UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10325
VanEck Vectors ETF Trust
(Exact name of registrant as specified in charter)
666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033
(Address of Principal Executive Office)
Jan F. van Eck
Chief Executive Officer
VanEck Vectors ETF Trust
666 3rd Ave - 9th Floor
New York, NY 10017-4033
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period: July 1, 2016 through June 30, 2017
Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors High-Yield Municipal Index ETF The fund did not vote
proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors AMT-Free Intermediate Municipal Index ETF The fund
did not vote proxies relating to portfolio securities during the period covered
by this report.
Fund Name : VanEck Vectors AMT-Free Long Municipal Index ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors AMT-Free Short Municipal Index ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Short High-Yield Municipal Index ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Pre-Refunded Municipal Index ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Treasury-Hedged High Yield Bond ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Investment Grade Floating Rate ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name : VanEck Vectors Preferred Securities ex Financials ETF The fund did
not vote proxies relating to portfolio securities during the period covered by
this report.
Fund Name : VanEck Vectors ChinaAMC China Bond ETF The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Fund Name : VanEck Vectors J. P. Morgan EM Local Currency Bond ETF The fund did
not vote proxies relating to portfolio securities during the period covered by
this report.
Fund Name: VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF The fund did not
vote proxies relating to portfolio securities during the period covered by this
report.
Fund Name: VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF The fund did
not vote proxies relating to portfolio securities during the period covered by
this report.
Fund Name:VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name: VanEck Vectors Green Bond ETF The fund did not vote proxies relating
to portfolio securities during the period covered by this report.
Fund Name : VanEck Vectors Africa Index ETF
________________________________________________________________________________
Africa Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
AOI CINS 00829Q101 04/19/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith C. Hill Mgmt For For For
4 Elect John H. Craig Mgmt For For For
5 Elect Gary S. Guidry Mgmt For For For
6 Elect Bryan Benitz Mgmt For For For
7 Elect Andrew D. Mgmt For For For
Bartlett
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
African Bank Investments Limited
Ticker Security ID: Meeting Date Meeting Status
ABL CINS S01035112 09/06/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Enos N. Banda Mgmt For For For
3 Elect Daniel (Danie) Mgmt For For For
Vlok
4 Elect Alethea (Lea) B. Mgmt For For For
A.
Conrad
5 Election of Audit Mgmt For For For
Committee Member
(Morris
Mthombeni)
6 Election of Audit Mgmt For For For
Committee Member
(Daniel
Vlok)
7 Election of Audit Mgmt For For For
Committee Member
(Alethea
Conrad)
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Authorisation of Legal Mgmt For For For
Formalities
10 Approve NEDs' Fees Mgmt For For For
11 Authority to Mgmt For For For
Repurchase Ordinary
Shares
12 Authority to Mgmt For For For
Repurchase Preference
Shares
13 Approve Financial Mgmt For For For
Assistance (Section
44)
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Change in Company Name Mgmt For For For
16 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mark Cutifani Mgmt For For For
2 Re-elect Richard M.W. Mgmt For For For
Dunne
3 Re-elect Mohammed V. Mgmt For For For
Moosa
4 Re-elect Anthony M. Mgmt For For For
O'Neill
5 Elect Audit & Risk Mgmt For For For
Committee Member
(Richard
Dunne)
6 Elect Audit & Risk Mgmt For Against Against
Committee Member
(Peter
Mageza)
7 Elect Audit & Risk Mgmt For For For
Committee Member
(John
Vice)
8 Elect Audit & Risk Mgmt For Against Against
Committee Member
(Daisy
Naidoo)
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/24/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Stephen Pearce Mgmt For For For
3 Elect Nolitha Fakude Mgmt For For For
4 Elect Mark Cutifani Mgmt For For For
5 Elect Byron E. Grote Mgmt For For For
6 Elect Sir Philip Mgmt For For For
Hampton
7 Elect Tony O'Neill Mgmt For For For
8 Elect Sir John Parker Mgmt For For For
9 Elect Mphu Ramatlapeng Mgmt For For For
10 Elect Jim Rutherford Mgmt For For For
11 Elect Anne Stevens Mgmt For For For
12 Elect Jack Thompson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Board Size Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Rodney J. Mgmt For For For
Ruston
3 Re-elect Maria Richter Mgmt For For For
4 Elect Sindiswa V. Zilwa Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa V.
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares pursuant to
DSP
17 Authority to Issue Mgmt For For For
Shares Pursuant to
DSP (Section
41)
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to MOI Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 08/15/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Re-elect John F. Mgmt For For For
Buchanan
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/06/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect John F. Mgmt For For For
Buchanan
4 Re-elect Maureen Mgmt For For For
Manyama-Matome
5 Elect Babalwa Ngonyama Mgmt For For For
6 Re-elect David S. Mgmt For Against Against
Redfern
7 Re-elect Sindiswa Mgmt For Against Against
(Sindi) V.
Zilwa
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Buchanan)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maureen
Manyama-Matome)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Babalwa
Ngonyama)
13 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sindi
Zilwa)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Remuneration Mgmt For For For
Policy
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
26 Approve Financial Mgmt For For For
Assistance
27 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 05/24/2017 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 11/22/2016 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Bonds
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
AVI Limited
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 11/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Re-elect Neo P. Mgmt For For For
Dongwana
5 Re-elect James R. Mgmt For For For
Hersov
6 Re-elect Richard Inskip Mgmt For For For
7 Re-elect Michael Mgmt For For For
Koursaris
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Bosman)
9 Elect Audit and Risk Mgmt For For For
Committee Member (Neo
P.
