regarding
Notice-and-Access and
Quorum
Requirements
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 05/20/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisory Committee's Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Report on Use of Mgmt For For For
Proceeds
8 Application for Credit Mgmt For For For
Facilities
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 12/17/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fixed Annual Mgmt For For For
Remuneration and
Annual
Bonus
3 Executive Annual Mgmt For For For
Remuneration
4 Non-Executive Annual Mgmt For For For
Remuneration
5 Transactions with Mgmt For For For
Xinjiang Wind
Power
6 Transactions with China Mgmt For For For
Three Gorges New
Energy
Corporation
7 Transactions with Mgmt For For For
Xinjiang New
Energy
Fund Name : Gold Miners ETF
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 05/02/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Clifford J Davis Mgmt For For For
1.5 Elect Robert J. Gemmell Mgmt For Withhold Against
1.6 Elect Bernard Kraft Mgmt For For For
1.7 Elect Mel Leiderman Mgmt For For For
1.8 Elect Deborah A. McCombe Mgmt For For For
1.9 Elect James D. Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Howard R. Mgmt For For For
Stockford
1.13 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Incentive Mgmt For For For
Share Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 06/27/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Jan A. Castro Mgmt For For For
5 Elect Edward C. Mgmt For Against Against
Dowling,
Jr.
6 Elect Richard P. Graff Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 2014 Restricted Stock Mgmt For For For
Unit
Plan
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011527108 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Anthony Garson Mgmt For For For
2.2 Elect David Gower Mgmt For For For
2.3 Elect John A. McCluskey Mgmt For For For
2.4 Elect Paul J. Murphy Mgmt For For For
2.5 Elect Kenneth G. Stowe Mgmt For For For
2.6 Elect David Fleck Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Richard Duffy Mgmt For For For
3 Re-elect Rhidwaan Gasant Mgmt For For For
4 Re-elect Sipho M. Mgmt For For For
Pityana
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkuhlu)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Gasant)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Ruston)
9 General Authority to Mgmt For For For
Issue
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Board
Committee)
14 Amendments to Memorandum Mgmt For For For
15 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
16 Amendment to the Bonus Mgmt For For For
Share
Plan
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Elect David Hodgson Mgmt For For For
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/06/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Dougherty Mgmt For For For
3 Elect Brian J. Kennedy Mgmt For For For
4 Elect James E. Kofman Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Peter Mordaunt Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect David H. Watkins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Edwards Mgmt For For For
1.2 Elect Mark J. Daniel Mgmt For Withhold Against
1.3 Elect Scott G. Perry Mgmt For For For
1.4 Elect Luis M. Chavez Mgmt For For For
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Ronald E. Smith Mgmt For Withhold Against
1.7 Elect Richard M. Mgmt For For For
Colterjohn
1.8 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Provision Mgmt For For For
4 Amendments to By-Laws Mgmt For For For
(Bundled)
5 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For Withhold Against
2.4 Elect Barry D. Rayment Mgmt For For For
2.5 Elect Jerry R. Korpan Mgmt For For For
2.6 Elect John W. Ivany Mgmt For For For
2.7 Elect Bongani Mtshisi Mgmt For For For
2.8 Elect Michael Carrick Mgmt For For For
2.9 Elect Kevin Bullock Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Amendment to the Mgmt For For For
Restricted Unit
Plan
6 Advance Notice Mgmt For For For
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/30/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles W. D. Mgmt For For For
Birchall
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Ned Goodman Mgmt For For For
1.4 Elect J. Brett Harvey Mgmt For For For
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Dambisa Moyo Mgmt For For For
1.7 Elect Anthony Munk Mgmt For For For
1.8 Elect David Naylor Mgmt For For For
1.9 Elect Steven J. Shapiro Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect John L. Thornton Mgmt For For For
1.12 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Josef El-Raghy Mgmt For For For
4 Elect Trevor Schultz Mgmt For For For
5 Elect Gordon E. Haslam Mgmt For For For
6 Elect G. Robert Bowker Mgmt For For For
7 Elect Mark R. Arnesen Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Kevin M. Tomlinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Dividend Policy Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/01/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter A. Mgmt For Against Against
Crossgrove
3 Elect Louis Dionne Mgmt For For For
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Elect Graham Wozniak Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/01/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Robert Gilmore Mgmt For Withhold Against
1.3 Elect Geoffrey A. Mgmt For Withhold Against
Handley
1.4 Elect Michael A. Price Mgmt For For For
1.5 Elect Steven P. Reid Mgmt For For For
1.6 Elect Jonathan A. Mgmt For Withhold Against
Rubenstein
1.7 Elect Donald Shumka Mgmt For For For
1.8 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendments to Bylaws Mgmt For For For
(Bundled)
5 Elimination of Mgmt For For For
Convertible Non-Voting
Shares
6 Amendment to the Mgmt For For For
Incentive Stock Option
Plan
(Employees)
7 Amendment to the Mgmt For For For
Incentive Stock Option
Plan (Officers and
Directors)
8 Performance Share Unit Mgmt For For For
Plan
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Ramon Davila Mgmt For For For
2.3 Elect Robert A. McCallum Mgmt For For For
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect Tony Pezzotti Mgmt For For For
2.6 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Graham Farquharson Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Randall Oliphant Mgmt For Withhold Against
1.8 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 06/18/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Owen L. Hegarty Mgmt For For For
5 Elect Peter G. Albert Mgmt For For For
6 Elect Richard HUI Rui Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of New Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 12/03/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Jackie WAH Wang Mgmt For For For
Kei
5 Elect MA Yin Fan Mgmt For For For
6 Elect LEUNG Hoi Ying Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Abstain Against
2 Re-elect Kofi Ansah Mgmt For For For
3 Re-elect Nicholas J. Mgmt For For For
Holland
4 Re-elect Paul A. Schmidt Mgmt For For For
5 Elect Audit Committee Mgmt For Against Against
Member
(Wilson)
6 Elect Audit Committee Mgmt For For For
Member
(Menell)
7 Elect Audit Committee Mgmt For For For
Member
(Ncube)
8 General Authority to Mgmt For For For
Issue
Shares
9 Approve Remuneration Mgmt For For For
Policy
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 05/01/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Bell Mgmt For For For
1.2 Elect Beverley A. Mgmt For For For
Briscoe
1.3 Elect Peter J. Dey Mgmt For For For
1.4 Elect Douglas M. Holtby Mgmt For For For
1.5 Elect Charles A. Jeannes Mgmt For For For
1.6 Elect Clement A. Mgmt For For For
Pelletier
1.7 Elect P. Randy Reifel Mgmt For For For
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Blanca Triveno de Mgmt For For For
Vega
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Joaquim Mgmt For Against Against
Chissano
2 Re-elect Cathie Markus Mgmt For For For
3 Re-elect Andre Wilkens Mgmt For Against Against
4 Elect Karabo Nondumo Mgmt For For For
5 Elect Vishnu Pillay Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (John
Wetton)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Simo
Lushaba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
1.2 Elect Anthony P. Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Restoration of Right to Mgmt For For For
Call a Special
Meeting
________________________________________________________________________________
Iamgold Corp.
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect W. Robert Dengler Mgmt For For For
1.4 Elect Guy G. Dufresne Mgmt For For For
1.5 Elect Richard J. Hall Mgmt For For For
1.6 Elect Stephen J.J. Mgmt For For For
Letwin
1.7 Elect Mahendra Naik Mgmt For For For
1.8 Elect William D. Mgmt For For For
Pugliese
1.9 Elect John T. Shaw Mgmt For For For
1.10 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Brough Mgmt For For For
1.2 Elect John K. Carrington Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Kenneth C. Irving Mgmt For For For
1.5 Elect John A. Keyes Mgmt For For For
1.6 Elect John A. Macken Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect John E. Oliver Mgmt For For For
1.9 Elect Una M. Power Mgmt For For For
1.10 Elect Terence C.W. Reid Mgmt For For For
1.11 Elect J. Paul Rollinson Mgmt For For For
1.12 Elect Ruth G. Woods Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Share Mgmt For For For
Option
Plan
4 Amendment to the Mgmt For For For
Restricted Share
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Michele L. Ashby Mgmt For For For
1.3 Elect Leanne M. Baker Mgmt For For For
1.4 Elect Donald R. M. Quick Mgmt For For For
1.5 Elect Michael L. Stein Mgmt For For For
1.6 Elect Allen V. Ambrose Mgmt For For For
1.7 Elect Richard W. Mgmt For Withhold Against
Brissenden
1.8 Elect Gregory P. Mgmt For For For
Fauquier
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/30/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Emerson Mgmt For For For
1.2 Elect James M. Estey Mgmt For For For
1.3 Elect Robert Gallagher Mgmt For For For
1.4 Elect Vahan Kololian Mgmt For For For
1.5 Elect Martyn Konig Mgmt For For For
1.6 Elect Pierre Lassonde Mgmt For For For
1.7 Elect Randall Oliphant Mgmt For For For
1.8 Elect Raymond W. Mgmt For For For
Threlkeld
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the 2011 Mgmt For For For
Stock Option
Plan
4 Approval of the Long Mgmt For For For
Term Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM ISIN AU000000NCM7 10/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Philip Aiken Mgmt For For For
3 Elect Peter Hay Mgmt For For For
4 Re-elect Richard Lee Mgmt For For For
5 Re-elect Timothy Poole Mgmt For For For
6 Re-elect John Spark Mgmt For For For
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce R. Brook Mgmt For For For
2 Elect J. Kofi Bucknor Mgmt For For For
3 Elect Vincent A. Calarco Mgmt For For For
4 Elect Joseph A. Carrabba Mgmt For For For
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Donald C. Roth Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS C6796P114 05/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect James E. Askew Mgmt For Against Against
4 Elect J. Denham Shale Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Elect Jose Paredes Mgmt For For For
Leviste
Jr.
7 Elect Jacob Klein Mgmt For Against Against
8 Elect William H. Mgmt For Against Against
Myckatyn
9 Elect Geoffrey W. Raby Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Equity Grant to Mr. Mgmt For For For
Michael F.
Wilkes
12 Authority to Issue Mgmt For For For
Securities
________________________________________________________________________________
Osisko Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688278100 05/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Mgmt For For For
5 Cash Payment for Mgmt For For For
Underwater Stock
Options
6 Approval of the New Mgmt For For For
Osisko Stock Option
Plan
7 New Osisko Shareholder Mgmt For For For
Rights
Plan
8 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
9 Elect Victor H. Bradley Mgmt For For For
10 Elect John F. Burzynski Mgmt For For For
11 Elect Marcel Cote Mgmt For For For
12 Elect Michele Darling Mgmt For For For
13 Elect Joanne Ferstman Mgmt For For For
14 Elect Staph Leavenworth Mgmt For For For
Bakali
15 Elect William A. Mgmt For For For
MacKinnon
16 Elect Charles E. Page Mgmt For For For
17 Elect Sean Roosen Mgmt For For For
18 Elect Gary A. Sugar Mgmt For For For
19 Elect Serge Vezina Mgmt For For For
20 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
21 Employee Share Mgmt For For For
Purchases Plan
Renewal
22 Amendment to the Osisko Mgmt For For For
Stock Option
Plan
23 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Geoffrey A. Burns Mgmt For For For
1.3 Elect Michael L. Carroll Mgmt For For For
1.4 Elect Christopher Noel Mgmt For For For
Dunn
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect Robert P. Pirooz Mgmt For For For
1.7 Elect David C. Press Mgmt For For For
1.8 Elect Walter T. Mgmt For For For
Segsworth
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CUSIP 74164W106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wade D. Nesmith Mgmt For For For
1.2 Elect Joseph F. Conway Mgmt For For For
1.3 Elect David R. Demers Mgmt For For For
1.4 Elect Grant A. Edey Mgmt For For For
1.5 Elect Rohan Hazelton Mgmt For For For
1.6 Elect Eduardo Luna Mgmt For For For
1.7 Elect Robert A. Mgmt For For For
Quartermain
1.8 Elect Michael Riley Mgmt For For For
1.9 Elect Brad Marchant Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 05/08/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wade D. Nesmith Mgmt For For For
3 Elect Joseph F. Conway Mgmt For For For
4 Elect David R. Demers Mgmt For For For
5 Elect Grant A. Edey Mgmt For For For
6 Elect Rohan Hazelton Mgmt For For For
7 Elect Eduardo Luna Mgmt For For For
8 Elect Robert A. Mgmt For For For
Quartermain
9 Elect Michael Riley Mgmt For For For
10 Elect Brad Marchant Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
issuer)
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jemal-ud-din Mgmt For For For
Kassum
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Elect Karl Voltaire Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Increase in Authorised Mgmt For For For
Capital
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Directors' Fees (Share Mgmt For For For
Grants)
19 Directors' Fees Mgmt For For For
(Increase Fee
Cap)
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Amendments to Articles Mgmt For For For
23 Scrip Dividend Mgmt For For For
24 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Semafo, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/15/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terence F. Bowles Mgmt For For For
2 Elect Benoit Desormeaux Mgmt For For For
3 Elect Jean Lamarre Mgmt For For For
4 Elect John LeBoutillier Mgmt For For For
5 Elect Gilles Masson Mgmt For For For
6 Elect Lawrence I. Mgmt For For For
McBrearty
7 Elect Tertius Zongo Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Shareholder Rights Plan Mgmt For For For
Renewal
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Zola Skweyiya Mgmt For For For
3 Re-elect Sello M. Moloko Mgmt For For For
4 Re-elect Neal J. Mgmt For For For
Froneman
5 Re-elect Charl Keyter Mgmt For For For
6 Re-elect Keith A. Rayner Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 11/05/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Elect Robert TZE Leung Mgmt For For For
Chan
3 Elect Christopher D. Mgmt For For For
Chadwick
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For For For
1.5 Elect Chantal Gosselin Mgmt For For For
1.6 Elect Douglas M. Holtby Mgmt For For For
1.7 Elect Eduardo Luna Mgmt For Withhold Against
1.8 Elect Wade D. Nesmith Mgmt For Withhold Against
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option
Plan
5 Advance Notice Provision Mgmt For For For
6 Amendment to By-Laws Mgmt For For For
Regarding Quorum
Requirements
7 Notice and Access Mgmt For For For
Provision
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/30/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter J. Marrone Mgmt For For For
1.2 Elect Patrick J. Mars Mgmt For For For
1.3 Elect John A. Begeman Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Carl L. Renzoni Mgmt For For For
1.8 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of the New Mgmt For For For
General
By-Law
4 Advisory vote on Mgmt For For For
executive
compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
H
Shares
10 Authority to Issue Debt Mgmt For For For
Financing
Instruments
11 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/26/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 11/29/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Debt Mgmt For For For
Financial
Instruments
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Completion of Share Mgmt For For For
Repurchase
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Debt Mgmt For For For
Financing
5 Authority to Repurchase Mgmt For For For
H
Shares
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Financial Report Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Repurchase Mgmt For For For
H
Shares
Fund Name : Gulf States Index ETF
________________________________________________________________________________
Abu Dhabi Commercial Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
ADCB CINS M0152Q104 03/12/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Election of Directors Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Abu Dhabi Commercial Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
ADCB CINS M0152Q104 03/12/2014 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
(Company
Purpose)
________________________________________________________________________________
Air Arabia PJSC
Ticker Security ID: Meeting Date Meeting Status
AIRA CINS M0367N110 03/16/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Election of Directors Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 03/19/2014 Take No Action
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
(Company
Name)
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 03/26/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Arabtec Holding P.J.S.C.
Ticker Security ID: Meeting Date Meeting Status
ARTC CINS M1491G104 04/30/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Reports Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
8 Elect Tareq Ahmad Abu Mgmt For TNA N/A
Shreehah
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Aviation Lease and Finance Company KSCC (ALAFCO)
Ticker Security ID: Meeting Date Meeting Status
ALAFCO CINS M15564103 01/06/2014 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Auditor Mgmt For For For
4 Report of the Sharia Mgmt For For For
Supervision
Panel
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Directors' Fees Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Election of Sharia Mgmt For Abstain Against
Supervision Committee;
Authority to Set
Fees
________________________________________________________________________________
Aviation Lease and Finance Company KSCC (ALAFCO)
Ticker Security ID: Meeting Date Meeting Status
ALAFCO CINS M15564103 08/15/2013 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Mgmt For Abstain Against
Designated Advisers on
the Listing of the
Company's Shares in
one of the Global
Markets
3 Listing of a Portion of Mgmt For Abstain Against
the Company's Shares
in one of the Global
Markets
________________________________________________________________________________
BankMuscat SAOG
Ticker Security ID: Meeting Date Meeting Status
BKMB CINS M1681X107 03/19/2014 Take No Action
Meeting Type Country of Trade
Mix Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Report of the Auditor; Mgmt For TNA N/A
Accounts and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Sitting Fees Mgmt For TNA N/A
6 Directors' Remuneration Mgmt For TNA N/A
7 Related Party Mgmt For TNA N/A
Transactions
8 Lease of Three Branch Mgmt For TNA N/A
Premises
9 Report of the Sharia Mgmt For TNA N/A
Supervisory
Board
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Amendment to Terms of Mgmt For TNA N/A
European Medium Term
Notes
Program
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
13 Authority to Set up a Mgmt For TNA N/A
Meethaq Sukuk
Program
14 Authority to Set up a Mgmt For TNA N/A
KSA Branch Sukuk
Program
15 Authority to Issue Sukuk Mgmt For TNA N/A
16 Bonus Share Issuance Mgmt For TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/12/2014 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of the Board Mgmt For For For
4 Auditors' Report Mgmt For For For
5 Report of the Sharia Mgmt For For For
Supervisory
Panel
6 Accounts and Reports Mgmt For For For
7 Bonus Share Issuance Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Directors' Fees Mgmt For For For
10 Banking Facilities Mgmt For Abstain Against
11 Authority to Issue Mgmt For Abstain Against
Islamic
Bonds
12 Ratification of Board Mgmt For For For
Acts
13 Election of Sharia Mgmt For Abstain Against
Supervisory
Panel
14 Appointment of Auditor Mgmt For Abstain Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boubyan Bank KSC
Ticker Security ID: Meeting Date Meeting Status
BOUBYAN CINS M2035S109 03/12/2014 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Bonus Share Issuance Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Share
Capital)
5 Amendments to Articles Mgmt For Abstain Against
6 Amendments to Articles Mgmt For Abstain Against
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Articles Mgmt For Abstain Against
9 Amendments to Articles Mgmt For Abstain Against
10 Amendments to Articles Mgmt For Abstain Against
11 Amendments to Articles Mgmt For Abstain Against
12 Amendments to Articles Mgmt For Abstain Against
13 Amendments to Articles Mgmt For Abstain Against
14 Amendments to Articles Mgmt For Abstain Against
15 Amendments to Articles Mgmt For Abstain Against
16 Amendments to Articles Mgmt For Abstain Against
17 Amendments to Articles Mgmt For Abstain Against
18 Amendments to Articles Mgmt For Abstain Against
19 Amendments to Articles Mgmt For Abstain Against
20 Amendments to Articles Mgmt For Abstain Against
21 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Dana Gas Pjsc
Ticker Security ID: Meeting Date Meeting Status
DANA CINS M27014105 04/16/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board of Directors' Mgmt For TNA N/A
Report
3 Annual Accounts Mgmt For TNA N/A
4 Auditors' Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Elect Patrick Mgmt For TNA N/A
Allman-Ward
________________________________________________________________________________
DP World Ltd
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/28/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Ahmed Bin Sulayem Mgmt For TNA N/A
4 Elect Jamal Majid Bin Mgmt For TNA N/A
Thaniah
5 Elect Mohammed Sharaf Mgmt For TNA N/A
6 Elect Sir John Parker Mgmt For TNA N/A
7 Elect Yuvraj Narayan Mgmt For TNA N/A
8 Elect Deepak S. Parekh Mgmt For TNA N/A
9 Elect Robert B. Woods Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Authority to Set Mgmt For TNA N/A
Auditor
Fees
12 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
13 Authority to Repurchase Mgmt For TNA N/A
Shares
14 Non-Voting Agenda Item N/A N/A TNA N/A
15 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Authority to Reduce Mgmt For TNA N/A
Share
Capital
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Dubai Financial Market PJSC
Ticker Security ID: Meeting Date Meeting Status
DFM CINS M28814107 03/03/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Report of the Board Mgmt For TNA N/A
4 Report of the Auditor Mgmt For TNA N/A
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Report of the Sharia Mgmt For TNA N/A
and Fatwa Supervisory
Board
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
________________________________________________________________________________
Dubai Islamic Bank Pjsc
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2R88J114 03/02/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board and Mgmt For TNA N/A
the
Auditor
2 Report of the Sharia Mgmt For TNA N/A
Supervisory
Board
3 Accounts and Reports Mgmt For TNA N/A
4 Election of Directors Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts; Ratification of
Auditor
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Emaar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
EMAAR CINS M4025S107 04/23/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of the Board Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Elect Jamal Majed Bin Mgmt For TNA N/A
Thaniyeh
9 Directors' Fees Mgmt For TNA N/A
10 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
First Gulf Bank pjsc
Ticker Security ID: Meeting Date Meeting Status
FGB CINS M4580N105 02/26/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Report of the Auditor Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividend
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Ratification of Mgmt For TNA N/A
Auditors'
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Gulf Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/23/2014 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For For For
2 Report of the Auditor Mgmt For For For
3 Report on Financial and Mgmt For For For
Non-Financial Fines
and
Sanctions
4 Accounts Mgmt For For For
5 Bonus Share Issuance Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Debt Mgmt For For For
Instruments
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
11 Authority to Grant Loans Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Gulf Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
GBK CINS M5246Y104 03/23/2014 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Amendments to Article 2 Mgmt For Abstain Against
4 Amendments to Article 5 Mgmt For Abstain Against
5 Amendments to Article 26 Mgmt For Abstain Against
6 Amendments to Article 28 Mgmt For Abstain Against
7 Amendments to Article 30 Mgmt For Abstain Against
8 Amendments to Article 31 Mgmt For Abstain Against
9 Amendments to Article 32 Mgmt For Abstain Against
10 Amendments to Article 35 Mgmt For Abstain Against
11 Amendments to Article 37 Mgmt For Abstain Against
12 Amendments to Article 53 Mgmt For Abstain Against
13 Amendments to Article 57 Mgmt For Abstain Against
14 Amendments to Article 58 Mgmt For Abstain Against
15 Amendments to Article 61 Mgmt For Abstain Against
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 03/23/2014 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of the Board of Mgmt For For For
Directors
4 Report of the Auditor Mgmt For For For
5 Report of the Sharia Mgmt For For For
Supervision
Panel
6 Report of the Financial Mgmt For For For
and Non-Financial
Fines
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Statutory Reserve Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Bonus Share Issuance Mgmt For For For
12 Authority to Give Mgmt For Abstain Against
Guarantees
13 Authority to Repurchase Mgmt For For For
Shares
14 Ratification of Board Mgmt For For For
Acts
15 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
16 Appoint Sharia Mgmt For Abstain Against
Supervision
Board
17 Election of Directors Mgmt For Abstain Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuwait Finance House
Ticker Security ID: Meeting Date Meeting Status
KFIN CINS M64176106 03/23/2014 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
Regarding Capital
Increase
4 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Kuwait International Bank KSC
Ticker Security ID: Meeting Date Meeting Status
KIB CINS M6535C100 03/30/2014 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Report of the Sharia Mgmt For For For
Compliance
Committee
4 Report of the Regulators Mgmt For For For
5 Accounts and Reports Mgmt For Abstain Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Special Mgmt For Abstain Against
Chairman;
Remunerations of Board
Members
8 Chairman's Fees Mgmt For Abstain Against
9 Related Party Mgmt For Abstain Against
Transactions
10 Authority to Repurchase Mgmt For For For
Shares
11 Ratification of Board Mgmt For Abstain Against
Acts
12 Approval of Sharia Mgmt For Abstain Against
Supervision Panel;
Approval of
Compensation
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Kuwait International Bank KSC
Ticker Security ID: Meeting Date Meeting Status
KIB CINS M6535C100 03/30/2014 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Several Mgmt For Abstain Against
Articles
2 Amendments to Article Mgmt For For For
of
Association
________________________________________________________________________________
Kuwait Projects Company Kscc
Ticker Security ID: Meeting Date Meeting Status
KPROJ CINS M6501U100 03/31/2014 Voted
Meeting Type Country of Trade
Special Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lamprell Plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 06/10/2014 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Peter Whitbread Mgmt For For For
5 Elect Joanne Curin Mgmt For For For
6 Elect Michael W. Press Mgmt For For For
7 Elect Ellis Armstrong Mgmt For For For
8 Elect John M. Malcolm Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Amendment to the Mgmt For Against Against
Performance Share
Plan
________________________________________________________________________________
Lamprell Plc
Ticker Security ID: Meeting Date Meeting Status
LAM CINS G5363H105 06/10/2014 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Issue Mgmt For For For
2 Disapplication of Mgmt For For For
Preemptive Rights
(Rights
Issue)
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For Withhold Against
III
1.2 Elect Roger A. Brown Mgmt For Withhold Against
1.3 Elect David Dickson Mgmt For For For
1.4 Elect Stephen G. Hanks Mgmt For Withhold Against
1.5 Elect Gary P. Luquette Mgmt For For For
1.6 Elect William H. Mgmt For For For
Schumann
III
1.7 Elect Mary Mgmt For Withhold Against
Shafer-Malicki
1.8 Elect David A. Trice Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Long-Term Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mobile Telecommunications Company K.S.C
Ticker Security ID: Meeting Date Meeting Status
ZAIN CINS M7034R101 02/20/2014 Voted
Meeting Type Country of Trade
Ordinary Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of the Board Mgmt For Abstain Against
4 Report of the Auditor Mgmt For Abstain Against
5 Accounts Mgmt For Abstain Against
6 Allocation of Cash Mgmt For Abstain Against
Dividends
7 Allocation of Profits Mgmt For For For
to Legal
Reserve
8 Directors' Remuneration Mgmt For For For
9 Authority to Repurchase Mgmt For For For
or Sell
Shares
10 Related Party Mgmt For Abstain Against
Transactions
11 Ratification of Board Mgmt For Abstain Against
Acts
12 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
13 Election of Directors Mgmt For Abstain Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
National Bank of Abu Dhabi
Ticker Security ID: Meeting Date Meeting Status
NBAD CINS M7080Z114 03/11/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Report of Board of Mgmt For TNA N/A
Directors
3 Auditors' Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
and Auditors
Acts
8 Ratification of Mgmt For TNA N/A
Co-option
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
National Bank of Kuwait
Ticker Security ID: Meeting Date Meeting Status
NBK CINS M7103V108 03/09/2014 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Share Issuance Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Omani Qatari Telecommunications SAOG
Ticker Security ID: Meeting Date Meeting Status
NWRS CINS M7525B102 03/27/2014 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Report of Corporate Mgmt For TNA N/A
Governance
3 Report of the Auditor; Mgmt For TNA N/A
Accounts and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Sitting Fees Mgmt For TNA N/A
6 Directors' Remuneration Mgmt For TNA N/A
7 Related Party Mgmt For TNA N/A
Transactions
8 Approve Charitable Mgmt For TNA N/A
Donations Spent in
Fiscal Year
2013
9 Authorize Charitable Mgmt For TNA N/A
Donations for Fiscal
Year
2014
10 Election of Directors Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Renaissance Services
Ticker Security ID: Meeting Date Meeting Status
RNSS CINS M8210J103 03/26/2014 Take No Action
Meeting Type Country of Trade
Annual Oman
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board Mgmt For TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Sitting Fees Mgmt For TNA N/A
6 Directors' Remuneration Mgmt For TNA N/A
7 Related Party Mgmt For TNA N/A
Transactions
8 Charitable Donations Mgmt For TNA N/A
for
2013
9 Charitable Donations Mgmt For TNA N/A
for
2014
10 Election of Directors Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Samsung Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028050 CINS Y7472L100 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Member: KIM
Sang
Hoon
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028050 CINS Y7472L100 09/17/2013 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PARK Joong Heum Mgmt For For For
________________________________________________________________________________
The Commercial Real Estate Company KSCC
Ticker Security ID: Meeting Date Meeting Status
ALTIJARIA CINS M25735107 03/26/2014 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board Mgmt For For For
3 Report of the Sharia Mgmt For For For
Supervision
Panel
4 Report of the Auditor Mgmt For For For
5 Report of the Mgmt For For For
Regulatory
Authorities'
Fines
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Transfer Profits to Mgmt For For For
Reserves
9 Directors' Fees Mgmt For Abstain Against
10 Related Party Mgmt For For For
Transactions
11 Authority to Repurchase Mgmt For For For
Shares
12 Ratification of Board Mgmt For For For
Acts
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
14 Appointment of Sharia Mgmt For For For
Supervision
Committee
15 Election of Nomination Mgmt For For For
Committee
Members
________________________________________________________________________________
Union National Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
UNB CINS M9396C102 04/28/2014 Take No Action
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Auditor's
Report
3 Accounts and Reports Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Vodafone Qatar
Ticker Security ID: Meeting Date Meeting Status
VFQS CINS M9764S101 06/18/2014 Voted
Meeting Type Country of Trade
Annual Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of the Board Mgmt For For For
4 Report of the Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For Abstain Against
Acts; Directors'
Fees
8 Corporate Governance Mgmt For For For
Report
9 Appointment of Auditor; Mgmt For Abstain Against
Authority to Set
Auditor's
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : India Small-Cap Index ETF
________________________________________________________________________________
Aanjaneya Lifecare Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS Y0019W101 07/29/2013 Take No Action
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 To reset the conversion Mgmt N/A TNA N/A
price of 5.44% Coupon
unsecured Foreign
Currency
Convertible Bonds
due 2018 aggregating
to USD 40 million
issued by the
Company on
March 23, 2013 ( FCCB
) and amend the terms
and conditions of the
FCCB and Trust Deed
dated March 23, 2013
between the Company
and the Bank of New
York Mellon, London
Branch, the trustees
for the
Bondholders
3 To consider change of Mgmt N/A TNA N/A
name of the Company
from Aanjaneya
Lifecare Limited to
Dr. Datsons Labs
Limited
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 02/11/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/20/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Preference Mgmt For For For
Shares
3 Dividend on Preference Mgmt For For For
Shares
4 Dividend on Preference Mgmt For For For
Shares
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect P. Venkateswaran Mgmt For Against Against
7 Elect C.P. Gopalkrishnan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Ashok Kumar Rout Mgmt For For For
10 Authority to Issues Mgmt For Against Against
Shares and Convertible
Debt
Instruments
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issues Mgmt For Against Against
Shares and Convertible
Debt
Instruments
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ABG Shipyard Limited
Ticker Security ID: Meeting Date Meeting Status
ABGSHIP CINS Y0004G103 03/29/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For Against Against
Capital
2 Amendments to Memorandum Mgmt For Against Against
3 Amendments to Articles Mgmt For Against Against
4 Amendment to Borrowing Mgmt For For For
Powers
5 Authority to Mortgage Mgmt For For For
Assets
6 Appointment of Syed Mgmt For Abstain Against
Waheed Zafar Abdi
(Managing Director and
CEO); Approval of
Remuneration
7 Appointment of S. Mgmt For Abstain Against
Muthuswamy (Executive
Director); Approval of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ABG Shipyard Limited
Ticker Security ID: Meeting Date Meeting Status
ABGSHIP CINS Y0004G103 09/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Shahzaad S. Dalal Mgmt For Abstain Against
3 Elect Ashok R. Chitnis Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Re-Appointment of Arun Mgmt For Abstain Against
Phatak as Executive
Director; Approval of
Remuneration
6 Authority to Shares Mgmt For Abstain Against
and/or Convertible
Debt Instruments w/ or
w/o preemptive
rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALLBANK CINS Y0031K101 06/26/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALLBANK CINS Y0031K101 12/24/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
________________________________________________________________________________
Alok Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ALOKIND CINS Y0090S110 12/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Surendra B. Mgmt For Against Against
Jiwrajka
4 Elect Ashok G. Rajani Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sunil O Khandelwal Mgmt For Against Against
7 Elect K.H. Gopal Mgmt For Against Against
8 Reappointment of Mgmt For For For
Executive Directors;
Approval of
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of Sunil O. Mgmt For For For
Khandelwal (CFO and
Executive Director);
Approve
Remuneration
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Appointment of K.H. Mgmt For For For
Gopal (Executive
Director); Approve
Remuneration
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Amendment to Borrowing Mgmt For For For
Powers
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Mortgage Mgmt For For For
Assets
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 03/24/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arvind Dham Mgmt For Against Against
4 Elect Sanjay Chhabra Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Gautam Malhotra Mgmt For Against Against
7 Amendment to Borrowing Mgmt For For For
Powers
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Mortgage Mgmt For For For
Assets
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 06/16/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
and
Memorandum
3 Authority to Issue Mgmt For Against Against
Shares and/or Debt
Instruments w/o
Preemptive
Rights
4 Appointment of D.S. Mgmt For Against Against
Malik (Managing
Director); Approval of
Remuneration
________________________________________________________________________________
Anant Raj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brajindar Mohan Mgmt For For For
Singh
3 Elect Maneesh Gupta Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Mgmt For For For
Remuneration of Aman
Sarin
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Amendment to Mgmt For For For
Remuneration of Ashim
Sarin
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Amendment to Mgmt For For For
Remuneration of Amar
Sarin
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 12/19/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
2 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
________________________________________________________________________________
Arvind Limited
Ticker Security ID: Meeting Date Meeting Status
ARVIND CINS Y02047119 07/29/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bakul H. Dholakia Mgmt For For For
4 Elect Renuka Ramnath Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ashok Leyland Limited
Ticker Security ID: Meeting Date Meeting Status
ASHL CINS Y0266N143 03/17/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration of Vinod K Mgmt For Abstain Against
Dasari
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527142 08/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P. Sarath Chandra Mgmt For For For
Reddy
4 Elect K. Ragunathan Mgmt For For For
5 Elect M. Sivakumaran Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 06/22/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Sanjeev Mgmt For For For
Kumar (Executive
Director); Approval of
Remuneration
3 Payment of Minimum Mgmt For Against Against
Remuneration; Waiver
of Excess
Remuneration
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 08/07/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reappointment of Mgmt For For For
Shishir Bajaj as
Managing Director;
Approval of
Compensation
3 Disposal of Bajaj Mgmt For For For
Energy Private
Limited
4 Disposal of Bajaj Mgmt For For For
Hindusthan (Singapore)
Private
Limited
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 09/21/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bajaj Hindusthan Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 12/28/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
5 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
6 Amendment to Mgmt For For For
Remuneration of
Shishir Bajaj
(Managing
Director)
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 07/31/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ram K. Choudhury Mgmt For Against Against
4 Elect Arvind Krishna Mgmt For For For
Saxena
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Kishor Mgmt For For For
Shah as Director and
CFO; Approval of
Compensation
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Acquisition Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BEML Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/13/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Kanwal Nath Mgmt For For For
4 Elect Ramesh Bhat Mgmt For Against Against
5 Elect Sowmyanarayanan Mgmt For For For
Sadagopan
6 Elect Chandakacharla N. Mgmt For Against Against
Durgesh
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Appointment of P. Mgmt For For For
Dwarakanath as
Chairman and Managing
Director; Approval of
Remuneration
9 Elect C. Balakrishnan Mgmt For For For
10 Elect N. P. Gupta Mgmt For For For
11 Elect Suhas Aanad Bhat Mgmt For For For
12 Elect P. K. Mishra Mgmt For For For
13 Elect D. K. Hota Mgmt For For For
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sasikala Mgmt For For For
Raghupathy
4 Elect Heinrich Bohmer Mgmt For For For
5 Elect Arumugam Mgmt For For For
Swaminathan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect K. Chandrasekhar Mgmt For For For
8 Appointment of K. Mgmt For For For
Chandrashekhar
(Director - Projects);
Approval of
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Swarnamugi Karthik Mgmt For For For
11 Appointment of Mgmt For For For
Swarnamugi Karthik
(Director - Corporate
Strategy); Approval of
Remuneration
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Revised Remuneration of Mgmt For For For
Vanni Ragupathy
(Assistant)
14 Revised Remuneration of Mgmt For For For
V.R. Mahadevan
(Director - Technology
&
HR)
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Revised Remuneration of Mgmt For For For
A. Swaminathan
(Director - Sales &
Marketing)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 08/06/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keshub Mahindra Mgmt For Against Against
4 Elect Ishaat Hussain Mgmt For For For
5 Elect Ness N. Wadia Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Century Textile & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYTEX CINS Y12504125 06/04/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Century Textile & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYTEX CINS Y12504125 07/24/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect B.K. Birla Mgmt For For For
4 Elect Arvind C. Dalal Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Commission Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Reappointment of B.L. Mgmt For For For
Jain as Whole-time
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBAL CINS Y12916139 09/13/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Saroj Kumar Poddar Mgmt For Against Against
4 Elect Shyam Sunder Mgmt For Against Against
Bhartia
5 Elect Kashi Nath Memani Mgmt For Against Against
6 Appointment of Mgmt For For For
Statutory Auditor and
Authority to Set
Fees
7 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
8 Amendment to Borrowing Mgmt For For For
Powers
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendment to the Mgmt For For For
Employees Stock Option
Scheme
2010
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COXKINGS CINS Y17730113 09/17/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pesi Patel Mgmt For Against Against
4 Elect Subhash Chandra Mgmt For Against Against
Bhargava
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendment to Mgmt For For For
Remuneration of Ms.
Urrshila
Kerkar
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Analysis And Research Ltd
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 03/11/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Foreign Mgmt For For For
Investor
Restrictions
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Credit Analysis And Research Ltd
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 09/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Bharti Prasad Mgmt For For For
5 Employee Stock Option Mgmt For Against Against
Scheme
6 Directors' Commission Mgmt For For For
7 Preferential Allotment Mgmt For For For
of Shares (Ascent
India Fund
III)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Mahesh M. Gandhi Mgmt For For For
3 Elect N.M. Rafique Mgmt For Against Against
4 Elect Vinod Goenka Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Re-appointment of Vinod Mgmt For For For
Goenka (Managing
Director); Approval of
Remuneration
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
DCB Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 06/06/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Altaf Jiwani Mgmt For For For
5 Elect Amin Manekia Mgmt For For For
6 Elect Suhail Nathani Mgmt For Against Against
7 Elect Sukh Dev Nayyar Mgmt For Against Against
8 Elect Imran Contractor Mgmt For For For
9 Elect Keki Elavia Mgmt For Against Against
10 Elect C. Narasimhan Mgmt For For For
11 Elect Nalin Shah Mgmt For For For
12 Elect S. Sridhar Mgmt For Against Against
13 Elect Jamal Pradhan Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares and/or Debt
Instruments w/o
Preemptive
Rights
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 03/10/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Ashish Mgmt For For For
Kapadia (Managing
Director); Approval of
Remuneration
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 08/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
3 Elect Mahesh S. Gupta Mgmt For For For
4 Elect Sudarshan V. Mgmt For Against Against
Bajoria
5 Elect Rakesh Mgmt For Against Against
Jhunjhunwala
6 Appointment of Joint Mgmt For For For
Statutory Auditors and
Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
8 Elect Homi Aibara Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/18/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ajaya Chand Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 11/20/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Abstain Against
Articles of
Association
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 03/22/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 06/28/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 12/24/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Shareholder Mgmt For Abstain Against
Director
6 Election of Shareholder Mgmt For N/A N/A
Director
7 Election of Shareholder Mgmt For N/A N/A
Director
________________________________________________________________________________
Development Credit Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCB CINS Y2051L134 10/07/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 06/10/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
4 Authority to Issue Debt Mgmt For Against Against
Instruments
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DEWANHOUS CINS Y2055V112 07/23/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajindar P. Khosla Mgmt For Against Against
4 Elect Guru P. Kohli Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect M. Venugopalan Mgmt For For For
________________________________________________________________________________
Educomp Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
EDUCOMP CINS Y22514114 09/26/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jagdish Prakash Mgmt For Against Against
3 Elect Sankalp Srivastava Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Waiver of Recovery of Mgmt For For For
Excess Compensation to
Whole-Time
Director
6 Waiver of Recovery of Mgmt For For For
Excess Compensation to
Whole-Time
Director
7 Approval of Mgmt For Against Against
Remuneration to
Managing
Director
8 Approval of Mgmt For Against Against
Remuneration to
Whole-Time
Director
9 Elect Roy Edwin Campbell Mgmt For Against Against
10 Elect Venkata Subbarao Mgmt For For For
Valluri
________________________________________________________________________________
Era Infra Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
ERAINFRA CINS Y2296G114 09/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Surya D. Sharma Mgmt For For For
4 Elect Shiv D. Kapoor Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditors Authority to
Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Instruments w/ or w/o
Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 04/21/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Krishika Mgmt For For For
Lulla (Creative
Producer); Approval of
Remuneration
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 08/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dhirendra Swarup Mgmt For For For
4 Elect Vuay Ahuja Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Financial Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
FINTECH CINS Y24945118 02/21/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Directors' Commission Mgmt For For For
________________________________________________________________________________
Financial Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
FINTECH CINS Y24945118 04/21/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For Against Against
________________________________________________________________________________
Financial Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
FINTECH CINS Y24945118 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' Commission Mgmt For For For
6 Stock Option Plan for Mgmt For For For
Employees
7 Stock Option Plan for Mgmt For For For
Employees of
Subsidiaries
8 Authority to Issues Mgmt For For For
Shares and Convertible
Debt
Instruments
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Make Mgmt For For For
Investments, Grant
Loans and Give
Guarantees
11 Resignation of Ravi K. Mgmt For For For
Sheth
12 Resignation of Chaitan Mgmt For For For
M.
Maniar
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GTL CINS Y26839103 09/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Dividends Mgmt For For For
3 Elect Shabbir H. Mgmt For Against Against
Hassanbhai
4 Elect Sat Pal Khattar Mgmt For Against Against
5 Elect Arun Agarwal Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gitanjali Gems Limited
Ticker Security ID: Meeting Date Meeting Status
GITANJALI CINS Y2710F106 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nitin Potdar Mgmt For For For
4 Board Vacancy Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gujarat State Fertilizers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
GSFC CINS Y2946E139 08/03/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jagatheesa D. Mgmt For Against Against
Pandian
4 Elect Divyabhash C. Mgmt For Against Against
Anjaria
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Hasmukh Adhia Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 08/12/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Krishna R. Bhupal Mgmt For For For
3 Elect Sundaram Mgmt For For For
Balasubramanian
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 07/22/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 07/24/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vinayak P. Mgmt For For For
Aggarwal
3 Elect Sridhar Gorthi Mgmt For Against Against
4 Elect Devendra J. Mgmt For For For
Shrotri
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Jagdish Kumar G. Mgmt For For For
Pillai
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 08/19/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential
Allotment to P6 Asia
Holding
Investments)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential
Allotment to Hathway
Investments Private
Ltd)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hathway Cable & Datacom Limited
Ticker Security ID: Meeting Date Meeting Status
HATHCABLE CINS Y3115L102 09/26/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o preemptive
rights (Preferential
Allotment)
________________________________________________________________________________
Hexaware Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HEXAWARE CINS Y31825121 04/25/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bharat Shah Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Hexaware Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HEXAWARE CINS Y31825121 12/13/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Jimmy Mahtani Mgmt For For For
3 Elect Kosmas Kalliarekos Mgmt For For For
4 Elect Dileep C. Choksi Mgmt For For For
5 Appointment of R.V. Mgmt For For For
Ramanan (Whole-Time
Director); Approval of
Remuneration
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 06/20/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Resignation of Fred Mgmt For For For
Moavenzadeh; Approval
of
Vacancy
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ram P. Gandhi Mgmt For Against Against
6 Elect Sharad M. Kulkarni Mgmt For Against Against
7 Approval of Revised Mgmt For For For
Remuneration of Arjun
Dhawan
8 Amendment to Borrowing Mgmt For For For
Powers
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Bonds w/o
Preemptive
Rights
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 06/27/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Hindustan Oil Exploration Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HINDOILEXP CINS Y3224Q117 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Sunil Behari Mgmt For Against Against
Mathur
3 Elect Luigi Ciarrocchi Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Guido Papetti Mgmt For For For
6 Elect Paolo Ceddia Mgmt For For For
7 Waiver of Recovery of Mgmt For Against Against
Excess Remuneration
Paid to Managing
Director
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Raj K. Aggarwal Mgmt For Against Against
3 Elect Lalit M. Mehta Mgmt For For For
4 Elect Sunil Behari Mgmt For Against Against
Mathur
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Rakesh Mgmt For Against Against
Kumar Wadhawan as
Executive Chairman;
Approval of
Remuneration
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 11/13/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Declaration of Dividend Mgmt For For For
for Preference
Shares
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Omprakash Mishra Mgmt For For For
5 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
6 Elect Savita Mahajan Mgmt For For For
7 Appointment of Anurag Mgmt For For For
Jain as CEO/Managing
Director
8 Elect Ashok Kumar Jha Mgmt For For For
9 Elect Santosh Mgmt For For For
Balachandran Nayar;
Appoint as
CEO/Managing Director;
Approve
Remuneration
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Amendments to Articles Mgmt For For For
Regarding the
Nomination of
Directors
14 Amendments to Articles Mgmt For For For
Regarding the
Appointment of
Managing
Director
________________________________________________________________________________
India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDCM CINS Y39167153 09/18/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narasimha R. Mgmt For For For
Krishnan
4 Elect Arun Datta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Gounder V. Mgmt For Against Against
Manickam
7 Authority to Mortgage Mgmt For For For
Assets
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
India Infoline Ltd.
Ticker Security ID: Meeting Date Meeting Status
INDIAINFO CINS Y3914X109 07/23/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Kranti Sinha Mgmt For For For
3 Elect Arun K. Purwar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Subbaraman Narayan Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
India Infoline Ltd.
Ticker Security ID: Meeting Date Meeting Status
INDIAINFO CINS Y3914X109 08/12/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Financial Mgmt For For For
Services Undertaking;
Change in Company
Name
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 05/26/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Aishwarya Katoch Mgmt For Abstain Against
4 Elect Labh S. Sitara Mgmt For Abstain Against
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORP CINS Y4252Z136 09/21/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Dividends Mgmt For For For
on Preference
Shares
3 Allocation of Dividends Mgmt For For For
on Equity
Shares
4 Elect S.H. Junnarkar Mgmt For For For
5 Elect Virendra Singh Mgmt For Against Against
Jain
6 Elect Anand J. Jain Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Gaurav Mgmt For For For
Jain as Managing
Director; Approval of
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Anun P. Shah Mgmt For For For
12 Authority to Roll Over Mgmt For For For
Preference
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JAINIRRG CINS Y42531148 08/14/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture of Wind Mgmt For Abstain Against
Power
Generation
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JAINIRRG CINS Y42531148 09/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Swaminathan Mgmt For For For
5 Elect Radhika C. Pereira Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Amendment to the Mgmt For Against Against
Employees Stock Option
Plan (Option Exchange
/
Repricing)
8 Amendment to the Mgmt For Against Against
Employees Stock Option
Plan
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 03/14/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transfer of Jet Mgmt For Abstain Against
Privilege Frequent
Flyer
Programme
4 Investment in Jet Mgmt For Abstain Against
Privilege Private
Limited
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAY CINS Y4440B116 08/08/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Victoriano P. Mgmt For Against Against
Dungca
3 Elect Aman Mehta Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Borrowing Mgmt For For For
Powers
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Appointment of Nivaan Mgmt For For For
Goyal as Executive -
Service Development;
Approval of
Compensation
8 Appointment of Namrata Mgmt For For For
Goyal as Senior
Executive - Service
Development; Approval
of
Compensation
________________________________________________________________________________
JM Financial Limited
Ticker Security ID: Meeting Date Meeting Status
JMFINAN CINS Y44462110 07/31/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect E.A. Kshirsagar Mgmt For Against Against
4 Elect Darius E. Udwadia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Keki Dadiseth Mgmt For For For
7 Directors' Commission Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kalpataru Power Transmission Limited
Ticker Security ID: Meeting Date Meeting Status
KALPOWR CINS Y45237131 07/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mofatraj P. Munot Mgmt For Against Against
4 Elect Sajjanraj Mehta Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ranjit Singh Mgmt For For For
7 Appointment of Ranjit Mgmt For For For
Singh as Managing
Director; Approval of
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Umang Mgmt For For For
Golecha as Deputy
General Manager;
Approval of
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Directors' Commission Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KARNATBNK CINS Y4590V128 07/06/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravindra U. Bhat Mgmt For For For
4 Elect Sitarama M. Mgmt For For For
Mandavilli
5 Elect Saragodu V. Mgmt For Against Against
Manjunath
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Branch Mgmt For Abstain Against
Auditor and Authority
to Set
Fees
9 Elect Ashok Haranahalli Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kpit Cummins Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
KPITCUMM CINS Y4984R147 07/12/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anant Jaivant Mgmt For Against Against
Talaulicar
4 Elect Amit B. Kalyani Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Sanjay Kukreja Mgmt For For For
7 Elect B V R Subbu Mgmt For For For
8 Change in Company Name Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Equity Compensation Plan Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kpit Cummins Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
KPITCUMM CINS Y4984R147 09/16/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPITCUMM CINS Y4984R147 04/11/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue Shares Under the Mgmt For For For
Employee Stock Option
Plan 2014 ("ESOP
2014")
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Extension of the ESOP Mgmt For For For
2014 to Employees of
Subsidiaries
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 03/28/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restructuring of Debts Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
4 Amendment to Memorandum Mgmt For For For
of Association
Regarding Share
Capital
5 Amendments to Articles Mgmt For For For
of
Association
6 Authority to Mortgage Mgmt For For For
Assets
7 Amendment to Borrowing Mgmt For For For
Powers
8 Option to Convert Debt Mgmt For For For
into Equity
Shares
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on Conversion
of 10% of Working
Capital Term Loan
1
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on Conversion
of 20% of Priority
Loan
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on Conversion
of Restructured Term
Loan, Balance Working
Capital Term Loan,
Working Capital Term
Loan 2 and Funded
Interest Term
Loan
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Promoters
of the
Company)
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 09/27/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect L. Madhusudhan Rao Mgmt For For For
3 Elect Sarat C. Manocha Mgmt For For For
4 Elect G. Venkatesh Babu Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Waiver of Excess Mgmt For Abstain Against
Remuneration (L.M.
Rao)
7 Waiver of Excess Mgmt For Abstain Against
Remuneration (G.B.
Rao)
8 Waiver of Excess Mgmt For Abstain Against
Remuneration (G.V.
Babu)
9 Waiver of Excess Mgmt For Abstain Against
Remuneration (S.C.
Manocha)
10 Amendment to Mgmt For Abstain Against
Compensation of L.M.
Rao
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Amendment to Mgmt For Abstain Against
Compensation of G.B
Rao
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Amendment to Mgmt For Abstain Against
Compensation of G.V.
Babu
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Amendment to Mgmt For Abstain Against
Compensation of S.C.
Manosha
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Madras Cement Limited
Ticker Security ID: Meeting Date Meeting Status
MADRASCEM CINS Y53727148 07/29/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anumolu Mgmt For Against Against
Ramakrishna
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Change of Company Name Mgmt For For For
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 02/26/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Sushil Shingal Mgmt For For For
3 Elect V. Umashankar Mgmt For Against Against
4 Authority to Set Fees Mgmt For Against Against
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Gyaneshwarnath Mgmt For Against Against
Gowrea
4 Elect Vivek Gour Mgmt For Against Against
5 Elect Keyur Joshi Mgmt For For For
6 Elect Rajesh Magow Mgmt For Against Against
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPG CINS Y5759P141 03/11/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Sooraj Mgmt For For For
Nandan (Son of V.P.
Nandakumar); Approval
of
Remuneration
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPG CINS Y5759P141 08/10/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shailesh J. Mehta Mgmt For Against Against
4 Elect V.M. Manoharan Mgmt For For For
5 Elect Pandatt Mgmt For Against Against
Manomohanan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect V.R. Rajiven Mgmt For For For
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEOD CINS Y5934T133 07/26/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Brij M. Khaitan Mgmt For For For
4 Elect Raghavachari Mgmt For Against Against
Srinivasan
5 Elect Bharat Bajoria Mgmt For Against Against
6 Elect Ranabir Sen Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
MindTree Limited
Ticker Security ID: Meeting Date Meeting Status
MINDTREE CINS Y60362103 07/19/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect David B. Yoffie Mgmt For For For
5 Elect Pankaj Chandra Mgmt For For For
6 Elect Ramesh Ramanathan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Ratification of Mgmt For For For
appointment of Anjan
Lahiri as Executive
Director; Approval of
Compensation
________________________________________________________________________________
MRF Limited
Ticker Security ID: Meeting Date Meeting Status
MRF CINS Y6145L117 09/25/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For Abstain Against
Compensation of K.M.
Mammen
3 Amendment to Mgmt For Abstain Against
Compensation of Arun
Mammen
4 Amendment to Mgmt For Abstain Against
Compensation of K.M.
Philip
5 Amendment to Mgmt For Abstain Against
Compensation of Rahul
Mammen
Mappillai
________________________________________________________________________________
Multi Commodity Exchange of India Limited (MCX)
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 01/20/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Memorandum Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Multi Commodity Exchange of India Limited (MCX)
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Foreign Mgmt For For For
Investor
Restrictions
6 Amendment to the Mgmt For For For
Employee Stock Option
Scheme
2008
7 Elect Joseph Massey Mgmt For Against Against
8 Resignation of Venkat Mgmt For For For
Chary
9 Resignation of C.M. Mgmt For For For
Maniar
10 Resignation of Shvetal Mgmt For For For
Vakil
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 07/01/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vijay K. Thadani Mgmt For For For
4 Elect Amit Sharma Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Niko Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NKO CINS 653905109 09/12/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For Against Against
Regarding Board
Size
3 Board Size Mgmt For For For
4 Elect Edward S. Sampson Mgmt For For For
5 Elect William T. Mgmt For For For
Hornaday
6 Elect C.J. Cummings Mgmt For Against Against
7 Elect Conrad P. Kathol Mgmt For Against Against
8 Elect Wendell W. Mgmt For Against Against
Robinson
9 Elect Norman M.K. Louie Mgmt For For For
10 Elect Murray E. Hesje Mgmt For Against Against
11 Elect Charles S. Leykum Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Parsvnath Developers Limited
Ticker Security ID: Meeting Date Meeting Status
PARSVNATH CINS Y6723F110 12/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rajeev Jain Mgmt For For For
3 Elect Ashok Kumar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 09/18/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Manohar Lal Singla Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Sachin Mgmt For Against Against
Gupta as President
(Gold Manufacturing);
Approval of
Remuneration
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Nitin Mgmt For Against Against
Gupta as President
(Diamond
Manufacturing);
Approval of
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Employee Stock Option Mgmt For For For
Plan
2011
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Amendment to Mgmt For For For
Utilization of IPO
Proceeds
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polaris Financial Technology Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 08/08/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arvind Kumar Mgmt For Against Against
4 Retirement of Satya Pal Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Rajesh Mehta Mgmt For Against Against
7 Elect V Balaraman Mgmt For For For
8 Directors' Commission Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Approve Compensation of Mgmt For For For
Vinay
Garg
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Approve Compensation of Mgmt For For For
Ruchira
Gupta
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 07/22/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kishor A. Chaukar Mgmt For Against Against
4 Elect Prakash Manohar Mgmt For For For
Kulkarni
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 08/19/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect I.J. Kapoor Mgmt For For For
4 Elect Hemant Bhargava Mgmt For Against Against
5 Elect Ved Kumar Jain Mgmt For For For
6 Elect Dipak Chatterjee Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect M.S. Babu Mgmt For For For
9 Appointment of Mr. S.N. Mgmt For For For
Goel as Executive
Director; Approval of
Remuneration
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Appointment of Mr. Mgmt For For For
Deepak Amitabh as
Chairman and Managing
Director; Approval of
Remuneration
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Appointment of Pallov Mgmt For For For
Kapoor as an employee
of the Company;
Approval of
Remuneration
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Punj Lloyd Limited
Ticker Security ID: Meeting Date Meeting Status
PUNJLLOYD CINS Y71549110 08/02/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Naresh Kumar Mgmt For Against Against
Trehan
3 Appointment of Mgmt For For For
Statutory Auditor and
Authority to Set
Fees
4 Elect M. Madhavan Mgmt For For For
Nambiar
5 Retirement of Sanjay G. Mgmt For For For
Bhatnagar
6 Reappointment of Atul Mgmt For For For
Punj as Executive
Chairman
7 Remuneration of Atul Mgmt For For For
Punj (Executive
Chairman)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
________________________________________________________________________________
Rajesh Exports Limited
Ticker Security ID: Meeting Date Meeting Status
RAJESHX CINS Y7181T147 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Venu Madhava Reddy Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Appointment of Rajesh Mgmt For For For
Mehta (Executive
Chairman); Approval of
Remuneration
6 Appointment of Prashant Mgmt For For For
Mehta (Managing
Director); Approval of
Remuneration
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/10/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect H. Sunder Mgmt For For For
4 Elect Boman R. Irani Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Nawaz Gautam Mgmt For Against Against
Singhania
7 Authority to Mortgage Mgmt For For For
Assets
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Cost Auditors' Fees Mgmt For For For
11 Non-Executive Mgmt For For For
Directors'
Commission
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 09/23/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Agreement to Transfer Mgmt For For For
Undertaking on a Slump
Sale
Basis
________________________________________________________________________________
Rei Agro Limited
Ticker Security ID: Meeting Date Meeting Status
REIAGROLTD CINS Y7253S134 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Dividend on Preference Mgmt For Abstain Against
Shares
3 Dividend on Equity Mgmt For Abstain Against
Shares
4 Elect Krishna Dayal Mgmt For Abstain Against
Ghosh
5 Elect Narpinder Kumar Mgmt For Abstain Against
Gupta
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Appointment of Sandip Mgmt For Abstain Against
Jhunjhunwala (Managing
Director); Approval of
Remuneration
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For Abstain Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 11/23/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect T.C. Venkat Mgmt For For For
Subramanian
4 Retirement of R R Kumar Mgmt For For For
5 Retirement of A P Singh Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Elect M V Nair Mgmt For For For
8 Amendment to Borrowing Mgmt For For For
Powers
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Give Mgmt For For For
Guarantees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Allotment of Shares to Mgmt For For For
the Rolta Employee
Stock Option
Plan
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Grant of Stock Options Mgmt For For For
Under the
ESOP
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Instruments w/o
Preemptive
Rights
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Non-Voting Agenda Item N/A N/A N/A N/A
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 08/05/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Preferential
Allotment to Progruss
Investments
Limited)
________________________________________________________________________________
Shree Ganesh Jewellery House Limited
Ticker Security ID: Meeting Date Meeting Status
SGJHL CINS Y775AC102 09/06/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dwarka P. Mathur Mgmt For Against Against
4 Elect Satish C. Mgmt For For For
Chaturvedi
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 03/21/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Preference Mgmt For For For
Shares w/o Preemptive
Rights
2 Amendments to Articles Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 04/05/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Memorandum Mgmt For For For
3 Approval of Mgmt For For For
Remuneration to Vidya
Murkumbi (Executive
Chairperson)
4 Approval of Mgmt For For For
Remuneration to
Narendra Murkumbi
(Vice Chairman and
Managing
Director)
5 Approval of Mgmt For For For
Remuneration to Nandan
Yalgi (Whole Time
Director)
6 Approval of Mgmt For For For
Remuneration to
Vijendra Singh (Whole
Time
Director)
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 08/28/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Surender Kumar Mgmt For Against Against
Tuteja
4 Elect Robert Walter Mgmt For For For
Taylor
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dinesh B. Patel Mgmt For Against Against
4 Elect Arun P Patel Mgmt For Against Against
5 Elect Ashwin Lalbhai Mgmt For Against Against
Shah
6 Elect Lavkumar Kantilal Mgmt For Against Against
Shah
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Appointment of Mr. R.A. Mgmt For For For
Patel (Managing
Director); Approve
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Mr. A.D. Mgmt For For For
Patel (Managing
Director); Approve
Remuneration
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SKS Microfinance Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKSMICRO CINS Y8084Y100 04/09/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
4 Increase in Authorized Mgmt For For For
Capital and Amendment
to Memorandum of
Association
5 Amendment to Borrowing Mgmt For For For
Powers
6 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
SKS Microfinance Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKSMICRO CINS Y8084Y100 12/03/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Tarun Khanna Mgmt For Against Against
3 Elect Geoffrey Tanner Mgmt For For For
Woolley
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of M. Mgmt For For For
Ramachandra Rao
(Managing Director);
Approval of
Remuneration
6 Directors' Commission Mgmt For For For
7 Repricing of Options Mgmt For Against Against
________________________________________________________________________________
Sobha Developers Limited
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 07/05/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S.K. Gupta Mgmt For For For
4 Elect R.V.S. Rao Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 02/10/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
4 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Nicholas M. Paul Mgmt For For For
3 Elect R. Ravivenkatesh Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 08/14/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sunil Kanoria Mgmt For Against Against
4 Elect S. Rajagopal Mgmt For Against Against
5 Elect Saud Siddique Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Dr. Martin Czurda Mgmt For For For
8 Elect Dr. Punita Kumar Mgmt For For For
Sinha
9 Amendment to Borrowing Mgmt For For For
Powers
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Mortgage Mgmt For For For
Assets
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Directors' Fees Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Appointment of S. Mgmt For For For
Chatterjee as
Non-executive Director
of a
Subsidiary
17 Appointment of Dr. Mgmt For For For
Punita Kumar Sinha to
Company
Subsidiaries
18 Increase in Authorized Mgmt For For For
Capital
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Mgmt For Against Against
Preference
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
State Trading Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
STCI CINS Y81628110 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naresh Dayal Mgmt For For For
4 Elect Ravindra H. Mgmt For For For
Dholkia
5 Elect Uday N. Abhyankar Mgmt For For For
6 Elect Sushil C. Tripathi Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Elect Manoj Mishra Mgmt For For For
9 Elect Rajiv Chopra Mgmt For For For
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 08/06/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anil Agarwal Mgmt For Against Against
4 Elect Haigreve Khaitan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect C.V. Krishnan Mgmt For For For
7 Elect Pratik Agarwal Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sun Pharma Advanced Research Company Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHADV CINS Y8240G100 07/30/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Andrea Vasella Mgmt For For For
3 Elect Goverdhan K. Mehta Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Letter of Mgmt For For For
Offer and Passed
Resolution
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suzlon Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SUZLON CINS Y8315Y119 03/26/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Operation Mgmt For Abstain Against
Maintenance Service
Division
3 Appointment of Tulsi R. Mgmt For For For
Tanti (Managing
Directore); Approval
of
Remuneration
4 Amendment to Mgmt For For For
Remuneration of Vinod
R. Tanti
(Non-Executive
Director)
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to
Investors
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Promoters
7 Employee Stock Purchase Mgmt For Against Against
Scheme
2014
8 Extension of Employee Mgmt For Against Against
Stock Purchase Scheme
2014 to
Subsidiaries
9 Special Employee Stock Mgmt For Against Against
Option Plan
2014
10 Extension of Special Mgmt For Against Against
Employee Stock Option
Plan 2014 to
Subsidiaries
11 Amendment to Borrowing Mgmt For For For
Powers
12 Authority to Mortgage Mgmt For For For
Assets
13 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Suzlon Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SUZLON CINS Y8315Y119 09/20/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vinod R. Tanti Mgmt For Against Against
3 Elect Girish R. Tanti Mgmt For For For
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Elect Bharati Rao Mgmt For Against Against
6 Elect Ravi Uppal Mgmt For For For
7 Elect Ravi Kumar Mgmt For Against Against
8 Authority to Issue Mgmt For For For
Shares and Convertible
Debt
Instruments
9 Authority to Issue Mgmt For For For
Compulsorily
Convertible Debentures
("CCDs")
10 Appointment of Vinod R. Mgmt For Against Against
Tanti as Chief
Opertaing Officer
(Subsidiary); Approval
of
Remuneration
________________________________________________________________________________
The Andhra Pradesh Paper Mills Limited (APPM)
Ticker Security ID: Meeting Date Meeting Status
APPAPER CINS Y0128P146 08/06/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect M.K. Sharma Mgmt For Against Against
4 Elect Adhiraj Sarin Mgmt For For For
5 Elect Milind S. Sarwate Mgmt For For For
6 Elect Kenneth P. Mgmt For For For
Huelskamp
7 Elect Michael Baymiller Mgmt For For For
8 Elect W. Michael Amick Mgmt For Against Against
Jr.
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendment to the Mgmt For For For
Remuneration of
Rampraveen Swaminathan
(MD/CEO)
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Ratify Remuneration of Mgmt For For For
P.K. Suri (Former
Director,
Operations)
13 Charitable Donations Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
The Andhra Pradesh Paper Mills Limited (APPM)
Ticker Security ID: Meeting Date Meeting Status
APPAPER CINS Y0128P146 12/03/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Mgmt For For For
Memorandum of
Association
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
of
Association
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Waiver of Recovery of Mgmt For Against Against
Excess Remuneration to
M.K.. Tara, Former
Managing
Director
________________________________________________________________________________
Timken India Limited
Ticker Security ID: Meeting Date Meeting Status
TIMKEN CINS Y8840Y105 08/01/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P.S. Dasgupta Mgmt For For For
4 Elect James Menning Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sanjay Koul Mgmt For For For
7 Appointment of Sanjay Mgmt For For For
Koul as Managing
Director; Approval of
Compensation
8 Elect Christopher J. Mgmt For Against Against
Holding
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRES CINS Y89993110 07/15/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajay I. Thakore Mgmt For Against Against
4 Elect Vandana Walvekar Mgmt For Against Against
5 Elect K. Shankaran Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect T. T. Jagannathan Mgmt For For For
8 Reappointment of T.T. Mgmt For For For
Jagannathan as
Executive Chairman;
Approval of
Remuneration
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Directors' Commission Mgmt For For For
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRES CINS Y89993110 10/21/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition (Kitchen Mgmt For Abstain Against
Appliances Division of
Triveni Bialetti
Industries pvt
Ltd)
________________________________________________________________________________
TVS Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
TVSMOTOR CINS Y9014B103 07/19/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect H. Lakshmanan Mgmt For Against Against
3 Elect R. Ramakrishnan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Hemant Krishan Mgmt For For For
Singh
6 Elect Sudarshan Venu Mgmt For For For
________________________________________________________________________________
TVS Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
TVSMOTOR CINS Y9014B103 12/14/2013 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Uflex Limited
Ticker Security ID: Meeting Date Meeting Status
UFLEX CINS Y9042S102 09/07/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Kathpalia Mgmt For Against Against
4 Elect Surrendar Kumar Mgmt For Against Against
Kaushik
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Achintya Karati Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Bank Of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNITEDBNK CINS Y9162W107 09/13/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Pratyush Shinha Mgmt For Abstain Against
as Shareholder
Nominee
4 Elect Sarbananda Mgmt For N/A N/A
Ghattani as
Shareholder
Nominee
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vakrangee Ltd
Ticker Security ID: Meeting Date Meeting Status
VAKRANG CINS Y9316P107 05/23/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of the Mgmt For Against Against
Employee Stock Option
Scheme 2014 ("ESOP
2014")
4 Extension of ESOP 2014 Mgmt For Against Against
to
Subsidiaries
________________________________________________________________________________
Vakrangee Softwares Limited
Ticker Security ID: Meeting Date Meeting Status
VAKRANG CINS Y9316P107 02/19/2014 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
w/o Preemptive Rights
on a Preferential
Basis
________________________________________________________________________________
Vakrangee Softwares Limited
Ticker Security ID: Meeting Date Meeting Status
VAKRANG CINS Y9316P107 09/10/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ramesh M. Joshi Mgmt For Against Against
4 Elect B. L. Meena Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Change of Company Name Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Amendment to Borrowing Mgmt For For For
Powers
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Mortgage Mgmt For For For
Assets
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vijaya Bank Limited
Ticker Security ID: Meeting Date Meeting Status
VIJAYABANK CINS Y9374P114 02/19/2014 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vijaya Bank Limited
Ticker Security ID: Meeting Date Meeting Status
VIJAYABANK CINS Y9374P114 06/27/2014 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vijaya Bank Limited
Ticker Security ID: Meeting Date Meeting Status
VIJAYABANK CINS Y9374P114 12/12/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Voltas Limited
Ticker Security ID: Meeting Date Meeting Status
VOLTAS CINS Y93817149 08/19/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nasser Mukhtar Mgmt For Against Against
Munjee
4 Elect Nani Javeri Mgmt For For For
5 Elect Noel N. Tata Mgmt For Against Against
6 Elect Thomas Mathew Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 09/24/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ram G. Sharma Mgmt For For For
4 Elect Nirmal D. Gangwal Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ultsav Baijal Mgmt For Against Against
7 Non-Executive Mgmt For For For
Chairman's
Commission
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 10/22/2013 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 10/22/2013 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Demerger Mgmt For For For
Fund Name : Indonesia Index ETF
________________________________________________________________________________
Aneka Tambang
Ticker Security ID: Meeting Date Meeting Status
ANTM CINS Y7116R158 03/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For Abstain Against
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Asia Resource Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
ARMS CINS G17930101 06/27/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Chris J. Walton Mgmt For For For
5 Elect Nick Von Mgmt For For For
Schirnding
6 Elect Samin Tan Mgmt For For For
7 Elect Alexander Ramlie Mgmt For For For
8 Elect Richard Gozney Mgmt For For For
9 Elect Nick Salmon Mgmt For For For
10 Elect Amir Sambodo Mgmt For For For
11 Elect Bob Kamandanu Mgmt For For For
12 Elect Wallace M. King Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Asia Resource Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
ARMS CINS G17930101 06/27/2014 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For For For
Articles (Return of
Cash)
2 Return of Cash Mgmt For For For
3 Relationship Agreement Mgmt For For For
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/17/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/29/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Directors'
and Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 05/07/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors', Mgmt For For For
Commissioners', and
Supervisors'
Fees
________________________________________________________________________________
Blumont Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
A33 CINS Y091KW117 04/30/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect NEO Kim Hock Mgmt For For For
4 Elect Calvin LIM Huan Mgmt For For For
Kim
5 Elect GOH Boon Kok Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Allot and Mgmt For Against Against
Issue Shares Under
Blumont Employee Share
Option Scheme 2013 and
Blumont Performance
Share
Plan
________________________________________________________________________________
Bumi Plc
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS G17930101 12/17/2013 Take No Action
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PT Bumi Resources Mgmt For TNA N/A
Disposal
2 Rule 16 Approval Mgmt For TNA N/A
3 Waiver of Mandatory Mgmt For TNA N/A
Takeover
Requirement
4 Relationship Agreement Mgmt For TNA N/A
5 Change in Company Name Mgmt For TNA N/A
________________________________________________________________________________
Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y7122M110 06/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Limited Public Offering Mgmt For For For
IV
________________________________________________________________________________
Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y7122M110 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/20/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Report on Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/03/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 05/28/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Robert C. Mgmt For Against Against
Nicholson
7 Elect Benny S. Santoso Mgmt For Against Against
8 Elect Graham L. Pickles Mgmt For Against Against
9 Elect Napoleon L. Mgmt For Against Against
Nazareno
10 Elect Tedy Djuhar Mgmt For For For
11 Directors' Fees Mgmt For Against Against
12 Authority to Appoint Mgmt For For For
Additional
Directors
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Bye-laws Mgmt For For For
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/23/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ming Seong Mgmt For For For
4 Elect NG Shin Ein Mgmt For For For
5 Elect ONG Beng Kee Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 06/18/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Owen L. Hegarty Mgmt For For For
5 Elect Peter G. Albert Mgmt For For For
6 Elect Richard HUI Rui Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of New Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
G-Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
1051 CINS G4111M102 12/03/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Jackie WAH Wang Mgmt For For For
Kei
5 Elect MA Yin Fan Mgmt For For For
6 Elect LEUNG Hoi Ying Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gallant Venture Limited
Ticker Security ID: Meeting Date Meeting Status
5IG CINS Y2679C102 04/30/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect Axton Salim Mgmt For Against Against
4 Elect Jusak Kertowidjojo Mgmt For Against Against
5 Elect CHOO Kok Kiong Mgmt For Against Against
6 Elect Eugene CHO Park Mgmt For For For
7 Elect Rivaie Rachman Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
11 Authority to Repurchase Mgmt For For For
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2014 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankie (Djafar) Mgmt For Against Against
Widjaja
5 Elect LEW Syn Pau Mgmt For For For
6 Elect Jacques Desire Mgmt For For For
Laval
Elliah
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/24/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/13/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Albert Scheuer Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 12/06/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 05/16/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 05/16/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 04/09/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Settlement and Disposal Mgmt For For For
of Primary
Undertaking
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/13/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Ian
McMaster
2 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Scott
Lowe
3 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Colin
Jackson
4 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Robert
McDonald
5 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Laurence
Curtis
6 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Gregory
Mazur
7 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Lim Yu Neng
Paul
8 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Clifford
Sanderson
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/30/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 RETURN OF CAPITAL TO Mgmt For For For
SHAREHOLDERS
5 REMUNERATION REPORT Mgmt For For For
6 Re-elect Ian McMaster Mgmt For For For
7 Re-elect Alan N. Roberts Mgmt For For For
8 Elect Scott Lowe Mgmt For For For
9 Re-elect Gregory Mazur Mgmt For For For
10 Re-elect Lim Yu Neng Mgmt For For For
Paul
11 Re-elect Clifford Mgmt For For For
Sanderson
12 Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect James Watkins Mgmt For Against Against
5 Elect Azlan bin Mohd Mgmt For Against Against
Zainol
6 Elect Mark Greenberg Mgmt For Against Against
7 Elect BOON Yoon Chiang Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 04/28/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 04/29/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 04/29/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee and Management Mgmt For For For
Stock Ownership
Program
("EMSOP")
2 Authority to Issue Mgmt For For For
Shares Under the
EMSOP
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
MNC Investama Tbk
Ticker Security ID: Meeting Date Meeting Status
BHIT CINS Y7122Y122 04/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
MNC Investama Tbk
Ticker Security ID: Meeting Date Meeting Status
BHIT CINS Y7122Y122 04/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Management Mgmt For For For
and Employee Stock
Option Program
("MESOP")
2 Implementation of the Mgmt For For For
MESOP
3 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive
Rights
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Alam Sutera Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
ASRI CINS Y7126F103 06/05/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Alam Sutera Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
ASRI CINS Y7126F103 12/23/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 04/07/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Interim Dividends Mgmt For For For
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 02/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Acquisition of PT Mgmt For Abstain Against
Asuransi Jiwa InHealth
Indonesia
6 Amendments to Articles Mgmt For Abstain Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 05/21/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 04/01/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For Abstain Against
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
PT Borneo Lumbung Energi & Metal Tbk
Ticker Security ID: Meeting Date Meeting Status
BORN CINS Y711AR104 10/16/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
6 Amendments to Articles Mgmt For Abstain Against
7 Authority to Pledge Mgmt For Abstain Against
Company
Assets
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 01/10/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 04/03/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 12/20/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring Mgmt For Abstain Against
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Change in Share Capital Mgmt For Abstain Against
Structure; Amend
Articles of
Association
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Global Mediacom Tbk
Ticker Security ID: Meeting Date Meeting Status
BMTR CINS Y7119T144 04/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Global Mediacom Tbk
Ticker Security ID: Meeting Date Meeting Status
BMTR CINS Y7119T144 04/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares under Employee
and Management Stock
Option
Program
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Approval of Share Mgmt For Against Against
Issuance w/o
Preemptive
Rights
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 04/02/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Report on the Use of Mgmt For For For
Proceeds
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 05/22/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Commissioners' Fees Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 03/11/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Use of Proceeds Mgmt For For For
7 Approval to Implement Mgmt For For For
Regulations
8 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 04/23/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Approval of
Remuneration
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 04/11/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate); Approval of
Remuneration
6 Shareholder Structure Mgmt For For For
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 06/02/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Loan and Credit Mgmt For For For
Facilities
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Medco Energi Internasional Tbk
Ticker Security ID: Meeting Date Meeting Status
MEDC CINS Y7129J136 04/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report; Mgmt For For For
Commissioners'
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
6 Directors' and Mgmt For Against Against
Commissioners'
Fees
________________________________________________________________________________
PT Perusahaan Gas Negara (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 03/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Directors' and Mgmt For Against Against
Commissioners'
Fees
7 Implementation of Mgmt For For For
Regulations
8 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/19/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Reports on Use of Mgmt For For For
Proceeds
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
6 Directors' and Mgmt For For For
Commissioners'
Fees
7 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 04/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 04/01/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Commissioners' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Commissioners' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 09/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Abstain Against
Commissioners
(Slate)
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 03/25/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 03/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 10/10/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
Commissioners
2 Election of Mgmt For Abstain Against
Commissioners
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/08/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Directors' and Mgmt For For For
Commissioners'
Fees
7 Use of Proceeds from Mgmt For For For
Bonds
Issuance
8 Report on Share Mgmt For For For
Repurchase
9 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 07/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase of Shares Mgmt For For For
________________________________________________________________________________
Trada Maritime Terbuka
Ticker Security ID: Meeting Date Meeting Status
TRAM CINS Y71370103 05/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/04/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Election of Directors Mgmt For Abstain Against
(Slate); Directors'
and Commissioners'
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 10/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/22/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 02/05/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of PT AXIS Mgmt For For For
Telekom
Indonesia
3 Merger with AXIS Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/22/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
6 Amendments to Articles Mgmt For Abstain Against
7 Long Term Incentive Plan Mgmt For For For
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/22/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Long Term Incentive Plan Mgmt For For For
Fund Name :Indonesia Small-Cap ETF
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 03/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For Abstain Against
6 Authorization of Legal Mgmt For For For
Formalities
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 04/03/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 06/27/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bank Jabar Banten
Ticker Security ID: Meeting Date Meeting Status
BJBR CINS Y712CN109 09/03/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk
Ticker Security ID: Meeting Date Meeting Status
BJBR CINS Y712CN109 03/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 MESOP Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Benakat Integra Tbk
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 06/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on Use of Mgmt For For For
Proceeds
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Benakat Integra Tbk
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 06/27/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Benakat Petroleum Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 05/23/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Material Transactions Mgmt For For For
2 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Benakat Petroleum Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
BIPI CINS Y0806Z101 10/02/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For Abstain Against
2 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Berau Coal Energy
Ticker Security ID: Meeting Date Meeting Status
CINS Y711AQ106 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Commissioners' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Report on Use of Mgmt For For For
Proceeds
6 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
Blumont Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
A33 CINS Y091KW117 04/30/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect NEO Kim Hock Mgmt For For For
4 Elect Calvin LIM Huan Mgmt For For For
Kim
5 Elect GOH Boon Kok Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Allot and Mgmt For Against Against
Issue Shares Under
Blumont Employee Share
Option Scheme 2013 and
Blumont Performance
Share
Plan
________________________________________________________________________________
Bumi Resources Minerals
Ticker Security ID: Meeting Date Meeting Status
CINS Y711AT100 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bumi Resources Minerals
Ticker Security ID: Meeting Date Meeting Status
CINS Y711AT100 06/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Amendments to Articles Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ciputra Property Terbuka
Ticker Security ID: Meeting Date Meeting Status
CTRP CINS Y711AB109 06/03/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
(Slate)
6 Report on Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Energi Mega Persada TBK
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 06/05/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Energi Mega Persada TBK
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS Y71233103 06/05/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Erajaya Swasembada
Ticker Security ID: Meeting Date Meeting Status
ERAA CINS Y712AZ104 05/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Eureka Prima Jakarta Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y71254109 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Restatement of Deed of Mgmt For Abstain Against
Meeting Number
55
________________________________________________________________________________
Eureka Prima Jakarta Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y71254109 06/30/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Abstain Against
Commissioners
(Slate)
________________________________________________________________________________
Geo Energy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RE4 CINS Y2692B107 04/29/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Dhamma Surya Mgmt For For For
3 Elect HUANG She Thong Mgmt For For For
4 Elect SOH Chun bin Mgmt For For For
5 Elect James Beeland Mgmt For For For
Rogers
Jr
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 04/09/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Settlement and Disposal Mgmt For For For
of Primary
Undertaking
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/13/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Ian
McMaster
2 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Scott
Lowe
3 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Colin
Jackson
4 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Robert
McDonald
5 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Laurence
Curtis
6 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Gregory
Mazur
7 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Lim Yu Neng
Paul
8 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Clifford
Sanderson
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/30/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 RETURN OF CAPITAL TO Mgmt For For For
SHAREHOLDERS
5 REMUNERATION REPORT Mgmt For For For
6 Re-elect Ian McMaster Mgmt For For For
7 Re-elect Alan N. Roberts Mgmt For For For
8 Elect Scott Lowe Mgmt For For For
9 Re-elect Gregory Mazur Mgmt For For For
10 Re-elect Lim Yu Neng Mgmt For For For
Paul
11 Re-elect Clifford Mgmt For For For
Sanderson
12 Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Lippo Cikarang Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPCK CINS Y7130J117 04/23/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Directors'
and Commissioners'
Fees
________________________________________________________________________________
Lippo Cikarang Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPCK CINS Y7130J117 08/28/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Multipolar Terbuka
Ticker Security ID: Meeting Date Meeting Status
MLPL CINS Y7132F162 04/11/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Directors'
and Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nusantara Infrastructure Terbuka
Ticker Security ID: Meeting Date Meeting Status
META CINS Y7131D176 06/10/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Report on Use of Mgmt For For For
Proceeds from Limited
Public Offering
I
7 Use of Proceeds from Mgmt For For For
Warrants
I
________________________________________________________________________________
Nusantara Infrastructure Terbuka
Ticker Security ID: Meeting Date Meeting Status
META CINS Y7131D176 06/10/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Option Mgmt For Abstain Against
Program and Management
Stock Option
Program
2 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Panin Financial Tbk
Ticker Security ID: Meeting Date Meeting Status
CINS Y7133P193 06/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Use of Proceeds from Mgmt For For For
Public
Offerings
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Commissioners' Fees Mgmt For For For
5 Directors' Fees and Mgmt For For For
Delegation of
Directors'
Tasks
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Panin Financial Terbuka
Ticker Security ID: Meeting Date Meeting Status
PNLF CINS Y7133P193 12/19/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
PT Agis Terbuka
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 10/28/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
3 Change in Company Name Mgmt For Abstain Against
________________________________________________________________________________
PT Bank Bukopin Terbuka
Ticker Security ID: Meeting Date Meeting Status
BBKP CINS Y7125R108 05/22/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
6 Directors' and Mgmt For For For
Commissioners'
Fees
7 Report on Use of Mgmt For For For
Proceeds
________________________________________________________________________________
PT Bank Bukopin Terbuka
Ticker Security ID: Meeting Date Meeting Status
BBKP CINS Y7125R108 05/22/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Shares Mgmt For For For
2 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
PT Bank Bukopin Terbuka
Ticker Security ID: Meeting Date Meeting Status
BBKP CINS Y7125R108 12/11/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
Under Limited Public
Offering
III
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
PT Bekasi Fajar Industrial Estate Tbk
Ticker Security ID: Meeting Date Meeting Status
BEST CINS Y711C5100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For Abstain Against
(Slate)
5 Report on Use of Mgmt For For For
Proceeds
________________________________________________________________________________
PT BW Plantation Tbk
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 06/10/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT BW Plantation Tbk
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 11/06/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Election of Mgmt For Abstain Against
Commissioners
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 03/04/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 06/27/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Audit Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
for Fiscal Year
2012
4 Allocation of Mgmt For For For
Profits/Dividends for
Fiscal Year
2012
5 Accounts and Reports Mgmt For For For
for Fiscal Year
2013
6 Allocation of Mgmt For For For
Profits/Dividends for
Fiscal Year
2013
7 Appointment of Auditor Mgmt For For For
8 Loan Agreement Mgmt For Abstain Against
9 Elect Iefenn Adrianne Mgmt For For For
Sumampow
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 07/15/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Nullification of Mgmt For For For
Previous Approval of
Bond Issuance and
Asset
Monetization
3 Approval of Special Mgmt For For For
Audit of Financial
Statements and Report
on the Use of
Proceeds
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PT Citra Marga Nusaphala Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
CMNP CINS Y71205135 07/15/2013 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PT Exploitasi Energi Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CNKO CINS Y7123J124 02/28/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
PT Exploitasi Energi Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CNKO CINS Y7123J124 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Commissioner's Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Exploitasi Energi Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CNKO CINS Y7123J124 05/14/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Exploitasi Energi Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CNKO CINS Y7123J124 10/04/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Express Transindo Utama
Ticker Security ID: Meeting Date Meeting Status
TAXI CINS Y712CT106 04/28/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on Use of Mgmt For For For
Proceeds
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Express Transindo Utama
Ticker Security ID: Meeting Date Meeting Status
TAXI CINS Y712CT106 04/28/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 01/17/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 03/03/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For Abstain Against
Subsidiary
2 Divestiture of Mgmt For Abstain Against
Affiliated
Entities
3 Acquisition of PT Mgmt For Abstain Against
Blessindo Terang
Jaya
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 06/11/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 06/11/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Report on Use of Mgmt For For For
Proceeds from Limited
Public Offering
III
5 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 11/20/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For Against Against
Preemptive
Rights
2 Use of Proceeds from Mgmt For Against Against
Rights Issue III and
Material
Transaction
3 Amendments to Articles Mgmt For Abstain Against
4 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Kawasan Industri Jababeka Tbk
Ticker Security ID: Meeting Date Meeting Status
KIJA CINS Y7128U157 05/21/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For Abstain Against
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate); Approval of
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Kawasan Industri Jababeka Tbk
Ticker Security ID: Meeting Date Meeting Status
KIJA CINS Y7128U157 07/11/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Bonds Mgmt For For For
2 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
PT Kawasan Industri Jababeka Tbk
Ticker Security ID: Meeting Date Meeting Status
KIJA CINS Y7128U157 11/22/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Malindo Feedmill Tbk
Ticker Security ID: Meeting Date Meeting Status
MAIN CINS Y7127C117 06/17/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Modernland Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
MDLN CINS Y6075Z128 06/05/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
PT Modernland Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
MDLN CINS Y6075Z128 06/05/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Modernland Realty Tbk
Ticker Security ID: Meeting Date Meeting Status
MDLN CINS Y7130N126 09/27/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For Abstain Against
2 Securing of Assets Mgmt For Abstain Against
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For Abstain Against
5 Restatement of the Mgmt For Abstain Against
Terms of Debt
Instruments
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 03/28/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
7 Authorization of Legal Mgmt For For For
Formalities
8 Reports on Use of Mgmt For For For
Proceeds
9 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 10/23/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring of Mgmt For For For
Property
Division
2 Separation Plan of Mgmt For For For
Property
Division
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Sampoerna Agro Tbk
Ticker Security ID: Meeting Date Meeting Status
SGRO CINS Y71356102 06/18/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Total Bangun Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
TOTL CINS Y7136Z107 04/25/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Total Bangun Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
TOTL CINS Y7136Z107 04/25/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Total Bangun Persada Tbk
Ticker Security ID: Meeting Date Meeting Status
TOTL CINS Y7136Z107 12/06/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Reyno Mgmt For For For
Stephanus Adhiputranto
as President
Commissioner
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 03/18/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Management and Employee Mgmt For Against Against
Stock Option
Plan
7 Authorization of Legal Mgmt For For For
Formalities
8 Report on Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Sentul City TBK
Ticker Security ID: Meeting Date Meeting Status
BKSL CINS Y7135Q165 06/18/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sentul City TBK
Ticker Security ID: Meeting Date Meeting Status
BKSL CINS Y7135Q165 06/18/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Term Length of Mgmt For Abstain Against
Directors and
Commissioners
________________________________________________________________________________
Sigmagold Inti Perkasa Tbk
Ticker Security ID: Meeting Date Meeting Status
TMPI CINS Y7117Y103 06/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Surya Semesta Internusa
Ticker Security ID: Meeting Date Meeting Status
SSIA CINS Y7147Y131 04/30/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
6 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 06/26/2014 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Amendments to Articles Mgmt For Abstain Against
5 Term of Directors and Mgmt For Abstain Against
Commissioners
________________________________________________________________________________
Tiga Pilar Sejahtera Food Terbuka
Ticker Security ID: Meeting Date Meeting Status
AISA CINS Y7140X122 06/26/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Discharge of Liability Mgmt For For For
7 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
Fund Name : Israel ETF
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/14/2014 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Advisory-- Non-UK
Issuer)
4 Elect Richard Kilsby Mgmt For For For
5 Elect Brian Mattingley Mgmt For For For
6 Elect Aviad Kobrine Mgmt For For For
7 Elect Amos Pickel Mgmt For Abstain Against
8 Elect John Anderson Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Allocation of Mgmt For For For
Profits/Dividends
12 Special Dividend Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/14/2014 Voted
Meeting Type Country of Trade
Ordinary Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 02/02/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transaction
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 02/25/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Avraham Meron Mgmt For For For
4 Elect Leah Nass Mgmt For For For
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 09/09/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 10/21/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 11/12/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Appointment of Auditors Mgmt For Abstain Against
6 Director/Officer Mgmt For For For
Liability
Insurance
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 02/11/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 05/11/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Scheme of CEO for Mgmt For For For
2014
3 Bonus Scheme of Vice Mgmt For For For
Chairman for
2014
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 09/09/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO's Bonus Mgmt For For For
4 Vice Chairman's Bonus Mgmt For For For
________________________________________________________________________________
Africa-Israel Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AFIL CINS M02005102 10/21/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO's Bonus Mgmt For For For
4 Vice Chairman's Bonus Mgmt For For For
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 02/17/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
2 Approval of the Mgmt For For For
Compensation Terms for
the
CEO
3 Approval of the Bonus Mgmt For For For
for the
CFO
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Howard B. Rosen Mgmt For For For
3 Elect Yaron Daniely Mgmt For For For
4 Elect Udi Gilboa Mgmt For For For
5 Elect Dalia Megiddo Mgmt For Against Against
6 Elect Aharon Schwartz Mgmt For For For
7 Elect Daniel E. Geffken Mgmt For For For
8 Elect Arieh Ben Yosef Mgmt For For For
as an External
Director and Approve
the Terms of his
Remuneration
9 Amendment to the Mgmt For For For
Remuneration Terms of
the Company's
Chairman
10 Approval of Option Mgmt For For For
Grant to Mr.