Dongwana)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(James R.
Hersov)
11 Approve NEDs' Fees Mgmt For For For
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Foreign
NED)
14 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointments
Committee
Members)
15 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
16 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
17 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination and
Appointments
Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance
22 Approve Deferred Bonus Mgmt For For For
Share
Plan
23 Authority to Issue Mgmt For For For
Shares Pursuant to
Deferred Bonus Share
Plan
24 Approve Amendments to Mgmt For For For
Executive Share
Incentive
Scheme
25 Authority to Issue Mgmt For For For
Shares Pursuant to
Revised Executive
Share Incentive
Scheme
26 Authority to Issue Mgmt For For For
Shares Pursuant to
Out-Performance
Scheme
27 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For Withhold Against
2.7 Elect George Johnson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 06/29/2017 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Auditor's Special Mgmt For TNA N/A
Report
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Appointments
7 Election of Directors Mgmt For TNA N/A
8 Authority to Mgmt For TNA N/A
Repurchase
Shares
9 Directors' Fees Mgmt For TNA N/A
10 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Marocaine du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 05/23/2017 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Directors' Fees Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
6 Ratification of Mgmt For TNA N/A
Auditors'
Acts
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Re-elect Azeddine Mgmt For TNA N/A
Guessous
9 Elect Hadeel Ibrahim Mgmt For TNA N/A
10 Ratification of Mgmt For TNA N/A
Auditor's Acts;
Appointment of
Auditor
11 Appointment of Auditor Mgmt For TNA N/A
12 Authority to Issue Mgmt For TNA N/A
Bonds
13 Authorisation of Bond Mgmt For TNA N/A
Issuance
Terms
14 Board Changes Mgmt For TNA N/A
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Barclays Africa Group Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS S0850R101 05/16/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
3 Appointment of Auditor Mgmt For For For
(KPMG)
4 Re-elect Alex Darko Mgmt For For For
5 Re-elect Ashok Vaswani Mgmt For For For
6 Re-elect Francis Okomo Mgmt For For For
Okello
7 Re-elect Peter Matlare Mgmt For For For
8 Re-elect Trevor S. Mgmt For For For
Munday
9 Re-elect Yolanda Cuba Mgmt For For For
10 Elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
11 Elect Jason Quinn Mgmt For For For
12 Elect Rene van Wyk Mgmt For For For
13 Elect Audit and Mgmt For For For
Compliance Committee
Member (Alex
Darko)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member (Colin
Beggs)
15 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mohamed
Husain)
16 Elect Audit and Mgmt For For For
Compliance Committee
Member (Paul
O'Flaherty)
17 Elect Audit and Mgmt For Against Against
Compliance Committee
Member (Daisy
Naidoo)
18 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rene van
Wyk)
19 General Authority to Mgmt For For For
Issue
Shares
20 Approve Remuneration Mgmt For For For
Policy
21 Approve NEDs' Fees Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Barloworld Limited
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 02/08/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Dumisa B. Mgmt For For For
Ntsebeza
3 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
4 Elect Audit Committee Mgmt For Against Against
Member (Babalwa
Ngonyama)
5 Elect Audit Committee Mgmt For For For
Member (Frances
Edozien)
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Approve NEDs Fees Mgmt For For For
(Board
Chair)
9 Approve NEDs Fees Mgmt For For For
(Resident
NEDs)
10 Approve NEDs Fees Mgmt For For For
(Non-resident
NEDs)
11 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Chair)
12 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Member)
13 Approve NEDs Fees Mgmt For For For
(Non-resident Audit
Committee
Member)
14 Approve NEDs Fees Mgmt For For For
(Non-resident
Remuneration
Committee
Chair)
15 Approve NEDs Fees Mgmt For For For
(Resident
Remuneration
Committee
Chair)
16 Approve NEDs Fees Mgmt For For For
(Resident Social,
Ethics &
Transformation
Committee
Chair)
17 Approve NEDs Fees Mgmt For For For
(Resident Risk &
Sustainability
Committee
Chair)
18 Approve NEDs Fees Mgmt For For For
(Resident General
Purposes Committee
Chair)
19 Approve NEDs Fees Mgmt For For For
(Resident Nomination
Committee
Chair)
20 Approve NEDs Fees Mgmt For For For
(Resident Members of
Non-Audit
Committees)
21 Approve NEDs Fees Mgmt For For For
(Non-resident Members
of Non-Audit
Committees)
22 Approve Financial Mgmt For For For
Assistance
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bid Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BID CINS S11881109 11/11/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Bernard L. Berson Mgmt For For For
3 Elect Paul Cambo Baloyi Mgmt For For For
4 Elect Douglas D.B. Band Mgmt For For For
5 Elect Nigel G. Payne Mgmt For Against Against
6 Elect Helen Wiseman Mgmt For For For
7 Elect Dolly Doreen Mgmt For For For
Mokgatle
8 Re-elect David Edward Mgmt For For For
Cleasby
9 Re-elect Brian Joffe Mgmt For For For
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Paul
Baloyi)
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nigel
Payne)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Helen
Wiseman)
13 Approve Remuneration Mgmt For For For
Policy (Base Package
&
Benefits)
14 Approve Remuneration Mgmt For For For
Policy (Short-Term
Incentives)
15 Approve Remuneration Mgmt For For For
Policy (Long-Term
Incentives)
16 General Authority to Mgmt For For For
Issue
Shares
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
19 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
20 Authorisation of Legal Mgmt For For For
Formalities
21 Authority to Mgmt For For For
Repurchase
Shares
22 Approve NED's Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/26/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nonhlanhla S. Mgmt For For For
Mjoli-Mncube
2 Re-elect Petrus J. Mgmt For For For
Mouton
3 Re-elect Riaan Stassen Mgmt For Against Against
4 Elect Lindiwe A. Mgmt For For For
Dlamini
5 Elect Kabelo Makwane Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion
of
Loss Absorbent Capital
Instruments
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Approve Remuneration Mgmt For For For
Policy
10 Approve NEDs' Fees Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve Financial Mgmt For For For
Assistance
13 Amendments to Mgmt For For For
Memorandum
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Gordon E. Haslam Mgmt For Against Against
8 Elect Trevor Schultz Mgmt For Against Against
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/26/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Martin Rosen Mgmt For For For
4 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Bester)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Fatima
Jakoet)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(David
Nurek)
7 Approve Remuneration Mgmt For For For
Policy
8 Authority to Mgmt For For For
Repurchase
Shares
9 Approve NEDs' Fees Mgmt For For For
10 Approve Financial Mgmt For For For
Assistance
11 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/14/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Mgmt For For For
Directors'
Report
3 Presentation of Mgmt For For For
Auditor's
Report
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
6 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Charitable Donations Mgmt For For For
9 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10 Elect Hisham Ezz Al Mgmt For For For
Arab
11 Elect Medhat Hassanein Mgmt For Against Against
12 Elect Jawaid Mirza Mgmt For For For
13 Elect Sherif Kamel Mgmt For For For
14 Elect Yasser Hashem Mgmt For For For
15 Elect Mark Richards Mgmt For For For
16 Elect Bijan Mgmt For Against Against
Khorsowshahi
17 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Coronation Fund Managers Limited
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/14/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Lulama Boyce Mgmt For For For
2 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
3 Re-elect Alexandra Mgmt For For For
Watson
4 Elect Hugo A. Nelson Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Shams
Pather)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo
Nelson)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Adopt New Memorandum Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Discovery Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 11/29/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For Against Against
Member (Les
Owen)
4 Elect Audit Committee Mgmt For For For
Member (Sindi
Zilwa)
5 Elect Audit Committee Mgmt For Against Against
Member (Sonja
Sebotsa)
6 Re-elect Vincent Maphai Mgmt For Against Against
7 Re-elect Tito Mboweni Mgmt For For For
8 Re-elect Les Owen Mgmt For Against Against
9 Re-elect Sonja Sebotsa Mgmt For Against Against
10 Approve Remuneration Mgmt For Against Against
Policy
11 Authorisation of Legal Mgmt For For For
Formalities
12 General Authority to Mgmt For For For
Issue A Preference
Shares
13 General Authority to Mgmt For For For
Issue B Preference
Shares
14 General Authority to Mgmt For For For
Issue C Preference
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
18 Amendments to Mgmt For For For
Memorandum (Issue of
Shares)
19 Amendments to Mgmt For For For
Memorandum
(Fractional
Shares)
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/27/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Board
Changes
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EOH Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EOH CINS S2593K104 02/22/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Robert Sporen Mgmt For For For
2 Re-elect Lucky Khumalo Mgmt For For For
3 Elect Audrey Mothupi Mgmt For For For
4 Elect Audit Committee Mgmt For Against Against
Member (Robert
Sporen)
5 Elect Audit Committee Mgmt For Against Against
Member (Lucky
Khumalo)
6 Elect Audit Committee Mgmt For For For
Member (Tshilidzi
Marwala)
7 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Legal Mgmt For For For
Formalities
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Authority to Issue Mgmt For For For
Shares for Cash (BEE
Purposes)
12 Authority to Sell Mgmt For For For
Treasury Shares for
Cash
13 Adopt EOH Mthombo Mgmt For For For
Share Incentive
Trust
14 Approve Financial Mgmt For For For
Assistance (Section
44)
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/25/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Riaan Koppeschaar Mgmt For For For
2 Elect Ras Myburgh Mgmt For For For
3 Elect Peet Snyders Mgmt For For For
4 Re-elect Constantinus Mgmt For For For
Fauconnier
5 Re-elect Dalikhaya Mgmt For For For
Zihlangu
6 Elect Audit Committee Mgmt For For For
Member (Constantinus
Fauconnier)
7 Elect Audit Committee Mgmt For Against Against
Member (Vuyisa
Nkonyeni)
8 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (Salukazi
Dakile-Hlongwane)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Constantinus
Fauconnier)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Ras
Myburgh)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Fazel
Randera)
13 Approve Remuneration Mgmt For For For
Policy
14 Appointment of Auditor Mgmt For For For
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 12/30/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Revocation of Proposal Mgmt For For For
1
3 Authorisation of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For Against Against
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert J. Harding Mgmt For For For
10 Elect Martin Schady Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 11/29/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mary Bomela Mgmt For For For
2 Re-elect Peter Cooper Mgmt For For For
3 Re-elect Grant Gelink Mgmt For For For
4 Re-elect Lulu Gwagwa Mgmt For Against Against
5 Re-elect Ben van der Mgmt For Against Against
Ross
6 Elect Faffa Knoetze Mgmt For For For
7 Appointment of Mgmt For For For
Deloitte &
Touche
8 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
9 Approve Remuneration Mgmt For Against Against
Policy
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authorisation of Legal Mgmt For For For
Formalities
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance (Employee
Share Scheme
Beneficiaries)
15 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Entities)
16 Approve NEDs' Fees Mgmt For For For
17 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Fortress Income Fund Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30252258 11/01/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Iraj Abedian Mgmt For For For
2 Elect Abraham (Rual) Mgmt For For For
Albertus
Bornman
3 Elect Andrew Edward Mgmt For For For
Teixeira
4 Elect Tshiamo Mgmt For For For
Matlapeng-Vilakazi
5 Elect Urbanus (Banus) Mgmt For For For
van der
Walt
6 Elect Jan Naude Mgmt For For For
Potgieter
7 Elect Fareed Ismail Mgmt For For For
Wania
8 Elect Steven Brown Mgmt For For For
9 Re-elect Mark W. Mgmt For For For
Stevens
10 Re-elect Kurauwone Mgmt For For For
N.F.