Geffken
________________________________________________________________________________
Allot Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 08/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shraga Katz Mgmt For For For
2 Bonus for President and Mgmt For For For
CEO
3 Approval of Mgmt For For For
Compensation Policy
for Directors and
Officers
4 Option Grant to Mgmt For For For
Director Nominee
Shagra
Katz
5 Bonus Plan for Mgmt For For For
President and
CEO
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alon USA Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALJ CUSIP 020520102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Wiessman Mgmt For Withhold Against
1.2 Elect Boaz Biran Mgmt For Withhold Against
1.3 Elect Ron W. Haddock Mgmt For For For
1.4 Elect Itzhak Bader Mgmt For For For
1.5 Elect Jeff D. Morris Mgmt For For For
1.6 Elect Yeshayahu Pery Mgmt For Withhold Against
1.7 Elect Zalman Segal Mgmt For For For
1.8 Elect Ilan Cohen Mgmt For For For
1.9 Elect Yonel Cohen Mgmt For For For
1.10 Elect Oded Rubenstein Mgmt For For For
1.11 Elect Shraga Biran Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alony-Hetz Properties & Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 12/26/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Compensation
Policy
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Nathan Hetz Mgmt For For For
7 Elect Adva Sharvit Mgmt For For For
8 Elect Aharon Nahumi Mgmt For Against Against
9 Elect Avraham Natan Mgmt For For For
10 Elect Miriam Livneh Mgmt For For For
11 Elect Gittit Guberman Mgmt For For For
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect John T. McLennan Mgmt For For For
4 Elect Simon Olswang Mgmt For For For
5 Elect Zohar Zisapel Mgmt For For For
6 Elect Julian A. Brodsky Mgmt For For For
7 Elect Eli Gelman Mgmt For For For
8 Elect James S. Kahan Mgmt For For For
9 Elect Richard T.C. Mgmt For For For
LeFave
10 Elect Giora Yaron Mgmt For For For
11 Increase of Dividends Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Declaration
of
Dividends
13 Authority to Issue Mgmt For Against Against
Shares
14 Accounts and Reports Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Arnot Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 08/28/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Nathan Hetz Mgmt For Against Against
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Motti Barzilay Mgmt For For For
7 Elect Varda Levi Mgmt For For For
8 Elect Amir Omer Mgmt For Against Against
9 Elect Yechiel Gutman Mgmt For For For
10 Elect Eyal Gabbai Mgmt For For For
11 Elect Orly Yarkoni Mgmt For For For
12 Approval of Mgmt For For For
Compensation
Policy
13 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 09/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
2 Bonus to the CEO Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Babylon Ltd
Ticker Security ID: Meeting Date Meeting Status
BBYL CINS M1571K108 01/30/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Babylon Ltd
Ticker Security ID: Meeting Date Meeting Status
BBYL CINS M1571K108 04/28/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Noam Lanir Mgmt For For For
5 Elect Alon Carmeli Mgmt For For For
6 Elect Gil Rosen Mgmt For For For
7 Updates to CEO Mgmt For Against Against
Compensation
________________________________________________________________________________
Babylon Ltd
Ticker Security ID: Meeting Date Meeting Status
BBYL CINS M1571K108 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 02/11/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 03/12/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Yosef Yarom Mgmt For For For
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 09/12/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Elect Mali Baron Mgmt For For For
4 Elect Yacov Peer Mgmt For For For
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 02/11/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
(2013)
3 Compensation Policy Mgmt For For For
(2014-2016)
4 Chairman Bonus (2013) Mgmt For For For
5 Chairman Bonus Mgmt For For For
(2014-2016)
6 CEO Severance Terms Mgmt For For For
7 CEO Bonus (2013) Mgmt For For For
8 CEO Bonus (2014-2016) Mgmt For For For
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 10/23/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect David Brodet Mgmt N/A For N/A
6 Elect Moshe Dovrat Mgmt N/A For N/A
7 Elect Yoav Nardi Mgmt N/A Abstain N/A
8 Elect Avia Alef Mgmt N/A For N/A
9 Elect Eti Langermann Mgmt N/A For N/A
10 Elect Nurit Segal Mgmt N/A For N/A
11 Elect Mohammad Sayad Mgmt N/A Abstain N/A
Ahmed
12 Elect Pinhas Barel Mgmt N/A Abstain N/A
Buchris
13 Elect Shai Hermesh Mgmt N/A Abstain N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Gabriela Shalev Mgmt N/A For N/A
16 Elect Avi Bazura Mgmt N/A Abstain N/A
17 Related Party Mgmt For Abstain Against
Transactions
18 Confirm Election of Mgmt For For For
Haim
Samet
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 09/12/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO's Bonus Mgmt For For For
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 11/26/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Liability Mgmt For For For
Insurance of
Directors/Officers
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 01/27/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ytzhak Edelman Mgmt For For For
3 Related Party Mgmt For For For
Transaction
4 Related Party Mgmt For For For
Transaction
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 03/19/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Compensation
Policy
4 CEO Bonus Scheme for Mgmt For For For
2014
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 03/27/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 04/30/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Shaul Elovitch Mgmt For For For
5 Elect Or Elovitch Mgmt For Against Against
6 Elect Orna Elovitch Mgmt For For For
Peled
7 Elect Amikam Shorer Mgmt For Against Against
8 Elect Felix Cohen Mgmt For For For
9 Elect Eldad Ben Moshe Mgmt For For For
10 Elect Yehoshua Mgmt For For For
Rosenzweig
11 Elect Rami Nomkin Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Bonus of Previous CEO Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 08/27/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 02/13/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Avner Naveh Mgmt For For For
2 Compensation Policy Mgmt For For For
3 Declaration of Material Mgmt N/A Against N/A
Interest
4 Directors' Fees Mgmt For For For
5 Declaration of Material Mgmt N/A Against N/A
Interest
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Caesarstone Sdot-Yam Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 12/19/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maxim Ohana Mgmt For For For
2 Elect Eitan Shachar Mgmt For For For
3 Elect Boaz Shani Mgmt For For For
4 Elect Shachar Degani Mgmt For For For
5 Elect Gal Cohen Mgmt For For For
6 Elect Ram Belinkov Mgmt For For For
7 Elect Amir Rotem Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Are you a controlling Mgmt For Against Against
shareholder in the
Company or have a
personal interest in
the approval of
theresolution?
(Please note: If you do
not mark either Yes or
No, your shares will
not be voted for Item
2).
10 Indemnification of Mgmt For For For
Directors/Officers
11 Are you a controlling Mgmt For Against Against
shareholder in the
Company or have a
personal interest in
the approval of the
resolution?
(Please note: If you do
not mark either Yes or
No, your shares will
not be voted for Item
3).
12 Amendments to Articles Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 09/12/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Mgmt For For For
Compensation
Policy
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 09/12/2013 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
2 Approval of Cash and Mgmt For For For
Equity Compensation
for the
CEO
3 Approval of a change in Mgmt For For For
Director's Fees for
Joseph
Atsmon
4 Appointment of Auditor Mgmt For For For
5 Declaration of Material Mgmt N/A Against N/A
Interest/Controlling
Shareholder
6 Declaration of Material Mgmt N/A Against N/A
Interest/Controlling
Shareholder
7 Declaration of Material Mgmt N/A Against N/A
Interest/Controlling
Shareholder
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For Withhold Against
1.3 Elect Bruce A. Mann Mgmt For Withhold Against
1.4 Elect Peter McManamon Mgmt For For For
1.5 Elect Sven-Christer Mgmt For Withhold Against
Nilsson
1.6 Elect Louis Silver Mgmt For Withhold Against
1.7 Elect Dan Tocatly Mgmt For For For
1.8 Elect Gideon Wertheizer Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Director Stock Option
Plan
3 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of External Mgmt For For For
Directors
(Slate)
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Mgmt For For For
Compensation to the
Chairman and
CEO
5 THE UNDERSIGNED IS A Mgmt N/A Against N/A
CONTROLLING
SHAREHOLDER OR HAS A
PERSONAL INTEREST IN
ITEM 2. MARK FOR = YES
OR AGAINST =
NO
6 THE UNDERSIGNED IS A Mgmt N/A Against N/A
CONTROLLING
SHAREHOLDER OR HAS A
PERSONAL INTEREST IN
ITEM 4. MARK FOR = YES
OR AGAINST =
NO
________________________________________________________________________________
Cinema City International N.V.
Ticker Security ID: Meeting Date Meeting Status
CCI CINS N2088X103 02/24/2014 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Cinema City Mgmt For TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Elect Peter Dudolenski Mgmt For TNA N/A
4 Elect Moshe J. Mgmt For TNA N/A
Greidinger
5 Elect Israel Greidinger Mgmt For TNA N/A
6 Elect Yair Shilhav Mgmt For TNA N/A
7 Elect Carrie Twist Mgmt For TNA N/A
8 Elect Peter Weishut Mgmt For TNA N/A
9 Elect Jonathan Chissick Mgmt For TNA N/A
10 Elect Frank Pierce Mgmt For TNA N/A
11 Removal/Resignation of Mgmt For TNA N/A
Director
12 Amend Remuneration Mgmt For TNA N/A
Policy
13 Directors' Fees Mgmt For TNA N/A
14 Authority to Repurchase Mgmt For TNA N/A
Shares
________________________________________________________________________________
Clal Biotechnology Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CBI CINS M2497Q104 02/16/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Avraham Fischer Mgmt For For For
4 Elect Jonathan Kaplan Mgmt For For For
5 Elect Gavriel Barabash Mgmt For Against Against
6 Elect Sigalia Heifetz Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Shmuel Rubinstein Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Clal Industries and Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
CII CINS M24353126 09/02/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For Against Against
Agreement with Avi
Fisher
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Clal Industries and Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
CII CINS M24353126 10/01/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 09/10/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 10/23/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shulamit Bandel Mgmt For For For
3 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
ClickSoftware Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CKSW CUSIP M25082104 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Approval of Amendment Mgmt For For For
to Compensation Policy
for Directors and
Officers
3 Elect Israel Borovich Mgmt For For For
4 Elect Gil Weiser Mgmt For For For
5 Equity Grant to CEO Mgmt For For For
6 Increase in Cost of Mgmt For For For
Engagement of Dr.
Moshe
BenBassat
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 09/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Articles Mgmt For For For
2 Compensation Policy Mgmt For For For
3 Declaration of Mgmt N/A Against N/A
Controlling
Shareholder
4 Declaration of Material Mgmt N/A Against N/A
Interest
5 Directors' Fees Mgmt For For For
6 Declaration of Mgmt N/A Against N/A
Controlling
Shareholder
7 Declaration of Material Mgmt N/A Against N/A
Interest
8 Indemnification of Mgmt For For For
Directors/Officers
9 Declaration of Mgmt N/A Against N/A
Controlling
Shareholder
10 Declaration of Material Mgmt N/A Against N/A
Interest
11 Option Grant to the Mgmt For For For
Executive Chairman and
CEO
12 Declaration of Mgmt N/A Against N/A
Controlling
Shareholder
13 Declaration of Material Mgmt N/A Against N/A
Interest
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 09/09/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Compensation Policy Mgmt For For For
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 12/02/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Chairman Bonus Mgmt For For For
________________________________________________________________________________
Delek Energy Systems Ltd (Delek Energy)
Ticker Security ID: Meeting Date Meeting Status
DLEN CINS M2775P109 10/09/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Avraham Rinot Mgmt For For For
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 01/22/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO's Bonus Mgmt For For For
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 246647101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J Finnerty Mgmt For For For
1.3 Elect Carlos E. Jorda Mgmt For Withhold Against
1.4 Elect Charles H. Leonard Mgmt For Withhold Against
1.5 Elect Philip L. Maslowe Mgmt For For For
1.6 Elect Shlomo Zohar Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Discount Investments Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 01/16/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Settlement of Class Mgmt For Abstain Against
Action
Suit
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Discount Investments Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 09/15/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Discount Investments Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 10/23/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Discount Investments Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 11/14/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend D&O Liability Mgmt For For For
Insurance
________________________________________________________________________________
Discount Investments Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 11/20/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Election of Directors Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ofer Elyakim Mgmt For For For
1.2 Elect Gabi Seligsohn Mgmt For For For
1.3 Elect Yair Seroussi Mgmt For Withhold Against
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 01/07/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 06/25/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Avraham Asheri Mgmt For For For
3 Elect Rina Baum Mgmt For For For
4 Elect Yoram Ben-Zeev Mgmt For For For
5 Elect David Federmann Mgmt For For For
6 Elect Michael Federmann Mgmt For For For
7 Elect Yigal Ne'eman Mgmt For For For
8 Elect Dov Ninveh Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 11/19/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Arad Mgmt For For For
3 Elect Avraham Asheri Mgmt For For For
4 Elect Rina Baum Mgmt For For For
5 Elect David Federmann Mgmt For For For
6 Elect Michael Federmann Mgmt For For For
7 Elect Yigal Ne'eman Mgmt For For For
8 Elect Dov Ninveh Mgmt For For For
9 Elect Dalia Rabin Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Elco Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 02/04/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Change in Company Name Mgmt For For For
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 03/27/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 03/11/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Akiva Mozes Mgmt For Against Against
4 Elect Ziv Kop Mgmt For For For
5 Compensation Policy Mgmt For For For
6 Option Grants to Akiva Mgmt For For For
Mozes
7 Option Grants to Ziv Kop Mgmt For For For
8 CEO Special Bonus Mgmt For For For
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 05/14/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Repeal Classified Board Mgmt For For For
Structure
3 Elect Martin S. Gerstel Mgmt For For For
4 Elect Leon Recanati Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Bonus of CEO Mgmt For For For
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Elect Ziv Kop Mgmt For Against Against
5 Stock Option Plan for Mgmt For For For
Mr. Ziv
Kop
6 Indemnification of Mr. Mgmt For For For
Ziv
Kop
7 Liability Insurance for Mgmt For For For
Mr. Ziv
Kop
8 Elect Akiva Mozes Mgmt For For For
9 Stock Option Plan Mr. Mgmt For For For
Akiva
Mozes
10 Indemnification of Mr. Mgmt For For For
Akiva
Mozes
11 Liability Insurance for Mgmt For For For
Mr. Akiva
Mozes
12 Elect Michael Anghel Mgmt For For For
13 Stock Option Plan for Mgmt For For For
Mr. Michael
Anghel
14 Elect Kinneret Savitsky Mgmt For For For
15 Stock Option Plan for Mgmt For For For
Ms. Kinnerat
Savitsky
16 Stock Option Plan for Mgmt For Against Against
Mr. Ofer
Haviv
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 10/30/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Grant of Options to CEO Mgmt For Against Against
________________________________________________________________________________
EZchip Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
EZCH CINS M4146Y108 09/10/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt Against Against For
(Slate)
4 Compensation Policy Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Amendment to the 2007 Mgmt For For For
U.S. Equity Incentive
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
F.I.B.I. Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M4252W102 05/21/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Erez Shapira Mgmt For For For
________________________________________________________________________________
F.I.B.I. Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M4252W102 09/10/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation policy Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Gil Bino Mgmt For For For
5 Elect Garry Stock Mgmt For For For
6 Elect Harry Cooper Mgmt For For For
7 Elect Debbie Saperia Mgmt For For For
8 Elect Dafna Bino-Or Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect Yehoshua Bonnes Mgmt For For For
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 02/16/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 06/29/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For Against Against
Directors &
Officers
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 12/23/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Zeev Ben-Asher Mgmt For For For
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 06/25/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discretionary Bonus of Mgmt For For For
Related
Party
3 Elect Alon Cohen Mgmt For For For
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUTF CINS M4692H103 01/14/2014 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect John J. Farber Mgmt For For For
4 Elect Maya Farber Mgmt For For For
5 Elect Sandra Farber Mgmt For For For
6 Elect Hans Abderhalden Mgmt For Against Against
7 Elect Gil Leidner Mgmt For For For
8 Elect Isaac Angel Mgmt For For For
9 Elect Yacov Elinav Mgmt For For For
10 Elect Dafna Sharir Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Compensation Policy Mgmt For Against Against
13 Liability Insurance for Mgmt For For For
Directors/Officers
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUTF CINS M4692H103 09/11/2013 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John J. Farber Mgmt For For For
3 Elect Maya Farber Mgmt For For For
4 Elect Sandra Farber Mgmt For For For
5 Elect Hans Abderhalden Mgmt For Against Against
6 Elect Gil Leinder Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Compensation Policy Mgmt For Against Against
9 Liability Insurance for Mgmt For For For
Directors/Officers
________________________________________________________________________________
Gazit-Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOB CINS M4793C102 09/03/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Chaim Katzman Mgmt For For For
5 Elect Arie Mientkavich Mgmt For For For
6 Elect Yair Orgeller Mgmt For For For
7 Compensation Policy Mgmt For For For
8 Approve Compensation Mgmt For For For
Terms of
President
9 Approve Compensation Mgmt For For For
Terms of
Chairman
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gilat Satellite Networks
Ticker Security ID: Meeting Date Meeting Status
CINS M51474118 12/31/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jeremy Blank Mgmt For For For
3 Elect Amiram Boehm Mgmt For For For
4 Elect Ishay Davidi Mgmt For For For
5 Elect Gilead Halevy Mgmt For For For
6 Elect Amiram Levinberg Mgmt For For For
7 Elect Kainan Rafaeli Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 05/08/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dov Baharav Mgmt For For For
3 Elect Jeremy Blank Mgmt For For For
4 Elect Amiram Boehm Mgmt For For For
5 Elect Ishay Davidi Mgmt For For For
6 Elect Gilead Halevy Mgmt For For For
7 Elect Kainan Rafaeli Mgmt For For For
8 Elect Zvi Lieber Mgmt For For For
9 Ratification of Mgmt For For For
Directors'
Fees
10 Appointment of Auditor Mgmt For For For
11 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Given Imaging
Ticker Security ID: Meeting Date Meeting Status
GIVN CUSIP M52020100 01/23/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Covidien Mgmt For For For
________________________________________________________________________________
Given Imaging
Ticker Security ID: Meeting Date Meeting Status
GIVN CUSIP M52020100 07/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Israel Makov Mgmt For For For
1.2 Elect Arie Mientkavich Mgmt For For For
1.3 Elect Doron Birger Mgmt For Withhold Against
1.4 Elect Nachum Shamir Mgmt For For For
1.5 Elect Anat Loewenstein Mgmt For For For
1.6 Elect Ari Bronshtein Mgmt For For For
1.7 Elect Stanley Stern Mgmt For For For
1.8 Elect Lior Hannes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Given Imaging
Ticker Security ID: Meeting Date Meeting Status
GIVN CUSIP M52020100 10/08/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Payment to the Mgmt For For For
President and
CEO
2 Equity Grant to the Mgmt For For For
President and
CEO
3 Approve a Compensation Mgmt For For For
Policy for Office
Holders
4 Approve Changes in the Mgmt For For For
Compensation of
Non-Employee
Directors
5 Approve a Bonus Plan Mgmt For For For
for the President and
CEO
6 Approve an Amendment to Mgmt For For For
the Employment Terms
of the President and
CEO
________________________________________________________________________________
Given Imaging
Ticker Security ID: Meeting Date Meeting Status
GIVN CUSIP M52020100 12/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Approval of Cash Mgmt For For For
Compensation of the
External
Directors
3 Approval of Equity Mgmt For For For
Compensation of
External
Directors
________________________________________________________________________________
Global City Holdings N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N2088X103 06/30/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Appointment of Auditor Mgmt For Abstain Against
10 Resignation of Directors Mgmt For For For
11 Elect Mark Segal to the Mgmt For Against Against
Board of
Directors
12 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
13 Authority to Repurchase Mgmt For Against Against
Shares
14 Amendments to Articles Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Hamburger Mgmt For For For
5 Elect Gideon Hamburger Mgmt For For For
6 Elect Joav Manor Mgmt For Against Against
7 Elect Joseph Ciechanover Mgmt For For For
8 Elect Doron Cohen Mgmt For For For
________________________________________________________________________________
Imperva Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shlomo Kramer Mgmt For For For
1.2 Elect Albert A. Pimentel Mgmt For For For
1.3 Elect James R. Tolonen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 05/08/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Registration Rights Mgmt For For For
Agreement with
Controlling
Shareholder
3 Change to U.S. Mgmt For For For
Reporting
Format
4 Liability Insurance of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/26/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Update of Employment Mgmt For For For
Terms of CEO Stefan
Borgas
4 CEO's Bonus Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Nir Gilad Mgmt For For For
8 Elect Avisar Paz Mgmt For For For
9 Elect Eran Sarig Mgmt For For For
10 Elect Avraham Shochat Mgmt For For For
11 Elect Victor Medina Mgmt For For For
12 Elect Chaim Erez Mgmt For For For
13 Elect Ovadia Eli Mgmt For For For
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 02/18/2014 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ron Moskovitz Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Zeev Nahari Mgmt For For For
7 Elect Zehavit Cohen Mgmt For For For
8 Elect Yoav Doppelt Mgmt For For For
9 Elect Aviad Kaufman Mgmt For For For
10 Elect Eitan Raff Mgmt For For For
11 Elect Dan Suesskind Mgmt For For For
12 Elect Michael Bricker Mgmt For For For
13 Directors' Fees Mgmt For Abstain Against
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 03/24/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Oded Degani Mgmt For For For
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 05/01/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 06/27/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restructuring of Mgmt For For For
Subsidiary
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 02/17/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO Employment Terms Mgmt For For For
4 Amendment to Chairman Mgmt For For For
Employment
Terms
5 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 06/18/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Bonus of Chairman Mgmt For For For
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 06/29/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Bonus of Chairman Mgmt For For For
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 09/09/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Joseph Bachar Mgmt For For For
7 Elect Eli Eliezer Gonen Mgmt For For For
8 Elect Jorge Zafran Mgmt For For For
9 Elect Joseph Mgmt For For For
Ciechanover-Itzhar
10 Elect Richard Morris Mgmt For For For
Roberts
11 Elect Aliza Rotbard Mgmt For Against Against
12 Elect Ilan Cohen Mgmt For For For
13 Elect Yali Sheffi Mgmt For For For
14 Compensation Policy Mgmt For For For
15 Amendments to Articles Mgmt For Abstain Against
16 Indemnification of Mgmt For Abstain Against
Directors/Officers
17 Amendment to the Terms Mgmt For For For
of the Chairman's
Employment
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CINS M6158M104 01/28/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Terms of Mgmt For For For
Service of Mr. Izzy
Sheratzky
3 Approval of Terms of Mgmt For For For
Service of Mr. Eyal
Sheratzky
4 Approval of Terms of Mgmt For For For
Service of Mr. Nir
Sheratzky
5 Approval of Terms of Mgmt For For For
Service of Mr. Gil
Sheratzky
6 Approval of the Terms Mgmt For Against Against
of Engagement of Mr.
Yehuda
Kahane
7 Approval of the Terms Mgmt For For For
of Engagement of Mr.
Avner
Kurz
8 Directors' and Mgmt For For For
Officers' Insurance
Policies
9 Amendments to Articles Mgmt For For For
Regarding Insurance
and Indemnification of
Office
Holders
10 Amendments to Office Mgmt For For For
Holders' Deed of
Indemnity
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CINS M6158M104 04/30/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gidon Kotler as Mgmt For For For
an External
Director
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CINS M6158M104 10/31/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CINS M6158M104 12/26/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eyal Sheratzky Mgmt For For For
5 Elect Yoav Kahane Mgmt For Against Against
6 Elect Yigal Shani Mgmt For Against Against
7 Elect Amos Kurz Mgmt For Against Against
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 01/22/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Efrat Noga Mgmt For For For
3 Elect Moti Amiga Mgmt For For For
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Approve Compensation Mgmt For For For
Terms of
Chairman
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 12/08/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Approve Compensation Mgmt For For For
Terms of
Chairman
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 04/02/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Meir Jacobson Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 08/08/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Emanuel Gabay Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 08/29/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus for Outgoing CEO Mgmt For Against Against
3 Retirement Provisions Mgmt For For For
for Outgoing
CEO
4 Consulting Agreement Mgmt For For For
with Outgoing
CEO
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 09/10/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Eliezer Fishman Mgmt For For For
4 Elect Ronit Even Mgmt For For For
5 Elect Anat Manifaz Mgmt For For For
6 Elect Eyal Fishman Mgmt For For For
7 Elect Yechiel Ziskind Mgmt For Against Against
8 Elect Hillel Peled Mgmt For For For
9 Elect Yossi Arad Mgmt For For For
10 Elect Shay Gross Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Compensation Policy Mgmt For For For
13 Approve Compensation Mgmt For For For
Terms of
Chairman
14 CEO's Bonus Mgmt For For For
15 Officers' Bonus Mgmt For For For
16 Indemnification of Mgmt For For For
Directors/Officers
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 11/12/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Approve Compensation Mgmt For For For
Terms of
Chairman
5 CEO's Bonus Mgmt For For For
6 Officers' Bonus Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 11/19/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Approve Compensation Mgmt For For For
Terms of
Chairman
5 CEO's Bonus Mgmt For For For
6 Officers' Bonus Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 12/29/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
with
CEO
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 01/28/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Elect Estery Giloz-Ran Mgmt For For For
4 Grant of Stock Options Mgmt For For For
to Outside
Directors
5 Grant of Stock Options Mgmt For For For
to External
Directors
6 Employment Agreement Mgmt For For For
with
CEO
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 06/19/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Recanati Mgmt For For For
3 Elect Reuven Behar Mgmt For For For
4 Elect Jonathan Hahn Mgmt For For For
5 Elect Ziv Kop Mgmt For For For
6 Elect Tuvia Shoham Mgmt For For For
7 Elect David Tsur Mgmt For For For
8 CEO Bonus Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Koor Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KOR CINS M6384K112 09/15/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Compensation Policy Mgmt For For For
________________________________________________________________________________
Koor Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KOR CINS M6384K112 09/29/2013 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Regina Unger Mgmt For Against Against
5 Compensation Policy Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 CEO Bonus Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koor Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KOR CINS M6384K112 12/29/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Chairman Bonus Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Block Mgmt For For For
1.2 Elect David Vaskevitch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 01/21/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Bonus (CEO) Mgmt For Against Against
4 Amendments to Mgmt For For For
Remuneration Agreement
with
CEO
5 Bonus (CFO) Mgmt For Against Against
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 11/26/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Jonathan Adereth Mgmt For For For
5 Elect Ori Hadomi Mgmt For For For
6 Elect Sarit Soccary Mgmt For For For
Ben-Yochanan
7 Elect Gil Bianco Mgmt For For For
8 Elect David Schlachet Mgmt For For For
9 Future Appointment of Mgmt For For For
Gil
Bianco
10 Future Appointment of Mgmt For For For
Sarit Soccary
Ben-Yochanan
11 Options Grant Mgmt For Against Against
12 Liability Insurance for Mgmt For Abstain Against
Directors &
Officers
13 Grant of Options to the Mgmt For Against Against
Chairman
________________________________________________________________________________
Medgenics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDGN CUSIP 58436Q203 04/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sol J. Barer Mgmt For For For
1.2 Elect Eugene A. Bauer Mgmt For For For
1.3 Elect Isaac Blech Mgmt For For For
1.4 Elect Alstair Clemow Mgmt For For For
1.5 Elect Michael F. Cola Mgmt For For For
1.6 Elect William H. Gantz Mgmt For For For
1.7 Elect Joseph J. Grano, Mgmt For For For
Jr.
1.8 Elect Joel S. Kanter Mgmt For For For
1.9 Elect Stephen D. Mgmt For For For
McMurray
2 Delisting of Common Mgmt For For For
Stock from the London
AIM
3 Amendment to the Stock Mgmt For Against Against
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 05/01/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shlomo Sherf Mgmt For For For
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 09/12/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Chairman Employment Mgmt For For For
Agreement
4 CEO Employment Agreement Mgmt For For For
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 11/05/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Liora Ofer Mgmt For For For
5 Elect Naftali Ceder Mgmt For For For
6 Elect Mordechai Meir Mgmt For For For
7 Elect Ron Avidan Mgmt For For For
8 Elect Ram Belinkov Mgmt For For For
9 Elect Oded Shamir Mgmt For For For
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 01/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eyal Waldman Mgmt For For For
2 Elect Irwin Federman Mgmt For For For
3 Elect Dov Baharav Mgmt For For For
4 Elect Glenda M Dorchak Mgmt For For For
5 Elect Thomas Weatherford Mgmt For For For
6 Elect David Perlmutter Mgmt For For For
7 Cash Bonus to Eyal Mgmt For For For
Waldman
8 Grant of RSUs to Eyal Mgmt For For For
Waldman
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Approval of Mgmt For For For
Compensation to Irwin
Federman
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 05/01/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Avital Stein Mgmt For For For
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 09/10/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Menahem Gurevitch Mgmt For For For
5 Elect Gedalya Doron Mgmt For For For
6 Elect Shlomo Milo Mgmt For For For
7 Elect Orly Yarkoni Mgmt For For For
8 Elect Ella Rubinek Mgmt For For For
9 Renewal of Remuneration Mgmt For For For
Agreement with
Director
Doron
10 Compensation Policy Mgmt For For For
11 Approval of Employment Mgmt For For For
Agreement with the
Chairman
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/01/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Related
Party
3 Employment Terms of CEO Mgmt For For For
4 Special Bonus of Mgmt For Against Against
Previous
CEO
5 Elect Eyal Ben-Chelouche Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/13/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Distribution of Dividend Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yigal Bar-Yossef Mgmt For For For
3 Elect Shlomo Eliahu Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 09/12/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO Bonus Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 10/10/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For Abstain Against
Transactions
3 Chairman Annual Bonus Mgmt For For For
4 Chairman Retirement Mgmt For For For
Bonus
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 10/27/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Dividend Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 11/12/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Shlomo Eliahu Mgmt For For For
5 Elect Ronit Abramson Mgmt For For For
6 Elect Israel Eliahu Mgmt For For For
7 Elect Gavriel Picker Mgmt For Abstain Against
8 Election of Chairman Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 03/25/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus of Previous Mgmt For Against Against
Chairman
3 Liability Insurance of Mgmt For Against Against
Directors &
Officers
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 06/10/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Updated Compensation Mgmt For For For
Policy
3 Compensation of CEO Mgmt For For For
4 Discretionary Bonus of Mgmt For For For
Chairman
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 08/27/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Avi Zigelman Mgmt For For For
3 Approval of Mgmt For For For
compensation
policy
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 10/23/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Osnat Ronen Mgmt For For For
4 Elect Joseph Shachak Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/19/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Moshe Vidman Mgmt For For For
4 Elect Moshe Wertheim Mgmt For For For
5 Elect Zvi Ephrat Mgmt For Against Against
6 Elect Ron Gazit Mgmt For Against Against
7 Elect Liora Ofer Mgmt For For For
8 Elect Mordechai Meir Mgmt For For For
9 Elect Jonathan Kaplan Mgmt For For For
10 Elect Joav-Asher Mgmt For For For
Nachshon
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
NICE-Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 05/27/2014 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect David Kostman Mgmt For For For
4 Elect Joseph Atsmon Mgmt For For For
5 Elect Rimon Ben-Shaoul Mgmt For Against Against
6 Elect Yehoshua Ehrlich Mgmt For For For
7 Elect Leo Apotheker Mgmt For For For
8 Elect Joseph L. Cowan Mgmt For For For
9 Option Grants of Mgmt For For For
Directors
10 Compensation of CEO Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NICE-Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 08/27/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Joseph Atsmon Mgmt For For For
4 Elect Rimon Ben-Shaoul Mgmt For For For
5 Elect Yehoshua Ehrlich Mgmt For For For
6 Elect Zeev Bregman Mgmt For For For
7 Elect Leo Apotheker Mgmt For For For
8 Elect Joseph L. Cowan Mgmt For For For
9 Elect Dan Falk Mgmt For Against Against
10 Elect Yocheved Dvir Mgmt For For For
11 Approval of Chairman's Mgmt For For For
Special Annual
Fee
12 Grant of Options to Mgmt For For For
Directors
13 Approve Certain Mgmt For For For
Components of CEO's
Compensation
14 Approve Separation Mgmt For For For
Bonus For Former
Chairman
15 Approval of Mgmt For For For
Compensation
Policy
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Nitsba Holdings 1995 Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTBA CINS M75101101 09/10/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Bonus Mgmt For For For
3 Compensation Policy Mgmt For For For
4 Compensation Mgmt For For For
Arrangement with
Chairman
5 Compensation Mgmt For For For
Arrangement with
CEO
6 Related Party Mgmt For For For
Transaction
7 Related Party Mgmt For For For
Transaction
8 Elect Eyal Peleg Mgmt For For For
________________________________________________________________________________
Nitsba Holdings 1995 Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTBA CINS M75101101 11/26/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Bonus Mgmt For For For
3 Compensation Policy Mgmt For For For
4 Compensation Mgmt For For For
Arrangement with
Chairman
5 Compensation Mgmt For For For
Arrangement with
CEO
6 Related Party Mgmt For For For
Transaction
7 Related Party Mgmt For For For
Transaction
8 Elect Eyal Peleg Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 06/24/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Auditor Mgmt For For For
3 Approval of Employment Mgmt For For For
Terms of the President
and
CEO
4 Elect Michael Brunstein Mgmt For For For
5 Elect Alon Dumanis Mgmt For For For
6 Elect Avi Cohen Mgmt For For For
7 Elect Raanan Cohen Mgmt For For For
8 Elect Zehava Simon as Mgmt For For For
an External
Director
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 09/12/2013 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Approval of Mgmt For Against Against
Compensation
Policy
4 Amendment to Terms of Mgmt For Against Against
Options held by Former
President and
CEO
5 Approval of Employment Mgmt For For For
Terms of the President
and
CEO
6 Elect Michael Brunstein Mgmt For For For
7 Elect Alon Dumanis Mgmt For For For
8 Elect Avi Cohen Mgmt For For For
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 01/16/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Modi Feld Mgmt For For For
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 05/13/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 11/14/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 11/14/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 CEO Bonus Mgmt For For For
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert Baron Mgmt For Withhold Against
1.5 Elect Thomas E. Beier Mgmt For For For
1.6 Elect Dmitry Kolosov Mgmt For For For
1.7 Elect Richard A. Lerner Mgmt For For For
1.8 Elect John A. Paganelli Mgmt For For For
1.9 Elect Richard C. Mgmt For Withhold Against
Pfenniger
1.10 Elect Alice Lin-Tsing Yu Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 09/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yehudit Bronicki Mgmt For For For
2 Elect Jacob Richter Mgmt For For For
3 Elect Arie Weisberg Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendments to Mgmt For For For
Memorandum of
Association
6 Amendments to Articles Mgmt For For For
of
Association
7 Approval of Mgmt For Against Against
Compensation
Policy
8 Controlling Shareholder Mgmt N/A Against N/A
9 Personal Interest Mgmt N/A Against N/A
10 Indemnification of Mgmt For For For
Directors/Officers
11 Controlling Shareholder Mgmt N/A Against N/A
12 Personal Interest Mgmt N/A Against N/A
________________________________________________________________________________
Ormat Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORMT CINS M7571Y105 09/03/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ormat Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORMT CINS M7571Y105 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yaacov Yerushalmi Mgmt For For For
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoram Bronicki Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2012 Mgmt For Against Against
Incentive Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Osem Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
OSEM CINS M7575A103 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Elect Leora Meridor Mgmt For For For
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 10/17/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Registration Rights Mgmt For For For
Agreement
3 Compensation Policy Mgmt For For For
4 Indemnification of Mgmt For For For
Shlomo
Rodav
5 Indemnification of Ilan Mgmt For For For
Ben-Dov
6 Indemnification of Adam Mgmt For For For
Chesnoff
7 Indemnification of Fred Mgmt For For For
Gluckman
8 Indemnification of Mgmt For For For
Sumeet
Jaisinghani
9 Indemnification of Yoav Mgmt For For For
Rubinstein
10 Indemnification of Mgmt For For For
Arieh
Saban
11 Indemnification of Mgmt For For For
Yahel
Shachar
12 Indemnification of Elon Mgmt For For For
Shalev
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 09/03/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO Bonus Mgmt For For For
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Creation of Mgmt For For For
Distributable
Reserves
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4 Reapproval of Mgmt For For For
Performance Goals
Under Annual Incentive
Plan
5 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Playtech Limited
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/21/2014 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Hilary Mgmt For For For
Stewart-Jones
7 Elect Andrew Thomas Mgmt For For For
8 Elect Alan Jackson Mgmt For Against Against
9 Elect Ron Hoffman Mgmt For For For
10 Elect Mor Weizer Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pluristem Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Israel Ben-Yoram Mgmt For For For
3 Elect Isaac Braun Mgmt For For For
4 Elect Mark S. Germain Mgmt For For For
5 Elect Moria Kwiat Mgmt For Against Against
6 Elect Hava Meretzki Mgmt For For For
7 Elect Nachum Rosman Mgmt For For For
8 Elect Doron Shorrer Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 05/08/2014 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alastair Gordon Mgmt For For For
2 Elect Gal Haber Mgmt For For For
3 Elect Alon Gonen Mgmt For For For
4 Elect Inbal Marom Mgmt For For For
5 Elect Henry Birch Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
7 Raise in Salary of CEO Mgmt For Abstain Against
8 Raise in Salary of Mgmt For Abstain Against
Managing
Director
9 Grant of Share Mgmt For Abstain Against
Appreciation Rights to
the
CFO
10 Compensation Policy Mgmt For Abstain Against
11 Authorize Board to Mgmt For Against Against
Issue
Shares
________________________________________________________________________________
PROLOR Biotech, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBTH CUSIP 74344F106 08/28/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 11/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Aviezer Mgmt For For For
1.2 Elect Yoseph Shaaltiel Mgmt For For For
1.3 Elect Zeev Bronfeld Mgmt For Withhold Against
1.4 Elect Amos Bar-Shalev Mgmt For For For
1.5 Elect Yodfat Harel Mgmt For For For
Buchris
1.6 Elect Roger Kornberg Mgmt For Withhold Against
1.7 Elect Eyal Sheratzky Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Radware Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 10/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Zisapel Mgmt For For For
2 Elect Yair Tauman Mgmt For For For
3 Annual Bonus to Roy Mgmt For For For
Zisapel
4 Grant of Time-Vesting Mgmt For For For
Options to
CEO
5 Approval of Mgmt For For For
Compensation
Policy
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rami Levy Chain Stores Limited
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 02/16/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Uri Zazon Mgmt For For For
3 Elect Erez Huga Mgmt For For For
________________________________________________________________________________
Rami Levy Chain Stores Limited
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 09/11/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Rami Levy Chain Stores Limited
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 10/22/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Shikun & Binui Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS M5313B102 12/31/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Moshe Lahmany Mgmt For For For
4 Elect Efrat Peled Mgmt For For For
5 Elect Irit Izacson Mgmt For For For
6 Elect Nir Zichlinskey Mgmt For For For
7 Elect Tal Atsmon Mgmt For For For
8 Elect Ido Stern Mgmt For For For
9 Elect Shalom Simhon Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M5313B102 02/11/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Joseph Alshech Mgmt For For For
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M5313B102 09/22/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 CEO Employment Agreement Mgmt For For For
4 Chairman Employment Mgmt For For For
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 09/10/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 2013 Bonus Plan for CEO Mgmt For For For
4 2012 Bonus for CEO Mgmt For For For
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 11/21/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend D&O Liability Mgmt For For For
Insurance
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 04/30/2014 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
2 Global Share Incentive Mgmt For For For
Plan
3 Grant of Restricted Mgmt For For For
Stock Units to Active
Chairman
4 Grant of Restricted Mgmt For For For
Stock Units to
CEO
5 Approval of Bonus Mgmt For For For
Formula for Active
Chairman for 2013
Fiscal
Year
6 5A DO YOU HAVE A Mgmt For Against Against
PERSONAL INTEREST (AS
DEFINED BELOW) WITH
RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 5?
(PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES
OR NO YOUR SHARES WILL
NOT BE VOTED ON
PROPOSAL 5) MARK FOR =
YES OR AGAINST =
NO
7 Approval of Bonus Mgmt For For For
Formula for CEO for
2013 Fiscal
Year
8 6A DO YOU HAVE A Mgmt For Against Against
PERSONAL INTEREST (AS
DEFINED BELOW) WITH
RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 6?
(PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES
OR NO YOUR SHARES WILL
NOT BE VOTED ON
PROPOSAL 6) MARK FOR =
YES OR AGAINST =
NO
9 Approval of Bonus Mgmt For For For
Formula for Active
Chairman for Fiscal
Years 2014 through
2016
10 Approval of Bonus Mgmt For For For
Formula for CEO for
Fiscal Years 2014
through
2016
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 12/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect David Morris Mgmt For For For
3 Elect Eytan Glazer Mgmt For For For
4 Elect Lauri A. Hanover Mgmt For For For
5 Compensation Policy Mgmt For For For
6 Amendment to the Mgmt For For For
Employee Share Option
Plan
7 Grant of Options to Mgmt For For For
Non-Employee
Directors
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Stratasys, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 09/12/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 06/12/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ofra Strauss Mgmt For For For
5 Elect Arie Ovadia Mgmt For Against Against
6 Elect David Moshevitz Mgmt For For For
7 Elect Michael Anghel Mgmt For Against Against
8 Elect Dafna Schwartz Mgmt For For For
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 09/09/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Approval of CEO Mgmt For For For
Employment
Agreement
4 CEO Bonus Mgmt For For For
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 03/27/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
3 Remuneration of Chairman Mgmt For Against Against
4 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
5 Remuneration of a Mgmt For Against Against
Director
6 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
7 Remuneration of CEO Mgmt For Against Against
8 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
9 Elect Ilana Avidov-Mor Mgmt For Against Against
10 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
11 Elect Dan Biran Mgmt For Against Against
12 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
13 Elect Ben-Ami Rosenfeld Mgmt N/A For N/A
14 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
15 Elect Adi Bershadsky Mgmt N/A For N/A
16 I/WE HAVE EITHER A Mgmt N/A Against N/A
PERSONAL INTEREST IN
THE ABOVE RESOLUTION
OR ARE A CONTROLLING
SHAREHOLDER . MARK FOR
= YES OR AGAINST =
NO
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 09/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For Against Against
Compensation
Policy
2.1 Elect Dilip S. Shanghvi Mgmt For For For
2.2 Elect Kal Sundaram Mgmt For For For
2.3 Elect Sudhir Valia Mgmt For For For
2.4 Elect James Kedrowski Mgmt For For For
2.5 Elect Dov Pekelman Mgmt For For For
3 Approval of Mgmt For Against Against
Compensation to Dilip
Shanghvi
4 Approval of Mgmt For Against Against
Compensation to Sudhir
Valia
5 Approval of CEO Mgmt For For For
Compensation
6 Approval of Mgmt For For For
Compensation to James
Kedrowski
7 Elect Ilana Avidov-Mor Mgmt For Against Against
8 Elect Dan Biran Mgmt For Against Against
9 Election of Ben-Ami Mgmt For For For
Rosenfeld
10 Election of Adi Mgmt For For For
Bershadsky
11 Approval of Bonus to Mgmt For For For
James
Kedrowski
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Telit Communications Plc
Ticker Security ID: Meeting Date Meeting Status
TCM CINS G87535103 06/19/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Yosi Fait Mgmt For For For
6 Elect Lars Reger Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 02/24/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Employment Terms Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 08/27/2013 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Many Mgmt For For For
3 Elect Arie S. Belldegrun Mgmt For For For
4 Elect Amir Elstein Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Cash Bonus for Mgmt For For For
President and
CEO
7 Bonus Plan for Mgmt For For For
President and
CEO
8 Approval of Mgmt For For For
Compensation
Policy
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Elect David Azrieli Mgmt For For For
5 Elect Dana Azrieli Mgmt For For For
6 Elect Menahem Einan Mgmt For For For
7 Elect Naomi Azrieli Mgmt For For For
8 Elect Sharon Azrieli Mgmt For For For
9 Elect Tzipora Carmon Mgmt For For For
10 Elect Joseph Mgmt For For For
Ciechanover-Itzhar
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7923K100 01/13/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ronny Maliniak Mgmt For For For
3 Liability Exemption of Mgmt For For For
Directors
(Independent)
4 Liability Exemption of Mgmt For For For
Directors
(Affiliated)
5 Amendment to CEO Bonus Mgmt For For For
Amount
6 Amendment to CEO Bonus Mgmt For For For
Terms
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7923K100 02/25/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Employment Agreement Mgmt For For For
3 Grant of Equity Awards Mgmt For Against Against
to
CEO
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7923K100 02/26/2014 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Moshe Bareket Mgmt For For For
5 Elect Avraham Harel Mgmt For Against Against
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7923K100 04/24/2014 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Stock Mgmt For For For
3 Amendments to Articles Mgmt For For For
(Authorized
Shares)
4 Amendments to Articles Mgmt For For For
(Par
Value)
5 Amendments to Articles Mgmt For For For
(Related Party
Transactions)
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7923K100 09/11/2013 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
VeriFone Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAY CUSIP 92342Y109 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Alspaugh Mgmt For For For
2 Elect Paul Galant Mgmt For For For
3 Elect Alex W. Hart Mgmt For For For
4 Elect Robert B. Henske Mgmt For For For
5 Elect Wenda Harris Mgmt For For For
Millard
6 Elect Eitan Raff Mgmt For For For
7 Elect Jonathan I. Mgmt For For For
Schwartz
8 Elect Jane Thompson Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect Victor A. Mgmt For For For
DeMarines
1.3 Elect John Egan Mgmt For For For
1.4 Elect Larry Myers Mgmt For For For
1.5 Elect Richard Nottenburg Mgmt For For For
1.6 Elect Howard Safir Mgmt For For For
1.7 Elect Earl Shanks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wix.Com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 02/06/2014 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ron Gutler Mgmt For For For
2 1(a).A. Does the Mgmt For Against Against
undersigned possess a
"personal
interest" (as defined
in the Companies Law)
in
the
approval of Proposal
1(a)?
3 Elect Betsy Atkins Mgmt For For For
4 1(b).A. Does the Mgmt For Against Against
undersigned possess a
"personal
interest" (as defined
in the Companies Law)
in
the
approval of Proposal
1(b)?
5 Authorization of CEO to Mgmt For Against Against
Serve as Board
Chairman
6 2.A. Does the Mgmt For Against Against
undersigned possess a
"personal
interest"
(as defined in the
Companies Law) in the
approval
of
Proposal 2?
________________________________________________________________________________
Wix.Com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Adam Fisher Mgmt For For For
2 Approve Compensation Mgmt For Against Against
Plan for
Executives
3 Certification of Mgmt For Against Against
Personal
Interest
4 Approve Compensation Mgmt For Against Against
Plan for
Directors
5 Certification of Mgmt For Against Against
Personal
Interest
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : Junior Gold Miners ETF
________________________________________________________________________________
Alexco Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
AXU CUSIP 01535P106 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clynton R. Nauman Mgmt For For For
2.2 Elect George L. Brack Mgmt For For For
2.3 Elect Terry Krepiakevich Mgmt For Withhold Against
2.4 Elect David H. Searle Mgmt For For For
2.5 Elect Rick Van Mgmt For Withhold Against
Nieuwenhuyse
2.6 Elect Michael D. Winn Mgmt For Withhold Against
2.7 Elect Richard N. Zimmer Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the 2014 Mgmt For For For
Stock Option
Plan
5 Approval of New RSU Plan Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Allied Nevada Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ANV CUSIP 019344100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Buchan Mgmt For For For
1.2 Elect Randy E. Mgmt For For For
Buffington
1.3 Elect John W. Ivany Mgmt For For For
1.4 Elect Stephen A. Lang Mgmt For For For
1.5 Elect Cameron Mingay Mgmt For Withhold Against
1.6 Elect Terry M. Palmer Mgmt For For For
1.7 Elect Carl Pescio Mgmt For For For
1.8 Elect A. Murray Sinclair Mgmt For For For
1.9 Elect Robert Wardell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Performance and Mgmt For For For
Incentive Pay
Plan
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/06/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Dougherty Mgmt For For For
3 Elect Brian J. Kennedy Mgmt For For For
4 Elect James E. Kofman Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Peter Mordaunt Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect David H. Watkins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CINS 04341Y105 01/30/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CINS 04341Y105 06/19/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Colin Steyn Mgmt For For For
4 Elect Peter Breese Mgmt For For For
5 Elect Shawn Wallace Mgmt For For For
6 Elect Gordon J. Fretwell Mgmt For For For
7 Elect Marcel de Groot Mgmt For For For
8 Elect Peter Bradford Mgmt For For For
9 Elect Michael Price Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Share Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Aurcana Corporation
Ticker Security ID: Meeting Date Meeting Status
AUN CINS 051918506 06/05/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lenic Rodriguez Mgmt For For For
4 Elect Robert Tweedy Mgmt For For For
5 Elect Kevin Drover Mgmt For For For
6 Elect Adrian Aguirre Mgmt For For For
7 Elect Jerry D. Blackwell Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendment to By-Law No. Mgmt For For For
1
________________________________________________________________________________
Banro Corporation
Ticker Security ID: Meeting Date Meeting Status
BAA CINS 066800103 06/27/2014 Unvoted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Proposal to ShrHldr N/A N/A N/A
Fix Board Size at
Eight (8)
Members
4 Elect James R. Gillis Mgmt N/A N/A N/A
5 Elect Michel Losembe Mgmt N/A N/A N/A
6 Elect Scot Martin Mgmt N/A N/A N/A
7 Elect Niral V. Merchant Mgmt N/A N/A N/A
8 Elect Edwin Nordholm Mgmt N/A N/A N/A
9 Elect Loudon F. McLean Mgmt N/A N/A N/A
Owen
10 Elect Imran R. Patel Mgmt N/A N/A N/A
11 Elect Thomas John Mgmt N/A N/A N/A
Pladsen
12 Appointment of Auditor Mgmt N/A N/A N/A
and Authority to Set
Fees
13 Shareholder Rights Plan Mgmt N/A N/A N/A
Renewal
________________________________________________________________________________
Banro Corporation
Ticker Security ID: Meeting Date Meeting Status
BAA CINS 066800103 06/27/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Mgmt For For For
Brissenden
3 Elect John A. Clarke Mgmt For For For
4 Elect Maurice Colson Mgmt For For For
5 Elect Peter N. Cowley Mgmt For For For
6 Elect Matthys J. Mgmt For For For
Terblanche
7 Elect Derrick H. Mgmt For For For
Weyrauch
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Shareholder Rights Plan Mgmt For For For
Renewal
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/19/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael Mgmt For For For
Donaldson
4 Re-elect Ross Kestel Mgmt For For For
5 Renew Employee Option Mgmt For For For
Scheme
6 Equity Grant (Executive Mgmt For For For
director Robert
Watkins)
7 Equity Grant (MD Peter Mgmt For For For
Bowler)
________________________________________________________________________________
Bear Creek Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
BCM CINS 07380N104 05/20/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Catherine Mgmt For Against Against
McLeod-Seltzer
4 Elect Andrew T. Mgmt For For For
Swarthout
5 Elect David De Witt Mgmt For Against Against
6 Elect Miguel Grau Mgmt For Against Against
7 Elect Kevin R. Morano Mgmt For Against Against
8 Elect Nolan Watson Mgmt For Against Against
9 Elect Frank Tweddle Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Belo Sun Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
BSX CINS 080558109 05/16/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter Tagliamonte Mgmt For For For
4 Elect Stan Bharti Mgmt For For For
5 Elect Helio Diniz Mgmt For For For
6 Elect Mark P. Eaton Mgmt For For For
7 Elect C. Jay Hodgson Mgmt For For For
8 Elect Clay L. Hoes Mgmt For For For
9 Elect Rui B. Santos Mgmt For For For
10 Elect Catherine Stretch Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Brigus Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BRD CUSIP 109490102 02/27/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Primero Mgmt For For For
Mining
Corp.
2 Reduction of Stated Mgmt For For For
Capital
3 Stock Option Incentive Mgmt For For For
Plan
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/18/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Xin Song Mgmt For For For
4 Elect Bing Liu Mgmt For For For
5 Elect Lianzhong Sun Mgmt For For For
6 Elect Zhanming Wu Mgmt For For For
7 Elect Ian He Mgmt For Against Against
8 Elect Yunfei Chen Mgmt For Against Against
9 Elect Gregory Hall Mgmt For Against Against
10 Elect John King Burns Mgmt For Against Against
11 Elect Xiangdong Jiang Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 2015 Contract for Mgmt For For For
Purchase and Sale of
Dore
17 Annual Cap under 2015 Mgmt For For For
Contract for Purchase
and Sale of
Dore
18 2015 Contract for Mgmt For For For
Purchase and Sale of
Copper
Concentrate
19 Annual Cap under 2015 Mgmt For For For
Contract for Purchase
and Sale of Copper
Concentrate
20 Jiama Phase II Hornfels Mgmt For For For
Stripping and Mining
Agreement
21 Annual Cap under the Mgmt For For For
Jiama Phase II
Hornfels Stripping and
Mining
Agreement
22 Board Authorization to Mgmt For For For
Implement
Transactions
23 Transaction of Other Mgmt For Against Against
Business
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 05/30/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect DENG Guoli Mgmt For For For
5 Elect LI Xianghong Mgmt For For For
6 Elect CHAN Kin Sang Mgmt For For For
7 Elect XIAO Rong Ge Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 05/30/2014 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of the New Mgmt For Against Against
Share Option
Scheme
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Silver Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0815 CINS G21177103 05/29/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect JIANG Tao Mgmt For For For
5 Elect LI Haitao Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/02/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leon Teicher Mgmt For For For
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Jaime I. Gutierrez Mgmt For For For
4 Elect Gustavo J. Koch Mgmt For For For
5 Elect Paul J. Murphy Mgmt For For For
6 Elect Kenneth G. Thomas Mgmt For For For
7 Elect Timothy A. Warman Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Deferred Share Unit Plan Mgmt For For For
10 Restricted Share Unit Mgmt For Against Against
Plan
11 Amendments to Bye-Laws Mgmt For Against Against
Regarding Board
Appointments
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 06/27/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 11/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Geoffrey Mgmt For For For
Campbell
3 Re-elect Edmund Jeneker Mgmt For For For
4 Re-elect Daniel Mgmt For For For
Pretorius
5 Re-elect Craig Barnes Mgmt For Against Against
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Elect Audit Committee Mgmt For For For
Members
8 Authorisation of Legal Mgmt For For For
Formalities
9 Approve Remuneration Mgmt For For For
Policy
10 Authority to Repurchase Mgmt For For For
Shares
11 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
12 Approve NEDs' Fees Mgmt For For For
13 Amend Memorandum of Mgmt For For For
Incorporation
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/07/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Derek H.L. Buntain Mgmt For For For
3 Elect R. Peter Gillin Mgmt For For For
4 Elect Jonathan C. Mgmt For For For
Goodman
5 Elect Richard Howes Mgmt For For For
6 Elect W. Murray John Mgmt For For For
7 Elect Jeremy Kinsman Mgmt For For For
8 Elect Garth A.C. MacRae Mgmt For Against Against
9 Elect Peter Nixon Mgmt For For For
10 Elect Ronald Singer Mgmt For For For
11 Elect Anthony P. Walsh Mgmt For Against Against
12 Elect Donald Young Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendments to By-Laws Mgmt For For For
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R109 06/19/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Beckett Mgmt For Against Against
3 Elect Neil Woodyer Mgmt For For For
4 Elect Wayne McManus Mgmt For For For
5 Elect Ian J. Henderson Mgmt For For For
6 Elect Ian D. Cockerill Mgmt For Against Against
7 Elect Miquel Rodriguez Mgmt For For For
8 Elect Frank Giustra Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ricardo M. Campoy Mgmt For For For
1.2 Elect Bradford J. Cooke Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Rex J. McLennan Mgmt For For For
1.5 Elect Kenneth Pickering Mgmt For For For
1.6 Elect Mario Szotlender Mgmt For Withhold Against
1.7 Elect Godfrey J. Walton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/26/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John Rowe Mgmt For For For
4 Elect Colin Johnstone Mgmt For For For
5 Equity Grant (Executive Mgmt For For For
Chairman Jake
Klein)
________________________________________________________________________________
Focus Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
FML CINS Q39186111 05/28/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Bruce McComish Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Focus Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
FML CINS Q39186111 11/28/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Jisheng Lu Mgmt For For For
4 Elect Yuhuan Ge Mgmt For For For
5 Elect Wanghong Yang Mgmt For For For
6 Re-elect Phillip C. Mgmt For For For
Lockyer
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
8 Appoint Auditor Mgmt For For For
9 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/19/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge Ganoza Mgmt For For For
Durant
4 Elect Simon Ridgway Mgmt For Against Against
5 Elect Michael Iverson Mgmt For For For
6 Elect Mario Szotlender Mgmt For Against Against
7 Elect Robert Gilmore Mgmt For For For
8 Elect Thomas Kelly Mgmt For For For
9 Elect David Farrell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of Advance Mgmt For For For
Notice
Requirement
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gabriel Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GBU CINS 361970106 06/18/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dag Cramer Mgmt For For For
3 Elect Alfred Gusenbauer Mgmt For Against Against
4 Elect Jonathan G. Henry Mgmt For For For
5 Elect Keith R. Hulley Mgmt For Against Against
6 Elect H. Wayne Kirk Mgmt For Against Against
7 Elect Igor Levental Mgmt For For For
8 Elect David W. Peat Mgmt For For For
9 Elect Walter T. Mgmt For For For
Segsworth
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Restricted Share Unit Mgmt For For For
Plan
Renewal
12 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Gold Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For Withhold Against
1.2 Elect Jason D. Reid Mgmt For Withhold Against
1.3 Elect Tor Falck Mgmt For Withhold Against
1.4 Elect Gary C. Huber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Samuel T. Coetzer Mgmt For For For
1.3 Elect Anu Dhir Mgmt For For For
1.4 Elect Robert E. Doyle Mgmt For For For
1.5 Elect Tony Jensen Mgmt For For For
1.6 Elect Craig J. Nelsen Mgmt For For For
1.7 Elect Christopher M.T. Mgmt For For For
Thompson
1.8 Elect William L. Yeates Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Great Panther Silver Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/26/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert A. Archer Mgmt For For For
2.2 Elect Robert W. Garnett Mgmt For For For
2.3 Elect Kenneth W. Major Mgmt For For For
2.4 Elect John Jennings Mgmt For For For
2.5 Elect W. J. Mullin Mgmt For For For
2.6 Elect Jeffrey R. Mason Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Mgmt For Against Against
Restricted Share Unit
and Deferred Share
Unit
Plans
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 04/28/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect J. Patrick Mgmt For For For
Sheridan
3 Elect Alan Ferry Mgmt For Against Against
4 Elect Rene Marion Mgmt For For For
5 Elect Michael B. Mgmt For For For
Richings
6 Elect Daniel Noone Mgmt For For For
7 Elect Jean-Pierre Mgmt For For For
Chauvin
8 Elect Scott A. Caldwell Mgmt For For For
9 Elect David Beatty Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/27/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Colin Belshaw Mgmt For For For
4 Elect Eugene Shvidler Mgmt For For For
5 Elect Eugene Tenenbaum Mgmt For Against Against
6 Elect Terry Robinson Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indophil Resources NL
Ticker Security ID: Meeting Date Meeting Status
IRN CINS Q4893E103 05/22/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Brian M. Mgmt For For For
Phillips
4 Re-elect Kyle Wightman Mgmt For For For
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 04/09/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Settlement and Disposal Mgmt For For For
of Primary
Undertaking
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/13/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Ian
McMaster
2 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Scott
Lowe
3 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Colin
Jackson
4 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Robert
McDonald
5 Shareholder Proposal ShrHldr Against For Against
Regarding Removal of
Laurence
Curtis
6 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Gregory
Mazur
7 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Lim Yu Neng
Paul
8 Shareholder Proposal ShrHldr Against For Against
Regarding Election of
Clifford
Sanderson
________________________________________________________________________________
Intrepid Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IAU CINS Q4968A101 05/30/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 RETURN OF CAPITAL TO Mgmt For For For
SHAREHOLDERS
5 REMUNERATION REPORT Mgmt For For For
6 Re-elect Ian McMaster Mgmt For For For
7 Re-elect Alan N. Roberts Mgmt For For For
8 Elect Scott Lowe Mgmt For For For
9 Re-elect Gregory Mazur Mgmt For For For
10 Re-elect Lim Yu Neng Mgmt For For For
Paul
11 Re-elect Clifford Mgmt For For For
Sanderson
12 Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Kingsgate Consolidated Limited
Ticker Security ID: Meeting Date Meeting Status
KCN CINS Q5318K103 11/26/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Peter Alexander Mgmt For For For
4 Re-elect Craig Carracher Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Gavin
Thomas)
7 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KGI CINS 49740P106 10/29/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brian E. Bayley Mgmt For Against Against
3 Elect David H.W. Dobson Mgmt For Against Against
4 Elect Trevor M. Gabriel Mgmt For For For
5 Elect Brian A. Mgmt For For For
Hinchcliffe
6 Elect Pamela J. Klessig Mgmt For For For
7 Elect Claude F. Lemasson Mgmt For For For
8 Elect Mark S. Tessier Mgmt For For For
9 Elect John S. Thomson Mgmt For Against Against
10 Elect Dawn P. Whittaker Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advance Notice Policy Mgmt For For For
13 Change of Registered Mgmt For For For
Office
________________________________________________________________________________
Lake Shore Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
LSG CINS 510728108 05/07/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Alan C. Moon Mgmt For For For
4 Elect Anthony Makuch Mgmt For For For
5 Elect Arnold Klassen Mgmt For For For
6 Elect Jonathan Gill Mgmt For For For
7 Elect Frank Hallam Mgmt For Against Against
8 Elect Diane Francis Mgmt For For For
9 Elect Peter Crossgrove Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lingbao Gold Company Limited
Ticker Security ID: Meeting Date Meeting Status
3330 CINS Y52794107 08/28/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Debt Mgmt For For For
Instruments
4 Board Authorization to Mgmt For For For
Determine Terms of
Debt
Issuance
5 Board Authorization to Mgmt For For For
Execute Debt
Issuance
________________________________________________________________________________
Liongold Corp
Ticker Security ID: Meeting Date Meeting Status
A78 CINS G5521X109 07/30/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For Against Against
3 Elect Bernard SOO Puong Mgmt For For For
Yii
4 Elect NG Su Ling Mgmt For For For
5 Elect Md Wira Dani bin Mgmt For For For
Abdul
Daim
6 Elect Raymond TAN Soo Mgmt For For For
Khoon
7 Elect Denis Edmund Mgmt For For For
Clarke
8 Elect Gary Francis Paul Mgmt For For For
Scanlan
9 Elect Nicholas NG Yick Mgmt For For For
Hing
10 Elect Ibrahim Kamil bin Mgmt For For For
Ahmad
Kamil
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Grant Mgmt For Against Against
Awards and Issue
Shares under Equity
Incentive
Plan
________________________________________________________________________________
Lydian International Ltd.
Ticker Security ID: Meeting Date Meeting Status
LYD CINS G5724R107 06/26/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gordon Wylie Mgmt For For For
3 Elect Howard H.J. Mgmt For For For
Stevenson
4 Elect Willian J. Abel Mgmt For For For
5 Elect Timothy Read Mgmt For For For
6 Elect Stephen J. Altmann Mgmt For For For
7 Elect Vahan Kololian Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 06/24/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect George N. Paspalas Mgmt For For For
4 Elect Jonathan A. Mgmt For For For
Rubenstein
5 Elect Richard M. Mgmt For For For
Colterjohn
6 Elect Derek C. White Mgmt For For For
7 Elect Peter D. Barnes Mgmt For For For
8 Elect Richard P. Clark Mgmt For Against Against
9 Elect Daniel T. MacInnis Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Share Unit Plan Mgmt For For For
13 Deferred Share Unit Plan Mgmt For For For
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Michele L. Ashby Mgmt For For For
1.3 Elect Leanne M. Baker Mgmt For For For
1.4 Elect Donald R. M. Quick Mgmt For For For
1.5 Elect Michael L. Stein Mgmt For For For
1.6 Elect Allen V. Ambrose Mgmt For For For
1.7 Elect Richard W. Mgmt For Withhold Against
Brissenden
1.8 Elect Gregory P. Mgmt For For For
Fauquier
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medusa Mining Limited
Ticker Security ID: Meeting Date Meeting Status
MML CINS Q59444101 11/22/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ciceron Angeles Mgmt For For For
3 Elect Raul Conde Mgmt For For For
Villanueva
4 Elect Gary Raymond Mgmt For Against Against
Powell
5 Authorise Board to Mgmt For For For
Issue Shares without
Pre-emptive
Rights
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Midway Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
MDW CUSIP 598153104 06/18/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kenneth A. Brunk Mgmt For For For
2.2 Elect Martin M. Hale, Mgmt For For For
Jr.
2.3 Elect Roger A. Newell Mgmt For For For
2.4 Elect Richard P. Sawchak Mgmt For For For
2.5 Elect John W. Sheridan Mgmt For For For
2.6 Elect Frank S. Yu Mgmt For For For
2.7 Elect Nathaniel E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For Against Against
Regarding Preferred
Shareholder
Nomination Rights
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 03/10/2014 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (Tranche
1)
3 Approve Issue of Mgmt For For For
Securities (Tranche
2)
4 Approve Issue of Mgmt For For For
Securities (NED
Christopher
Rowe)
5 Approve Issue of Mgmt For For For
Securities (MD Bill
Beament)
6 Approve Issue of Mgmt For For For
Securities (NED Peter
O'Connor)
7 Approve Issue of Mgmt For For For
Securities (NED John
Fitzgerald)
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/20/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Christopher K Mgmt For For For
Rowe
4 Elect John Fitzgerald Mgmt For For For
5 Approve Performance Mgmt For For For
Share
Plan
6 Approve Termination Mgmt For For For
Benefits
7 Equity Grant (MD Mgmt For For For
William
Beament)
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 05/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect James E. Askew Mgmt For Against Against
4 Elect J. Denham Shale Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Elect Jose Paredes Mgmt For For For
Leviste
Jr.
7 Elect Jacob Klein Mgmt For Against Against
8 Elect William H. Mgmt For Against Against
Myckatyn
9 Elect Geoffrey W. Raby Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Equity Grant to Mr. Mgmt For For For
Michael F.
Wilkes
12 Authority to Issue Mgmt For For For
Securities
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Papillon Resources Limited
Ticker Security ID: Meeting Date Meeting Status
PIR CINS Q7330A113 04/10/2014 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adopt New Constitution Mgmt For For For
3 Renew Performance Mgmt For For For
Rights
Plan
4 Equity Grant (MD/CEO Mgmt For For For
Mark
Connelly)
5 Amendment to the Mgmt For For For
Performance Rights
Plan
________________________________________________________________________________
Papillon Resources Limited
Ticker Security ID: Meeting Date Meeting Status
PIR CINS Q7330A113 11/20/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Mark Connelly Mgmt For For For
4 Re-elect Peter Woodman Mgmt For For For
5 Appoint Auditor Mgmt For For For
6 Ratify Placement of Mgmt For For For
Securities
7 Adopt New Constitution Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paramount Gold & Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PZG CUSIP 69924P102 12/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Crupi Mgmt For For For
1.2 Elect Michel Yvan Mgmt For For For
Stinglhamber
1.3 Elect John Carden Mgmt For For For
1.4 Elect Robert Dinning Mgmt For Withhold Against
1.5 Elect Christopher Mgmt For For For
Reynolds
1.6 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.7 Elect Shawn Kennedy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 06/25/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Marc J Sale Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 07/29/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repricing of Options Mgmt For Against Against
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 06/04/2014 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Equity Grant (MD/CEO Mgmt For For For
Jeffrey
Quartermaine)
4 Equity Grant (Executive Mgmt For For For
director Colin
Carson)
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/15/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Jeffrey Mgmt For For For
Quartermaine
4 Re-elect Reginald N. Mgmt For Against Against
Gillard
5 Renew Employee Option Mgmt For For For
Plan
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/17/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Dmitry Chekashkin Mgmt For For For
7 Elect Peter Hambro Mgmt For For For
8 Elect Sergey Ermolenko Mgmt For For For
9 Elect Andrey Maruta Mgmt For For For
10 Elect Graham Birch Mgmt For For For
11 Elect Sir Malcom Field Mgmt For For For
12 Elect Lord Guthrie Mgmt For For For
13 Elect David Humphreys Mgmt For For For
14 Elect Sir Roderic Lyne Mgmt For For For
15 Elect Charles McVeigh Mgmt For For For
III
16 Elect Alfiya Mgmt For For For
Samokhvalova
17 Elect Martin Smith Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 11/14/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Berelekh Mgmt For For For
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/10/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Begeman Mgmt For For For
3 Elect Ewan S. Downie Mgmt For For For
4 Elect Henry J. Knowles Mgmt For For For
5 Elect Claude Lemasson Mgmt For For For
6 Elect Eberhard Scherkus Mgmt For For For
7 Elect John Seaman Mgmt For Against Against
8 Elect Michael Stephen Mgmt For For For
Vitton
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to the Share Mgmt For For For
Bonus
Plan
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 02/27/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Brigus Mgmt For For For
Gold
Corp.
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 05/08/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wade D. Nesmith Mgmt For For For
3 Elect Joseph F. Conway Mgmt For For For
4 Elect David R. Demers Mgmt For For For
5 Elect Grant A. Edey Mgmt For For For
6 Elect Rohan Hazelton Mgmt For For For
7 Elect Eduardo Luna Mgmt For For For
8 Elect Robert A. Mgmt For For For
Quartermain
9 Elect Michael Riley Mgmt For For For
10 Elect Brad Marchant Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Red 5 Limited
Ticker Security ID: Meeting Date Meeting Status
RED CINS Q80507108 10/21/2013 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (Tranche 1
Shares)
3 Approve Issue of Mgmt For For For
Securities (Tranche 2
Shares)
4 Approve Issue of Mgmt For For For
Securities (SPP
Shares)
5 Approve Issue of Mgmt For For For
Securities (Director
SPP
Shares)
________________________________________________________________________________
Red 5 Limited
Ticker Security ID: Meeting Date Meeting Status
RED CINS Q80507108 11/28/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Colin G. Mgmt For Against Against
Jackson
3 Remuneration report Mgmt For For For
4 Equity Grant (MD Steve Mgmt For For For
Norregaard)
5 Renew Employee Share Mgmt For For For
Option
Plan
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/26/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Henry Price Mgmt For For For
4 Equity Grant (CEO Peter Mgmt For For For
Sullivan)
________________________________________________________________________________
Rio Alto Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS 76689T104 05/12/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Klaus M. Zeitler Mgmt For Against Against
4 Elect Alexander Black Mgmt For For For
5 Elect Drago Guillermo Mgmt For For For
Kisic
Wagner
6 Elect Ram Ramachandran Mgmt For For For
7 Elect Sidney P.H. Mgmt For For For
Robinson
8 Elect Victor Gobitz Mgmt For For For
9 Elect Roger Norwich Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Renewal of the Stock Mgmt For For For
Option
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Romarco Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
R CINS 775903206 05/15/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Diane R. Garrett Mgmt For For For
4 Elect James R. Arnold Mgmt For For For
5 Elect Leendert G. Krol Mgmt For For For
6 Elect R.J. (Don) Mgmt For For For
MacDonald
7 Elect John O. Marsden Mgmt For For For
8 Elect Patrick Michaels Mgmt For For For
9 Elect Robert Van Doorn Mgmt For For For
10 Elect Gary A. Sugar Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rubicon Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
RMX CINS 780911103 06/25/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect David W. Adamson Mgmt For For For
4 Elect Julian Kemp Mgmt For For For
5 Elect Bruce A. Thomas Mgmt For For For
6 Elect Michael D. Winship Mgmt For For For
7 Elect Michael Lalonde Mgmt For For For
8 Elect Peter Rowlandson Mgmt For For For
9 Elect David Ross Beatty Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advance Notice Provision Mgmt For For For
12 Stock Option Plan Mgmt For For For
Renewal
13 Amendments to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Sabina Gold & Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
SBB CINS 785246109 06/12/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fix the number of Mgmt For For For
directors at
10
3 Elect Terrence Eyton Mgmt For For For
4 Elect David Fennell Mgmt For For For
5 Elect Jonathan C. Mgmt For For For
Goodman
6 Elect Scott Hean Mgmt For For For
7 Elect James N. Morton Mgmt For For For
8 Elect Robert Pease Mgmt For For For
9 Elect John Wakeford Mgmt For For For
10 Elect Anthony P. Walsh Mgmt For For For
11 Elect John F. Whitton Mgmt For For For
12 Elect LeRoy E. Wilkes Mgmt For For For
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For Withhold Against
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Budreski Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Renew Shareholder Mgmt For For For
Rights
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/19/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Samantha Tough Mgmt For For For
4 Elect Geoffrey Clifford Mgmt For For For
5 Re-elect Barrie Parker Mgmt For For For
6 Re-elect Guido Staltari Mgmt For For For
7 Appoint Auditor Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Board Spill Resolution Mgmt Against Against For
10 Adopt Performance Mgmt For For For
Rights
Plan
11 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
1.2 Elect Douglas Barr Mgmt For For For
1.3 Elect Thomas C. Dawson Mgmt For For For
1.4 Elect Rudi P. Fronk Mgmt For For For
1.5 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.6 Elect Richard C. Kraus Mgmt For For For
1.7 Elect Jay Layman Mgmt For For For
1.8 Elect John Sabine Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Stock Option Grants to Mgmt For Against Against
Directors
5 Stock Option Grant to Mgmt For Against Against
Richard
Kraus
6 Restricted Share Unit Mgmt For For For
Plan
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Semafo, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/15/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terence F. Bowles Mgmt For For For
2 Elect Benoit Desormeaux Mgmt For For For
3 Elect Jean Lamarre Mgmt For For For
4 Elect John LeBoutillier Mgmt For For For
5 Elect Gilles Masson Mgmt For For For
6 Elect Lawrence I. Mgmt For For For
McBrearty
7 Elect Tertius Zongo Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Shareholder Rights Plan Mgmt For For For
Renewal
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 10/04/2013 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
(Underwritten
Placement)
3 Approve Issue of Mgmt For For For
Securities (Paul
Chapman)
4 Approve Issue of Mgmt For For For
Securities (Leslie
Davis)
5 Approve Issue of Mgmt For For For
Securities (Brian
Kennedy)
6 Approve Issue of Mgmt For For For
Securities (David
Griffiths)
7 Approve Issue of Mgmt For For For
Securities
(Christopher
Banasik)
8 Approve Issue of Mgmt For For For
Securities (Peter
Johnston)
9 Approve Issue of Mgmt For For For
Securities (Share
Purchase Plan
Shortfall)
10 Ratify Placement of Mgmt For For For
Securities (Integra
Mining
Limited)
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/15/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Johnston Mgmt For For For
4 Re-elect Chris Banasik Mgmt For For For
5 Elect Luke Tonkin Mgmt For For For
6 Equity Grant (Executive Mgmt For For For
Director Luke
Tonkin)
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter W. Tomsett Mgmt For For For
2.2 Elect A.E. Michael Mgmt For For For
Anglin
2.3 Elect Richard C. Mgmt For For For
Campbell
2.4 Elect Gustavo A. Herrero Mgmt For For For
2.5 Elect Richard D. Mgmt For For For
Paterson
2.6 Elect Steven P. Reid Mgmt For For For
2.7 Elect John Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advance Notice Policy Mgmt For For For
5 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect Myles Gao Mgmt For For For
2.3 Elect S. Paul Simpson Mgmt For Withhold Against
2.4 Elect David Kong Mgmt For For For
2.5 Elect Yikang Liu Mgmt For Withhold Against
2.6 Elect Robert Gayton Mgmt For Withhold Against
2.7 Elect Earl Drake Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q108 11/26/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Douglas Bailey Mgmt For For For
4 Re-elect Elizabeth Mgmt For For For
Donaghey
5 Elect Ines Scotland Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Timothy
Lehany)
________________________________________________________________________________
Sulliden Gold Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUE CINS 865126106 09/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Tagliamonte Mgmt For For For
3 Elect Stan Bharti Mgmt For For For
4 Elect George Faught Mgmt For For For
5 Elect Bruce Humphrey Mgmt For For For
6 Elect C. Justin Reid Mgmt For For For
7 Elect Pierre Pettigrew Mgmt For For For
8 Elect James H. Coleman Mgmt For Against Against
9 Elect Don Dudek Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advance Notice Provision Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tanzanian Royalty Exploration Corporation
Ticker Security ID: Meeting Date Meeting Status
TNX CUSIP 87600U104 02/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James E. Sinclair Mgmt For For For
1.2 Elect Joseph Kahama Mgmt For For For
1.3 Elect Norman M. Betts Mgmt For For For
1.4 Elect William Harvey Mgmt For Withhold Against
1.5 Elect Rosalind Morrow Mgmt For Withhold Against
1.6 Elect Abdulkarim Mruma Mgmt For For For
1.7 Elect Ulrich E. Rath Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Timmins Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TMM CINS 88741P103 07/18/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bruce Bragagnolo Mgmt For Against Against
3 Elect Arturo Bonillas Mgmt For Against Against
4 Elect Miguel Soto Mgmt For For For
5 Elect Frank Cordova Mgmt For Against Against
6 Elect Eugene Hodgson Mgmt For Against Against
7 Elect R. Barry Fraser Mgmt For For For
8 Elect Paula Rogers Mgmt For For For
9 Elect Keith Peck Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054108 06/26/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Stanford Mgmt For For For
3 Elect Michael Murphy Mgmt For For For
4 Elect A. Terrance Mgmt For For For
MacGibbon
5 Elect David Fennell Mgmt For Against Against
6 Elect Andrew B. Adams Mgmt For Against Against
7 Elect Frank L. Davis Mgmt For Against Against
8 Elect James Crombie Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Shareholder Rights Plan Mgmt For For For
Renewal
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Troy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRY CINS Q92350109 11/28/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Dix Mgmt For For For
4 Re-elect Frederick Mgmt For For For
Grimwade
5 Re-elect Robin Parish Mgmt For For For
6 Elect Richard Monti Mgmt For For For
7 Elect Sean Harvey Mgmt For For For
8 Approve Long Term Mgmt For For For
Incentive
Plan
9 Equity Grant (Executive Mgmt For For For
Director Ken
Nilsson)
10 Equity Grant (MD Paul Mgmt For For For
Benson)
11 Equity Grant - STI Mgmt For For For
(Executive Director
Ken
Nilsson)
12 Equity Grant - STI (MD Mgmt For For For
Paul
Benson)
13 Approve Financial Mgmt For For For
Assistance to
Azimuth
Fund Name : Latin America Small-Cap Index ETF
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For For For
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
________________________________________________________________________________
Abril Educacao SA
Ticker Security ID: Meeting Date Meeting Status
ABRE11 CINS P0039C101 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Unit Matching Plan Mgmt For For For
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Financial Mgmt For For For
Statements
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Director Fees Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
7 Board Size Mgmt For For For
8 Elect Mariano Bosch Mgmt For For For
9 Elect Plinio Villares Mgmt For For For
Musetti
10 Elect Daniel C. Gonzalez Mgmt For For For
11 Elect Dwight Anderson Mgmt For For For
12 Elect Walter M. Sanchez Mgmt For For For
________________________________________________________________________________
AFP Habitat SA
Ticker Security ID: Meeting Date Meeting Status
HABITAT CINS P00933104 04/24/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Special Dividend Mgmt For For For
4 Dividend Policy; Mgmt For Abstain Against
Investment and Finance
Policy
5 Appointment of Auditor Mgmt For Abstain Against
6 Election of Directors Mgmt For Abstain Against
7 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees; Other Committee
Fees;
Budget
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt N/A Against N/A
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AFP Provida S.A.