Chihota
11 Re-elect Djurk P.C. Mgmt For For For
Venter
12 Elect Audit Committe Mgmt For For For
Member (Djurk
Venter)
13 Elect Audit Committee Mgmt For For For
Member (Jan
Potgieter)
14 Elect Audit Committee Mgmt For For For
Member (Kurauwone
Chihota)
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Authority to Issue Mgmt For For For
Shares for Cash
(BEE)
19 Approve Amendments to Mgmt For For For
The Share Purchase
Trust
Deed
20 Approve Remuneration Mgmt For Against Against
Policy
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
24 Approve NED's Fees Mgmt For For For
25 Amendment to Memorandum Mgmt For For For
26 Authorisation of Legal Mgmt For For For
Formalities
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 02/06/2017 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Delisting of Global Mgmt For For For
Depository
Receipts
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CUSIP 37953P 03/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/19/2017 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CUSIP 37953P 03/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Reserves Mgmt For For For
2 Directors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Auditor's Report Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/29/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Reserves Mgmt For For For
2 Directors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Auditor's Report Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LEW Syn Pau Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Special Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/15/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Lynette Finlay Mgmt For For For
3 Re-elect Mpume Nkabinde Mgmt For For For
4 Re-elect Patrick Mgmt For For For
Mngconkola
5 Elect Audit Committee Mgmt For For For
Member (Lynette
Finlay)
6 Elect Audit Committee Mgmt For For For
Member (Peter
Fechter)
7 Elect Audit Committee Mgmt For For For
Member (John
Hayward)
8 Appointment of Auditor Mgmt For For For
9 APPROVE REMUNERATION Mgmt For Against Against
POLICY
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Alternatives
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Amendments to Mgmt For For For
the Staff Incentive
Scheme
14 Social, Ethics and Mgmt For For For
Transformation
Report
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Amendments to Mgmt For For For
Memorandum
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GT Bank Plc
Ticker Security ID: Meeting Date Meeting Status
GUARANTY CINS V41619103 04/07/2017 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Babatunde Soyoye Mgmt For For For
4 Elect Mobolaji J. Lawal Mgmt For For For
5 Elect Osaretin Afusat Mgmt For For For
Demuren
6 Elect Ibrahim Hassan Mgmt For For For
7 Authority to Set Mgmt For Against Against
Auditor's
Fees
8 Election of Statutory Mgmt For For For
Audit Committee
Members
9 Approve Directors' Fees Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyprop Investments Limited
Ticker Security ID: Meeting Date Meeting Status
HYP CINS S3723H102 12/01/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Pieter Mgmt For For For
Prinsloo
3 Re-elect Lindie Mgmt For For For
Engelbrecht
4 Re-elect Mike Lewin Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Lindie
Engelbrecht)
6 Elect Audit Committee Mgmt For Against Against
Member (Gavin
Tipper)
7 Elect Audit Committee Mgmt For Against Against
Member (Thabo
Mokgatlha)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
15 Increase NEDs' Fees Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
3 Elect Audit Committee Mgmt For For For
Member (Peter
Davey)
4 Elect Audit Committee Mgmt For Against Against
Member (Babalwa
Ngonyama)
5 Elect Audit Committee Mgmt For For For
Member (Mpho
Nkeli)
6 APPROVE REMUNERATION Mgmt For For For
POLICY
7 Re-elect Hugh Cameron Mgmt For For For
8 Re-elect Albertina Mgmt For For For
Kekana
9 Re-elect Alastair Mgmt For For For
Macfarlane
10 Re-elect Babalwa Mgmt For Against Against
Ngonyama
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 11/01/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For Against Against
Member (Raboijane
Kgosana)
4 Elect Audit Committee Mgmt For For For
Member (Graham
Dempster)
5 Elect Audit Committee Mgmt For For For
Member (Thembisa
Dingaan)
6 Elect Audit Committee Mgmt For Against Against
Member (Phumzile
Langeni)
7 Elect Audit Committee Mgmt For For For
Member (Roddy
Sparks)
8 Elect Audit Committee Mgmt For For For
Member (Younaid
Waja)
9 Re-elect Mark Lamberti Mgmt For For For
10 Re-elect Phumzile Mgmt For For For
Langeni
11 Re-elect Philip Michaux Mgmt For For For
12 Re-elect Roderick Mgmt For For For
Sparks
13 Re-elect Ashley Mgmt For For For
Tugendhaft
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
(Chairperson)
16 Approve NEDs' Fees Mgmt For For For
(Deputy Chairperson
and Lead Independent
Director)
17 Approve NEDs' Fees Mgmt For For For
(Board
Member)
18 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Chairperson)
19 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairperson)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Chairperson)
23 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairperson)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairperson)
27 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chairperson)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Chairperson)
31 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Member)
32 Authority to Mgmt For For For
Repurchase
Shares
33 General Authority to Mgmt For For For
Issue
Shares
34 AUTHORITY TO ISSUE Mgmt For For For
SHARES FOR
CASH
35 General Authority to Mgmt For Against Against
Issue Preference
Shares
36 Approve Financial Mgmt For For For
Assistance (Section
44)
37 Approve Financial Mgmt For For For
Assistance (Section
45)
38 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 07/20/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Preference
Shares
Off-Market
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 07/20/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Preference
Shares
Off-Market
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/04/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B. M. Mgmt For For For
Bassa
3 Elect Glynn R. Burger Mgmt For For For
4 Elect Laurel C. Bowden Mgmt For For For
5 Elect Cheryl A. Carolus Mgmt For For For
6 Elect Perry K.O. Mgmt For For For
Crosthwaite
7 Elect Hendrik du Toit Mgmt For For For
8 Elect David Friedland Mgmt For Against Against
9 Elect Charles Jacobs Mgmt For For For
10 Elect Bernard Kantor Mgmt For For For
11 Elect Ian R. Kantor Mgmt For For For
12 Elect Stephen Koseff Mgmt For For For
13 Elect Mark Mgmt For For For
Malloch-Brown
14 Elect Khumo Shuenyane Mgmt For For For
15 Elect Peter R.S. Thomas Mgmt For For For
16 Elect Fani Titi Mgmt For For For
17 Remuneration Report Mgmt For Against Against
(Advisory)
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
22 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
24 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
25 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
26 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
27 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
28 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
29 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
30 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
31 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
32 Amendment to Mgmt For For For
Memorandum of
Incorporation
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Accounts and Reports Mgmt For For For
(Investec
plc)
35 Interim Dividend Mgmt For For For
(Investec
plc)
36 Final Dividend Mgmt For For For
(Investec
plc)
37 Appointment of Joint Mgmt For For For
Auditors and
Authority to Set Fees
(Investec
plc)
38 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
39 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
40 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/04/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B. M. Mgmt For For For
Bassa
3 Elect Glynn R. Burger Mgmt For For For
4 Elect Laurel C. Bowden Mgmt For For For
5 Elect Cheryl A. Carolus Mgmt For For For
6 Elect Perry K.O. Mgmt For For For
Crosthwaite
7 Elect Hendrik du Toit Mgmt For For For
8 Elect David Friedland Mgmt For Against Against
9 Elect Charles Jacobs Mgmt For For For
10 Elect Bernard Kantor Mgmt For For For
11 Elect Ian R. Kantor Mgmt For For For
12 Elect Stephen Koseff Mgmt For For For
13 Elect Mark Mgmt For For For
Malloch-Brown
14 Elect Khumo Shuenyane Mgmt For For For
15 Elect Peter R.S. Thomas Mgmt For For For
16 Elect Fani Titi Mgmt For For For
17 Remuneration Report Mgmt For Against Against
(Advisory)
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
22 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
24 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
27 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
28 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
29 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
30 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
31 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
32 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
33 Amendment to Mgmt For For For
Memorandum of
Incorporation
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Accounts and Reports Mgmt For For For
(Investec
plc)
36 Interim Dividend Mgmt For For For
(Investec
plc)
37 Final Dividend Mgmt For For For
(Investec
plc)
38 Appointment of Joint Mgmt For For For
Auditors and
Authority to Set Fees
(Investec
plc)
39 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
40 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
41 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CINS 46581Q201 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert M. Mgmt For For For
Friedland
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Markus Faber Mgmt For For For
6 Elect William Hayden Mgmt For For For
7 Elect Oyvind Hushovd Mgmt For For For
8 Elect Livia Mahler Mgmt For For For
9 Elect Peter G. Meredith Mgmt For Against Against
10 Elect Guy de Selliers Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Equity Incentive Plan Mgmt For For For
Renewal
13 Amendment to the DSU Mgmt For For For
Plan
14 Transaction of Other Mgmt For Against Against
Business
15 Amendment or Variation Mgmt For Against Against
of Matters
Presented
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP G5315B107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew G. Inglis Mgmt For For For
1.2 Elect Brian F. Maxted Mgmt For For For
1.3 Elect Chris Tong Mgmt For For For
1.4 Elect Sir Richard B. Mgmt For For For
Dearlove
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/19/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Angus Band Mgmt For For For
3 Re-elect Mike Ilsley Mgmt For For For
4 Re-elect Jacko Maree Mgmt For For For
5 Re-elect Sim Tshabalala Mgmt For For For
6 Elect Carol Roskruge Mgmt For For For
Cele
7 Elect David Munro Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue Ordinary
Shares
10 General Authority to Mgmt For Against Against
Issue Preference
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Mike
Ilsley)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Angus
Band)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Tony
Cunningham)
15 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Yunus
Suleman)
16 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Jim
Sutcliffe)
17 Approve Remuneration Mgmt For For For
Policy
18 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
19 Approve NEDs' Fees Mgmt For For For
(Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
21 Approve NEDs' Fees Mgmt For For For
(Board
Member)
22 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Sub-committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chairman)
27 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
29 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
31 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
32 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chairman)
33 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
34 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
35 Approve NEDs' Fees (IT Mgmt For For For
Committee
Chairman)
36 Approve NEDs' Fees (IT Mgmt For For For
Committee
Member)
37 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Chairman)
38 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Member)
39 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Board Meeting
Fee)
40 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Committee Meeting
Fee)
41 Approve Financial Mgmt For For For
Assistance (Section
45)
42 Approve Financial Mgmt For For For
Assistance (Section
44)
43 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/25/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Joel K. Mgmt For For For