Ticker Security ID: Meeting Date Meeting Status
PROVIDA CINS P7919K103 08/27/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
2 Authority to Carry Out Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011527108 05/28/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Anthony Garson Mgmt For For For
4 Elect David Gower Mgmt For For For
5 Elect John A. McCluskey Mgmt For For For
6 Elect Paul J. Murphy Mgmt For For For
7 Elect Kenneth G. Stowe Mgmt For For For
8 Elect David Fleck Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Establishment of Mgmt For For For
Supervisory
Council
9 Election of Supervisory Mgmt For For For
Council
Members
10 Remuneration Policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 10/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 03/14/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Reports of the Board Mgmt For Abstain Against
and Committee's
Activities
and
Operations
3 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members
4 Directors' Fees Mgmt For Abstain Against
5 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
6 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 03/14/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 05/29/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive
Rights
2 Authority to Cancel Mgmt For Abstain Against
Treasury Shares and
Reduce Share
Capital
3 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive Rights;
Amendments to Article
6
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Meeting Mgmt For Abstain Against
Delegates
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 10/25/2013 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Vips Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Marcelo Tosto de Mgmt For For For
Oliveira
Carvalho
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/16/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Ratification of Mgmt For Against Against
Remuneration
________________________________________________________________________________
Alvopetro Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ALV CINS 02255Q100 05/26/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Corey C. Ruttan Mgmt For For For
3 Elect Firoz Talakshi Mgmt For For For
4 Elect Geir Ytreland Mgmt For For For
5 Elect John D. Wright Mgmt For For For
6 Elect Kenneth R. Mgmt For For For
McKinnon
7 Elect Roderick L. Fraser Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Re-Approval of Stock Mgmt For For For
Option
Plan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amerisur Resources Plc
Ticker Security ID: Meeting Date Meeting Status
AMER CINS G0329T103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Victor Valdovinos Mgmt For Abstain Against
3 Elect Douglas Ellenor Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Apco Oil & Gas International
Ticker Security ID: Meeting Date Meeting Status
APAGF CUSIP G0471F109 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J Bender Mgmt For For For
2 Elect Piero Ruffinengo Mgmt For For For
3 Elect J. Kevin Vann Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 07/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding Board
Size
5 Amendment to Articles Mgmt For For For
Regarding Election of
Chairman and Vice
Chairman
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
8 Board Size Mgmt For For For
9 Resignation of Director Mgmt For For For
10 Election of Directors Mgmt For For For
11 Appointment of Chairman Mgmt For For For
and
Vice-Chairman
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
________________________________________________________________________________
Argonaut Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/06/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Dougherty Mgmt For For For
3 Elect Brian J. Kennedy Mgmt For For For
4 Elect James E. Kofman Mgmt For For For
5 Elect Christopher R. Mgmt For For For
Lattanzi
6 Elect Peter Mordaunt Mgmt For For For
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect David H. Watkins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Asesor de Activos Prisma S.A.P.I. de C.V.
Ticker Security ID: Meeting Date Meeting Status
FINN CINS P3515D171 04/25/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report Regarding the Mgmt For Abstain Against
Activities of the
Committees
3 Auditor's Report Mgmt For Abstain Against
4 Report on Tax Compliance Mgmt For Abstain Against
5 Financial Statements Mgmt For Abstain Against
6 Classification of Mgmt For Abstain Against
Independence of
Directors (Technical
Committee)
7 Election of Alternate Mgmt For Abstain Against
Directors (Technical
Committee)
8 Independent Technical Mgmt For Abstain Against
Directors'
Fees
9 Election of Nominating Mgmt For Abstain Against
Committee
Members
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Edwards Mgmt For For For
1.2 Elect Mark J. Daniel Mgmt For Withhold Against
1.3 Elect Scott G. Perry Mgmt For For For
1.4 Elect Luis M. Chavez Mgmt For For For
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Ronald E. Smith Mgmt For Withhold Against
1.7 Elect Richard M. Mgmt For For For
Colterjohn
1.8 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Provision Mgmt For For For
4 Amendments to By-Laws Mgmt For For For
(Bundled)
5 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Resignation of Director Mgmt For For For
7 Elect Roberto Jose Mgmt For For For
Alonso
Ruiz
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Discussion of Share Mgmt For Abstain Against
Repurchase
Program
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Banco Mgmt N/A For N/A
Santander
S.A.
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 07/08/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Distribution of Mgmt For For For
Interest on
Capital
5 Interim Dividend Mgmt For For For
6 Authority to Repurchase Mgmt For Abstain Against
Shares
7 Acquisition of Mahindra Mgmt For Abstain Against
Systech
________________________________________________________________________________
Autometal SA
Ticker Security ID: Meeting Date Meeting Status
AUTM3 CINS P0594E104 12/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Board Size Mgmt For For For
4 Elect Fernando D.L. Mgmt For For For
Seabra
5 Elect Rogerio Ziviani Mgmt For For For
6 Elect Ignacio Martinez Mgmt For For For
Conde-Barrasa
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/13/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For For For
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Barry D. Rayment Mgmt For For For
7 Elect Jerry R. Korpan Mgmt For For For
8 Elect John W. Ivany Mgmt For For For
9 Elect Bongani Mtshisi Mgmt For For For
10 Elect Michael Carrick Mgmt For For For
11 Elect Kevin Bullock Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment to the Stock Mgmt For For For
Option
Plan
14 Amendment to the Mgmt For For For
Restricted Unit
Plan
15 Advance Notice Mgmt For For For
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 06/05/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Industrial e Comercial SA
Ticker Security ID: Meeting Date Meeting Status
BICB4 CINS P1337Q115 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Latinoamericano de Comercio Exterior, S.A.
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3.1 Elect Mario Covo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banco Macro SA
Ticker Security ID: Meeting Date Meeting Status
BSUD.1 CUSIP 05961W105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge of
Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Ratification of Mgmt For For For
Directors'
Fees
7 Ratification of Mgmt For Abstain Against
Supervisory Council
Members'
Fees
8 Ratification of Mgmt For For For
Auditor's
Fees
9 Election of Directors Mgmt For Abstain Against
10 Election of Supervisory Mgmt For Abstain Against
Council
11 Appointment of Auditor Mgmt For For For
12 Audit Committee Budget Mgmt For Abstain Against
13 Amendments to Articles Mgmt For Abstain Against
14 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For For For
Council
Members
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banco Panamericano SA
Ticker Security ID: Meeting Date Meeting Status
BPNM4 CINS P14996105 08/01/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Alternate Mgmt For Abstain Against
Supervisory Council
Member
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Report of Share Mgmt For Abstain Against
Repurchase
Program
4 Ratification of Board Mgmt For Abstain Against
Acts
5 Election of Directors Mgmt For Abstain Against
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 04/30/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Discussion to Amend Mgmt For Abstain Against
Bylaws
2 Restructuring of Share Mgmt For Abstain Against
Capital
3 Amendments to Articles Mgmt For Abstain Against
4 Modify Terms of Sole Mgmt For Abstain Against
Accountability
Agreement
5 Consolidation of Mgmt For Abstain Against
Articles
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 12/03/2013 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Tax Compliance Mgmt For Abstain Against
2 Special Dividend Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
4 Minutes Mgmt For For For
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/19/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael Mgmt For For For
Donaldson
4 Re-elect Ross Kestel Mgmt For For For
5 Renew Employee Option Mgmt For For For
Scheme
6 Equity Grant (Executive Mgmt For For For
director Robert
Watkins)
7 Equity Grant (MD Peter Mgmt For For For
Bowler)
________________________________________________________________________________
Bear Creek Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
BCM CINS 07380N104 05/20/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Catherine Mgmt For Against Against
McLeod-Seltzer
4 Elect Andrew T. Mgmt For For For
Swarthout
5 Elect David De Witt Mgmt For Against Against
6 Elect Miguel Grau Mgmt For Against Against
7 Elect Kevin R. Morano Mgmt For Against Against
8 Elect Nolan Watson Mgmt For Against Against
9 Elect Frank Tweddle Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Besalco S.A.
Ticker Security ID: Meeting Date Meeting Status
BESALCO CINS P1663V100 04/21/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend Policy Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees and Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
5 Presentation of the Mgmt For For For
Directors' Committee
Report
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 02/12/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Take Out Mgmt For Abstain Against
Loan
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/29/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairmen
7 Directors' and Mgmt For Abstain Against
Committee Member
Fees
8 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
9 Authority to Repurchase Mgmt For Abstain Against
Shares
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
BPZ Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPZ CUSIP 055639108 06/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen C. Beasley Mgmt For For For
1.2 Elect Jerelyn Eagan Mgmt For For For
1.3 Elect Richard Spies Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2007 Mgmt For Against Against
Long-Term Incentive
Compensation
Plan
5 Amendment to the 2007 Mgmt For For For
Directors'
Compensation Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brasil Brokers Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBRK3 CINS P1630V100 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 07/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Florian Bartunek Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 10/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.99% Mgmt For For For
of the capital of AWF
Corretora de Seguros
Ltda.
4 Merger of ARJA8 Mgmt For For For
Participacoes e
Empreendimentos Ltda.,
holder of 60% of AWF
Corretora de Seguros
Ltda.
5 Acquisition of 99.98% Mgmt For For For
of the capital of RD3
Consultoria em
Previdencia
Ltda.
6 Acquisition of 99.98% Mgmt For For For
of the capital of C/S3
- Consultoria e
Corretagem de Seguros
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 12/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.99% Mgmt For For For
Ben's - Consultoria e
Corretora de Seguros
Ltda.
4 Merger of Doval Mgmt For For For
Administracao e
Participacao EIRELI,
the holder of 60% of
Ben's - Consultoria e
Corretora de Segutos
Ltda.
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 01/27/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of 39.96% Mgmt For Abstain Against
of Fidelle
Administradora e
Corretora de Seguros e
Prestadora de Servicos
Ltda.
4 Merger of Felli Mgmt For Abstain Against
Participacoes e
Empreendimentos Ltda.,
the holder of 60% of
Fidelle Administradora
e Corretora de Seguros
e Prestadora de
Servicos
Ltda.
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Insurance Participacoes e Administracao SA
Ticker Security ID: Meeting Date Meeting Status
BRIN3 CINS P1830M108 06/18/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of 39% Mgmt For Abstain Against
interest in I.S.M
Corretora de Seguros
Ltda.
3 Acquisition of JOCRIX5 Mgmt For Abstain Against
Participacoes e
Empreendimento
Ltda.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brasil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Share Capital;
Issuance of Shares w/
Preemptive
Rights
4 Relocation of Company's Mgmt For For For
Registered
Office
5 Amendments to Articles Mgmt For For For
Regarding Relocation
of Company's
Registered
Office
6 Amendments to Articles Mgmt For For For
Regarding Publication
of Company
Notices
7 Amendments to Articles Mgmt For For For
Regarding Executive
Officers
8 Amendments to Articles Mgmt For For For
Regarding Board
Authorities
9 Consolidation of Mgmt For For For
Articles
10 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Brasil Pharma SA
Ticker Security ID: Meeting Date Meeting Status
BPHA3 CINS P1815Q108 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Marcelo Pechinho Mgmt For Against Against
Hallack
(Altnerate)
7 Election of Supervisory Mgmt For For For
Council
Members
8 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 03/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Banco Mgmt N/A For N/A
Santander (Brasil)
S.A.
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Delisting Mgmt For For For
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 04/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Appointment of Banco Mgmt For For For
Santander (Brasil)
S.A.
5 HSBC Bank Brasil S.A. - Mgmt For N/A N/A
Banco
Multiplo
6 Appointment of BES Mgmt For N/A N/A
Investimento do Brasil
S.A. - Banco de
Investimento
7 Delisting Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brookfield Incorporacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
BISA3 CINS P1901G105 05/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canacol Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNE CINS 134808203 11/01/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Charle Gamba Mgmt For For For
4 Elect Michael Hibberd Mgmt For Against Against
5 Elect Jason Bednar Mgmt For For For
6 Elect Stuart Hensman Mgmt For For For
7 Elect Luis Baena Mgmt For For For
8 Elect David Winter Mgmt For For For
9 Elect Gary R. Petersen Mgmt For For For
10 Elect Gregory D. Elliot Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Shareholder Rights Plan Mgmt For For For
13 Amendments to Articles Mgmt For For For
Regarding Electronic
Transfer and Advance
Notice
Policy
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Capstone Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
CS CINS 14068G104 04/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lawrence I. Bell Mgmt For For For
4 Elect George L. Brack Mgmt For For For
5 Elect Chantal Gosselin Mgmt For For For
6 Elect GookHo Lee Mgmt For For For
7 Elect Kalidas V. Mgmt For Against Against
Madhavpeddi
8 Elect Dale C. Peniuk Mgmt For For For
9 Elect Darren M. Pylot Mgmt For For For
10 Elect Richard N. Zimmer Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
Regarding
Notice-and-Access and
Quorum
Requirements
13 Incentive Stock Option Mgmt For For For
and Bonus Share Plan
Renewal
________________________________________________________________________________
Coca Cola Embonor SA
Ticker Security ID: Meeting Date Meeting Status
EMBONOR CINS P3698K133 04/22/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Related Party Mgmt For For For
Transactions
6 Publication of Company Mgmt For For For
Notices
7 Dividend Policy Mgmt For Abstain Against
8 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
9 Transaction of Other Mgmt For Against Against
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/14/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debentures
4 Loan Agreement with Mgmt For For For
Caixa Economica
Federal
5 Adjustment of Company Mgmt For For For
Profit
Reserve
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 03/11/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 03/11/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 06/13/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Institutional
Activites
4 Charitable Donations Mgmt For For For
________________________________________________________________________________
Companhia Energetica do Ceara SA - COELCE
Ticker Security ID: Meeting Date Meeting Status
COCE5 CINS P3056A107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Supervisory Mgmt For For For
Council Members;
Fees
________________________________________________________________________________
Compania Minera Autlan S.A.
Ticker Security ID: Meeting Date Meeting Status
AUTLAN CINS P0598H111 04/30/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committees
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Compania Sud Americana De Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 03/21/2014 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Shares w/ or w/o
Preemptive
Rights
2 Recognize Changes to Mgmt For Abstain Against
Share
Capital
3 Merger with Hapag-Lloyd Mgmt For Abstain Against
AG
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Authority to Carry Out Mgmt For Abstain Against
Formalities
________________________________________________________________________________
Compania Sud Americana De Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 04/25/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For Against Against
3 Directors' Committee Mgmt For Against Against
Fees and
Budget
4 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
5 Related Party Mgmt For For For
Transactions
6 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Concentradora Fibra Hotelera Mexicana SA de CV
Ticker Security ID: Meeting Date Meeting Status
FIHO CINS P3515D148 04/30/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Calling Meeting to Order Mgmt For For For
2 Accounts and Reports Mgmt For Abstain Against
3 Election of Directors Mgmt For Abstain Against
(Technical
Committee)
4 Amendments to Trust Mgmt For Abstain Against
5 Transaction of Other Mgmt For Against Against
Business
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Consorcio Ara S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
ARA CINS P3084R106 04/24/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Fees
5 Election of Audit Mgmt For Abstain Against
Committee
Chairman
6 Election of Corporate Mgmt For Abstain Against
Governance Committee
Chairman
7 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Share
Repurchase
Program
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Continental Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS G23850103 06/02/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leon Teicher Mgmt For For For
2 Elect Ari B. Sussman Mgmt For For For
3 Elect Jaime I. Gutierrez Mgmt For For For
4 Elect Gustavo J. Koch Mgmt For For For
5 Elect Paul J. Murphy Mgmt For For For
6 Elect Kenneth G. Thomas Mgmt For For For
7 Elect Timothy A. Warman Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Deferred Share Unit Plan Mgmt For For For
10 Restricted Share Unit Mgmt For Against Against
Plan
11 Amendments to Bye-Laws Mgmt For Against Against
Regarding Board
Appointments
________________________________________________________________________________
Corporacion Inmobiliaria Vesta SAB de CV
Ticker Security ID: Meeting Date Meeting Status
VESTA CINS P9781N108 03/13/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO Mgmt For Abstain Against
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Report of the Board Mgmt For Abstain Against
5 Report on Tax Compliance Mgmt For Abstain Against
6 Report of the Committees Mgmt For Abstain Against
7 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairmen
8 Directors' Fees Mgmt For Abstain Against
9 Report on the Company's Mgmt For Abstain Against
Share Cancellation
Program
10 Revocation of Powers Mgmt For Abstain Against
11 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Corporacion Inmobiliaria Vesta SAB de CV
Ticker Security ID: Meeting Date Meeting Status
VESTA CINS P9781N108 04/10/2014 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Tax Compliance Mgmt For Abstain Against
2 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairmen
3 Directors' Fees Mgmt For Abstain Against
4 Report on the Company's Mgmt For Abstain Against
Share Cancellation
Program
5 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 04/28/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Abstain Against
Ratification of Board
and CEO
Acts
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
7 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
8 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
9 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
10 Amendments to Articles Mgmt For Abstain Against
11 Consolidation of Mgmt For Abstain Against
Articles
12 Approval for the Mgmt For Abstain Against
Procurement of
Financing
13 Revocation and Granting Mgmt For Abstain Against
of
Powers
14 Election of Meeting Mgmt For For For
Delegates
15 Election of Meeting Mgmt For For For
Delegates
16 CLOSING Mgmt For For For
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 12/06/2013 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For Abstain Against
2 Authority to Carry Out Mgmt For For For
Formalities
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 04/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge of
Meeting
Minutes
2 Creation of Reserve for Mgmt For For For
Acquisition of
Treasury
Shares
3 Authority to Repurchase Mgmt For Abstain Against
Shares
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Creation of Equity Mgmt For For For
Reserve
3 Presentation of Mgmt For For For
Statutory
Reports
4 Allocation of Mgmt For For For
Profits/Losses
5 Special Dividend Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Supervisory Council
Acts
8 Directors' Fees Mgmt For For For
9 Supervisory Council's Mgmt For Abstain Against
Fees
10 Election of Directors; Mgmt For Abstain Against
Board
Size
11 Election of Supervisory Mgmt For Abstain Against
Council
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Update to Shared Mgmt For Abstain Against
Services
Agreement
14 Income Tax on Personal Mgmt For For For
Assets of
Shareholders
15 Amendment to the Mgmt For Abstain Against
Incentive
Plan
16 Authority to Issue Debt Mgmt For For For
Instruments
________________________________________________________________________________
Cruz Blanca Salud SA
Ticker Security ID: Meeting Date Meeting Status
CRUZBLANCA CINS P3491H105 03/11/2014 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase Board Size Mgmt For For For
2 Amendments to Articles Mgmt For For For
Regarding Board
Size
3 Election of Directors Mgmt For Abstain Against
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cruz Blanca Salud SA
Ticker Security ID: Meeting Date Meeting Status
CRUZBLANCA CINS P3491H105 04/24/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Directors' Fees; Board Mgmt For Abstain Against
of Directors'
Expenses
4 Directors' Committee Mgmt For Abstain Against
Fees; Directors'
Committee
Expenses
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For Abstain Against
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
8 Publication of Company Mgmt For For For
Notices
9 Allocation of Mgmt For For For
Profits/Dividends
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For For For
8 Elect Juan Carlos Felix Mgmt For For For
Estupinan
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Desarrolladora Homex, S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
HOMEX CUSIP 25030W100 10/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Election of Committee Mgmt For Abstain Against
Chairman
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
DEUTSCHE BANK MEXICO SA
Ticker Security ID: Meeting Date Meeting Status
FIBRAMQ CINS P3515D155 08/12/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
CBFIs w/ Preemptive
Rights
2 Authority to Carry Out Mgmt For For For
Formalities
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Direcional Engenharia SA
Ticker Security ID: Meeting Date Meeting Status
DIRR3 CINS P3561Q100 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
and Consolidation of
Articles
________________________________________________________________________________
Direcional Engenharia SA
Ticker Security ID: Meeting Date Meeting Status
DIRR3 CINS P3561Q100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duro Felguera SA
Ticker Security ID: Meeting Date Meeting Status
MDF CINS E3800J109 06/19/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
6 Ratify the Co-Option of Mgmt For For For
Javier Gonzalez
Canga
7 Board Size Mgmt For For For
8 Amendments to Article 2 Mgmt For For For
of Title I of the
Company's Articles of
Association
9 Amendments to Article Mgmt For For For
6, Title II of the
Company's Articles of
Association
10 Amendments to Title III Mgmt For For For
of the Company's
Articles of
Association
11 Amendments to Article Mgmt For For For
27 of Title IV of the
Company's Articles of
Association
12 Amendments to Articles Mgmt For For For
Regarding the
Shareholders General
Meeting
Regulations
13 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 15
Days
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
16 Authority to Issue Debt Mgmt For For For
Instruments
17 Directors' Fees Mgmt For For For
18 Remuneration Report Mgmt For Against Against
19 Authority of Legal Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
E.CL SA - Edelnor
Ticker Security ID: Meeting Date Meeting Status
ECL CINS P36020108 04/29/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees Mgmt For Abstain Against
6 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
7 Appointment of Auditor Mgmt For For For
8 Appointment of Risk Mgmt For For For
Rating
Agency
9 Dividend Policy Mgmt For For For
10 Presentation of Report Mgmt For For For
of the Directors'
Committee Acts and
Expenditures
11 Related Party Mgmt For For For
Transactions
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P36476169 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For Abstain Against
Council
Members
________________________________________________________________________________
Empresas AquaChile SA
Ticker Security ID: Meeting Date Meeting Status
AQUACHILE CINS P3764P107 04/24/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 DIVIDEND POLICY Mgmt For Abstain Against
4 Directors' Fees Mgmt For For For
5 Presentation of Mgmt For For For
Directors' Expense
Report
6 Directors' Committee Mgmt For For For
Fees and
Budget
7 Presentation of Mgmt For For For
Directors' Committee
Report
8 Appointment of Auditor Mgmt For For For
9 Publication of Company Mgmt For For For
Notices
10 Related Party Mgmt For For For
Transactions
11 Transaction of Other Mgmt N/A Against N/A
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Empresas Hites SA
Ticker Security ID: Meeting Date Meeting Status
HITES CINS P3765N101 04/25/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
3 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
4 Presentation of Report Mgmt For For For
of the Directors'
Expenditures
5 Directors' Fees Mgmt For Abstain Against
6 Report on Directors' Mgmt For For For
Committee's Activities
and
Expenditures
7 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
8 Publication of Company Mgmt For For For
Notices
9 Related Party Mgmt For For For
Transactions
10 Presentation of Report Mgmt For For For
of Shareholder
Communication
Costs
11 Election of Directors Mgmt For Abstain Against
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Empresas Iansa S.A.
Ticker Security ID: Meeting Date Meeting Status
IANSA CINS P5380Y107 04/02/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Investment and Finance Mgmt For Abstain Against
Policy
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Account Mgmt For Abstain Against
Inspectors and
Determination of
Fees
7 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
8 Election of Directors Mgmt For Abstain Against
9 Ratification of Mgmt For For For
Directors' Fees and
Board
Expenditures
10 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
11 Related Party Mgmt For For For
Transactions
12 Presentation of Mgmt For For For
Expenditure
Report
13 Publication of Company Mgmt For For For
Notices
14 Transaction of Other Mgmt For Against Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ricardo M. Campoy Mgmt For For For
1.2 Elect Bradford J. Cooke Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Rex J. McLennan Mgmt For For For
1.5 Elect Kenneth Pickering Mgmt For For For
1.6 Elect Mario Szotlender Mgmt For Withhold Against
1.7 Elect Godfrey J. Walton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 01/10/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Ronnie Vaz Moreira Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
ENEV3 CINS P3719N116 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 11/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Adriano Castello Mgmt For Against Against
Branco
________________________________________________________________________________
Eneva SA
Ticker Security ID: Meeting Date Meeting Status
MPXE3 CINS P3719N116 12/12/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Luiz Fernando Mgmt For For For
Vendramini
Fleury
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL11 CINS P3773H104 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Distribution of Dividend Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council Members;
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternit SA
Ticker Security ID: Meeting Date Meeting Status
ETER3 CINS P3766A108 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors; Mgmt For For For
Election of Advisory
Council
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
5 Creation of Succession Mgmt For For For
Committee
________________________________________________________________________________
Evertec, Inc
Ticker Security ID: Meeting Date Meeting Status
EVTC CUSIP 30040P103 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank D'Angelo Mgmt For For For
2 Elect Peter Harrington Mgmt For For For
3 Elect Jorge Junquera Mgmt For For For
4 Elect Teresita Loubriel Mgmt For For For
5 Elect Nestor O. Rivera Mgmt For For For
6 Elect Alan H. Schumacher Mgmt For For For
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EZ TEC Empreendimentos e Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
Ferreycorp SAA
Ticker Security ID: Meeting Date Meeting Status
FERREYC1 CINS P3924F106 03/26/2014 Voted
Meeting Type Country of Trade
Annual Peru
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Increase in Authorized Mgmt For For For
Capital w/o Share
Issuance
8 Appointment of External Mgmt For For For
Auditor
9 Elect Oscar Espinosa Mgmt For Against Against
Bedoya
10 Elect Carlos Ferreyros Mgmt For Against Against
Aspillaga
11 Elect Eduardo Montero Mgmt For For For
Aramburu
12 Elect Juan Manuel Pena Mgmt For For For
Roca
13 Elect Andreas von Mgmt For Against Against
Wedemeyer
Knigge
14 Elect Manuel Bustamante Mgmt For Against Against
Olivares
15 Elect Raul Ortiz de Mgmt For For For
Zevallos
Ferrand
16 Elect Aldo Defilippi Mgmt For For For
Traverso
17 Elect Ricardo Briceno Mgmt For For For
Villena
18 Elect Carmen Rosa Mgmt For For For
Graham
Ayllon
19 Authority to Carry Out Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FII BTG Pactual Corporate Office Fund
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 01/06/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Income Mgmt For For For
Distribution
Policy
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
FII BTG Pactual Corporate Office Fund
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 03/31/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
________________________________________________________________________________
First BanCorp.
Ticker Security ID: Meeting Date Meeting Status
FBP CUSIP 318672706 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aurelio Mgmt For For For
Aleman-Bermudez
2 Elect Thomas M. Hagerty Mgmt For For For
3 Elect Michael P. Harmon Mgmt For For For
4 Elect Roberto R. Mgmt For For For
Herencia
5 Elect David I. Matson Mgmt For For For
6 Elect Jose Mgmt For For For
Menedez-Cortada
7 Elect Fernando Mgmt For For For
Rodriguez-Amaro
8 Elect Robert T. Gormley Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Cash Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 31942D107 06/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mikel D. Faulkner Mgmt For For For
1.2 Elect Randel G. Owen Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Ramon Davila Mgmt For For For
2.3 Elect Robert A. McCallum Mgmt For For For
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect Tony Pezzotti Mgmt For For For
2.6 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/15/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Dividends Mgmt For For For
6 Capital Expenditure Mgmt For For For
Budget
7 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 09/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Election of Directors Mgmt For For For
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/19/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge Ganoza Mgmt For For For
Durant
4 Elect Simon Ridgway Mgmt For Against Against
5 Elect Michael Iverson Mgmt For For For
6 Elect Mario Szotlender Mgmt For Against Against
7 Elect Robert Gilmore Mgmt For For For
8 Elect Thomas Kelly Mgmt For For For
9 Elect David Farrell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Adoption of Advance Mgmt For For For
Notice
Requirement
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Forus SA
Ticker Security ID: Meeting Date Meeting Status
FORUS CINS P4371J104 04/16/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Directors' Fees and Mgmt For Abstain Against
Expenditures
4 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Berthelot
2 Elect Robert S. Bucklin Mgmt For For For
3 Elect Madeleine L. Mgmt For For For
Champion
4 Approval of Financial Mgmt For For For
Statements
5 Ratification of Auditor Mgmt For For For
6 Allocation of Dividends Mgmt For For For
7 Approval of the 2014 Mgmt For For For
Omnibus Share
Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 05/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Distribution of Bonus
Matching
Plan
4 Removal of Director Mgmt For For For
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 06/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Mgmt For For For
Universidade Sao Judas
Tadeu
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 01/22/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Elect Daniel Krepel Mgmt For For For
Goldberg
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Gafisa SA
Ticker Security ID: Meeting Date Meeting Status
GFSA3 CUSIP 362607301 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Establishment of Mgmt For For For
Supervisory Council;
Supervisory Council
Size
7 Election of Supervisory Mgmt For For For
Council
Members
8 Supervisory Council Fees Mgmt For For For
________________________________________________________________________________
Gold Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For Withhold Against
1.2 Elect Jason D. Reid Mgmt For Withhold Against
1.3 Elect Tor Falck Mgmt For Withhold Against
1.4 Elect Gary C. Huber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Gran Tierra Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
GTE CUSIP 38500T101 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dana Coffield Mgmt For For For
1.2 Elect Jeffrey J. Scott Mgmt For For For
1.3 Elect Verne Johnson Mgmt For For For
1.4 Elect Nicholas G. Kirton Mgmt For For For
1.5 Elect J. Scott Price Mgmt For For For
1.6 Elect Gerald Macey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Panther Silver Ltd.
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/26/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert A. Archer Mgmt For For For
2.2 Elect Robert W. Garnett Mgmt For For For
2.3 Elect Kenneth W. Major Mgmt For For For
2.4 Elect John Jennings Mgmt For For For
2.5 Elect W. J. Mullin Mgmt For For For
2.6 Elect Jeffrey R. Mason Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Mgmt For Against Against
Restricted Share Unit
and Deferred Share
Unit
Plans
________________________________________________________________________________
Grupo Aeromexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AEROMEX CINS P4953T108 04/29/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
3 Report on Tax Compliance Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairman
7 Directors' Fees Mgmt For Abstain Against
8 Election of Meeting Mgmt For For For
Delegates
9 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Aeromexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AEROMEX CINS P4953T108 04/29/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amend Restrictions to Mgmt For Abstain Against
Treasury
Shares
2 Amendments to Articles Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMAB CINS P49530101 04/10/2014 Voted
Meeting Type Country of Trade
Mix Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Report of the CEO and Mgmt For Abstain Against
Independent
Auditor
3 Presentation of Mgmt For For For
Statutory
Reports
4 Accounts and Reports Mgmt For Abstain Against
5 Allocation of Profits; Mgmt For Abstain Against
Capitalization of
Reserves; Authority to
Repurchase
Shares
6 Election of Directors, Mgmt For Abstain Against
Election of Committee
Chairman
7 Directors' Fees Mgmt For Abstain Against
8 Authority to Reduce Mgmt For For For
Share
Capital
9 Election of Meeting Mgmt For For For
Delegates
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Famsa SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GFAMSA.A CINS P7700W100 04/23/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements, Mgmt For Abstain Against
Report of the CEO,
Auditor's
Report
2 Report of the Board's Mgmt For Abstain Against
Opinion on CEO's
Report
3 Report of the Board Mgmt For Abstain Against
Regarding Accounting
Standards
4 Report of the Board Mgmt For Abstain Against
Regarding Own
Transactions and
Acts
5 Report of the Committees Mgmt For Abstain Against
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Report on Tax Compliance Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and Chairman;
Fees
9 Election of Board Mgmt For Abstain Against
Committee Chairmen;
Fees
10 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
11 Authority to Repurchase Mgmt For Abstain Against
Shares
12 Election of Meeting Mgmt For For For
Delegates
13 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Famsa SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GFAMSA.A CINS P7700W100 10/31/2013 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Galicia SA
Ticker Security ID: Meeting Date Meeting Status
GGAL CUSIP 399909100 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge of
Meeting
Minutes
2 Authority to Cast Votes Mgmt For For For
and Attend General
Meeting of
Subsidiary
3 Authority to Cast Votes Mgmt For For For
and Attend General
Meeting of
Subsidiary
4 Authority to Cast Votes Mgmt For For For
and Attend General
Meeting of
Subsidiary
5 Authority to Cast Votes Mgmt For For For
and Attend General
Meeting of
Subsidiary
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
9 Ratification of Mgmt For Abstain Against
Supervisory Council
Fees
10 Directors' Fees Mgmt For For For
11 Authority to Advance Mgmt For For For
Directors'
Fees
12 Election of Supervisory Mgmt For Abstain Against
Council
13 Election of Directors Mgmt For Against Against
14 Ratification of Mgmt For Against Against
Auditor's
Fees
15 Appointment of Auditor Mgmt For Abstain Against
16 Authority to Set Terms Mgmt For Abstain Against
of Debt
Issuance
________________________________________________________________________________
Grupo Financiero Galicia SA
Ticker Security ID: Meeting Date Meeting Status
GGAL CUSIP 399909100 11/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Preliminary Merger Mgmt For For For
Agreement
3 Approval of Merger Mgmt For For For
Balance
Sheets
4 Exchange Relationship Mgmt For For For
5 Capital Increase; Mgmt For For For
Merger by
Absorption
6 Authority to Carry Out Mgmt For For For
Merger
Formalities
________________________________________________________________________________
Grupo Herdez SAB de CV
Ticker Security ID: Meeting Date Meeting Status
HERDEZ CINS P4951Q155 04/24/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
6 Authority to Repurchase Mgmt For For For
Shares
7 Election of Board Mgmt For For For
Committee
Chairmen
8 Report on Tax Compliance Mgmt For Abstain Against
9 Election of Meeting Mgmt For For For
Delegates
10 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Kuo, SAB de CV
Ticker Security ID: Meeting Date Meeting Status
KUO CINS P4954B106 04/28/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Statutory
Reports
2 Ratification of Board Mgmt For Abstain Against
Acts
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Profits Mgmt For Abstain Against
5 Restatement of Mgmt For Abstain Against
Financial
Statements
6 Allocation of Dividends Mgmt For Abstain Against
7 Report on Tax Compliance Mgmt For Abstain Against
8 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee Members and
Chairmen
9 Directors' Fees Mgmt For Abstain Against
10 Merger by Absorption Mgmt For For For
11 Report of the Board on Mgmt For Abstain Against
Market
Compliance
12 Authority to Repurchase Mgmt For Abstain Against
Shares
13 Election of Meeting Mgmt For For For
Delegates
14 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Kuo, SAB de CV
Ticker Security ID: Meeting Date Meeting Status
KUO CINS P4954B106 04/28/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Statutory
Reports
2 Ratification of Board Mgmt For Abstain Against
Acts
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Profits Mgmt For Abstain Against
5 Restatement of Mgmt For Abstain Against
Financial
Statements
6 Allocation of Dividends Mgmt For Abstain Against
7 Report on Tax Compliance Mgmt For Abstain Against
8 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee Members and
Chairmen
9 Directors' Fees Mgmt For Abstain Against
10 Merger by Absorption Mgmt For For For
11 Report of the Board on Mgmt For Abstain Against
Market
Compliance
12 Authority to Repurchase Mgmt For Abstain Against
Shares
13 Election of Meeting Mgmt For For For
Delegates
14 Minutes Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Simec S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
SIMEC CINS P4984U108 03/14/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Quorom Mgmt For For For
2 Report of the CEO Mgmt For Abstain Against
3 Accounts and Reports Mgmt For Abstain Against
4 Report of the Board Mgmt For Abstain Against
5 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
6 Report on Tax Compliance Mgmt For Abstain Against
7 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Authority to
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairman and Members;
Fees
9 Election of Meeting Mgmt For For For
Delegates
10 Minutes Mgmt For For For
________________________________________________________________________________
Harvest Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
HNR CUSIP 41754V103 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Helbor Empreendimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
HBOR3 CINS P5171M106 04/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering
5 Amendments to Articles Mgmt For For For
Regarding Wording and
Renumbering
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/22/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Graham Birch Mgmt For Against Against
5 Elect Enrico Bombieri Mgmt For For For
6 Elect Jorge Born, Jr. Mgmt For Against Against
7 Elect Ignacio Bustamante Mgmt For For For
8 Elect Roberto Danino Mgmt For For For
9 Elect Sir Malcom Field Mgmt For For For
10 Elect Eduardo Hochschild Mgmt For For For
11 Elect Nigel Moore Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Deferred Bonus Plan Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 11/29/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Hoteles City Express SAB De CV
Ticker Security ID: Meeting Date Meeting Status
HCITY CINS P5184Q102 04/23/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Financial Statement; Mgmt For Abstain Against
Auditor's
Report
4 Election of Directors; Mgmt For Abstain Against
Fees
5 Ratification of Mgmt For Abstain Against
Independent Board
Member and Alternate
Acts
6 Election of Committee Mgmt For Abstain Against
Chairman;
Fees
7 Increase in Authorized Mgmt For Abstain Against
Capital
8 Authority to Repurchase Mgmt For Abstain Against
Shares
9 Ratification of Board Mgmt For Abstain Against
Acts
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Hoteles City Express SAB De CV
Ticker Security ID: Meeting Date Meeting Status
HCITY CINS P5184Q102 12/05/2013 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For Abstain Against
Shares
2 Authority to Carry Out Mgmt For For For
Formalities
3 Authority to Carry Out Mgmt For For For
Formalities
4 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 03/19/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council
Members
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council Member(s)
Representative of
Minority
Shareholders
7 Publication of Company Mgmt For For For
Notices
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HRT Participacoes em Petroleo S.A.
Ticker Security ID: Meeting Date Meeting Status
HRTP3 CINS P5280D104 06/13/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Company's Mgmt For For For
Registered
Office
4 Ratify Capital Increases Mgmt For For For
5 Reverse Stock Split Mgmt For For For
6 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority
Shareholders
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
International Meal Company Holdings SA
Ticker Security ID: Meeting Date Meeting Status
IMCH3 CINS P5789M100 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Resignation of Director Mgmt For For For
8 Election of Directors Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
7 Directors' Fees Mgmt For Abstain Against
8 Presentation of the Mgmt For For For
Report on Board of
Directors'
Expenses
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Presentation of Mgmt For For For
Directors' Committee
Report
11 Election of Directors Mgmt For Abstain Against
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Inversiones La Construccion S.A.
Ticker Security ID: Meeting Date Meeting Status
ILC CINS P5817R105 04/09/2014 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees Mgmt For Abstain Against
6 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
7 Appointment of Auditors Mgmt For For For
and Risk Rating
Agencies
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/11/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Report Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/11/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Increase in Authorized Mgmt For For For
Capital; Amendments to
Articles
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Election of Chairman of Mgmt For Against Against
the
Board
8 Remuneration Policy Mgmt For For For
9 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
10 Supervisory Council Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Amendments to Articles Mgmt For For For
Regarding Management
Board
Members
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 12/17/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For For For
10 Supervisory Council Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 10/16/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Director Mgmt For Against Against
Carlos Antonio
Decezaro
(Alternate)
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 11/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Alisson Andrade Mgmt For For For
Godinho to Supervisory
Council
________________________________________________________________________________
Light Servicos De Eletricidade S.A.
Ticker Security ID: Meeting Date Meeting Status
LIGH9 CINS P63529104 04/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Long-term Incentive Plan Mgmt For For For
4 Ratification of Mgmt For Against Against
Remuneration
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/03/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/03/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 07/26/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Merger by Absorption Mgmt For For For
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 12/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Meeting
Powers
5 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Powers
6 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Powers
7 Amendments to Articles Mgmt For For For
Regarding Audit
Committee
Size
8 Amendments to Articles Mgmt For For For
Regarding Executive
Board
Size
9 Amendments to Articles Mgmt For For For
Regarding Executive
Board
Duties
10 Consolidation of Mgmt For For For
Articles
11 Merger by Absorption Mgmt For For For
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 10/14/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Ratification of the Mgmt For For For
Appointment of Roberto
Senna as
Chairman
________________________________________________________________________________
LLX Logistica SA
Ticker Security ID: Meeting Date Meeting Status
LLXL3 CINS P6398Y105 12/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For Abstain Against
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Report Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LPS Brasil-Consultoria de Imoveis S.A.
Ticker Security ID: Meeting Date Meeting Status
LPSB3 CINS P6413J109 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
3 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Macquarie Mexico Real Estate Management, S.A. de C.V.
Ticker Security ID: Meeting Date Meeting Status
FIBRAMQ CINS P3515D155 04/25/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For Abstain Against
2 Annual Report Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CINS 55903Q104 06/24/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect George N. Paspalas Mgmt For For For
4 Elect Jonathan A. Mgmt For For For
Rubenstein
5 Elect Richard M. Mgmt For For For
Colterjohn
6 Elect Derek C. White Mgmt For For For
7 Elect Peter D. Barnes Mgmt For For For
8 Elect Richard P. Clark Mgmt For Against Against
9 Elect Daniel T. MacInnis Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Share Unit Plan Mgmt For For For
13 Deferred Share Unit Plan Mgmt For For For
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Election of Supervisory Mgmt For For For
Council Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/17/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For Against Against
Remuneration
4 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 09/13/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Report Mgmt For For For
6 Merger/Acquisition Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt For For For
Council
Members
7 Elect Eduardo Romeu Mgmt For Against Against
Ferraz
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L109 05/23/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE4 CINS P6528U106 04/23/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
7 Election of Supervisory Mgmt For Abstain Against
Council Members;
Fees
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Global Foods S.A
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 01/22/2014 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 To vote regarding the Mgmt N/A TNA N/A
issuance of debentures
convertible into
common shares, in a
single series, of the
type without a
guarantee, for private
distributi
on, totaling, on the
issuance date, the
amount of BRL
2,150,000
,000, which will
constitute the fifth
issuance of debentures
of the company, from
here onwards referred
to as the fifth
issuance of
debentures, the main
characteristics of
which will be a total
issuance amount of BRL
2,150,000,000, in
a single
serie
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 To vote regarding the Mgmt N/A TNA N/A
amendment of the
corporate bylaws of
the company for the
purpose of carrying
out, amendments to the
preamble, article 1
and other mentions in
the corporate bylaws
to change the
corporate name of the
company from Marfrig
Alimentos S.A. to
Marfrig Global Foods
S.A.
8 Amendment of article 5 Mgmt N/A TNA N/A
of the corporate
bylaws, in such a way
as to update the
statement of the share
capital and the number
of shares issued by
the company, in
accordance with
resolutions to
increase the capital,
within the
authorized capital,
that were carried out
by the board of
directors at
meetings that
were held on December
4, 10, 18 and 21,
2012, and February 5,
2013, at 5 p.m. and
at 6
p.m.
9 To change the rules for Mgmt N/A TNA N/A
the management of the
company, to provide
for the ordinary legal
representation of the
company by two
executive officers,
one of whom must be
the CEO, the chief
legal officer or the
chief financial and
administrative
officer, who must act
jointly with another
executive officer
without a specific
designation, with it
being the case that
the investor
relations officer
can represent the
company acting
individually
exclusively in
matters related to his
or
her
10 To exclude the position Mgmt N/A TNA N/A
of chief operating
officer and to create
the position of chief
legal
officer
11 To provide that powers Mgmt N/A TNA N/A
of attorney will be
granted by two
executive officers
jointly, in the
manner of
representation that is
provided for in item
B1,
above
12 To vote regarding the Mgmt N/A TNA N/A
restatement of the
corporate bylaws to
reflect the
amendments that
are mentioned
above
________________________________________________________________________________
Marfrig Global Foods S.A
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64389102 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Supervisory Mgmt For For For
Council
Members
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 04/17/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;Capit
al Expenditure
Budget
5 Election of Board Mgmt For For For
Member(s)
Representatives
of
Minority Shareholders
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
MARI3 CINS P6462B106 04/17/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Regulations
________________________________________________________________________________
Masisa S.A.
Ticker Security ID: Meeting Date Meeting Status
MASISA CINS P6460H105 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For Abstain Against
3 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
4 Presentation of Report Mgmt For For For
on Board of Directors'
Expenses
5 Presentation of Report Mgmt For For For
of Directors'
Committee
Expenses
6 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Michele L. Ashby Mgmt For For For
1.3 Elect Leanne M. Baker Mgmt For For For
1.4 Elect Donald R. M. Quick Mgmt For For For
1.5 Elect Michael L. Stein Mgmt For For For
1.6 Elect Allen V. Ambrose Mgmt For For For
1.7 Elect Richard W. Mgmt For Withhold Against
Brissenden
1.8 Elect Gregory P. Mgmt For For For
Fauquier
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 02/04/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Board of
Director
Eligibility
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Mills Estruturas e Servicos de Engenharia S.A.
Ticker Security ID: Meeting Date Meeting Status
MILS3 CINS P6799C108 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Election of Directors Mgmt For For For
8 Election of Supervisory Mgmt For For For
Council
Members
9 Remuneration Policy Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For Against Against
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/24/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amend Resolutions Mgmt For For For
Regarding Share
Capital
5 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Amendments to Articles Mgmt For For For
Regarding Management
Board
Size
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 08/29/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Valuation Reports Mgmt For For For
6 Merger Agreement - Mgmt For For For
Bracasing
7 Merger Agreement - Mgmt For For For
Eurominerva
8 Mergers by Absorption Mgmt For For For
9 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 11/27/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Merger Agreement Mgmt For For For
6 Ratification of Mgmt For For For
Appointment of
Appraiser
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
9 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
10 Ratification of Board Mgmt For For For
Acts
11 Elect Linhong Zhang Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 01/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reverse Stock Split Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
MMX Mineracao e Metalicos S.A.
Ticker Security ID: Meeting Date Meeting Status
MMXM3 CINS P6829U102 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For For For
Member Representative
of Minority
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 10/15/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Executive
Board
4 Consolidation of Mgmt For For For
Articles
5 Amendments to Stock Mgmt For For For
Option
Plan
6 Consolidation of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 03/26/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Separation
of Chairman and
CEO
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Consolidation of Mgmt For For For
Articles
5 Remuneration Policy Mgmt For For For
6 Minutes Mgmt For For For
________________________________________________________________________________
OFG Bancorp.
Ticker Security ID: Meeting Date Meeting Status
OFG CUSIP 67103X102 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juan C. Aguayo Mgmt For For For
1.2 Elect Rafael . F Mgmt For For For
Martinez
1.3 Elect Francisco Arrivi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Organizacion Cultiba, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CULTIBA.B CINS P7389J107 04/30/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members
5 Directors' and Board Mgmt For Abstain Against
Committee Members'
Fees
6 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 09/11/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Director Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OSX Brasil SA
Ticker Security ID: Meeting Date Meeting Status
OSXB3 CINS P7383A102 12/10/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Bankruptcy Mgmt For Abstain Against
5 Election of Directors Mgmt For For For
6 Change of Company Name Mgmt For Abstain Against
7 Relocation of Company's Mgmt For For For
Registered
Office
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Geoffrey A. Burns Mgmt For For For
1.3 Elect Michael L. Carroll Mgmt For For For
1.4 Elect Christopher Noel Mgmt For For For
Dunn
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect Robert P. Pirooz Mgmt For For For
1.7 Elect David C. Press Mgmt For For For
1.8 Elect Walter T. Mgmt For For For
Segsworth
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Paranapanema S.A.
Ticker Security ID: Meeting Date Meeting Status
PMAM3 cins P7579L102 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Director; Mgmt For For For
Board
Size
5 Remuneration Policy Mgmt For For For
6 Election of Supervisory Mgmt For For For
Council Members;
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Parex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PXT CINS 69946Q104 05/13/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set Board Size at 8 Mgmt For For For
3 Elect Curtis Bartlett Mgmt For For For
4 Elect John Bechtold Mgmt For For For
5 Elect Robert Engbloom Mgmt For For For
6 Elect Wayne Foo Mgmt For For For
7 Elect Norman McIntyre Mgmt For For For
8 Elect Ronald Miller Mgmt For For For
9 Elect W.A. Peneycad Mgmt For For For
10 Elect Paul Wright Mgmt For For For
11 Amendments to By-laws Mgmt For For For
12 Amendment to Stock Mgmt For For For
Option
Plan
13 Stock Option Plan Mgmt For For For
Renewal
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Parque Arauco SA
Ticker Security ID: Meeting Date Meeting Status
PARAUCO CINS P76328106 04/22/2014 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Articles Mgmt For Abstain Against
Regarding Share
Capital
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Parque Arauco SA
Ticker Security ID: Meeting Date Meeting Status
PARAUCO CINS P76328106 04/22/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees; Mgmt For Abstain Against
Presentation of Board
Expenditures
3 Report on Directors' Mgmt For Abstain Against
Committee's Activities
and Expenditures;
Directors' Committee
Fees and
Budget
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditors Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
7 Publication of Company Mgmt For For For
Notices
8 Allocation of Mgmt For For For
Profits/Dividends
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Parque Arauco SA
Ticker Security ID: Meeting Date Meeting Status
PARAUCO CINS P76328106 10/23/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
2 Authority to Allocate Mgmt For For For
Shares to Employee
Compensation
Plans
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Authority to Set Terms Mgmt For For For
of and Carry Out Share
Issuance
5 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 06/25/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Marc J Sale Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 07/29/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repricing of Options Mgmt For Against Against
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 10/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Tarso Alves de Mgmt For For For
Lara
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PDG Realty S.A. Empreendimentos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 12/18/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For Against Against
________________________________________________________________________________
PDG Realty S.A. Empreendimentos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
4 Amendments to Articles Mgmt For For For
Regarding Executive
Officers
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
PDG Realty S.A. Empreendimentos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Losses
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Establishment of Mgmt For For For
Supervisory
Council
8 Supervisory Council Size Mgmt For For For
9 Election of Supervisory Mgmt For For For
Council
Members
10 Remuneration Policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrominerales Ltd.
Ticker Security ID: Meeting Date Meeting Status
PMG CINS 71673R107 11/27/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
4 Option Plan Mgmt For For For
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Board Size Mgmt For For For
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 04/29/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Positivo Informatica SA
Ticker Security ID: Meeting Date Meeting Status
POSI3 CINS P7905T100 10/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Fernando Xavier Mgmt For For For
Ferreira
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 02/27/2014 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Brigus Mgmt For For For
Gold
Corp.
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CINS 74164W106 05/08/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wade D. Nesmith Mgmt For For For
3 Elect Joseph F. Conway Mgmt For For For
4 Elect David R. Demers Mgmt For For For
5 Elect Grant A. Edey Mgmt For For For
6 Elect Rohan Hazelton Mgmt For For For
7 Elect Eduardo Luna Mgmt For For For
8 Elect Robert A. Mgmt For For For
Quartermain
9 Elect Michael Riley Mgmt For For For
10 Elect Brad Marchant Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RANDON S.A. Implementos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT4 CINS P7988W103 04/14/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Mgmt For For For
Council
Members
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors; Mgmt For Against Against
Remuneration
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Restoque Comercio Confeccoes de Roupas S.A.
Ticker Security ID: Meeting Date Meeting Status
LLIS3 CINS P6292Q109 04/25/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Rio Alto Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS 76689T104 05/12/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Klaus M. Zeitler Mgmt For Against Against
4 Elect Alexander Black Mgmt For For For
5 Elect Drago Guillermo Mgmt For For For
Kisic
Wagner
6 Elect Ram Ramachandran Mgmt For For For
7 Elect Sidney P.H. Mgmt For For For
Robinson
8 Elect Victor Gobitz Mgmt For For For
9 Elect Roger Norwich Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Renewal of the Stock Mgmt For For For
Option
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ripley Corp SA
Ticker Security ID: Meeting Date Meeting Status
RIPLEY CINS P8130Y104 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
3 Dividend Distribution Mgmt For For For
Procedure
4 Election of Directors Mgmt For Abstain Against
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
7 Directors' Fees; Board Mgmt For Abstain Against
of Directors'
Expenses
8 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
9 Presentation of Mgmt For For For
Directors' Committee
Report; Directors'
Committee
Expenses
10 Related Party Mgmt For For For
Transactions
11 Presentation of Report Mgmt For For For
on Shareholder
Communication
Costs
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Ripley Corp SA
Ticker Security ID: Meeting Date Meeting Status
RIPLEY CINS P8130Y104 04/30/2014 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Establishment of Mgmt For For For
Supervisory
Council
9 Supervisory Council Size Mgmt For For For
10 Election of Supervisory Mgmt For For For
Council
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Rossi Residencial S.A.
Ticker Security ID: Meeting Date Meeting Status
RSID3 CINS P8172J106 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
4 Amendments to Regarding Mgmt For For For
Reconciliation of
Share
Capital
5 Amendments to Articles Mgmt For For For
Regarding Meeting
Powers
6 Amendments to Articles Mgmt For For For
Regarding Board
Attendance
7 Amendments to Articles Mgmt For For For
Regarding Board
Powers
8 Amendments to Articles Mgmt For For For
Regarding Management
Board
Positions
9 Amendments to Articles Mgmt For For For
Regarding
Profit-Sharing
10 Amendments to Articles Mgmt For For For
Regarding Portuguese
Language
11 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
SalfaCorp S.A.
Ticker Security ID: Meeting Date Meeting Status
SALFACORP CINS P831B0108 04/23/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For Abstain Against
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees Mgmt For For For
6 Directors' Committee Mgmt For For For
Fees and
Budget
7 Appointment of Auditors Mgmt For For For
and Risk Rating
Agencies
8 Related Party Mgmt For For For
Transactions; Board of
Directors'
Expenses
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SalfaCorp S.A.
Ticker Security ID: Meeting Date Meeting Status
SALFACORP CINS P831B0108 08/20/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Placement Price of Mgmt For For For
Share Issuance w/
Preemptive
Rights
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For Withhold Against
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Budreski Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Renew Shareholder Mgmt For For For
Rights
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 09/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
8 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBR11 CINS P8338G111 04/28/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Board Member
Elegibility
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
4 Amendments to Articles Mgmt For For For
Regarding Board
Authorities
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Saraiva S.A. Livreiros Editores
Ticker Security ID: Meeting Date Meeting Status
SLED4 CINS P8515A192 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/28/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter W. Tomsett Mgmt For For For
2.2 Elect A.E. Michael Mgmt For For For
Anglin
2.3 Elect Richard C. Mgmt For For For
Campbell
2.4 Elect Gustavo A. Herrero Mgmt For For For
2.5 Elect Richard D. Mgmt For For For
Paterson
2.6 Elect Steven P. Reid Mgmt For For For
2.7 Elect John Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advance Notice Policy Mgmt For For For
5 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Elect Oswaldo Burgos Mgmt For For For
Schirmer
(Alternate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS P8T12E100 12/31/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Relocation of Company's Mgmt For For For
Registered
Office
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
8 Ratification of Mgmt For For For
Remuneration
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 04/30/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Authority to Reduce Mgmt For For For
Share
Capital
________________________________________________________________________________
Sociedad Matriz Saam SA
Ticker Security ID: Meeting Date Meeting Status
SMSAAM CINS P8717W109 04/04/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Examination of the Mgmt For For For
status of the
company
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Against Against
5 Directors' Committee Mgmt For Against Against
Fees and
Budget
6 Presentation of Report Mgmt For For For
of Directors'
Committee
7 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sonae Sierra Brasil SA
Ticker Security ID: Meeting Date Meeting Status
SSBR3 CINS P8731D103 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sulliden Gold Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUE CINS 865126106 09/09/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Tagliamonte Mgmt For For For
3 Elect Stan Bharti Mgmt For For For
4 Elect George Faught Mgmt For For For
5 Elect Bruce Humphrey Mgmt For For For
6 Elect C. Justin Reid Mgmt For For For
7 Elect Pierre Pettigrew Mgmt For For For
8 Elect James H. Coleman Mgmt For Against Against
9 Elect Don Dudek Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advance Notice Provision Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
T4F Entretenimento SA
Ticker Security ID: Meeting Date Meeting Status
SHOW3 CINS P9T44H103 04/22/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Remuneration Policy Mgmt For For For
________________________________________________________________________________
T4F Entretenimento SA
Ticker Security ID: Meeting Date Meeting Status
SHOW3 CINS P9T44H103 04/22/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transfer of Board Mgmt For For For
Chairmanship
________________________________________________________________________________
Technos SA
Ticker Security ID: Meeting Date Meeting Status
TECN3 CINS P90188106 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/03/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Election of Board Mgmt N/A Abstain N/A
Member Representative
of Minority
Shareholders
9 Establishment of Mgmt For For For
Supervisory
Council
10 Supervisory Council Size Mgmt For For For
11 Election of Supervisory Mgmt N/A Abstain N/A
Council Member and
Alternate
Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tecnisa S.A.
Ticker Security ID: Meeting Date Meeting Status
TCSA3 CINS P9021P103 04/03/2014 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Cancel Mgmt For For For
Treasury
Shares
4 Amendments to Articles Mgmt For For For
Regarding Executive
Titles
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
TF Administradora Industrial S de RL de CV
Ticker Security ID: Meeting Date Meeting Status
TERRA CINS P1565C150 03/18/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Annaul Report Mgmt For Abstain Against
3 Election of Directors Mgmt For Abstain Against
(Technical
Committee)
4 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054108 06/26/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fred Stanford Mgmt For For For
3 Elect Michael Murphy Mgmt For For For
4 Elect A. Terrance Mgmt For For For
MacGibbon
5 Elect David Fennell Mgmt For Against Against
6 Elect Andrew B. Adams Mgmt For Against Against
7 Elect Frank L. Davis Mgmt For Against Against
8 Elect James Crombie Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Shareholder Rights Plan Mgmt For For For
Renewal
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Triple-S Management Corporation
Ticker Security ID: Meeting Date Meeting Status
GTS CUSIP 896749108 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Adamina Mgmt For For For
Soto-Martinez
2 Elect Jorge L. Mgmt For For For
Fuentes-Benejam
3 Elect Francisco Mgmt For For For
Tonarely-Barreto
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TV Azteca SA De CV
Ticker Security ID: Meeting Date Meeting Status
AZTECA CINS P9423U163 11/13/2013 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Dividend Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unicasa Industria de Moveis S.A.
Ticker Security ID: Meeting Date Meeting Status
UCAS3 CINS P9449Z105 04/30/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Board Mgmt For For For
Member(s)
Representative of
Minority
Shareholders
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/24/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 04/29/2014 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vanguarda Agro SA
Ticker Security ID: Meeting Date Meeting Status
VAGR3 CINS P9724A106 12/23/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Partial Spin-off and Mgmt For For For
Merger
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report (VPar) Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Valuation Report (Maeda) Mgmt For For For
8 Partial Spin-off Mgmt For For For
9 Amendment to Articles Mgmt For For For
Regarding Corporate
Purpose
10 Consolidation of Mgmt For For For
Articles
11 Authority to Carry Out Mgmt For For For
Merger by Absorption
Formalities
________________________________________________________________________________
Vina Concha y Toro S.A.
Ticker Security ID: Meeting Date Meeting Status
CONCHATORO CINS P9796J100 04/28/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Dividend
Policy
3 Election of Directors Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agency
5 Directors' Fees Mgmt For Abstain Against
6 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
7 Publication of Company Mgmt For For For
Notices
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt N/A Against N/A
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Mortgage REIT Income ETF
________________________________________________________________________________
American Capital Agency Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 02503X105 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M Couch Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect Randy E. Dobbs Mgmt For For For
4 Elect Larry K. Harvey Mgmt For For For
5 Elect Prue B. Larocca Mgmt For For For
6 Elect Alvin N. Puryear Mgmt For For For
7 Elect Malon Wilkus Mgmt For For For
8 Elect John R. Erickson Mgmt For Against Against
9 Elect Samuel A Flax Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Capital Mortgage Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
MTGE CUSIP 02504A104 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Couch Mgmt For For For
1.2 Elect Morris A. Davis Mgmt For For For
1.3 Elect Randy E. Dobbs Mgmt For For For
1.4 Elect Larry K. Harvey Mgmt For For For
1.5 Elect Prue B. Larocca Mgmt For For For
1.6 Elect Alvin N. Puryear Mgmt For For For
1.7 Elect Malon Wilkus Mgmt For For For
1.8 Elect John R. Erickson Mgmt For Withhold Against
1.9 Elect Samuel A. Flax Mgmt For For For
2 Amendment to the Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan D. Green Mgmt For For For
2 Elect John H. Schaefer Mgmt For For For
3 Elect Francine J. Bovich Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/22/2014 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul R. DeRosa Mgmt N/A TNA N/A
1.2 Elect Gregory R. Dube Mgmt N/A TNA N/A
1.3 Elect Kenneth B. Dunn Mgmt N/A TNA N/A
1.4 Elect Ron Mass Mgmt N/A TNA N/A
1.5 Elect Scott F. Richard Mgmt N/A TNA N/A
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 2014 Equity Mgmt N/A TNA N/A
Compensation
Plan
4 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/22/2014 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Joe E. Davis Mgmt For For For
4 Elect Robert C. Davis Mgmt For For For
5 Elect Joseph E. McAdams Mgmt For For For
6 Elect Mark S. Maron Mgmt For For For
7 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
8 2014 Equity Mgmt For For For
Compensation
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph F. Azrack Mgmt For For For
1.2 Elect Mark C. Biderman Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Eric L. Press Mgmt For Withhold Against
1.5 Elect Scott S. Prince Mgmt For For For
1.6 Elect Stuart A. Mgmt For For For
Rothstein
1.7 Elect Michael E. Salvati Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315101 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Carolyn Downey Mgmt For For For
1.6 Elect Thomas K. Guba Mgmt For For For
1.7 Elect Robert C. Hain Mgmt For For For
1.8 Elect John P. Hollihan Mgmt For For For
III
1.9 Elect Stewart J. Paperin Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/18/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael B. Nash Mgmt For For For
1.2 Elect Steven D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For Withhold Against
1.6 Elect Henry N. Nassau Mgmt For For For
1.7 Elect Lynne B. Sagalyn Mgmt For For For
1.8 Elect John G. Schreiber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Bernard Mgmt For For For
2 Elect Jack Biegler Mgmt For For For
3 Elect Michelle P. Mgmt For For For
Goolsby
4 Elect Andrew F. Jacobs Mgmt For For For
5 Elect Gary Keiser Mgmt For For For
6 Elect Christopher W. Mgmt For For For
Mahowald
7 Elect Michael G. O'Neil Mgmt For For For
8 Elect Mark S. Whiting Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 2014 Flexible Incentive Mgmt For For For
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For Withhold Against
Barrack,
Jr.
1.2 Elect Richard Saltzman Mgmt For For For
1.3 Elect George G. C. Mgmt For For For
Parker
1.4 Elect John A. Somers Mgmt For For For
1.5 Elect John L. Steffens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2014 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
CYS Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Grant Mgmt For For For
1.2 Elect Tanya S. Beder Mgmt For For For
1.3 Elect Douglas Crocker, Mgmt For For For
II
1.4 Elect Jeffrey P. Hughes Mgmt For For For
1.5 Elect Stephen P. Jonas Mgmt For For For
1.6 Elect Raymond A. Mgmt For For For
Redlingshafer,
Jr.
1.7 Elect James A. Stern Mgmt For For For
1.8 Elect David A. Tyson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q506 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Akin Mgmt For For For
1.2 Elect Byron L. Boston Mgmt For For For
1.3 Elect Michael R. Hughes Mgmt For For For
1.4 Elect Barry Igdaloff Mgmt For For For
1.5 Elect Valerie A. Mosley Mgmt For For For
1.6 Elect Robert A. Salcetti Mgmt For For For
1.7 Elect James C. Wheat III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2009 Mgmt For For For
Stock and Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hatteras Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
HTS CUSIP 41902R103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Hough Mgmt For For For
1.2 Elect Benjamin M. Hough Mgmt For For For
1.3 Elect David W. Berson Mgmt For For For
1.4 Elect Ira G. Kawaller Mgmt For For For
1.5 Elect Jeffrey D. Miller Mgmt For For For
1.6 Elect Thomas D. Wren Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Mark Armour Mgmt For For For
2 Elect James S. Balloun Mgmt For For For
3 Elect John S. Day Mgmt For For For
4 Elect Karen D. Kelley Mgmt For For For
5 Elect Edward J. Hardin Mgmt For For For
6 Elect James R. Lientz, Mgmt For For For
Jr.
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen R. Blank Mgmt For For For
2 Elect William S. Gorin Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
New Residential Investment Corp
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T102 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan L. Tyson Mgmt For For For
1.2 Elect David Saltzman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newcastle Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NCT CUSIP 65105M108 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley R. Edens Mgmt For Withhold Against
1.2 Elect David K. McKown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Nonqualified Stock Mgmt For Against Against
Option and Incentive
Award
Plan
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Preston DuFauchard Mgmt For For For
1.2 Elect Nancy McAllister Mgmt For For For
1.3 Elect Stacey D. Stewart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RAIT Financial Trust
Ticker Security ID: Meeting Date Meeting Status
RAS CUSIP 749227609 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott F. Schaeffer Mgmt For For For
2 Elect Andrew Batinovich Mgmt For For For
3 Elect Edward S. Brown Mgmt For For For
4 Elect Frank A. Farnesi Mgmt For For For
5 Elect S. Kristin Kim Mgmt For For For
6 Elect Jon C. Sarkisian Mgmt For For For
7 Elect Andrew M. Mgmt For For For
Silberstein
8 Elect Murray Stempel, Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Mariann Byerwalter Mgmt For For For
3 Elect Douglas B. Hansen Mgmt For For For
4 Elect Martin S. Hughes Mgmt For For For
5 Elect Greg H. Kubicek Mgmt For For For
6 Elect Jeffrey T. Pero Mgmt For For For
7 Elect Charles J. Mgmt For For For
Toeniskoetter
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 2014 Incentive Award Mgmt For Against Against
Plan
________________________________________________________________________________
Resource Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
RSO CUSIP 76120W302 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter T. Beach Mgmt For For For
2 Elect Edward E. Cohen Mgmt For Against Against
3 Elect Jonathan Z. Cohen Mgmt For Against Against
4 Elect Richard L. Fore Mgmt For For For
5 Elect William B. Hart Mgmt For For For
6 Elect Gary Ickowicz Mgmt For For For
7 Elect Steven J. Kessler Mgmt For For For
8 Elect Murray S. Levin Mgmt For Against Against
9 Elect P. Sherrill Neff Mgmt For For For
10 Elect Stephanie H. Mgmt For For For
Wiggins
11 Amendment to the Mgmt For Against Against
Omnibus Equity
Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Bronson Mgmt For For For
1.2 Elect Jeffrey F. Mgmt For For For
DiModica
1.3 Elect Jeffrey G. Dishner Mgmt For Withhold Against
1.4 Elect Camille J. Douglas Mgmt For For For
1.5 Elect Boyd W. Fellows Mgmt For For For
1.6 Elect Barry S. Mgmt For For For
Sternlicht
1.7 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Abraham Mgmt For For For
2 Elect James J. Bender Mgmt For For For
3 Elect Mark D. Ein Mgmt For For For
4 Elect Stephen G. Kasnet Mgmt For Against Against
5 Elect Jacques R. Rolfo Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect Thomas Siering Mgmt For For For
8 Elect Brian C. Taylor Mgmt For For For
9 Elect Hope D. Woodhouse Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Winthrop Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FUR CUSIP 976391300 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Ashner Mgmt For For For
1.2 Elect Arthur Blasberg, Mgmt For For For
Jr.
1.3 Elect Howard Goldberg Mgmt For For For
1.4 Elect Thomas F. Mgmt For For For
McWilliams
1.5 Elect Lee Seidler Mgmt For For For
1.6 Elect Carolyn Tiffany Mgmt For For For
1.7 Elect Steven Zalkind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
Fund Name : MSCI Emerging Markets Quality ETF
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Anton Abugov Mgmt For Withhold Against
3.2 Elect Alexander Gorbunov Mgmt For Withhold Against
3.3 Elect Sergey Drozdov Mgmt For Withhold Against
3.4 Elect Andrey Dubovskov Mgmt For Withhold Against
3.5 Elect Ron Sommer Mgmt For Withhold Against
3.6 Elect Michel Combes Mgmt For For For
3.7 Elect Stanley Miller Mgmt For For For
3.8 Elect Vsevolod Rosanov Mgmt For Withhold Against
3.9 Elect Thomas Holtrop Mgmt For For For
4 Elect Irina Borisenkova Mgmt For For For
5 Elect Natalia Demeshkina Mgmt For Abstain Against
6 Elect Maxim Mamonov Mgmt For For For
7 Elect Andrey Tverdohleb Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For For For
9 Mergers by Absorption Mgmt For For For
10 Amendments to Charter Mgmt For For For
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfredo Casar Mgmt For For For
Perez
1.2 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.3 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.4 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.5 Elect Alfredo Casar Mgmt For For For
Perez
1.6 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.7 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.8 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.9 Elect Alfredo Casar Mgmt For For For
Perez
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.11 Elect Alfredo Casar Mgmt For For For
Perez
1.12 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : MSCI International Quality Dividend ETF
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Anton Abugov Mgmt For Withhold Against
3.2 Elect Alexander Gorbunov Mgmt For Withhold Against
3.3 Elect Sergey Drozdov Mgmt For Withhold Against
3.4 Elect Andrey Dubovskov Mgmt For Withhold Against
3.5 Elect Ron Sommer Mgmt For Withhold Against
3.6 Elect Michel Combes Mgmt For For For
3.7 Elect Stanley Miller Mgmt For For For
3.8 Elect Vsevolod Rosanov Mgmt For Withhold Against
3.9 Elect Thomas Holtrop Mgmt For For For
4 Elect Irina Borisenkova Mgmt For For For
5 Elect Natalia Demeshkina Mgmt For Abstain Against
6 Elect Maxim Mamonov Mgmt For For For
7 Elect Andrey Tverdohleb Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For For For
9 Mergers by Absorption Mgmt For For For
10 Amendments to Charter Mgmt For For For
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.2 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.3 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.6 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.7 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.8 Elect Alfredo Casar Mgmt For For For
Perez
1.9 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.10 Elect Alfredo Casar Mgmt For For For
Perez
1.11 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.12 Elect Alfredo Casar Mgmt For For For
Perez
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : MSCI International Quality ETF
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Anton Abugov Mgmt For Withhold Against
3.2 Elect Alexander Gorbunov Mgmt For Withhold Against
3.3 Elect Sergey Drozdov Mgmt For Withhold Against
3.4 Elect Andrey Dubovskov Mgmt For Withhold Against
3.5 Elect Ron Sommer Mgmt For Withhold Against
3.6 Elect Michel Combes Mgmt For For For
3.7 Elect Stanley Miller Mgmt For For For
3.8 Elect Vsevolod Rosanov Mgmt For Withhold Against
3.9 Elect Thomas Holtrop Mgmt For For For
4 Elect Irina Borisenkova Mgmt For For For
5 Elect Natalia Demeshkina Mgmt For Abstain Against
6 Elect Maxim Mamonov Mgmt For For For
7 Elect Andrey Tverdohleb Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For For For
9 Mergers by Absorption Mgmt For For For
10 Amendments to Charter Mgmt For For For
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfredo Casar Mgmt For For For
Perez
1.2 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.3 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.4 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.5 Elect Alfredo Casar Mgmt For For For
Perez
1.6 Elect Carlos Ruiz Mgmt For Withhold Against
Sacristan
1.7 Elect Alfredo Casar Mgmt For Withhold Against
Perez
1.8 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.9 Elect Alfredo Casar Mgmt For For For
Perez
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
1.11 Elect Alfredo Casar Mgmt For For For
Perez
1.12 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : Natural Resources ETF
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E0060D145 06/09/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
6 Authority to Repurchase Mgmt For For For
Shares
7 Appointment of Auditor Mgmt For For For
8 Elect Bernardo Mgmt For For For
Velazquez
Herreros
9 Elect Santos Mgmt For Against Against
Martinez-Conde
Gutierrez-Barquin
10 Elect Mvuleni Geoffrey Mgmt For Against Against
Qhena
11 Elect Javier Fernandez Mgmt For For For
Alonso
12 Ratification of the Mgmt For For For
Co-Option of Rafael
Miranda
Robredo
13 Ratification of the Mgmt For For For
Co-Option of Rosa
Maria Garcia
Garcia
14 Remuneration Report Mgmt For Against Against
15 Authorization of Legal Mgmt For For For
Formalities
16 Minutes Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Financial Mgmt For For For
Statements
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Director Fees Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
7 Board Size Mgmt For For For
8 Elect Mariano Bosch Mgmt For For For
9 Elect Plinio Villares Mgmt For For For
Musetti
10 Elect Daniel C. Gonzalez Mgmt For For For
11 Elect Dwight Anderson Mgmt For For For
12 Elect Walter M. Sanchez Mgmt For For For
________________________________________________________________________________
African Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS G0114P100 09/26/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Mgmt For Against Against
Report
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect W. Murray John Mgmt For Against Against
6 Elect Bernard Pryor Mgmt For For For
7 Elect Li Zhimin Mgmt For For For
8 Elect Ian D. Cockerill Mgmt For Against Against
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Manana Mgmt For For For
Bakane-Tuoane
3 Re-elect Frank Abbott Mgmt For Against Against
4 Re-elect Tom Boardman Mgmt For For For
5 Elect Dan Simelane Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Audit and Risk Mgmt For For For
Committee Chairman
(Manana
Bakane-Tuoane)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Anton
Botha)
10 Elect Audit and Risk Mgmt For For For
Committee Member (Alex
Maditsi)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Rejoice
Simelane)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Social and Mgmt For For For
Ethics Committee
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
(Annual
Retainer)
16 Approve NEDs' Fees Mgmt For For For
(Board
Meeting)
17 Approve NEDs' Fees Mgmt For For For
(Committee
Meeting)
18 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
19 Approve Financial Mgmt For For For
Assistance
(Related/Inter-Related
Companies)
20 Approve Financial Mgmt For For For
Assistance
(Subscription of
Securities)
21 Amendments to Memorandum Mgmt For For For
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect Luiz Fernando Mgmt For For For
Furlan
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Srinivasan Mgmt For For For
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 05/02/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Clifford J Davis Mgmt For For For
1.5 Elect Robert J. Gemmell Mgmt For Withhold Against
1.6 Elect Bernard Kraft Mgmt For For For
1.7 Elect Mel Leiderman Mgmt For For For
1.8 Elect Deborah A. McCombe Mgmt For For For
1.9 Elect James D. Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Howard R. Mgmt For For For
Stockford
1.13 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Incentive Mgmt For For For
Share Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Everitt Mgmt For For For
1.2 Elect Russell K. Girling Mgmt For For For
1.3 Elect Susan A. Henry Mgmt For For For
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect David J. Lesar Mgmt For For For
1.6 Elect John E. Lowe Mgmt For For For
1.7 Elect Charles V. Magro Mgmt For For For
1.8 Elect A. Anne McLellan Mgmt For For For
1.9 Elect Derek G. Pannell Mgmt For For For
1.10 Elect Mayo M. Schmidt Mgmt For For For
1.11 Elect Victor J. Mgmt For For For
Zaleschuk
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Bundled Amendments to Mgmt For For For
Bylaws
5 Advance Notice Policy Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/29/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For Abstain Against
8 Report on Board of Mgmt For For For
Directors'
Expenses
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Report on Directors' Mgmt For For For
Committee Acts and
Expenditures
11 Publication of Company Mgmt For Abstain Against
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 08/29/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011527108 05/28/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Anthony Garson Mgmt For For For
4 Elect David Gower Mgmt For For For
5 Elect John A. McCluskey Mgmt For For For
6 Elect Paul J. Murphy Mgmt For For For
7 Elect Kenneth G. Stowe Mgmt For For For
8 Elect David Fleck Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Klaus Kleinfeld Mgmt For For For
2 Elect James W. Owens Mgmt For For For
3 Elect Martin S. Sorrell Mgmt For For For
4 Elect Ratan N. Tata Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Diggs Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect Louis J. Thomas Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/09/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect G. John Pizzey Mgmt For For For
5 Elect W. Peter Day Mgmt For For For
6 Elect Michael Ferraro Mgmt For For For
7 Equity Grant (CEO Peter Mgmt For For For
Wasow)
8 Amendments to Mgmt For For For
Constitution
9 Board Spill Mgmt Against Against For
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 06/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect SUN Zhaoxue Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Liability Insurance Mgmt For Abstain Against
9 Provision of Guarantees Mgmt For For For
to Chalco Trading
(HK)
10 Provision of Guarantees Mgmt For For For
by Chalco Ningxia
Energy and Its
Subsidiaries to its
Subsidiaries
11 Provision of Guarantees Mgmt For Abstain Against
to
Subsidiaries
12 Provision of Guarantees Mgmt For For For
by Shanxi Huasheng
Aluminium to
Xingyanyuan
13 Mutual Supply of Mgmt For Abstain Against
Products and Raw
Materials
Agreement
14 Authority to Issue Mgmt For Against Against
Domestic Debt
Instruments
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
17 Extension of Mgmt For For For
Authorization Period
for A Share
Issuance
18 Extension of Mgmt For For For
Authorization Period
for A Share
Issuance
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 08/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Zhenfang Mgmt For For For
2 Guarantees of RMB 30 Mgmt For For For
million for Ningxia
Ning Electric PV
Material Co.,
Ltd.
3 Guarantees of RMB 20 Mgmt For For For
million for Ningxia
Ning Electric PV
Material Co.,
Ltd.
4 Guarantees of RMB 40 Mgmt For For For
million for Ningxia
Yinxing
Polycrystalline
Silicon Co.,
Ltd.
5 Guarantees of RMB 25 Mgmt For For For
million for Ningxia
Yinxing
Polycrystalline
Silicon Co.,
Ltd.
6 Guarantees of RMB 15 Mgmt For For For
million for Ningxia
Yinxing
Polycrystalline
Silicon Co.,
Ltd.
7 Guarantees of RMB 30 Mgmt For For For
million for Ningxia
Yinxing Energy Wind
Power Equipment
Manufacturing Co.,
Ltd.
8 Guarantees of RMB 30 Mgmt For For For
million for Ningxia
Yinxing Energy
Photovoltaic Equipment
Manufacturing Co.,
Ltd.
9 Guarantees of RMB 40 Mgmt For For For
million for Ishibashi
Gearbox (Yinchuan)
Co.,
Ltd.
10 Guarantees of RMB 30 Mgmt For For For
million for Ningxia
Ning Electric Silicon
Materials Co.,
Ltd.
11 Guarantees of RMB 40 Mgmt For For For
million for Ningxia
Ning Electric PV
Material Co.,
Ltd.
12 Guarantees of RMB 30 Mgmt For For For
million for Ningxia
Yinxing Energy Co.,
Ltd.
13 Guarantees of RMB 20 Mgmt For For For
million for Ningxia
Yinxing Energy Co.,
Ltd.
14 Guarantees of RMB 60 Mgmt For For For
million for Ningxia
Yinxing Energy Co.,
Ltd.
15 Guarantees of RMB 30 Mgmt For For For
million for Zhongwei
Ningdian New Energy
Co.,
Ltd.
16 Guarantees of RMB 20 Mgmt For For For
million for Ningxia
Yinxing Energy
Photovoltaic Equipment
Manufacturing Co.,
Ltd.
17 Guarantees of RMB 20 Mgmt For For For
million for Ishibashi
Gearbox (Yinchuan)
Co.,
Ltd.
18 Guarantees of RMB 30 Mgmt For For For
million for Sunjiatan
Phase II Project of
Yinxing
Energy
19 Guarantees of RMB 40 Mgmt For For For
million for Ningxia
Yinyi Wind Power Co.,
Ltd.
20 Guarantees of RMB 60 Mgmt For For For
million for Ningxia
Yinyi Wind Power Co.,
Ltd.
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CUSIP 022276109 11/29/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Transfer of Bank Loans Mgmt For For For
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Fielder Mgmt For For For
1.2 Elect James F. McNulty Mgmt For For For
1.3 Elect Janice F. Wilkins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Charles W. Mgmt For For For
Goodyear
7 Elect John R. Gordon Mgmt For For For
8 Elect Eric D. Mullins Mgmt For For For
9 Elect R. A. Walker Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
13 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 03/03/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplemental Agreement Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 06/04/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect LIU Zhengdong Mgmt For For For
10 Elect Wilton CHAU Chi Mgmt For For For
Wai
11 Authority to Issue Mgmt For For For
Short-Term Financing
Bonds
12 Authority to Issue Mgmt For For For
Medium-Term
Notes
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 07/08/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Xiaogang Mgmt For For For
3 Elect TANG Fuping Mgmt For For For
4 Elect YANG Hua Mgmt For Against Against
5 Elect CHEN Ming Mgmt For For For
6 Elect WANG Yidong Mgmt For For For
7 Elect MA Lianyong Mgmt For For For
8 Elect LI Shijun Mgmt For For For
9 Elect CHEN Fangzheng Mgmt For For For
10 Elect QU Xuanhui Mgmt For For For
11 Elect Kwong CHI Kit, Mgmt For For For
Victor
12 Elect SU Wensheng Mgmt For For For
13 Elect SHAN Mingyi Mgmt For Against Against
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/02/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Khanyisile T. Mgmt For For For
Kweyama
3 Re-elect Rene Medori Mgmt For For For
4 Re-elect Bongani Mgmt For For For
Nqwababa
5 Elect Mark Cutifani Mgmt For For For
6 Elect Nkateko P. Mageza Mgmt For For For
7 Elect Nombulelo T. Mgmt For For For
Moholi
8 Elect Daisy Naidoo Mgmt For For For
9 Elect Anthony M. O'Neill Mgmt For For For
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard
Dunne)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko
Mageza)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
13 Elect Audit and Risk Mgmt For For For
Committee Member (John
Vice)
14 Appointment of Auditor Mgmt For For For
15 General Authority to Mgmt For For For
Issue
Shares
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve Remuneration Mgmt For For For
Policy
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Reduce Mgmt For For For
Authorized Share
Capital
21 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/24/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Judy Diamini Mgmt For For For
4 Elect Mphu Ramatlapeng Mgmt For For For
5 Elect Jim Rutherford Mgmt For For For
6 Elect Mark Cutifani Mgmt For For For
7 Elect Byron E. Grote Mgmt For For For
8 Elect Sir Philip Hampton Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Phuthuma F. Nhleko Mgmt For For For
11 Elect Ray O'Rourke Mgmt For For For
12 Elect Sir John Parker Mgmt For For For
13 Elect Anne L. Stevens Mgmt For For For
14 Elect Jack E. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Policy Mgmt For For For
(Binding)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Bonus Share Plan 2014 Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Richard Duffy Mgmt For For For
3 Re-elect Rhidwaan Gasant Mgmt For For For
4 Re-elect Sipho M. Mgmt For For For
Pityana
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkuhlu)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Gasant)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Ruston)
9 General Authority to Mgmt For For For
Issue
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
(Board
Fees)
13 Approve NEDs' Fees Mgmt For For For
(Board
Committee)
14 Amendments to Memorandum Mgmt For For For
15 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
16 Amendment to the Bonus Mgmt For For For
Share
Plan
17 Authority to Repurchase Mgmt For For For
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Elect David Hodgson Mgmt For For For
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/21/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
6 Elect William M. Hayes Mgmt For For For
7 Elect Gonzalo Menendez Mgmt For For For
Duque
8 Elect Ramon F. Jara Mgmt For Against Against
9 Elect Juan Claro Mgmt For For For
Gonzalez
10 Elect Hugo Dryland Mgmt For Against Against
11 Elect Timothy C. Baker Mgmt For For For
12 Elect Manuel Lino S. De Mgmt For For For
Sousa-Oliveira
13 Elect Nelson Pizarro Mgmt For For For
14 Elect Andronico Luksic Mgmt For For For
Craig
15 Elect Vivianne Blanlot Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period to 14
Days
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Steven Farris Mgmt For For For
2 Elect A. D. Frazier, Jr. Mgmt For For For
3 Elect Amy H. Nelson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas Mgmt For For For
DeBenedictis
1.2 Elect Michael L. Browne Mgmt For For For
1.3 Elect Richard H. Glanton Mgmt For For For
1.4 Elect Lon R. Greenberg Mgmt For For For
1.5 Elect William P. Mgmt For For For
Hankowsky
1.6 Elect Wendell F. Holland Mgmt For For For
1.7 Elect Ellen T. Ruff Mgmt For For For
1.8 Elect Andrew J. Mgmt For For For
Sordoni,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2009 Mgmt For For For
Omnibus Equity
Compensation
Plan
5 Shareholder Proposal ShrHldr Against Against For
Regarding Human Right
to
Water
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/14/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt Against Against For
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect William G. Sembo Mgmt For For For
10 Elect Myron M Stadnyk Mgmt For For For
11 Elect Mac H. Van Mgmt For For For
Wielingen
12 Appointment of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/08/2014 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Elect Lakshmi N. Mittal Mgmt For TNA N/A
8 Elect Lewis B. Kaden Mgmt For TNA N/A
9 Elect Antoine Spillmann Mgmt For TNA N/A
10 Elect Bruno Lafont Mgmt For TNA N/A
11 Elect Michel Wurth Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Equity Compensation Plan Mgmt For TNA N/A
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Carter Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Antonio dos Mgmt For For For
Santos Maciel
Neto
7 Elect Patrick J. Moore Mgmt For For For
8 Elect Thomas F. O'Neill Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/29/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Desmond Sacco Mgmt For Against Against
2 Re-elect Chris Cory Mgmt For For For
3 Re-elect William Urmson Mgmt For For For
4 Elect Audit and Risk Mgmt For Abstain Against
Committee
Members
5 Approve Remuneration Mgmt For Against Against
Policy
6 Approve Financial Mgmt For For For
Assistance
7 Adopt New Memorandum of Mgmt For For For
Incorporation
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/17/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Athens Water Supply & Sewerage Company (EYDAP S.A.)