Netshitenzhe
2 Re-elect Marian Jacobs Mgmt For For For
3 Re-elect Royden T. Vice Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Peter J.
Golesworthy)
6 Elect Audit Committee Mgmt For For For
Member (Louisa
Mojela)
7 Elect Audit Committee Mgmt For For For
Member (Royden
Vice)
8 Elect Audit Committee Mgmt For For For
Member (Garth
Solomon)
9 Approve Remuneration Mgmt For For For
Policy
10 General Authority to Mgmt For Against Against
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authority to Issue Mgmt For Against Against
Shares (30% or
Greater)
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
16 Amendments to Mgmt For For For
Memorandum (Clause
28.7.4)
17 Amendments to Mgmt For For For
Memorandum (Clauses
7.7 &
7.12)
18 Authority to Issue Mgmt For Against Against
Shares (Section
41.1)
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/25/2017 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' and Mgmt For TNA N/A
Auditors' Reports;
Ratification of Board
Acts
3 Financial Statements Mgmt For TNA N/A
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Co-Option of
Abderrahmane
Semmar
7 Ratification of Mgmt For TNA N/A
Co-Option of Hatem
Dowidar
8 Ratification of Mgmt For TNA N/A
Co-Option of Saleh
Abdooli
9 Appointment of Auditor Mgmt For TNA N/A
10 Authority to Mgmt For TNA N/A
Repurchase
Shares
11 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Mediclinic International Plc
Ticker Security ID: Meeting Date Meeting Status
MDC CINS G021A5106 07/20/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Seamus Keating Mgmt For For For
5 Elect Ian Tyler Mgmt For For For
6 Elect Danie Meintjes Mgmt For For For
7 Elect Edwin de la H. Mgmt For For For
Hertzog
8 Elect Jannie J. Durand Mgmt For For For
9 Elect Alan Grieve Mgmt For For For
10 Elect Robert Leu Mgmt For For For
11 Elect Nandi Mandela Mgmt For For For
12 Elect Trevor Petersen Mgmt For For For
13 Elect Desmond K. Smith Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Repurchase of Mgmt For For For
Subscriber
Shares
21 Amendments to Articles Mgmt For For For
(Dividend Access
Trust)
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 11/22/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Cooper Mgmt For For For
3 Elect Voyt Mgmt For For For
Krzychylkiewicz
4 Re-elect Johan van Mgmt For For For
Reenen
5 Re-elect Jabu Moleketi Mgmt For For For
6 Re-elect Louis von Mgmt For For For
Zeuner
7 Appointment of Auditor Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Frans
Truter)
9 Elect Audit Committee Mgmt For For For
Member (Syd
Muller)
10 Elect Audit Committee Mgmt For For For
Member (Fatima
Jakoet)
11 Elect Audit Committee Mgmt For For For
Member (Louis von
Zeuner)
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Authority to Mgmt For For For
Repurchase
Shares
15 Amendments to Mgmt For For For
Memorandum
16 Approve NEDs' Fees Mgmt For For For
(Chairperson of the
Board)
17 Approve NEDs' Fees Mgmt For For For
(Deputy Chairperson
of the
Board)
18 Approve NEDs' Fees Mgmt For For For
(Board
Member)
19 Approve NEDs' Fees Mgmt For For For
(Chairperson of Audit
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Member of Audit
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Actuarial
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Member of Actuarial
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Remuneration
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Member of
Remuneration
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Chairperson of Risk,
Capital and
Compliance
Committee)
26 Approve NEDs' Fees Mgmt For For For
(Member of Risk,
Capital and
Compliance
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Social, Ethics and
Transformation
Committee)
28 Approve NEDs' Fees Mgmt For For For
(Member of Social,
Ethics and
Transformation
Committee)
29 Approve NEDs' Fees Mgmt For For For
(Chairperson of
Nominations
Committee)
30 Approve NEDs' Fees Mgmt For For For
(Member of
Nominations
Committee)
31 Approve NEDs' Fees Mgmt For For For
(Chairperson of Fair
Practices
Committee)
32 Approve NEDs' Fees Mgmt For For For
(Member of Fair
Practices
Committee)
33 Approve NEDs' Fees Mgmt For For For
(Chairperson of Board
for Segments and
Product
House)
34 Approve NEDs' Fees Mgmt For For For
(Member of Board for
Segments and Product
House)
35 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Work)
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/11/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tanya Fratto Mgmt For For For
3 Elect Stephen C. Harris Mgmt For For For
4 Elect Andrew King Mgmt For For For
5 Elect John E. Nicholas Mgmt For For For
6 Elect Peter Oswald Mgmt For For For
7 Elect Fred Phaswana Mgmt For For For
8 Elect Dominique Mgmt For For For
Reiniche
9 Elect David Williams Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicolas)
13 Accounts and Reports Mgmt For For For
(Mondi
Limited)
14 Remuneration Policy Mgmt For For For
(Mondi
Limited)
15 Remuneration Report Mgmt For For For
(Mondi
Limited)
16 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Limited)
17 Appointment of Auditor Mgmt For For For
(Mondi
Limited)
18 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Limited)
19 Approve Financial Mgmt For For For
Assistance (Mondi
Limited)
20 General Authority to Mgmt For For For
Issue Shares (Mondi
Limited)
21 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Limited)
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Limited)
23 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Limited)
24 Accounts and Reports Mgmt For For For
(Mondi
plc)
25 Remuneration Policy Mgmt For For For
(Mondi
plc)
26 Remuneration Report Mgmt For For For
(Mondi
plc)
27 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
28 Appointment of Auditor Mgmt For For For
(Mondi
plc)
29 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
30 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
31 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
32 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 08/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Stewart Cohen Mgmt For For For
3 Re-elect Keith Getz Mgmt For Against Against
4 Re-elect Myles J.D. Mgmt For For For
Ruck
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles
Ruck)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
10 Approve Remuneration Mgmt For For For
Policy
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
17 Approve NEDs' Fees Mgmt For For For
(Director)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
24 Authority to Mgmt For For For
Repurchase Ordinary
Shares
25 Authority to Mgmt For For For
Repurchase Treasury
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Amendment to Mgmt For For For
Memorandum (Proxy
Appointment)
28 Amendment to Mgmt For For For
Memorandum
(Fractional
Entitlements)
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/25/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Hanratty Mgmt For For For
2 Elect Stan P. Miller Mgmt For For For
3 Elect Ralph T. Mupita Mgmt For For For
4 Elect Rob Shuter Mgmt For For For
5 Elect Nkululeko L. Mgmt For For For
Sowazi
6 Re-elect Alan van Mgmt For For For
Biljon
7 Re-elect Koosum Kalyan Mgmt For For For
8 Re-elect Azmi Mikati Mgmt For For For
9 Re-elect Jeff van Mgmt For For For
Rooyen
10 Elect Audit Committee Mgmt For For For
Member (Christine
Ramon)
11 Elect Audit Committee Mgmt For For For
Member (Paul
Hanratty)
12 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
13 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
14 Appointment of Auditor Mgmt For For For
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Remuneration Mgmt For Against Against
Policy
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Approve Financial Mgmt For For For
Assistance (Section
44)
23 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 10/07/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve 2016 Employee Mgmt For For For
Share Ownership
Plan
2 Approve 2016 BEE Mgmt For For For
Transaction
3 Authority to Mgmt For For For
Repurchase Shares
(Zakhele
Unwind)
4 Authority to Mgmt For For For
Repurchase Shares
(BEE
Transaction)
5 Approve Financial Mgmt For For For
Assistance
6 Authority to Issue Mgmt For For For
Shares for Cash
(Initial)
7 Authority to Issue Mgmt For For For
Shares for Cash
(Additional)
8 Authority to Issue Mgmt For For For
Shares for Cash
(General)
9 Approve Financial Mgmt For For For
Assistance
(ESOP)
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For Abstain Against
4 Elect Hendrik du Toit Mgmt For For For
5 Elect LIU Guijin Mgmt For For For
6 Re-elect Nolo Letele Mgmt For For For
7 Re-elect Roberto de Mgmt For Against Against
Lima
8 Re-elect Cobus Stofberg Mgmt For For For
9 Re-elect Debra Meyer Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Members (Don
Eriksson)
11 Elect Audit Committee Mgmt For Against Against
Members (Ben van der
Ross)
12 Elect Audit Committee Mgmt For For For
Members (Rachel
Jafta)
13 Approve Remuneration Mgmt For Against Against
Policy
14 General Authority to Mgmt For Against Against
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
19 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
21 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
23 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
27 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
29 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
30 Approve Financial Mgmt For For For
Assistance (Section
44)
31 Approve Financial Mgmt For For For
Assistance (Section
45)
32 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
33 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
34 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/18/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Errol Kruger Mgmt For For For
2 Elect Rob Leith Mgmt For For For
3 Re-elect Michael W.T. Mgmt For For For
Brown
4 Re-elect Brian A. Dames Mgmt For For For
5 Re-elect Mantsika Mgmt For For For
Matooane
6 Re-elect Joel K. Mgmt For For For
Netshitenzhe
7 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 General Authority to Mgmt For For For
Issue Ordinary
Shares
10 Authority to Issue Mgmt For Against Against
Preference
Shares
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
14 Approve NEDs' Fees Mgmt For For For
(Director)
15 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Credit Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Credit Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Information
Technology Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Information
Technology Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Risk & Capital
Management Committee
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Risk & Capital
Management Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee
Member)
31 Authority to Mgmt For For For
Repurchase
Shares
32 Approve Financial Mgmt For For For
Assistance
33 Amendment to Memorandum Mgmt For For For
34 Specific Authority to Mgmt For For For
Repurchase Shares
(NedNamibia
Stakeholder
Schemes)
35 Authority to Issue Mgmt For For For
Shares pursuant to
NedNamibia
Stakeholder
Schemes
________________________________________________________________________________
Nestle Nigeria plc
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 05/23/2017 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
(Slate)