Ticker Security ID: Meeting Date Meeting Status
EYDAP CINS X0257L107 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Auditor Mgmt For For For
and Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration of Mgmt For For For
Chairman and
CEO
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Election of Audit Mgmt For For For
Committee
Members
9 Announcements Mgmt For For For
________________________________________________________________________________
AuRico Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AUQ CUSIP 05155C105 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Edwards Mgmt For For For
1.2 Elect Mark J. Daniel Mgmt For Withhold Against
1.3 Elect Scott G. Perry Mgmt For For For
1.4 Elect Luis M. Chavez Mgmt For For For
1.5 Elect Patrick D. Downey Mgmt For For For
1.6 Elect Ronald E. Smith Mgmt For Withhold Against
1.7 Elect Richard M. Mgmt For For For
Colterjohn
1.8 Elect Joseph G. Spiteri Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Provision Mgmt For For For
4 Amendments to By-Laws Mgmt For For For
(Bundled)
5 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/26/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/13/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For For For
5 Elect Robert Gayton Mgmt For Against Against
6 Elect Barry D. Rayment Mgmt For For For
7 Elect Jerry R. Korpan Mgmt For For For
8 Elect John W. Ivany Mgmt For For For
9 Elect Bongani Mtshisi Mgmt For For For
10 Elect Michael Carrick Mgmt For For For
11 Elect Kevin Bullock Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment to the Stock Mgmt For For For
Option
Plan
14 Amendment to the Mgmt For For For
Restricted Unit
Plan
15 Advance Notice Mgmt For For For
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry D. Brady Mgmt For For For
2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
3 Elect Martin S. Mgmt For For For
Craighead
4 Elect Lynn L. Elsenhans Mgmt For For For
5 Elect Anthony G. Mgmt For For For
Fernandes
6 Elect Claire W. Gargalli Mgmt For For For
7 Elect Pierre J. Jungels Mgmt For For For
8 Elect James A. Lash Mgmt For For For
9 Elect J. Larry Nichols Mgmt For For For
10 Elect James W. Stewart Mgmt For Against Against
11 Elect Charles L. Watson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Mgmt For For For
Director and Officer
long-Term Incentive
Plan
15 Amendment to the 2002 Mgmt For For For
Employee Long-Term
Incentive
Plan
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/30/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles W. D. Mgmt For For For
Birchall
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Ned Goodman Mgmt For For For
1.4 Elect J. Brett Harvey Mgmt For For For
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Dambisa Moyo Mgmt For For For
1.7 Elect Anthony Munk Mgmt For For For
1.8 Elect David Naylor Mgmt For For For
1.9 Elect Steven J. Shapiro Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect John L. Thornton Mgmt For For For
1.12 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Baywa AG
Ticker Security ID: Meeting Date Meeting Status
BYW6 CINS D08232114 06/17/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Wolfgang Altmuller Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/15/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Simon J. Lowth Mgmt For For For
6 Elect Pam Daley Mgmt For For For
7 Elect Martin Ferguson Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Chris Finlayson Mgmt For For For
10 Elect Andrew Gould Mgmt For For For
11 Elect Baroness Hogg Mgmt For For For
12 Elect John Hood Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect LIM Haw Kuang Mgmt For For For
15 Elect Sir David Manning Mgmt For For For
16 Elect Mark Seligman Mgmt For For For
17 Elect Patrick W. Thomas Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/21/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
3 Appoint Auditor (BHP Mgmt For For For
Billiton
plc)
4 Authorise Board to Set Mgmt For For For
Auditor's Fees (BHP
Billiton
plc)
5 Authorise Board to Mgmt For For For
Issue Shares w/
Preemptive Rights (BHP
Billiton
plc)
6 Authorise Board to Mgmt For For For
Issue Shares w/o
Preemptive Rights (BHP
Billiton
plc)
7 Authorise Board to Mgmt For For For
Repurchase Shares (BHP
Billiton
plc)
8 Remuneration Report Mgmt For For For
9 Adopt New Long Term Mgmt For For For
Incentive
Plan
10 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
11 Elect Andrew Mackenzie Mgmt For For For
12 Re-elect Malcolm Mgmt For For For
Broomhead
13 Re-elect Sir John Mgmt For For For
Buchanan
14 Re-elect Carlos Cordeiro Mgmt For For For
15 Re-elect David Crawford Mgmt For For For
16 Re-elect Pat Davies Mgmt For For For
17 Re-elect Carolyn Hewson Mgmt For For For
18 Re-elect Lindsay P. Mgmt For For For
Maxsted
19 Re-elect Wayne Murdy Mgmt For For For
20 Re-elect Keith C. Rumble Mgmt For For For
21 Re-elect John Schubert Mgmt For For For
22 Re-elect Shriti Vadera Mgmt For For For
23 Re-elect Jacques Nasser Mgmt For For For
24 Elect Ian Dunlop ShrHldr Against Against For
________________________________________________________________________________
Billerud AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/06/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividend
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Report of the Mgmt For For For
Nomination
Committee
18 Board Size Mgmt For For For
19 Directors' and Mgmt For Against Against
Auditors'
Fees
20 Election of Directors Mgmt For For For
21 Appointment of Auditor Mgmt For Against Against
22 Nomination Committee Mgmt For For For
23 Remuneration Guidelines Mgmt For For For
24 2014 Long-Term Mgmt For For For
Incentive
Plan
25 Transfer of Shares Mgmt For For For
Pursuant to LTIP
2014
26 Equity Swap Agreement Mgmt For For For
27 Authority to Issue Mgmt For For For
Treasury
Shares
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L102 11/14/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Ron J. McNeilly Mgmt For For For
4 Elect Ewen Crouch Mgmt For For For
5 Elect Lloyd Jones Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Paul O'
Malley)
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218103 05/06/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and Management
Acts
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size; Number of Mgmt For For For
Auditors
19 Directors' Fees Mgmt For For For
20 Election of Directors Mgmt For For For
21 Authority to Set Mgmt For For For
Auditor's
Fees
22 Appointment of Auditor Mgmt For For For
23 Remuneration Guidelines Mgmt For Against Against
24 Nomination Committee Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/10/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Iain C. Conn Mgmt For For For
6 Elect Brian Gilvary Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Frank L. Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia B. Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian E.L. Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan R. Nelson Mgmt For For For
15 Elect Phuthuma F. Nhleko Mgmt For For For
16 Elect Andrew B. Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Executive Directors' Mgmt For Against Against
Incentive
Plan
20 Increase in NEDs' Fee Mgmt For For For
Cap
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Bachrach Mgmt For For For
2 Elect Enrique H. Boilini Mgmt For For For
3 Elect Carol M. Browner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan O. Dinges Mgmt For For For
2 Elect James R. Gibbs Mgmt For For For
3 Elect Robert L. Keiser Mgmt For For For
4 Elect W. Matt Ralls Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
8 2014 Incentive Plan Mgmt For Against Against
9 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Akira Matsumoto Mgmt For For For
4 Elect Shuji Itoh Mgmt For For For
5 Elect Yuzaburoh Mogi Mgmt For For For
6 Elect Kohji Kioka Mgmt For For For
7 Elect Kazuo Ichijoh Mgmt For For For
8 Elect Umran Beba Mgmt For For For
9 Elect Wei Hong Ming Mgmt For For For
10 Elect Tadashi Ishida Mgmt For For For
11 Elect Isao Hirakawa Mgmt For For For
12 Elect Tomomi Yatsu Mgmt For Against Against
13 Elect Akira Kondoh Mgmt For For For
14 Bonus Mgmt For Against Against
15 Retirement Allowance Mgmt For Against Against
for Statutory
Auditor
16 Perfomance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry P. Bayer Mgmt For For For
2 Elect Edwin A. Guiles Mgmt For For For
3 Elect Bonnie G. Hill Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Linda R. Meier Mgmt For For For
8 Elect Peter C. Nelson Mgmt For For For
9 Elect Lester A. Snow Mgmt For For For
10 Elect George A. Vera Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Re-Approval of Material Mgmt For For For
Terms Under the Equity
Incentive
Plan
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YOU DECLARE THAT THE Mgmt For Against Against
SHARES REPRESENTED BY
THIS VOTING
INSTRUCTION FORM ARE
HELD, BENEFICIALLY
OWNED OR CONTROLLED,
EITHER DIRECTLY OR
INDIRECTLY, BY A
RESIDENT OF CANADA AS
DEFINED ON THE FORM.
IF THE SHARES ARE HELD
IN THE NAMES OF TWO OR
MORE PEOPLE, YOU
DECLARE THAT ALL OF
THESE PEOPLE ARE
RESIDENTS OF
CANADA.
2.1 Elect Ian Bruce Mgmt For For For
2.2 Elect Daniel Camus Mgmt For For For
2.3 Elect John H. Clappison Mgmt For For For
2.4 Elect Joe F. Colvin Mgmt For For For
2.5 Elect James R. Curtiss Mgmt For For For
2.6 Elect Donald H.F. Mgmt For For For
Deranger
2.7 Elect Catherine A. Mgmt For For For
Gignac
2.8 Elect Timothy S. Gitzel Mgmt For For For
2.9 Elect James K. Gowans Mgmt For For For
2.10 Elect Nancy E. Hopkins Mgmt For For For
2.11 Elect Anne McLellan Mgmt For For For
2.12 Elect Neil McMillan Mgmt For For For
2.13 Elect Victor J. Mgmt For For For
Zaleschuk
3 Appointment of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the Amended Mgmt For For For
and Restated Bylaw No.
7
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Peter J. Fluor Mgmt For For For
3 Elect James T. Hackett Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Michael E. Patrick Mgmt For For For
6 Elect Jon Erik Mgmt For For For
Reinhardsen
7 Elect Bruce W. Wilkinson Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canadian Natural Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Fong
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Keith A. MacPhail Mgmt For For For
1.10 Elect Frank J. McKenna Mgmt For For For
1.11 Elect Eldon R. Smith Mgmt For For For
1.12 Elect David A. Tuer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 04/30/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter J.G. Bentley Mgmt For Against Against
3 Elect Glen D. Clark Mgmt For For For
4 Elect Michael J. Mgmt For Against Against
Korenberg
5 Elect James A. Pattison Mgmt For For For
6 Elect Conrad A. Pinette Mgmt For For For
7 Elect James McNeill Mgmt For For For
Singleton
8 Elect Ross S. Smith Mgmt For For For
9 Elect William W. Stinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Cap S.A.
Ticker Security ID: Meeting Date Meeting Status
CAP CINS P25625107 04/15/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
5 Directors' Fees Mgmt For Against Against
6 Directors' Committee Mgmt For For For
Fees and
Budget
7 APPOINTMENT OF RISK Mgmt For For For
RATING
AGENCIES
8 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect I. Martin Inglis Mgmt For For For
1.2 Elect Peter N. Stephans Mgmt For For For
1.3 Elect Kathryn C. Turner Mgmt For For For
1.4 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 05/12/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Rick Mgmt For For For
Haythornthwaite
6 Elect Sam H. Laidlaw Mgmt For For For
7 Elect Margherita Della Mgmt For For For
Valle
8 Elect Mary Francis Mgmt For For For
9 Elect Mark Hanafin Mgmt For For For
10 Elect Lesley Knox Mgmt For For For
11 Elect Mike Linn Mgmt For For For
12 Elect Nick Luff Mgmt For For For
13 Elect Ian K. Meakins Mgmt For For For
14 Elect Paul A. Rayner Mgmt For For For
15 Elect Chris Weston Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Cermaq ASA
Ticker Security ID: Meeting Date Meeting Status
CEQ CINS R1536Z104 01/07/2014 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Voting
List
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Minutes Mgmt For TNA N/A
8 Agenda Mgmt For TNA N/A
9 Approval of Interim Mgmt For TNA N/A
Accounts; Special
Dividend
10 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Cermaq ASA
Ticker Security ID: Meeting Date Meeting Status
CEQ CINS R1536Z104 05/14/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Voting
List
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Election of Individual Mgmt For TNA N/A
to Check
Minutes
8 Agenda Mgmt For TNA N/A
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
10 Corporate Governance Mgmt For TNA N/A
Report
11 Remuneration Guidelines Mgmt For TNA N/A
12 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Share Option
Programs
13 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Acquisitions
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Directors' Fees Mgmt For TNA N/A
16 Nomination Committee Mgmt For TNA N/A
Fees
17 Audit Committee Fees Mgmt For TNA N/A
18 Compensation Committee Mgmt For TNA N/A
Fees
19 Elect Rebekka Glasser Mgmt For TNA N/A
Herlofsen
20 Elect Helge Midttun Mgmt For TNA N/A
21 Elect Ase Aulie Michelet Mgmt For TNA N/A
22 Elect John Giverholt Mgmt For TNA N/A
23 Elect Benedicte H Fossun Mgmt For TNA N/A
24 Elect Gunnar Bjorkavag Mgmt For TNA N/A
to Nomination
Committee
25 Elect Ottar Haugerud to Mgmt For TNA N/A
Nomination
Committee
26 Elect Kari Olrud Moen Mgmt For TNA N/A
to Nomination
Committee
27 Elect Morten Stromgren Mgmt For TNA N/A
to Nomination
Committee
________________________________________________________________________________
Cermaq ASA
Ticker Security ID: Meeting Date Meeting Status
CEQ CINS R1536Z104 07/11/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Voting
List
6 Election of Presiding Mgmt For TNA N/A
Chairman
7 Election of Individual Mgmt For TNA N/A
to Check
Minutes
8 Notice of Meeting and Mgmt For TNA N/A
Agenda
9 Sale of EWOS Business Mgmt For TNA N/A
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen J. Hagge Mgmt For For For
4 Elect Robert G. Kuhbach Mgmt For For For
5 Elect Edward A. Schmitt Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Removal of
Directors
7 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to
Bylaws
8 Elimination of Mgmt For For For
Supermajority Voting
Provisions Regarding
Amendments to the
Certificate of
Incorporation
9 Right to Call a Special Mgmt For For For
Meeting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2014 Equity and Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chaoda Modern Agriculture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LI Yan Mgmt For For For
4 Elect HUANG Xie Ying Mgmt For For For
5 Elect IP Chi Ming Mgmt For For For
6 Elect LUAN Yue Wen Mgmt For Against Against
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Cheniere Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CHEX CUSIP 16411R208 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charif Souki Mgmt For For For
2 Elect Vicky A. Bailey Mgmt For For For
3 Elect G. Andrea Botta Mgmt For For For
4 Elect Keith F. Carney Mgmt For For For
5 Elect David I. Foley Mgmt For For For
6 Elect Randy A. Foutch Mgmt For For For
7 Elect David B. Mgmt For For For
Kilpatrick
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Neal A. Shear Mgmt For For For
10 Elect Heather R. Zichal Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 2014 - 2018 Long Term Mgmt For Against Against
Incentive
Plan
13 Amendment to the 2011 Mgmt For Against Against
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent J. Mgmt For For For
Intrieri
2 Elect Robert D. Lawler Mgmt For For For
3 Elect John J. Lipinski Mgmt For For For
4 Elect Frederic M. Poses Mgmt For For For
5 Elect Archie W. Dunham Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Louis A. Raspino Mgmt For For For
8 Elect Merrill A. Mgmt For For For
Miller,
Jr.
9 Elect Thomas L. Ryan Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Change in Board Size Mgmt For For For
12 Proxy Access Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2014 Long Term Mgmt For For For
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Jon M. Huntsman, Mgmt For For For
Jr.
6 Elect George L. Kirkland Mgmt For For For
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect Kevin W. Sharer Mgmt For For For
9 Elect John G. Stumpf Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect Carl Ware Mgmt For For For
12 Elect John S. Watson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Charitable
Contributions
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
18 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
20 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
21 Shareholder Proposal ShrHldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/05/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUE Guojun Mgmt For For For
6 Elect SHI Bo Mgmt For For For
7 Elect WANG Zhiying Mgmt For Against Against
8 Elect Patrick V. Vizzone Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 05/13/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Fees of Directors and Mgmt For For For
Supervisors
9 Approval of Dahaize Mgmt For For For
Investment
Project
10 Approval of Tuke Mgmt For For For
Investment
Project
11 Extension of Valid Mgmt For For For
Period of
Authorization of
Medium-Term
Notes
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 07/05/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in China Mgmt For For For
Coal Shaanxi Yulin
Energy and Chemical
Company
Limited
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/18/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Xin Song Mgmt For For For
4 Elect Bing Liu Mgmt For For For
5 Elect Lianzhong Sun Mgmt For For For
6 Elect Zhanming Wu Mgmt For For For
7 Elect Ian He Mgmt For Against Against
8 Elect Yunfei Chen Mgmt For Against Against
9 Elect Gregory Hall Mgmt For Against Against
10 Elect John King Burns Mgmt For Against Against
11 Elect Xiangdong Jiang Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 2015 Contract for Mgmt For For For
Purchase and Sale of
Dore
17 Annual Cap under 2015 Mgmt For For For
Contract for Purchase
and Sale of
Dore
18 2015 Contract for Mgmt For For For
Purchase and Sale of
Copper
Concentrate
19 Annual Cap under 2015 Mgmt For For For
Contract for Purchase
and Sale of Copper
Concentrate
20 Jiama Phase II Hornfels Mgmt For For For
Stripping and Mining
Agreement
21 Annual Cap under the Mgmt For For For
Jiama Phase II
Hornfels Stripping and
Mining
Agreement
22 Board Authorization to Mgmt For For For
Implement
Transactions
23 Transaction of Other Mgmt For Against Against
Business
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/16/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Shiping Mgmt For Against Against
5 Elect ZHENG Shuliang Mgmt For For For
6 Elect ZHANG Bo Mgmt For For For
7 Elect QI Xingli Mgmt For For For
8 Elect YANG Congsen Mgmt For For For
9 Elect ZHANG Jinglei Mgmt For For For
10 Elect XING Jian Mgmt For For For
11 Elect CHEN Yinghai Mgmt For For For
12 Elect HAN Benwen Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Allocation of Mgmt For For For
Profits/Dividends
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 06/05/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect HAN Chunlin Mgmt For For For
5 Elect Wolhardt J. Juul Mgmt For Against Against
6 Elect Max HUI Chi Kin Mgmt For Against Against
7 Elect KANG Yan Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Adoption of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 10/28/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YU Xubo Mgmt For For For
5 Elect GAO Lina Mgmt For For For
6 Elect SUN Yugang Mgmt For For For
7 Elect DING Sheng Mgmt For For For
8 Elect LI Shengli Mgmt For For For
9 Elect Conway LEE Kong Mgmt For Against Against
Wai
10 Elect LIU Fuchun Mgmt For For For
11 Elect KANG Yan Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Liability Insurance Mgmt For For For
11 Authority to declare Mgmt For For For
interim dividend and
quarterly
dividend
12 Amendments to Articles Mgmt For For For
13 Amendments to the Rules Mgmt For For For
of Shareholders'
General
Meetings
14 Directors' Fees: Yuan Mgmt For For For
Honglin
15 Authority to Issue H Mgmt For Against Against
and A Shares w/o
Preemptive
Rights
16 Extension of Validity Mgmt For For For
Period of Debt
Financing
Notes
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/23/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Reports Mgmt For For For
6 Elect Lawrence LAW Hong Mgmt For Against Against
Ping
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/20/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Master Agreement Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect LI Feilong Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corp
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Debt Mgmt For Against Against
Instruments
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/27/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Repurchase Mgmt For For For
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Debt Mgmt For For For
Instruments
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/27/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/18/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
9 Amendment to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
11 Non-compete Mgmt For For For
Restrictions for TSOU
Jo-Chi
12 Non-compete Mgmt For For For
Restrictions for SUNG
Jyh-Yuh
13 Non-compete Mgmt For For For
Restrictions for LIN
Hung-Nan
14 Non-compete Mgmt For For For
Restrictions for LIU
Jih-Gang
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Hentschel Mgmt For For For
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect L. Paul Teague Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2014 Equity Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNH Global N.V.
Ticker Security ID: Meeting Date Meeting Status
CNH CUSIP N20935206 07/23/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard J Tobin Mgmt For For For
6 Elect John Elkann Mgmt For For For
7 Elect Mina Gerowin Mgmt For For For
8 Elect Maria Patrizia Mgmt For For For
Grieco
9 Elect Leo W. Houle Mgmt For For For
10 Elect Peter Kalantzis Mgmt For For For
11 Elect John Lanaway Mgmt For For For
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Theurillat Mgmt For For For
15 Remuneration Policy Mgmt For Against Against
16 Equity Incentive Plan Mgmt For Against Against
17 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/23/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Fanrong Mgmt For For For
6 Elect WANG Yilin Mgmt For Against Against
7 Elect LV Bo Mgmt For For For
8 Elect ZHANG Jianwei Mgmt For For For
9 Elect Wang Jiaxiang Mgmt For For For
10 Elect Lawrence J. LAU Mgmt For For For
11 Elect Kevin G. Lynch Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/27/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-exempt Continuing Mgmt For For For
Connected
Transactions
4 Proposed Annual Caps Mgmt For For For
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo -
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors; Mgmt For For For
Election of Chairman
of the
Board
5 Election of Supervisory Mgmt For For For
Council
6 Remuneration Policy Mgmt For For For
7 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 09/25/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alvimar Silveira Mgmt For For For
de Paiva to
Supervisory
Council
3 Loan Agreement with Mgmt For For For
Caixa Economica
Federal
4 Approval of Bidding Mgmt For For For
Process for
Public-Private
Partnership
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Dividend Policy Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy A. Leach Mgmt For For For
1.2 Elect William H. Easter Mgmt For For For
III
1.3 Elect John P. Surma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For Against Against
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2014 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Nicholas J. Mgmt For For For
Deiuliis
1.3 Elect Philip W. Baxter Mgmt For For For
1.4 Elect James E. Mgmt For Withhold Against
Altmeyer,
Sr.
1.5 Elect Alvin R. Carpenter Mgmt For For For
1.6 Elect William E. Davis Mgmt For For For
1.7 Elect Raj K. Gupta Mgmt For For For
1.8 Elect David C. Mgmt For Withhold Against
Hardesty,
Jr.
1.9 Elect Maureen Mgmt For For For
Lally-Green
1.10 Elect John T. Mills Mgmt For For For
1.11 Elect William P. Powell Mgmt For For For
1.12 Elect Joseph T. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Boren Mgmt For For For
1.2 Elect William B. Berry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Michael C. Kearney Mgmt For For For
3 Elect Jan W. Sodderland Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For Abstain Against
7 Authority to Cancel Mgmt For For For
Repurchased
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 2014 Noneemployee Mgmt For For For
Director Stock
Incentive
Plan
12 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Share Option Grant to Mgmt For Against Against
Executive
Directors
3 Share Option Grant to Mgmt For Against Against
Executive
Officers
4 Amendments to Articles Mgmt For Against Against
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditors' Fees Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cree Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Swoboda Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Franco Plastina Mgmt For For For
1.5 Elect Alan J. Ruud Mgmt For For For
1.6 Elect Robert L. Tillman Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive Compensation
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daido Steel Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5471 CINS J08778110 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Masatoshi Ozawa Mgmt For Against Against
3 Elect Tadashi Shimao Mgmt For For For
4 Elect Michio Okabe Mgmt For For For
5 Elect Motoshi Shinkai Mgmt For For For
6 Elect Takeshi Ishiguro Mgmt For For For
7 Elect Akira Miyajima Mgmt For For For
8 Elect Yasuhiro Itazuri Mgmt For For For
9 Elect Hajime Takahashi Mgmt For For For
10 Elect Kazuto Tachibana Mgmt For For For
11 Elect Tsukasa Nishimura Mgmt For For For
12 Elect Satoshi Tsujimoto Mgmt For For For
13 Elect Yoshitsugu Mgmt For For For
Sakamoto
14 Elect Susumu Shimura Mgmt For For For
15 Elect Shuji Matsubuchi Mgmt For For For
16 Elect Shinji Naruse Mgmt For For For
17 Elect Takeshi Mutoh Mgmt For For For
18 Elect Kazuhiko Mgmt For For For
Hirabayashi
19 Elect Hajime Amano Mgmt For For For
20 Elect Yoshiaki Mori Mgmt For For For
21 Elect Hirotaka Yoshinaga Mgmt For For For
22 Elect Atsumi Hatano Mgmt For For For
23 Elect Yutaka Hattori as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For Against Against
3 Elect D. Eugene Ewing Mgmt For Against Against
4 Elect Dirk Kloosterboer Mgmt For For For
5 Elect Charles Macaluso Mgmt For For For
6 Elect John D. March Mgmt For Against Against
7 Elect Michael Urbut Mgmt For For For
8 Approval of Corporate Mgmt For For For
Name
Change
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Darling International Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 11/26/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Thomas H. Patrick Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wieland F. Mgmt For For For
Wettstein
1.2 Elect Michael L. Beatty Mgmt For For For
1.3 Elect Michael B. Decker Mgmt For For For
1.4 Elect John P. Dielwart Mgmt For For For
1.5 Elect Ronald G. Greene Mgmt For For For
1.6 Elect Gregory L. Mgmt For For For
McMichael
1.7 Elect Kevin O. Meyers Mgmt For For For
1.8 Elect Phil Rykhoek Mgmt For For For
1.9 Elect Randy Stein Mgmt For For For
1.10 Elect Laura A. Sugg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Baumann Mgmt For For For
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Robert H. Henry Mgmt For Withhold Against
1.4 Elect John A. Hill Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect J. Larry Nichols Mgmt For For For
1.8 Elect Duane C. Radtke Mgmt For For For
1.9 Elect Mary P. Mgmt For For For
Ricciardello
1.10 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
5 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Lobbying Activities
Related to Energy
Policy and Climate
Change
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Marc Edwards Mgmt For For For
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Kenneth I. Siegel Mgmt For For For
9 Elect Clifford M Sobel Mgmt For For For
10 Elect Andrew H. Tisch Mgmt For For For
11 Elect Raymond S. Troubh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Incentive Compensation
Plan for Executive
Officers
15 Equity Incentive Mgmt For For For
Compensation
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect David J. Mgmt For For For
Illingworth
5 Elect Brian M. Levitt Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Robert J. Steacy Mgmt For For For
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Denis Turcotte Mgmt For For For
10 Elect John D. Williams Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 04/29/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Shareholder Returns Plan Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 06/24/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Zaiqiu as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dowa Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5714 CINS J12432126 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masao Yamada Mgmt For Against Against
3 Elect Fumitoshi Sugiyama Mgmt For For For
4 Elect Hiroshi Nakashio Mgmt For For For
5 Elect Hiroyuki Kai Mgmt For For For
6 Elect Katsuji Matsushita Mgmt For For For
7 Elect Eiji Hosoda Mgmt For For For
8 Elect Kohichiroh Ohba Mgmt For For For
as Alternate Statutory
Auditor
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/03/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Kathleen O' Mgmt For For For
Donovan
5 Elect Chris Britton Mgmt For For For
6 Elect Gareth Davis Mgmt For For For
7 Elect Miles W. Roberts Mgmt For For For
8 Elect Philippe Mellier Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/01/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Cory Mgmt For For For
1.2 Elect Robert Gilmore Mgmt For Withhold Against
1.3 Elect Geoffrey A. Mgmt For Withhold Against
Handley
1.4 Elect Michael A. Price Mgmt For For For
1.5 Elect Steven P. Reid Mgmt For For For
1.6 Elect Jonathan A. Mgmt For Withhold Against
Rubenstein
1.7 Elect Donald Shumka Mgmt For For For
1.8 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Amendments to Bylaws Mgmt For For For
(Bundled)
5 Elimination of Mgmt For For For
Convertible Non-Voting
Shares
6 Amendment to the Mgmt For For For
Incentive Stock Option
Plan
(Employees)
7 Amendment to the Mgmt For For For
Incentive Stock Option
Plan (Officers and
Directors)
8 Performance Share Unit Mgmt For For For
Plan
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/22/2014 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
2 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/22/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agencies
6 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
7 Dividend Policy Mgmt For Abstain Against
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/07/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Arledge Mgmt For For For
1.2 Elect James J. Blanchard Mgmt For For For
1.3 Elect J. Lorne Mgmt For For For
Braithwaite
1.4 Elect J. Herb England Mgmt For For For
1.5 Elect Charles W. Fischer Mgmt For For For
1.6 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.7 Elect David A. Leslie Mgmt For For For
1.8 Elect Al Monaco Mgmt For For For
1.9 Elect George K. Petty Mgmt For For For
1.10 Elect Charles E. Shultz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
1.12 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
3 Amendment to Option Mgmt For For For
Plans
4 Continuation of Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Nimocks Mgmt For For For
1.5 Elect Jane L. Peverett Mgmt For For For
1.6 Elect Brian G. Shaw Mgmt For For For
1.7 Elect Douglas J. Suttles Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/08/2014 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Repurchase Mgmt For For For
and Reissue
Shares
7 SHP Regarding Mgmt N/A Against N/A
Amendments to Article
17 and Introduction of
Article 17
bis
8 Amendments to Article 16 Mgmt For For For
9 Board Size Mgmt For For For
10 Board Term Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 List Presented by Mgmt For N/A N/A
Ministry for Economy
and
Finance
13 List Presented by Group Mgmt For For For
of Shareholders
Holding 0.703% of
Company's Issued Share
Capital
14 Election of Chairman of Mgmt For For For
Board
15 Directors' Fees Mgmt For Abstain Against
16 Remuneration of Mgmt For For For
Executive
Directors
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 List Presented by Mgmt N/A Abstain N/A
Ministry for Economy
and
Finance
19 List Presented by Group Mgmt N/A For N/A
of Shareholders
Holding 0.703% of
Company's Issued Share
Capital
20 Election of Chairman of Mgmt For For For
Statutory
Auditors
21 Statutory Auditors' Fees Mgmt For Abstain Against
22 Magistrate of the Court Mgmt For Abstain Against
of Auditors'
Fees
23 Long-Term Monetary Mgmt For For For
Incentive Plan
2014-2016
24 Remuneration Report Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Clark Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For For For
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S Kalman Mgmt For For For
7 Elect Daniel W. Rabun Mgmt For For For
8 Elect Keith O. Rattie Mgmt For For For
9 Elect Paul E. Rowsey III Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Ratification of Auditor Mgmt For For For
12 Ratification of Mgmt For For For
Statutory
Auditor
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Accounts and Reports Mgmt For For For
18 Approval of Capital Mgmt For For For
Reorganisation
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect Mark G. Papa Mgmt For For For
5 Elect H. Leighton Mgmt For For For
Steward
6 Elect Donald F. Textor Mgmt For For For
7 Elect William R. Thomas Mgmt For For For
8 Elect Frank G. Wisner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Reduction
Targets
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret K. Dorman Mgmt For For For
2 Elect David L. Porges Mgmt For For For
3 Elect James E. Rohr Mgmt For For For
4 Elect David S. Shapira Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
7 Approval of the Mgmt For For For
Performance Goals of
the 2014 Long-Term
Incentive Plan for
Purposes of IRC
Section
162(m)
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/14/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Losses Mgmt For For For
8 Authority to Repurchase Mgmt For Against Against
Shares
9 Remuneration for Mgmt For Against Against
Patrick Buffet, CEO &
Chairman
10 Remuneration for Mgmt For Against Against
Georges Duval,
Managing Director
11 Remuneration for Mgmt For Against Against
Bertrand Madelin,
Managing Director
12 Remuneration for Mgmt For Against Against
Philippe Vecten,
Managing Director
13 Authority to use Mgmt For Against Against
Capital Authorities
during a Takeover
Period
14 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
15 Amendments to Articles Mgmt For For For
Regarding
Censors
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S.
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 10/30/2013 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening; Election of Mgmt For For For
Presiding
Chairman
4 Minutes Mgmt For For For
5 Interim Dividends Mgmt For For For
6 Limit on Charitable Mgmt For For For
Donations
7 Wishes Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S.
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
4 Minutes Mgmt For TNA N/A
5 Report of the Board Mgmt For TNA N/A
6 Report of the Auditors Mgmt For TNA N/A
7 Accounts Mgmt For TNA N/A
8 Ratification of the Mgmt For TNA N/A
Co-Option of Board
Members
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Dividend
Policy
11 Allocation of Mgmt For TNA N/A
Profits/Dividends
12 Election of Directors Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Related Party Mgmt For TNA N/A
Transactions
15 Report on Commercial Mgmt For TNA N/A
Transactions with
Company
16 Appointment of Auditor Mgmt For TNA N/A
17 Amendments to Articles Mgmt For TNA N/A
18 Report on Guarantees Mgmt For TNA N/A
19 Report on Related Party Mgmt For TNA N/A
Transactions
20 Charitable Donations Mgmt For TNA N/A
Policy
21 Report on Charitable Mgmt For TNA N/A
Donations
22 Limit on Charitable Mgmt For TNA N/A
Donations
23 Compensation Policy Mgmt For TNA N/A
24 Report on Disclosure Mgmt For TNA N/A
Policy
25 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/12/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For Against Against
(Binding)
5 Elect Alexander Abramov Mgmt For For For
6 Elect Duncan Baxter Mgmt For For For
7 Elect Alexander Frolov Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Alexander Izosimov Mgmt For For For
10 Elect Sir Michael Peat Mgmt For For For
11 Elect Olga Pokrovskaya Mgmt For Against Against
12 Elect Terry Robinson Mgmt For For For
13 Elect Eugene Shvidler Mgmt For For For
14 Elect Eugene Tenenbaum Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/27/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Constatinus Mgmt For For For
Fauconnier
2 Re-elect Nkululeko L. Mgmt For Against Against
Sowazi
3 Re-elect Dalikhaya Mgmt For For For
Zihlangu
4 Elect Audit Committee Mgmt For For For
Member
(Fauconnier)
5 Elect Audit Committee Mgmt For For For
Member
(Mohring)
6 Elect Audit Committee Mgmt For For For
Member (van
Rooyen)
7 Elect Social and Ethics Mgmt For For For
Committee Member
(Fauconnier)
8 Elect Social and Ethics Mgmt For For For
Committee Member
(Mohring)
9 Elect Social and Ethics Mgmt For For For
Committee Member
(Randera)
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Approve Financial Mgmt For For For
Assistance (Section
45)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Ursula M. Burns Mgmt For For For
1.4 Elect Larry R. Faulkner Mgmt For For For
1.5 Elect Jay S. Fishman Mgmt For For For
1.6 Elect Henrietta H. Fore Mgmt For For For
1.7 Elect Kenneth C. Frazier Mgmt For For For
1.8 Elect William W. George Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Rex W. Tillerson Mgmt For For For
1.12 Elect William C. Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHldr Against Against For
Regarding Multiple
Board
Service
6 Shareholder Proposal ShrHldr Against For Against
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
7 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Ferrexpo Plc
Ticker Security ID: Meeting Date Meeting Status
FXPO CINS G3435Y107 05/22/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Michael Abrahams Mgmt For For For
8 Elect Oliver Baring Mgmt For For For
9 Elect Raffaele Genovese Mgmt For For For
10 Elect Wolfram Kuoni Mgmt For For For
11 Elect Christopher Mawe Mgmt For For For
12 Elect Ihor Mitiukov Mgmt For For For
13 Elect Mike Salamon Mgmt For For For
14 Elect Kostyantin Zhevago Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CINS 32076V103 05/27/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Election of Directors Mgmt For For For
4 Elect Ramon Davila Mgmt For For For
5 Elect Robert A. McCallum Mgmt For For For
6 Elect Douglas Penrose Mgmt For For For
7 Elect Tony Pezzotti Mgmt For For For
8 Elect David Shaw Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/21/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew B. Adams Mgmt For For For
8 Elect Michael P. Mgmt For For For
Martineau
9 Elect Paul Brunner Mgmt For For For
10 Elect Michael Hanley Mgmt For For For
11 Elect Robert J. Harding Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Sharon L. Allen Mgmt For For For
1.3 Elect Richard D. Chapman Mgmt For For For
1.4 Elect George A. Hambro Mgmt For For For
1.5 Elect James A. Hughes Mgmt For For For
1.6 Elect Craig Kennedy Mgmt For For For
1.7 Elect James F. Nolan Mgmt For For For
1.8 Elect William J. Post Mgmt For For For
1.9 Elect J. Thomas Presby Mgmt For For For
1.10 Elect Paul H. Stebbins Mgmt For Withhold Against
1.11 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Richard A. Mgmt For Against Against
Pattarozzi
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/10/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules for
Election of Directors
and
Supervisors
9 Amendments to Mgmt For For For
Procedural Rules for
Acquisition and
Disposal of
Assets
10 Amendments to Mgmt For For For
Procedural Rules for
Derivatives
Trading
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/13/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Elizabeth Gaines Mgmt For For For
4 Elect Peter Meurs Mgmt For For For
5 Elect Sharon Warburton Mgmt For For For
6 Re-elect Mark Barnaba Mgmt For For For
7 Approve Equity Grants Mgmt For For For
to Executive
Directors
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 05/28/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIANG Xinjun Mgmt For Against Against
6 Elect FAN Wei Mgmt For For For
7 Elect QIN Xuetang Mgmt For For For
8 Elect WU Ping Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Authority to Grant Mgmt For Against Against
Share
Options
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For For For
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For For For
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For For For
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Lydia H. Kennard Mgmt For For For
1.10 Elect Charles C. Krulak Mgmt For For For
1.11 Elect Bobby Lee Lackey Mgmt For For For
1.12 Elect Jon C. Madonna Mgmt For For For
1.13 Elect Dustan E. McCoy Mgmt For For For
1.14 Elect James R. Moffett Mgmt For For For
1.15 Elect Stephen H. Siegele Mgmt For For For
1.16 Elect Frances Fragos Mgmt For For For
Townsend
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 07/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Robert J. Mgmt For Withhold Against
Allison,
Jr.
1.3 Elect Alan R. Mgmt For For For
Buckwalter,
III
1.4 Elect Robert A. Day Mgmt For Withhold Against
1.5 Elect James C. Flores Mgmt For For For
1.6 Elect Gerald J. Ford Mgmt For Withhold Against
1.7 Elect Thomas A. Fry III Mgmt For For For
1.8 Elect H. Devon Graham, Mgmt For For For
Jr.
1.9 Elect Charles C. Krulak Mgmt For For For
1.10 Elect Bobby Lee Lackey Mgmt For For For
1.11 Elect Jon C. Madonna Mgmt For For For
1.12 Elect Dustan E. McCoy Mgmt For For For
1.13 Elect James R. Moffett Mgmt For For For
1.14 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.15 Elect Stephen H. Siegele Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Expertise on
Board
5 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/28/2014 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
5 Remuneration Report Mgmt For For For
6 Authority to Trade in Mgmt For For For
Company
Stock
7 Authority to Trade in Mgmt For For For
Company Debt
Instruments
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 05/27/2014 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authorization of Legal Mgmt For For For
Formalities
7 Remuneration Report Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Audit Commission Fees Mgmt For For For
9 Amendments to Charter Mgmt For For For
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Related Party Mgmt For For For
Transaction
12 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
13 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
14 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
15 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
16 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
17 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
18 Related Party Mgmt For For For
Transaction (OJSC AB
ROSSIYA)
19 Related Party Mgmt For For For
Transaction
(Gazprombank OJSC and
OJSC Sherbank of
Russia)
20 Related Party Mgmt For For For
Transaction (OJSC AB
ROSSIYA)
21 Related Party Mgmt For For For
Transaction
(Gazprombank OJSC,
OJSC Sberbank of
Russia and OJSC AB
ROSSIYA)
22 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
23 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
24 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
25 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
26 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
27 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
28 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
29 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
30 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
31 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
32 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
33 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
34 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
35 Related Party Mgmt For For For
Transaction (SOJSC
Tsentrenergogaz)
36 Related Party Mgmt For For For
Transaction (Tsentrgaz
OJSC)
37 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
38 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Export)
39 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
40 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Kosmicheskiye
Sistemy)
41 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
42 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Export)
43 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
44 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Gazoraspredeleniye)
45 Related Party Mgmt For For For
Transaction (OJSC
Druzhba)
46 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Investproyekt)
47 Related Party Mgmt For For For
Transaction (OJSC
NOVATEK)
48 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Komplektatsiya)
49 Related Party Mgmt For For For
Transaction (OJSC
Severneftegazprom)
50 Related Party Mgmt For For For
Transaction (OJSC
Tomskgazprom)
51 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
52 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
53 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
54 Related Party Mgmt For For For
Transaction (A/S
Latvijas
Gaze)
55 Related Party Mgmt For For For
Transaction (OJSC
Rosselkhozbank)
56 Related Party Mgmt For For For
Transaction (AB
Lietuvos
Dujos)
57 Related Party Mgmt For For For
Transaction (AO
Moldovagaz)
58 Related Party Mgmt For For For
Transaction (KazRosGaz
LLP)
59 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
60 Related Party Mgmt For For For
Transaction (OJSC AK
Transneft)
61 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
62 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
63 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
64 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
65 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
66 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
67 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
68 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
69 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
70 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
71 Related Party Mgmt For For For
Transaction (OJSC
Gazprom)
Tsentrremont
72 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Kosmicheskiye
Sistemy)
73 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
74 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
75 Related Party Mgmt For For For
Transaction
(Subsidiaries)
76 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
77 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
78 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
79 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
80 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
81 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
82 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
83 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
84 Related Party Mgmt For For For
Transaction (LLC
Gazprom) Gazomotornoye
Toplivo
85 Related Party Mgmt For For For
Transaction (Novye
Technologii Gazovoy
Otrasli)
86 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
87 Related Party Mgmt For For For
Transaction (OJSC
Rosselkhozbank)
88 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
89 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
90 Related Party Mgmt For For For
Transaction (OJSC
NOVATEK)
91 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Transgaz
Belarus)
92 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Andrey Akimov Mgmt N/A Abstain N/A
4 Elect Farit Gazizullin Mgmt N/A Abstain N/A
5 Elect Viktor Zubkov Mgmt N/A Abstain N/A
6 Elect Elena Karpel Mgmt N/A Abstain N/A
7 Elect Timur Kulibaev Mgmt N/A Abstain N/A
8 Elect Vitaly Markelov Mgmt N/A Abstain N/A
9 Elect Viktor Martynov Mgmt N/A Abstain N/A
10 Elect Vladimir Mau Mgmt N/A Abstain N/A
11 Elect Alexey Miller Mgmt N/A Abstain N/A
12 Elect Valery Musin Mgmt N/A For N/A
13 Elect Seppo Remes Mgmt N/A For N/A
14 Elect Oleg Saveliev Mgmt N/A Abstain N/A
15 Elect Andrey Sapelin Mgmt N/A Abstain N/A
16 Elect Mikhail Sereda Mgmt N/A Abstain N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Vladimir Alisov Mgmt For N/A N/A
19 Elect Dmitry Arkhipov Mgmt For For For
20 Elect Aleksey Afonyashin Mgmt For For For
21 Elect Irina Babenkova Mgmt For N/A N/A
22 Elect Andrei Belobrov Mgmt For N/A N/A
23 Elect Vadim Bikulov Mgmt For For For
24 Elect Larisa Vitj Mgmt For N/A N/A
25 Elect Aleksander Mgmt For N/A N/A
Ivannikov
26 Elect Marina Mikhina Mgmt For For For
27 Elect Yuri Nosov Mgmt For For For
28 Elect Karen Oganyan Mgmt For N/A N/A
29 Elect Oleg Osipenko Mgmt For For For
30 Elect Sergey Platonov Mgmt For For For
31 Elect Svetlana Ray Mgmt For For For
32 Elect Mikhail Rosseyev Mgmt For N/A N/A
33 Elect Tatyana Fisenko Mgmt For N/A N/A
34 Elect Alan Khadziev Mgmt For N/A N/A
35 Elect Alexander Shevchuk Mgmt For For For
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 06/10/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Mohd Zahidi bin Mgmt For For For
Zainuddin
3 Elect CHING Yew Chye Mgmt For For For
4 Elect Abdul Ghani bin Mgmt For For For
Abdullah
5 Elect Mohd Din Jusoh Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Repurchase Mgmt For For For
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 11/01/2013 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants w/ Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Glencore Xstrata plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/20/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Anthony B. Hayward Mgmt For Against Against
6 Elect Leonhard Fischer Mgmt For For For
7 Elect William E. Mgmt For For For
Macaulay
8 Elect Ivan Glasenberg Mgmt For For For
9 Elect Peter R. Coates Mgmt For For For
10 Elect John Mack Mgmt For For For
11 Elect Peter T. Grauer Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Advisory--Non-UK
issuer)
13 Remuneration Report Mgmt For For For
(Advisory)
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Scrip Dividend Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Abstain Against
2 Re-elect Kofi Ansah Mgmt For For For
3 Re-elect Nicholas J. Mgmt For For For
Holland
4 Re-elect Paul A. Schmidt Mgmt For For For
5 Elect Audit Committee Mgmt For Against Against
Member
(Wilson)
6 Elect Audit Committee Mgmt For For For
Member
(Menell)
7 Elect Audit Committee Mgmt For For For
Member
(Ncube)
8 General Authority to Mgmt For For For
Issue
Shares
9 Approve Remuneration Mgmt For For For
Policy
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 05/01/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Bell Mgmt For For For
1.2 Elect Beverley A. Mgmt For For For
Briscoe
1.3 Elect Peter J. Dey Mgmt For For For
1.4 Elect Douglas M. Holtby Mgmt For For For
1.5 Elect Charles A. Jeannes Mgmt For For For
1.6 Elect Clement A. Mgmt For For For
Pelletier
1.7 Elect P. Randy Reifel Mgmt For For For
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Blanca Triveno de Mgmt For For For
Vega
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2014 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Frankie (Djafar) Mgmt For Against Against
Widjaja
5 Elect LEW Syn Pau Mgmt For For For
6 Elect Jacques Desire Mgmt For For For
Laval
Elliah
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 02/25/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Re-elect Peter Housden Mgmt For For For
6 Re-elect Simon Tregoning Mgmt For For For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Andrea Botta Mgmt For Withhold Against
1.2 Elect Jeffrey H. Coors Mgmt For Withhold Against
1.3 Elect David W. Scheible Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Stock and Mgmt For For For
Incentive compensation
plan
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 04/25/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Chairmen of Mgmt For Abstain Against
the Audit and
Corporate Governance
Committees
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Gruma SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GRUMA.B CINS P4948K121 03/21/2014 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Authority to Carry Out Mgmt For For For
Formalities
3 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/30/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Compliance Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Repurchase Mgmt For Abstain Against
Shares; Report on the
Company's Repurchase
Program
5 Ratification of Board Mgmt For Abstain Against
Acts
6 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee Members and
Chairman
7 Directors' and Board Mgmt For Abstain Against
Committee Members'
Fees
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James R. Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For Against Against
4 Elect Nance K. Dicciani Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Jose C. Grubisich Mgmt For For For
7 Elect Abdallah S. Jum'ah Mgmt For For For
8 Elect David J. Lesar Mgmt For For For
9 Elect Robert A. Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For For For
11 Elect Debra L. Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 12/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Joaquim Mgmt For Against Against
Chissano
2 Re-elect Cathie Markus Mgmt For For For
3 Re-elect Andre Wilkens Mgmt For Against Against
4 Elect Karabo Nondumo Mgmt For For For
5 Elect Vishnu Pillay Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (John
Wetton)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Simo
Lushaba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
1.2 Elect Anthony P. Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Restoration of Right to Mgmt For For For
Call a Special
Meeting
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For For For
2 Elect John W. Lindsay Mgmt For For For
3 Elect Paula Marshall Mgmt For For For
4 Elect Randy A. Foutch Mgmt For For For
5 Elect John D. Zeglis Mgmt For For For
6 Elect William L. Mgmt For For For
Armstrong
7 Elect Thomas A. Petrie Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence J. Checki Mgmt For For For
2 Elect Edith E. Holiday Mgmt For For For
3 Elect John H. Mullin, Mgmt For For For
III
4 Elect James H. Quigley Mgmt For For For
5 Elect Robert N. Wilson Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Elimination of 80% Mgmt For For For
Supermajority
Requirement
9 Elimination of Mgmt For For For
Two-Thirds
Supermajority
Requirement
10 Eliminate Provisions Mgmt For For For
Concerning Certain
Convertible
Stock
11 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
________________________________________________________________________________
Hitachi Metals Limited
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Taiji Yamada Mgmt For For For
2 Elect Kazuyuki Konishi Mgmt For For For
3 Elect Hideaki Takahashi Mgmt For For For
4 Elect Yasutoshi Noguchi Mgmt For For For
5 Elect Hisashi Machida Mgmt For For For
6 Elect Kohji Tanaka Mgmt For For For
7 Elect Toshikazu Nishino Mgmt For Against Against
8 Elect Nobuhiko Shima Mgmt For For For
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/22/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Graham Birch Mgmt For Against Against
5 Elect Enrico Bombieri Mgmt For For For
6 Elect Jorge Born, Jr. Mgmt For Against Against
7 Elect Ignacio Bustamante Mgmt For For For
8 Elect Roberto Danino Mgmt For For For
9 Elect Sir Malcom Field Mgmt For For For
10 Elect Eduardo Hochschild Mgmt For For For
11 Elect Nigel Moore Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Deferred Bonus Plan Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 11/29/2013 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Leldon E. Echols Mgmt For For For
3 Elect R. Kevin Hardage Mgmt For For For
4 Elect Michael C. Mgmt For For For
Jennings
5 Elect Robert J. Mgmt For For For
Kostelnik
6 Elect James H. Lee Mgmt For For For
7 Elect Franklin Myers Mgmt For For For
8 Elect Michael E. Rose Mgmt For For For
9 Elect Tommy A. Valenta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLM-B CINS W4200N112 04/08/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Board Size Mgmt For For For
16 Directors and Auditors' Mgmt For For For
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
19 Information on the Mgmt For For For
Nomination
Committee
20 Remuneration Guidelines Mgmt For Against Against
21 Authority to Repurchase Mgmt For For For
Shares and Issue
Treasury
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 02/11/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2014 Continuing Mgmt For For For
Connected Transactions
between the Company
and Huaneng
Group
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Continuing Connected Mgmt For Against Against
Transactions
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 05/07/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K. Li Mgmt For Against Against
3 Elect Canning K.N. Fok Mgmt For Against Against
4 Elect Stephen E. Bradley Mgmt For For For
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Colin Stevens Mgmt For Against Against
Russel
14 Elect Wayne E. Shaw Mgmt For For For
15 Elect William Shurniak Mgmt For For For
16 Elect Frank J. Sixt Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Hysco Company Ltd
Ticker Security ID: Meeting Date Meeting Status
010520 CINS Y3848X100 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Members
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Hysco Company Ltd
Ticker Security ID: Meeting Date Meeting Status
010520 CINS Y3848X100 11/29/2013 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Elect KANG Hak Suh Mgmt For Against Against
3 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 11/29/2013 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger/Acquisition Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iamgold Corp.
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/07/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John E. Caldwell Mgmt For For For
3 Elect Donald K. Charter Mgmt For For For
4 Elect W. Robert Dengler Mgmt For For For
5 Elect Guy G. Dufresne Mgmt For For For
6 Elect Richard J. Hall Mgmt For For For
7 Elect Stephen J.J. Mgmt For For For
Letwin
8 Elect Mahendra Naik Mgmt For For For
9 Elect William D. Mgmt For For For
Pugliese
10 Elect John T. Shaw Mgmt For For For
11 Elect Timothy R. Snider Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/28/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jenny A. Mgmt For For For
Seabrook
3 Elect Marcelo H. Bastos Mgmt For For For
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/23/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
2 Election of Audit Mgmt For Against Against
Committee Member
(Cameron)
3 Election of Audit Mgmt For For For
Committee Member
(Maule)
4 Election of Audit Mgmt For For For
Committee Member
(Mokgatlha)
5 Election of Audit Mgmt For For For
Committee Member
(Ngonyama)
6 Approve Remuneration Mgmt For For For
Policy
7 Re-elect Hugh C. Cameron Mgmt For Against Against
8 Elect Peter Davey Mgmt For For For
9 Re-elect Mandla Gantsho Mgmt For For For
10 Elect Albertinah Kekana Mgmt For For For
11 Elect Alastair Mgmt For For For
Macfarlane
12 Re-elect Thabo Mokgatlha Mgmt For For For
13 Elect Brett Nagle Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/24/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Krystyna T. Hoeg Mgmt For For For
2.2 Elect Richard M. Kruger Mgmt For For For
2.3 Elect Jack M. Mintz Mgmt For For For
2.4 Elect David S. Mgmt For For For
Sutherland
2.5 Elect Sheelagh D. Mgmt For For For
Whittaker
2.6 Elect Darren W. Woods Mgmt For For For
2.7 Elect Victor L. Young Mgmt For For For
3 Change of Registered Mgmt For For For
Office
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/24/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Accounts Mgmt For Abstain Against
4 Report on the Company's Mgmt For Abstain Against
Accounting and
Financial Reporting
Policies
5 Report of the Audit and Mgmt For Abstain Against
Corporate
Governance
6 Report on Tax Compliance Mgmt For Abstain Against
7 Allocation of Mgmt For Abstain Against
Profits/Dividends
8 Authority to Repurchase Mgmt For Abstain Against
Shares
9 Election of Directors; Mgmt For Abstain Against
Fees
10 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chairmen
11 Election of Meeting Mgmt For For For
Delegates
12 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Inc.
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Rhonda L. Jordan Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect Victoria J. Reich Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Stock Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
900948 CINS Y40848106 03/25/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For For For
Investments
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
3948 CINS Y40848106 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Project Investment Plan Mgmt For For For
2014
8 Elect ZHANG Donghai Mgmt For Against Against
9 Elect GE Yaoyong Mgmt For Against Against
10 Elect LIU Chunlin Mgmt For Against Against
11 Elect ZHANG Dongsheng Mgmt For For For
12 Elect ZHANG Xinrong Mgmt For For For
13 Elect LV Guiliang Mgmt For For For
14 Elect SONG Zhanyou Mgmt For For For
15 Elect YU Youguang Mgmt For For For
16 Elect QI Yongxing Mgmt For For For
17 Elect SONG Jianzhong Mgmt For For For
18 Elect Banny TAM Kwok Mgmt For For For
Ming
19 Elect LI Wenshan Mgmt For Against Against
20 Elect ZHANG Guisheng Mgmt For For For
21 Elect WANG Yongliang Mgmt For For For
22 Elect WU Qu Mgmt For For For
23 Acquisition of 5% Mgmt For For For
Shares of Yitai
Guanglian
24 Allocation of Mgmt For For For
Profits/Dividends
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
27 Adjustment of Project Mgmt For For For
Investment Plan
2014
28 Authority to Give Mgmt For For For
Guarantees
29 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
30 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
900948 CINS Y40848106 12/11/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect QI Yongxing Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Supervisors
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees of RMB 1.67
Billion
6 Size and Method of Mgmt For For For
Issuance
7 Preferential Issuance Mgmt For For For
to
Shareholders
8 Term Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Listing Market Mgmt For For For
11 Guarantees Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Repayment Measures Mgmt For For For
14 Board Authorization Mgmt For For For
15 Authority to Give Mgmt For For For
Guarantees of RMB 1.80
Billion
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naoki Kuroda Mgmt For Against Against
4 Elect Masatoshi Sugioka Mgmt For For For
5 Elect Toshiaki Kitamura Mgmt For For For
6 Elect Seiji Yui Mgmt For For For
7 Elect Masaharu Sano Mgmt For For For
8 Elect Shunichiroh Sugaya Mgmt For For For
9 Elect Masahiro Murayama Mgmt For For For
10 Elect Seiya Itoh Mgmt For For For
11 Elect Wataru Tanaka Mgmt For For For
12 Elect Takahiko Ikeda Mgmt For For For
13 Elect Yoshikazu Kurasawa Mgmt For For For
14 Elect Kazuo Wakasugi Mgmt For For For
15 Elect Yoshiyuki Kagawa Mgmt For For For
16 Elect Seiji Katoh Mgmt For For For
17 Elect Rentaroh Tonoike Mgmt For For For
18 Elect Yasuhiko Okada Mgmt For For For
19 Bonus Mgmt For For For
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect Ahmet C. Dorduncu Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect John L. Townsend, Mgmt For For For
III
9 Elect John F. Turner Mgmt For For For
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of Material Mgmt For For For
Terms of Performance
Goals Under the 2009
Incentive Compensation
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/30/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For Abstain Against
6 Appointment of Risk Mgmt For Abstain Against
Rating
Agencies
7 Directors' Fees Mgmt For Abstain Against
8 Presentation of the Mgmt For For For
Report on Board of
Directors'
Expenses
9 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
10 Presentation of Mgmt For For For
Directors' Committee
Report
11 Election of Directors Mgmt For Abstain Against
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/19/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karownakaran @ Mgmt For For For
Karunakaran a/l
Ramasamy
2 Elect LIM Tuang Ooi Mgmt For For For
3 Elect LEE Shin Cheng Mgmt For For For
4 Elect Mohd Khalil Mohd Mgmt For For For
Noor
5 Retention of Mohd Mgmt For For For
Khalil Mohd Noor as
Independent
Director
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/29/2013 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisitions Mgmt For For For
2 Rights Offering for Mgmt For For For
IOIPG
Shares
3 Listing of IOIPG Shares Mgmt For For For
4 Distribution of IOIPG Mgmt For For For
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Eliassen Mgmt For For For
2 Elect Gary E. Pruitt Mgmt For For For
3 Elect Micheal V. Pulli Mgmt For For For
4 Elect Charles H. Mgmt For For For
Gaylord,
Jr.
5 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/30/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Jastrzebska
Spolka
Gornico-Szkoleniowa
S.A.
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/22/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Profit Mgmt For For For
Distribution
Proposal
10 Assessment of Mgmt For For For
Management
Board
11 Assessment of Accounts Mgmt For For For
and
Reports
12 Assessment of Profit Mgmt For For For
Distribution
Proposal
13 Activity of Supervisory Mgmt For For For
Board; Internal Audit
and Risk Management
System
14 Activity of Committees Mgmt For For For
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Assessment of Mgmt For For For
Consolidated
Management Board
Report
21 Assessment of Mgmt For For For
Consolidated Accounts
and
Reports
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Allocation of Other Mgmt For For For
Comprehensive
Income
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 08/12/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of the Mgmt For For For
Minutes of the
Election of Employee
Representatives
8 Elect Marek Granieczny Mgmt For For For
9 Amendments to Articles Mgmt For For For
14, 15, 20, 21, 26 and
34
10 Adoption of New Articles Mgmt For For For
11 Closing of Meeting Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 09/20/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Spolka
Energetyczna
"Jastrzebie"
S.A
8 Closing of Meeting Mgmt For For For
________________________________________________________________________________
JFE Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/19/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Dividends Mgmt For For For
3 Bonus Mgmt For Against Against
4 Elect Hajime Bada Mgmt For Against Against
5 Elect Eiji Hayashida Mgmt For For For
6 Elect Shinichi Okada Mgmt For For For
7 Elect Akimitsu Ashida Mgmt For For For
8 Elect Masafumi Maeda Mgmt For For For
9 Elect Hiroyuki Itami Mgmt For For For
10 Elect Shigeo Ohyagi Mgmt For For For
11 Elect Isao Saiki as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/11/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Senior Management Mgmt For For For
Incentive
Plan
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Resignation of Wu Mgmt For For For
Jianchang
9 Elect QIU Guanzhou Mgmt For For For
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Doheny Mgmt For For For
II
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect John T. Gremp Mgmt For For For
1.4 Elect John N. Hanson Mgmt For For For
1.5 Elect Gale E. Klappa Mgmt For For For
1.6 Elect Richard B. Loynd Mgmt For Withhold Against
1.7 Elect P. Eric Siegert Mgmt For For For
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For For For
4 Elect Isao Matsushita Mgmt For For For
5 Elect Yukio Uchida Mgmt For For For
6 Elect Junichi Kawada Mgmt For For For
7 Elect Rentaroh Tonoike Mgmt For For For
8 Elect Akira Ohmachi Mgmt For For For
9 Elect Ichiroh Uchijima Mgmt For For For
10 Elect Tsutomu Sugimori Mgmt For For For
11 Elect Shunsaku Miyake Mgmt For For For
12 Elect Shigeru Ohi Mgmt For For For
13 Elect Hiroshi Komiyama Mgmt For For For
14 Elect Hiroko Ohta Mgmt For For For
15 Elect Mutsutake Ohtsuka Mgmt For For For
16 Elect Seiichi Kondoh Mgmt For For For
17 Elect Takashi Setogawa Mgmt For For For
18 Elect Naomi Ushio Mgmt For For For
________________________________________________________________________________
Kazakhmys plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 01/07/2014 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Kazakhmys plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 05/08/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Elect Lynda Armstrong Mgmt For For For
5 Elect Simon Heale Mgmt For For For
6 Elect Oleg Novachuk Mgmt For For For
7 Elect Eduard Ogay Mgmt For Against Against
8 Elect Clinton J. Dines Mgmt For For For
9 Elect Vladimir Kim Mgmt For For For
10 Elect Michael Lynch-Bell Mgmt For For For
11 Elect Lord Robin Renwick Mgmt For For For
12 Elect Charles Watson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Annual Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
Kazakhmys plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 08/02/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For For For
3 Share Repurchase Mgmt For For For
4 Waiver of Tender-Bid Mgmt For For For
Requirement
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/23/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Assessment)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Management Board Report Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
17 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
18 Management Board Report Mgmt For For For
(Consolidated)
19 Accounts and Reports Mgmt For For For
(Consolidated)
20 Election of Supervisory Mgmt For Abstain Against
Board
Members
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect Steven J. Kean Mgmt For For For
1.3 Elect Anthony W. Hall, Mgmt For For For
Jr.
1.4 Elect Deborah A. Mgmt For For For
Macdonald
1.5 Elect Michael Miller Mgmt For For For
1.6 Elect Michael C. Morgan Mgmt For For For
1.7 Elect Fayez S. Sarofim Mgmt For For For
1.8 Elect C. Park Shaper Mgmt For For For
1.9 Elect Joel V. Staff Mgmt For For For
1.10 Elect John Stokes Mgmt For For For
1.11 Elect Robert F. Vagt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
4 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Brough Mgmt For For For
1.2 Elect John K. Carrington Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Kenneth C. Irving Mgmt For For For
1.5 Elect John A. Keyes Mgmt For For For
1.6 Elect John A. Macken Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect John E. Oliver Mgmt For For For
1.9 Elect Una M. Power Mgmt For For For
1.10 Elect Terence C.W. Reid Mgmt For For For
1.11 Elect J. Paul Rollinson Mgmt For For For
1.12 Elect Ruth G. Woods Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Share Mgmt For For For
Option
Plan
4 Amendment to the Mgmt For For For
Restricted Share
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kobe Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555144 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Satoh Mgmt For Against Against
3 Elect Hiroya Kawasaki Mgmt For For For
4 Elect Jun Tanaka Mgmt For For For
5 Elect Kazuhide Naraki Mgmt For For For
6 Elect Tsuyoshi Kasuya Mgmt For For For
7 Elect Takao Kitabata Mgmt For For For
8 Elect Yoshinori Onoe Mgmt For For For
9 Elect Akira Kaneko Mgmt For For For
10 Elect Naoto Umehara Mgmt For For For
11 Elect Yasuaki Sugizaki Mgmt For For For
12 Elect Hiroshi Ochi Mgmt For For For
13 Elect Hiroaki Fujiwara Mgmt For For For
14 Elect Yoshimasa Yamamoto Mgmt For For For
________________________________________________________________________________
Korea Zinc Company Limited
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Members
(Slate)
4 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/19/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Roy LIM Kiam Chye Mgmt For For For
3 Elect LEE Hau Hian Mgmt For For For
4 Elect Azlan bin Mohd Mgmt For Against Against
Zainol
5 Elect Thong Yaw Hong Mgmt For For For
6 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
7 Directors' Fees Mgmt For Against Against
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/09/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Tony O'Neill Mgmt For For For
3 Re-elect Gert Gouws Mgmt For For For
4 Re-elect Khanyisile T. Mgmt For Against Against
Kweyama
5 Re-elect Litha Nyhonyha Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member
(Bassa)
7 Elect Audit Committee Mgmt For For For
Member
(Morgan)
8 Elect Audit Committee Mgmt For For For
Member
(Mokgatle)
9 Elect Audit Committee Mgmt For For For
Member
(Nyhonyha)
10 Elect Social and Ethics Mgmt For For For
Committee Member
(Mokgatle)
11 Elect Social and Ethics Mgmt For For For
Committee Member
(Morgan)
12 Elect Social and Ethics Mgmt For For For
Committee Member
(Sonjica)
13 Approve Remuneration Mgmt For For For
Policy
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Repurchase Mgmt For For For
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kunlun Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 06/12/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect WU Enlai Mgmt For For For
7 Elect CHENG Cheng Mgmt For For For
8 Elect LAU Wah Sum Mgmt For For For
9 Elect Aubrey LI Kwok Mgmt For Against Against
Sing
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Elect ZHAO Yongqi Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiyuki Nakai Mgmt For Against Against
4 Elect Kaoru Kajii Mgmt For For For
5 Elect Kohichi Iioka Mgmt For For For
6 Elect Kiyoshi Itoh Mgmt For For For
7 Elect Takahito Namura Mgmt For For For
8 Elect Yohichi Kurokawa Mgmt For For For
9 Elect Toshitaka Kodama Mgmt For For For
10 Elect Yoshio Yamada Mgmt For For For
11 Elect Michiya Kadota Mgmt For For For
12 Elect Seiji Nakamura Mgmt For For For
13 Elect Yoshihiro Tsuji Mgmt For For For
as an Alternate
Statutory
Auditor
________________________________________________________________________________
KWS Saat AG
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/19/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/14/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond LEE Man Mgmt For For For
Chun
6 Elect LEE Man Bun Mgmt For For For
7 Elect King Wai Lee Mgmt For For For
8 Authorization of Board Mgmt For For For
Regarding Terms of
Appointment and
Remuneration of POON
Chung
Kwong
9 Authorization of Board Mgmt For For For
Regarding Terms of
Appointment and
Remuneration of Tony
WONG Kai
Tung
10 Authorization of Board Mgmt For For For
Regarding Terms of
Appointment and
Remuneration of Peter
A.
Davies
11 Authorization of Board Mgmt For For For
Regarding Terms of
Appointment and
Remuneration of David
CHAU Shing
Yim
12 Directors' Fees for 2013 Mgmt For For For
13 Directors' Fees for 2014 Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect W. Thomas Mgmt For For For
Jagodinski
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Management Incentive Mgmt For For For
Umbrella
Plan
________________________________________________________________________________
Lonmin plc
Ticker Security ID: Meeting Date Meeting Status
LMI CINS G56350112 01/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Roger Phillimore Mgmt For For For
7 Elect Len Konar Mgmt For Against Against
8 Elect Jonathan Leslie Mgmt For For For
9 Elect Simon Scott Mgmt For For For
10 Elect Karen de Segundo Mgmt For For For
11 Elect James H. Sutcliffe Mgmt For For For
12 Elect Brian Richard Mgmt For For For
Beamish
13 Elect Ben Magara Mgmt For For For
14 Elect Phuti Mahanyele Mgmt For For For
15 Elect Gary Nagle Mgmt For For For
16 Elect Paul Smith Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Long-Term Incentive Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Gary Cook Mgmt For For For
2 Elect Kurt M. Landgraf Mgmt For For For
3 Elect John W. Weaver Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the Annual Mgmt For For For
Cash Incentive
Plan
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Vagit Y. Alekperov Mgmt For Abstain Against
6 Elect Victor V. Blazheev Mgmt For For For
7 Elect Valery I. Grayfer Mgmt For Abstain Against
8 Elect Igor S. Ivanov Mgmt For For For
9 Elect Sergei Mgmt For Abstain Against
Alekseevich
Kochkurov
10 Elect Ravil U. Maganov Mgmt For Abstain Against
11 Elect Richard H. Matzke Mgmt For Abstain Against
12 Elect Sergei A. Mgmt For Abstain Against
Mikhailov
13 Elect Mark Mobius Mgmt For Abstain Against
14 Elect Guglielmo Moscato Mgmt For For For
15 Elect Ivan Pictet Mgmt For Abstain Against
16 Elect Leonid A. Fedun Mgmt For Abstain Against
17 Elect Mikhail B. Mgmt For For For
Maksimov
18 Elect Pavel Mgmt For For For
Aleksandrovich
Suloev
19 Elect Aleksandr V. Mgmt For For For
Surkov
20 2013 Directors' Fees Mgmt For For For
21 Directors' Fees Mgmt For For For
22 2013 Audit Commission's Mgmt For For For
Fees
23 Audit Commission's Fees Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Amendments to Charter Mgmt For For For
26 Amendments to General Mgmt For For For
Meeting
Regulations
27 Indemnification of Mgmt For For For
Directors/Officers
28 Related Party Mgmt For For For
Transactions
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 09/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Charter Mgmt For For For
3 Amendments to Board Mgmt For For For
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/09/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Donald K. Charter Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect John H. Craig Mgmt For Against Against
5 Elect Brian D. Edgar Mgmt For For For
6 Elect Peter C. Jones Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For For For
8 Elect Dale C. Peniuk Mgmt For For For
9 Elect William A. Rand Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Share Unit Plan and Mgmt For For For
Incentive Stock Option
Plan
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/15/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Elect Peggy Bruzelius Mgmt For For For
19 Elect Ashley Heppenstall Mgmt For For For
20 Elect Asbjorn Larsen Mgmt For For For
21 Elect Ian H. Lundin Mgmt For Against Against
22 Elect Lukas H. Lundin Mgmt For Against Against
23 Elect William A. Rand Mgmt For Against Against
24 Elect Magnus Unger Mgmt For For For
25 Elect Cecilia Vieweg Mgmt For For For
26 Elect Ian H. Lundin as Mgmt For Against Against
Chairman
27 Directors' Fees Mgmt For For For
28 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Remuneration
to Chairman for
Special Assignments
Outside the
Directorship
29 Appointment of Auditor Mgmt For For For
30 Authority to Set Mgmt For For For
Auditor's
Fees
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Compensation Guidelines Mgmt For For For
33 Long-term Incentive Mgmt For For For
Plan
2014
34 Reduction in Share Mgmt For For For
Capital
35 Bonus Issue Mgmt For For For
36 Authority to Issue Mgmt For For For
Shares and Convertible
Securities w/ or w/o
Preemptive
Rights
37 Authority to Repurchase Mgmt For For For
and Issue Treasury
Shares
38 Nomination Committee Mgmt For For For
39 Non-Voting Agenda Item N/A N/A N/A N/A
40 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 08/09/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect DING Yi Mgmt For For For
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 02/26/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of CEO Mgmt For For For
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 03/31/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Distribution of Mgmt For For For
Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Victor F. Mgmt For Abstain Against
Rashnikov
7 Elect Ruben A. Mgmt For For For
Aganbegyan
8 Elect Vitaliy V. Mgmt For Abstain Against
Bakhmetyev
9 Elect Kirill Y Levin Mgmt For For For
10 Elect Nikolai V. Lyadov Mgmt For Abstain Against
11 Elect Valery Y. Mgmt For For For
Martzinovich
12 Elect Olga V. Rashnikova Mgmt For Abstain Against
13 Elect Zumrud K. Mgmt For For For
Rustamova
14 Elect Peter Charow Mgmt For For For
15 Elect Pavel V. Shilyaev Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Maslennikov
17 Elect Oksana V. Dyuldina Mgmt For For For
18 Elect Galina A. Akimova Mgmt For For For
19 Elect Andrey Fokin Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Manila Water Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWC CINS Y56999108 04/04/2014 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Determination of quorum Mgmt For For For
3 Approve Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Amendments to Articles Mgmt For For For
7 Elect Fernando Zobel de Mgmt For Against Against
Ayala
8 Elect Jaime Augusto Mgmt For Against Against
Zobel de
Ayala
9 Elect Gerardo C. Ablaza Mgmt For For For
Jr.
10 Elect Antonino T. Aquino Mgmt For For For
11 Elect Delfin L. Lazaro Mgmt For For For
12 Elect John Eric T. Mgmt For For For
Francia
13 Elect Victoria P. Mgmt For For For
Garchitorena
14 Elect Jose L. Cuisia, Mgmt For For For
Jr.
15 Elect Oscar R. Reyes Mgmt For Against Against
16 Elect Sherisa P Nuesa Mgmt For For For
17 Elect Jaime C. Laya Mgmt For For For
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Transaction of Other Mgmt For Against Against
Business
20 Adjournment Mgmt For For For
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Pierre R. Brondeau Mgmt For Against Against
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Chadwick C. Deaton Mgmt For Against Against
5 Elect Shirley A. Jackson Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Michael E.J. Mgmt For For For
Phelps
8 Elect Dennis H. Reilley Mgmt For For For
9 Elect Lee M. Tillman Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
13 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 01/20/2014 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Share Issuance to Mgmt For TNA N/A
Facilitate
Consolidation of
Shares
8 Share Mgmt For TNA N/A
Consolidation/Reverse
Stock
Split
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 05/22/2014 Take No Action
Meeting Type Country of Trade
Ordinary Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Special Dividend Mgmt For TNA N/A
10 Authority to Distribute Mgmt For TNA N/A
Dividend
11 Authority to Repurchase Mgmt For TNA N/A
Shares and to Issue
Treasury
Shares
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
13 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
14 Directors' Fees Mgmt For TNA N/A
15 Elect Tor Olav Troim Mgmt For TNA N/A
16 Elect Cecilie Fredriksen Mgmt For TNA N/A
17 Elect Solveig Strand Mgmt For TNA N/A
18 Elect Helene Vibbleus Mgmt For TNA N/A
Bergquist
19 Nomination Committee Mgmt For TNA N/A
Guidelines
20 Elect Erling Lind Mgmt For TNA N/A
21 Elect Arne Hjeltnes Mgmt For TNA N/A
22 Nomination Committee Mgmt For TNA N/A
Fees
23 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
24 Remuneration Guidelines Mgmt For TNA N/A
25 Guidelines for Share Mgmt For TNA N/A
Options
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 09/16/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Minutes Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Special Dividend Mgmt For TNA N/A
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 11/15/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Special Dividend Mgmt For TNA N/A
8 Approve the Mgmt For TNA N/A
Distribution of
Dividends
________________________________________________________________________________
Mayr Melnhof Karton AG
Ticker Security ID: Meeting Date Meeting Status
MAYR CINS A42818103 04/30/2014 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For Against Against
Campbell
2 Elect James G. Kaiser Mgmt For For For
3 Elect Richard B. Kelson Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect John A. Luke, Jr. Mgmt For For For
6 Elect Gracia C. Martore Mgmt For For For
7 Elect Timothy H. Powers Mgmt For For For
8 Elect Jane L. Warner Mgmt For For For
9 Elect Alan D. Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akihiko Ide Mgmt For Against Against
3 Elect Hiroshi Yao Mgmt For For For
4 Elect Toshinori Katoh Mgmt For For For
5 Elect Akira Takeuchi Mgmt For For For
6 Elect Akio Hamaji Mgmt For For For
7 Elect Masaru Aramaki Mgmt For For For
8 Elect Osamu Iida Mgmt For For For
9 Elect Yukio Okamoto Mgmt For For For
10 Elect Naoki Ono Mgmt For For For
11 Elect Akio Utsumi Mgmt For Against Against
12 Elect Naoto Kasai Mgmt For For For
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/24/2014 Take No Action
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Approve Voting Method Mgmt For TNA N/A
6 Approve Voting Mgmt For TNA N/A
Scrutineer
7 Accounts and Reports Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Approval of Corporate Mgmt For TNA N/A
Governance
Report
10 Ratification of Board Mgmt For TNA N/A
Acts
11 Appointment of Auditor Mgmt For TNA N/A
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Elect Sandor Csanyi to Mgmt For TNA N/A
the Board of
Directors
14 Elect Anwar al-Kharusi Mgmt For TNA N/A
to the Board of
Directors
15 Elect Anthony Radev to Mgmt For TNA N/A
the Board of
Directors
16 Increase in Authorized Mgmt For TNA N/A
Capital
17 Increase in Authorized Mgmt For TNA N/A
Capital (Series A
Shareholders)
18 Increase in Authorized Mgmt For TNA N/A
Capital (Series B
Shareholders)
19 Terms of Autority to Mgmt For TNA N/A
Increase the
Authorized
Capital
20 Amendments to Articles Mgmt For TNA N/A
21 Approve the Operation Mgmt For TNA N/A
of the Company in
Accordance with New
Civil
Code
22 Non-Voting Meeting Note N/A N/A TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/24/2014 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Janos Martonyi to Mgmt For For For
the Board of
Directors
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/14/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Phaswana Mgmt For For For
2 Elect Stephen C. Harris Mgmt For For For
3 Elect David Hathorn Mgmt For For For
4 Elect Andrew King Mgmt For For For
5 Elect Imogen Mkhize Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Peter Oswald Mgmt For For For
8 Elect Anne Quinn Mgmt For For For
9 Elect David Williams Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
11 Elect Audit Committee Mgmt For For For
Member (John
Nicholas)
12 Elect Audit Committee Mgmt For For For
Member (Anne
Quinn)
13 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
14 Remuneration Report Mgmt For For For
(Mondi
Ltd)
15 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
16 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
17 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
18 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
19 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
20 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
21 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
23 Authority to Repurchase Mgmt For For For
Shares (Mondi
Ltd)
24 Accounts and Reports Mgmt For For For
(Mondi
plc)
25 Remuneration Report Mgmt For For For
(Binding)
26 Remuneration Report Mgmt For For For
(Advisory)
27 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
28 Appointment of Auditor Mgmt For For For
(Mondi
plc)
29 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
30 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
31 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
32 Authority to Repurchase Mgmt For For For
Shares (Mondi
plc)
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Laura K. Ipsen Mgmt For For For
3 Elect William U. Parfet Mgmt For For For
4 Elect George H. Poste Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding Labeling of
Genetically Modified
Foods
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Denise C. Johnson Mgmt For For For
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect James L. Popowich Mgmt For For For
5 Elect James T. Mgmt For For For
Prokopanko
6 Elect Steven M. Seibert Mgmt For For For
7 2014 Stock and Mgmt For For For
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 10/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy S. Gitzel Mgmt For For For
2 Elect William R. Graber Mgmt For For For
3 Elect Emery N. Koenig Mgmt For For For
4 Elect David T. Seaton Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank W. Blue Mgmt For For For
2 Elect T. Jay Collins Mgmt For For For
3 Elect Steven A. Cosse Mgmt For For For
4 Elect Claiborne P. Mgmt For For For
Deming
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect James V. Kelley Mgmt For For For
7 Elect Walentin Mirosh Mgmt For For For
8 Elect R. Madison Murphy Mgmt For For For
9 Elect Jeffrey W. Nolan Mgmt For For For
10 Elect Neal E. Schmale Mgmt For For For
11 Elect Caroline G. Theus Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect John P. Kotts Mgmt For For For
1.3 Elect Michael C. Linn Mgmt For Withhold Against
1.4 Elect John V. Lombardi Mgmt For Withhold Against
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Howard Wolf Mgmt For For For
1.7 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Mgmt For Against Against
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
6 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
7 Shareholder Proposal ShrHldr Against For Against
Regarding
Sustainability
Report
8 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
10 Shareholder Proposal ShrHldr Against For Against
Regarding Counting
Broker
Non-Votes
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Clay C. Williams Mgmt For For For
3 Elect Greg L. Armstrong Mgmt For For For
4 Elect Robert E. Mgmt For For For
Beauchamp
5 Elect Marcela E. Donadio Mgmt For For For
6 Elect Ben A. Guill Mgmt For For For
7 Elect David D. Harrison Mgmt For For For
8 Elect Roger L. Jarvis Mgmt For For For
9 Elect Eric L. Mattson Mgmt For For For
10 Elect Jeffery A. Smisek Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CINS 644535106 04/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Emerson Mgmt For For For
3 Elect James M. Estey Mgmt For For For
4 Elect Robert Gallagher Mgmt For For For
5 Elect Vahan Kololian Mgmt For For For
6 Elect Martyn Konig Mgmt For For For
7 Elect Pierre Lassonde Mgmt For For For
8 Elect Randall Oliphant Mgmt For For For
9 Elect Raymond W. Mgmt For Against Against
Threlkeld
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the 2011 Mgmt For For For
Stock Option
Plan
12 Approval of the Long Mgmt For For For
Term Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/24/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Philip Aiken Mgmt For For For
3 Elect Peter Hay Mgmt For For For
4 Re-elect Richard Lee Mgmt For For For
5 Re-elect Timothy Poole Mgmt For For For
6 Re-elect John Spark Mgmt For For For
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce R. Brook Mgmt For For For
2 Elect J. Kofi Bucknor Mgmt For For For
3 Elect Vincent A. Calarco Mgmt For For For
4 Elect Joseph A. Carrabba Mgmt For For For
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Donald C. Roth Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 06/23/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Longteng Packaging Mgmt For For For
Materials and
Chemicals Purchase
Agreement and Annual
Caps
4 Nantong Tenglong Mgmt For For For
Chemicals Purchase
Agreement and Annual
Caps
5 Longteng Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
6 Taicang Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
7 Honglong Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
8 ACN Recovered Paper Mgmt For For For
Purchase Agreement and
Annual
Caps
9 Tianjin ACN Wastepaper Mgmt For For For
Purchase Agreement and
Annual
Caps
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/09/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Yan Mgmt For Against Against
6 Elect LIU Ming Chung Mgmt For Against Against
7 Elect ZHANG Yuanfu Mgmt For For For
8 Elect NG Leung-sing Mgmt For Against Against
9 Elect FOK Kwong Man Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nippon Paper Industries Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshio Haga Mgmt For Against Against
4 Elect Fumio Manoshiro Mgmt For For For
5 Elect Hironori Iwase Mgmt For For For
6 Elect Masaru Motomura Mgmt For For For
7 Elect Shuhei Marukawa Mgmt For For For
8 Elect Kazufumi Yamasaki Mgmt For For For
9 Elect Haruo Fujisawa Mgmt For For For
10 Elect Tohru Nozawa Mgmt For For For
11 Elect Yoshimitsu Aoyama Mgmt For For For
12 Elect Hiroshi Matsuo Mgmt For Against Against
13 Elect Mitsuo Nagoshi Mgmt For Against Against
14 Elect Akio Ohtsuka as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohji Muneoka Mgmt For Against Against
5 Elect Hiroshi Tomono Mgmt For For For
6 Elect Kohsei Shindoh Mgmt For For For
7 Elect Shinya Higuchi Mgmt For For For
8 Elect Katsuhiko Ohta Mgmt For For For
9 Elect Akihiro Miyasaka Mgmt For For For
10 Elect Kinya Yanagawa Mgmt For For For
11 Elect Sohichiroh Sakuma Mgmt For For For
12 Elect Yasumitsu Saeki Mgmt For For For
13 Elect Shinji Morinobu Mgmt For For For
14 Elect Shinji Fujino Mgmt For For For
15 Elect Ritsuya Iwai Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Ichiroh Fujisaki Mgmt For For For
18 Elect Hiroshi Ohbayashi Mgmt For For For
19 Elect Jiroh Makino Mgmt For For For
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hosomi Mgmt For For For
3 Elect Kunihiko Koike Mgmt For For For
4 Elect Akiyo Matono Mgmt For For For
5 Elect Yohichi Sekiguchi Mgmt For For For
6 Elect Shinsuke Ohki Mgmt For For For
7 Elect Naoto Ihara Mgmt For For For
8 Elect Kohki Satoh Mgmt For For For
9 Elect Takeshi Wakizaka Mgmt For For For
10 Elect Keishiroh Mgmt For For For
Kinoshita
11 Elect Tsugio Haruki Mgmt For For For
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Nisshin Seifun Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Oheda Mgmt For Against Against
4 Elect Kazuo Ikeda Mgmt For For For
5 Elect Masao Nakagawa Mgmt For For For
6 Elect Michinori Takizawa Mgmt For For For
7 Elect Takashi Harada Mgmt For For For
8 Elect Yasuhiko Ogawa Mgmt For For For
9 Elect Akira Mohri Mgmt For For For
10 Elect Masashi Nakagawa Mgmt For For For
11 Elect Kohichi Iwasaki Mgmt For For For
12 Elect Takao Yamada Mgmt For For For
13 Elect Nobuki Kenmoku Mgmt For For For
14 Elect Ariyoshi Okumura Mgmt For For For
15 Elect Akio Mimura Mgmt For For For
16 Elect Kiyoshi Satoh Mgmt For For For
17 Elect Satoshi Itoh Mgmt For For For
18 Elect Kazuya Yoshinare Mgmt For For For
19 Equity Compensation Mgmt For For For
Plan for
Directors
20 Equity Compensation Mgmt For For For
Plan for Executive
Officers of the
Company and Directors
of Domestic
Subsidiaries
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Josey Mgmt For For For
2 Elect Jon A. Marshall Mgmt For For For
3 Elect Mary P. Mgmt For For For
Ricciardello
4 Ratification of Auditor Mgmt For For For
5 Re-Appointment of Mgmt For For For
Statutory
Auditor
6 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Remuneration Report Mgmt For For For
(Advisory)
9 Remuneration Report Mgmt For For For
(Policy)
10 Amendment to Articles Mgmt For For For
to Authorize a
Dividend of Shares in
Paragon Offshore
Limited
11 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Jurisdiction of Mgmt For For For
Incorporation from
Switzerland to the
UK
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX CINS D5736K135 06/03/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Increase in Authorized Mgmt For TNA N/A
Capital
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/07/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Agenda Mgmt For TNA N/A
6 Election of Individuals Mgmt For TNA N/A
to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Corporate Governance Mgmt For TNA N/A
Report
10 Compensation Guidelines Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
Regarding the Term
Length of Board of
Directors
12 Amendments to Articles Mgmt For TNA N/A
Regarding the Term
Length of Nomination
Committee
Members
13 Amendments to Articles Mgmt For TNA N/A
Regarding the Term
Length of Corporate
Assembly
Members
14 Amendments to Articles Mgmt For TNA N/A
Regarding Age
Limits
15 Elect Leif Teksum Mgmt For TNA N/A
16 Elect Idar Kreutzer Mgmt For TNA N/A
17 Elect Sten-Arthur Saelor Mgmt For TNA N/A
18 Elect Anne-Margrethe Mgmt For TNA N/A
Firing
19 Elect Terje Venold Mgmt For TNA N/A
20 Elect Unni Steinsmo Mgmt For TNA N/A
21 Elect Tove Wangensten Mgmt For TNA N/A
22 Elect Anne Kverneland Mgmt For TNA N/A
Bogsnes
23 Elect Birger Solberg Mgmt For TNA N/A
24 Elect Susanne Munch Mgmt For TNA N/A
Thore
25 Elect Nils Bastiansen Mgmt For TNA N/A
26 Elect Shahzad Abid Mgmt For TNA N/A
27 Elect Jan Fredrik Meling Mgmt For TNA N/A
28 Elect Ylva Lindberg Mgmt For TNA N/A
29 Elect Berit Ledel Mgmt For TNA N/A
Henriksen
30 Elect Jorunn S?tre Mgmt For TNA N/A
31 Elect Leif Teksum Mgmt For TNA N/A
32 Elect Terje Venold Mgmt For TNA N/A
33 Elect Mette I. Wikborg Mgmt For TNA N/A
34 Elect Susanne Munch Mgmt For TNA N/A
Thore
35 Corporate Assembly Fees Mgmt For TNA N/A
36 Nomination Committee Mgmt For TNA N/A
Fees
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/06/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect C. Kelello Chabedi Mgmt For For For
3 Elect Emily T. Kgosi Mgmt For Against Against
4 Elect Alwyn R. Martin Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Beckett)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Emily
Kgosi)
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Alwyn
Martin)
10 Approve Remuneration Mgmt For Against Against
Policy
11 Ratify NEDs' Fees Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 General Authority to Mgmt For For For
Issue Shares for
Cash
14 Amendment to Memorandum Mgmt For For For
(Executive
Directors)
15 Amendment to Memorandum Mgmt For For For
(Distributions)
16 Increase NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 General Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/18/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andrey Igorevich Mgmt For Abstain Against
Akimov
4 Elect Burckhard Bergmann Mgmt For For For
5 Elect Ives Louis Mgmt For Abstain Against
Darricarrere
6 Elect Vladimir A. Mgmt For For For
Dmitriev
7 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
8 Elect Alexander Y. Mgmt For For For
Natalenko
9 Elect Viktor P. Orlov Mgmt For For For
10 Elect Gennady Timchenko Mgmt For Abstain Against
11 Elect Andrey V. Sharonov Mgmt For For For
12 Elect Olga V. Belyaeva Mgmt For For For
13 Elect Maria A. Panasenko Mgmt For For For
14 Elect Igor A Ryaskov Mgmt For For For
15 Elect Nikolay Shulikin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Audit Commission's Fees Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For For For
Regulations on General
Meetings of
Shareholders
21 Amendments to Mgmt For For For
Regulations on Board
of
Directors
22 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 10/22/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg Bagrin Mgmt For Abstain Against
6 Elect Helmut Wieser Mgmt For For For
7 Elect Nikolai Gagarin Mgmt For Abstain Against
8 Elect Karl Doering Mgmt For Abstain Against
9 Elect Vladimir Lisin Mgmt For Abstain Against
10 Elect Karen Sarkisov Mgmt For Abstain Against
11 Elect Vladimir Mgmt For Abstain Against
Skorohodov
12 Elect Benedict Sciortino Mgmt For For For
13 Elect Franz Struzl Mgmt For For For
14 Election of Management Mgmt For For For
Board
Chairman
15 Elect Vladislav Yershov Mgmt For For For
16 Elect Natalya Krasnykh Mgmt For For For
17 Elect Valery Kulikov Mgmt For For For
18 Elect Sergey Nesmeyanov Mgmt For For For
19 Elect Galina Shipilova Mgmt For For For
20 Appointment of Auditor Mgmt For For For
for IFRS
Statements
21 Appointment of Auditor Mgmt For For For
for US GAAP
Statements
22 Amendments to Articles Mgmt For For For
23 Amendments to Meeting Mgmt For For For
Regulations
24 Amendments to Dividend Mgmt For For For
Policy
25 Related Party Mgmt For For For
Transactions
26 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Harvey B. Gantt Mgmt For For For
1.4 Elect Gregory J. Hayes Mgmt For For For
1.5 Elect Victoria F. Haynes Mgmt For For For
1.6 Elect Bernard L. Kasriel Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Kearney
1.8 Elect Raymond J. Mgmt For For For
Milchovich
1.9 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Nutreco Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
NUO CINS N6509P151 03/27/2014 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Elect Piero Overmars Mgmt For TNA N/A
14 Elect H. Verhagen Mgmt For TNA N/A
15 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Non-Voting Agenda Item N/A N/A TNA N/A
19 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Edward P. Mgmt For For For
Djerejian
6 Elect John E. Feick Mgmt For For For
7 Elect Margaret M. Foran Mgmt For For For
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Waive Director Age Mgmt For For For
Restriction Policy for
Edward P.
Djerejian
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amend Certificate to Mgmt For For For
Permit Action by
Written
Consent
15 Amend Bylaws to Mgmt For For For
Separate Chairman and
CEO
Roles
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Membership in Lobbying
Organizations
19 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
20 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions and Flaring
Reporting and
Reduction
Targets
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/16/2014 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Kostas G. Mgmt For Against Against
Constantinou
3 Re-elect Agu J. Kantsler Mgmt For For For
4 Re-elect Ziggy E. Mgmt For For For
Switkowski
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Equity Grant (MD Peter Mgmt For For For
Botten - Performance
Rights)
7 Equity Grant (Executive Mgmt For For For
Director Gerea Aopi -
Performance
Rights)
8 Equity Grant (MD Peter Mgmt For For For
Botten - Restricted
Shares)
9 Equity Grant (Executive Mgmt For For For
Director - Restricted
Shares)
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuhisa Shinoda Mgmt For Against Against
3 Elect Kiyotaka Shindoh Mgmt For For For
4 Elect Susumu Yajima Mgmt For For For
5 Elect Takeshi Azuma Mgmt For For For
6 Elect Ryohji Watari Mgmt For For For
7 Elect Kazuo Fuchigami Mgmt For For For
8 Elect Genmei Shimamura Mgmt For For For
9 Elect Yoshiki Koseki Mgmt For For For
10 Elect Hidehiko Aoyama Mgmt For For For
11 Elect Masatoshi Kaku Mgmt For For For
12 Elect Osamu Akiyama Mgmt For For For
13 Elect Michihiro Nara Mgmt For For For
14 Elect Mikinao Kitada as Mgmt For For For
Statutory
Auditor
15 Renewal of Takeover Mgmt For Against Against
Defense
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Limitation
on Director
Compensation
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Consolidated Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Marianna A. Mgmt For Abstain Against
Zakharova
11 Elect Egor M. Ivanov Mgmt For Abstain Against
12 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
13 Elect Ardavan Moshiri Mgmt For Abstain Against
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
16 Elect Sergey V. Mgmt For Abstain Against
Skvortsov
17 Elect Maxim M. Sokov Mgmt For Abstain Against
18 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
19 Elect Robert W. Edwards Mgmt For For For
20 Elect Ekaterina Mgmt For For For
Voziyanova
21 Elect Anna Masalova Mgmt For For For
22 Elect Georgiy Svanidze Mgmt For For For
23 Elect Vladimir Shilkov Mgmt For For For
24 Elect Elena Yanevich Mgmt For For For
25 Appointment of Auditor Mgmt For For For
26 Appointment of Auditor Mgmt For For For
(Consolidated
Financial
Statements)
27 Directors' Fees Mgmt For Against Against
28 Audit Commission's Fees Mgmt For For For
29 Indemnification of Mgmt For For For
Directors/Officers
30 Related Party Mgmt For For For
Transactions (D&O
Insurance)
31 Adoption of New Articles Mgmt For Abstain Against
32 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
33 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
34 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
35 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
36 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
JSC
37 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
38 Related Party Mgmt For For For
Transactions with NTEK
JSC
39 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
40 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
41 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
42 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
43 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
44 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
45 Related Party Mgmt For For For
Transactions with
Norilsk Industrial
Transport
LLC
46 Related Party Mgmt For For For
Transactions with
Norilsk Industrial
Transport
LLC
47 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
48 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
49 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
CJSC
50 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
CJSC
51 Related Party Mgmt For For For
Transactions with NTEK
JSC
52 Related Party Mgmt For For For
Transactions with
Taimyrgas
JSC
53 Related Party Mgmt For For For
Transactions with
Taimyrgas
JSC
54 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
55 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
56 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
57 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
58 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
59 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
60 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
61 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
62 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
63 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
64 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
65 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
66 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
67 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
68 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
69 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
70 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
71 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
72 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
73 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
74 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
75 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
76 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
77 Related Party Mgmt For For For
Transactions with
Polar Contraction
Company
LLC
78 Related Party Mgmt For For For
Transactions with
Taimyr Fuel Company
CJSC
79 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
80 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
81 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
82 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
83 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
84 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
85 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
86 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
87 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
88 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
89 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
90 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
91 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
92 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
93 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
94 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
95 Related Party Mgmt For For For
Transactions with
Sberbank
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 12/20/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Related Party Mgmt For For For
Transactions
40 Related Party Mgmt For For For
Transactions
41 Related Party Mgmt For For For
Transactions
42 Related Party Mgmt For For For
Transactions
43 Related Party Mgmt For For For
Transactions
44 Related Party Mgmt For For For
Transactions
45 Related Party Mgmt For For For
Transactions
46 Related Party Mgmt For For For
Transactions
47 Related Party Mgmt For For For
Transactions
48 Related Party Mgmt For For For
Transactions
49 Related Party Mgmt For For For
Transactions
50 Related Party Mgmt For For For
Transactions
51 Related Party Mgmt For For For
Transactions
52 Related Party Mgmt For For For
Transactions
53 Related Party Mgmt For For For
Transactions
54 Related Party Mgmt For For For
Transactions
55 Related Party Mgmt For For For
Transactions
56 Related Party Mgmt For For For
Transactions
57 Related Party Mgmt For For For
Transactions
58 Related Party Mgmt For For For
Transactions
59 Related Party Mgmt For For For
Transactions
60 Related Party Mgmt For For For
Transactions
61 Related Party Mgmt For For For
Transactions
62 Related Party Mgmt For For For
Transactions
63 Related Party Mgmt For For For
Transactions
64 Related Party Mgmt For For For
Transactions
65 Related Party Mgmt For For For
Transactions
66 Related Party Mgmt For For For
Transactions
67 Related Party Mgmt For For For
Transactions
68 Related Party Mgmt For For For
Transactions
69 Related Party Mgmt For For For
Transactions
70 Related Party Mgmt For For For
Transactions
71 Related Party Mgmt For For For
Transactions
72 Related Party Mgmt For For For
Transactions
73 Related Party Mgmt For For For
Transactions
74 Related Party Mgmt For For For
Transactions
75 Related Party Mgmt For For For
Transactions
76 Related Party Mgmt For For For
Transactions
77 Related Party Mgmt For For For
Transactions
78 Related Party Mgmt For For For
Transactions
79 Related Party Mgmt For For For
Transactions
80 Related Party Mgmt For For For
Transactions
81 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 10/30/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rangareddy Mgmt For For For
Jayachandran
4 Elect Robert M. Tomlin Mgmt For For For
5 Elect Jean-Paul Pinard Mgmt For For For
6 Elect Sunny G. Verghese Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Olam
Employee Share Option
Scheme
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares under Olam
Scrip Dividend
Scheme
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/14/2014 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Long Term Incentive Mgmt For For For
Plan
2014
8 Matching Share Plan Mgmt For For For
9 Elect Murtadha Al Mgmt For Against Against
Hashmi
10 Elect Alyazia Al Kuwaiti Mgmt For For For
11 Elect Wolfgang C.G. Mgmt For For For
Berndt
12 Elect Elif Mgmt For Against Against
Bilgi-Zapparoli
13 Elect Helmut Draxler Mgmt For For For
14 Elect Roy A. Franklin Mgmt For For For
15 Elect Rudolf Kemler Mgmt For Against Against
16 Elect Wolfram Littich Mgmt For For For
17 Elect Herbert Stepic Mgmt For Against Against
18 Elect Herbert Werner Mgmt For For For
19 Increase in Authorized Mgmt For For For
Capital for Employee
Incentive
Plans
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Day Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect William L. Ford Mgmt For For For
4 Elect John W. Gibson Mgmt For For For
5 Elect Bert H. Mackie Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/23/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bruce W D Morgan Mgmt For For For
3 Re-elect Gordon Cairns Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoram Bronicki Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2012 Mgmt For Against Against
Incentive Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Osisko Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688278100 05/30/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Mgmt For For For
5 Cash Payment for Mgmt For For For
Underwater Stock
Options
6 Approval of the New Mgmt For For For
Osisko Stock Option
Plan
7 New Osisko Shareholder Mgmt For For For
Rights
Plan
8 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
9 Elect Victor H. Bradley Mgmt For For For
10 Elect John F. Burzynski Mgmt For For For
11 Elect Marcel Cote Mgmt For For For
12 Elect Michele Darling Mgmt For For For
13 Elect Joanne Ferstman Mgmt For For For
14 Elect Staph Leavenworth Mgmt For For For
Bakali
15 Elect William A. Mgmt For For For
MacKinnon
16 Elect Charles E. Page Mgmt For For For
17 Elect Sean Roosen Mgmt For For For
18 Elect Gary A. Sugar Mgmt For For For
19 Elect Serge Vezina Mgmt For For For
20 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
21 Employee Share Mgmt For For For
Purchases Plan
Renewal
22 Amendment to the Osisko Mgmt For For For
Stock Option
Plan
23 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pacific Rubiales Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
PRE CINS 69480U206 05/29/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jose Francisco Mgmt For For For
Arata
4 Elect Miguel de la Campa Mgmt For For For
5 Elect German Efromovich Mgmt For Against Against
6 Elect Serafino Iacono Mgmt For For For
7 Elect Augusto Lopez Mgmt For For For
8 Elect Hernan Martinez Mgmt For Against Against
9 Elect Dennis Mills Mgmt For For For
10 Elect Ronald Pantin Mgmt For For For
11 Elect Victor Rivera Mgmt For For For
12 Elect Miguel Rodriguez Mgmt For Against Against
13 Elect Francisco Sole Mgmt For For For
14 Elect Neil Woodyer Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Hasan Jameel Mgmt For For For
3 Elect Mark W. Kowlzan Mgmt For For For
4 Elect Robert C. Lyons Mgmt For For For
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Samuel Mencoff Mgmt For For For
7 Elect Roger B. Porter Mgmt For For For
8 Elect Thomas S. Souleles Mgmt For For For
9 Elect Paul T. Stecko Mgmt For For For
10 Elect James D. Woodrum Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/08/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Geoffrey A. Burns Mgmt For For For
1.3 Elect Michael L. Carroll Mgmt For For For
1.4 Elect Christopher Noel Mgmt For For For
Dunn
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect Robert P. Pirooz Mgmt For For For
1.7 Elect David C. Press Mgmt For For For
1.8 Elect Walter T. Mgmt For For For
Segsworth
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Boyce Mgmt For For For
1.2 Elect William A. Coley Mgmt For For For
1.3 Elect William E. James Mgmt For For For
1.4 Elect Robert B. Karn III Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For Withhold Against
1.6 Elect Robert A. Malone Mgmt For For For
1.7 Elect William C. Rusnack Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
Sutherlin
1.9 Elect John F. Turner Mgmt For For For
1.10 Elect Sandra A. Van Mgmt For For For
Trease
1.11 Elect Alan H. Washkowitz Mgmt For For For
1.12 Elect Heather A. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 08/01/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Kenneth G. Harvey Mgmt For For For
5 Elect Martin D. Angle Mgmt For Against Against
6 Elect Gerard D. Connell Mgmt For Against Against
7 Elect Colin I.J.H. Mgmt For For For
Drummond
8 Elect David J. Dupont Mgmt For For For
9 Elect Christopher Mgmt For For For
Loughlin
10 Elect Gill Rider Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Pescanova
Ticker Security ID: Meeting Date Meeting Status
CINS E8013L130 06/30/2014 Voted
Meeting Type Country of Trade
Mix Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Report Mgmt For For For
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Report on the Mgmt For For For
Bankcruptcy
Proceedings and
Creditors'
Agreement
9 Report on the Company Mgmt For For For
Situation
10 Authorization of Legal Mgmt For For For
Formalities
11 Shareholder Proposals ShrHldr Against Against For
Regarding Board
Size
12 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Additional Board
Member
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pescanova S.A.
Ticker Security ID: Meeting Date Meeting Status
PVA CINS E8013L130 09/12/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cessation of Directors Mgmt For For For
3 Election of Directors; Mgmt For For For
Board
Size
4 Report on the Company's Mgmt For For For
Status
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 05/22/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Final Mgmt For For For
Dividends
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect ZHOU Jiping Mgmt For Against Against
11 Elect LIAO Yongyuan Mgmt For For For
12 Elect WANG Dongjin Mgmt For For For
13 Elect YU Baocai Mgmt For For For
14 Elect SHEN Diancheng Mgmt For For For
15 Elect LIU Yuezhen Mgmt For For For
16 Elect LIU Hongbin Mgmt For For For
17 Elect CHEN Zhiwu Mgmt For For For
18 Elect Richard H. Matzke Mgmt For For For
19 Elect LIN Boqiang Mgmt For For For
20 Elect WANG Lixin Mgmt For Against Against
21 Elect GUO Jinping Mgmt For For For
22 Elect LI Qingyi Mgmt For For For
23 Elect JIA Yimin Mgmt For Against Against
24 Elect ZHANG Fengshan Mgmt For For For
25 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/15/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Kathleen Hogenson Mgmt For For For
6 Elect Norman Murray Mgmt For For For
7 Elect Thomas Thune Mgmt For For For
Andersen
8 Elect Stefano Cao Mgmt For For For
9 Elect Roxanne Decyk Mgmt For For For
10 Elect Rene Medori Mgmt For For For
11 Elect Rijnhard van Tets Mgmt For For For
12 Elect Ayman Asfari Mgmt For For For
13 Elect Marwan Chedid Mgmt For For For
14 Elect Tim Weller Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Performance Share Plan Mgmt For For For
22 Deferred Bonus Share Mgmt For For For
Plan
23 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/02/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Capital Expenditure Mgmt For For For
Budget
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
5 Election of Board Mgmt N/A For N/A
Member Representative
of Minority
Shareholders
6 Election of the Mgmt For For For
Chairman of the
Board
7 Election of Supervisory Mgmt For Abstain Against
Council
8 Election of Supervisory Mgmt N/A For N/A
Council Member
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For For For
10 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
11 Merger by Absorption Mgmt For For For
(Termoacu)
12 Merger by Absorption Mgmt For For For
(Termoceara)
13 Merger by Absorption Mgmt For For For
(CLEP)
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 09/30/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For Abstain Against
2 Merger by Absorption Mgmt For For For
(COMPERJ)
3 Merger by Absorption Mgmt For For For
(EST)
4 Merger by Absorption Mgmt For For For
(MEG)
5 Merger by Absorption Mgmt For For For
(POL)
6 Merger by Absorption Mgmt For For For
(SFE)
7 Waiver of Preemption Mgmt For For For
Rights
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 12/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
(RNEST)
2 Merger by Absorption Mgmt For For For
(CRSEC)
3 Merger by Absorption Mgmt For For For
(PIFCO)
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nuraini binti Mgmt For Against Against
Ismail
3 Elect Farid bin Mohd Mgmt For For For
Adnan
4 Elect Ibrahimnuddin bin Mgmt For For For
Mohd
Yunus
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/08/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Approval of Agenda Mgmt For For For
7 Approve Sale of Real Mgmt For For For
Estate
8 Approve Reduction in Mgmt For For For
Sale Price of Real
Estate
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 03/26/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Board
Member
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 04/24/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Restructuring: Transfer Mgmt For For For
of
Assets
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Attendance List Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Management Board
Report
8 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Removal of Member of ShrHldr N/A Abstain N/A
the Supervisory
Board
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 09/05/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
PhosAgro
Ticker Security ID: Meeting Date Meeting Status
CINS 71922G209 12/31/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Major Transaction Mgmt For For For
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 02/12/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
5 Elect Andrey A. Guriev Mgmt N/A Abstain N/A
6 Elect Andrey G. Guriev Mgmt N/A Abstain N/A
7 Elect Evgeniy A. Ivin Mgmt N/A For N/A
8 Elect Yuri N. Krugovikh Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Marcus Rhodes Mgmt N/A For N/A
12 Elect Ivan Rodionov Mgmt N/A For N/A
13 Elect Mikhail Rybinikov Mgmt N/A Abstain N/A
14 Elect Alexander S. Mgmt N/A For N/A
Semenov
15 Elect Alexander Mgmt N/A Abstain N/A
Sharabaika
16 Directors' Fees Mgmt N/A Abstain N/A
17 Related Party Mgmt N/A Abstain N/A
Transactions
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/13/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Andrey A. Guriev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guriev Mgmt N/A Abstain N/A
8 Elect Evgeniy A. Ivin Mgmt N/A Abstain N/A
9 Elect Yuri N. Krugovikh Mgmt N/A Abstain N/A
10 Elect Sven Ombudstvedt Mgmt N/A For N/A
11 Elect Roman V. Osipov Mgmt N/A Abstain N/A
12 Elect Marcus Rhodes Mgmt N/A For N/A
13 Elect Ivan Rodionov Mgmt N/A For N/A
14 Elect Mikhail Rybinikov Mgmt N/A Abstain N/A
15 Elect Alexander S. Mgmt N/A Abstain N/A
Semenov
16 Elect Alexander Mgmt N/A Abstain N/A
Sharabaiko
17 Elect E. V. Viktorova Mgmt For Abstain Against
18 Elect Galina A. Kalinina Mgmt For Abstain Against
19 Elect L. V. Nesterova Mgmt For Abstain Against
20 Appointment of Auditor Mgmt For Abstain Against
21 Directors' Fees Mgmt For Abstain Against
22 Related Party Mgmt For Abstain Against
Transactions
(Guarantee Agreement
with JSC Nordea
Bank)
23 Related Party Mgmt For Abstain Against
Transactions (Deposit
Agreements with JSC
JSB
Investtorgbank)
24 Related Party Mgmt For Abstain Against
Transactions
(Guarantee Agreement
with ING Bank
N.V.)
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/12/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to the Mgmt For Abstain Against
Regulations of the
Board of
Directors
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Major Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tamazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Lovette Mgmt For For For
1.5 Elect Marcus Vinicius Mgmt For For For
Pratini de
Moraes
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Short Mgmt For For For
Term Management
Incentive
Plan
4 Amendment to the Long Mgmt For Against Against
Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Stacy P. Methvin Mgmt For For For
3 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
4 Elect Frank A. Risch Mgmt For For For
5 Elect Edison C. Buchanan Mgmt For For For
6 Elect Larry R. Grillot Mgmt For For For
7 Elect J. Kenneth Mgmt For For For
Thompson
8 Elect Jim A. Watson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Reapproval of Material Mgmt For For For
Terms of the 2006
Long-Term Incentive
Plan
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Management Board Mgmt For For For
Report; Financial
Statements;
Distribution of Profit
Proposal
10 Management Board Mgmt For For For
Report; Financial
Statements
(Consolidated)
11 Best Practices Mgmt For For For
12 Report of Management Mgmt For For For
Board
13 Accounts and Reports Mgmt For For For
14 Report of Management Mgmt For For For
Board
(Consolidated)
15 Accounts and Reports Mgmt For For For
(Consolidated)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Liquidation of Mgmt For For For
Privatisation Fund of
Petrochemia Plock
S.A.
20 Supervisory Board Size Mgmt For Abstain Against
21 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/21/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bobby Godsell Mgmt For For For
6 Elect Vitaly N. Nesis Mgmt For For For
7 Elect Konstantin Yanakov Mgmt For For For
8 Elect Marina Gronberg Mgmt For For For
9 Elect Jean-Pascal Mgmt For For For
Duvieusart
10 Elect Jonathan Best Mgmt For Against Against
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Amendments to Long Term Mgmt For For For
Incentive
Plan
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Polyus Gold International Limited
Ticker Security ID: Meeting Date Meeting Status
PGIL CINS G7166H100 05/30/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Adrian Coates Mgmt For For For
4 Elect Bruce Buck Mgmt For For For
5 Elect Kobus Moolman Mgmt For Against Against
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Igor Gorin Mgmt For For For
8 Elect Ilya A. Yuzhanov Mgmt For For For
9 Elect Edward C. Dowling Mgmt For For For
10 Elect Pavel Grachev Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Portucel S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 05/21/2014 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Individual)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Remuneration Policy Mgmt For Against Against
7 Special Dividend Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Authority to Trade in Mgmt For For For
Company Stock and
Bonds
10 Ratification of the Mgmt For Against Against
Co-Option of Diogo
Antonio Rodrigues da
Silveira
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Portucel, S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 10/28/2013 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Proposal ShrHldr For Against Against
Regarding Distribution
of Extraordinary
Dividend
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
3 Elect KIM Il Sub Mgmt For For For
4 Elect SEON Woo Young Mgmt For For For
5 Elect AHN Dong Hyun Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Members: KIM
Il
Sub
7 Election of Audit Mgmt For For For
Committee Members:
SEON Woo
Young
8 Elect KWON Oh Joon Mgmt For For For
9 Elect KIM Jin Il Mgmt For For For
10 Elect LEE Young Hoon Mgmt For For For
11 Elect YOON Dong Joon Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/15/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect William J. Doyle Mgmt For For For
1.4 Elect John W. Estey Mgmt For For For
1.5 Elect Gerald W. Grandey Mgmt For For For
1.6 Elect Charles S. Hoffman Mgmt For For For
1.7 Elect Dallas J. Howe Mgmt For For For
1.8 Elect Alice D. Laberge Mgmt For For For
1.9 Elect Consuelo E. Madere Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 2014 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Salim Ivomas Pratama Terbuka
Ticker Security ID: Meeting Date Meeting Status
SIMP CINS Y71365103 05/14/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 04/01/2014 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Commissioners' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For Abstain Against
Commissioners
(Slate)
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Commissioners' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 09/24/2013 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Abstain Against
Commissioners
(Slate)
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Mgmt For For For
Heinemann
1.2 Elect Robert E. McKee Mgmt For For For
III
1.3 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr For For For
Requesting the Repeal
of the Classified
Board
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
issuer)
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Norborne P. Cole, Mgmt For For For
Jr.
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Kadri Dagdelen Mgmt For For For
9 Elect Jemal-ud-din Mgmt For For For
Kassum
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Elect Karl Voltaire Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Increase in Authorised Mgmt For For For
Capital
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Directors' Fees (Share Mgmt For For For
Grants)
19 Directors' Fees Mgmt For For For
(Increase Fee
Cap)
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Amendments to Articles Mgmt For For For
23 Scrip Dividend Mgmt For For For
24 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony V. Dub Mgmt For For For
2 Elect V. Richard Eales Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Jonathan S. Linker Mgmt For For For
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Kevin S. McCarthy Mgmt For For For
8 Elect John H. Pinkerton Mgmt For For For
9 Elect Jeffrey L. Ventura Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 05/12/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman; Voting
List
6 Agenda Mgmt For TNA N/A
7 Directors' Fees; Mgmt For TNA N/A
Nomination Committee
Fees
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profit/Dividends
10 Compensation Guidelines Mgmt For TNA N/A
11 Long Term Incentive Plan Mgmt For TNA N/A
12 Authority to Issue Mgmt For TNA N/A
Shares for Mergers and
Acquisitions
13 Authority to Issue Mgmt For TNA N/A
Shares for Mandatory
Share Offers or Share
Consolidations
14 Authority to Issue Mgmt For TNA N/A
Shares for Financial
Flexibility
15 Authority to Repurchase Mgmt For TNA N/A
Shares for Stock
Option
Plans
16 Authority to Repurchase Mgmt For TNA N/A
Shares for
Cancellation
17 Election of Directors Mgmt For TNA N/A
18 Election of Nomination Mgmt For TNA N/A
Committee
19 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 11/29/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rengo Company Limited
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Ohtsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Yoshitaka Ozawa Mgmt For For For
5 Elect Ichiroh Hasegawa Mgmt For For For
6 Elect Misao Wakamatsu Mgmt For For For
7 Elect Kiwamu Hashimoto Mgmt For For For
8 Elect Yasuhiro Baba Mgmt For For For
9 Elect Hiromi Sambe Mgmt For For For
10 Elect Shigechika Ishida Mgmt For For For
11 Elect Yohsuke Kawamoto Mgmt For For For
12 Elect Sadatoshi Inoue Mgmt For For For
13 Elect Mitsumasa Yokota Mgmt For For For
14 Elect Hirofumi Hori Mgmt For For For
15 Elect Tohru Ohsako Mgmt For For For
16 Elect Kenjiroh Nakano Mgmt For For For
17 Elect Hiroaki Nishii Mgmt For Against Against
18 Elect Shinichi Yokoyama Mgmt For Against Against
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 03/28/2014 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Losses
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of auditor Mgmt For For For
5 Agreement with Argentina Mgmt For For For
6 Scrip Dividend Mgmt For For For
7 Scrip Dividend Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares and Cancel
Treasury
Shares
9 Amendments to Articles Mgmt For Against Against
Regarding Articles 15,
22, 3 and
13
10 Amendments to Articles Mgmt For For For
Regarding Articles 39
bis and
37
11 Amendments to Articles Mgmt For For For
Regarding Payment of
Interim
Dividends
12 Amendments to Articles Mgmt For For For
Regarding Articles 23,
5 and
7
13 Amendments to Articles Mgmt For For For
Regarding Annual
Remuneration
Report
14 Elect Paulina Beato Mgmt For For For
Blanco
15 Elect Artur Carulla Font Mgmt For For For
16 Elect Javier Echenique Mgmt For For For
Landiribar
17 Elect Henri Philippe Mgmt For For For
Reichstul
18 Elect Arturo F. Mgmt For For For
Henriquez
Autrey
19 Remuneration Report Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Resolute Forest Products Inc.
Ticker Security ID: Meeting Date Meeting Status
RFP CUSIP 76117W109 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michel P. Desbiens Mgmt For For For
1.2 Elect Jennifer C. Dolan Mgmt For For For
1.3 Elect Richard D. Mgmt For For For
Falconer
1.4 Elect Richard Garneau Mgmt For For For
1.5 Elect Jeffrey A. Hearn Mgmt For For For
1.6 Elect Bradley P. Martin Mgmt For For For
1.7 Elect Alain Rheaume Mgmt For For For
1.8 Elect Michael Rousseau Mgmt For For For
1.9 Elect David H. Wilkins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/15/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding -
UK)
3 Remuneration Report Mgmt For For For
(Advisory -
UK)
4 Remuneration Report Mgmt For For For
(Advisory -
AUS)
5 Approve Termination Mgmt For For For
Payments
6 Elect Anne Lauvergeon Mgmt For For For
7 Elect Simon R. Thompson Mgmt For For For
8 Elect Robert E. Brown Mgmt For For For
9 Elect Jan du Plessis Mgmt For For For
10 Elect Michael Mgmt For For For
Fitzpatrick
11 Elect Ann Godbehere Mgmt For For For
12 Elect Richard R. Mgmt For For For
Goodmanson
13 Elect Lord John Kerr of Mgmt For For For
Kinlochard
14 Elect Chris J. Lynch Mgmt For For For
15 Elect Paul M. Tellier Mgmt For For For
16 Elect John S. Varley Mgmt For For For
17 Elect Samuel M.C. Walsh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
24 Scrip Dividend Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/31/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jenny A. Hourihan Mgmt For For For
1.2 Elect Steven C. Voorhees Mgmt For For For
1.3 Elect J. Powell Brown Mgmt For For For
1.4 Elect Robert M. Chapman Mgmt For For For
1.5 Elect Terrell K. Crews Mgmt For For For
1.6 Elect Russell M. Currey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profit Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Andrey I. Akimov Mgmt For Abstain Against
8 Elect Andrey R. Bokarev Mgmt For Abstain Against
9 Elect Matthias Warnig Mgmt For Abstain Against
10 Elect Robert W. Dudley Mgmt For Abstain Against
11 Elect Nikolay P. Laverov Mgmt For For For
12 Elect Alexander D. Mgmt For Abstain Against
Nekipelov
13 Elect Igor I. Sechin Mgmt For Abstain Against
14 Elect Donald Humphreys Mgmt For For For
15 Elect Artur N. Mgmt For Abstain Against
Chilingarov
16 Elect Oleg S. Zenkov Mgmt For For For
17 Elect Sergey I. Poma Mgmt For For For
18 Elect Zakhar B. Mgmt For For For
Sabantsev
19 Elect Tatyana V. Fisenko Mgmt For For For
20 Elect Alan F. Khadziev Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Related Party Mgmt For For For
Transactions with LLC
RN-Yuganskneftegaz
23 Related Party Mgmt For For For
Transactions with CJSC
Vankorneft
24 Related Party Mgmt For For For
Transactions with OJSC
AK
Transneft
25 Related Party Mgmt For For For
Transactions with OJSC
VBRR
26 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
27 Related Party Mgmt For For For
Transactions with OJSC
GPB
28 Related Party Mgmt For For For
Transactions with OJSC
Bank
Moskvy
29 Related Party Mgmt For For For
Transactions with OJSC
VBRR
30 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
31 Related Party Mgmt For For For
Transactions with OJSC
GPB
32 Related Party Mgmt For For For
Transactions with OJSC
VBRR
33 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
34 Related Party Mgmt For For For
Transactions with OJSC
GPB
35 Related Party Mgmt For For For
Transactions with OJSC
VBRR
36 Related Party Mgmt For For For
Transactions with OJSC
GPB
37 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
38 Related Party Mgmt For For For
Transactions with OJSC
GPB
39 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
40 Related Party Mgmt For For For
Transactions with OJSC
VBRR
41 Related Party Mgmt For For For
Transactions with OJSC
GPB
42 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
43 Related Party Mgmt For For For
Transactions with OJSC
VBRR
44 Related Party Mgmt For For For
Transactions with OJSC
GPB
45 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
46 Related Party Mgmt For For For
Transactions with OJSC
GPB
47 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
48 Related Party Mgmt For For For
Transactions with OJSC
RN
Holding
49 Related Party Mgmt For For For
Transactions with OJSC
AK Transneft
(Amendments to
Concluded
Contract)
50 Cost of Related Party Mgmt For For For
Transaction (D&O
Insurance)
51 Related Party Mgmt For For For
Transaction (D&O
Insurance)
52 Adoption of New Charter Mgmt For Abstain Against
53 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
54 Adoption of New Mgmt For Abstain Against
Regulations on Board
of
Directors
55 Adoption of New Mgmt For Abstain Against
Regulations on
Management
Board
56 Adoption of New Mgmt For Abstain Against
Regulations on
President
57 Adoption of New Mgmt For Abstain Against
Regulations on Audit
Commission
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/20/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Euleen Goh Mgmt For For For
5 Elect Patricia A. Woertz Mgmt For For For
6 Elect Ben Van Beurden Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Simon Henry Mgmt For For For
9 Elect Charles O. Mgmt For For For
Holliday,
Jr.
10 Elect Gerard Kleisterlee Mgmt For For For
11 Elect Jorma Ollila Mgmt For For For
12 Elect Sir Nigel Mgmt For For For
Sheinwald
13 Elect Linda G. Stuntz Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Long Term Incentive Plan Mgmt For For For
22 Deferred Bonus Plan Mgmt For For For
23 Restricted Share Plan Mgmt For For For
24 Authorisation of Mgmt For For For
Political
Donations
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Ratification of Auditor Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
S-Oil
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Mgmt For Against Against
Non-executive Audit
Committee Member: SEOK
Tae
Soo
5 Election of Independent Mgmt For For For
Audit Committee
Members
(Slate)
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 05/06/2014 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Board Term Length Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 List presented by Eni Mgmt For N/A N/A
S.p.A.
9 List presented by group Mgmt For For For
of investors
representing 1.298% of
the Company's issued
share
capital
10 Election of Chairman of Mgmt For For For
Board of
Directors
11 Directors' Fees Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List presented by Eni Mgmt N/A Abstain N/A
S.p.A.
14 List presented by group Mgmt N/A For N/A
of investors
representing 1.298% of
the Company's issued
share
capital
15 Election of Chairman of Mgmt For For For
Board of Statutory
Auditors
16 Statutory Auditors' Fees Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Long-Term Monetary Mgmt For For For
Incentive
Plan
19 Remuneration Report Mgmt For For For
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 05/22/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/16/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter R. Coates Mgmt For For For
3 Elect Scott D. Sheffield Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
David
Knox)
6 Shareholder Proposal ShrHldr Against Against For
Regarding Withdrawal
From Narrabri Gas
Project
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/05/2014 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robert J. DeKoch Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Godefridus Mgmt For For For
P.F.
Beurskens
5 Re-elect Ralph J. Mgmt For For For
Boettger
6 Re-elect Michael A. Mgmt For For For
Fallon
7 Re-elect Len Konar Mgmt For Against Against
8 Re-elect Bridgette Mgmt For Against Against
Radebe
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Audit Committee Mgmt For Against Against
Member (Len
Konar)
11 Elect Audit Committee Mgmt For For For
Member (Godefridus
Beurskens)
12 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
13 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
14 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Plan
17 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/22/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nolitha Fakude Mgmt For For For
2 Re-elect Mandla Gantsho Mgmt For For For
3 Re-elect Imogen Mkhize Mgmt For For For
4 Elect Johnson Njeke Mgmt For Against Against
5 Elect Paul Victor Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member
(Beggs)
8 Elect Audit Committee Mgmt For For For
Member
(Mkhize)
9 Elect Audit Committee Mgmt For Against Against
Member
(Njeke)
10 Elect Audit Committee Mgmt For For For
Member
(Westwell)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Repurchase Mgmt For For For
Shares
(Directors/Prescribed
Officers)
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Tony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Maureen Kempston Mgmt For For For
Darkes
5 Elect Paal Kibsgaard Mgmt For For For
6 Elect Nikolay Mgmt For For For
Kudryavtsev
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Schweitzer-Mauduit
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Claire L. Arnold Mgmt For For For
1.2 Elect Heinrich Fischer Mgmt For For For
2 Annual Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Political
and Charitable
Contributions
Report
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/20/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect John Fredriksen Mgmt For Against Against
6 Elect Tor Olav Troim Mgmt For Against Against
7 Elect Kate Blankenship Mgmt For Against Against
8 Elect Kathrine Mgmt For For For
Fredriksen
9 Elect Carl Erik Steen Mgmt For For For
10 Elect Bert Bekker Mgmt For For For
11 Elect Paul Leand, Jr. Mgmt For For For
12 Amendments to Articles Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/17/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Tony Ballance Mgmt For For For
5 Elect Bernard Bulkin Mgmt For For For
6 Elect Richard Davey Mgmt For For For
7 Elect Andrew J. Duff Mgmt For For For
8 Elect Gordon Fryett Mgmt For For For
9 Elect Martin Kane Mgmt For For For
10 Elect Martin Lamb Mgmt For For For
11 Elect Michael J.E. Mgmt For For For
McKeon
12 Elect Baroness Sheila Mgmt For For For
Noakes
13 Elect Andy Smith Mgmt For For For
14 Elect Tony Wray Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 09/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Alexei Mordashov Mgmt N/A Abstain N/A
4 Elect Michael Noskov Mgmt N/A Abstain N/A
5 Elect Vadim Larin Mgmt N/A Abstain N/A
6 Elect Alexey Kulichenko Mgmt N/A Abstain N/A
7 Elect Lukin Andreyevich Mgmt N/A Abstain N/A
8 Elect Christopher R.N. Mgmt N/A Abstain N/A
Clark
9 Elect Rolf Wilhel Mgmt N/A For N/A
Heinrich
Stromberg
10 Elect Martin D. Angle Mgmt N/A For N/A
11 Elect Ronald M. Freeman Mgmt N/A For N/A
12 Elect Peter Kraljic Mgmt N/A For N/A
13 Interim Dividend Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Regulations on Board
Remuneration
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 12/17/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/11/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Mikhail V. Noskov Mgmt For Abstain Against
4 Elect Vadim Larin Mgmt For Abstain Against
5 Elect Alexey Kulichenko Mgmt For Abstain Against
6 Elect Vladimir Lukin Mgmt For Abstain Against
7 Elect Christopher Clark Mgmt For For For
8 Elect Rolf Stomberg Mgmt For For For
9 Elect Martin D. Angle Mgmt For For For
10 Elect Philip J. Dayer Mgmt For For For
11 Elect Alun Bowen Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Interim Dividend 1Q 2014 Mgmt For For For
15 Elect Roman Antonov Mgmt For For For
16 Elect Svetlana Guseva Mgmt For For For
17 Elect Nikolay V. Lavrov Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Adoption of New Charter Mgmt For Abstain Against
20 Directors' Fees Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/09/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For For For
1.5 Elect Chantal Gosselin Mgmt For For For
1.6 Elect Douglas M. Holtby Mgmt For For For
1.7 Elect Eduardo Luna Mgmt For Withhold Against
1.8 Elect Wade D. Nesmith Mgmt For Withhold Against
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option
Plan
5 Advance Notice Provision Mgmt For For For
6 Amendment to By-Laws Mgmt For For For
Regarding Quorum
Requirements
7 Notice and Access Mgmt For For For
Provision
________________________________________________________________________________
Sinopec Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 11/26/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Term of A Share
Convertible Bonds
Issue
________________________________________________________________________________
SK HOLDINGS CO LTD, SEOUL
Ticker Security ID: Meeting Date Meeting Status
003600 CINS Y8T642111 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 09/24/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/02/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory-- Non-UK
Issuer)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect John Moloney Mgmt For For For
6 Elect Liam O'Mahony Mgmt For For For
7 Elect Gary McGann Mgmt For For For
8 Elect Anthony Smurfit Mgmt For For For
9 Elect Ian Curley Mgmt For For For
10 Elect Frits Beurskens Mgmt For For For
11 Elect Christel Bories Mgmt For For For
12 Elect Thomas Brodin Mgmt For For For
13 Elect Irial Finan Mgmt For For For
14 Elect Samuel Mencoff Mgmt For For For
15 Elect Roberto Newell Mgmt For For For
16 Elect Nicanor Restrepo Mgmt For For For
17 Elect Paul T. Stecko Mgmt For For For
18 Elect Rosemary Thorne Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For Withhold Against
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Luis Castelazo Mgmt For For For
Morales
1.6 Elect Enrique Castillo Mgmt For Withhold Against
Sanchez
Mejorada
1.7 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.10 Elect Gilberto Mgmt For For For
Perezalonso
Cifuentes
1.11 Elect Juan Rebolledo Mgmt For For For
Gout
1.12 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Vello A. Kuuskraa Mgmt For For For
5 Elect Kenneth R. Mourton Mgmt For For For
6 Elect Steven L. Mueller Mgmt For For For
7 Elect Elliott Pew Mgmt For For For
8 Elect Alan H. Stevens Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect Austin A. Adams Mgmt For For For
3 Elect Joseph Alvarado Mgmt For For For
4 Elect Pamela L. Carter Mgmt For For For
5 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
6 Elect F. Anthony Comper Mgmt For For For
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Michael McShane Mgmt For For For
9 Elect Michael G. Morris Mgmt For For For
10 Elect Michael E.J. Mgmt For For For
Phelps
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reduction
Targets
________________________________________________________________________________
SSAB Svenskt Stal AB
Ticker Security ID: Meeting Date Meeting Status
SSAB-A CINS W8615U108 04/09/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size Mgmt For For For
15 Directors and Auditors' Mgmt For For For
Fees
16 Election of Directors Mgmt For For For
17 Elect Sverker Mgmt For Against Against
Martin-Lof as
Chairman
18 Number of Auditors; Mgmt For For For
Appointment of
Auditor
19 Compensation Guidelines Mgmt For For For
20 Private Placement; Mgmt For For For
Amendments to
Articles
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/14/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
7 Election of Presiding Mgmt For TNA N/A
Chairman
8 Agenda Mgmt For TNA N/A
9 Minutes Mgmt For TNA N/A
10 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
11 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Withdrawal
from Canadian Oil
Sands
12 Shareholder Proposal ShrHldr Against TNA N/A
Regarding Arctic
Operations
13 Corporate Governance Mgmt For TNA N/A
Report
14 Remuneration Guidelines Mgmt For TNA N/A
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Elect Olaug Svarva Mgmt For TNA N/A
17 Elect Idar Kreutzer Mgmt For TNA N/A
18 Elect Karin Aslaksen Mgmt For TNA N/A
19 Elect Greger Mannsverk Mgmt For TNA N/A
20 Elect Steinar Olsen Mgmt For TNA N/A
21 Elect Ingvald Strommen Mgmt For TNA N/A
22 Elect Rune Bjerke Mgmt For TNA N/A
23 Elect Siri Kalvig Mgmt For TNA N/A
24 Elect Barbro H?tta Mgmt For TNA N/A
25 Elect Terje Venold Mgmt For TNA N/A
26 Elect Tone Lunde Bakker Mgmt For TNA N/A
27 Elect Kjersti Kleven Mgmt For TNA N/A
28 Elect Arthur Sletteberg Mgmt For TNA N/A
29 Elect Bassim Haj Mgmt For TNA N/A
30 Elect Nina Kivijervi Mgmt For TNA N/A
Jonassen
31 Elect Birgitte Vartdal Mgmt For TNA N/A
32 Corporate Assembly Fees Mgmt For TNA N/A
33 Elect Olaug Svarva Mgmt For TNA N/A
34 Elect Tom Rathke Mgmt For TNA N/A
35 Elect Elisabeth Berge Mgmt For TNA N/A
36 Elect Tone Lunde Bakker Mgmt For TNA N/A
37 Nomination Committee Mgmt For TNA N/A
Fees
38 Authority to Distribute Mgmt For TNA N/A
Dividends
39 Authority to Repurchase Mgmt For TNA N/A
Shares in Relation to
Share Saving
Plan
40 Authority to Repurchase Mgmt For TNA N/A
Shares for
Cancellation
41 Shareholder Proposal ShrHldr Against TNA N/A
Regarding GHG
Emissions and Angola
and Azerbaijan
Operations
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stillwater Mining Company
Ticker Security ID: Meeting Date Meeting Status
SWC CUSIP 86074Q102 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Schweitzer Mgmt For For For
1.2 Elect Michael McMullen Mgmt For For For
1.3 Elect Patrice E. Merrin Mgmt For For For
1.4 Elect Michael S. Parrett Mgmt For For For
1.5 Elect Charles R. Engles Mgmt For For For
1.6 Elect George M. Bee Mgmt For For For
1.7 Elect Gary A. Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 04/23/2014 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Special
Examination
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Subsea 7 S.A.
Ticker Security ID: Meeting Date Meeting Status
SUBC CINS L8882U106 06/27/2014 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Consolidated Accounts Mgmt For TNA N/A
and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
7 Elect Kristian Siem Mgmt For TNA N/A
8 Elect Peter Mason Mgmt For TNA N/A
9 Elect Eystein Eriksrud Mgmt For TNA N/A
10 Elect Jean P. Cahuzac Mgmt For TNA N/A
11 Elect Robert Long Mgmt For TNA N/A
________________________________________________________________________________
Suez Environnement Company SA
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F4984P118 05/22/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Ines Kolmsee Mgmt For For For
8 Elect Gilles Benoist Mgmt For Against Against
9 Elect Alain Chaigneau Mgmt For Against Against
10 Elect Penelope Chalmers Mgmt For Against Against
Small
11 Elect Guillaume Pepy Mgmt For For For
12 Elect Jerome Tolot Mgmt For Against Against
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Appointment of Mgmt For For For
Alternate
Auditor
16 Related Party Mgmt For For For
Transactions
17 Remuneration of Gerard Mgmt For For For
Mestrallet,
Chairman
18 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
CEO
19 Authority to Repurchase Mgmt For For For
Shares
20 Amendments to Articles Mgmt For For For
Regarding Age Limit
for Chairman and
CEO
21 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Shares and Convertible
Securities w/
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and Convertible
Securities w/o
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and Convertible
Securities Through
Private
Placement
26 Greenshoe Mgmt For For For
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
28 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
29 Authority to Issue Debt Mgmt For For For
Instruments
30 Employee Stock Purchase Mgmt For For For
Plan
31 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
32 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
33 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sumitomo Forestry Co, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Ryu Yano Mgmt For Against Against
5 Elect Akira Ichikawa Mgmt For For For
6 Elect Hitoshi Hayano Mgmt For For For
7 Elect Shigeru Sasabe Mgmt For For For
8 Elect Ken Wada Mgmt For For For
9 Elect Tatsuru Satoh Mgmt For For For
10 Elect Akihisa Fukuda Mgmt For For For
11 Elect Toshiroh Mgmt For For For
Mitsuyoshi
12 Elect Junko Hirakawa Mgmt For For For
13 Elect Hideyuki Kamiyama Mgmt For For For
14 Elect Satoshi Teramoto Mgmt For For For
15 Elect Katsuhide Kurasaka Mgmt For For For
16 Bonus Mgmt For For For
17 Directors and Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Sumitomo Metal Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712123 06/23/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobumasa Kemori Mgmt For Against Against
4 Elect Yoshiaki Nakazato Mgmt For For For
5 Elect Takeshi Kubota Mgmt For For For
6 Elect Naoyuki Tsuchida Mgmt For For For
7 Elect Mikinobu Ogata Mgmt For For For
8 Elect Norifumi Ushirone Mgmt For For For
9 Elect Akira Nozaki Mgmt For For For
10 Elect Tsutomu Ushijima Mgmt For For For
11 Elect Hajime Satoh as Mgmt For Against Against
Statutory
Auditor
12 Elect Hitoshi Taimatsu Mgmt For For For
as Alternate Statutory
Auditor
13 Bonus Mgmt For For For
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mel E. Benson Mgmt For For For
1.2 Elect Dominic Mgmt For For For
D'Alessandro
1.3 Elect W. Douglas Ford Mgmt For For For
1.4 Elect John D. Gass Mgmt For For For
1.5 Elect Paul Haseldonckx Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Maureen McCaw Mgmt For For For
1.9 Elect Michael W. O'Brien Mgmt For For For
1.10 Elect James W. Simpson Mgmt For For For
1.11 Elect Eira Thomas Mgmt For For For
1.12 Elect Steven W. Williams Mgmt For For For
1.13 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. McDaniel Mgmt For For For
1.2 Elect Humbert de Wendel Mgmt For For For
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the Annual Mgmt For For For
Executive Bonus
Plan
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 07/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Vladimir Bogdanov Mgmt N/A Abstain N/A
7 Elect Alexander Bulanov Mgmt N/A Abstain N/A
8 Elect Ivan Dinichenko Mgmt N/A Abstain N/A
9 Elect Vladimir Erokhin Mgmt N/A Abstain N/A
10 Elect Viktor Krivosheev Mgmt N/A Abstain N/A
11 Elect Nikolay Matveev Mgmt N/A Abstain N/A
12 Elect Vladimir Raritsky Mgmt N/A Abstain N/A
13 Elect Ildus Usmanov Mgmt N/A Abstain N/A
14 Elect Alexander Fesenko Mgmt N/A Abstain N/A
15 Elect Vladimir Shashkov Mgmt N/A Abstain N/A
16 Elect Taisiya Mgmt For Against Against
Klinovskaya
17 Elect Valentina Mgmt For Against Against
Musikhina
18 Elect Tamara Oleynik Mgmt For Against Against
19 Appointment of Auditor Mgmt For Against Against
20 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCA.A CINS W90152120 04/10/2014 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and Management
Acts
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Director and Auditor's Mgmt For Against Against
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For Against Against
19 Remuneration Guidelines Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Talisman Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUSIP 87425E103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christiane Mgmt For For For
Bergevin
1.2 Elect Donald J. Carty Mgmt For For For
1.3 Elect Jonathan Mgmt For For For
Christodoro
1.4 Elect Thomas W. Ebbern Mgmt For For For
1.5 Elect Harold N. Kvisle Mgmt For For For
1.6 Elect Brian M. Levitt Mgmt For For For
1.7 Elect Samuel J. Mgmt For For For
Merksamer
1.8 Elect Lisa A. Stewart Mgmt For For For
1.9 Elect Henry W. Sykes Mgmt For For For
1.10 Elect Peter W. Tomsett Mgmt For For For
1.11 Elect Michael T. Waites Mgmt For For For
1.12 Elect Charles R. Mgmt For For For
Williamson
1.13 Elect Charles M. Mgmt For For For
Winograd
2 Appointment of Auditor Mgmt For For For
3 Advance Notice Policy Mgmt For For For
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 670831205 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Nail U. Maganov Mgmt For Abstain Against
7 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
8 Elect Sushovan Ghosh Mgmt For For For
9 Elect Nail G. Ibragimov Mgmt For Abstain Against
10 Elect Rais S. Khisamov Mgmt For Abstain Against
11 Elect Vladimir P. Mgmt For Abstain Against
Lavushchenko
12 Elect Renat H. Muslimov Mgmt For Abstain Against
13 Elect Renat K. Sabirov Mgmt For Abstain Against
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
16 Elect Mirgaziyan Z. Mgmt For Abstain Against
Taziev
17 Elect Azat K. Khamaev Mgmt For Abstain Against
18 Elect Maria L. Mgmt For For For
Voskresenskaya
19 Elect Rene Steiner Mgmt For For For
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Nazilya Rafisovna Mgmt For For For
Farkhutdinova
22 Elect Ranilya R. Mgmt For For For
Gizatova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Nikolai K. Lapin Mgmt For For For
25 Elect Oleg Matveev Mgmt For For For
26 Elect Liliya R. Mgmt For For For
Rakhimzyanova
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Amendments to Charter Mgmt For Abstain Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 04/24/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Related Party Mgmt For For For
Transactions
8 Remuneration of Thierry Mgmt For For For
Pilenko,
CEO
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
13 Authority to Issue Mgmt For For For
Performance Shares to
Employees of the Group
and Employees and
Officers of
Subsidiaries
14 Authority to Issue Mgmt For For For
Performance Shares to
Corporate Officers of
the
Group
15 Authority to Grant Mgmt For For For
Stock Options to
Employees of the
Group, and Employees
and Officers of
Subsidiaries
16 Authority to Grant Mgmt For For For
Stock Options to
Corporate Officers of
the
Group
17 Employee Stock Purchase Mgmt For For For
Plan
18 Employee Stock Purchase Mgmt For For For
Plan For Overseas
Employees
19 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TCK CUSIP 878742204 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Jalynn H. Bennett Mgmt For For For
1.3 Elect Hugh J. Bolton Mgmt For For For
1.4 Elect Felix P. Chee Mgmt For For For
1.5 Elect Jack L. Cockwell Mgmt For For For
1.6 Elect Edward C. Dowling Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
1.8 Elect Norman B. Keevil Mgmt For For For
III
1.9 Elect Takeshi Kubota Mgmt For For For
1.10 Elect Takashi Kuriyama Mgmt For For For
1.11 Elect Donald R. Lindsay Mgmt For For For
1.12 Elect Janice G. Rennie Mgmt For Withhold Against
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Christopher M.T. Mgmt For For For
Thompson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Company Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For Against Against
4 Elect Steven H. Mgmt For For For
Grapstein
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Gerard M Anderson Mgmt For For For
1.3 Elect Catherine M. Mgmt For For For
Kilbane
1.4 Elect Robert J. King, Mgmt For For For
Jr.
1.5 Elect Ross W. Manire Mgmt For For For
1.6 Elect Donald L. Mennel Mgmt For For For
1.7 Elect Patrick S. Mullin Mgmt For For For
1.8 Elect John T. Stout, Jr. Mgmt For For For
1.9 Elect Jacqueline F. Mgmt For For For
Woods
2 2014 Long-Term Mgmt For For For
Incentive Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Chefs' Warehouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHEF CUSIP 163086101 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominick Cerbone Mgmt For For For
1.2 Elect John A. Couri Mgmt For For For
1.3 Elect Joseph M. Cugine Mgmt For For For
1.4 Elect Alan C. Guarino Mgmt For For For
1.5 Elect Stephen Hanson Mgmt For For For
1.6 Elect Christopher D. Mgmt For For For
Pappas
1.7 Elect John Pappas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ThyssenKrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/17/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Losses Mgmt For TNA N/A
6 Ratify Heinrich Mgmt For TNA N/A
Hiesinger
7 Ratify Olaf Berlien Mgmt For TNA N/A
8 Ratify Oliver Burkhard Mgmt For TNA N/A
9 Ratify Jurgen Claassen Mgmt For TNA N/A
10 Ratify Edwin Eichler Mgmt For TNA N/A
11 Ratify Guido Kerkhoff Mgmt For TNA N/A
12 Ratify Ralph Labonte Mgmt For TNA N/A
13 Ratify Gerhard Cromme Mgmt For TNA N/A
14 Ratify Ulrich Lehner Mgmt For TNA N/A
15 Ratify Bertin Eichler Mgmt For TNA N/A
16 Ratify Martin Dreher Mgmt For TNA N/A
17 Ratify Markus Grolms Mgmt For TNA N/A
18 Ratify Susanne Herberger Mgmt For TNA N/A
19 Ratify Bernd Kalwa Mgmt For TNA N/A
20 Ratify Hans-Peter Keitel Mgmt For TNA N/A
21 Ratify Ernst-August Kiel Mgmt For TNA N/A
22 Ratify Sabine Maaben Mgmt For TNA N/A
23 Ratify Ralf Nentwig Mgmt For TNA N/A
24 Ratify Bernhard Pellens Mgmt For TNA N/A
25 Ratify Peter Remmler Mgmt For TNA N/A
26 Ratify Kersten von Mgmt For TNA N/A
Schenck
27 Ratify Carola von Mgmt For TNA N/A
Schmettow
28 Ratify Wilhelm Segerath Mgmt For TNA N/A
29 Ratify Carsten Spohr Mgmt For TNA N/A
30 Ratify Peer Steinbruck Mgmt For TNA N/A
31 Ratify Lothar Steinebach Mgmt For TNA N/A
32 Ratify Christian Streiff Mgmt For TNA N/A
33 Ratify Jurgen Thumann Mgmt For TNA N/A
34 Ratify Fritz Weber Mgmt For TNA N/A
35 Ratify Beatrice Weder Mgmt For TNA N/A
di
Mauro
36 Ratify Klaus Wiercimok Mgmt For TNA N/A
37 Elect Rene Obermann Mgmt For TNA N/A
38 Appointment of Auditor Mgmt For TNA N/A
39 Supervisory Board Mgmt For TNA N/A
Members'
Fees
40 Increase in Authorized Mgmt For TNA N/A
Capital
41 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
42 Intra-company Control Mgmt For TNA N/A
Agreement with Krupp
Hoesch Stahl
GmbH
43 Amendment to Mgmt For TNA N/A
Intra-company Control
Agreement
________________________________________________________________________________
Tianjin Capital Environmental Protection Company Limited
Ticker Security ID: Meeting Date Meeting Status
600874 CINS Y88228112 04/15/2014 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GAO Zongze Mgmt For For For
4 Elect GUAN Yimin Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600874 CINS Y88228112 06/05/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Report Mgmt For For For
6 2013 Financial Mgmt For For For
Resolution and 2014
Financial
Budget
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Supervisors' Report Mgmt For For For
10 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 03/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yuuji Saita Mgmt For For For
4 Elect Hiroyuki Yokota Mgmt For Against Against
5 Elect Akira Hattori as Mgmt For For For
Statutory
Auditor
6 Special Allowances for Mgmt For Against Against
Statutory
Auditors
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/16/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Patricia Barbizet Mgmt For For For
10 Elect Marie-Christine Mgmt For For For
Coisne-Roquette
11 Elect Paul Desmarais, Mgmt For Against Against
Jr.
12 Elect Barbara Kux Mgmt For For For
13 Remuneration of Mgmt For For For
Christophe de
Margerie,
CEO
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights; Authority to
Increase Capital
through
Capitalizations
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
18 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
19 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
20 Authority to Issue Mgmt For For For
Performance
Shares
21 Amendment to Article Mgmt For For For
Regarding Employee
Representatives
22 Amendment Regarding Age Mgmt For For For
Limit of
Chairman
23 Amendment Regarding Age Mgmt For For For
Limit of
CEO
24 Amendment Regarding Mgmt For For For
Shareholder
Representatives at the
Annual General
Meeting
25 Shareholder Proposal ShrHldr Against Against For
Regarding the
Distribution of a
Newsletter
26 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Industrial Safety
27 Shareholder Proposal ShrHldr Against Against For
Regarding Loyalty
Dividend
28 Shareholder Proposal ShrHldr Against Against For
Regarding the
Inclusion of Employee
Representatives in
Board
Committees
29 Shareholder Proposal ShrHldr Against Against For
Regarding Directors'
Fees
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/04/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect William D. Mgmt For For For
Armstrong
5 Elect Lee A. Baker Mgmt For For For
6 Elect Robert W. Blakely Mgmt For For For
7 Elect John W. Elick Mgmt For For For
8 Elect Kevin J. Keenan Mgmt For For For
9 Elect Phillip A. Mgmt For For For
Lamoreaux
10 Elect Andrew B. Mgmt For For For
MacDonald
11 Elect Clayton H. Riddell Mgmt For Against Against
12 Elect Brian G. Robinson Mgmt For Against Against
13 Elect Robert N. Mgmt For For For
Yurkovich
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Share Option Plan Mgmt For For For
Renewal
16 Amendment to the Share Mgmt For For For
Option
Plan
17 Share Option Grants Mgmt For For For
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Jamison Mgmt For For For
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Jack C. Bingleman Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
1.9 Elect Mark J. Weikel Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
for Purposes of 162(m)
of the
IRC
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransAlta Corporation
Ticker Security ID: Meeting Date Meeting Status
TA CINS 89346D107 04/29/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William D. Mgmt For For For
Anderson
3 Elect Timothy W. Mgmt For For For
Faithfull
4 Elect Dawn L. Farrell Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Gordon D. Giffin Mgmt For For For
7 Elect C. Kent Jespersen Mgmt For For For
8 Elect Michael M. Mgmt For For For
Kanovsky
9 Elect Karen E. Maidment Mgmt For For For
10 Elect Yakout Mansour Mgmt For For For
11 Elect Georgia R. Nelson Mgmt For For For
12 Elect Martha C. Piper Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendments to By-Law Mgmt For For For
No.
1
15 Advance Notice Provision Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Paule Gauthier Mgmt For For For
1.4 Elect Russell K. Girling Mgmt For For For
1.5 Elect S. Barry Jackson Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect John Richels Mgmt For For For
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect D. Michael G. Mgmt For For For
Stewart
1.10 Elect Siim A. Vanaselja Mgmt For For For
1.11 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Available Mgmt For For For
Earnings
4 Dividend from Capital Mgmt For For For
Reserves
5 Authorized Share Mgmt For For For
Capital
6 Reduce Board Size to 11 Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Elections; Assorted
Changes)
8 Amendments to Articles Mgmt For For For
(Ratification of
Compensation)
9 Amendments to Articles Mgmt For For For
(Supplementary
Amount)
10 Amendments to Articles Mgmt For For For
(Principles of
Compensation)
11 Amendments to Articles Mgmt For For For
(Employment
Contracts)
12 Amendments to Articles Mgmt For For For
(External
Mandates)
13 Amendments to Articles Mgmt For For For
(Loans and Retirement
Benefits)
14 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
15 Adoption of Advance Mgmt For For For
Notice Requirement in
Order to Conform with
German
Articles
16 Elect Ian C. Strachan Mgmt For For For
17 Elect Glyn Barker Mgmt For For For
18 Elect Vanessa C.L. Chang Mgmt For For For
19 Elect Frederico F. Mgmt For For For
Curado
20 Elect Chad Deaton Mgmt For For For
21 Elect Martin B. McNamara Mgmt For For For
22 Elect Samuel J. Mgmt For For For
Merksamer
23 Elect Edward R. Muller Mgmt For For For
24 Elect Steven L. Newman Mgmt For For For
25 Elect TAN Ek Kia Mgmt For For For
26 Elect Vincent J. Mgmt For For For
Intrieri
27 Election of Chairman Mgmt For For For
28 Elect Director Curado Mgmt For For For
to Compensation
Committee
Member
29 Elect Director McNamara Mgmt For For For
to Compensation
Committee
Member
30 Elect Director Tan Ek Mgmt For For For
Kia to Compensation
Committee
Member
31 Elect Vincent Intrieri Mgmt For For For
to Compensation
Committee
Member
32 Appointment of Mgmt For For For
Independent
Proxy
33 Appointment of Auditor Mgmt For For For
34 Advisory Vote on Mgmt For For For
Executive
Compensation
35 Amendment to the Mgmt For For For
Long-Term Incentive
Plan for Purposes of
Section 162(m) of the
IRC
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Jeremy R Wilson Mgmt For For For
6 Elect Tutu Agyare Mgmt For For For
7 Elect Anne Drinkwater Mgmt For For For
8 Elect Ann Grant Mgmt For For For
9 Elect Aidan Heavey Mgmt For For For
10 Elect Steve Lucas Mgmt For For For
11 Elect Graham Martin Mgmt For For For
12 Elect Angus McCoss Mgmt For For For
13 Elect Paul McDade Mgmt For For For
14 Elect Ian Springett Mgmt For For For
15 Elect Simon R. Thompson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S.
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/31/2014 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Opening; Election of Mgmt For TNA N/A
Presiding
Chairman
4 Report of the Board Mgmt For TNA N/A
5 Presentation of the Mgmt For TNA N/A
Independent Auditor's
Report
6 Accounts Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Dividend Policy Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Election of Directors Mgmt For TNA N/A
11 Compensation Policy Mgmt For TNA N/A
12 Directors' Fees Mgmt For TNA N/A
13 Appointment of Auditor Mgmt For TNA N/A
14 Report on Related Party Mgmt For TNA N/A
Transactions
15 Charitable Donations Mgmt For TNA N/A
16 Report on Guarantees Mgmt For TNA N/A
17 Related Party Mgmt For TNA N/A
Transactions
18 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/08/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rowena Albones Mgmt For For For
3 Elect Jill Gardiner Mgmt For Against Against
4 Elect R. Peter Gillin Mgmt For Against Against
5 Elect David Klingner Mgmt For For For
6 Elect Kay G. Priestly Mgmt For For For
7 Elect Russel C. Mgmt For Against Against
Robertson
8 Elect Jeffery D. Tygesen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 01/31/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For Against Against
8 Elect Barbara A. Tyson Mgmt For For For
9 Elect Albert C. Zapanta Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Abstain Against
Regarding Gestation
Crates
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Gephardt
2 Elect Murry S. Gerber Mgmt For For For
3 Elect Glenda G. McNeal Mgmt For For For
4 Elect Patricia A. Tracey Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
8 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/26/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect John McAdam Mgmt For For For
5 Elect Steven L. Mogford Mgmt For For For
6 Elect Russ Houlden Mgmt For For For
7 Elect Catherine Bell Mgmt For For For
8 Elect Brian May Mgmt For For For
9 Elect Nick Salmon Mgmt For For For
10 Elect Sara Weller Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Approval of Long-Term Mgmt For For For
Plan
2013
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
18 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Alternate Mgmt For Against Against
Directors
4 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority/Preferred
Shareholders
5 Remuneration Policy Mgmt For Against Against
6 Authority to Cancel Mgmt For For For
Treasury
Shares
7 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
8 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry D. Choate Mgmt For For For
2 Elect Joseph W Gorder Mgmt For For For
3 Elect William R. Klesse Mgmt For For For
4 Elect Deborah P. Majoras Mgmt For For For
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Phillip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Profusek Mgmt For For For
8 Elect Susan K. Purcell Mgmt For For For
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Stockholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
15 Shareholder Proposal ShrHldr Against Against For
Regarding Greenhouse
Gas Emissions
Reporting and
Reduction
Targets
16 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 01/13/2014 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction (Cairn
India Limited Share
Repurchase)
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/01/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Deepak S. Parekh Mgmt For Against Against
5 Elect Anil Agarwal Mgmt For For For
6 Elect Navin Agarwal Mgmt For For For
7 Elect Euan Macdonald Mgmt For For For
8 Elect Aman Mehta Mgmt For Against Against
9 Elect Mahendra (MS) Mgmt For For For
Mehta
10 Elect Geoffrey Green Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 10/30/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal of Hindustan Mgmt For For For
Zinc
Acquisition
2 Renewal of Bharat Mgmt For For For
Aluminium
Acquisition
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/24/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
8 Allocation of Dividends Mgmt For For For
9 Scrip Dividend Mgmt For For For
10 Related Party Mgmt For Against Against
Transactions
11 Supplementary Mgmt For For For
Retirement Benefits
(Antoine
Frerot)
12 Severance Agreement Mgmt For For For
(Antoine
Frerot)
13 Elect Antoine Frerot Mgmt For For For
14 Elect Daniel Bouton Mgmt For For For
15 Elect Olivier Costa de Mgmt For For For
Beauregard
(WITHDRAWN)
16 Elect Khaled Al Sayed Mgmt For For For
17 Remuneration of Antoine Mgmt For Against Against
Frerot,
CEO
18 Directors' Fees Mgmt For For For
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Securities w/
Preemptive
Rights
21 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Securities w/o
Preemptive Rights but
w/ Priority
Subscription
Rights
22 Authority to Issue Mgmt For Abstain Against
Shares and/or
Convertible Securities
Through Private
Placement
23 Increase in Authorized Mgmt For Abstain Against
Capital in
Consideration for
Contributions in
Kind
24 Greenshoe Mgmt For Abstain Against
25 Increase in Authorized Mgmt For For For
Capital Through
Capitalization
26 Employee Stock Purchase Mgmt For For For
Plan
27 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
28 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
29 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
30 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/09/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Shareholder Proposal: ShrHldr N/A For N/A
Election of Martin
Krajcsir
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/24/2014 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For Abstain Against
12 Elect Henry Stenson Mgmt For For For
13 Elect Jorn Ankaer Mgmt For Abstain Against
Thomsen
14 Elect Lars Olof Mgmt For For For
Josefsson
15 Elect Lykke Friis Mgmt For For For
16 Directors' Fees 2013 Mgmt For For For
17 Directors' Fees 2014 Mgmt For For For
18 Appointment of Auditor Mgmt For Abstain Against
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
Regarding Reporting
Language
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Shareholder Proposals ShrHldr Against Against For
Regarding a New
Article
5(3)
24 Shareholder Proposals ShrHldr Against Against For
Regarding the
Company's Financial
Reports and Company
Announcements
25 Shareholder Proposal ShrHldr Against Against For
Regarding Website
Accessibility
26 Shareholder Proposal ShrHldr Against Against For
Regarding Refreshments
at Annual General
Meetings
27 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/03/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Mgmt For For For
Shares
8 Issuance of Treasury Mgmt For For For
Shares
9 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 06/16/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Switzerland to
Ireland
2 Distribution of Profit Mgmt For For For
Reserves
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/29/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hank Ketcham Mgmt For For For
3 Elect Clark S. Binkley Mgmt For For For
4 Elect J. Duncan Gibson Mgmt For For For
5 Elect Samuel W. Ketcham Mgmt For Against Against
6 Elect Harald H. Ludwig Mgmt For For For
7 Elect Gerald J. Miller Mgmt For For For
8 Elect Robert L. Phillips Mgmt For For For
9 Elect Janice G. Rennie Mgmt For Against Against
10 Elect Ted Seraphim Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Increase in Authorized Mgmt For For For
Capital
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra A. Cafaro Mgmt For For For
2 Elect Mark A. Emmert Mgmt For For For
3 Elect John I. Kieckhefer Mgmt For For For
4 Elect Wayne Murdy Mgmt For For For
5 Elect Nicole W. Piasecki Mgmt For For For
6 Elect Doyle R. Simons Mgmt For For For
7 Elect Richard H. Mgmt For For For
Sinkfield
8 Elect D. Michael Steuert Mgmt For For For
9 Elect Kim Williams Mgmt For For For
10 Elect Charles R. Mgmt For For For
Williamson
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Sherwin Artus Mgmt For For For
1.2 Elect Philip E. Doty Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Joseph R. Mgmt For For For
Cleveland
3 Elect Kathleen B. Cooper Mgmt For For For
4 Elect John A. Hagg Mgmt For For For
5 Elect Juanita H. Hinshaw Mgmt For For For
6 Elect Ralph Izzo Mgmt For For For
7 Elect Frank T. MacInnis Mgmt For For For
8 Elect Eric W. Mgmt For For For
Mandelblatt
9 Elect Steven Nance Mgmt For For For
10 Elect Murray D. Smith Mgmt For For For
11 Elect Janice D. Stoney Mgmt For For For
12 Elect Laura A. Sugg Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Incentive
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2014 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect TEO Kim Yong Mgmt For Against Against
6 Elect KWAH Thiam Hock Mgmt For Against Against
7 Elect YEO Teng Yang Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to grant Mgmt For For For
options and issue and
allot shares under
Wilmar Executives
Share Options Scheme
2009
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2014 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 04/30/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael A. Mgmt For For For
Chaney
3 Re-elect David I. McEvoy Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Approve Increase in Mgmt For For For
NEDs'
Fees
6 Amendment to Mgmt For For For
Constitution
________________________________________________________________________________
WorleyParsons Limited
Ticker Security ID: Meeting Date Meeting Status
WOR CINS Q9857K102 10/09/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John M. Grill Mgmt For For For
3 Re-elect Larry Benke Mgmt For For For
4 Re-elect John Green Mgmt For For For
5 Re-elect Catherine B. Mgmt For For For
Livingstone
6 Re-elect J. B. McNeil Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Mgmt For For For
Andrew
Wood)
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Anderson Mgmt For For For
2 Elect John P. McConnell Mgmt For For For
3 Elect Mary Schiavo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the Mgmt For For For
Material Terms of the
Performance Goals
under the 1997
Long-Term Incentive
Plan
6 Amendment to the 1997 Mgmt For For For
Long-Term Incentive
Plan
7 Approval of Performance Mgmt For For For
Criteria Under the
Annual Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/30/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter J. Marrone Mgmt For For For
1.2 Elect Patrick J. Mars Mgmt For For For
1.3 Elect John A. Begeman Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Carl L. Renzoni Mgmt For For For
1.8 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of the New Mgmt For For For
General
By-Law
4 Advisory vote on Mgmt For For For
executive
compensation
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/14/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Revised Annual Caps Mgmt For For For
11 Elect LI Xiyong Mgmt For For For
12 Elect Zhang Xinwen Mgmt For For For
13 Elect Yin Mingde Mgmt For For For
14 Elect WU Yuxiang Mgmt For For For
15 Elect ZHANG Baocai Mgmt For For For
16 Elect Wu Xiangqian Mgmt For For For
17 Elect Wang Lijie Mgmt For For For
18 Elect JIA Shaohua Mgmt For For For
19 Elect WANG Xiaojun Mgmt For For For
20 Elect XUE Youzhi Mgmt For For For
21 Elect SHI Xuerang Mgmt For Against Against
22 Elect ZHANG Shengdong Mgmt For For For
23 Elect Gu Shisheng Mgmt For Against Against
24 Elect ZHEN Ailan Mgmt For For For
25 Amendments to Articles Mgmt For For For
for Rules of
Procedure
26 Amendments to the Rules Mgmt For For For
of Procedures For The
Shareholders General
Meeting
27 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Board
28 Amendments to Articles Mgmt For For For
to the Rules of
Procedures For The
Supervisory
Committee
29 Financing Activities Mgmt For For For
30 Provision of Guarantees Mgmt For For For
31 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
32 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/14/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Repurchase Mgmt For For For
H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 09/09/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zhang Xinwen Mgmt For For For
3 Elect LI Xiyong Mgmt For For For
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/05/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to Check
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 REPORT ON CORPORATE Mgmt For TNA N/A
GOVERNANCE
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Election of Directors Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
15 Amendment to Articles Mgmt For TNA N/A
Regarding Retirement
Age
16 Cancellation of Shares Mgmt For TNA N/A
17 Authority to Repurchase Mgmt For TNA N/A
Shares
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Young Poong Corporation
Ticker Security ID: Meeting Date Meeting Status
000670 CINS Y9858R107 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Corporate Mgmt For For For
Auditors
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge of
Meeting
Minutes
2 Long-Term Incentive Plan Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Auditor's
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Debt Mgmt For For For
Instruments
8 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
9 Ratification of Mgmt For For For
Directors'
Fees
10 Ratification of Mgmt For For For
Supervisory Council's
Fees
11 Supervisory Council Size Mgmt For Abstain Against
12 Election of Supervisory Mgmt For Abstain Against
Council Members and
Alternates (Class
A)
13 Election of Supervisory Mgmt For Abstain Against
Council Members and
Alternates (Class
D)
14 Board Size Mgmt For Against Against
15 Election of Directors Mgmt For Abstain Against
(Class
A)
16 Election of Director Mgmt For For For
(Class
D)
17 Directors' Fees; Mgmt For Abstain Against
Supervisory Council's
Fees
18 Withdrawal of Corporate Mgmt For Abstain Against
Liability
Action
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/26/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
H
Shares
10 Authority to Issue Debt Mgmt For For For
Financing
Instruments
11 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 05/26/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 11/29/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Debt Mgmt For For For
Financial
Instruments
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Completion of Share Mgmt For For For
Repurchase
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Debt Mgmt For For For
Financing
5 Authority to Repurchase Mgmt For For For
H
Shares
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Financial Report Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2014 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 10/25/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Jinghe Mgmt For Against Against
3 Elect WANG Jianhua Mgmt For For For
4 Elect QIU Xiaohua Mgmt For For For
5 Elect LAN Fusheng Mgmt For For For
6 Elect ZOU Laichang Mgmt For For For
7 Elect LIN Hongfu Mgmt For For For
8 Elect LI Jian Mgmt For For For
9 Elect LU Shihua Mgmt For For For
10 Elect DING Shida Mgmt For For For
11 Elect JIANG Yuzhi Mgmt For For For
12 Elect Kenneth SIT Hoi Mgmt For For For
Wah
13 Elect LIN Shuiqing Mgmt For For For
14 Elect XU Qiang Mgmt For For For
15 Elect FAN Wensheng Mgmt For For For
16 Directors' and Mgmt For For For
Supervisors'
Fees
Fund Name : Oil Services ETF
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry D. Brady Mgmt For For For
2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
3 Elect Martin S. Mgmt For For For
Craighead
4 Elect Lynn L. Elsenhans Mgmt For For For
5 Elect Anthony G. Mgmt For For For
Fernandes
6 Elect Claire W. Gargalli Mgmt For For For
7 Elect Pierre J. Jungels Mgmt For For For
8 Elect James A. Lash Mgmt For For For
9 Elect J. Larry Nichols Mgmt For For For
10 Elect James W. Stewart Mgmt For Against Against
11 Elect Charles L. Watson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Mgmt For For For
Director and Officer
long-Term Incentive
Plan
15 Amendment to the 2002 Mgmt For For For
Employee Long-Term
Incentive
Plan
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Peter J. Fluor Mgmt For For For
3 Elect James T. Hackett Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Michael E. Patrick Mgmt For For For
6 Elect Jon Erik Mgmt For For For
Reinhardsen
7 Elect Bruce W. Wilkinson Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect James B. Jennings Mgmt For For For
1.4 Elect Gary A. Kolstad Mgmt For For For
1.5 Elect Henry E. Lentz Mgmt For For For
1.6 Elect Randy L. Limbacher Mgmt For For For
1.7 Elect William C. Morris Mgmt For Withhold Against
1.8 Elect Robert S. Rubin Mgmt For For For
2 2014 Omnibus Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Michael C. Kearney Mgmt For For For
3 Elect Jan W. Sodderland Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For Abstain Against
7 Authority to Cancel Mgmt For For For
Repurchased
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 2014 Noneemployee Mgmt For For For
Director Stock
Incentive
Plan
12 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Marc Edwards Mgmt For For For
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Kenneth I. Siegel Mgmt For For For
9 Elect Clifford M Sobel Mgmt For For For
10 Elect Andrew H. Tisch Mgmt For For For
11 Elect Raymond S. Troubh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Incentive Compensation
Plan for Executive
Officers
15 Equity Incentive Mgmt For For For
Compensation
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
Dresser-Rand Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP 261608103 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Macaulay
2 Elect Vincent R. Volpe Mgmt For For For
Jr.
3 Elect Rita V. Foley Mgmt For For For
4 Elect Louis A. Raspino Mgmt For For For
5 Elect Philip R. Roth Mgmt For Against Against
6 Elect Stephen A. Snider Mgmt For For For
7 Elect Michael L. Mgmt For For For
Underwood
8 Elect Joseph C. Winkler Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Clark Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For For For
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S Kalman Mgmt For For For
7 Elect Daniel W. Rabun Mgmt For For For
8 Elect Keith O. Rattie Mgmt For For For
9 Elect Paul E. Rowsey III Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Ratification of Auditor Mgmt For For For
12 Ratification of Mgmt For For For
Statutory
Auditor
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Accounts and Reports Mgmt For For For
18 Approval of Capital Mgmt For For For
Reorganisation
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect C. Maury Devine Mgmt For For For
4 Elect Claire S. Farley Mgmt For For For
5 Elect John T. Gremp Mgmt For For For
6 Elect Thomas Hamilton Mgmt For For For
7 Elect Peter Mellbye Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Netherland
9 Elect Richard A. Mgmt For Against Against
Pattarozzi
10 Ratification of Auditor Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James R. Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For Against Against
4 Elect Nance K. Dicciani Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Jose C. Grubisich Mgmt For For For
7 Elect Abdallah S. Jum'ah Mgmt For For For
8 Elect David J. Lesar Mgmt For For For
9 Elect Robert A. Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For For For
11 Elect Debra L. Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For For For
2 Elect John W. Lindsay Mgmt For For For
3 Elect Paula Marshall Mgmt For For For
4 Elect Randy A. Foutch Mgmt For For For
5 Elect John D. Zeglis Mgmt For For For
6 Elect William L. Mgmt For For For
Armstrong
7 Elect Thomas A. Petrie Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For Withhold Against
III
1.2 Elect Roger A. Brown Mgmt For Withhold Against
1.3 Elect David Dickson Mgmt For For For
1.4 Elect Stephen G. Hanks Mgmt For Withhold Against
1.5 Elect Gary P. Luquette Mgmt For For For
1.6 Elect William H. Mgmt For For For
Schumann
III
1.7 Elect Mary Mgmt For Withhold Against
Shafer-Malicki
1.8 Elect David A. Trice Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2014 Long-Term Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect John P. Kotts Mgmt For For For
1.3 Elect Michael C. Linn Mgmt For Withhold Against
1.4 Elect John V. Lombardi Mgmt For Withhold Against
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Howard Wolf Mgmt For For For
1.7 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Mgmt For Against Against
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
6 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
7 Shareholder Proposal ShrHldr Against For Against
Regarding
Sustainability
Report
8 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
10 Shareholder Proposal ShrHldr Against For Against
Regarding Counting
Broker
Non-Votes
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Clay C. Williams Mgmt For For For
3 Elect Greg L. Armstrong Mgmt For For For
4 Elect Robert E. Mgmt For For For
Beauchamp
5 Elect Marcela E. Donadio Mgmt For For For
6 Elect Ben A. Guill Mgmt For For For
7 Elect David D. Harrison Mgmt For For For
8 Elect Roger L. Jarvis Mgmt For For For
9 Elect Eric L. Mattson Mgmt For For For
10 Elect Jeffery A. Smisek Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Josey Mgmt For For For
2 Elect Jon A. Marshall Mgmt For For For
3 Elect Mary P. Mgmt For For For
Ricciardello
4 Ratification of Auditor Mgmt For For For
5 Re-Appointment of Mgmt For For For
Statutory
Auditor
6 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Remuneration Report Mgmt For For For
(Advisory)
9 Remuneration Report Mgmt For For For
(Policy)
10 Amendment to Articles Mgmt For For For
to Authorize a
Dividend of Shares in
Paragon Offshore
Limited
11 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 10/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Jurisdiction of Mgmt For For For
Incorporation from
Switzerland to the
UK
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Jay Collins Mgmt For Withhold Against
1.2 Elect D. Michael Hughes Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cindy B. Taylor Mgmt For For For
1.2 Elect Christopher T. Mgmt For For For
Seaver
1.3 Elect Lawrence R. Mgmt For For For
Dickerson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Kenneth N. Berns Mgmt For For For
1.3 Elect Charles O. Buckner Mgmt For For For
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Cloyce A. Talbott Mgmt For Withhold Against
2 2014 Long-Term Mgmt For For For
Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas P. Burke Mgmt For For For
2 Elect William T. Fox III Mgmt For For For
3 Elect Sir Graham Hearne Mgmt For For For
4 Elect Lord Moynihan Mgmt For For For
5 Elect John J. Quicke Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Elect Tore I. Sandvold Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
9 Ratification of Mgmt For For For
Statutory
Auditor
10 Approval of the Mgmt For For For
Statutory Auditors'
Remuneration
11 Approval of U.K. Mgmt For For For
Directors'
Remuneration
Policy
12 Approval of U.K. Mgmt For For For
Statutory
Implementation
Report
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Tony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Maureen Kempston Mgmt For For For
Darkes
5 Elect Paal Kibsgaard Mgmt For For For
6 Elect Nikolay Mgmt For For For
Kudryavtsev
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CUSIP G7945E105 09/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Tor Olav Troim Mgmt For Against Against
3 Elect Kate Blankenship Mgmt For Against Against
4 Elect Kathrine Mgmt For For For
Fredriksen
5 Elect Carl Erik Steen Mgmt For For For
6 Elect Bert Bekker Mgmt For For For
7 Elect Paul Leand, Jr. Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For Withhold Against
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Peter D. Kinnear Mgmt For For For
1.7 Elect Michael McShane Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Report
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Company Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 08/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James C. Day Mgmt For For For
1.3 Elect Richard T. du Mgmt For For For
Moulin
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon C. Madonna Mgmt For For For
1.7 Elect Richard A. Mgmt For For For
Pattarozzi
1.8 Elect Jeffrey M. Platt Mgmt For For For
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy B. Taylor Mgmt For For For
1.11 Elect Dean E. Taylor Mgmt For For For
1.12 Elect Jack E. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Executive Officer Mgmt For For For
Annual Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Available Mgmt For For For
Earnings
4 Dividend from Capital Mgmt For For For
Reserves
5 Authorized Share Mgmt For For For
Capital
6 Reduce Board Size to 11 Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Elections; Assorted
Changes)
8 Amendments to Articles Mgmt For For For
(Ratification of
Compensation)
9 Amendments to Articles Mgmt For For For
(Supplementary
Amount)
10 Amendments to Articles Mgmt For For For
(Principles of
Compensation)
11 Amendments to Articles Mgmt For For For
(Employment
Contracts)
12 Amendments to Articles Mgmt For For For
(External
Mandates)
13 Amendments to Articles Mgmt For For For
(Loans and Retirement
Benefits)
14 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
15 Adoption of Advance Mgmt For For For
Notice Requirement in
Order to Conform with
German
Articles
16 Elect Ian C. Strachan Mgmt For For For
17 Elect Glyn Barker Mgmt For For For
18 Elect Vanessa C.L. Chang Mgmt For For For
19 Elect Frederico F. Mgmt For For For
Curado
20 Elect Chad Deaton Mgmt For For For
21 Elect Martin B. McNamara Mgmt For For For
22 Elect Samuel J. Mgmt For For For
Merksamer
23 Elect Edward R. Muller Mgmt For For For
24 Elect Steven L. Newman Mgmt For For For
25 Elect TAN Ek Kia Mgmt For For For
26 Elect Vincent J. Mgmt For For For
Intrieri
27 Election of Chairman Mgmt For For For
28 Elect Director Curado Mgmt For For For
to Compensation
Committee
Member
29 Elect Director McNamara Mgmt For For For
to Compensation
Committee
Member
30 Elect Director Tan Ek Mgmt For For For
Kia to Compensation
Committee
Member
31 Elect Vincent Intrieri Mgmt For For For
to Compensation
Committee
Member
32 Appointment of Mgmt For For For
Independent
Proxy
33 Appointment of Auditor Mgmt For For For
34 Advisory Vote on Mgmt For For For
Executive
Compensation
35 Amendment to the Mgmt For For For
Long-Term Incentive
Plan for Purposes of
Section 162(m) of the
IRC
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 06/16/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Switzerland to
Ireland
2 Distribution of Profit Mgmt For For For
Reserves
3 Transaction of Other Mgmt For Against Against
Business
Fund Name : Pharmacetical ETF
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Novakovic Mgmt For For For
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Labeling of
Genetically Modified
Organisms
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Abstain Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Actavis Inc.
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP 00507K103 09/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul M. Bisaro Mgmt For For For
2 Elect James H. Bloem Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Tamar D. Howson Mgmt For For For
5 Elect John A. King Mgmt For For For
6 Elect Catherine M. Klema Mgmt For For For
7 Elect Jiri Michal Mgmt For For For
8 Elect Sigurdur Olafsson Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Ronald R. Taylor Mgmt For For For
11 Elect Andrew L. Turner Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Actavis plc
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP G0083B108 06/17/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Forest Mgmt For For For
Laboratories,
Inc.
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E.I. Pyott Mgmt For For For
2 Elect Michael R. Mgmt For Against Against
Gallagher
3 Elect Deborah Dunsire Mgmt For For For
4 Elect Trevor M. Jones Mgmt For Against Against
5 Elect Louis J. Lavigne, Mgmt For For For
Jr.
6 Elect Peter J. McDonnell Mgmt For Against Against
7 Elect Timothy D. Proctor Mgmt For For For
8 Elect Russell T. Ray Mgmt For For For
9 Elect Henri A. Termeer Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Mgmt For For For
Certificate of
Incorporation Allowing
Action by Written
Consent
13 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect D. Bruce Mgmt For For For
Burlington
10 Elect Ann Cairns Mgmt For For For
11 Elect Graham Chipchase Mgmt For For For
12 Elect Jean-Philippe Mgmt For Against Against
Courtois
13 Elect Rudy H.P. Markham Mgmt For For For
14 Elect Nancy Rothwell Mgmt For For For
15 Elect Shriti Vadera Mgmt For For For
16 Elect John S. Varley Mgmt For For For
17 Elect Marcus Wallenberg Mgmt For Against Against
18 Remuneration Report Mgmt For For For
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
25 Performance Share Plan Mgmt For For For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For Against Against
3 Elect James M. Cornelius Mgmt For For For
4 Elect Laurie H. Glimcher Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Thomas J. Lynch Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald L. Storch Mgmt For For For
11 Elect Togo D. West, Jr. Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Elan Corporation Plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131A01 11/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Elan Corporation Plc
Ticker Security ID: Meeting Date Meeting Status
ELN CUSIP 284131208 11/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ordinary: Acquisition Mgmt For For For
2 Special: Cancellation Mgmt For For For
of
Shares
3 Ordinary: Issuance of Mgmt For For For
Shares
4 Special: Amendments to Mgmt For For For
Articles
5 Ordinary: Reduction in Mgmt For For For
Share Premium Account
to Create
Distributable
Reserves
6 Ordinary: Right to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect Karen N. Horn Mgmt For Against Against
3 Elect William Kaelin Mgmt For For For
4 Elect John C. Lechleiter Mgmt For For For
5 Elect Marschall S. Runge Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endo Health Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP 29264F205 02/26/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Creation of Mgmt For For For
Distributable
Reserves
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Rajiv De Silva Mgmt For For For
3 Elect John J. Delucca Mgmt For For For
4 Elect Arthur J. Higgins Mgmt For For For
5 Elect Nancy J. Hutson Mgmt For For For
6 Elect Michael Hyatt Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Jill D. Smith Mgmt For For For
9 Elect William F. Mgmt For For For
Spengler
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 06/17/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Actavis plc Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 08/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Solomon Mgmt For For For
2 Elect Nesli Basgoz Mgmt For For For
3 Elect Christopher J. Mgmt For For For
Coughlin
4 Elect Kenneth E. Goodman Mgmt For For For
5 Elect Vincent J. Mgmt For For For
Intrieri
6 Elect Pierre Legault Mgmt For For For
7 Elect Gerald M. Mgmt For Against Against
Lieberman
8 Elect Lawrence S. Mgmt For Against Against
Olanoff
9 Elect Lester B. Salans Mgmt For For For
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Peter J. Zimetbaum Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Equity Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Sir Christopher Mgmt For Against Against
Gent
5 Elect Sir Andrew Witty Mgmt For For For
6 Elect Sir Roy Anderson Mgmt For For For
7 Elect Stephanie A. Burns Mgmt For For For
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Simon Dingemans Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Judy C. Lewent Mgmt For For For
12 Elect Sir Deryck C. Mgmt For For For
Maughan
13 Elect Daniel Podolsky Mgmt For For For
14 Elect Moncef Slaoui Mgmt For For For
15 Elect Tom de Swaan Mgmt For For For
16 Elect Jing Ulrich Mgmt For For For
17 Elect Hans Wijers Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irving W. Bailey, Mgmt For For For
II
2 Elect F. Michael Ball Mgmt For For For
3 Elect Connie R. Curran Mgmt For For For
4 Elect William G. Dempsey Mgmt For For For
5 Elect Dennis M. Fenton Mgmt For For For
6 Elect Heino von Mgmt For For For
Prondzynski
7 Elect Jacque J. Sokolov Mgmt For For For
8 Elect Mark F. Wheeler Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Amendment to 2004 Mgmt For For For
Long-Term Stock
Incentive
Plan
12 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Susan L. Lindquist Mgmt For For For
6 Elect Mark B. McClellan Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Williams Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/27/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Kenneth C. Frazier Mgmt For For For
4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Mgmt For For For
Harrison,
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Represas Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For For For
12 Elect Peter C. Wendell Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP 628530107 04/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For For For
3 Elect Robert J. Cindrich Mgmt For For For
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For For For
7 Elect Melina Higgins Mgmt For For For
8 Elect Douglas J. Leech Mgmt For For For
9 Elect Rajiv Malik Mgmt For For For
10 Elect Joseph C. Maroon Mgmt For For For
11 Elect Mark Parrish Mgmt For For For
12 Elect Rodney L. Piatt Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Compensation Mgmt For For For
5 Executive Compensation Mgmt For For For
6 Elect Jorg Reinhardt Mgmt For For For
7 Elect Dimitri Azar Mgmt For For For
8 Elect Verena A. Briner Mgmt For For For
9 Elect Srikant Datar Mgmt For For For
10 Elect Ann M. Fudge Mgmt For For For
11 Elect Pierre Landolt Mgmt For For For
12 Elect Ulrich Lehner Mgmt For For For
13 Elect Andreas von Planta Mgmt For For For
14 Elect Charles L. Sawyers Mgmt For For For
15 Elect Enrico Vanni Mgmt For For For
16 Elect William T. Winters Mgmt For For For
17 Elect Compensation Mgmt For For For
Committee Member
(Srikant
Datar)
18 Elect Compensation Mgmt For For For
Committee Member (Ann
Fudge)
19 Elect Compensation Mgmt For For For
Committee Member
(Ulrich
Lehner)
20 Elect Compensation Mgmt For For For
Committee Member
(Enrico
Vanni)
21 Appointment of Auditor Mgmt For For For
22 Appointment of Mgmt For For For
Independent
Proxy
23 In the case of ShrHldr N/A Abstain N/A
ad-hoc/Miscellaneous
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Creation of Mgmt For For For
Distributable
Reserves
3 Advisory Vote on Golden Mgmt For For For
Parachutes
4 Reapproval of Mgmt For For For
Performance Goals
Under Annual Incentive
Plan
5 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
6 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Ausiello Mgmt For For For
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Frances D. Mgmt For For For
Fergusson
4 Elect Helen H. Hobbs Mgmt For For For
5 Elect Constance J. Mgmt For For For
Horner
6 Elect James M. Kilts Mgmt For For For
7 Elect George A. Lorch Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect Marc Mgmt For For For
Tessier-Lavigne
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2014 Stock Plan Mgmt For For For
16 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING APPROVAL OF
POLITICAL
CONTRIBUTIONS
POLICY
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Salix Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUSIP 795435106 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Chappell Mgmt For Withhold Against
1.2 Elect Thomas W. D'Alonzo Mgmt For For For
1.3 Elect William P. Keane Mgmt For For For
1.4 Elect Carolyn J. Logan Mgmt For For For
1.5 Elect Mark A. Sirgo Mgmt For For For
2 Increase of Authorized Mgmt For Against Against
Common
Stock
3 2014 Stock Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Related Party Mgmt For For For
Transactions
5 Elect Christopher Mgmt For For For
Viehbacher
6 Elect Robert Castaigne Mgmt For For For
7 Elect Christian Mulliez Mgmt For For For
8 Elect Patrick Kron Mgmt For For For
9 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
10 Remuneration of Mgmt For For For
Christopher
Viehbacher,
CEO
11 Authority to Repurchase Mgmt For For For
Shares
12 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Dominic Blakemore Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Steven Gillis Mgmt For For For
7 Elect David Ginsburg Mgmt For For For
8 Elect David Kappler Mgmt For For For
9 Elect Susan Kilsby Mgmt For For For
10 Elect Anne Minto Mgmt For For For
11 Elect Flemming Ornskov Mgmt For For For
12 Elect David M. Stout Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Amendment to Borrowing Mgmt For For For
Powers
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 02/24/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CEO Employment Terms Mgmt For For For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 08/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Moshe Many Mgmt For For For
2 Elect Arie S. Belldegrun Mgmt For For For
3 Elect Amir Elstein Mgmt For For For
4 Elect Yitzhak Peterburg Mgmt For For For
5 Cash Bonus for Mgmt For For For
President and
CEO
6 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
7 Bonus Plan for Mgmt For For For
President and
CEO
8 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
9 Approval of Mgmt For For For
Compensation
Policy
10 Vote FOR if you have a Mgmt N/A Against N/A
personal interest in
item; otherwise, vote
AGAINST. You may not
abstain. If you vote
FOR, please provide an
explanation to your
account
manager.
11 Allocation of Mgmt For For For
Profits/Dividends
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Valeant Pharmaceuticals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald H. Farmer Mgmt For For For
1.2 Elect Colleen A. Goggins Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Anders Lonner Mgmt For For For
1.5 Elect Theo Melas-Kyriazi Mgmt For For For
1.6 Elect J. Michael Pearson Mgmt For For For
1.7 Elect Robert N. Power Mgmt For For For
1.8 Elect Norma A. Provencio Mgmt For For For
1.9 Elect Howard B. Schiller Mgmt For Withhold Against
1.10 Elect Katharine B. Mgmt For For For
Stevenson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 2014 Omnibus Incentive Mgmt For For For
Plan
________________________________________________________________________________
Warner Chilcott plc
Ticker Security ID: Meeting Date Meeting Status
WCRX CUSIP G94368100 09/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Ordinary: Acquisition Mgmt For For For
3 Special: Cancellation Mgmt For For For
of
Shares
4 Ordinary: Issuance of Mgmt For For For
Shares and Application
of
Reserves
5 Special: Amendments to Mgmt For For For
Articles
6 Ordinary: Reduction in Mgmt For For For
Share Premium Account
to Create
Distributable
Reserves
7 Ordinary: Advisory Vote Mgmt For For For
on Golden
Parachutes
8 Ordinary: Right to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Norden Mgmt For For For
2 Elect Louise M. Parent Mgmt For For For
3 Elect Robert W. Scully Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 2013 Equity and Mgmt For For For
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
Fund Name : Poland ETF
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List; Mgmt For For For
Compliance with Rules
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Management Board
Report
8 Supervisory Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Management Board Report Mgmt For For For
11 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
12 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
13 Accounts and Reports Mgmt For For For
(Consolidated)
14 Management Board Report Mgmt For For For
(Consolidated)
15 Allocation of Profits Mgmt For For For
16 Allocation of Mgmt For For For
Supplementary
Capital
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
SFT CINS X02540130 05/12/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting and Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of Convocation;
Election of Voting
Commission
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Management Board
Report
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Auditor Mgmt For For For
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report (Standalone and
Consolidated); Profit
Distribution
Proposal
9 Accounts and Reports; Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
11 Presentation of Auditor Mgmt For For For
Report
(Consolidated)
12 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Presentation of Mgmt For For For
Accounts and Reports
("POSTINFO")
17 Presentation of Mgmt For For For
Supervisory Board
Report
("POSTINFO")
18 Accounts and Reports; Mgmt For For For
Management Board
Report
("POSTINFO")
19 Ratification of Mgmt For For For
Management Board Acts
("POSTINFO")
20 Ratification of Mgmt For For For
Supervisory Board Acts
("POSTINFO")
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
SFT CINS X02540130 12/04/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Mgmt For For For
Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Merger of Asseco Poland Mgmt For For For
and Its
Subsidiary
6 Audit Committee Fees Mgmt For For For
7 Closing Mgmt For For For
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 06/24/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Management Board Mgmt For For For
Report; Accounts and
Reports
8 Supervisory Board Report Mgmt For For For
9 Management Board Mgmt For For For
Report; Accounts and
Reports
(Consolidated)
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Amendments to Meeting Mgmt For For For
Regulations
14 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 04/10/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chairman
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Scrutiny Mgmt For For For
Commission
9 Accounts and Reports Mgmt For For For
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Amendments to Articles Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Polska Kasa Opieki S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0641X106 06/12/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
11 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
12 Presentaton of Mgmt For For For
Supervisory Board
Report
13 Management Board Report Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Management Board Report Mgmt For For For
(Consolidated)
16 Accounts and Reports Mgmt For For For
(Consolidated)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Supervisory Board Report Mgmt For For For
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Ratification of Mgmt For For For
Management Board
Acts
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK
Ticker Security ID: Meeting Date Meeting Status
CINS X0646L107 06/30/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Incentive Scheme V Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK SA
Ticker Security ID: Meeting Date Meeting Status
BZW CINS X0646L107 04/16/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Accounts and Reports; Mgmt For For For
Management Board
Report (Bank Zachodni
WBK
S.A.)
7 Consolidated Accounts Mgmt For For For
and Reports;
Management Board
Report (BZ WBK
Group)
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board Acts
(Bank Zachodni WBK
S.A.)
10 Ratification of Mgmt For For For
Management Board Acts
(Kredyt Bank
S.A.)
11 Supervisory Board Mgmt For For For
Reports (Bank Zachodni
WBK S.A. & BZ WBK
Group)
12 Ratification of Mgmt For For For
Supervisory Board Acts
(Bank Zachodni WBK
S.A.)
13 Ratification of Mgmt For For For
Supervisory Board Acts
(Kredyt Bank
S.A.)
14 Amendments to Articles Mgmt For For For
of
Association
15 Authority to Issue Mgmt For For For
Shares without
Preemptive
Rights
16 Remuneration of Mgmt For For For
Management
Board
17 Election of Supervisory Mgmt For Abstain Against
Board
18 Election of Supervisory Mgmt For Abstain Against
Board
Chairman
19 Supervisory Board Fees Mgmt For Abstain Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 01/16/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
8 Suppression of Mgmt For Against Against
Preemptive Rights for
Shares
9 Issuance of Warrants w/ Mgmt For Against Against
or w/o Preemptive
Rights
10 Suppression of Mgmt For Against Against
Preemptive Rights for
Warrants
11 Authorization of Legal Mgmt For Against Against
Formalities
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 04/03/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of the Mgmt For For For
Presiding
Chairman
4 Voting List Mgmt For For For
5 Appointment of Mgmt For For For
Individuals to Count
Ballots
6 Agenda Mgmt For For For
7 Restructuring/Capitaliza Mgmt For For For
tion
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 04/29/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and Reports;
Report of Management
Board
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Presentation of Mgmt For For For
Supervisory Board's
Evaluation of Company
and Management
Board
10 Report of Management Mgmt For For For
Board
11 Accounts and Reports Mgmt For For For
12 Report of Management Mgmt For For For
Board
(Consolidated)
13 Accounts and Reports Mgmt For For For
(Consolidated)
14 Report of Supervisory Mgmt For For For
Board
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 04/24/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Presentation of Auditor Mgmt For For For
Report
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Accounts and Reports Mgmt For For For
(Consolidated)
11 Management Board Report Mgmt For For For
(Consolidated)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratify Krzysztof Mgmt For For For
Zborowski
14 Ratify Hubert Rozpedek Mgmt For For For
15 Ratify Janusz Bil Mgmt For For For
16 Ratify Krzysztof Zamasz Mgmt For For For
17 Ratify Grzegorz Kinelski Mgmt For For For
18 Ratify Pawel Orlof Mgmt For For For
19 Ratify Dalida Gepfert Mgmt For For For
20 Ratify Wojciech Mgmt For For For
Chmielewski
21 Ratify Jeremi Mgmt For For For
Mordasewicz
22 Ratify Michal Kowalewski Mgmt For For For
23 Ratify Malgorzata Mgmt For For For
Aniolek
24 Ratify Sandra Malinowska Mgmt For For For
25 Ratify Slawomir Mgmt For For For
Brzezinski
26 Ratify Michal Jarczynski Mgmt For For For
27 Ratify Przemyslaw Mgmt For For For
Lyczynski
28 Ratify Tadeusz Miklosz Mgmt For For For
29 Ratify Graham Wood Mgmt For For For
30 Ratify Malgorzata Mgmt For For For
Niezgoda
31 Ratify Torbjorn Wahlborg Mgmt For For For
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 12/19/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Restructuring Mgmt For For For
8 Presentation of Mgmt For For For
Election of Management
Board
Results
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 02/26/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Merger by Absorption Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 04/29/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and Reports:
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and Reports:
Management Board
Report
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Accounts and Reports; Mgmt For For For
Management Board
Report
11 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Amendments to Articles Mgmt For For For
of
Association
16 Approval of Uniform Mgmt For For For
Text of
Articles
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Getin Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
GTN CINS X3203X100 04/28/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Supervisory Board Report Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Management Board Report Mgmt For For For
(Consolidated)
11 Accounts and Reports Mgmt For For For
(Consolidated)
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
15 Allocation of Mgmt For For For
Profits/Dividends
16 Authority to Repurchase Mgmt For For For
Shares
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Getin Noble Bank S.A.
Ticker Security ID: Meeting Date Meeting Status
GNB CINS X3214S108 04/24/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Supervisory Board Report Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Management Board Report Mgmt For For For
(Consolidated)
11 Account and Reports Mgmt For For For
(Consolidated)
12 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Election of Supervisory Mgmt For Abstain Against
Board
Members
17 Amendments to Articles Mgmt For For For
18 Approval of Uniform Mgmt For For For
Text of
Articles
19 Amendments to Meeting Mgmt For For For
Regulations
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Globe Trade Centre SA
Ticker Security ID: Meeting Date Meeting Status
GLT CINS X3204U113 01/09/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Globe Trade Centre SA
Ticker Security ID: Meeting Date Meeting Status
GLT CINS X3204U113 05/13/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Accounts and Reports; Mgmt For For For
Management Board
Report
6 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
7 Coverage of Loss Mgmt For For For
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
CINS X32440103 06/30/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Accounts and Reports Mgmt For For For
10 Accounts and Reports Mgmt For For For
(Consolidated)
11 Coverage of Loss Mgmt For For For
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Purchase of Properties Mgmt For For For
15 Bonus Mgmt For For For
16 Supervisory Board Size Mgmt For For For
17 Election of Supervisory Mgmt For Abstain Against
Board
Members
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/30/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Jastrzebska
Spolka
Gornico-Szkoleniowa
S.A.
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/22/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Accounts and
Reports
9 Presentation of Profit Mgmt For For For
Distribution
Proposal
10 Assessment of Mgmt For For For
Management
Board
11 Assessment of Accounts Mgmt For For For
and
Reports
12 Assessment of Profit Mgmt For For For
Distribution
Proposal
13 Activity of Supervisory Mgmt For For For
Board; Internal Audit
and Risk Management
System
14 Activity of Committees Mgmt For For For
15 Management Board Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
19 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
20 Assessment of Mgmt For For For
Consolidated
Management Board
Report
21 Assessment of Mgmt For For For
Consolidated Accounts
and
Reports
22 Management Board Report Mgmt For For For
(Consolidated)
23 Accounts and Reports Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management Board
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Allocation of Other Mgmt For For For
Comprehensive
Income
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 08/12/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of the Mgmt For For For
Minutes of the
Election of Employee
Representatives
8 Elect Marek Granieczny Mgmt For For For
9 Amendments to Articles Mgmt For For For
14, 15, 20, 21, 26 and
34
10 Adoption of New Articles Mgmt For For For
11 Closing of Meeting Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 09/20/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Acquire Mgmt For For For
Shares in Spolka
Energetyczna
"Jastrzebie"
S.A
8 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 12/18/2013 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal ShrHldr For For For
Regarding Resignation
of
Directors
3 Shareholder Proposal ShrHldr For Against Against
Regarding Appointment
of
Chairman
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/10/2014 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Shareholder Proposal ShrHldr N/A For N/A
Regarding Ratification
of Board and
Supervisory Council
Acts
6 Remuneration Report Mgmt For For For
7 Shareholder Proposal ShrHldr N/A For N/A
Regarding Election of
Chairman of General
Meeting
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/23/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Assessment)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Management Board Report Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
17 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
18 Management Board Report Mgmt For For For
(Consolidated)
19 Accounts and Reports Mgmt For For For
(Consolidated)
20 Election of Supervisory Mgmt For Abstain Against
Board
Members
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/12/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Allocation of
Profits/Dividends
9 Presentation of Mgmt For For For
Management Board
Report
10 Accounts and Reports Mgmt For For For
11 Management Board Report Mgmt For For For
12 Accounts and Reports Mgmt For For For
(Consolidated)
13 Management Board Report Mgmt For For For
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Supervisory Board Report Mgmt For For For
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Record Date; Dividend Mgmt For For For
Payment
Date
19 Transaction of Other Mgmt For Against Against
Business
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 11/22/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
mBank S.A.
Ticker Security ID: Meeting Date Meeting Status
MBK CINS X0742L100 03/31/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Election of Voting Mgmt For For For
Commission
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Presentation of Mgmt For For For
Accounts and
Reports
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratify Cezary Mgmt For For For
Stypulkowski
13 Ratify Lidia Mgmt For For For
Jablonowska-Luba
14 Ratify Wieslaw Thor Mgmt For For For
15 Ratify Przemyslaw Mgmt For For For
Gdanski
16 Ratify Hans Dieter Mgmt For For For
Kemler
17 Ratify Jaroslaw Mgmt For For For
Mastalerz
18 Ratify Cezary Kocik Mgmt For For For
19 Ratify Jorg Hessenmuller Mgmt For For For
20 Ratification of Mgmt For For For
Cooptation of Martin
Zielke
21 Ratify Maciej Lesny Mgmt For For For
22 Ratify Ulrich Sieber Mgmt For For For
23 Ratify Andre Carls Mgmt For For For
24 Ratify Thorsten Kanzler Mgmt For For For
25 Ratify Martin Blessing Mgmt For For For
26 Ratify Wieslaw Thor Mgmt For For For
27 Ratify Teresa Mokrysz Mgmt For For For
28 Ratify Waldemar Stawski Mgmt For For For
29 Ratify Jan Szomburg Mgmt For For For
30 Ratify Marek Wierzbowski Mgmt For For For
31 Ratify Stephan Engels Mgmt For For For
32 Ratify Dirk Wilhelm Mgmt For For For
Schuh
33 Ratify Martin Zielke Mgmt For For For
34 Consolidated Accounts Mgmt For For For
and
Reports
35 Amendments to Articles Mgmt For For For
36 Amendments to Meeting Mgmt For For For
Regulations
37 Supervisory Board Size Mgmt For Abstain Against
38 Election of Supervisory Mgmt For Abstain Against
Board
Members
39 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Netia SA
Ticker Security ID: Meeting Date Meeting Status
NET CINS X58396106 01/13/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocations
5 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Netia SA
Ticker Security ID: Meeting Date Meeting Status
NET CINS X58396106 05/21/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Management Board Report Mgmt For For For
and Financial
Statements (Standalone
and
Consolidated)
8 Ratification of Mgmt For For For
Supervisory and
Management Boards'
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Presentation of Merger Mgmt For For For
Plan
11 Merger with: Net 2 Net, Mgmt For For For
Centrina, Dianthus and
Internetia
Holdings
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Adoption of Uniform Mgmt For For For
Text of
Articles
15 Authority to Repurchase Mgmt For For For
Shares
16 Election of Supervisory Mgmt For Abstain Against
Board
Members
17 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Supervisory
Board
Size
18 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Changes to
Supervisory Board
Composition
19 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Supervisory
Board Members'
Fees
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 04/10/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Management Board Report Mgmt For For For
(Orange Polska
S.A.)
11 Accounts and Reports Mgmt For For For
(Orange Polska
S.A.)
12 Allocation of Mgmt For For For
Profits/Dividends
(Orange Polska
S.A.)
13 Management Board Report Mgmt For For For
(Capital Group Orange
Polska
S.A.)
14 Consolidated Accounts Mgmt For For For
and
Reports
15 Ratification of Mgmt For For For
Supervisory and
Management Board Acts
(Orange Polska
S.A.)
16 Management Board Report Mgmt For For For
(Polska Telefonia
Komorkowa
Centertel)
17 Accounts and Reports Mgmt For For For
(Polska Telefonia
Komorkowa
Centertel)
18 Allocation of Mgmt For For For
Profits/Dividends
(Polska Telefonia
Komorkowa
Centertel)
19 Ratification of Mgmt For For For
Management Board Acts
(Polska Telefonia
Komorkowa
Centertel)
20 Management Board Report Mgmt For For For
(Orange Polska sp. z
o.o.)
21 Accounts and Reports Mgmt For For For
(Orange Polska sp. z
o.o.)
22 Allocation of Loss Mgmt For For For
(Orange Polska sp. z
o.o.)
23 Ratification of Mgmt For For For
Management Board Acts
(Orange Polska sp. z
o.o.)
24 Election of Supervisory Mgmt For Abstain Against
Board
Members
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 02/06/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Management Recruitment Mgmt For For For
Procedure
8 Supervisory Board Size Mgmt For For For
9 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
10 Amendments to Articles Mgmt For For For
11 Approval of Uniform Mgmt For For For
Text of
Articles
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/06/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Accounts and Reports Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Management Board Report Mgmt For For For
(Consolidated)
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/08/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Approval of Agenda Mgmt For For For
7 Approve Sale of Real Mgmt For For For
Estate
8 Approve Reduction in Mgmt For For For
Sale Price of Real
Estate
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 03/26/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Supervisory Mgmt For Abstain Against
Board
Member
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 04/24/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Restructuring: Transfer Mgmt For For For
of
Assets
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Attendance List Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Management Board
Report
8 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Removal of Member of ShrHldr N/A Abstain N/A
the Supervisory
Board
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGNiG S.A.
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 09/05/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Attendance List Mgmt For For For
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Closing of Meeting Mgmt For For For
________________________________________________________________________________
PKO Bank SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 06/26/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentations of: Mgmt For For For
Management Board
Report; Accounts and
Reports; Profit
Distribution
Proposal
8 Presentations of Mgmt For For For
Consolidated:
Management Board
Report; Accounts and
Reports
9 Presentations of Mgmt For For For
Supervisory Board
Report
10 Management Board Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Management Board Report Mgmt For For For
(Consolidated)
13 Accounts and Reports Mgmt For For For
(Consolidated)
14 Supervisory Board Report Mgmt For For For
15 Allocation of Profits Mgmt For For For
16 Dividend Mgmt For For For
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Removal of
Supervisory Board
Member
20 Election of Supervisory Mgmt For Abstain Against
Board
Members
21 Supervisory Board Fees Mgmt For Abstain Against
22 Merger with Nordea Bank Mgmt For For For
Polska
SA
23 Amendments to Articles Mgmt For For For
(Merger
Related)
24 Amendments to Articles Mgmt For For For
25 Presentation of Mgmt For For For
Supervisory Board
Report (Disposal of
Assets)
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Management Board Mgmt For For For
Report; Financial
Statements;
Distribution of Profit
Proposal
10 Management Board Mgmt For For For
Report; Financial
Statements
(Consolidated)
11 Best Practices Mgmt For For For
12 Report of Management Mgmt For For For
Board
13 Accounts and Reports Mgmt For For For
14 Report of Management Mgmt For For For
Board
(Consolidated)
15 Accounts and Reports Mgmt For For For
(Consolidated)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Liquidation of Mgmt For For For
Privatisation Fund of
Petrochemia Plock
S.A.
20 Supervisory Board Size Mgmt For Abstain Against
21 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 06/17/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
10 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Mgmt For For For
Supervisory Board
Activity
Report
13 Accounts and Reports Mgmt For For For
14 Management Board Report Mgmt For For For
15 Accounts and Reports Mgmt For For For
(Consolidated)
16 Management Board Report Mgmt For For For
(Consolidated)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Ratification of Mgmt For For For
Management Board
Acts
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Changes to
Supervisory Board
Composition
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Synthos S.A.
Ticker Security ID: Meeting Date Meeting Status
DWR CINS X9803F100 04/17/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting and Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Management Board Mgmt For For For
Report; Accounts and
Reports (Synthos
S.A.)
7 Accounts and Reports Mgmt For For For
(Consolidated)
8 Allocation of Profits Mgmt For For For
9 Allocation of Dividends Mgmt For For For
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Election of Supervisory Mgmt For Abstain Against
Board
Members
13 Amendments to Articles Mgmt For Abstain Against
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 01/07/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Voting Method Mgmt For For For
8 Election of scrutiny Mgmt For For For
commission
9 Amendments to Articles Mgmt For For For
10 Supervisory Board Size Mgmt For For For
11 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 05/15/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting Method Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Accounts and
Reports
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Profit Mgmt For For For
Allocation
Proposal
13 Presentation of Report Mgmt For For For
on Supervisory Board's
Activities
14 Accounts and Reports; Mgmt For For For
Management Board
Report
(Consolidated)
15 Accounts and Reports; Mgmt For For For
Management Board
Report; Allocation of
Profit
Proposal
16 Accounts and Reports Mgmt For For For
(Consolidated)
17 Management Board Report Mgmt For For For
(Consolidated)
18 Accounts and Reports Mgmt For For For
19 Management Board Report Mgmt For For For
20 Allocation of Mgmt For For For
Profits/Dividends
21 Ratification of Mgmt For For For
Management Board
Acts
22 Ratification of Mgmt For For For
Supervisory Board
Acts
23 Supervisory Board Size Mgmt For Abstain Against
24 Election of Supervisory Mgmt For Abstain Against
Board
Member
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 11/19/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting Method Mgmt For For For
7 Election of scrutiny Mgmt For For For
commission
8 Merger by Absorption Mgmt For For For
9 Closing of Meeting Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telekomunikacja Polska
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X6669J101 09/19/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting Mgmt For For For
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Commission
7 Changes to Supervisory Mgmt For Abstain Against
Board
8 Conclusion of Meeting Mgmt For For For
________________________________________________________________________________
Telekomunikacja Polska
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X6669J101 11/07/2013 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Election of scrutiny Mgmt For For For
commission
8 Merger by Absorption Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Approval of Uniform Mgmt For For For
Text of
Articles
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tvn SA
Ticker Security ID: Meeting Date Meeting Status
TVN CINS X9283W102 04/11/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Accounts and Reports Mgmt For For For
8 Management Board Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Coverage of Loss Mgmt For For For
13 Report of Supervisory Mgmt For For For
Board
14 Report of Supervisory Mgmt For For For
Board and
Committees
15 Authority to Repurchase Mgmt For For For
Shares
16 Amendments to Articles Mgmt For For For
17 Approval of Uniform Mgmt For For For
Text of
Articles
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Warsaw Stock Exchange
Ticker Security ID: Meeting Date Meeting Status
CINS X980AG100 06/26/2014 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Supervisory Board
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Accounts and Reports Mgmt For For For
(Consolidated)
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Ratification of Mgmt For For For
Management Board
Acts
14 Supervisory Board Size Mgmt For For For
15 Election of Supervisory Mgmt For Abstain Against
Board
Members
16 Supervisory Board Mgmt For Abstain Against
Members'
Fees
17 Election of Management Mgmt For Abstain Against
Board Chairman
(Current
Member)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Preferred Securities ex Financials ETF
________________________________________________________________________________
National Healthcare Corp.
Ticker Security ID: Meeting Date Meeting Status
NHC CUSIP 635906209 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Andrew Adams Mgmt For For For
2 Elect Ernest G. Mgmt For Against Against
Burgess,
III
3 Elect Emil E. Hassan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Seaspan Corporation
Ticker Security ID: Meeting Date Meeting Status
SSW CUSIP Y75638125 01/28/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For Against Against
Preferred
Shares
2 Repeal of Classified Mgmt For For For
Board
Fund Name : Rare Earth/Strategic Metals ETF
_______________________________________________________________________________
5N Plus Inc.
Ticker Security ID: Meeting Date Meeting Status
VNP CINS 33833X101 05/07/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jacques L'Ecuyer Mgmt For For For
3 Elect Jean-Marie Mgmt For For For
Bourassa
4 Elect Pierre Shoiry Mgmt For For For
5 Elect Jennie S. Hwang Mgmt For For For
6 Elect James T. Fahey Mgmt For For For
7 Elect Nathalie Le Prohon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Alkane Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ALK CINS Q02024117 10/17/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John S.F. Mgmt For For For
Dunlop
4 Appointment of Auditor Mgmt For For For
5 Approve Amended Mgmt For For For
Performance Rights
Plan
6 Adopt Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/29/2013 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Desmond Sacco Mgmt For Against Against
2 Re-elect Chris Cory Mgmt For For For
3 Re-elect William Urmson Mgmt For For For
4 Elect Audit and Risk Mgmt For Abstain Against
Committee
Members
5 Approve Remuneration Mgmt For Against Against
Policy
6 Approve Financial Mgmt For For For
Assistance
7 Adopt New Memorandum of Mgmt For For For
Incorporation
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 05/09/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Liability Insurance Mgmt For For For
11 Authority to declare Mgmt For For For
interim dividend and
quarterly
dividend
12 Amendments to Articles Mgmt For For For
13 Amendments to the Rules Mgmt For For For
of Shareholders'
General
Meetings
14 Directors' Fees: Yuan Mgmt For For For
Honglin
15 Authority to Issue H Mgmt For Against Against
and A Shares w/o
Preemptive
Rights
16 Extension of Validity Mgmt For For For
Period of Debt
Financing
Notes
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 11/25/2013 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of Securities Mgmt For For For
3 Issue Size Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Method and Timing of Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the CB
Conversion
Price
10 Terms of the Downward Mgmt For For For
Adjustment to CB
Conversion
Price
11 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Entitlement to Dividend Mgmt For For For
of the Year of
Conversion
15 Method of Issuance and Mgmt For For For
Target
Investors
16 Subscription Mgmt For For For
Arrangement for the
Existing Holders of A
Shares
17 CB Holders and CB Mgmt For For For
Holders'
Meetings
18 Use of Proceeds Mgmt For For For
19 Guarantee Mgmt For For For
20 Account for Deposit of Mgmt For For For
Proceeds
21 Validity Period Mgmt For For For
22 Ratification of Board Mgmt For For For
Acts
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 11/25/2013 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Interest Mgmt For For For
in Northparkes Joint
Venture
3 Change of Use of Mgmt For For For
Proceeds
4 Type of Securities Mgmt For For For
5 Issue Size Mgmt For For For
6 Par Value and Issue Mgmt For For For
Price
7 Term Mgmt For For For
8 Interest Rate Mgmt For For For
9 Method and Timing of Mgmt For For For
Interest
Payment
10 Conversion Period Mgmt For For For
11 Determination and Mgmt For For For
Adjustment of the CB
Conversion
Price
12 Terms of the Downward Mgmt For For For
Adjustment to CB
Conversion
Price
13 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
14 Terms of Redemption Mgmt For For For
15 Terms of Sale Back Mgmt For For For
16 Entitlement to Dividend Mgmt For For For
of the Year of
Conversion
17 Method of Issuance and Mgmt For For For
Target
Investors
18 Subscription Mgmt For For For
Arrangement for the
Existing Holders of A
Shares
19 CB Holders and CB Mgmt For For For
Holders'
Meetings
20 Use of Proceeds Mgmt For For For
21 Guarantee Mgmt For For For
22 Account for Deposit of Mgmt For For For
Proceeds
23 Validity Period Mgmt For For For
24 Ratification of Board Mgmt For For For
Acts
25 Statement on Use of Mgmt For For For
Proceeds from Previous
Fund Raising
Activity
26 Use of Proceeds Mgmt For For For
27 Authority to Give Mgmt For For For
Guarantees
28 Elect YUAN Honglin Mgmt For For For
________________________________________________________________________________
China Rare Earth Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0769 CINS G21089100 06/06/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect QIAN Yuanying Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Elect HUANG Chunhua Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Adoption of the New Mgmt For Against Against
Share Option
Scheme
________________________________________________________________________________
Compania Minera Autlan S.A.
Ticker Security ID: Meeting Date Meeting Status
AUTLAN CINS P0598H111 04/30/2014 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committees
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
5 Authority to Repurchase Mgmt For Abstain Against
Shares
6 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/14/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Losses Mgmt For For For
8 Authority to Repurchase Mgmt For Against Against
Shares
9 Remuneration for Mgmt For Against Against
Patrick Buffet, CEO &
Chairman
10 Remuneration for Mgmt For Against Against
Georges Duval,
Managing Director
11 Remuneration for Mgmt For Against Against
Bertrand Madelin,
Managing Director
12 Remuneration for Mgmt For Against Against
Philippe Vecten,
Managing Director
13 Authority to use Mgmt For Against Against
Capital Authorities
during a Takeover
Period
14 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
15 Amendments to Articles Mgmt For For For
Regarding
Censors
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
General Moly, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMO CUSIP 370373102 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick M. James Mgmt For For For
2 Elect Gary A. Loving Mgmt For For For
3 Elect Gregory P. Raih Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hunan Nonferrous Metals Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
2626 CINS Y3767E109 05/30/2014 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect DENG Yingjie as Mgmt For Against Against
Director
9 Elect WU Xiaopeng as Mgmt For Against Against
Supervisor
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect HE Yawen as Mgmt For For For
Director
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 05/28/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jenny A. Mgmt For For For
Seabrook
3 Elect Marcelo H. Bastos Mgmt For For For
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
Kenmare Resources Plc
Ticker Security ID: Meeting Date Meeting Status
KMR CINS G52332106 05/28/2014 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Non-UK
Issuer--Advisory)
3 Remuneration Policy Mgmt For For For
(Non-UK
Issuer--Advisory)
4 Elect Sofia Bianchi Mgmt For For For
5 Elect Michael Carvill Mgmt For For For
6 Elect Terence Mgmt For For For
Fitzpatrick
7 Elect Elizabeth Headon Mgmt For For For
8 Elect Justin Loasby Mgmt For For For
9 Elect Anthony C. Lowrie Mgmt For For For
10 Elect Tony McCluskey Mgmt For For For
11 Elect Steven McTiernan Mgmt For For For
12 Elect Gabriel Smith Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
15 Kenmare Incentive Plan Mgmt For For For
("KIP")
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Granting of Initial KIP Mgmt For For For
Awards
18 Authority to Increase Mgmt For For For
Authorised
Capital
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J103 11/29/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Eric Noyrez Mgmt For For For
4 Re-elect Nicholas Curtis Mgmt For For For
5 Equity Grant (Executive Mgmt For For For
Director Eric
Noyrez)
________________________________________________________________________________
Molibdenos y Metales SA
Ticker Security ID: Meeting Date Meeting Status
MOLYMET CINS P6877L103 04/17/2014 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For Abstain Against
4 Directors' Committee Mgmt For Abstain Against
Fees and
Budget
5 Dividend policy Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Election of Directors Mgmt For Abstain Against
8 Related Party Mgmt For For For
Transactions
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Molibdenos y Metales SA
Ticker Security ID: Meeting Date Meeting Status
MOLYMET CINS P6877L103 08/28/2013 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Increase Board Size Mgmt For For For
3 Amendments to Articles Mgmt For For For
Regarding Board
Meeting
Quorum
4 Amendments to Articles Mgmt For For For
Regarding Change of
Address
5 Reduction in Share Mgmt For For For
Premium
Account
6 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Molycorp Inc.
Ticker Security ID: Meeting Date Meeting Status
MCP CUSIP 608753109 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Russell D. Ball Mgmt For Withhold Against
1.2 Elect Charles R. Henry Mgmt For Withhold Against
1.3 Elect Michael Mgmt For For For
Schwarzkopf
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Equity and Performance
Incentive
Plan
4 Repeal of Classified Mgmt For For For
Board
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
North Mining Shares Company Limited
Ticker Security ID: Meeting Date Meeting Status
0433 CINS G6661B121 05/30/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Elect ZHANG Jia Kun Mgmt For Against Against
5 Elect Roy LO Wa Kei Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Osaka Titanium technologies Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J7794L108 06/18/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuichi Seki Mgmt For For For
2 Elect Fumio Ohtaguro Mgmt For For For
3 Elect Takahisa Miyake Mgmt For For For
4 Elect Mitsuo Takamura Mgmt For For For
5 Elect Yoshiki Morishita Mgmt For For For
6 Elect Yohichi Aminaga Mgmt For For For
7 Elect Masato Ichise Mgmt For For For
8 Elect Tsuneaki Nishikawa Mgmt For Against Against
9 Elect Akira Takamatsu Mgmt For For For
10 Elect Yasushi Tsushima Mgmt For Against Against
11 Elect Fumio Sugizaki Mgmt For For For
________________________________________________________________________________
RTI International Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel I. Booker Mgmt For For For
1.2 Elect Ronald L. Gallatin Mgmt For Withhold Against
1.3 Elect Robert M. Mgmt For Withhold Against
Hernandez
1.4 Elect Dawne S. Hickton Mgmt For For For
1.5 Elect Edith E. Holiday Mgmt For For For
1.6 Elect Jerry Howard Mgmt For For For
1.7 Elect Bryan T. Moss Mgmt For For For
1.8 Elect James A. Williams Mgmt For Withhold Against
1.9 Elect Arthur B. Mgmt For For For
Winkleblack
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
5 2014 Stock and Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Thompson Creek Metals Company Inc.
Ticker Security ID: Meeting Date Meeting Status
TCM CUSIP 884768102 05/13/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denis C. Arsenault Mgmt For Withhold Against
1.2 Elect Carol T. Banducci Mgmt For Withhold Against
1.3 Elect James L. Freer Mgmt For Withhold Against
1.4 Elect James P. Geyer Mgmt For For For
1.5 Elect Timothy J. Haddon Mgmt For For For
1.6 Elect Jacques Perron Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Plan
3 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote to Mgmt For For For
Approve Executive
Compensation
6 Adoption of Advance Mgmt For For For
Notice
Provision
________________________________________________________________________________
Toho Titanium Company Limited
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/19/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kiyonobu Sugiuchi Mgmt For Against Against
2 Elect Kazuo Kagami Mgmt For For For
3 Elect Tomoyuki Urabe Mgmt For For For
4 Elect Susumu Kosemura Mgmt For For For
5 Elect Ryohich Kanai Mgmt For For For
6 Elect Noriaki Matsuki Mgmt For For For
7 Elect Hiroji Adachi Mgmt For For For
8 Elect Seiichi Murayama Mgmt For For For
9 Elect Yoshihisa Murasawa Mgmt For For For
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Casey Mgmt For For For
1.2 Elect Andrew P. Hines Mgmt For For For
1.3 Elect Wayne A. Hinman Mgmt For Withhold Against
1.4 Elect Peter Johnston Mgmt For For For
1.5 Elect Ilan Kaufthal Mgmt For For For
1.6 Elect Jeffry N. Quinn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven H. Collis Mgmt For For For
2 Elect Douglas R. Conant Mgmt For For For
3 Elect Richard W. Mgmt For For For
Gochnauer
4 Elect Richard C. Gozon Mgmt For For For
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Edward E. Mgmt For For For
Hagenlocker
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen W. Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compenstation
13 Omnibus Incentive Plan Mgmt For For For
14 Amend Bylaws to Provide Mgmt For For For
Right to Call Special
Meeting
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Goodspeed Mgmt For For For
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Guimaraes Mgmt For For For
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Rhodes Mgmt For For For
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa M. Caputo Mgmt For For For
2 Elect Russell P. Fradin Mgmt For For For
3 Elect Kathy J. Higgins Mgmt For For For
Victor
4 Elect Hubert Joly Mgmt For For For
5 Elect David W. Kenny Mgmt For For For
6 Elect Thomas L. Millner Mgmt For For For
7 Elect Gerard R. Vittecoq Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect George S. Barrett Mgmt For For For
3 Elect Glenn A. Britt Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect John F. Finn Mgmt For For For
8 Elect Patricia A. Mgmt For For For
Hemingway
Hall
9 Elect Clayton M. Jones Mgmt For For For
10 Elect Gregory B. Kenny Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Elect Richard C. Mgmt For For For
Notebaert
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard M. Mgmt For Withhold Against
Libenson
1.3 Elect John W. Meisenbach Mgmt For Withhold Against
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
5 Repeal of Classified Mgmt Abstain For Against
Board
________________________________________________________________________________
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. David Brown II Mgmt For For For
2 Elect Nancy-Ann M. Mgmt For For For
Deparle
3 Elect David W. Dorman Mgmt For For For
4 Elect Anne M. Finucane Mgmt For For For
5 Elect Larry J. Merlo Mgmt For For For
6 Elect Jean-Pierre Millon Mgmt For For For
7 Elect Richard J. Swift Mgmt For For For
8 Elect William C. Weldon Mgmt For For For
9 Elect Tony L. White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Calbert Mgmt For For For
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Richard W. Mgmt For For For
Dreiling
5 Elect Patricia Mgmt For For For
Fili-Krushel
6 Elect William C. Rhodes Mgmt For For For
III
7 Elect David B. Rickard Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Domenico De Sole Mgmt For For For
2 Elect Robert J. Fisher Mgmt For For For
3 Elect William S. Fisher Mgmt For For For
4 Elect Isabella D. Goren Mgmt For For For
5 Elect Bob L. Martin Mgmt For Against Against
6 Elect Jorge P. Montoya Mgmt For For For
7 Elect Glenn K. Murphy Mgmt For For For
8 Elect Mayo A. Shattuck Mgmt For For For
III
9 Elect Katherine Tsang Mgmt For For For
10 Elect Padmasree Warrior Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Mark Vadon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
15 Shareholder Proposal ShrHldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven A. Burd Mgmt For For For
3 Elect Dale E. Jones Mgmt For For For
4 Elect Kevin Mansell Mgmt For For For
5 Elect John E Schlifske Mgmt For For For
6 Elect Frank Sica Mgmt For For For
7 Elect Peter M. Mgmt For Against Against
Sommerhauser
8 Elect Stephanie A. Mgmt For For For
Streeter
9 Elect Nina G. Vaca Mgmt For For For
10 Elect Stephen E. Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
14 Shareholder Proposal ShrHldr Against Against For
Regarding Annual
Reporting on
Environmental Goals
and Sustainability
Policy
________________________________________________________________________________
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/26/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reuben V. Anderson Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect David B. Lewis Mgmt For For For
6 Elect W. Rodney McMullen Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Clyde R. Moore Mgmt For For For
9 Elect Susan M. Phillips Mgmt For For For
10 Elect Steven R. Rogel Mgmt For For For
11 Elect James A. Runde Mgmt For For For
12 Elect Ronald L. Sargent Mgmt For For For
13 Elect Bobby S. Shackouls Mgmt For For For
14 2014 Long-Term Mgmt For For For
Incentive and Cash
Bonus
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna A. James Mgmt For For For
2 Elect Jeffrey H. Miro Mgmt For Against Against
3 Elect Michael G. Morris Mgmt For Against Against
4 Elect Raymond Zimmerman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David W. Bernauer Mgmt For For For
1.3 Elect Leonard L. Berry Mgmt For For For
1.4 Elect Angela F. Braly Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Dawn E. Hudson Mgmt For For For
1.7 Elect Robert L. Johnson Mgmt For For For
1.8 Elect Marshall O. Larsen Mgmt For For For
1.9 Elect Richard K. Mgmt For For For
Lochridge
1.10 Elect Robert A. Niblock Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Long Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Annual
Reporting on
Environmental Goals
and Sustainability
Policy
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Deirdre P. Mgmt For For For
Connelly
3 Elect Meyer Feldberg Mgmt For For For
4 Elect Sara L. Levinson Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Joyce M. Roche Mgmt For For For
8 Elect Paul C. Varga Mgmt For For For
9 Elect Craig E. Weatherup Mgmt For For For
10 Elect Marna C. Mgmt For For For
Whittington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect John H. Hammergren Mgmt For For For
4 Elect Alton F. Irby III Mgmt For Against Against
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie L. Knowles Mgmt For For For
7 Elect David M. Lawrence Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Jane E. Shaw Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 2013 Stock Plan Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Restoration of Right to Mgmt For For For
Call a Special
Meeting
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
18 Shareholder Proposal ShrHldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For Against Against
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect George P. Orban Mgmt For For For
7 Elect Lawrence S. Peiros Mgmt For For For
8 Elect Gregory L. Quesnel Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Drew G. Faust Mgmt For For For
3 Elect Justin King Mgmt For For For
4 Elect Carol Meyrowitz Mgmt For For For
5 Elect Rowland T. Mgmt For For For
Moriarty
6 Elect Robert C. Nakasone Mgmt For For For
7 Elect Ronald L. Sargent Mgmt For For For
8 Elect Robert E. Sulentic Mgmt For For For
9 Elect Raul Vazquez Mgmt For For For
10 Elect Vijay Vishwanath Mgmt For For For
11 Elect Paul F. Walsh Mgmt For For For
12 2014 Stock Incentive Mgmt For For For
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Report
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Cassaday Mgmt For For For
2 Elect Jonathan Golden Mgmt For Against Against
3 Elect Joseph A. Hafner, Mgmt For For For
Jr.
4 Elect Hans-Joachim Mgmt For For For
Korber
5 Elect Nancy S. Newcomb Mgmt For For For
6 Elect Jackie M. Ward Mgmt For For For
7 2013 Long-Term Mgmt For For For
Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Baker, Mgmt For For For
Jr.
3 Elect Calvin Darden Mgmt For For For
4 Elect Henrique de Castro Mgmt For For For
5 Elect James A. Johnson Mgmt For Against Against
6 Elect Mary E. Minnick Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Derica W. Rice Mgmt For For For
9 Elect Kenneth L. Salazar Mgmt For For For
10 Elect John G. Stumpf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Elimination
of
Perquisites
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibiting
Discrimination
________________________________________________________________________________
TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/10/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John F. O'Brien Mgmt For For For
10 Elect Willow B. Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida M. Alvarez Mgmt For Against Against
2 Elect James I. Cash, Jr. Mgmt For Against Against
3 Elect Roger C. Corbett Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Douglas N. Daft Mgmt For For For
6 Elect Michael T. Duke Mgmt For Against Against
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Marissa A. Mayer Mgmt For For For
9 Elect C. Douglas Mgmt For For For
McMillon
10 Elect Gregory B. Penner Mgmt For For For
11 Elect Steven S. Mgmt For For For
Reinemund
12 Elect Jim C. Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Linda S. Wolf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHldr Against For Against
Regarding Recoupment
Report
19 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect Steven A. Davis Mgmt For For For
4 Elect William C. Foote Mgmt For For For
5 Elect Mark P. Frissora Mgmt For For For
6 Elect Ginger L. Graham Mgmt For For For
7 Elect Alan G. McNally Mgmt For For For
8 Elect Dominic P. Murphy Mgmt For For For
9 Elect Stefano Pessina Mgmt For For For
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect Alejandro Silva Mgmt For For For
12 Elect James A. Skinner Mgmt For For For
13 Elect Gregory D. Wasson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 02/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
5 Shareholder Proposal ShrHldr Against Against For
Regarding Voting
Disclosure
Fund Name : Russia ETF
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 12/02/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Acquisition by Alliance Mgmt For For For
Group
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CTC Media, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTCM CUSIP 12642X106 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tamjid Basunia Mgmt For For For
1.2 Elect Irina Gofman Mgmt For For For
1.3 Elect Timur Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E.ON Rossiya OAO
Ticker Security ID: Meeting Date Meeting Status
OGK4 CINS X2156X109 06/26/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Albert Reutersberg Mgmt For Abstain Against
5 Elect Jorgen Kildahl Mgmt For Abstain Against
6 Elect Maxim G. Shirokov Mgmt For Abstain Against
7 Elect Sergey V. Malinov Mgmt For For For
8 Elect Karl-Heinz Mgmt For Abstain Against
Feldmann
9 Elect Reiner Hartmann Mgmt For Abstain Against
10 Elect Mike Winkel Mgmt For Abstain Against
11 Elect Tatyana A. Mitrova Mgmt For For For
12 Elect Aleksey A. Mgmt For For For
Germanovich
13 Elect Alexey S. Asyaev Mgmt For For For
14 Elect Sascha Bibert Mgmt For For For
15 Elect Guntram Wurzberg Mgmt For For For
16 Elect Denis A. Mgmt For For For
Alekseenkov
17 Appointment of Auditor Mgmt For For For
18 Adoption of New Articles Mgmt For Abstain Against
19 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
________________________________________________________________________________
Eurasia Drilling Company Limited
Ticker Security ID: Meeting Date Meeting Status
EDCL CINS 29843U202 09/23/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Richard Mgmt For Against Against
Anderson
2 Elect Rene Huck Mgmt For Against Against
3 Elect Richard H. Matzke Mgmt For For For
4 Elect Igor Belikov Mgmt For For For
5 Elect Edward J. DiPaolo Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/12/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For Against Against
(Binding)
5 Elect Alexander Abramov Mgmt For For For
6 Elect Duncan Baxter Mgmt For For For
7 Elect Alexander Frolov Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Alexander Izosimov Mgmt For For For
10 Elect Sir Michael Peat Mgmt For For For
11 Elect Olga Pokrovskaya Mgmt For Against Against
12 Elect Terry Robinson Mgmt For For For
13 Elect Eugene Shvidler Mgmt For For For
14 Elect Eugene Tenenbaum Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Federal Grid Company of Unified Energy Systems OJSC
Ticker Security ID: Meeting Date Meeting Status
FEES CINS X2393G109 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Losses
3 Directors' Fees Mgmt For Against Against
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg M. Budargin Mgmt N/A Abstain N/A
6 Elect Maxim S. Bystrov Mgmt N/A Abstain N/A
7 Elect Andrey Demin Mgmt N/A Abstain N/A
8 Elect Boris Y. Kovalchuk Mgmt N/A Abstain N/A
9 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
10 Elect Andrey Murov Mgmt N/A Abstain N/A
11 Elect Georgy A. Nozadze Mgmt N/A Abstain N/A
12 Elect Oksana V. Mgmt N/A Abstain N/A
Shatokhina
13 Elect Sergei I. Shmatko Mgmt N/A Abstain N/A
14 Elect Nikolai G. Mgmt N/A Abstain N/A
Shulginov
15 Elect Sergey N. Mgmt N/A Abstain N/A
Mironosetsky
16 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
17 Elect Nikolai N. Mgmt For For For
Varlamov
18 Elect Anna V. Drokova Mgmt For For For
19 Elect Marina A. Lelekova Mgmt For For For
20 Elect Vladimir Y. Mgmt For For For
Skobarev
21 Elect Alan F. Khadziev Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Related Party Mgmt For For For
Transactions (D&O
Insurance)
24 Interim Dividend Mgmt For For For
________________________________________________________________________________
Federal Grid Company of Unified Energy Systems OJSC
Ticker Security ID: Meeting Date Meeting Status
FEES CINS X2393G109 11/11/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Management Board
Chairman's
Powers
2 Elect Andrei Y. Murov Mgmt For For For
as Management Board
Chairman
3 Elect Anna V. Drokova Mgmt For For For
4 Elect Leonid V. Neganov Mgmt For For For
5 Elect Anna B. Nesterova Mgmt For For For
6 Elect Karim K. Mgmt For For For
Samakhuzhin
7 Elect Vladimir V. Mgmt For For For
Khvorov
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Audit Commission Fees Mgmt For For For
9 Amendments to Charter Mgmt For For For
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Related Party Mgmt For For For
Transaction
12 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
13 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
14 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
15 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
16 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
17 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
18 Related Party Mgmt For For For
Transaction (OJSC AB
ROSSIYA)
19 Related Party Mgmt For For For
Transaction
(Gazprombank OJSC and
OJSC Sherbank of
Russia)
20 Related Party Mgmt For For For
Transaction (OJSC AB
ROSSIYA)
21 Related Party Mgmt For For For
Transaction
(Gazprombank OJSC,
OJSC Sberbank of
Russia and OJSC AB
ROSSIYA)
22 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
23 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
24 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
25 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
26 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
27 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
28 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
29 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
30 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
31 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
32 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
33 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
34 Related Party Mgmt For For For
Transaction (OJSC
Sberbank of
Russia)
35 Related Party Mgmt For For For
Transaction (SOJSC
Tsentrenergogaz)
36 Related Party Mgmt For For For
Transaction (Tsentrgaz
OJSC)
37 Related Party Mgmt For For For
Transaction
(Gazprombank
OJSC)
38 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Export)
39 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
40 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Kosmicheskiye
Sistemy)
41 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
42 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Export)
43 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
44 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Gazoraspredeleniye)
45 Related Party Mgmt For For For
Transaction (OJSC
Druzhba)
46 Related Party Mgmt For For For
Transaction (LLC
Gazprom
Investproyekt)
47 Related Party Mgmt For For For
Transaction (OJSC
NOVATEK)
48 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Komplektatsiya)
49 Related Party Mgmt For For For
Transaction (OJSC
Severneftegazprom)
50 Related Party Mgmt For For For
Transaction (OJSC
Tomskgazprom)
51 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
52 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
53 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
54 Related Party Mgmt For For For
Transaction (A/S
Latvijas
Gaze)
55 Related Party Mgmt For For For
Transaction (OJSC
Rosselkhozbank)
56 Related Party Mgmt For For For
Transaction (AB
Lietuvos
Dujos)
57 Related Party Mgmt For For For
Transaction (AO
Moldovagaz)
58 Related Party Mgmt For For For
Transaction (KazRosGaz
LLP)
59 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
60 Related Party Mgmt For For For
Transaction (OJSC AK
Transneft)
61 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
62 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
63 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
64 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
65 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
66 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
67 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
68 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
69 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
70 Related Party Mgmt For For For
Transaction (I.M.
Gubkin Russian
National University of
Oil and
Gas)
71 Related Party Mgmt For For For
Transaction (OJSC
Gazprom)
Tsentrremont
72 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Kosmicheskiye
Sistemy)
73 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
74 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Tsentrremont)
75 Related Party Mgmt For For For
Transaction
(Subsidiaries)
76 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
77 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
78 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
79 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
80 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
81 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
82 Related Party Mgmt For For For
Transaction (JSC
SOGAZ)
83 Related Party Mgmt For For For
Transaction (OJSC Bank
VTB)
84 Related Party Mgmt For For For
Transaction (LLC
Gazprom) Gazomotornoye
Toplivo
85 Related Party Mgmt For For For
Transaction (Novye
Technologii Gazovoy
Otrasli)
86 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
87 Related Party Mgmt For For For
Transaction (OJSC
Rosselkhozbank)
88 Related Party Mgmt For For For
Transaction (OJSC
Gazprom
Mezhregiongaz)
89 Related Party Mgmt For For For
Transaction (OJSC
Gazpromneft)
90 Related Party Mgmt For For For
Transaction (OJSC
NOVATEK)
91 Related Party Mgmt For For For
Transaction (OJSC
Gazprom Transgaz
Belarus)
92 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom OAO
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Andrey Akimov Mgmt N/A Abstain N/A
4 Elect Farit Gazizullin Mgmt N/A Abstain N/A
5 Elect Viktor Zubkov Mgmt N/A Abstain N/A
6 Elect Elena Karpel Mgmt N/A Abstain N/A
7 Elect Timur Kulibaev Mgmt N/A Abstain N/A
8 Elect Vitaly Markelov Mgmt N/A Abstain N/A
9 Elect Viktor Martynov Mgmt N/A Abstain N/A
10 Elect Vladimir Mau Mgmt N/A Abstain N/A
11 Elect Alexey Miller Mgmt N/A Abstain N/A
12 Elect Valery Musin Mgmt N/A For N/A
13 Elect Seppo Remes Mgmt N/A For N/A
14 Elect Oleg Saveliev Mgmt N/A Abstain N/A
15 Elect Andrey Sapelin Mgmt N/A Abstain N/A
16 Elect Mikhail Sereda Mgmt N/A Abstain N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Vladimir Alisov Mgmt For N/A N/A
19 Elect Dmitry Arkhipov Mgmt For For For
20 Elect Aleksey Afonyashin Mgmt For For For
21 Elect Irina Babenkova Mgmt For N/A N/A
22 Elect Andrei Belobrov Mgmt For N/A N/A
23 Elect Vadim Bikulov Mgmt For For For
24 Elect Larisa Vitj Mgmt For N/A N/A
25 Elect Aleksander Mgmt For N/A N/A
Ivannikov
26 Elect Marina Mikhina Mgmt For For For
27 Elect Yuri Nosov Mgmt For For For
28 Elect Karen Oganyan Mgmt For N/A N/A
29 Elect Oleg Osipenko Mgmt For For For
30 Elect Sergey Platonov Mgmt For For For
31 Elect Svetlana Ray Mgmt For For For
32 Elect Mikhail Rosseyev Mgmt For N/A N/A
33 Elect Tatyana Fisenko Mgmt For N/A N/A
34 Elect Alan Khadziev Mgmt For N/A N/A
35 Elect Alexander Shevchuk Mgmt For For For
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Ports Investments PLC
Ticker Security ID: Meeting Date Meeting Status
GLPR CINS 37951Q202 04/29/2014 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Constantinos Mgmt For Against Against
Economides
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Global Ports Investments PLC
Ticker Security ID: Meeting Date Meeting Status
GLPR CINS 37951Q202 09/27/2013 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Issuance of Shares in Mgmt For For For
Connection with
Acquisition of NCC
Group
Limited
3 Resignation of Director Mgmt For For For
4 Elect Constantinos Mgmt For For For
Economides
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/28/2014 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Board Authorities Mgmt For Abstain Against
5 Elect Alexander Eliseev Mgmt For Abstain Against
6 Elect Michael Zampelas Mgmt For Abstain Against
7 Elect George Papaioannou Mgmt For Abstain Against
8 Elect J. Carroll Colley Mgmt For Abstain Against
9 Elect Johann Franz Mgmt For Abstain Against
Durrer
10 Elect Sergey Maltsev Mgmt For Abstain Against
11 Elect Mikhail Loganov Mgmt For Abstain Against
12 Elect Elia Nicolaou Mgmt For Abstain Against
13 Elect Konstantin Mgmt For Abstain Against
Shirokov
14 Elect Andrey Gomon Mgmt For Abstain Against
15 Elect Alexander Mgmt For Abstain Against
Storozhev
16 Elect Alexander Tarasov Mgmt For Abstain Against
17 Elect Marios Tofaros Mgmt For Abstain Against
18 Elect Sergey Tolmachev Mgmt For Abstain Against
19 Elect Melina Pyrgou Mgmt For Abstain Against
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 06/20/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Directors'
fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Ilgiz N Valitov Mgmt For Abstain Against
8 Elect Aleksandr I. Mgmt For Abstain Against
Vakhmistrov
9 Elect Dmitry Goncharov Mgmt For Abstain Against
10 Elect Yury Kudimov Mgmt For Abstain Against
11 Elect Andrey Molchanov Mgmt For Abstain Against
12 Elect Yuri S. Osipov Mgmt For Abstain Against
13 Elect Sergey Mgmt For Abstain Against
Skaterschikov
14 Elect Elena Tumanova Mgmt For Abstain Against
15 Elect Olga M. Sheikina Mgmt For Abstain Against
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Yury I Terentiev Mgmt For For For
18 Elect Ludmila V Fradina Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Adoption of New Charter Mgmt For Abstain Against
22 Adoption of New Mgmt For Abstain Against
Regulations on Board
of
Directors
23 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
24 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 05/25/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Elena S. Mgmt For Abstain Against
Bezdenezhnih
9 Elect Andrey E. Bugrov Mgmt For Abstain Against
10 Elect Oleg M. Budargin Mgmt For Abstain Against
11 Elect Anatoly A. Mgmt For Abstain Against
Gavrilenko
12 Elect Vladimir A Mgmt For Abstain Against
Dmitriyev
13 Elect Mikhail Y. Mgmt For For For
Kobishchanov
14 Elect Boris Kovalchuk Mgmt For Abstain Against
15 Elect Vyacheslav M. Mgmt For Abstain Against
Kravchenko
16 Elect Alexander Lokshin Mgmt For Abstain Against
17 Elect Andrey E. Murov Mgmt For Abstain Against
18 Elect Aleksey V. Nuzhdov Mgmt For Abstain Against
19 Elect Nikolay D. Rogalev Mgmt For Abstain Against
20 Elect Ronald Pollett Mgmt For For For
21 Elect Kirill G. Seleznev Mgmt For Abstain Against
22 Elect Igor I. Sechin Mgmt For Abstain Against
23 Elect Denis V. Fedorov Mgmt For Abstain Against
24 Elect Aleksandr V. Chmel Mgmt For For For
25 Elect Dmitry E. Shugayev Mgmt For Abstain Against
26 Elect Izumrud A. Mgmt For For For
Alimuradova
27 Elect Svetlana P. Ray Mgmt For For For
28 Elect Ekaterina V. Mgmt For For For
Kheimits
29 Elect Dmitry L. Shishkin Mgmt For For For
30 Elect Yury A. Scherbakov Mgmt For For For
31 Appointment of Auditor Mgmt For For For
32 Amendments to Articles Mgmt For For For
33 Amendments to Meeting Mgmt For For For
Regulations
34 Amendments to Audit Mgmt For For For
Commission
Regulations
35 Approval of Mgmt For For For
Determination of Share
Characteristics
36 Authority to Reduce Mgmt For For For
Share
Capital
37 Reverse Stock Split Mgmt For For For
38 Cost of Indemnification Mgmt For For For
of
Directors/Officers
39 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/10/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Ilya A. Antonov Mgmt N/A Abstain N/A
7 Elect Dmitry A. Belyaev Mgmt N/A Abstain N/A
8 Elect Andrey V. Mgmt N/A Abstain N/A
Borisychev
9 Elect Boris P. Varnavsky Mgmt N/A Abstain N/A
10 Elect Maksim V. Zavalko Mgmt N/A Abstain N/A
11 Elect Alexander A. Mgmt N/A Abstain N/A
Kiselev
12 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
13 Elect Aleksandr M. Mgmt N/A Abstain N/A
Lobanov
14 Elect Oksana P. Mishenko Mgmt N/A Abstain N/A
15 Elect Vadim V. Nedotko Mgmt N/A Abstain N/A
16 Elect David D. Mgmt N/A Abstain N/A
Pogosbekov
17 Elect Aleksandr I. Mgmt N/A Abstain N/A
Prilepsky
18 Elect Ivan V. Savelyev Mgmt N/A Abstain N/A
19 Elect Aleksandr Y. Mgmt N/A Abstain N/A
Sergeev
20 Elect Evgeny O. Tikhonov Mgmt N/A Abstain N/A
21 Elect Mikhail Y. Mgmt N/A Abstain N/A
Hardikov
22 Elect Dmitry S. Shumeev Mgmt N/A Abstain N/A
23 Elect Elvira S. Mgmt For For For
Alexandrova
24 Elect Elena G. Mgmt For For For
Talaliykina
25 Elect Vladimir S. Yvarov Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Adoption of New Charter Mgmt For Abstain Against
28 Adoption of New Meeting Mgmt For Abstain Against
Regulations
29 Adoption of New Mgmt For Abstain Against
Regulations on the
Board of
Directors
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 07/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Termination of Board Mgmt For For For
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Directors Mgmt For For For
11 Election of Directors Mgmt For For For
12 Election of Directors Mgmt For For For
13 Election of Directors Mgmt For For For
14 Election of Directors Mgmt For For For
15 Election of Directors Mgmt For For For
16 Election of Directors Mgmt For For For
17 Election of Directors Mgmt For For For
18 Election of Directors Mgmt For For For
19 Election of Directors Mgmt For For For
20 Election of Directors Mgmt For For For
21 Election of Directors Mgmt For For For
22 Election of Directors Mgmt For For For
23 Election of Directors Mgmt For For For
24 Election of Directors Mgmt For For For
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 06/19/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Directors' Fees Mgmt For For For
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Matthias Warnig Mgmt For Abstain Against
10 Elect Yves-Thibault de Mgmt For For For
Silguy
11 Elect Sergey Dubinin Mgmt For Abstain Against
12 Elect Simeon Djankov Mgmt For For For
13 Elect Mikhail Kopeykin Mgmt For Abstain Against
14 Elect Andrey Kostin Mgmt For Abstain Against
15 Elect Nikolai Kropachev Mgmt For Abstain Against
16 Elect Shahmar Movsumov Mgmt For For For
17 Elect Alexey Moiseev Mgmt For Abstain Against
18 Elect Elena Popova Mgmt For For For
19 Elect Vladimir Mgmt For Abstain Against
Chistyukhin
20 Audit Commission Size Mgmt For For For
21 Election of Audit Mgmt For For For
Commission
22 Appointment of Auditor Mgmt For For For
23 Amendments to Charter Mgmt For Abstain Against
24 Amendments to Meeting Mgmt For For For
Regulations
25 Amendments to Mgmt For For For
Supervisory Board
Regulations
26 Amendments to Mgmt For For For
Management Board
Regulations
27 Termination of Mgmt For For For
Company's Membership
in Association of Bill
Market
Participants
28 Related Party Mgmt For For For
Transaction with
Airport Alliance
(Netherlands)
B.V.
29 Related Party Mgmt For For For
Transaction with
Gazprom Schweiz
AG
30 Related Party Mgmt For For For
Transaction with Nord
Stream
AG
31 Related Party Mgmt For For For
Transaction with Tele2
Russia Holding
AB
32 Related Party Mgmt For For For
Transaction with UC
RUSAL
plc
33 Related Party Mgmt For For For
Transaction with VTB
Bank (Austria)
AG
34 Related Party Mgmt For For For
Transaction with VTB
Bank (France)
SA
35 Related Party Mgmt For For For
Transaction with VTB
Capital Plc (United
Kingdom)
36 Related Party Mgmt For For For
Transaction with OJSC
ALROSA
37 Related Party Mgmt For For For
Transaction with
AVTOTOR Holding
LLC
38 Related Party Mgmt For For For
Transaction with OJSC
Transneft
39 Related Party Mgmt For For For
Transaction with OJSC
Rossiya
Bank
40 Related Party Mgmt For For For
Transaction with CJSC
VTB24
41 Related Party Mgmt For For For
Transaction with OJSC
VTB Bank
(Azerbaijan)
42 Related Party Mgmt For For For
Transaction with CJSC
VTB Bank
(Belarus)
43 Related Party Mgmt For For For
Transaction with JSC
VTB Bank
(Belgrade)
44 Related Party Mgmt For For For
Transaction with JSC
VTB Bank
(Georgia)
45 Related Party Mgmt For For For
Transaction with OJSC
Bank
Moscow-Minsk
46 Related Party Mgmt For For For
Transaction with Bank
of
Moscow
47 Related Party Mgmt For For For
Transaction with PJSC
VTB Bank
(Ukraine)
48 Related Party Mgmt For For For
Transaction with CJSC
VTB
Development
49 Related Party Mgmt For For For
Transaction with VTB
Debt Center
Ltd
50 Related Party Mgmt For For For
Transaction with CJSC
VTB
Capital
51 Related Party Mgmt For For For
Transaction with VTB
Capital Investment
Management
Ltd
52 Related Party Mgmt For For For
Transaction with JSC
VTB
Leasing
53 Related Party Mgmt For For For
Transaction with CJSC
VTB Specialized
Depository
54 Related Party Mgmt For For For
Transaction with VTB
Insurance
Ltd
55 Related Party Mgmt For For For
Transaction with OJSC
Hals-Development
56 Related Party Mgmt For For For
Transaction with OJSC
Evrofinance
Mosnarbank
57 Related Party Mgmt For For For
Transaction with OJSC
Leto
Bank
58 Related Party Mgmt For For For
Transaction with OJSC
Rosneft Oil
Company
59 Related Party Mgmt For For For
Transaction with JSC
United Aircraft
Corporation
60 Related Party Mgmt For For For
Transaction with OJSC
Sberbank
Rossii
61 Related Party Mgmt For For For
Transaction with CJSC
Dynamo Management
Company
62 Related Party Mgmt For For For
Transaction with VTB
Factoring
Ltd
63 Related Party Mgmt For For For
Transaction with The
Artistic Gymnastic
Federation of
Russia
64 Related Party Mgmt For For For
Transaction with CJSC
Dynamo Moscow Football
Club
65 Related Party Mgmt For For For
Transaction with CJSC
VTB Capital
Holding
66 Related Party Mgmt For For For
Transaction with VTB
Capital IB Holding
Ltd
67 Related Party Mgmt For For For
Transaction with The
Bank of
Russia
68 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Long-Distance & International Telecommunications Rostelecom
Ticker Security ID: Meeting Date Meeting Status
CINS 778529107 06/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Ruben Aganbegyan Mgmt N/A For N/A
7 Elect David Benello Mgmt N/A For N/A
8 Elect Kirill Dmitriev Mgmt N/A Abstain N/A
9 Elect Anton Zlatopolsky Mgmt N/A Abstain N/A
10 Elect Sergei Kalugin Mgmt N/A Abstain N/A
11 Elect Igor Kozlov Mgmt N/A Abstain N/A
12 Elect Yury Kudimov Mgmt N/A Abstain N/A
13 Elect Mikhail Lesin Mgmt N/A Abstain N/A
14 Elect Anatoly Milyukov Mgmt N/A Abstain N/A
15 Elect Mikhail Mgmt N/A Abstain N/A
Poluboyarinov
16 Elect Alexander Mgmt N/A Abstain N/A
Pchelintsev
17 Elect Vadim Semenov Mgmt N/A Abstain N/A
18 Elect Vitaly Sergeichuk Mgmt N/A Abstain N/A
19 Elect Valentina Mgmt For For For
Veremyanina
20 Elect Vasiliy Garshin Mgmt For For For
21 Elect Denis Kant Mandal Mgmt For For For
22 Elect Anna Lerner Mgmt For For For
23 Elect Alexander Ponkin Mgmt For For For
24 Elect Vyacheslav Ulupov Mgmt For For For
25 Elect Alexander Shevchuk Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Amendments to General Mgmt For For For
Shareholders Meeting
Regulations
28 Amendments to Board of Mgmt For For For
Directors
Regulations
29 Directors' Fees Mgmt For For For
30 Related Party Mgmt For For For
Transactions (VTB
Bank)
31 Related Party Mgmt For For For
Transactions (Russian
Agricultural
Bank)
32 Related Party Mgmt For For For
Transactions (D&O
Insurance)
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Vagit Y. Alekperov Mgmt For Abstain Against
6 Elect Victor V. Blazheev Mgmt For For For
7 Elect Valery I. Grayfer Mgmt For Abstain Against
8 Elect Igor S. Ivanov Mgmt For For For
9 Elect Sergei Mgmt For Abstain Against
Alekseevich
Kochkurov
10 Elect Ravil U. Maganov Mgmt For Abstain Against
11 Elect Richard H. Matzke Mgmt For Abstain Against
12 Elect Sergei A. Mgmt For Abstain Against
Mikhailov
13 Elect Mark Mobius Mgmt For Abstain Against
14 Elect Guglielmo Moscato Mgmt For For For
15 Elect Ivan Pictet Mgmt For Abstain Against
16 Elect Leonid A. Fedun Mgmt For Abstain Against
17 Elect Mikhail B. Mgmt For For For
Maksimov
18 Elect Pavel Mgmt For For For
Aleksandrovich
Suloev
19 Elect Aleksandr V. Mgmt For For For
Surkov
20 2013 Directors' Fees Mgmt For For For
21 Directors' Fees Mgmt For For For
22 2013 Audit Commission's Mgmt For For For
Fees
23 Audit Commission's Fees Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Amendments to Charter Mgmt For For For
26 Amendments to General Mgmt For For For
Meeting
Regulations
27 Indemnification of Mgmt For For For
Directors/Officers
28 Related Party Mgmt For For For
Transactions
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CINS 677862104 09/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Charter Mgmt For For For
3 Amendments to Board Mgmt For For For
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit OAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 05/29/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Andrey N. Mgmt For Abstain Against
Arutyunyan
5 Elect Sergey N. Galitsky Mgmt For Abstain Against
6 Elect Alexander L. Mgmt For For For
Zayonts
7 Elect Alexei P. Makhnev Mgmt For Abstain Against
8 Elect Khachatur E. Mgmt For Abstain Against
Pombykhchan
9 Elect Aleksey A. Mgmt For For For
Pshenichny
10 Elect Aslan Y. Mgmt For Abstain Against
Shkhachemukov
11 Elect Roman G. Yefimenko Mgmt For For For
12 Elect Angela V. Mgmt For For For
Udovichenko
13 Elect Denis A. Fedotov Mgmt For For For
14 Appointment of FABER Mgmt For For For
LEX as Russian
Accounting Standards
(RAS)
Auditor
15 Appointment of ERNST & Mgmt For For For
YOUNG as IFRS
Auditor
16 Election of Counting Mgmt For For For
Commission
17 Adoption of New Articles Mgmt For For For
18 Adoption of New Mgmt For For For
Regulations on General
Meeting of
Shareholders
19 Major Transaction with Mgmt For For For
ZAO
Tander
20 Major Transactions with Mgmt For For For
OAO Sberbank of
Russia
21 Major Transactions with Mgmt For For For
OAO
Alfa-Bank
22 Major Transactions with Mgmt For For For
OAO Bank of Moscow
23 Related Party Mgmt For For For
Transactions with
Rosbank
24 Related Party Mgmt For For For
Transactions with OAO
AKB Absolut
Bank
25 Related Party Mgmt For For For
Transactions with OAO
AKB Absolut Bank
(Obligations on Credit
Agreement No.
133-VKL/KRD-13)
26 Related Party Mgmt For For For
Transactions with OAO
Russian Agricultural
Bank
27 Related Party Mgmt For For For
Transactions with OAO
VTB
Bank
________________________________________________________________________________
Magnit OAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/26/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For Abstain Against
Transactions
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 02/26/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of CEO Mgmt For For For
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 03/31/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Distribution of Mgmt For For For
Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Victor F. Mgmt For Abstain Against
Rashnikov
7 Elect Ruben A. Mgmt For For For
Aganbegyan
8 Elect Vitaliy V. Mgmt For Abstain Against
Bakhmetyev
9 Elect Kirill Y Levin Mgmt For For For
10 Elect Nikolai V. Lyadov Mgmt For Abstain Against
11 Elect Valery Y. Mgmt For For For
Martzinovich
12 Elect Olga V. Rashnikova Mgmt For Abstain Against
13 Elect Zumrud K. Mgmt For For For
Rustamova
14 Elect Peter Charow Mgmt For For For
15 Elect Pavel V. Shilyaev Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Maslennikov
17 Elect Oksana V. Dyuldina Mgmt For For For
18 Elect Galina A. Akimova Mgmt For For For
19 Elect Andrey Fokin Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 03/05/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel Ojsc
Ticker Security ID: Meeting Date Meeting Status
MTL CUSIP 583840103 06/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4.1 Elect Arthur Johnson Mgmt For Withhold Against
4.2 Elect Vladimir Gusev Mgmt For For For
4.3 Elect Igor Zyuzin Mgmt For Withhold Against
4.4 Elect Igor Kozhukhovksy Mgmt For Withhold Against
4.5 Elect Yuriy Malyshev Mgmt For For For
4.6 Elect Oleg Korzhov Mgmt For Withhold Against
4.7 Elect Alexey Ivanushkin Mgmt For Withhold Against
4.8 Elect Vladimir Korovkin Mgmt For For For
4.9 Elect Viktor Trigubco Mgmt For Withhold Against
5 Elect Denis Shamne Mgmt For For For
6 Elect Natalia Zykova Mgmt For For For
7 Elect Andrei Stepanov Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Adoption of New Charter Mgmt For Abstain Against
10 Adoption of New Meeting Mgmt For Abstain Against
Regulations
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
MegaFon
Ticker Security ID: Meeting Date Meeting Status
CINS 58517T209 06/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Gustav Jonas Mgmt N/A Abstain N/A
Markus
Bengtsson
7 Elect Berndt Kenneth Mgmt N/A Abstain N/A
Karlberg
8 Elect Sergey Mgmt N/A For N/A
Aleksandrovich
Kulikov
9 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
10 Elect Carl Peter Mgmt N/A For N/A
Christian
Luiga
11 Elect Lord Paul Myners Mgmt N/A Abstain N/A
12 Elect Jan Erik Rudberg Mgmt N/A For N/A
13 Elect Sergey Mgmt N/A Abstain N/A
Vladimirovich
Soldatenkov
14 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
15 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
16 Elect Bjorn Sverker Mgmt N/A Abstain N/A
Hannervall
17 Elect Erik Sverker Mgmt N/A Abstain N/A
Reinhold Theodor
Hallberg
18 Elect Jan David Erixon Mgmt N/A Abstain N/A
19 Election of Management Mgmt For For For
Board; Board
Size
20 Appointment of Auditor Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Yuri A. Zheimo Mgmt For For For
23 Elect Pavel S. Kaplun Mgmt For For For
24 Elect Sami Petteri Mgmt For For For
Haavisto
25 Directors' Fees Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 02/07/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 03/17/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Gustav Jonas Mgmt For Abstain Against
Markus
Bengtsson
4 Elect Berndt Kenneth Mgmt For Abstain Against
Karlberg
5 Elect Sergey Mgmt For Abstain Against
Aleksandrovich
Kulikov
6 Elect Nikolay Mgmt For For For
Borisovich
Krylov
7 Elect Carl Peter Mgmt For Abstain Against
Christian
Luiga
8 Elect Lord Paul Myners Mgmt For For For
9 Elect Jan Erik Rudberg Mgmt For For For
10 Elect Sergey Mgmt For Abstain Against
Vladimirovich
Soldatenkov
11 Elect Ingrid Maria Mgmt For Abstain Against
Stenmark
12 Elect Vladimir Mgmt For Abstain Against
Yakovlevich
Streshinsky
13 Elect Bjorn Sverker Mgmt For Abstain Against
Hannervall
14 Elect Erik Sverker Mgmt For Abstain Against
Reinhold Theodor
Hallberg
15 Elect Jan David Erixon Mgmt For Abstain Against
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 06/05/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 09/12/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Related Party Mgmt For Abstain Against
Transactions
3 Adoption of New Mgmt For For For
Regulations on
Shareholder
Meetings
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 09/27/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Per-Arne Blomquist Mgmt N/A Abstain N/A
5 Elect Berndt Kenneth Mgmt N/A Abstain N/A
Karlberg
6 Elect Johan Dennelind Mgmt N/A Abstain N/A
7 Elect Carl Peter Mgmt N/A Abstain N/A
Christian
Luiga
8 Elect Jan Rudberg Mgmt N/A For N/A
9 Elect Paul Myners Mgmt N/A For N/A
10 Elect Jan Erixon Mgmt N/A Abstain N/A
11 Elect Sergey Soldatenkov Mgmt N/A Abstain N/A
12 Elect Vladimir Mgmt N/A Abstain N/A
Streshinsky
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 10/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 D&O Liability Insurance Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ivan Tavrin Mgmt For For For
4 Elect Alexander Mgmt For For For
Bashmakov
5 Elect Gevork Vermishyan Mgmt For For For
6 Elect Anait Gasparian Mgmt For For For
7 Elect Mikhail Dubin Mgmt For For For
8 Elect Eduard Ostrovsky Mgmt For For For
9 Elect Anna Mgmt For For For
Serebryanikova
10 Elect Evgeny Mgmt For For For
Chermashentsev
11 Elect Igor Shirokov Mgmt For For For
12 Elect Valery Velichko Mgmt For For For
13 Elect Alexander Mgmt For For For
Grigoriev
14 Elect Pavel Korchagin Mgmt For For For
15 Elect Andrey Levykin Mgmt For For For
16 Elect Konstantin Mgmt For For For
Likhodedov
17 Elect Alexey Semenov Mgmt For For For
18 Elect Alexei Tyutin Mgmt For For For
19 Elect Stanislav Frolov Mgmt For For For
________________________________________________________________________________
Mobile Telesystems OJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Anton Abugov Mgmt For Withhold Against
3.2 Elect Alexander Gorbunov Mgmt For Withhold Against
3.3 Elect Sergey Drozdov Mgmt For Withhold Against
3.4 Elect Andrey Dubovskov Mgmt For Withhold Against
3.5 Elect Ron Sommer Mgmt For Withhold Against
3.6 Elect Michel Combes Mgmt For For For
3.7 Elect Stanley Miller Mgmt For For For
3.8 Elect Vsevolod Rosanov Mgmt For Withhold Against
3.9 Elect Thomas Holtrop Mgmt For For For
4 Elect Irina Borisenkova Mgmt For For For
5 Elect Natalia Demeshkina Mgmt For Abstain Against
6 Elect Maxim Mamonov Mgmt For For For
7 Elect Andrey Tverdohleb Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For For For
9 Mergers by Absorption Mgmt For For For
10 Amendments to Charter Mgmt For For For
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 06/04/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Dmitry V. Bakatin Mgmt N/A For N/A
8 Elect Andrey Y. Berezin Mgmt N/A Abstain N/A
9 Elect Pyotr P. Biryukov Mgmt N/A Abstain N/A
10 Elect Anatoli A. Mgmt N/A Abstain N/A
Gavrilenko
11 Elect Valery A. Golubev Mgmt N/A Abstain N/A
12 Elect Yuri E. Dolin Mgmt N/A Abstain N/A
13 Elect Aleksandr P. Mgmt N/A Abstain N/A
Dushko
14 Elect Karen V. Mgmt N/A Abstain N/A
Karapetyan
15 Elect Irina Y. Korobkina Mgmt N/A Abstain N/A
16 Elect Pavel A. Livinsky Mgmt N/A Abstain N/A
17 Elect Ilnar I. Mgmt N/A Abstain N/A
Mirsiyapov
18 Elect Elena V. Mgmt N/A Abstain N/A
Mikhailova
19 Elect Vladimir I. Mgmt N/A Abstain N/A
Pogrebenko
20 Elect Aleksandr V. Rogov Mgmt N/A Abstain N/A
21 Elect Andrei V. Ryumin Mgmt N/A Abstain N/A
22 Elect Kirill G. Seleznev Mgmt N/A Abstain N/A
23 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
24 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
25 Elect Vitaly G. Yakovlev Mgmt N/A Abstain N/A
26 Elect Natalya A. Mgmt N/A For N/A
Andreeva
27 Elect Dmitri A. Archipov Mgmt N/A For N/A
28 Elect Mikhail I. Mgmt N/A For N/A
Balabanov
29 Elect Andrei V. Belobrov Mgmt N/A For N/A
30 Elect Evgeniy N. Mgmt N/A For N/A
Zemlyanoy
31 Elect Anatoly A. Kotlyar Mgmt N/A For N/A
32 Elect Yury A. Linovitsky Mgmt N/A For N/A
33 Appointment of Auditor Mgmt For For For
34 Directors' Fees Mgmt For Against Against
35 Adoption of New Articles Mgmt For For For
36 Amendments to Meeting Mgmt For For For
Regulations
37 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 10/21/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(GPB)
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/18/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andrey Igorevich Mgmt For Abstain Against
Akimov
4 Elect Burckhard Bergmann Mgmt For For For
5 Elect Ives Louis Mgmt For Abstain Against
Darricarrere
6 Elect Vladimir A. Mgmt For For For
Dmitriev
7 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
8 Elect Alexander Y. Mgmt For For For
Natalenko
9 Elect Viktor P. Orlov Mgmt For For For
10 Elect Gennady Timchenko Mgmt For Abstain Against
11 Elect Andrey V. Sharonov Mgmt For For For
12 Elect Olga V. Belyaeva Mgmt For For For
13 Elect Maria A. Panasenko Mgmt For For For
14 Elect Igor A Ryaskov Mgmt For For For
15 Elect Nikolay Shulikin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Audit Commission's Fees Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For For For
Regulations on General
Meetings of
Shareholders
21 Amendments to Mgmt For For For
Regulations on Board
of
Directors
22 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 10/22/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg Bagrin Mgmt For Abstain Against
6 Elect Helmut Wieser Mgmt For For For
7 Elect Nikolai Gagarin Mgmt For Abstain Against
8 Elect Karl Doering Mgmt For Abstain Against
9 Elect Vladimir Lisin Mgmt For Abstain Against
10 Elect Karen Sarkisov Mgmt For Abstain Against
11 Elect Vladimir Mgmt For Abstain Against
Skorohodov
12 Elect Benedict Sciortino Mgmt For For For
13 Elect Franz Struzl Mgmt For For For
14 Election of Management Mgmt For For For
Board
Chairman
15 Elect Vladislav Yershov Mgmt For For For
16 Elect Natalya Krasnykh Mgmt For For For
17 Elect Valery Kulikov Mgmt For For For
18 Elect Sergey Nesmeyanov Mgmt For For For
19 Elect Galina Shipilova Mgmt For For For
20 Appointment of Auditor Mgmt For For For
for IFRS
Statements
21 Appointment of Auditor Mgmt For For For
for US GAAP
Statements
22 Amendments to Articles Mgmt For For For
23 Amendments to Meeting Mgmt For For For
Regulations
24 Amendments to Dividend Mgmt For For For
Policy
25 Related Party Mgmt For For For
Transactions
26 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 06/11/2014 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 10/28/2013 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Election of Directors Mgmt For Against Against
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Consolidated Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Marianna A. Mgmt For Abstain Against
Zakharova
11 Elect Egor M. Ivanov Mgmt For Abstain Against
12 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
13 Elect Ardavan Moshiri Mgmt For Abstain Against
14 Elect Gareth Penny Mgmt For For For
15 Elect Cornelis Johannes Mgmt For For For
Gerhard
Prinsloo
16 Elect Sergey V. Mgmt For Abstain Against
Skvortsov
17 Elect Maxim M. Sokov Mgmt For Abstain Against
18 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
19 Elect Robert W. Edwards Mgmt For For For
20 Elect Ekaterina Mgmt For For For
Voziyanova
21 Elect Anna Masalova Mgmt For For For
22 Elect Georgiy Svanidze Mgmt For For For
23 Elect Vladimir Shilkov Mgmt For For For
24 Elect Elena Yanevich Mgmt For For For
25 Appointment of Auditor Mgmt For For For
26 Appointment of Auditor Mgmt For For For
(Consolidated
Financial
Statements)
27 Directors' Fees Mgmt For Against Against
28 Audit Commission's Fees Mgmt For For For
29 Indemnification of Mgmt For For For
Directors/Officers
30 Related Party Mgmt For For For
Transactions (D&O
Insurance)
31 Adoption of New Articles Mgmt For Abstain Against
32 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
33 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
34 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
35 Related Party Mgmt For For For
Transactions with
Arkhangelsk Commercial
Seaport
JSC
36 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
JSC
37 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
38 Related Party Mgmt For For For
Transactions with NTEK
JSC
39 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
40 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
41 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
42 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
43 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
44 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
45 Related Party Mgmt For For For
Transactions with
Norilsk Industrial
Transport
LLC
46 Related Party Mgmt For For For
Transactions with
Norilsk Industrial
Transport
LLC
47 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
48 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
49 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
CJSC
50 Related Party Mgmt For For For
Transactions with
Taymyr Fuel Company
CJSC
51 Related Party Mgmt For For For
Transactions with NTEK
JSC
52 Related Party Mgmt For For For
Transactions with
Taimyrgas
JSC
53 Related Party Mgmt For For For
Transactions with
Taimyrgas
JSC
54 Related Party Mgmt For For For
Transactions with
Norilskgazprom
JSC
55 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
56 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
57 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
58 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
59 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
60 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
61 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
62 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
63 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
64 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
65 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
66 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
67 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
68 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
69 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
70 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
71 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
72 Related Party Mgmt For For For
Transactions with
Gipronickel Institute
LLC
73 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
74 Related Party Mgmt For For For
Transactions with
Polar Construction
Company
LLC
75 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
76 Related Party Mgmt For For For
Transactions with
Norilsknickelremont
LLC
77 Related Party Mgmt For For For
Transactions with
Polar Contraction
Company
LLC
78 Related Party Mgmt For For For
Transactions with
Taimyr Fuel Company
CJSC
79 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
80 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
81 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
82 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
83 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
84 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
85 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
86 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
87 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
88 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
89 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
90 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
91 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
92 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
93 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
94 Related Party Mgmt For For For
Transactions with
Sberbank of Russia
JSC
95 Related Party Mgmt For For For
Transactions with
Sberbank
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 46626D108 12/20/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Related Party Mgmt For For For
Transactions
40 Related Party Mgmt For For For
Transactions
41 Related Party Mgmt For For For
Transactions
42 Related Party Mgmt For For For
Transactions
43 Related Party Mgmt For For For
Transactions
44 Related Party Mgmt For For For
Transactions
45 Related Party Mgmt For For For
Transactions
46 Related Party Mgmt For For For
Transactions
47 Related Party Mgmt For For For
Transactions
48 Related Party Mgmt For For For
Transactions
49 Related Party Mgmt For For For
Transactions
50 Related Party Mgmt For For For
Transactions
51 Related Party Mgmt For For For
Transactions
52 Related Party Mgmt For For For
Transactions
53 Related Party Mgmt For For For
Transactions
54 Related Party Mgmt For For For
Transactions
55 Related Party Mgmt For For For
Transactions
56 Related Party Mgmt For For For
Transactions
57 Related Party Mgmt For For For
Transactions
58 Related Party Mgmt For For For
Transactions
59 Related Party Mgmt For For For
Transactions
60 Related Party Mgmt For For For
Transactions
61 Related Party Mgmt For For For
Transactions
62 Related Party Mgmt For For For
Transactions
63 Related Party Mgmt For For For
Transactions
64 Related Party Mgmt For For For
Transactions
65 Related Party Mgmt For For For
Transactions
66 Related Party Mgmt For For For
Transactions
67 Related Party Mgmt For For For
Transactions
68 Related Party Mgmt For For For
Transactions
69 Related Party Mgmt For For For
Transactions
70 Related Party Mgmt For For For
Transactions
71 Related Party Mgmt For For For
Transactions
72 Related Party Mgmt For For For
Transactions
73 Related Party Mgmt For For For
Transactions
74 Related Party Mgmt For For For
Transactions
75 Related Party Mgmt For For For
Transactions
76 Related Party Mgmt For For For
Transactions
77 Related Party Mgmt For For For
Transactions
78 Related Party Mgmt For For For
Transactions
79 Related Party Mgmt For For For
Transactions
80 Related Party Mgmt For For For
Transactions
81 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/17/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Dmitry Chekashkin Mgmt For For For
7 Elect Peter Hambro Mgmt For For For
8 Elect Sergey Ermolenko Mgmt For For For
9 Elect Andrey Maruta Mgmt For For For
10 Elect Graham Birch Mgmt For For For
11 Elect Sir Malcom Field Mgmt For For For
12 Elect Lord Guthrie Mgmt For For For
13 Elect David Humphreys Mgmt For For For
14 Elect Sir Roderic Lyne Mgmt For For For
15 Elect Charles McVeigh Mgmt For For For
III
16 Elect Alfiya Mgmt For For For
Samokhvalova
17 Elect Martin Smith Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 11/14/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Berelekh Mgmt For For For
________________________________________________________________________________
Pharmstandard OJSC
Ticker Security ID: Meeting Date Meeting Status
PHST CINS 717140206 08/17/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Bever Mgmt For Abstain Against
Pharmaceutical Pte
Ltd
________________________________________________________________________________
Pharmstandard OJSC
Ticker Security ID: Meeting Date Meeting Status
PHST CINS 717140206 09/27/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Reorganization Mgmt For Abstain Against
via
Spin-Off
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Ageev
SN)
5 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Bahturin
IA)
6 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Kalinina
SV)
7 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Mednikova
OB)
8 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Reshetnikov
SI)
9 Elect General Director Mgmt For Abstain Against
(CEO) of Spin-off
Company
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/21/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bobby Godsell Mgmt For For For
6 Elect Vitaly N. Nesis Mgmt For For For
7 Elect Konstantin Yanakov Mgmt For For For
8 Elect Marina Gronberg Mgmt For For For
9 Elect Jean-Pascal Mgmt For For For
Duvieusart
10 Elect Jonathan Best Mgmt For Against Against
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Amendments to Long Term Mgmt For For For
Incentive
Plan
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Polyus Gold International Limited
Ticker Security ID: Meeting Date Meeting Status
PGIL CINS G7166H100 05/30/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Adrian Coates Mgmt For For For
4 Elect Bruce Buck Mgmt For For For
5 Elect Kobus Moolman Mgmt For Against Against
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Igor Gorin Mgmt For For For
8 Elect Ilya A. Yuzhanov Mgmt For For For
9 Elect Edward C. Dowling Mgmt For For For
10 Elect Pavel Grachev Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/21/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Election of Audit Mgmt For For For
Commission
Member
4 Appointment of Auditor Mgmt For For For
5 Adoption of New Articles Mgmt For Abstain Against
6 Adoption of New Mgmt For Abstain Against
Supervisory Board
Regulations
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt For Abstain Against
9 Elect Ilya Lifshits Mgmt For Abstain Against
10 Elect Sergey Stepanov Mgmt For Abstain Against
11 Elect Jeffrey R. Mgmt For For For
Townsend
12 Elect John Terry Mgmt For For For
Robinson
13 Elect Alexander Frolov Mgmt For Abstain Against
14 Elect Eric Stoyle Mgmt For For For
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/23/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Chairman's Fees Mgmt For Abstain Against
2 Adoption of New Articles Mgmt For Abstain Against
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profit Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Andrey I. Akimov Mgmt For Abstain Against
8 Elect Andrey R. Bokarev Mgmt For Abstain Against
9 Elect Matthias Warnig Mgmt For Abstain Against
10 Elect Robert W. Dudley Mgmt For Abstain Against
11 Elect Nikolay P. Laverov Mgmt For For For
12 Elect Alexander D. Mgmt For Abstain Against
Nekipelov
13 Elect Igor I. Sechin Mgmt For Abstain Against
14 Elect Donald Humphreys Mgmt For For For
15 Elect Artur N. Mgmt For Abstain Against
Chilingarov
16 Elect Oleg S. Zenkov Mgmt For For For
17 Elect Sergey I. Poma Mgmt For For For
18 Elect Zakhar B. Mgmt For For For
Sabantsev
19 Elect Tatyana V. Fisenko Mgmt For For For
20 Elect Alan F. Khadziev Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Related Party Mgmt For For For
Transactions with LLC
RN-Yuganskneftegaz
23 Related Party Mgmt For For For
Transactions with CJSC
Vankorneft
24 Related Party Mgmt For For For
Transactions with OJSC
AK
Transneft
25 Related Party Mgmt For For For
Transactions with OJSC
VBRR
26 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
27 Related Party Mgmt For For For
Transactions with OJSC
GPB
28 Related Party Mgmt For For For
Transactions with OJSC
Bank
Moskvy
29 Related Party Mgmt For For For
Transactions with OJSC
VBRR
30 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
31 Related Party Mgmt For For For
Transactions with OJSC
GPB
32 Related Party Mgmt For For For
Transactions with OJSC
VBRR
33 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
34 Related Party Mgmt For For For
Transactions with OJSC
GPB
35 Related Party Mgmt For For For
Transactions with OJSC
VBRR
36 Related Party Mgmt For For For
Transactions with OJSC
GPB
37 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
38 Related Party Mgmt For For For
Transactions with OJSC
GPB
39 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
40 Related Party Mgmt For For For
Transactions with OJSC
VBRR
41 Related Party Mgmt For For For
Transactions with OJSC
GPB
42 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
43 Related Party Mgmt For For For
Transactions with OJSC
VBRR
44 Related Party Mgmt For For For
Transactions with OJSC
GPB
45 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
46 Related Party Mgmt For For For
Transactions with OJSC
GPB
47 Related Party Mgmt For For For
Transactions with OJSC
Bank
VTB
48 Related Party Mgmt For For For
Transactions with OJSC
RN
Holding
49 Related Party Mgmt For For For
Transactions with OJSC
AK Transneft
(Amendments to
Concluded
Contract)
50 Cost of Related Party Mgmt For For For
Transaction (D&O
Insurance)
51 Related Party Mgmt For For For
Transaction (D&O
Insurance)
52 Adoption of New Charter Mgmt For Abstain Against
53 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
54 Adoption of New Mgmt For Abstain Against
Regulations on Board
of
Directors
55 Adoption of New Mgmt For Abstain Against
Regulations on
Management
Board
56 Adoption of New Mgmt For Abstain Against
Regulations on
President
57 Adoption of New Mgmt For Abstain Against
Regulations on Audit
Commission
________________________________________________________________________________
Rostelecom OAO
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS 778529107 04/02/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Ruben A. Mgmt For For For
Aganbegyan
5 Elect David Benello Mgmt For For For
6 Elect Kirill Dmitriev Mgmt For Abstain Against
7 Elect Anton Zlatopolsky Mgmt For Abstain Against
8 Elect Sergei Kalugin Mgmt For Abstain Against
9 Elect Igor Kozlov Mgmt For Abstain Against
10 Elect Yury Kudimov Mgmt For Abstain Against
11 Elect Mikhail Lesin Mgmt For For For
12 Elect Anatoly Milyukov Mgmt For For For
13 Elect Mikhail Mgmt For Abstain Against
Poluboyarinov
14 Elect Alexander Mgmt For For For
Pchelintsev
15 Elect Vadim Semenov Mgmt For Abstain Against
16 Elect Vitaly Sergeichuk Mgmt For Abstain Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rostelecom OAO
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS 778529107 12/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off of RT-Mobile Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 466294105 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Boris I. Ayuev Mgmt N/A Abstain N/A
8 Elect Maxim S. Bystrov Mgmt N/A Abstain N/A
9 Elect Victor Mgmt N/A For N/A
Danilov-Danilyan
10 Elect Evgeny V. Dod Mgmt N/A Abstain N/A
11 Elect Viktor Zimin Mgmt N/A Abstain N/A
12 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
13 Elect Denis S. Morozov Mgmt N/A Abstain N/A
14 Elect Vyacheslav V. Mgmt N/A Abstain N/A
Pivovarov
15 Elect Mikhail I. Mgmt N/A Abstain N/A
Poluboyarinov
16 Elect Vladimir M. Mgmt N/A Abstain N/A
Stolyarenko
17 Elect Christian Andreas Mgmt N/A For N/A
Berndt
18 Elect Eduard P. Volkov Mgmt N/A For N/A
19 Elect Sergey N. Ivanov Mgmt N/A For N/A
20 Elect Larisa V. Kalanda Mgmt N/A Abstain N/A
21 Elect Sergey V. Shishin Mgmt N/A Abstain N/A
22 Elect Andrey N. Shishkin Mgmt N/A Abstain N/A
23 Elect Aleksandr E. Mgmt For For For
Bogashov
24 Elect Denis R. Kant Mgmt For For For
Mandal
25 Elect Igor N. Repin Mgmt For For For
26 Elect Vladimir V. Mgmt For For For
Khvorov
27 Elect Andrey I. Yudin Mgmt For For For
28 Appointment of Auditor Mgmt For For For
29 Adoption of New Articles Mgmt For For For
30 Adoption of New Meeting Mgmt For For For
Regulations
31 Termination of Mgmt For For For
Participation in
Siberian Energy
Assocation
32 Related Party Mgmt For For For
Transactions (D&O
Insurance)
33 Addendum to Share Mgmt For For For
Pledge Agreement with
Vnesheconombank
34 Addendum to Share Mgmt For For For
Pledge Agreement with
Vnesheconombank
35 Addendum to Guarantee Mgmt For For For
Agreement with
Vnesheconombank
36 Addendum to Credit Mgmt For For For
Facility Agreement
with Sberbank of
Russia
37 Related Party Mgmt For For For
Transactions with VTB
Bank
________________________________________________________________________________
Russian Grids
Ticker Security ID: Meeting Date Meeting Status
CINS X3490A102 06/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris Ayuyev Mgmt N/A Abstain N/A
9 Elect Oleg Budarghin Mgmt N/A Abstain N/A
10 Elect Andrey Ivanov Mgmt N/A Abstain N/A
11 Elect Vyacheslav Mgmt N/A Abstain N/A
Kravchenko
12 Elect Denis Morozov Mgmt N/A Abstain N/A
13 Elect Seppo Remes Mgmt N/A For N/A
14 Elect Andrei Murov Mgmt N/A Abstain N/A
15 Elect Sergey Shmatko Mgmt N/A Abstain N/A
16 Elect Oleg Barkin Mgmt N/A Abstain N/A
17 Elect Anatoly Dyakov Mgmt N/A Abstain N/A
18 Elect Alexander Kalinin Mgmt N/A For N/A
19 Elect Sergei Mgmt N/A For N/A
Mironosetsky
20 Elect Alexei Makarov Mgmt N/A For N/A
21 Elect Andrey Shishkin Mgmt N/A Abstain N/A
22 Elect Vasily Nikonov Mgmt N/A Abstain N/A
23 Elect Stanislav Ashirov Mgmt N/A Abstain N/A
24 Elect Pavel Shatsky Mgmt N/A Abstain N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Stepan Marochkin Mgmt For For For
27 Elect Astkhik Mgmt For For For
Bashindzhagyan
28 Elect Denis Kant Mandal Mgmt For N/A N/A
29 Elect Vladimir Skobarev Mgmt For For For
30 Elect Alan Khadziev Mgmt For For For
31 Elect Vladimir Khvorov Mgmt For For For
32 Appointment of Auditor Mgmt For For For
33 Amendments to Articles Mgmt For For For
of
Association
34 Amendments to Meeting Mgmt For For For
Regulations
35 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
38 Amendments to Board of Mgmt For For For
Directors Fees
Regulations
39 Amendments to Audit Mgmt For Abstain Against
Commission Fees
Regulations
40 Related Party Mgmt For For For
Transaction (D&O
Insurance)
41 Related Party Mgmt For For For
Transaction (D&O
Insurance)
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Martin Grant Mgmt For For For
Gilman
7 Elect Valery P. Mgmt For Abstain Against
Goreglyad
8 Elect Herman O. Gref Mgmt For Abstain Against
9 Elect Evsey T. Gurvich Mgmt For Abstain Against
10 Elect Bella I. Zlatkis Mgmt For Abstain Against
11 Elect Nadezhda Y. Mgmt For Abstain Against
Ivanova
12 Elect Sergey M. Ignatyev Mgmt For Abstain Against
13 Elect Peter Kraljic Mgmt For For For
14 Elect Alexey L. Kudrin Mgmt For Abstain Against
15 Elect Georgy I. Mgmt For Abstain Against
Luntovsky
16 Elect Vladimir A. Mau Mgmt For For For
17 Elect Gennady G. Mgmt For Abstain Against
Melikyan
18 Elect Leif Pagrotsky Mgmt For For For
19 Elect Alessandro Profumo Mgmt For Abstain Against
20 Elect Sergey G. Mgmt For For For
Sinelnikov-Murylev
21 Elect Dmitry Tulin Mgmt For For For
22 Elect Nadia Wells Mgmt For For For
23 Elect Sergei A. Shvetsov Mgmt For Abstain Against
24 Elect Natalia P. Mgmt For For For
Borodina
25 Elect Vladimir M. Volkov Mgmt For For For
26 Elect Tatiana A. Mgmt For For For
Domanskaya
27 Elect Yulia Y. Mgmt For For For
Isakhanova
28 Elect Alexei Minenko Mgmt For For For
29 Elect Olga V. Polyakova Mgmt For For For
30 Elect Revina Natalia Mgmt For For For
Vladimirovna
31 Approval of New Charter Mgmt For For For
32 Approval of New Meeting Mgmt For For For
Regulations
33 Approval of New Mgmt For For For
Supervisory Board
Regulations
34 Approval of New Audit Mgmt For For For
Commission
Regulations
35 Approval of New Mgmt For For For
Management Board
Regulations
36 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 09/30/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Alexei Mordashov Mgmt N/A Abstain N/A
4 Elect Michael Noskov Mgmt N/A Abstain N/A
5 Elect Vadim Larin Mgmt N/A Abstain N/A
6 Elect Alexey Kulichenko Mgmt N/A Abstain N/A
7 Elect Lukin Andreyevich Mgmt N/A Abstain N/A
8 Elect Christopher R.N. Mgmt N/A Abstain N/A
Clark
9 Elect Rolf Wilhel Mgmt N/A For N/A
Heinrich
Stromberg
10 Elect Martin D. Angle Mgmt N/A For N/A
11 Elect Ronald M. Freeman Mgmt N/A For N/A
12 Elect Peter Kraljic Mgmt N/A For N/A
13 Interim Dividend Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Regulations on Board
Remuneration
________________________________________________________________________________
Severstal Cherepovets Metal Factory
Ticker Security ID: Meeting Date Meeting Status
CHEMK CINS 818150302 12/17/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Severstal OAO
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/11/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Mikhail V. Noskov Mgmt For Abstain Against
4 Elect Vadim Larin Mgmt For Abstain Against
5 Elect Alexey Kulichenko Mgmt For Abstain Against
6 Elect Vladimir Lukin Mgmt For Abstain Against
7 Elect Christopher Clark Mgmt For For For
8 Elect Rolf Stomberg Mgmt For For For
9 Elect Martin D. Angle Mgmt For For For
10 Elect Philip J. Dayer Mgmt For For For
11 Elect Alun Bowen Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Interim Dividend 1Q 2014 Mgmt For For For
15 Elect Roman Antonov Mgmt For For For
16 Elect Svetlana Guseva Mgmt For For For
17 Elect Nikolay V. Lavrov Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Adoption of New Charter Mgmt For Abstain Against
20 Directors' Fees Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 06/28/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Alexey Guryev Mgmt For For For
5 Elect Natalia Demeshkina Mgmt For For For
6 Elect Ekaterina Mgmt For For For
Kuznetsova
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Sergey F. Boev Mgmt For Abstain Against
9 Elect Alexander Y. Mgmt For Abstain Against
Goncharuk
10 Elect Brian Dickie Mgmt For For For
11 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
12 Elect Dmitry L. Zubov Mgmt For Abstain Against
13 Elect Robert S. Mgmt For For For
Kocharyan
14 Elect Jeannot Krecke Mgmt For For For
15 Elect Peter Mandelson Mgmt For For For
16 Elect Roger Munnings Mgmt For For For
17 Elect Marc Holtzman Mgmt For For For
18 Elect Serge Tchuruk Mgmt For For For
19 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
20 Elect David Iakobachvili Mgmt For For For
21 Appointment of Auditor Mgmt For For For
(RAS)
22 Appointment of Auditor Mgmt For For For
(US
GAAP)
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Vladimir Bogdanov Mgmt N/A Abstain N/A
7 Elect Alexander Bulanov Mgmt N/A Abstain N/A
8 Elect Ivan Dinichenko Mgmt N/A Abstain N/A
9 Elect Vladimir Erokhin Mgmt N/A Abstain N/A
10 Elect Viktor Krivosheev Mgmt N/A Abstain N/A
11 Elect Nikolay Matveev Mgmt N/A Abstain N/A
12 Elect Vladimir Raritsky Mgmt N/A Abstain N/A
13 Elect Ildus Usmanov Mgmt N/A Abstain N/A
14 Elect Alexander Fesenko Mgmt N/A Abstain N/A
15 Elect Vladimir Shashkov Mgmt N/A Abstain N/A
16 Elect Taisiya Mgmt For Against Against
Klinovskaya
17 Elect Valentina Mgmt For Against Against
Musikhina
18 Elect Tamara Oleynik Mgmt For Against Against
19 Appointment of Auditor Mgmt For Against Against
20 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 670831205 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Nail U. Maganov Mgmt For Abstain Against
7 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
8 Elect Sushovan Ghosh Mgmt For For For
9 Elect Nail G. Ibragimov Mgmt For Abstain Against
10 Elect Rais S. Khisamov Mgmt For Abstain Against
11 Elect Vladimir P. Mgmt For Abstain Against
Lavushchenko
12 Elect Renat H. Muslimov Mgmt For Abstain Against
13 Elect Renat K. Sabirov Mgmt For Abstain Against
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
16 Elect Mirgaziyan Z. Mgmt For Abstain Against
Taziev
17 Elect Azat K. Khamaev Mgmt For Abstain Against
18 Elect Maria L. Mgmt For For For
Voskresenskaya
19 Elect Rene Steiner Mgmt For For For
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Nazilya Rafisovna Mgmt For For For
Farkhutdinova
22 Elect Ranilya R. Mgmt For For For
Gizatova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Nikolai K. Lapin Mgmt For For For
25 Elect Oleg Matveev Mgmt For For For
26 Elect Liliya R. Mgmt For For For
Rakhimzyanova
27 Elect Tatiana V. Mgmt For For For
Tsyganova
28 Appointment of Auditor Mgmt For For For
29 Amendments to Charter Mgmt For Abstain Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/19/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry A. Mgmt For Abstain Against
Pumpyansky
5 Elect Alexander G. Mgmt For Abstain Against
Shiryaev
6 Elect Andrey Y. Kaplunov Mgmt For Abstain Against
7 Elect Igor B. Khmelevsky Mgmt For Abstain Against
8 Elect Mikhail Y. Alexeev Mgmt For For For
9 Elect Aleksander N. Mgmt For For For
Shokhin
10 Elect Robert M. Foresman Mgmt For For For
11 Elect Peter L. O'Brien Mgmt For For For
12 Elect Elena E. Blagova Mgmt For Abstain Against
13 Elect Oleg A. Shegolev Mgmt For For For
14 Elect Sergey T. Papin Mgmt For Abstain Against
15 Elect Anatoly B. Chubais Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Maksimenko
17 Elect Aleksandr P. Mgmt For For For
Vorobyov
18 Elect Nina V. Mgmt For For For
Posdnyakova
19 Appointment of Auditor Mgmt For For For
20 Related Party Mgmt For Abstain Against
Transactions
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 11/11/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
United Company RUSAL Plc
Ticker Security ID: Meeting Date Meeting Status
0486 CINS G9227K106 05/12/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Oleg V. Deripaska Mgmt For For For
5 Elect Vladislav A. Mgmt For For For
Soloviev
6 Elect Maxim M. Sokov Mgmt For For For
7 Elect Maksim Goldman Mgmt For For For
8 Elect Dmitry Afanasiev Mgmt For Against Against
9 Elect Matthias Warnig Mgmt For For For
10 Elect Stalbek S Mishakov Mgmt For For For
11 Elect Olga Mashkovskaya Mgmt For Against Against
12 Elect Mark Garber Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchase
Shares
________________________________________________________________________________
United Company RUSAL Plc
Ticker Security ID: Meeting Date Meeting Status
0486 CINS G9227K106 12/30/2013 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2014 Annual Cap for the Mgmt For For For
E&C
Contracts
4 2015 Annual Cap for the Mgmt For For For
E&C
Contracts
5 2016 Annual Cap for the Mgmt For For For
E&C
Contracts
6 2014 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with SUAL
Partners'
Associates
7 2015 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with SUAL
Partners'
Associates
8 2016 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with SUAL
Partners'
Associates
9 2014 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with Mr.
Deripaska's
Associates
10 2015 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with Mr.
Deripaska's
Associates
11 2016 Annual Cap for the Mgmt For For For
Aluminum Sales
Contracts with Mr.
Deripaska's
Associates
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 03/24/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry V. Konyaev Mgmt For Abstain Against
5 Elect Mazepin A. Dmitry Mgmt For Abstain Against
6 Elect Robert J. Margetts Mgmt For For For
7 Elect Osipov V. Dmitry Mgmt For Abstain Against
8 Elect Paul J. Ostling Mgmt For For For
9 Elect Razumov V. Dmitry Mgmt For Abstain Against
10 Elect Senko V. Valery Mgmt For Abstain Against
11 Elect Sosnovsky A. Mgmt For Abstain Against
Mikhail
12 Elect Gordon H. Sage Mgmt For For For
13 Elect Tatyanin V. Dmitry Mgmt For Abstain Against
14 Elect Sergey V. Chemezov Mgmt For Abstain Against
15 Elect Christophe F. Mgmt For Abstain Against
Charlier
16 Elect Jian Chen Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 04/04/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 06/09/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedure Mgmt For For For
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Audit Commission
Members'
Fees
5 Elect Natalia Zhuravleva Mgmt For Abstain Against
6 Elect Andrei Kononov Mgmt For Abstain Against
7 Elect Maria Kuzmina Mgmt For Abstain Against
8 Elect Marina Risukhina Mgmt For Abstain Against
9 Elect Irina Sharandina Mgmt For Abstain Against
10 Amendments to Charter Mgmt For For For
11 Amendments to Mgmt For For For
Regulations on the
Board of
Directors
12 Amendments to Director Mgmt For For For
Remuneration
Regulations
13 Cost of Indemnification Mgmt For For For
of
Directors/Officers
14 Indemnification of Mgmt For For For
Directors (Deeds of
Indemnity)
15 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
16 Related Party Mgmt For For For
Transaction with VNII
Galurgii
17 Related Party Mgmt For For For
Transaction with
Security Agency
Sheriff-Berezniki
18 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
19 Related Party Mgmt For For For
Transaction with
Kopeisk
Machine-Building
Plant
20 Related Party Mgmt For For For
Transaction with
Silvinit-Transport
21 Related Party Mgmt For For For
Transaction with
Security Agency
Sheriff-Berezniki
22 Related Party Mgmt For For For
Transaction with Ural
Research and Project
Institute of
Galurgia
23 Related Party Mgmt For For For
Transaction with
United Chemical
Company
"URALCHEM"
24 Related Party Mgmt For For For
Transaction with
Kirovo-Chepetsk
Chemical
Plant
25 Related Party Mgmt For For For
Transaction with
Voskresensk Mineral
Fertilizers
26 Related Party Mgmt For For For
Transaction with
Corporation
VSMPO-AVISMA
27 Related Party Mgmt For For For
Transaction with
Kopeisk
Machine-Building
Plant
28 Related Party Mgmt For For For
Transaction with
Media-Sphere,
Silvinit-Capital, and
Silvinit-Transport
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect Dmitry Konyaev Mgmt N/A Abstain N/A
31 Elect Dmitry Mazepin Mgmt N/A Abstain N/A
32 Elect Robert Margetts Mgmt N/A For N/A
33 Elect Dmitry Osipov Mgmt N/A Abstain N/A
34 Elect Paul Ostling Mgmt N/A For N/A
35 Elect Dmitry Razumov Mgmt N/A Abstain N/A
36 Elect Valery Senko Mgmt N/A Abstain N/A
37 Elect Mikhail Sosnovsky Mgmt N/A Abstain N/A
38 Elect Gordon Sage Mgmt N/A For N/A
39 Elect Dmitry Tatyanin Mgmt N/A Abstain N/A
40 Elect Sergey Chemezov Mgmt N/A Abstain N/A
41 Elect Christophe Mgmt N/A Abstain N/A
Charlier
42 Elect Jian Chen Mgmt N/A Abstain N/A
43 Appointment of Auditor Mgmt For For For
(IFRS)
44 Appointment of Auditor Mgmt For For For
(IFRS and Russian
Federal
Law)
45 Appointment of Auditor Mgmt For For For
(Russian Accounting
Standards)
46 Cost of Directors and Mgmt For For For
Officers Liability
Insurance
47 Related Party Mgmt For For For
Transactions
(Directors and
Officers Liability
Insurance)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 10/22/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transaction Mgmt For For For
(Sberbank)
2 Major Transaction (VTB Mgmt For For For
Bank)
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 11/29/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Anton B. Averin Mgmt N/A Abstain N/A
5 Elect Vladislav Mgmt N/A Abstain N/A
Baumgertner
6 Elect Victor Belyakov Mgmt N/A Abstain N/A
7 Elect Alexander S. Mgmt N/A For N/A
Voloshin
8 Elect Pavel Grachev Mgmt N/A Abstain N/A
9 Elect Anna A. Kolonchina Mgmt N/A Abstain N/A
10 Elect Oleg Petrov Mgmt N/A Abstain N/A
11 Elect Robert J. Margetts Mgmt N/A For N/A
12 Elect Paul J. Ostling Mgmt N/A For N/A
13 Elect Michael Stiskin Mgmt N/A Abstain N/A
14 Elect Gordon H. Sage Mgmt N/A For N/A
________________________________________________________________________________
Uralkaliy OAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS 91688E206 12/18/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Adoption of New Articles Mgmt For For For
3 Amendment to Terms of Mgmt For For For
Debt
Instruments
________________________________________________________________________________
VimpelCom Ltd.
Ticker Security ID: Meeting Date Meeting Status
VIP CUSIP 92719A106 09/25/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt Amended and Mgmt For For For
Restated Bylaws in
Connection with
Listing on
NASDAQ
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 04/25/2014 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect David Gould Mgmt For Against Against
10 Elect Christian Couvreux Mgmt For For For
11 Supervisory Board Fees Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Amendment to Articles Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 07/19/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Alexander Malis Mgmt For For For
3 Elect Igor Shekhterman Mgmt For Against Against
4 Supervisory Board Fees Mgmt For For For
5 Elect Vladlena Mgmt For For For
Yavorskaya as
Management Board
Member
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 09/06/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Pawel Musial Mgmt For For For
3 Supervisory Board Fees Mgmt For For For
4 RSU Grant to Mgmt For Against Against
Independent
Directors
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Herman O. Gref Mgmt For For For
5 Elect Arkady Volozh Mgmt For For For
6 Elect Alfred Fenaughty Mgmt For Against Against
7 Elect Elena Ivashentseva Mgmt For Against Against
8 Elect Rogier Rijnja Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Amendment to Articles Mgmt For For For
(Authorized
Capital)
11 Amendment to the Equity Mgmt For Against Against
Compensation
Plan
12 Appointment of Auditor Mgmt For For For
13 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
15 Authority to Repurchase Mgmt For Against Against
Shares
Fund Name : Russia Small-Cap ETF
________________________________________________________________________________
Acron
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 05/29/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Allocation of Retained Mgmt For For For
Earnings/Dividends
5 Adoption of New Articles Mgmt For For For
6 Adoption of New Mgmt For For For
Regulations on General
Meeting of
Shareholders
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Igor V. Belikov Mgmt For Abstain Against
10 Elect Vladimir V. Mgmt For Abstain Against
Gavrikov
11 Elect Egor M. Gissin Mgmt For Abstain Against
12 Elect Alexander A. Mgmt For Abstain Against
Dynkin
13 Elect Viktor A. Kochubey Mgmt For Abstain Against
14 Elect Alexander V. Popov Mgmt For Abstain Against
15 Elect Igor Repin Mgmt For For For
16 Elect Arkady I. Sverdlov Mgmt For Abstain Against
17 Elect Valery P. Shvalyuk Mgmt Abstain Abstain For
18 Directors' Fees Mgmt For For For
19 Related Party Mgmt For For For
Transactions (D&O
Insurance)
20 Election of Audit Mgmt For For For
Commission
21 Elect Irina N. Klassen Mgmt For For For
22 Elect Nadezhda A. Mgmt For For For
Preobrazhenskaya
23 Elect Tatyana I. Mgmt For For For
Strigalyova
24 Elect Tatyana V. Mgmt For For For
Khrapova
25 Future Related Party Mgmt For For For
Transactions
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 01/21/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Audit Commission's Fees Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Mikhail Alekseev Mgmt N/A Abstain N/A
11 Elect Kirill Androsov Mgmt N/A Abstain N/A
12 Elect Igor Kamenskoy Mgmt N/A For N/A
13 Elect Igor Kogan Mgmt N/A Abstain N/A
14 Elect Marlen Manasov Mgmt N/A For N/A
15 Elect Roman Pakhomov Mgmt N/A Abstain N/A
16 Elect Dmitry Peskov Mgmt N/A Abstain N/A
17 Elect Vitaly Saveliev Mgmt N/A Abstain N/A
18 Elect Dmitry Saprykin Mgmt N/A Abstain N/A
19 Elect Vasily Sidorov Mgmt N/A Abstain N/A
20 Elect Sergey Skvortsov Mgmt N/A Abstain N/A
21 Elect Alexey Fedorov Mgmt N/A Abstain N/A
22 Elect Sergey Chemezov Mgmt N/A Abstain N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect Igor Belikov Mgmt For For For
25 Elect Marina Dyemina Mgmt For For For
26 Elect Marina Mikhina Mgmt For For For
27 Elect Natalia Sligun Mgmt For For For
28 Elect Mikhail Sorokin Mgmt For N/A N/A
29 Elect Alexei Shchepin Mgmt For N/A N/A
30 Elect Margarita Yakimets Mgmt For For For
31 Appointment of Auditor Mgmt For For For
32 Amendments to Articles Mgmt For For For
33 Amendments to Meeting Mgmt For For For
Regulations
34 Amendments to Mgmt For For For
Regulations on Board
of
Directors
35 Related Party Mgmt For For For
Transactions with
Aurora Airlines
JSC
36 Related Party Mgmt For For For
Transactions with
DONAVIA
JSC
37 Related Party Mgmt For For For
Transactions with
Rossiya Airlines
JSC
38 Related Party Mgmt For For For
Transactions with
Aeromar
JSC
39 Related Party Mgmt For For For
Transactions (D&O
Insurance)
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 10/15/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 12/02/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Acquisition by Alliance Mgmt For For For
Group
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
C.A.T. Oil AG
Ticker Security ID: Meeting Date Meeting Status
O2C CINS A1291D106 06/13/2014 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CTC Media, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTCM CUSIP 12642X106 05/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tamjid Basunia Mgmt For For For
1.2 Elect Irina Gofman Mgmt For For For
1.3 Elect Timur Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 11/15/2013 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Boris Svetlichniy Mgmt For For For
6 Elect Martin Cocker Mgmt For For For
7 Elect Anton Podriadine Mgmt For For For
________________________________________________________________________________
Exillon Energy Plc
Ticker Security ID: Meeting Date Meeting Status
EXI CINS G3310L105 06/26/2014 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander Mgmt For For For
Markovstev
4 Elect Roman Kudryashov Mgmt For For For
5 Elect Natalya Shternberg Mgmt For For For
6 Elect Alexander Suchkov Mgmt For For For
7 Elect Sergey Koshelenko Mgmt For Against Against
8 Elect Pavel Chernienko Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Mgmt For For For
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Federal Grid Company of Unified Energy Systems OJSC
Ticker Security ID: Meeting Date Meeting Status
FEES CINS X2393G109 06/27/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Losses
3 Directors' Fees Mgmt For Against Against
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg M. Budargin Mgmt N/A Abstain N/A
6 Elect Maxim S. Bystrov Mgmt N/A Abstain N/A
7 Elect Andrey Demin Mgmt N/A Abstain N/A
8 Elect Boris Y. Kovalchuk Mgmt N/A Abstain N/A
9 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
10 Elect Andrey Murov Mgmt N/A Abstain N/A
11 Elect Georgy A. Nozadze Mgmt N/A Abstain N/A
12 Elect Oksana V. Mgmt N/A Abstain N/A
Shatokhina
13 Elect Sergei I. Shmatko Mgmt N/A Abstain N/A
14 Elect Nikolai G. Mgmt N/A Abstain N/A
Shulginov
15 Elect Sergey N. Mgmt N/A Abstain N/A
Mironosetsky
16 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
17 Elect Nikolai N. Mgmt For For For
Varlamov
18 Elect Anna V. Drokova Mgmt For For For
19 Elect Marina A. Lelekova Mgmt For For For
20 Elect Vladimir Y. Mgmt For For For
Skobarev
21 Elect Alan F. Khadziev Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Related Party Mgmt For For For
Transactions (D&O
Insurance)
24 Interim Dividend Mgmt For For For
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/28/2014 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Board Authorities Mgmt For Abstain Against
5 Elect Alexander Eliseev Mgmt For Abstain Against
6 Elect Michael Zampelas Mgmt For Abstain Against
7 Elect George Papaioannou Mgmt For Abstain Against
8 Elect J. Carroll Colley Mgmt For Abstain Against
9 Elect Johann Franz Mgmt For Abstain Against
Durrer
10 Elect Sergey Maltsev Mgmt For Abstain Against
11 Elect Mikhail Loganov Mgmt For Abstain Against
12 Elect Elia Nicolaou Mgmt For Abstain Against
13 Elect Konstantin Mgmt For Abstain Against
Shirokov
14 Elect Andrey Gomon Mgmt For Abstain Against
15 Elect Alexander Mgmt For Abstain Against
Storozhev
16 Elect Alexander Tarasov Mgmt For Abstain Against
17 Elect Marios Tofaros Mgmt For Abstain Against
18 Elect Sergey Tolmachev Mgmt For Abstain Against
19 Elect Melina Pyrgou Mgmt For Abstain Against
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 06/20/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For Abstain Against
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Directors'
fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Ilgiz N Valitov Mgmt For Abstain Against
8 Elect Aleksandr I. Mgmt For Abstain Against
Vakhmistrov
9 Elect Dmitry Goncharov Mgmt For Abstain Against
10 Elect Yury Kudimov Mgmt For Abstain Against
11 Elect Andrey Molchanov Mgmt For Abstain Against
12 Elect Yuri S. Osipov Mgmt For Abstain Against
13 Elect Sergey Mgmt For Abstain Against
Skaterschikov
14 Elect Elena Tumanova Mgmt For Abstain Against
15 Elect Olga M. Sheikina Mgmt For Abstain Against
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Yury I Terentiev Mgmt For For For
18 Elect Ludmila V Fradina Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Adoption of New Charter Mgmt For Abstain Against
22 Adoption of New Mgmt For Abstain Against
Regulations on Board
of
Directors
23 Adoption of New Mgmt For Abstain Against
Regulations on General
Meeting of
Shareholders
24 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/27/2014 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Colin Belshaw Mgmt For For For
4 Elect Eugene Shvidler Mgmt For For For
5 Elect Eugene Tenenbaum Mgmt For Against Against
6 Elect Terry Robinson Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 05/25/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Elena S. Mgmt For Abstain Against
Bezdenezhnih
9 Elect Andrey E. Bugrov Mgmt For Abstain Against
10 Elect Oleg M. Budargin Mgmt For Abstain Against
11 Elect Anatoly A. Mgmt For Abstain Against
Gavrilenko
12 Elect Vladimir A Mgmt For Abstain Against
Dmitriyev
13 Elect Mikhail Y. Mgmt For For For
Kobishchanov
14 Elect Boris Kovalchuk Mgmt For Abstain Against
15 Elect Vyacheslav M. Mgmt For Abstain Against
Kravchenko
16 Elect Alexander Lokshin Mgmt For Abstain Against
17 Elect Andrey E. Murov Mgmt For Abstain Against
18 Elect Aleksey V. Nuzhdov Mgmt For Abstain Against
19 Elect Nikolay D. Rogalev Mgmt For Abstain Against
20 Elect Ronald Pollett Mgmt For For For
21 Elect Kirill G. Seleznev Mgmt For Abstain Against
22 Elect Igor I. Sechin Mgmt For Abstain Against
23 Elect Denis V. Fedorov Mgmt For Abstain Against
24 Elect Aleksandr V. Chmel Mgmt For For For
25 Elect Dmitry E. Shugayev Mgmt For Abstain Against
26 Elect Izumrud A. Mgmt For For For
Alimuradova
27 Elect Svetlana P. Ray Mgmt For For For
28 Elect Ekaterina V. Mgmt For For For
Kheimits
29 Elect Dmitry L. Shishkin Mgmt For For For
30 Elect Yury A. Scherbakov Mgmt For For For
31 Appointment of Auditor Mgmt For For For
32 Amendments to Articles Mgmt For For For
33 Amendments to Meeting Mgmt For For For
Regulations
34 Amendments to Audit Mgmt For For For
Commission
Regulations
35 Approval of Mgmt For For For
Determination of Share
Characteristics
36 Authority to Reduce Mgmt For For For
Share
Capital
37 Reverse Stock Split Mgmt For For For
38 Cost of Indemnification Mgmt For For For
of
Directors/Officers
39 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 05/14/2014 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Yury Makarov Mgmt For For For
6 Elect Simon Murray Mgmt For Against Against
7 Elect Jonathan Eric Mgmt For For For
Martin
Smith
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/30/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Neil England Mgmt For For For
4 Elect Linda Jensen Mgmt For For For
5 Elect Neil Jones Mgmt For For For
6 Elect Stephen Puckett Mgmt For For For
7 Elect Marco Sodi Mgmt For For For
8 Elect Edward Strachan Mgmt For For For
9 Elect Russell Taylor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Directors' Remuneration Mgmt For For For
Report
(Policy)
13 Directors' Remuneration Mgmt For For For
Report
(Implementation)
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Mgmt For For For
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 2014 Performance Share Mgmt For For For
Plan and Key
Contractors'
Plan
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 02/26/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of CEO Mgmt For For For
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 03/31/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Distribution of Mgmt For For For
Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Victor F. Mgmt For Abstain Against
Rashnikov
7 Elect Ruben A. Mgmt For For For
Aganbegyan
8 Elect Vitaliy V. Mgmt For Abstain Against
Bakhmetyev
9 Elect Kirill Y Levin Mgmt For For For
10 Elect Nikolai V. Lyadov Mgmt For Abstain Against
11 Elect Valery Y. Mgmt For For For
Martzinovich
12 Elect Olga V. Rashnikova Mgmt For Abstain Against
13 Elect Zumrud K. Mgmt For For For
Rustamova
14 Elect Peter Charow Mgmt For For For
15 Elect Pavel V. Shilyaev Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Maslennikov
17 Elect Oksana V. Dyuldina Mgmt For For For
18 Elect Galina A. Akimova Mgmt For For For
19 Elect Andrey Fokin Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 03/05/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel Ojsc
Ticker Security ID: Meeting Date Meeting Status
MTL CUSIP 583840103 06/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4.1 Elect Arthur Johnson Mgmt For Withhold Against
4.2 Elect Vladimir Gusev Mgmt For For For
4.3 Elect Igor Zyuzin Mgmt For Withhold Against
4.4 Elect Igor Kozhukhovksy Mgmt For Withhold Against
4.5 Elect Yuriy Malyshev Mgmt For For For
4.6 Elect Oleg Korzhov Mgmt For Withhold Against
4.7 Elect Alexey Ivanushkin Mgmt For Withhold Against
4.8 Elect Vladimir Korovkin Mgmt For For For
4.9 Elect Viktor Trigubco Mgmt For Withhold Against
5 Elect Denis Shamne Mgmt For For For
6 Elect Natalia Zykova Mgmt For For For
7 Elect Andrei Stepanov Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Adoption of New Charter Mgmt For Abstain Against
10 Adoption of New Meeting Mgmt For Abstain Against
Regulations
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 06/04/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Dmitry V. Bakatin Mgmt N/A For N/A
8 Elect Andrey Y. Berezin Mgmt N/A Abstain N/A
9 Elect Pyotr P. Biryukov Mgmt N/A Abstain N/A
10 Elect Anatoli A. Mgmt N/A Abstain N/A
Gavrilenko
11 Elect Valery A. Golubev Mgmt N/A Abstain N/A
12 Elect Yuri E. Dolin Mgmt N/A Abstain N/A
13 Elect Aleksandr P. Mgmt N/A Abstain N/A
Dushko
14 Elect Karen V. Mgmt N/A Abstain N/A
Karapetyan
15 Elect Irina Y. Korobkina Mgmt N/A Abstain N/A
16 Elect Pavel A. Livinsky Mgmt N/A Abstain N/A
17 Elect Ilnar I. Mgmt N/A Abstain N/A
Mirsiyapov
18 Elect Elena V. Mgmt N/A Abstain N/A
Mikhailova
19 Elect Vladimir I. Mgmt N/A Abstain N/A
Pogrebenko
20 Elect Aleksandr V. Rogov Mgmt N/A Abstain N/A
21 Elect Andrei V. Ryumin Mgmt N/A Abstain N/A
22 Elect Kirill G. Seleznev Mgmt N/A Abstain N/A
23 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
24 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
25 Elect Vitaly G. Yakovlev Mgmt N/A Abstain N/A
26 Elect Natalya A. Mgmt N/A For N/A
Andreeva
27 Elect Dmitri A. Archipov Mgmt N/A For N/A
28 Elect Mikhail I. Mgmt N/A For N/A
Balabanov
29 Elect Andrei V. Belobrov Mgmt N/A For N/A
30 Elect Evgeniy N. Mgmt N/A For N/A
Zemlyanoy
31 Elect Anatoly A. Kotlyar Mgmt N/A For N/A
32 Elect Yury A. Linovitsky Mgmt N/A For N/A
33 Appointment of Auditor Mgmt For For For
34 Directors' Fees Mgmt For Against Against
35 Adoption of New Articles Mgmt For For For
36 Amendments to Meeting Mgmt For For For
Regulations
37 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mosenergo OAO
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 10/21/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(GPB)
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 06/11/2014 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 10/28/2013 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Election of Directors Mgmt For Against Against
________________________________________________________________________________
OGK-2 JSC (Second Generation Company of Wholesale Electricity
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/06/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Denis N. Bashuk Mgmt N/A Abstain N/A
6 Elect Sergei V. Ezhov Mgmt N/A Abstain N/A
7 Elect Yury E. Dolin Mgmt N/A Abstain N/A
8 Elect Alexander S. Mgmt N/A Abstain N/A
Ivannikov
9 Elect Karen V. Mgmt N/A Abstain N/A
Karapetyan
10 Elect Irina Y. Korobkina Mgmt N/A Abstain N/A
11 Elect Denis V. Kulikov Mgmt N/A For N/A
12 Elect Evgeny N. Mgmt N/A Abstain N/A
Zemlyanov
13 Elect Ilnar I. Mgmt N/A Abstain N/A
Mirsiyapov
14 Elect Aleksandr V. Rogov Mgmt N/A Abstain N/A
15 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
16 Elect Sergey S. Fil Mgmt N/A Abstain N/A
17 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A
18 Elect Yulia N. Mgmt For For For
Antonovskaya
19 Elect Nikolay N. Mgmt For For For
Gerasimets
20 Elect Svetlana A. Mgmt For For For
Dashcheshchak
21 Elect Yury A. Linovitsky Mgmt For For For
22 Elect Alexander M. Mgmt For For For
Yuzifovich
23 Appointment of Auditor Mgmt For For For
24 Adoption of New Charter Mgmt For Abstain Against
25 Amendments to Mgmt For Abstain Against
Regulations on General
Meeting
Procedures
26 Amendments to Mgmt For Abstain Against
Regulations on Audit
Commission
27 Amendments to Mgmt For Abstain Against
Regulations on
Management
Board
28 Directors' Fees Mgmt For Against Against
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/17/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Dmitry Chekashkin Mgmt For For For
7 Elect Peter Hambro Mgmt For For For
8 Elect Sergey Ermolenko Mgmt For For For
9 Elect Andrey Maruta Mgmt For For For
10 Elect Graham Birch Mgmt For For For
11 Elect Sir Malcom Field Mgmt For For For
12 Elect Lord Guthrie Mgmt For For For
13 Elect David Humphreys Mgmt For For For
14 Elect Sir Roderic Lyne Mgmt For For For
15 Elect Charles McVeigh Mgmt For For For
III
16 Elect Alfiya Mgmt For For For
Samokhvalova
17 Elect Martin Smith Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 11/14/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Berelekh Mgmt For For For
________________________________________________________________________________
Pharmstandard OJSC
Ticker Security ID: Meeting Date Meeting Status
PHST CINS 717140206 08/17/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Bever Mgmt For Abstain Against
Pharmaceutical Pte
Ltd
________________________________________________________________________________
Pharmstandard OJSC
Ticker Security ID: Meeting Date Meeting Status
PHST CINS 717140206 09/27/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Reorganization Mgmt For Abstain Against
via
Spin-Off
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Ageev
SN)
5 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Bahturin
IA)
6 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Kalinina
SV)
7 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Mednikova
OB)
8 Elect Directors of Mgmt For Abstain Against
Spin-off Company via
Cumulative Voting
(Reshetnikov
SI)
9 Elect General Director Mgmt For Abstain Against
(CEO) of Spin-off
Company
________________________________________________________________________________
PIK Group
Ticker Security ID: Meeting Date Meeting Status
PIK CINS 69338N206 02/05/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interested Party Mgmt For Abstain Against
Transactions
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Interested Party Mgmt For Abstain Against
Transactions
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Interested Party Mgmt For Abstain Against
Transactions
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PIK Group
Ticker Security ID: Meeting Date Meeting Status
PIK CINS 69338N206 03/11/2014 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Pavel A. Poselonov Mgmt N/A Abstain N/A
4 Elect Zinovina A. Marina Mgmt N/A Abstain N/A
5 Elect Dmitry Kanushkin Mgmt N/A Abstain N/A
6 Elect Ilya Stepanishchev Mgmt N/A Abstain N/A
7 Elect Marina V. Grenberg Mgmt N/A Abstain N/A
8 Elect Alexei A. Blanin Mgmt N/A Abstain N/A
9 Elect Zumrud K. Mgmt N/A For N/A
Rustamova
10 Elect Jean Pierre Mgmt N/A For N/A
Saltiel
11 Elect Dmitriy A. Mgmt N/A Abstain N/A
Pleskonos
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PIK Group.
Ticker Security ID: Meeting Date Meeting Status
CINS 69338N206 06/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitriy A. Mgmt N/A Abstain N/A
Pleskonos
5 Elect Pavel A. Poselonov Mgmt N/A Abstain N/A
6 Elect Marina A. Zinovina Mgmt N/A Abstain N/A
7 Elect Dmitry Kanushkin Mgmt N/A Abstain N/A
8 Elect Ilya Stepanishchev Mgmt N/A Abstain N/A
9 Elect Marina V. Grenberg Mgmt N/A Abstain N/A
10 Elect Alexei A. Blanin Mgmt N/A For N/A
11 Elect Zumrud K. Mgmt N/A For N/A
Rustamova
12 Elect Jean Pierre Mgmt N/A For N/A
Saltiel
13 Elect Alexander V. Mgmt N/A Abstain N/A
Gubarev
14 Elect Kirill V. Pisarev Mgmt N/A Abstain N/A
15 Directors' Fees Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Ludmilla P. Mgmt For For For
Monetova
21 Elect Elena A. Ivanova Mgmt For For For
22 Elect Anna S. Antonova Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Indemnification of Mgmt For For For
Directors/Officers
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Adoption of New Charter Mgmt For Abstain Against
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/02/2014 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Dividends Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Andrey Romanenko Mgmt For Abstain Against
8 Elect Igor Mikhaylov Mgmt For Abstain Against
9 Elect Andrei Muravyev Mgmt For Abstain Against
10 Elect Matthew Hammond Mgmt For Abstain Against
11 Elect Boris Kim Mgmt For Abstain Against
12 Elect Andrey Shemetov Mgmt For Abstain Against
13 Elect Sergey Solonin Mgmt For Abstain Against
14 Elect Alexey Rasskazov Mgmt For Abstain Against
15 Elect Nilesh Lakhani Mgmt For For For
16 Elect Denis Yarotskiy Mgmt For Abstain Against
17 Elect Dickson Chu Mgmt For Abstain Against
18 Elect Osama Bedier Mgmt For Abstain Against
19 Elect Ron Khalifa Mgmt For Abstain Against
20 Elect Sergey Vibornov Mgmt For Abstain Against
21 Elect Marcus Rhodes Mgmt For For For
22 Elect Dmitry Pleskonos Mgmt For For For
23 Elect Alexey Savatygin Mgmt For Abstain Against
24 Approval of Directors' Mgmt For For For
Remuneration
25 Approval of Directors' Mgmt For For For
Remuneration
26 Amendments to the Mgmt For Abstain Against
Articles of
Association
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/21/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Election of Audit Mgmt For For For
Commission
Member
4 Appointment of Auditor Mgmt For For For
5 Adoption of New Articles Mgmt For Abstain Against
6 Adoption of New Mgmt For Abstain Against
Supervisory Board
Regulations
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gennady Kozovoy Mgmt For Abstain Against
9 Elect Ilya Lifshits Mgmt For Abstain Against
10 Elect Sergey Stepanov Mgmt For Abstain Against
11 Elect Jeffrey R. Mgmt For For For
Townsend
12 Elect John Terry Mgmt For For For
Robinson
13 Elect Alexander Frolov Mgmt For Abstain Against
14 Elect Eric Stoyle Mgmt For For For
________________________________________________________________________________
Raspadskaya Oao
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/23/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Chairman's Fees Mgmt For Abstain Against
2 Adoption of New Articles Mgmt For Abstain Against
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 05/20/2014 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Combined Bonus and Long Mgmt For Against Against
Term Incentive
Scheme
5 Elect Richard W. Jewson Mgmt For For For
6 Elect Anton Bilton Mgmt For Against Against
7 Elect Glyn Vincent Mgmt For For For
Hirsch
8 Elect Mark Sinclair Mgmt For For For
9 Elect Colin Smith Mgmt For For For
10 Elect Christopher Mgmt For For For
Sherwell
11 Elect Stephen Coe Mgmt For For For
12 Elect David Moore Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Ordinary
Shares
17 Authority to Repurchase Mgmt For For For
Preference
Shares
18 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Tender
Offer
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 12/23/2013 Voted
Meeting Type Country of Trade
Ordinary Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Conversion of
Preference
Shares)
2 Conversion of Mgmt For For For
Preference
Shares
3 Related Party Mgmt For For For
Transactions (Invesco
- Conversion of
Preference
Shares)
4 Related Party Mgmt For For For
Transactions (Bilton -
Conversion of
Preference
Shares)
5 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(Invesco - Conversion
of Preference
Shares)
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
________________________________________________________________________________
Russian Grids
Ticker Security ID: Meeting Date Meeting Status
CINS X3490A102 06/30/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris Ayuyev Mgmt N/A Abstain N/A
9 Elect Oleg Budarghin Mgmt N/A Abstain N/A
10 Elect Andrey Ivanov Mgmt N/A Abstain N/A
11 Elect Vyacheslav Mgmt N/A Abstain N/A
Kravchenko
12 Elect Denis Morozov Mgmt N/A Abstain N/A
13 Elect Seppo Remes Mgmt N/A For N/A
14 Elect Andrei Murov Mgmt N/A Abstain N/A
15 Elect Sergey Shmatko Mgmt N/A Abstain N/A
16 Elect Oleg Barkin Mgmt N/A Abstain N/A
17 Elect Anatoly Dyakov Mgmt N/A Abstain N/A
18 Elect Alexander Kalinin Mgmt N/A For N/A
19 Elect Sergei Mgmt N/A For N/A
Mironosetsky
20 Elect Alexei Makarov Mgmt N/A For N/A
21 Elect Andrey Shishkin Mgmt N/A Abstain N/A
22 Elect Vasily Nikonov Mgmt N/A Abstain N/A
23 Elect Stanislav Ashirov Mgmt N/A Abstain N/A
24 Elect Pavel Shatsky Mgmt N/A Abstain N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Stepan Marochkin Mgmt For For For
27 Elect Astkhik Mgmt For For For
Bashindzhagyan
28 Elect Denis Kant Mandal Mgmt For N/A N/A
29 Elect Vladimir Skobarev Mgmt For For For
30 Elect Alan Khadziev Mgmt For For For
31 Elect Vladimir Khvorov Mgmt For For For
32 Appointment of Auditor Mgmt For For For
33 Amendments to Articles Mgmt For For For
of
Association
34 Amendments to Meeting Mgmt For For For
Regulations
35 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
38 Amendments to Board of Mgmt For For For
Directors Fees
Regulations
39 Amendments to Audit Mgmt For Abstain Against
Commission Fees
Regulations
40 Related Party Mgmt For For For
Transaction (D&O
Insurance)
41 Related Party Mgmt For For For
Transaction (D&O
Insurance)
________________________________________________________________________________
TCS Group Holding
Ticker Security ID: Meeting Date Meeting Status
TCS CINS 87238U203 06/06/2014 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairperson
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Martin Cocker Mgmt For For For
5 Elect Philippe Delpal Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Employee Share
Schemes)
8 Authority to Repurchase Mgmt For For For
Shares
9 General Authority to Mgmt For Abstain Against
Amend the Employee
Share Option
Scheme
10 Ratification of Mgmt For Abstain Against
Issuance of Shares
(Employee Share Option
Scheme)
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/19/2014 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Dmitry A. Mgmt For Abstain Against
Pumpyansky
5 Elect Alexander G. Mgmt For Abstain Against
Shiryaev
6 Elect Andrey Y. Kaplunov Mgmt For Abstain Against
7 Elect Igor B. Khmelevsky Mgmt For Abstain Against
8 Elect Mikhail Y. Alexeev Mgmt For For For
9 Elect Aleksander N. Mgmt For For For
Shokhin
10 Elect Robert M. Foresman Mgmt For For For
11 Elect Peter L. O'Brien Mgmt For For For
12 Elect Elena E. Blagova Mgmt For Abstain Against
13 Elect Oleg A. Shegolev Mgmt For For For
14 Elect Sergey T. Papin Mgmt For Abstain Against
15 Elect Anatoly B. Chubais Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Maksimenko
17 Elect Aleksandr P. Mgmt For For For
Vorobyov
18 Elect Nina V. Mgmt For For For
Posdnyakova
19 Appointment of Auditor Mgmt For For For
20 Related Party Mgmt For Abstain Against
Transactions
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 11/11/2013 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
________________________________________________________________________________
Vostok Nafta Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS G9391A132 05/14/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Board Size; Number of Mgmt For For For
Auditors
14 Directors' and Mgmt For Against Against
Auditors'
Fees
15 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
16 Nomination Committee Mgmt For For For
17 Remuneration Guidelines Mgmt For Against Against
18 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Name
Change
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vostok Nafta Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS G9391A132 10/17/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Size Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Election of Directors Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Semiconductor ETF
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L. Claflin Mgmt For For For
2 Elect W. Michael Barnes Mgmt For For For
3 Elect John E. Caldwell Mgmt For For For
4 Elect Henry WK Chow Mgmt For For For
5 Elect Nora M. Denzel Mgmt For For For
6 Elect Nicholas M. Mgmt For For For
Donofrio
7 Elect Martin L. Edelman Mgmt For For For
8 Elect John R. Harding Mgmt For For For
9 Elect Michael J. Inglis Mgmt For For For
10 Elect Rory P. Read Mgmt For For For
11 Elect Ahmed Yahia Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Mgmt For Against Against
Equity Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 07/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L. Claflin Mgmt For For For
2 Elect W. Michael Barnes Mgmt For For For
3 Elect John E. Caldwell Mgmt For For For
4 Elect Henry WK Chow Mgmt For For For
5 Elect Nicholas M. Mgmt For Against Against
Donofrio
6 Elect H. Paulett Mgmt For Against Against
Eberhart
7 Elect Martin L. Edelman Mgmt For For For
8 Elect John R. Harding Mgmt For For For
9 Elect Rory P. Read Mgmt For For For
10 Elect Ahmed Yahia Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2004 Mgmt For Against Against
Equity Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Daane Mgmt For For For
2 Elect T. Michael Nevens Mgmt For For For
3 Elect A. Blaine Bowman Mgmt For For For
4 Elect Elisha W. Finney Mgmt For For For
5 Elect Kevin McGarity Mgmt For For For
6 Elect Krish A. Prabhu Mgmt For For For
7 Elect Shane V. Robison Mgmt For For For
8 Elect John Shoemaker Mgmt For For For
9 Elect Thomas H. Waechter Mgmt For For For
10 Amendment to the the Mgmt For For For
2005 Equity Incentive
Plan
11 Amendment to the 1987 Mgmt For For For
Employee Stock
Purchase
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect Richard M. Beyer Mgmt For For For
4 Elect James A. Champy Mgmt For For For
5 Elect John C. Hodgson Mgmt For For For
6 Elect Yves-Andre Istel Mgmt For For For
7 Elect Neil S. Novich Mgmt For For For
8 Elect F. Grant Saviers Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aart J. de Geus Mgmt For For For
2 Elect Gary E. Dickerson Mgmt For For For
3 Elect Stephen R. Forrest Mgmt For For For
4 Elect Thomas J. Iannotti Mgmt For For For
5 Elect Susan M. James Mgmt For For For
6 Elect Alexander A. Mgmt For For For
Karsner
7 Elect Gerhard H. Parker Mgmt For For For
8 Elect Dennis D. Powell Mgmt For For For
9 Elect Willem P. Mgmt For For For
Roelandts
10 Elect James E. Rogers Mgmt For For For
11 Elect Michael R. Mgmt For For For
Splinter
12 Elect Robert H. Swan Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 06/23/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Stuart Chambers Mgmt For For For
6 Elect Simon Segars Mgmt For For For
7 Elect Andy Green Mgmt For For For
8 Elect Larry Hirst Mgmt For For For
9 Elect Mike Muller Mgmt For For For
10 Elect Kathleen O'Donovan Mgmt For For For
11 Elect Janice Roberts Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Increase in Directors' Mgmt For For For
Fee
Cap
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendment to Mgmt For For For
Remuneration
Policy
6 Performance Share Plan Mgmt For For For
Grant
7 Authority to Issue Mgmt For For For
Shares under Employee
Incentive
Plans
8 Elect Fritz W. Frohlich Mgmt For For For
9 Elect J.M.C. Stork Mgmt For For For
10 Supervisory Board Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares for
Mergers/Acquisitions
15 Authority to Suppress Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Repurchase Mgmt For For For
Additional
Shares
18 Authority to Cancel Mgmt For For For
Shares
________________________________________________________________________________
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David M. Sugishita Mgmt For For For
4 Elect Papken Der Mgmt For For For
Torossian
5 Elect Jack L. Saltich Mgmt For For For
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 04/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect John T. Dickson Mgmt For For For
3 Elect James V. Diller, Mgmt For For For
Sr.
4 Elect Lewis C. Mgmt For For For
Eggebrecht
5 Elect Bruno Guilmart Mgmt For For For
6 Elect Kenneth Y. Hao Mgmt For For For
7 Elect Justine Lien Mgmt For For For
8 Elect Donald Macleod Mgmt For For For
9 Elect Peter J. Marks Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Executive Cash and Mgmt For Against Against
Equity Incentive Award
Plan
16 Approve CEO Severance Mgmt For For For
Benefit
Agreement
________________________________________________________________________________
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Finocchio,
Jr.
1.2 Elect Nancy H. Handel Mgmt For For For
1.3 Elect Eddy W. Mgmt For For For
Hartenstein
1.4 Elect Maria Klawe Mgmt For For For
1.5 Elect John E. Major Mgmt For For For
1.6 Elect Scott A. McGregor Mgmt For For For
1.7 Elect William T. Morrow Mgmt For For For
1.8 Elect Henry Samueli Mgmt For For For
1.9 Elect Robert E. Switz Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cree Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Swoboda Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Franco Plastina Mgmt For For For
1.5 Elect Alan J. Ruud Mgmt For For For
1.6 Elect Robert L. Tillman Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
2 2013 Long-Term Mgmt For For For
Incentive Compensation
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect James D. Plummer Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Elect David B. Yoffie Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward W. Barnholt Mgmt For For For
1.2 Elect Emiko Higashi Mgmt For For For
1.3 Elect Stephen P. Kaufman Mgmt For For For
1.4 Elect Richard P. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Equity Mgmt For For For
Incentive
Plan
5 Approval of the Mgmt For For For
Material Terms under
the Performance Bonus
Plan
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Anstice Mgmt For For For
1.2 Elect Eric K. Brandt Mgmt For For For
1.3 Elect Michael R. Cannon Mgmt For For For
1.4 Elect Youssef A. Mgmt For For For
El-Mansy
1.5 Elect Christine A. Mgmt For For For
Heckart
1.6 Elect Grant M. Inman Mgmt For For For
1.7 Elect Catherine P. Lego Mgmt For For For
1.8 Elect Stephen G. Mgmt For For For
Newberry
1.9 Elect Krishna Saraswat Mgmt For For For
1.10 Elect William R. Spivey Mgmt For For For
1.11 Elect Abhijit Y. Mgmt For For For
Talwalkar
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Mgmt For For For
Swanson,
Jr.
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur C. Agnos Mgmt For For For
1.4 Elect John J. Gordon Mgmt For For For
1.5 Elect David S. Lee Mgmt For Withhold Against
1.6 Elect Richard M. Moley Mgmt For For For
1.7 Elect Thomas S. Volpe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Mgmt For For For
Hagopian
1.3 Elect James R. Bergman Mgmt For Withhold Against
1.4 Elect Joseph R. Bronson Mgmt For For For
1.5 Elect Robert E. Grady Mgmt For For For
1.6 Elect William D. Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steve Sanghi Mgmt For For For
1.2 Elect Matthew W. Chapman Mgmt For For For
1.3 Elect L. B. Day Mgmt For Withhold Against
1.4 Elect Albert J. Mgmt For For For
Hugo-Martinez
1.5 Elect Wade F. Meyercord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Lawrence N. Mondry Mgmt For For For
8 Elect Robert E. Switz Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
10 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect James C. Gaither Mgmt For For For
4 Elect Jen-Hsun Huang Mgmt For For For
5 Elect Dawn Hudson Mgmt For For For
6 Elect Harvey C. Jones Mgmt For For For
7 Elect William J. Miller Mgmt For Against Against
8 Elect Mark L. Perry Mgmt For For For
9 Elect A. Brooke Seawell Mgmt For For For
10 Elect Mark A. Stevens Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
14 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Clemmer Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth Goldman Mgmt For Against Against
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For For For
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Julie Southern Mgmt For For For
12 Elect Rick Lih-Shyng Mgmt For For For
Tsai
13 Authority to Repurchase Mgmt For For For
Shares
14 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ONNN CUSIP 682189105 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith D. Jackson Mgmt For For For
2 Elect Bernard L. Han Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Amendment to Allow Mgmt For For For
Action by Written
Consent
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. McLachlan Mgmt For For For
2 Elect David J. Aldrich Mgmt For For For
3 Elect Kevin L. Beebe Mgmt For For For
4 Elect Timothy R. Furey Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Bradley Mgmt For For For
2 Elect Daniel W. Mgmt For For For
Christman
3 Elect Edwin J. Gillis Mgmt For For For
4 Elect Timothy E. Guertin Mgmt For For For
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Paul J. Tufano Mgmt For For For
7 Elect Roy A. Vallee Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Ronald Kirk Mgmt For For For
6 Elect Pamela H. Patsley Mgmt For For For
7 Elect Robert E. Sanchez Mgmt For For For
8 Elect Wayne R. Sanders Mgmt For For For
9 Elect Ruth J. Simmons Mgmt For For For
10 Elect Richard K. Mgmt For For For
Templeton
11 Elect Christine Todd Mgmt For For For
Whitman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approve the 2014 Stock Mgmt For For For
Purchase
Plan
15 Approve Performance Mgmt For For For
Criteria of the 2009
Long-Term Incentive
Plan
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip T. Gianos Mgmt For For For
2 Elect Moshe N. Gavrielov Mgmt For For For
3 Elect John L. Doyle Mgmt For For For
4 Elect William G. Mgmt For For For
Howard,
Jr.
5 Elect J. Michael Mgmt For For For
Patterson
6 Elect Albert A. Pimentel Mgmt For For For
7 Elect Marshall C. Mgmt For For For
Turner,
Jr.
8 Elect Elizabeth W. Mgmt For For For
Vanderslice
9 Amendment to the 1990 Mgmt For For For
Employee Qualified
Stock Purchase
Plan
10 First Amendment to the Mgmt For For For
2007 Equity Incentive
Plan
11 Second Amendment to the Mgmt For For For
2007 Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Fund Name : Solar Energy ETF
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Richard P. Beck Mgmt For Withhold Against
1.3 Elect Garry W. Rogerson Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Terry Hudgens Mgmt For For For
1.6 Elect Thomas M. Rohrs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Short Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Singyes Solar Technologies Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0750 CINS G2161E111 05/28/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIE Wen Mgmt For For For
6 Elect LI Huizhong Mgmt For For For
7 Elect CHENG Jinshu Mgmt For For For
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Danen Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
3686 CINS Y19781106 06/18/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Loss Disposition Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
11 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
12 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
13 Amendments to Mgmt For For For
Procedural Rules:
Endorsements/Guarantees
14 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
15 Elect CHENG Yu Mgmt For For For
16 Elect TSAI Wen-Ching Mgmt For For For
17 Elect LIN Huo-Yuan Mgmt For For For
18 Elect CHAO I-Lung Mgmt For For For
19 Election of Supervisors Mgmt N/A Abstain N/A
20 Non-compete Mgmt For Against Against
Restrictions for
Directors
21 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
E-Ton Solar Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
3452 CINS Y2347F107 06/18/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Loss Disposition Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
10 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
11 Elect HSU Shin-Chun Mgmt For For For
12 Elect YANG Hsin-Hua Mgmt For For For
13 Elect YU Chin-Pao Mgmt For For For
14 Elect WEN Ching-Chang Mgmt For For For
15 Elect CHENG Hsien-Ho as Mgmt For Against Against
Supervisor
16 Elect YEH Li-Cheng as Mgmt For For For
Supervisor
17 Elect LAI Ming-Chang Mgmt For For For
18 Elect TSAI Yang-Tsung Mgmt For For For
19 Elect WU Ying-Chih Mgmt For For For
20 Non-compete Mgmt For Against Against
Restrictions for
Directors
21 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Ahearn Mgmt For For For
1.2 Elect Sharon L. Allen Mgmt For For For
1.3 Elect Richard D. Chapman Mgmt For For For
1.4 Elect George A. Hambro Mgmt For For For
1.5 Elect James A. Hughes Mgmt For For For
1.6 Elect Craig Kennedy Mgmt For For For
1.7 Elect James F. Nolan Mgmt For For For
1.8 Elect William J. Post Mgmt For For For
1.9 Elect J. Thomas Presby Mgmt For For For
1.10 Elect Paul H. Stebbins Mgmt For Withhold Against
1.11 Elect Michael T. Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/23/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Gong Shan Mgmt For Against Against
5 Elect JI Jun Mgmt For For For
6 Elect SUN Wei Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gigasolar Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
3691 CINS Y270AA108 06/06/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
9 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
10 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
Gintech Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
3514 CINS Y270A0100 06/17/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Loss Disposition Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
12 Private Placement Mgmt For Against Against
13 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
14 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
15 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
Goldpoly New Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G4101X100 01/08/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Company Name Mgmt For For For
________________________________________________________________________________
Green Energy Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
3519 CINS Y28869108 06/27/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Loss Disposition Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
11 Non-compete Mgmt For Against Against
Restrictions for
Directors
12 EXTRAORDINARY MOTIONS Mgmt Abstain Against Against
________________________________________________________________________________
GT Advanced Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GTAT CUSIP 36191U106 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Michal Mgmt For For For
Conaway
1.2 Elect Kathleen A. Cote Mgmt For For For
1.3 Elect Ernest L. Godshalk Mgmt For For For
1.4 Elect Thomas Gutierrez Mgmt For For For
1.5 Elect Matthew E. Mgmt For For For
Massengill
1.6 Elect Robert E. Switz Mgmt For For For
1.7 Elect Noel G. Watson Mgmt For For For
1.8 Elect Thomas Wroe, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hanergy Solar Group Limited
Ticker Security ID: Meeting Date Meeting Status
CINS G4288G102 12/31/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2011 Supplemental Sales Mgmt For For For
Contract
4 2010 Supplemental Sales Mgmt For For For
Contract
5 2011 Supplemental Mgmt For For For
Subscription
Agreement
6 2010 Supplemental Mgmt For For For
Subscription
Agreement
7 Supplemental Incentive Mgmt For For For
Agreement
________________________________________________________________________________
Hanergy Solar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288G102 01/21/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Global Solar Agreement Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanergy Solar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288G102 05/15/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Frank Mingfang DAI Mgmt For Against Against
5 Elect LI Guangmin Mgmt For For For
6 Elect WANG Tongbo Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Share Premium Mgmt For For For
Cancellation
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanergy Solar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288G102 11/11/2013 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Maturity Mgmt For For For
Period
________________________________________________________________________________
JA Solar
Ticker Security ID: Meeting Date Meeting Status
JASO CUSIP 466090206 06/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Erying Jia Mgmt For Against Against
3 Elect Yong Liu Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Jusung Engineering Company
Ticker Security ID: Meeting Date Meeting Status
036930 CINS Y4478R108 03/14/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Elect KO Dae Hong Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Fees Mgmt For Against Against
________________________________________________________________________________
LDK Solar Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
LDK CUSIP 50183L107 07/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Xiaofeng Peng Mgmt For Against Against
3 Elect LIU Zhibin Mgmt For Against Against
4 Elect LIU Xuezhi Mgmt For Against Against
5 Elect LIANG Junwu Mgmt For For For
6 2013 Stock Incentive Mgmt For For For
Plan
7 Issuance of Warrants Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Motech Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
6244 CINS Y61397108 06/26/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Dividends Mgmt For For For
from Capital
Reserve
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
10 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
11 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
12 Non-Compete Mgmt For For For
Restrictions for
Directors
13 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
Neo Solar Power Corp.
Ticker Security ID: Meeting Date Meeting Status
3576 CINS Y6247H105 06/11/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Employee Restricted Mgmt For For For
Stock
Plan
12 Amendment to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
14 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nexlolon Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
110570 CINS Y6338Q105 03/31/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Power-One, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWER CUSIP 73930R102 07/23/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 05/12/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman; Voting
List
6 Agenda Mgmt For TNA N/A
7 Directors' Fees; Mgmt For TNA N/A
Nomination Committee
Fees
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profit/Dividends
10 Compensation Guidelines Mgmt For TNA N/A
11 Long Term Incentive Plan Mgmt For TNA N/A
12 Authority to Issue Mgmt For TNA N/A
Shares for Mergers and
Acquisitions
13 Authority to Issue Mgmt For TNA N/A
Shares for Mandatory
Share Offers or Share
Consolidations
14 Authority to Issue Mgmt For TNA N/A
Shares for Financial
Flexibility
15 Authority to Repurchase Mgmt For TNA N/A
Shares for Stock
Option
Plans
16 Authority to Repurchase Mgmt For TNA N/A
Shares for
Cancellation
17 Election of Directors Mgmt For TNA N/A
18 Election of Nomination Mgmt For TNA N/A
Committee
19 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 11/29/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
REC Solar ASA
Ticker Security ID: Meeting Date Meeting Status
RECSOL CINS R7S689105 03/31/2014 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Compliance with Rules Mgmt For TNA N/A
of Convocation;
Agenda
7 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
8 Authority to Issue Mgmt For TNA N/A
Shares Regarding
Consolidation of
Shares
9 Authority to Issue Mgmt For TNA N/A
Shares Regarding
Financial
Flexibility
10 Authority to Repurchase Mgmt For TNA N/A
Shares
11 Authority to Repurchase Mgmt For TNA N/A
Shares Pursuant to
Option
Program
12 Authority to Repurchase Mgmt For TNA N/A
Shares
13 Election of Directors Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
15 Directors' and Mgmt For TNA N/A
Nomination Committee
Fees
16 Compensation to leading Mgmt For TNA N/A
Employees
17 Long Term Incentive Mgmt For TNA N/A
Program
________________________________________________________________________________
REC Solar ASA
Ticker Security ID: Meeting Date Meeting Status
RECSOL CINS R7S689105 11/29/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman;
Minutes
6 Agenda Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
________________________________________________________________________________
ReneSola Ltd.
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 75971T103 08/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For Against Against
Capital
2 Amendments to Mgmt For Against Against
Memorandum of
Association
3 Accounts and Reports Mgmt For For For
4 Elect TAN Wee Seng Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 09/04/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman and
Individuals to
Check
Minutes
6 Notice of Meeting and Mgmt For TNA N/A
Agenda
7 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
________________________________________________________________________________
Renewable Energy Corporation ASA
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7199U100 09/23/2013 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chairman
6 Agenda Mgmt For TNA N/A
7 Spin-Off of REC Solar Mgmt For TNA N/A
ASA
8 Change in Company Name Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Shunfeng Photovoltaic International Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G81170105 04/07/2014 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Shunfeng Photovoltaic International Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G81170105 06/18/2014 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Specific Mandate to Mgmt For For For
Issue Shares w/o
Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Shunfeng Photovoltaic International Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G81170105 06/27/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Xiangfu Mgmt For For For
5 Elect SHI Jianmin Mgmt For For For
6 Elect WANG Yu Mgmt For For For
7 Elect LU Bin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Change in Company Name Mgmt For For For
________________________________________________________________________________
Sino-American Silicon Products Inc.
Ticker Security ID: Meeting Date Meeting Status
5483 CINS Y8022X107 06/26/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Allocation of Dividends Mgmt For For For
from Capital
Reserve
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
12 Establishment of Mgmt For For For
Procedural Rules:
Election of
Directors
13 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
14 Elect LU Ming-Kung Mgmt For For For
15 Elect YAO Tan-Liang Mgmt For Against Against
16 Elect HSU Hsiu-Lan Mgmt For For For
17 Elect LIU Kang-Hsin Mgmt For For For
18 Elect CHANG Chin-Lung Mgmt For Against Against
19 Elect TSAI Wen-Huei Mgmt For For For
20 Elect HSU Kuei-Chang Mgmt For For For
21 Elect FANG Hau Mgmt For For For
22 Elect SUN Tie-Chih Mgmt For For For
23 Elect Ted Szpitalak Mgmt For For For
24 Elect Representative of Mgmt For Abstain Against
Kun Chang Investment
Co.,
Ltd.
25 Elect CHEN Ting-Ko Mgmt For For For
26 Elect LIN Shin-Hsien Mgmt For For For
27 Elect Angela HUANG Mgmt For For For
28 Non-compete Mgmt For Against Against
Restrictions for
Directors
29 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/27/2014 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Ratify Jurgen Dolle Mgmt For TNA N/A
7 Ratify Roland Grebe Mgmt For TNA N/A
8 Ratify Lydia Sommer Mgmt For TNA N/A
9 Ratify Pierre-Pascal Mgmt For TNA N/A
Urbon
10 Ratify Marko Werner Mgmt For TNA N/A
11 Ratify Gunther Cramer Mgmt For TNA N/A
12 Ratify Oliver Dietzel Mgmt For TNA N/A
13 Ratify Peter Drews Mgmt For TNA N/A
14 Ratify Erik Ehrentraut Mgmt For TNA N/A
15 Ratify Gunther Hackl Mgmt For TNA N/A
16 Ratify Johannes Hade Mgmt For TNA N/A
17 Ratify Winfried Hoffmann Mgmt For TNA N/A
18 Ratify Werner Kleinkauf Mgmt For TNA N/A
19 Ratify Ullrich Mebmer Mgmt For TNA N/A
20 Ratify Alexander Naujoks Mgmt For TNA N/A
21 Ratify Joachim Schlosser Mgmt For TNA N/A
22 Ratify Reiner Wettlaufer Mgmt For TNA N/A
23 Ratify Mirko Zeidler Mgmt For TNA N/A
24 Appointment of Auditor Mgmt For TNA N/A
25 Remuneration Report Mgmt For TNA N/A
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio J. Gracias Mgmt For For For
2 Elect Nancy E. Pfund Mgmt For Against Against
3 Elect Peter J. Rive Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Solartech Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
3561 CINS Y806AL105 06/26/2014 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Loss Disposition Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
10 Elect LIU Kangxin Mgmt For Against Against
11 Elect ZHANG Jinlong Mgmt For For For
12 Elect Representative of Mgmt For Abstain Against
China Development
Venture Capital Co.,
Ltd.
13 Elect Representative of Mgmt For Abstain Against
Qun Ming Investments
Limited
14 Elect Representative of Mgmt For Abstain Against
Ji Sheng Industrial
Co.,
Ltd.
15 Elect ZHANG Meiyuan Mgmt For For For
16 Elect WEI Hongzheng Mgmt For For For
17 Elect LU Mingguang Mgmt For Against Against
18 Elect YAO Dangliang Mgmt For Against Against
19 Elect LAI Wulang Mgmt For For For
20 Elect HUANG Mingfu Mgmt For For For
21 Elect CHEN Qingjun as Mgmt For Against Against
Supervisor
22 Elect Representative of Mgmt For Abstain Against
Nobuyasu Investment
Co., Ltd. as
Supervisor
23 Elect WU Mengfang as Mgmt For For For
Supervisor
24 Non-compete Mgmt For Against Against
Restrictions for
Directors
25 EXTRAORDINARY MOTIONS Mgmt N/A Against N/A
________________________________________________________________________________
SolarWorld AG
Ticker Security ID: Meeting Date Meeting Status
SWV CINS D7045Y103 08/07/2013 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Restructuring Mgmt For TNA N/A
6 Increase in Authorized Mgmt For TNA N/A
Capital
7 Authority to Reduce Mgmt For TNA N/A
Authorized Share
Capital
8 Elect Georg Gansen Mgmt For TNA N/A
9 Elect Claus Recktenwald Mgmt For TNA N/A
10 Elect Marc M. Bamberger Mgmt For TNA N/A
11 Supervisory Board Size Mgmt For TNA N/A
________________________________________________________________________________
SunEdison, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUNE CUSIP 86732Y109 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Blackmore Mgmt For Against Against
2 Elect Ahmad R. Chatila Mgmt For For For
3 Elect Marshall C. Mgmt For For For
Turner,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Award Exchange Program Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Conversion of Debt Mgmt For For For
Instruments
9 Right to Call a Special Mgmt For For For
Meeting
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. McDaniel Mgmt For For For
1.2 Elect Humbert de Wendel Mgmt For For For
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the Annual Mgmt For For For
Executive Bonus
Plan
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 07/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernard Clement Mgmt For For For
1.2 Elect Denis Giorno Mgmt For For For
1.3 Elect Catherine Lesjak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trina Solar Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Qian Zhao Mgmt For For For
2 Elect YEUNG Kwok On Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 06/06/2014 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Mgmt For For For
Changzhou Dinghui New
Energy
Company
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 06/27/2014 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LU Zhenwei Mgmt For For For
5 Elect YANG Baiqian Mgmt For Against Against
6 Elect QIU Ping Maggie Mgmt For For For
7 Elect WU Zhenmian Mgmt For For For
8 Elect Samuel CHING Kwok Mgmt For Against Against
Ho
9 Elect MA Kwong Wing Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woongjin Energy Corp
Ticker Security ID: Meeting Date Meeting Status
103130 CINS Y9692L100 03/21/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 06/06/2014 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Yin Yee Mgmt For For For
6 Elect TUNG Ching Sai Mgmt For For For
7 Elect LEE Yau Ching Mgmt For For For
8 Elect LI Man Yin Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Adoption of the Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Yingli Green Energy Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
YGE CUSIP 98584B103 11/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zongwei Li Mgmt For Against Against
2 Elect Junmin Liu Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Fund Name : Steel ETF
________________________________________________________________________________
A.M. Castle & Co.
Ticker Security ID: Meeting Date Meeting Status
CAS CUSIP 148411101 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrence J. Mgmt For Withhold Against
Keating
1.2 Elect James D. Kelly Mgmt For Withhold Against
1.3 Elect John McCartney Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Abdoo Mgmt For For For
2 Elect John S. Brinzo Mgmt For For For
3 Elect Dennis C. Cuneo Mgmt For For For
4 Elect Mark G. Essig Mgmt For For For
5 Elect William K. Gerber Mgmt For For For
6 Elect Robert H. Jenkins Mgmt For For For
7 Elect Ralph S. Michael Mgmt For For For
III
8 Elect Shirley D. Mgmt For For For
Peterson
9 Elect James A. Thomson Mgmt For For For
10 Elect James L. Wainscott Mgmt For For For
11 Elect Vicente Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Company's Stock
Incentive
Plan
15 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Diggs Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect Louis J. Thomas Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Lakshmi N. Mittal Mgmt For For For
7 Elect Lewis B. Kaden Mgmt For For For
8 Elect Antoine Spillmann Mgmt For For For
9 Elect Bruno Lafont Mgmt For For For
10 Elect Michel Wurth Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect I. Martin Inglis Mgmt For For For
1.2 Elect Peter N. Stephans Mgmt For For For
1.3 Elect Kathryn C. Turner Mgmt For For For
1.4 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Guido Mgmt For For For
1.2 Elect Sarah E. Raiss Mgmt For For For
1.3 Elect J. David Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian J. Lipke Mgmt For For For
2 Elect William P. Mgmt For For For
Montague
3 Elect Arthur A. Russ, Mgmt For For For
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For Withhold Against
1.4 Elect G. Thomas McKane Mgmt For Withhold Against
1.5 Elect Diane B. Owen Mgmt For For For
1.6 Elect William H. Rackoff Mgmt For Withhold Against
1.7 Elect Suzanne B. Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 03/05/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840103 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mechel Ojsc
Ticker Security ID: Meeting Date Meeting Status
MTL CUSIP 583840103 06/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4.1 Elect Arthur Johnson Mgmt For Withhold Against
4.2 Elect Vladimir Gusev Mgmt For For For
4.3 Elect Igor Zyuzin Mgmt For Withhold Against
4.4 Elect Igor Kozhukhovksy Mgmt For Withhold Against
4.5 Elect Yuriy Malyshev Mgmt For For For
4.6 Elect Oleg Korzhov Mgmt For Withhold Against
4.7 Elect Alexey Ivanushkin Mgmt For Withhold Against
4.8 Elect Vladimir Korovkin Mgmt For For For
4.9 Elect Viktor Trigubco Mgmt For Withhold Against
5 Elect Denis Shamne Mgmt For For For
6 Elect Natalia Zykova Mgmt For For For
7 Elect Andrei Stepanov Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Adoption of New Charter Mgmt For Abstain Against
10 Adoption of New Meeting Mgmt For Abstain Against
Regulations
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Harvey B. Gantt Mgmt For For For
1.4 Elect Gregory J. Hayes Mgmt For For For
1.5 Elect Victoria F. Haynes Mgmt For For For
1.6 Elect Bernard L. Kasriel Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Kearney
1.8 Elect Raymond J. Mgmt For For For
Milchovich
1.9 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Omnibus Incentive Mgmt For For For
Compensation
Plan
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Wolfort Mgmt For For For
1.2 Elect Ralph M. Della Mgmt For For For
Ratta
1.3 Elect Howard L. Mgmt For Withhold Against
Goldstein
1.4 Elect Dirk A. Kempthorne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect KIM Il Sub Mgmt For For For
3 Elect SEON Woo Young Mgmt For For For
4 Elect AHN Dong Hyun Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Members: KIM
Il
Sub
6 Election of Audit Mgmt For For For
Committee Members:
SEON Woo
Young
7 Elect KWON Oh Joon Mgmt For For For
8 Elect KIM Jin Il Mgmt For For For
9 Elect LEE Young Hoon Mgmt For For For
10 Elect YOON Dong Joon Mgmt For For For
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding -
UK)
3 Remuneration Report Mgmt For For For
(Advisory -
UK)
4 Remuneration Report Mgmt For For For
(Advisory -
AUS)
5 Approve Termination Mgmt For For For
Payments
6 Elect Anne Lauvergeon Mgmt For For For
7 Elect Simon R. Thompson Mgmt For For For
8 Elect Robert E. Brown Mgmt For For For
9 Elect Jan du Plessis Mgmt For For For
10 Elect Michael Mgmt For For For
Fitzpatrick
11 Elect Ann Godbehere Mgmt For For For
12 Elect Richard R. Mgmt For For For
Goodmanson
13 Elect Lord John Kerr of Mgmt For For For
Kinlochard
14 Elect Chris J. Lynch Mgmt For For For
15 Elect Paul M. Tellier Mgmt For For For
16 Elect John S. Varley Mgmt For For For
17 Elect Samuel M.C. Walsh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
24 Scrip Dividend Mgmt For For For
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For Withhold Against
1.2 Elect Judith A. Johansen Mgmt For Withhold Against
1.3 Elect Tamara L. Lundgren Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Stock Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Teets, Mgmt For For For
Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Bradley S. Seaman Mgmt For For For
1.11 Elect Gabriel L. Shaheen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Employee Stock Mgmt For For For
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Darnall Mgmt For Withhold Against
1.2 Elect James E. Sweetnam Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Company Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Electronic Mgmt For For For
Communications
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip R. Cox Mgmt For For For
1.2 Elect Diane C. Creel Mgmt For For For
1.3 Elect Richard G. Kyle Mgmt For For For
1.4 Elect John A. Luke, Jr. Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Mapes
1.6 Elect Joseph W. Ralston Mgmt For For For
1.7 Elect John P. Reilly Mgmt For For For
1.8 Elect Frank C. Sullivan Mgmt For For For
1.9 Elect John M. Timken, Mgmt For For For
Jr.
1.10 Elect Ward J. Timken, Mgmt For For For
Jr.
1.11 Elect Jacqueline F. Mgmt For For For
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Gephardt
2 Elect Murry S. Gerber Mgmt For For For
3 Elect Glenda G. McNeal Mgmt For For For
4 Elect Patricia A. Tracey Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
8 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/17/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Alternate Mgmt For Against Against
Directors
4 Election of Supervisory Mgmt N/A Abstain N/A
Council Member(s)
Representative of
Minority/Preferred
Shareholders
5 Remuneration Policy Mgmt For Against Against
6 Authority to Cancel Mgmt For For For
Treasury
Shares
7 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
8 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Anderson Mgmt For For For
2 Elect John P. McConnell Mgmt For For For
3 Elect Mary Schiavo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the Mgmt For For For
Material Terms of the
Performance Goals
under the 1997
Long-Term Incentive
Plan
6 Amendment to the 1997 Mgmt For For For
Long-Term Incentive
Plan
7 Approval of Performance Mgmt For For For
Criteria Under the
Annual Incentive
Plan
8 Ratification of Auditor Mgmt For For For
Fund Name : Unconventional Oil & Gas ETF
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Charles W. Mgmt For For For
Goodyear
7 Elect John R. Gordon Mgmt For For For
8 Elect Eric D. Mullins Mgmt For For For
9 Elect R. A. Walker Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
13 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 05/21/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Rady Mgmt For For For
1.2 Elect Glen C. Warren, Mgmt For For For
Jr.
1.3 Elect James R. Levy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/14/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John P. Dielwart Mgmt For For For
3 Elect Fred J. Dyment Mgmt Against Against For
4 Elect Timothy J. Hearn Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect William G. Sembo Mgmt For For For
10 Elect Myron M Stadnyk Mgmt For For For
11 Elect Mac H. Van Mgmt For For For
Wielingen
12 Appointment of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aurora Oil & Gas Limited
Ticker Security ID: Meeting Date Meeting Status
AUT CINS Q0698D100 05/21/2014 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Aurora Oil & Gas Limited
Ticker Security ID: Meeting Date Meeting Status
AUT CINS Q0698D100 10/16/2013 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Grant (NED John Mgmt For Against Against
Atkins)
________________________________________________________________________________
Baytex Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
BTE CUSIP 07317Q105 05/15/2014 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James L. Bowzer Mgmt For For For
2.2 Elect John A. Brussa Mgmt For Withhold Against
2.3 Elect Raymond T. Chan Mgmt For For For
2.4 Elect Edward Chwyl Mgmt For For For
2.5 Elect Naveen Dargan Mgmt For For For
2.6 Elect Ruston E.T. Goepel Mgmt For For For
2.7 Elect Gregory K. Melchin Mgmt For For For
2.8 Elect Mary Ellen Peters Mgmt For For For
2.9 Elect Dale O. Shwed Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Berry Petroleum Company
Ticker Security ID: Meeting Date Meeting Status
BRY CUSIP 085789105 12/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Birchcliff Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIR CINS 090697103 05/15/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Against Against
3 Elect Kenneth N. Cullen Mgmt For For For
4 Elect Larry A. Shaw Mgmt For Against Against
5 Elect Werner A. Siemens Mgmt For For For
6 Elect A. Jeffery Tonken Mgmt For For For
7 Stock Option Plan Mgmt For For For
Renewal
8 Amendments to Mgmt For For For
Performance
Warrants
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
BreitBurn Energy Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
BBEP CUSIP 106776107 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall H. Mgmt For For For
Breitenbach
1.2 Elect David B. Mgmt For For For
Kilpatrick
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan O. Dinges Mgmt For For For
2 Elect James R. Gibbs Mgmt For For For
3 Elect Robert L. Keiser Mgmt For For For
4 Elect W. Matt Ralls Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
8 2014 Incentive Plan Mgmt For Against Against
9 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph S. Mgmt For For For
Cunningham
1.2 Elect Patrick D. Daniel Mgmt For For For
1.3 Elect Ian W. Delaney Mgmt For For For
1.4 Elect Brian C. Ferguson Mgmt For For For
1.5 Elect Michael A. Grandin Mgmt For For For
1.6 Elect Valerie A.A. Mgmt For For For
Nielsen
1.7 Elect Charles M. Mgmt For For For
Rampacek
1.8 Elect Colin Taylor Mgmt For For For
1.9 Elect Wayne G. Thomson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent J. Mgmt For For For
Intrieri
2 Elect Robert D. Lawler Mgmt For For For
3 Elect John J. Lipinski Mgmt For For For
4 Elect Frederic M. Poses Mgmt For For For
5 Elect Archie W. Dunham Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Louis A. Raspino Mgmt For For For
8 Elect Merrill A. Mgmt For For For
Miller,
Jr.
9 Elect Thomas L. Ryan Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Change in Board Size Mgmt For For For
12 Proxy Access Mgmt For For For
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2014 Long Term Mgmt For For For
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Hentschel Mgmt For For For
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect L. Paul Teague Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2014 Equity Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy A. Leach Mgmt For For For
1.2 Elect William H. Easter Mgmt For For For
III
1.3 Elect John P. Surma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Boren Mgmt For For For
1.2 Elect William B. Berry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CINS 22576C101 05/09/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rene Amirault Mgmt For For For
4 Elect Peter Bannister Mgmt For For For
5 Elect Kenney F. Cugnet Mgmt For For For
6 Elect D. Hugh Gillard Mgmt For For For
7 Elect Robert F. Mgmt For For For
Heinemann
8 Elect Gerald A. Romanzin Mgmt For For For
9 Elect Scott Saxberg Mgmt For For For
10 Elect Gregory G. Mgmt For Against Against
Turnbull
11 Amendment to Restricted Mgmt For For For
Share Bonus
Plan
12 Amendments to Articles Mgmt For For For
to implement a share
dividend
program
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wieland F. Mgmt For For For
Wettstein
1.2 Elect Michael L. Beatty Mgmt For For For
1.3 Elect Michael B. Decker Mgmt For For For
1.4 Elect John P. Dielwart Mgmt For For For
1.5 Elect Ronald G. Greene Mgmt For For For
1.6 Elect Gregory L. Mgmt For For For
McMichael
1.7 Elect Kevin O. Meyers Mgmt For For For
1.8 Elect Phil Rykhoek Mgmt For For For
1.9 Elect Randy Stein Mgmt For For For
1.10 Elect Laura A. Sugg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Baumann Mgmt For For For
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Robert H. Henry Mgmt For Withhold Against
1.4 Elect John A. Hill Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect J. Larry Nichols Mgmt For For For
1.8 Elect Duane C. Radtke Mgmt For For For
1.9 Elect Mary P. Mgmt For For For
Ricciardello
1.10 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
5 Shareholder Proposal ShrHldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Lobbying Activities
Related to Energy
Policy and Climate
Change
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Michael P. Cross Mgmt For For For
1.3 Elect Travis D. Stice Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 2014 Executive Annual Mgmt For For For
Incentive Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Nimocks Mgmt For For For
1.5 Elect Jane L. Peverett Mgmt For For For
1.6 Elect Brian G. Shaw Mgmt For For For
1.7 Elect Douglas J. Suttles Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth W. Dewey Mgmt For For For
1.2 Elect M. James Gorrie Mgmt For For For
1.3 Elect James T. McManus, Mgmt For For For
II
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Barr Mgmt For For For
1.2 Elect Michael R. Culbert Mgmt For For For
1.3 Elect Edwin V. Dodge Mgmt For For For
1.4 Elect Ian C. Dundas Mgmt For For For
1.5 Elect Hilary A. Foulkes Mgmt For For For
1.6 Elect James B. Fraser Mgmt For For For
1.7 ROBERT B. HODGINS Mgmt For Withhold Against
1.8 Elect Susan M. MacKenzie Mgmt For For For
1.9 Elect Douglas R. Martin Mgmt For For For
1.10 Elect Donald J. Nelson Mgmt For For For
1.11 Elect Elliott Pew Mgmt For For For
1.12 GLEN D. ROANE Mgmt For Withhold Against
1.13 Elect Sheldon B. Steeves Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Share Award Incentive Mgmt For For For
Plan
4 Amendment to By-Laws Mgmt For For For
5 Advisory vote on Mgmt For Against Against
executive
compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect Mark G. Papa Mgmt For For For
5 Elect H. Leighton Mgmt For For For
Steward
6 Elect Donald F. Textor Mgmt For For For
7 Elect William R. Thomas Mgmt For For For
8 Elect Frank G. Wisner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Reduction
Targets
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/30/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret K. Dorman Mgmt For For For
2 Elect David L. Porges Mgmt For For For
3 Elect James E. Rohr Mgmt For For For
4 Elect David S. Shapira Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
7 Approval of the Mgmt For For For
Performance Goals of
the 2014 Long-Term
Incentive Plan for
Purposes of IRC
Section
162(m)
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exco Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
XCO CUSIP 269279402 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey D. Mgmt For For For
Benjamin
1.2 Elect B. James Ford Mgmt For For For
1.3 Elect Samuel A. Mitchell Mgmt For For For
1.4 Elect T. Boone Pickens Mgmt For For For
1.5 Elect Wilbur L. Ross, Mgmt For Withhold Against
Jr.
1.6 Elect Jeffrey S. Serota Mgmt For For For
1.7 Elect Robert L. Mgmt For For For
Stillwell
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Lee Mgmt For Withhold Against
1.2 Elect Patrick R. Mgmt For Withhold Against
McDonald
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/12/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Donald Dillingham Mgmt For For For
3 Elect Craig Groeschel Mgmt For For For
4 Elect David L. Houston Mgmt For For For
5 Elect Michael S. Reddin Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Approve 2014 Executive Mgmt For For For
Annual Incentive
Compensation
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 07/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence J. Checki Mgmt For For For
2 Elect Edith E. Holiday Mgmt For For For
3 Elect John H. Mullin, Mgmt For For For
III
4 Elect James H. Quigley Mgmt For For For
5 Elect Robert N. Wilson Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Elimination of 80% Mgmt For For For
Supermajority
Requirement
9 Elimination of Mgmt For For For
Two-Thirds
Supermajority
Requirement
10 Eliminate Provisions Mgmt For For For
Concerning Certain
Convertible
Stock
11 Shareholder Proposal ShrHldr Against Against For
Regarding Carbon Asset
Risk
Report
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 05/07/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K. Li Mgmt For Against Against
3 Elect Canning K.N. Fok Mgmt For Against Against
4 Elect Stephen E. Bradley Mgmt For For For
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Colin Stevens Mgmt For Against Against
Russel
14 Elect Wayne E. Shaw Mgmt For For For
15 Elect William Shurniak Mgmt For For For
16 Elect Frank J. Sixt Mgmt For Against Against
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kodiak Oil & Gas Corp.
Ticker Security ID: Meeting Date Meeting Status
KOG CUSIP 50015Q100 06/19/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynn A. Peterson Mgmt For For For
2 Elect James E. Catlin Mgmt For Against Against
3 Elect Rodney D. Knutson Mgmt For For For
4 Elect Herrick K. Mgmt For For For
Lidstone,
Jr.
5 Elect William J. Krysiak Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lightstream Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LTS CINS 53227K101 05/14/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian S. Brown Mgmt For Against Against
3 Elect E. Craig Lothian Mgmt For For For
4 Elect Corey C. Ruttan Mgmt For For For
5 Elect W. Brett Wilson Mgmt For For For
6 Elect Martin Hislop Mgmt For For For
7 Elect Kenneth R. Mgmt For For For
McKinnon
8 Elect Dan Themig Mgmt For For For
9 Elect John D. Wright Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to By-Laws Mgmt For For For
Regarding
Quorum
12 Adoption of Advance Mgmt For For For
Notice
Policy
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linn Energy, LLC
Ticker Security ID: Meeting Date Meeting Status
LINE CUSIP 536020100 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Ellis Mgmt For For For
1.2 Elect David D. Dunlap Mgmt For Withhold Against
1.3 Elect Stephen J. Hadden Mgmt For For For
1.4 Elect Michael C. Linn Mgmt For For For
1.5 Elect Joseph P. McCoy Mgmt For For For
1.6 Elect Jeffrey C. Mgmt For Withhold Against
Swoveland
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Linn Energy, LLC
Ticker Security ID: Meeting Date Meeting Status
LINE CUSIP 536020100 12/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George A. Alcorn Mgmt For Withhold Against
1.2 Elect David D. Dunlap Mgmt For Withhold Against
1.3 Elect Mark E. Ellis Mgmt For For For
1.4 Elect Michael C. Linn Mgmt For For For
1.5 Elect Joseph P. McCoy Mgmt For Withhold Against
1.6 Elect Jeffrey C. Mgmt For Withhold Against
Swoveland
2 Ratification of Auditor Mgmt For For For
3 Merger, Contribution Mgmt For For For
and Issuance of Linn
Units
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
MEG Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
MEG CINS 552704108 05/01/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William J. Mgmt For For For
McCaffrey
3 Elect David J. Wizinsky Mgmt For For For
4 Elect David B. Krieger Mgmt For For For
5 Elect Peter R. Kagan Mgmt For For For
6 Elect Boyd Anderson Mgmt For For For
7 Elect James D. McFarland Mgmt For For For
8 Elect Harvey Doerr Mgmt For For For
9 Robert B. Hodgins Mgmt For Against Against
10 Elect Jeffrey J. McCaig Mgmt For For For
11 Renewal of Shareholder Mgmt For For For
Rights
Plan
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald W. Jibson Mgmt For For For
1.2 Elect Jeffrey W. Shaw Mgmt For For For
1.3 Elect Ronald J. Tanski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect John R. Kemp III Mgmt For For For
4 Elect Steven Nance Mgmt For For For
5 Elect Howard H. Newman Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect John W. Schank Mgmt For For For
9 Elect Charles E. Shultz Mgmt For For For
10 Elect Richard K. Mgmt For For For
Stoneburner
11 Elect J. Terry Strange Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOG CUSIP 665531109 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Reger Mgmt For For For
1.2 Elect Robert Grabb Mgmt For For For
1.3 Elect Delos Cy Jamison Mgmt For For For
1.4 Elect Jack E. King Mgmt For For For
1.5 Elect Lisa Bromiley Mgmt For For For
1.6 Elect Richard Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 05/01/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Collins, Jr. Mgmt For Withhold Against
1.2 Elect Douglas E. Mgmt For For For
Swanson,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Long Term Incentive
Plan
4 Amendment to the 2010 Mgmt For For For
Annual Incentive
Compensation
Plan
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/02/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Edward P. Mgmt For For For
Djerejian
6 Elect John E. Feick Mgmt For For For
7 Elect Margaret M. Foran Mgmt For For For
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Waive Director Age Mgmt For For For
Restriction Policy for
Edward P.
Djerejian
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amend Certificate to Mgmt For For For
Permit Action by
Written
Consent
15 Amend Bylaws to Mgmt For For For
Separate Chairman and
CEO
Roles
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Membership in Lobbying
Organizations
19 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
20 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions and Flaring
Reporting and
Reduction
Targets
________________________________________________________________________________
Pengrowth Energy Trust
Ticker Security ID: Meeting Date Meeting Status
PGF CUSIP 70706P104 06/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Derek W. Evans Mgmt For For For
2.2 Elect John B. Zaozirny Mgmt For For For
2.3 Elect Wayne Foo Mgmt For For For
2.4 Elect Kelvin B. Johnston Mgmt For For For
2.5 Elect James D. McFarland Mgmt For For For
2.6 Elect Michael S. Parrett Mgmt For For For
2.7 Elect A. Terence Poole Mgmt For For For
2.8 Elect Barry D. Stewart Mgmt For For For
2.9 Elect D. Michael G. Mgmt For For For
Stewart
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Penn West Petroleum Ltd.
Ticker Security ID: Meeting Date Meeting Status
PWT CUSIP 707887105 06/04/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect James E. Allard Mgmt For For For
2.2 Elect George H. Brookman Mgmt For For For
2.3 Elect John Brydson Mgmt For For For
2.4 Elect Jill Denham Mgmt For For For
2.5 Elect Richard L. George Mgmt For For For
2.6 Elect David E. Roberts, Mgmt For For For
Jr.
2.7 Elect James C. Smith Mgmt For For For
2.8 Elect Jay W. Thornton Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 05/27/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Donald Gray Mgmt For For For
4 Elect Michael MacBean Mgmt For For For
5 Elect Brian Davis Mgmt For For For
6 Elect Darren Gee Mgmt For For For
7 Elect Gregory S. Mgmt For Against Against
Fletcher
8 Elect Stephen J. Chetner Mgmt For Against Against
9 Elect Scott Robinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Stacy P. Methvin Mgmt For For For
3 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
4 Elect Frank A. Risch Mgmt For For For
5 Elect Edison C. Buchanan Mgmt For For For
6 Elect Larry R. Grillot Mgmt For For For
7 Elect J. Kenneth Mgmt For For For
Thompson
8 Elect Jim A. Watson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Reapproval of Material Mgmt For For For
Terms of the 2006
Long-Term Incentive
Plan
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Mgmt For For For
Heinemann
1.2 Elect Robert E. McKee Mgmt For For For
III
1.3 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr For For For
Requesting the Repeal
of the Classified
Board
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony V. Dub Mgmt For For For
2 Elect V. Richard Eales Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Jonathan S. Linker Mgmt For For For
6 Elect Mary Ralph Lowe Mgmt For For For
7 Elect Kevin S. McCarthy Mgmt For For For
8 Elect John H. Pinkerton Mgmt For For For
9 Elect Jeffrey L. Ventura Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Rosetta Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROSE CUSIP 777779307 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James E. Craddock Mgmt For For For
2 Elect Matthew D. Mgmt For For For
Fitzgerald
3 Elect Philip L. Mgmt For For For
Frederickson
4 Elect Carin S. Knickel Mgmt For For For
5 Elect Holli C. Ladhani Mgmt For For For
6 Elect Donald D. Mgmt For For For
Patteson,
Jr.
7 Elect Jerry R. Schuyler Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Best Mgmt For For For
2 Elect Larry W. Bickle Mgmt For For For
3 Elect Stephen R. Brand Mgmt For For For
4 Elect William J. Mgmt For For For
Gardiner
5 Elect Loren M. Leiker Mgmt For For For
6 Elect Julio M. Quintana Mgmt For For For
7 Elect John M. Seidl Mgmt For For For
8 Elect William D. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Vello A. Kuuskraa Mgmt For For For
5 Elect Kenneth R. Mourton Mgmt For For For
6 Elect Steven L. Mueller Mgmt For For For
7 Elect Elliott Pew Mgmt For For For
8 Elect Alan H. Stevens Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
12 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reporting
and Reduction
Targets
________________________________________________________________________________
Talisman Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM CUSIP 87425E103 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christiane Mgmt For For For
Bergevin
1.2 Elect Donald J. Carty Mgmt For For For
1.3 Elect Jonathan Mgmt For For For
Christodoro
1.4 Elect Thomas W. Ebbern Mgmt For For For
1.5 Elect Harold N. Kvisle Mgmt For For For
1.6 Elect Brian M. Levitt Mgmt For For For
1.7 Elect Samuel J. Mgmt For For For
Merksamer
1.8 Elect Lisa A. Stewart Mgmt For For For
1.9 Elect Henry W. Sykes Mgmt For For For
1.10 Elect Peter W. Tomsett Mgmt For For For
1.11 Elect Michael T. Waites Mgmt For For For
1.12 Elect Charles R. Mgmt For For For
Williamson
1.13 Elect Charles M. Mgmt For For For
Winograd
2 Appointment of Auditor Mgmt For For For
3 Advance Notice Policy Mgmt For For For
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/04/2014 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect William D. Mgmt For For For
Armstrong
5 Elect Lee A. Baker Mgmt For For For
6 Elect Robert W. Blakely Mgmt For For For
7 Elect John W. Elick Mgmt For For For
8 Elect Kevin J. Keenan Mgmt For For For
9 Elect Phillip A. Mgmt For For For
Lamoreaux
10 Elect Andrew B. Mgmt For For For
MacDonald
11 Elect Clayton H. Riddell Mgmt For Against Against
12 Elect Brian G. Robinson Mgmt For Against Against
13 Elect Robert N. Mgmt For For For
Yurkovich
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Share Option Plan Mgmt For For For
Renewal
16 Amendment to the Share Mgmt For For For
Option
Plan
17 Share Option Grants Mgmt For For For
________________________________________________________________________________
Ultra Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
UPL CUSIP 903914109 05/20/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael D. Watford Mgmt For For For
2 Elect W. Charles Helton Mgmt For For For
3 Elect Stephen J. Mgmt For For For
McDaniel
4 Elect Roger A. Brown Mgmt For For For
5 Elect Michael J. Keeffe Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 2015 Stock Incentive Mgmt For Against Against
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Vanguard Natural Resources, LLC
Ticker Security ID: Meeting Date Meeting Status
VNR CUSIP 92205F106 06/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Richard Mgmt For Withhold Against
Anderson
1.2 Elect Bruce W. Mgmt For For For
McCullough
1.3 Elect Richard A. Robert Mgmt For Withhold Against
1.4 Elect Loren Singletary Mgmt For For For
1.5 Elect Scott W. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Sherwin Artus Mgmt For For For
1.2 Elect Philip E. Doty Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WPX Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Bender Mgmt For For For
2 Elect Robert K. Herdman Mgmt For For For
3 Elect George A. Lorch Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
7 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
Fund Name : Uranium + Nuclear Energy ETF
________________________________________________________________________________
Alpha Minerals Inc
Ticker Security ID: Meeting Date Meeting Status
AMW CINS 02077G108 07/23/2013 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Benjamin Ainsworth Mgmt For Against Against
5 Elect James E. Yates Mgmt For Against Against
6 Elect Warren Stanyer Mgmt For For For
7 Elect Michael Gunning Mgmt For For For
8 Elect Charles Roy Mgmt For For For
9 Elect Alan Graham Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Advance Notice Provision Mgmt For For For
________________________________________________________________________________
Alpha Minerals Inc
Ticker Security ID: Meeting Date Meeting Status
AMW CINS 02077G108 11/28/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
________________________________________________________________________________
AMEC plc
Ticker Security ID: Meeting Date Meeting Status
AMEC CINS G02604117 04/03/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect John Connolly Mgmt For For For
6 Elect Samir Brikho Mgmt For For For
7 Elect Ian McHoul Mgmt For For For
8 Elect Linda Adamany Mgmt For For For
9 Elect Neil A.P. Carson Mgmt For For For
10 Elect Colin Day Mgmt For For For
11 Elect Simon R. Thompson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Babcock International Group plc
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 04/16/2014 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Avincis Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YOU DECLARE THAT THE Mgmt For Against Against
SHARES REPRESENTED BY
THIS VOTING
INSTRUCTION FORM ARE
HELD, BENEFICIALLY
OWNED OR CONTROLLED,
EITHER DIRECTLY OR
INDIRECTLY, BY A
RESIDENT OF CANADA AS
DEFINED ON THE FORM.
IF THE SHARES ARE HELD
IN THE NAMES OF TWO OR
MORE PEOPLE, YOU
DECLARE THAT ALL OF
THESE PEOPLE ARE
RESIDENTS OF
CANADA.
2.1 Elect Ian Bruce Mgmt For For For
2.2 Elect Daniel Camus Mgmt For For For
2.3 Elect John H. Clappison Mgmt For For For
2.4 Elect Joe F. Colvin Mgmt For For For
2.5 Elect James R. Curtiss Mgmt For For For
2.6 Elect Donald H.F. Mgmt For For For
Deranger
2.7 Elect Catherine A. Mgmt For For For
Gignac
2.8 Elect Timothy S. Gitzel Mgmt For For For
2.9 Elect James K. Gowans Mgmt For For For
2.10 Elect Nancy E. Hopkins Mgmt For For For
2.11 Elect Anne McLellan Mgmt For For For
2.12 Elect Neil McMillan Mgmt For For For
2.13 Elect Victor J. Mgmt For For For
Zaleschuk
3 Appointment of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the Amended Mgmt For For For
and Restated Bylaw No.
7
________________________________________________________________________________
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker Security ID: Meeting Date Meeting Status
BAACEZ CINS X2337V121 06/27/2014 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Opening of Meeting; Mgmt For For For
Election of General
Meeting
Officials
2 Board of Director's Mgmt For For For
Report
3 Supervisory Board's Mgmt For For For
Report
4 Audit Committee's Report Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amend Company Purpose Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Election of Supervisory Mgmt For For For
Board
Members
12 Election of Audit Mgmt For Abstain Against
Committee
Members
13 Agreements on Mgmt For For For
Performance of
Supervisory Board
Members
14 Agreements on Mgmt For For For
Performance of Audit
Committee
Members
15 Closing of Meeting Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Denison Mines Corp.
Ticker Security ID: Meeting Date Meeting Status
DML CINS 248356107 05/08/2014 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John H. Craig Mgmt For Against Against
3 Elect W. Robert Dengler Mgmt For For For
4 Elect Brian D. Edgar Mgmt For Against Against
5 Elect Ron F. Hochstein Mgmt For For For
6 Elect Tae Hwan Kim Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect William A. Rand Mgmt For For For
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/15/2014 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Proposal ShrHldr Against Against For
Regarding Dividend
Payments (Resolution
A)
9 Scrip Dividend Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Remuneration of Henri Mgmt For For For
Proglio, Chairman and
CEO
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares Through Private
Placement
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For For For
Capital through
Capitalizations
18 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
20 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Amendments to Articles Mgmt For For For
23 Authorization of Legal Mgmt For For For
Formalities
24 Elect Colette Lewiner Mgmt For Against Against
________________________________________________________________________________
Energy Resources of Australia Limited
Ticker Security ID: Meeting Date Meeting Status
ERA CINS Q35254111 04/09/2014 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Helen Garnett Mgmt For For For
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Balmann Mgmt For For For
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect John W. Rogers, Mgmt For For For
Jr.
14 Elect Mayo A. Shattuck Mgmt For For For
III
15 Elect Stephen D. Mgmt For For For
Steinour
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Renewal of the Annual Mgmt For For For
Incentive Plan for
Senior
Executives
19 Shareholder Proposal ShrHldr Against Against For
Regarding Pay
Ratio
________________________________________________________________________________
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gayla J. Delly Mgmt For For For
1.2 Elect Rick J. Mills Mgmt For For For
1.3 Elect Charles M. Mgmt For For For
Rampacek
1.4 Elect William C. Rusnack Mgmt For For For
1.5 Elect John R. Friedery Mgmt For For For
1.6 Elect Joe E. Harlan Mgmt For For For
1.7 Elect Leif E. Darner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FUM1V CINS X2978Z118 04/08/2014 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For For For
and Management
Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
6501 CINS J20454112 06/20/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Nobuo Katsumata Mgmt For For For
3 Elect Cynthia B. Carroll Mgmt For For For
4 Elect Sadayuki Mgmt For For For
Sakakibara
5 Elect George W. Buckley Mgmt For For For
6 Elect Harufumi Mochizuki Mgmt For Against Against
7 Elect Philip YEO Mgmt For For For
8 Elect Hiroaki Yoshihara Mgmt For For For
9 Elect Hiroaki Nakanishi Mgmt For For For
10 Elect Takashi Hatchohji Mgmt For For For
11 Elect Toshiaki Mgmt For For For
Higashihara
12 Elect Takashi Miyoshi Mgmt For Against Against
13 Elect Nobuo Mochida Mgmt For For For
________________________________________________________________________________
Hokkaido Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
9509 CINS J21378104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Reduce Mgmt For For For
Capital and Earned
Reserve
3 Amendments to Articles Mgmt For For For
Regarding Change in
Business
Purpose
4 Amendments to Articles Mgmt For For For
5 Private Placement of Mgmt For For For
Class A Preferred
Shares
6 Elect Hiroyuki Onmura Mgmt For For For
7 Elect Katsuhiko Kawai Mgmt For For For
8 Elect Ichiroh Sakai Mgmt For For For
9 Elect Osamu Sakai Mgmt For For For
10 Elect Ryohko Sasaki Mgmt For For For
11 Elect Yoshitaka Satoh Mgmt For Against Against
12 Elect Michihiro Sohma Mgmt For For For
13 Elect Kenyu Takahashi Mgmt For For For
14 Elect Taiji Togashi Mgmt For For For
15 Elect Hiroyuki Hayashi Mgmt For For For
16 Elect Akihiko Mayumi Mgmt For For For
17 Elect Masahiro Mori Mgmt For For For
18 Elect Yukihiro Mgmt For Against Against
Shimomura as Statutory
Auditor
19 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear
Operations
20 Shareholder Proposal ShrHldr Against Against For
Regarding Entering the
Decommissioning
Business
21 Shareholder Proposal ShrHldr Against Against For
Regarding Disaster
Prevention
Business
22 Shareholder Proposal ShrHldr Against For Against
Regarding Access to
Registry of
Shareholders
23 Shareholder Proposal ShrHldr Against For Against
Regarding Counting and
Recording of
Votes
24 Shareholder Proposal ShrHldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
Hokuriku Electric Power
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Junichi Akamaru Mgmt For For For
4 Elect Shiroh Ojima Mgmt For For For
5 Elect Yutaka Kanai Mgmt For For For
6 Elect Susumu Kyuwa Mgmt For For For
7 Elect Isao Nagahara Mgmt For Against Against
8 Elect Akizumi Nishino Mgmt For For For
9 Elect Toshiyuki Hasegawa Mgmt For For For
10 Elect Yuichi Hori Mgmt For For For
11 Elect Masayuki Horita Mgmt For For For
12 Elect Mitsuaki Minabe Mgmt For For For
13 Elect Shigeru Yano Mgmt For For For
14 Elect Shigeo Takagi as Mgmt For Against Against
a Statutory
Auditor
15 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear Operations
and Establishment of
Renewable Energy
Network
16 Shareholder Proposal ShrHldr Against Against For
Regarding
Establishment of
Decommissioning
Entity
17 Shareholder Proposal ShrHldr Against Against For
Regarding Reprocessing
Spent Nuclear
Fuel
18 Shareholder Proposal ShrHldr Against Against For
Regarding Size and
Gender Diversity of
Board
19 Shareholder Proposal ShrHldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
IHI Corp.
Ticker Security ID: Meeting Date Meeting Status
7013 CINS J2398N105 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kazuaki Kama Mgmt For Against Against
4 Elect Tamotsu Saitoh Mgmt For For For
5 Elect Fusayoshi Nakamura Mgmt For For For
6 Elect Sadao Degawa Mgmt For For For
7 Elect Toshinori Sekido Mgmt For For For
8 Elect Johji Sakamoto Mgmt For For For
9 Elect Ichiroh Terai Mgmt For For For
10 Elect Hiroshi Iwamoto Mgmt For For For
11 Elect Hiromitsu Hamamura Mgmt For For For
12 Elect Eiichi Yoshida Mgmt For For For
13 Elect Tomokazu Hamaguchi Mgmt For For For
14 Elect Tadashi Okamura Mgmt For Against Against
15 Elect Tsugio Mitsuoka Mgmt For For For
16 Elect Hiroyuki Ootani Mgmt For For For
17 Elect Akinori Abe Mgmt For For For
18 Statutory Auditors' Fees Mgmt For For For
________________________________________________________________________________
JGC Corporation
Ticker Security ID: Meeting Date Meeting Status
1963 CINS J26945105 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayuki Satoh Mgmt For For For
4 Elect Kohichi Kawana Mgmt For Against Against
5 Elect Tadashi Ishizuka Mgmt For For For
6 Elect Yutaka Yamazaki Mgmt For For For
7 Elect Tsutomu Akabane Mgmt For For For
8 Elect Hideaki Miura Mgmt For For For
9 Elect Satoshi Satoh Mgmt For For For
10 Elect Hiroyuki Miyoshi Mgmt For For For
11 Elect Masanori Suzuki Mgmt For For For
12 Elect Shigeru Endoh Mgmt For For For
13 Elect Kohichi Ohno as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Kajima Corporation
Ticker Security ID: Meeting Date Meeting Status
1812 CINS J29223120 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuyoshi Mgmt For Against Against
Nakamura
4 Elect Hiroshi Kaneko Mgmt For For For
5 Elect Takashi Hinago Mgmt For For For
6 Elect Hiroshi Ishikawa Mgmt For For For
7 Elect Hironobu Takano Mgmt For For For
8 Elect Nobuyuki Hiraizumi Mgmt For For For
9 Elect Shohichi Kajima Mgmt For Against Against
10 Elect Masayasu Kayano Mgmt For For For
11 Elect Kinroh Nakamura Mgmt For Against Against
12 Elect Kimio Kodama Mgmt For For For
________________________________________________________________________________
Kansai Electric Power Co. Inc. (The)
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohsuke Mori Mgmt For Against Against
5 Elect Makoto Yagi Mgmt For For For
6 Elect Masao Ikoma Mgmt For For For
7 Elect Hideki Toyomatsu Mgmt For For For
8 Elect Jiroh Kagawa Mgmt For For For
9 Elect Shigeki Iwane Mgmt For For For
10 Elect Noriaki Hashimoto Mgmt For For For
11 Elect Yohichi Mukae Mgmt For For For
12 Elect Yoshihiro Doi Mgmt For For For
13 Elect Masahiro Iwatani Mgmt For For For
14 Elect Yasuhiro Yashima Mgmt For For For
15 Elect Yasushi Sugimoto Mgmt For For For
16 Elect Ryohhei Shirai Mgmt For For For
17 Elect Noriyuki Inoue Mgmt For For For
18 Elect Akio Tsujii Mgmt For For For
19 Elect Takamune Okihara Mgmt For For For
20 Shareholder Proposal ShrHldr Against Against For
Regarding Mission
Statement
21 Shareholder Proposal ShrHldr Against Against For
Regarding Corporate
Social
Responsibility
22 Shareholder Proposal ShrHldr Against For Against
Regarding Disclosure
of Shareholder Meeting
Minutes
23 Shareholder Proposal ShrHldr Against Against For
Regarding
Environmental
Responsibility
24 Shareholder Proposal ShrHldr Against Against For
Regarding Employee
Well-Being
25 Shareholder Proposal ShrHldr Against Against For
Regarding Investment
in Infrastructure and
Workforce
26 Shareholder Proposal ShrHldr Against Against For
Regarding Energy
Efficient
Appliances
27 Shareholder Proposal ShrHldr Against Against For
Regarding Allocation
of
Profits/Dividends
28 Shareholder Proposal ShrHldr Against Against For
Regarding Removal of
Makoto
Yagi
29 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear
Operations
30 Shareholder Proposal ShrHldr Against Against For
Regarding Individual
Compensation
Disclosure
(1)
31 Shareholder Proposal ShrHldr Against Against For
Regarding Ban of
Nuclear Chemical
Reprocessing
32 Shareholder Proposal ShrHldr Against Against For
Regarding
Establishment of
Denuclearization
Committee
33 Shareholder Proposal ShrHldr Against Against For
Regarding Restrictions
on
Investments
34 Shareholder Proposal ShrHldr Against Against For
Regarding Increasing
Corproate
Transparency
35 Shareholder Proposal ShrHldr Against For Against
Regarding Individual
Compensation
Disclosure
(2)
36 Shareholder Proposal ShrHldr Against Against For
Regarding Diversifying
Energy
Sources
37 Shareholder Proposal ShrHldr Against Against For
Regarding Separation
of Business
Activities
38 Shareholder Proposal ShrHldr Against Against For
Regarding Energy
Demand and Promotion
of Energy
Conservation
39 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibition
of Re-Employing
Government
Employees
40 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Size
41 Shareholder Proposal ShrHldr Against Against For
Regarding Nuclear
Plant
Operations
42 Shareholder Proposal ShrHldr Against Against For
Regarding Corproate
Culture
43 Shareholder Proposal ShrHldr Against Against For
Regarding Election of
Dissident
Nominee
44 Shareholder Proposal ShrHldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
KEPCO Engineering & Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
052690 CINS Y4952G107 05/13/2014 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Corporate Mgmt For Against Against
Auditor
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kyushu Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Mgmt For For For
Regarding Creation of
Class A Preferred
Shares
4 Private Placement of Mgmt For For For
Class A Preferred
Shares
5 Elect Masayoshi Nuki Mgmt For Against Against
6 Elect Michiaki Uriu Mgmt For For For
7 Elect Haruyoshi Yamamoto Mgmt For For For
8 Elect Masanao Chinzei Mgmt For For For
9 Elect Tohru Yoshizako Mgmt For For For
10 Elect Naofumi Satoh Mgmt For For For
11 Elect Tomoyuki Aramaki Mgmt For For For
12 Elect Sohju Hirata Mgmt For For For
13 Elect Hiroshi Ohshima Mgmt For For For
14 Elect Kazuhiro Izaki Mgmt For For For
15 Elect Hideomi Yakushinji Mgmt For For For
16 Elect Yuzoh Sasaki Mgmt For For For
17 Elect Akiyoshi Watanabe Mgmt For For For
18 Elect Toshiaki Hirano Mgmt For Against Against
as Statutory
Auditor
19 Elect Kazuyuki Yamade Mgmt For For For
as Alternate Statutory
Auditor
20 Shareholder Proposal ShrHldr Against Against For
Regarding Cogeneration
Business
21 Shareholder Proposal ShrHldr Against Against For
Regarding Restrictions
on
Investments
22 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear Power
Operations
23 Shareholder Proposal ShrHldr Against Against For
Regarding Energy
Prices
24 Shareholder Proposal ShrHldr Against Against For
Regarding
Decommissioning of
Kawauchi Nuclear Power
Plant
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002129 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideaki Ohmiya Mgmt For Against Against
4 Elect Shunichi Miyanaga Mgmt For For For
5 Elect Atsushi Maekawa Mgmt For For For
6 Elect Yohichi Kujirai Mgmt For For For
7 Elect Hisakazu Mizutani Mgmt For For For
8 Elect Tatsuhiko Nojima Mgmt For For For
9 Elect Takashi Funato Mgmt For For For
10 Elect Toshio Kodama Mgmt For For For
11 Elect Kazuaki Kimura Mgmt For For For
12 Elect Yorihiko Kojima Mgmt For Against Against
13 Elect Christina Mgmt For For For
Ahmadjian
14 Elect Hiroki Tsuda Mgmt For For For
________________________________________________________________________________
Paladin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
PDN CINS Q7264T104 11/21/2013 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Rick W. Crabb Mgmt For For For
4 Re-elect Philip A. Baily Mgmt For For For
5 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 02/06/2014 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Management Recruitment Mgmt For For For
Procedure
8 Supervisory Board Size Mgmt For For For
9 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
10 Amendments to Articles Mgmt For For For
11 Approval of Uniform Mgmt For For For
Text of
Articles
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Serco Group plc
Ticker Security ID: Meeting Date Meeting Status
SRP CINS G80400107 05/08/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Edward J. Casey Mgmt For For For
6 Elect Rupert Soames Mgmt For For For
7 Elect Mike Clasper Mgmt For For For
8 Elect J. Rachel Lomax Mgmt For For For
9 Elect Tamara Ingram Mgmt For For For
10 Elect Alastair D. Lyons Mgmt For For For
11 Elect Andrew M. Jenner Mgmt For For For
12 Elect Malcolm Wyman Mgmt For For For
13 Elect Ralph D. Crosby, Mgmt For For For
Jr.
14 Elect Angie Risley Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Shikoku Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9507 CINS J72079106 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Arai Mgmt For For For
3 Elect Junichi Ietaka Mgmt For For For
4 Elect Michiyo Ihara Mgmt For For For
5 Elect Kazutaka Kakinoki Mgmt For For For
6 Elect Hayato Saeki Mgmt For For For
7 Elect Hitoshi Suezawa Mgmt For For For
8 Elect Katsuhiko Takesaki Mgmt For For For
9 Elect Kohichi Tamagawa Mgmt For For For
10 Elect Akira Chiba Mgmt For For For
11 Elect Momoki Tokiwa Mgmt For Against Against
12 Elect Toshihiro Mgmt For For For
Mizobuchi
13 Elect Yoshinori Miyauchi Mgmt For For For
14 Elect Kohji Yamaji Mgmt For For For
15 Elect Hiromichi Wada Mgmt For For For
16 Elect Kohji Morita as a Mgmt For Against Against
Statutory
Auditor
17 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear
Operations
18 Shareholder Proposal ShrHldr Against Against For
Regarding Honest
Business
Practices
19 Shareholder Proposal ShrHldr Against Against For
Regarding Limitation
of Director Membership
and
Compensation
________________________________________________________________________________
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/28/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark III Mgmt For For For
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect Veronica M. Hagen Mgmt For For For
7 Elect Warren A. Hood, Mgmt For For For
Jr.
8 Elect Linda P. Hudson Mgmt For For For
9 Elect Donald M. James Mgmt For Against Against
10 Elect Dale E. Klein Mgmt For For For
11 Elect William G. Smith, Mgmt For For For
Jr.
12 Elect Steven R. Specker Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Taihei Dengyo
Ticker Security ID: Meeting Date Meeting Status
1968 CINS J79088100 06/27/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joh Nojiri Mgmt For Against Against
2 Elect Yutaka Aoki Mgmt For For For
3 Elect Shohichi Sekine Mgmt For For For
4 Elect Tsutomu Mitsutomi Mgmt For For For
5 Elect Masahiro Yoshida Mgmt For For For
6 Elect Toshimune Kimoto Mgmt For For For
7 Elect Yasushi Takeshita Mgmt For For For
8 Elect Tohru Tsurunaga Mgmt For For For
9 Elect Yukinori Iijima Mgmt For For For
as Statutory
Auditor
10 Elect Yoshiki Satoh as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Tohoku Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9506 CINS J85108108 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroaki Takahashi Mgmt For Against Against
4 Elect Makoto Kaiwa Mgmt For For For
5 Elect Nobuaki Abe Mgmt For For For
6 Elect Yasuo Yahagi Mgmt For For For
7 Elect Shigeru Inoue Mgmt For For For
8 Elect Hiroya Harada Mgmt For For For
9 Elect Naokatsu Sakuma Mgmt For For For
10 Elect Masahiko Miura Mgmt For For For
11 Elect Yoshihiro Mukohda Mgmt For For For
12 Elect Takao Watanabe Mgmt For For For
13 Elect Noboru Hasegawa Mgmt For For For
14 Elect Shunji Yamamoto Mgmt For For For
15 Elect Shinichi Okanobu Mgmt For For For
16 Elect Ryohichi Ishimori Mgmt For For For
17 Elect Toshiroh Sasagawa Mgmt For For For
18 Elect Satoshi Seino Mgmt For For For
19 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear
Operations
20 Shareholder Proposal ShrHldr Against Against For
Regarding Long-Term
Energy Supply
Plan
21 Shareholder Proposal ShrHldr Against Against For
Regarding Disclosure
of Management and
Operations
________________________________________________________________________________
Tokyo Electric Power Company Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takafumi Anegawa Mgmt For For For
3 Elect Hideko Kunii Mgmt For For For
4 Elect Yoshimitsu Mgmt For For For
Kobayashi
5 Elect Toshihiro Sano Mgmt For For For
6 Elect Takashi Shimada Mgmt For For For
7 Elect Fumio Sudo Mgmt For For For
8 Elect Masahiko Sudoh Mgmt For For For
9 Elect Yoshihiro Naitoh Mgmt For Against Against
10 Elect Naomi Hirose Mgmt For Against Against
11 Elect Yoshiaki Fujimori Mgmt For For For
12 Elect Hiroya Masuda Mgmt For For For
13 Elect Hiroyuki Kawai ShrHldr Against Against For
14 Elect Shigeaki Koga ShrHldr Against Against For
15 Elect Tetsuya Iida ShrHldr Against Against For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Suspension
of Nuclear Power
Operations
17 Shareholder Proposal ShrHldr Against Against For
Regarding the
Decommissioning of the
Kashiwazaki-Kariwa
Nuclear Power
Plant
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Decommissioning of the
Fukushima Daini
Nuclear Power
Station
19 Shareholder Proposal ShrHldr Against Against For
Regarding Accident
Restoration
Work
20 Shareholder Proposal ShrHldr Against Against For
Regarding Competitve
Tenders for
Restoration
Work
21 Shareholder Proposal ShrHldr Against Against For
Regarding Withdrawal
from Reprocessing
Business
22 Shareholder Proposal ShrHldr Against Against For
Regarding Cancelling
Construction of
Higashidori Nuclear
Power
Station
23 Shareholder Proposal ShrHldr Against Against For
Regarding Eliminating
Radiation
Exposure
24 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Derivative
Lawsuits
________________________________________________________________________________
Toshiba Plant Systems & Services
Ticker Security ID: Meeting Date Meeting Status
1983 CINS J89795124 06/26/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shunichi Haga Mgmt For For For
2 Elect Yasuyuki Saitoh Mgmt For For For
3 Elect Junji Ishii Mgmt For For For
4 Elect Masahiko Mgmt For For For
Teshigawara
5 Elect Yoshikatsu Tanaka Mgmt For For For
6 Elect Masaharu Yoshida Mgmt For For For
7 Elect Kenji Usui Mgmt For For For
8 Elect Ryoh Matsukawa Mgmt For For For
9 Elect Munashi Nagai Mgmt For Against Against
10 Elect Hideyo Tamura Mgmt For Against Against
11 Elect Takeshi Suemoto Mgmt For Against Against
12 Elect Fumihiro Nagaya Mgmt For Against Against
13 Elect Atsushi Masuda Mgmt For Against Against
________________________________________________________________________________
Toyo Engineering Corp.
Ticker Security ID: Meeting Date Meeting Status
6330 CINS J91343103 06/25/2014 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Makoto Fusayama Mgmt For For For
5 Elect Katsumoto Mgmt For For For
Ishibashi
6 Elect Takaya Naitoh Mgmt For For For
7 Elect Hideki Shiinoki Mgmt For For For
8 Elect Keiichi Matsumoto Mgmt For For For
9 Elect Kiyoshi Nakao Mgmt For Against Against
10 Elect Masayuki Uchida Mgmt For For For
11 Elect Masaaki Yamaguchi Mgmt For For For
12 Elect Kenyu Adachi Mgmt For For For
13 Elect Hideaki Kinoshita Mgmt For Against Against
14 Elect Takashi Matsuo Mgmt For Against Against
________________________________________________________________________________
Uranium Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
UEC CUSIP 916896103 07/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amir Adnani Mgmt For For For
1.2 Elect Alan Lindsay Mgmt For Withhold Against
1.3 Elect Harry L. Anthony Mgmt For For For
1.4 Elect Ivan Obolensky Mgmt For For For
1.5 Elect Vincent Della Mgmt For Withhold Against
Volpe
1.6 Elect David Kong Mgmt For For For
1.7 Elect Katharine Mgmt For For For
Armstrong
2 Ratification of Auditor Mgmt For For For
3 2013 Stock Incentive Mgmt For Against Against
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Uranium Participation Corporation
Ticker Security ID: Meeting Date Meeting Status
U CINS 917017105 07/03/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect George B. Assie Mgmt For For For
3 Elect Paul J. Bennett Mgmt For Against Against
4 Elect Jeff Kennedy Mgmt For Against Against
5 Elect Garth A.C. MacRae Mgmt For Against Against
6 Elect Richard H. McCoy Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 04/24/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management's Report Mgmt For For For
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Directors' and Mgmt For For For
Supervisors'
Remuneration
5 Allocation of Mgmt For For For
Profits/Dividends
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Increase in Charter Mgmt For Abstain Against
Capital
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Danang Rubber Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
DRC CINS Y1970H109 04/23/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Management's Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors', Mgmt For For For
Supervisors' and
Secretaries'
Remuneration
9 Appointment of Auditor Mgmt For For For
10 Amendments to Company Mgmt For For For
Charter
11 Elect NGUYEN Van Thieu Mgmt For Against Against
as
Director
12 Elect NGUYEN Huy Hieu Mgmt For Against Against
as
Director
13 Elect NGUYEN Thanh Binh Mgmt For For For
as
Director
14 Elect NGUYEN Manh Son Mgmt For For For
as
Director
15 Elect HA Phuoc Loc as Mgmt For For For
Director
16 Elect Van Hoa T NGUYEN Mgmt For For For
as
Supervisor
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gamuda Berhad
Ticker Security ID: Meeting Date Meeting Status
GAMUDA CINS Y2679X106 12/05/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect LIN Yun Ling Mgmt For Against Against
3 Elect Ir HA Tiing Tai Mgmt For Against Against
4 Elect Eleena binti Mgmt For Against Against
Azlan
Shah
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Repurchase Mgmt For For For
Shares
8 Retention of Zainul Mgmt For For For
Ariff bin Hussain as
Independent
Director
________________________________________________________________________________
Gemadept Corporation
Ticker Security ID: Meeting Date Meeting Status
GMD CINS Y2690B109 05/27/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of 2013 Business Mgmt For For For
Result
3 Report of 2014 Business Mgmt For For For
Plan
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Cancellation of Shares Mgmt For For For
7 Issuance of Shares to Mgmt For For For
Employees
8 Extension of Validity Mgmt For For For
Period of Bond and
Convertible Debt
Issuance
Plan
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hansae Company Limited
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/25/2014 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
3 Elect KIM Joong Jae Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member : KIM
Joong
Jae
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/28/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For Abstain Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 2013 Business Result Mgmt For For For
and 2014 Business
Plan
8 Fund Establishment Plan Mgmt For For For
for
2014
9 Dividend Ratio for 2014 Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Reward Plan for Mgmt For For For
Employees of the
Company and its
Affiliated
Entities
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 04/18/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Le Hung Mgmt For For For
as
Director
3 Resignation of Vu Huu Mgmt For For For
Dien as
Director
4 Resignation of Nguyen Mgmt For For For
Van Ton as Chairman of
the Supervisory
Board
5 Elect Nguyen Thi Huyen Mgmt For For For
as
Supervisor
6 Accounts and Reports Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends for
2013
9 Business Plan for 2014 Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends for
2014; Directors' and
Supervisors'
Fees
11 Issuance of Restricted Mgmt For For For
Shares to
Employees
12 Issuance of Warrants to Mgmt For For For
Executive
Officers
13 Appointment of Auditor Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 10/14/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Spin-Off Mgmt For Abstain Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/23/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report Mgmt For For For
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Increase in Charter Mgmt For Abstain Against
Capital
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/25/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 CEO's Report on the Mgmt For For For
Management's
Activities and
Development
Direction
6 Accounts and Reports Mgmt For For For
7 Earning Forecast in 2014 Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Size of Board of Mgmt For For For
Directors
11 Elect NGUYEN Dang Quang Mgmt For Against Against
12 Elect HO Hung Anh Mgmt For For For
13 Elect NGUYEN Hoang Yen Mgmt For Against Against
14 Elect NGUYEN Thieu Nam Mgmt For For For
15 Elect Lars Kjaer Mgmt For For For
16 Elect Dominic Edward Mgmt For For For
Salter
Price
17 Size of Board of Mgmt For For For
Supervisors
18 Election of Supervisory Mgmt For Abstain Against
Board
19 Directors' and Mgmt For For For
Supervisors'
Remuneration
20 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
21 Appointment of Board Mgmt For Against Against
Chairman as
CEO
22 Amendments to Company Mgmt For Abstain Against
Charter
23 Restructuring/Capitaliza Mgmt For For For
tion
24 Issuance of Shares to Mgmt For For For
Employees
25 Change in Accounting Mgmt For For For
Policy
26 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 04/26/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of Business Mgmt For For For
Result in 2013 and
Business Plans in
2014
4 Management's Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Remuneration
9 Appointment of Auditor Mgmt For For For
10 Statement of Mgmt For For For
Consolidated Business
Plans for
2014
11 Amendments to Business Mgmt For For For
Purpose
12 Amendments to Business Mgmt For For For
Registration
Certificate
13 Amendments to Company Mgmt For For For
Charter
14 Election of Directors Mgmt For Abstain Against
and Supervisors;
Resignation of
Supervisor
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 11/07/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
5 Amendments to Business Mgmt For For For
Registration
6 Adjustment to 2013 Mgmt For For For
Business
Plan
________________________________________________________________________________
Oil & Natural Gas Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
ONGC CINS Y64606133 09/25/2013 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dornadula Mgmt For For For
Chandrasekharam
4 Elect K S Jamestin Mgmt For Against Against
5 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
6 Elect Pronip Kumar Mgmt For Against Against
Borthakur
7 Elect Shashi Shanker Mgmt For Against Against
8 Elect Narasimha Murthy Mgmt For For For
9 Elect Narendra Kumar Mgmt For Against Against
Verma
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Parkson Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
ACB CINS Y6706L100 06/02/2014 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition and Lease Mgmt For For For
2 Lease Agreements with Mgmt For For For
Parkson Retail Asia
Limited
________________________________________________________________________________
Parkson Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
ACB CINS Y6706L100 12/12/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Zainab binti Hj. Mgmt For For For
Mohamed
3 Elect William CHENG Mgmt For For For
Heng
Jem
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Related Party Mgmt For For For
Transactions
7 Authority to Repurchase Mgmt For For For
Shares
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 05/18/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Remuneration
8 Amendments to Articles Mgmt For For For
9 Restructuring/Capitaliza Mgmt For Abstain Against
tion
10 Framework Agreement Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 04/25/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Executives' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report of 2013 Mgmt For For For
Compensation Plan and
Allocation of
Remaining Treasury
Bonus
Shares
7 Supervisors' Report Mgmt For For For
8 Amendments to Company's Mgmt For Abstain Against
Charter
9 Directors' and Mgmt For For For
Supervisors'
Remuneration
10 Appointment of Auditor Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrovietnam Fertilizer and Chemicals Co
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/15/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2013 Business Result Mgmt For For For
and 2014 Business
Plan
4 Directors', Mgmt For For For
Management's and
Supervisors'
Report
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Elect Le Cu Tan as Mgmt For Against Against
Director
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Finance Joint Stock Corp
Ticker Security ID: Meeting Date Meeting Status
PVF CINS Y6825P107 09/08/2013 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Agreement Mgmt For Abstain Against
Related to the
Merger
2 Approval of Charter of Mgmt For Abstain Against
Merged
Company
3 Election of Directors Mgmt For Abstain Against
of Merged Company for
2013-2018
4 Election of Supervisors Mgmt For Abstain Against
of Merged Company for
2013-2018
5 Board Authorization to Mgmt For Abstain Against
Implement Merger
Procedures and Post
Merger
Operations
6 Transaction of Other Mgmt For Against Against
Business
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrovietnam Technical Services Corp
Ticker Security ID: Meeting Date Meeting Status
PVS CINS Y6807J103 04/19/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management's Report Mgmt For For For
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports; Mgmt For For For
Appointment of
Auditor
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
8 Election of Directors Mgmt For Abstain Against
9 Election of Supervisory Mgmt For Abstain Against
Board
10 Amendments to Business Mgmt For For For
Scope
11 Amendments to Company Mgmt For Abstain Against
Charter
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pha lai Thermal Power Jsc
Ticker Security ID: Meeting Date Meeting Status
CINS Y68268104 06/30/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Premier Oil plc
Ticker Security ID: Meeting Date Meeting Status
PMO CINS G7216B178 05/14/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
(Advisory)
4 Directors' Remuneration Mgmt For Against Against
Policy
(Binding)
5 Elect Robin Allan Mgmt For For For
6 Elect David Bamford Mgmt For For For
7 Elect Anne Marie Cannon Mgmt For For For
8 Elect Joe Darby Mgmt For For For
9 Elect Tony Durrant Mgmt For For For
10 Elect Neil Hawkings Mgmt For For For
11 Elect Jane Hinkley Mgmt For For For
12 Elect David Lindsell Mgmt For For For
13 Elect Simon Lockett Mgmt For For For
14 Elect Andrew G. Lodge Mgmt For For For
15 Elect Michel Romieu Mgmt For For For
16 Elect Mike Welton Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 03/25/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Management's Report and Mgmt For For For
2014 Business
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Increase in Authorized Mgmt For For For
Capital
8 Utilization of Existing Mgmt For For For
Capital and 2014
Investment
Activities
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For Abstain Against
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Amendments to Equity Mgmt For Against Against
Compensation
Plan
13 Business Profit Bonus Mgmt For For For
Plan
14 Resignation of Director Mgmt For Abstain Against
15 Acquisition Mgmt For Abstain Against
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 04/19/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Report of 2013 Business Mgmt For For For
Result
5 Supervisors' Report Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
8 Allocation of Mgmt For For For
Profits/Dividends
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 06/13/2014 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Rui C. de Sousa Mgmt For Against Against
5 Elect Edward T. Story Mgmt For For For
6 Elect Roger Cagle Mgmt For For For
7 Elect Cynthia Cagle Mgmt For For For
8 Elect Olivier M.G. Mgmt For For For
Barbaroux
9 Elect Robert Cathery Mgmt For For For
10 Elect Ettore Contini Mgmt For For For
11 Elect John C. Norton Mgmt For For For
12 Elect Antonio Vitor Mgmt For For For
Martins
Monteiro
13 Elect Mike J. Watts Mgmt For For For
14 Elect Robert G Gray Mgmt For For For
15 Elect Marianne Mgmt For For For
Daryabegui
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Repurchase Mgmt For For For
and Cancel Deferred
Shares
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 09/25/2013 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Return of Cash Mgmt For For For
________________________________________________________________________________
Tan Tao Investment Industry Corporation
Ticker Security ID: Meeting Date Meeting Status
ITA CINS Y84914103 04/26/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Profit Distribution Mgmt For For For
Plan and Investment
Plan for
2014
5 BASIC CONSTRUCTION PLAN Mgmt For For For
6 Increase in Authorized Mgmt For Against Against
Capital
7 Authorizetion of Board Mgmt For For For
to Implement
Shareholder
Resolutions
8 Appointment of Auditor Mgmt For For For
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/25/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of 2013 Business Mgmt For For For
Result and 2014
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect NGUYEN Dinh Thiet Mgmt For Against Against
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Joint Stock Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
CTG CINS Y9366L105 07/13/2013 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Chartered Mgmt For Abstain Against
Capital
3 Amendments to Company Mgmt For Abstain Against
Charter
4 Report of Personnel Mgmt For Abstain Against
Activities
5 Transaction of Other Mgmt For Against Against
Business
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VinaCapital Vietnam Opportunity Fund Limited
Ticker Security ID: Meeting Date Meeting Status
CINS G9361Y102 07/22/2013 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cease to Continue Mgmt Against Against For
________________________________________________________________________________
VinaCapital Vietnam Opportunity Fund Limited
Ticker Security ID: Meeting Date Meeting Status
CINS G9361Y102 11/28/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Steven Bates Mgmt For For For
3 Elect Martin M. Adams Mgmt For For For
4 Elect Martin J.G. Glynn Mgmt For For For
5 Elect Michael Gray Mgmt For Against Against
6 Elect Don Lam Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
(Requisition
Threshold)
10 Amendments to Articles Mgmt For For For
(Indemnification)
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 04/18/2014 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management's Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendment to Foreign Mgmt For For For
Investor
Restrictions
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Amendments to Articles Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 08/06/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transaction of Unnamed Mgmt For Against Against
Business
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 09/11/2013 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger with PFV; Mgmt For For For
Issuance of Shares to
Swap for PFV's
Shares
4 Amendments to Article Mgmt For For For
After
Merger
5 Approval of Merger Mgmt For For For
Agreement
6 Deposit and Listing of Mgmt For For For
New
Shares
7 Authorization of Board Mgmt For For For
to Implement
Shareholder
Resolutions
Fund Name : Wide Moat ETF
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wayne T. Hockmeyer Mgmt For For For
2 Elect Robert L. Mgmt For For For
Parkinson,
Jr.
3 Elect Thomas T. Mgmt For For For
Stallkamp
4 Elect Albert P.L. Mgmt For For For
Stroucken
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
8 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 05/03/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Gottesman Mgmt For For For
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Donald R. Keough Mgmt For For For
1.10 Elect Thomas S. Murphy Mgmt For Withhold Against
1.11 Elect Ronald L. Olson Mgmt For For For
1.12 Elect Walter Scott, Jr. Mgmt For For For
1.13 Elect Meryl B. Witmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
5 Shareholder Proposal ShrHldr Against Against For
Regarding
Dividends
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdlatif Yousef Mgmt For For For
Al-Hamad
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect Jessica P. Einhorn Mgmt For For For
5 Elect Fabrizio Freda Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect James Grosfeld Mgmt For For For
8 Elect David H. Komansky Mgmt For For For
9 Elect Sir Deryck C. Mgmt For For For
Maughan
10 Elect Cheryl D. Mills Mgmt For For For
11 Elect Carlos Slim Domit Mgmt For For For
12 Elect John S. Varley Mgmt For For For
13 Elect Susan L. Wagner Mgmt For For For
14 Amendment to the 1999 Mgmt For Against Against
Stock Award and
Incentive
Plan
15 Reapproval of the Mgmt For Against Against
Performance Goals
under the 1999 Annual
Incentive Performance
Plan
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/08/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott P. Anderson Mgmt For For For
2 Elect Robert Ezrilov Mgmt For For For
3 Elect Wayne M. Fortun Mgmt For For For
4 Elect Mary J. Steele Mgmt For For For
Guilfoile
5 Elect Jodee A. Kozlak Mgmt For For For
6 Elect ReBecca Koenig Mgmt For For For
Roloff
7 Elect Brian P. Short Mgmt For Against Against
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/23/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Ana Botin Mgmt For For For
4 Elect Howard G. Buffett Mgmt For For For
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For Against Against
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Alexis M. Herman Mgmt For For For
10 Elect Muhtar Kent Mgmt For For For
11 Elect Robert A. Kotick Mgmt For For For
12 Elect Maria Elena Mgmt For For For
Lagomasino
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Robinson Mgmt For For For
III
15 Elect Peter V. Ueberroth Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 2014 Equity Plan Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley J. Bell Mgmt For For For
1.2 Elect Richard S. Grant Mgmt For For For
1.3 Elect Amy J. Yoder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Michael C. Kearney Mgmt For For For
3 Elect Jan W. Sodderland Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For Abstain Against
7 Authority to Cancel Mgmt For For For
Repurchased
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 2014 Noneemployee Mgmt For For For
Director Stock
Incentive
Plan
12 2014 Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 05/13/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred D. Anderson Mgmt For For For
1.2 Elect Edward W. Barnholt Mgmt For For For
1.3 Elect Scott D. Cook Mgmt For For For
1.4 Elect John J. Donahoe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to 2008 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
6 Shareholder Proposal ShrHldr Against Abstain Against
Regarding PayPal
Spin-Off
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/05/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect Karen N. Horn Mgmt For Against Against
3 Elect William Kaelin Mgmt For For For
4 Elect John C. Lechleiter Mgmt For For For
5 Elect Marschall S. Runge Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Balmann Mgmt For For For
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect John W. Rogers, Mgmt For For For
Jr.
14 Elect Mayo A. Shattuck Mgmt For For For
III
15 Elect Stephen D. Mgmt For For For
Steinour
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Renewal of the Annual Mgmt For For For
Incentive Plan for
Senior
Executives
19 Shareholder Proposal ShrHldr Against Against For
Regarding Pay
Ratio
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/07/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary G. Benanav Mgmt For For For
2 Election of Directors Mgmt For For For
3 Elect William J. DeLaney Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow A. Myers, Mgmt For For For
Jr.
8 Elect John O. Parker, Mgmt For For For
Jr.
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H. Mgmt For Against Against
Zambrano
Trevino
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Re-approve Performance Mgmt For For For
Goals of the Company's
Long-Term Incentive
Awards
17 2014 Employees Stock Mgmt For For For
Purchase
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/24/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amal M. Johnson Mgmt For For For
1.2 Elect Eric H. Halvorson Mgmt For For For
1.3 Elect Alan J. Levy Mgmt For For For
1.4 Elect Craig H. Barratt Mgmt For For For
1.5 Elect Floyd D. Loop Mgmt For For For
1.6 Elect George Stalk Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Mgmt For For For
Hagopian
1.3 Elect James R. Bergman Mgmt For Withhold Against
1.4 Elect Joseph R. Bronson Mgmt For For For
1.5 Elect Robert E. Grady Mgmt For For For
1.6 Elect William D. Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Richard H. Lenny Mgmt For For For
3 Elect Walter E. Massey Mgmt For For For
4 Elect Cary D. McMillan Mgmt For For For
5 Elect Sheila A. Penrose Mgmt For For For
6 Elect John W. Rogers, Mgmt For For For
Jr.
7 Elect Roger W. Stone Mgmt For For For
8 Elect Miles D. White Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Reapproval of Material Mgmt For For For
Terms Under the 2009
Cash Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/14/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill A. Mgmt For For For
Miller,
Jr.
2 Elect Clay C. Williams Mgmt For For For
3 Elect Greg L. Armstrong Mgmt For For For
4 Elect Robert E. Mgmt For For For
Beauchamp
5 Elect Marcela E. Donadio Mgmt For For For
6 Elect Ben A. Guill Mgmt For For For
7 Elect David D. Harrison Mgmt For For For
8 Elect Roger L. Jarvis Mgmt For For For
9 Elect Eric L. Mattson Mgmt For For For
10 Elect Jeffery A. Smisek Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael J. Boskin Mgmt For For For
1.4 Elect Safra A. Catz Mgmt For Withhold Against
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Conrades Mgmt For Withhold Against
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2000 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Human Rights
Committee
6 Shareholder Proposal ShrHldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Counting
Abstentions
8 Shareholder Proposal ShrHldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
9 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/09/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Tony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Maureen Kempston Mgmt For For For
Darkes
5 Elect Paal Kibsgaard Mgmt For For For
6 Elect Nikolay Mgmt For For For
Kudryavtsev
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/15/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect Austin A. Adams Mgmt For For For
3 Elect Joseph Alvarado Mgmt For For For
4 Elect Pamela L. Carter Mgmt For For For
5 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
6 Elect F. Anthony Comper Mgmt For For For
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Michael McShane Mgmt For For For
9 Elect Michael G. Morris Mgmt For For For
10 Elect Michael E.J. Mgmt For For For
Phelps
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHldr Against Against For
Regarding Methane
Emissions Reduction
Targets
________________________________________________________________________________
Weight Watchers International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTW CUSIP 948626106 05/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond Debbane Mgmt For For For
1.2 Elect Cynthia Elkins Mgmt For For For
1.3 Elect Jonas M. Mgmt For For For
Fajgenbaum
1.4 Elect James R. Chambers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/16/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinyar S. Devitre Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Jack M. Greenberg Mgmt For For For
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Linda Fayne Mgmt For For For
Levinson
6 Elect Frances Fragos Mgmt For For For
Townsend
7 Elect Solomon D. Mgmt For For For
Trujillo
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHldr Against For Against
Regarding Right to Act
by Written
Consent
11 Shareholder Proposal ShrHldr Against For Against
Regarding Political
Spending
Report
12 Shareholder Proposal ShrHldr Against Against For
Regarding Formation of
a Human Rights
Committee
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: MARKET VECTORS ETF TRUST
------------------------
By: /s/ John J. Crimmins
-----------------
Name: John J. Crimmins
----------------
Title: Treasurer & Chief Financial Officer
-----------------------------------
Date: November 26, 2014
-----------------