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/03/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Thevendrie Mgmt For For For
Brewer
3 Re-elect Azar Jammine Mgmt For For For
4 Re-elect Norman Weltman Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Thevendrie
Brewer)
6 Elect Audit Committee Mgmt For For For
Member (Mark
Bower)
7 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
8 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Authorisation of Legal Mgmt For For For
Formalities
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 05/03/2017 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
8 Increase in Authorised Mgmt For For For
Capital
9 Scrip Dividend Mgmt For For For
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/25/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Mike Arnold Mgmt For For For
3 Elect Zoe Cruz Mgmt For For For
4 Elect Alan Gillespie Mgmt For For For
5 Elect Danuta Gray Mgmt For For For
6 Elect Bruce Hemphill Mgmt For For For
7 Elect Adiba Ighodaro Mgmt For For For
8 Elect Ingrid Johnson Mgmt For For For
9 Elect Trevor Manuel Mgmt For For For
10 Elect Roger Marshall Mgmt For For For
11 Elect Nkosana Moyo Mgmt For Against Against
12 Elect Vassi Naidoo Mgmt For Against Against
13 Elect Nonkululeko Mgmt For For For
Nyembezi-Heita
14 Elect Patrick Mgmt For For For
O'Sullivan
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Mgmt For For For
Repurchase Shares
Off-Market
(Contingent Purchase
Contracts)
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/25/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Memorandum Mgmt For Against Against
2 Allotment and Issue of Mgmt For Against Against
B Shares to the
Controlling
Shareholders
3 Approve Amendments to Mgmt For Against Against
the Employee Share
Schemes
4 Authorisation of Legal Mgmt For Against Against
Formalities
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/25/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Hugh S. Herman Mgmt For For For
3 Re-elect Lorato Mgmt For For For
Phalatse
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Re-elect David Mgmt For For For
Friedland
6 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
7 Elect Audit Committee Mgmt For For For
Member (Hugh
Herman)
8 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
9 Elect Audit Committee Mgmt For For For
Member (David
Friedland)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance (Related
or
inter-related
companies)
13 Approve Financial Mgmt For For For
Assistance
(Persons)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authorisation of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pioneer Food Group Limited
Ticker Security ID: Meeting Date Meeting Status
PFG CINS S6279F107 02/10/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Re-elect Abdus S.M. Mgmt For For For
Karaan
4 Re-elect Gerrit B. Mgmt For For For
Pretorius
5 Re-elect Andile Sangqu Mgmt For For For
6 Re-elect Norman Mgmt For For For
Celliers
7 Elect Lindiwe Mgmt For For For
Mthimunye-Bakoro
8 Elect Audit Committee Mgmt For For For
Member (Norman
Thomson)
9 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
10 Elect Audit Committee Mgmt For For For
Member (Lindiwe
Mthimunye-Bakoro)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
44)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Amendment to Memorandum Mgmt For For For
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 06/23/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Patrick Burton Mgmt For For For
2 Re-elect Francois Gouws Mgmt For Against Against
3 Re-elect Markus Jooste Mgmt For For For
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Patrick
Burton)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Bridgitte
Mathews)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Chris
Otto)
7 Appointment of Auditor Mgmt For For For
8 Approve Remuneration Mgmt For Against Against
Policy
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve NEDs' Fees Mgmt For For For
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Authority to Mgmt For For For
Repurchase
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 11/24/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Johan P. Mgmt For For For
Burger
2 Re-elect Peter Cooper Mgmt For Against Against
3 Re-elect Per-Erik Mgmt For Against Against
(Per)
Lagerstrom
4 Re-elect Mafison Mgmt For For For
(Murphy)
Morobe
5 Re-lect Khehla C. Mgmt For For For
Shubane
6 Elect Francois (Faffa) Mgmt For Against Against
Knoetze
7 Approve Remuneration Mgmt For Against Against
Policy
8 General Authority to Mgmt For For For
Issue
Shares
9 General Authority to Mgmt For For For
Issue Shares for
Cash
10 Appointment of Auditor Mgmt For Against Against
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
13 Elect Audit and Risk Mgmt For Against Against
Committee Member (Per
Lagerstrom)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 02/09/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bridgitte Mathews Mgmt For For For
2 Re-elect Bernard Nackan Mgmt For For For
3 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Phumzile
Langeni)
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Bernard
Nackan)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(David
Nathan)
6 Appointment of Auditor Mgmt For For For
7 General Authority to Mgmt For For For
Issue
Shares
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Authority to Issue Mgmt For Abstain Against
Shares Pursuant to
Reinvestment
Options
10 Approve Remuneration Mgmt For For For
Policy
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
44)
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Adopt New Memorandum Mgmt For For For
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 08/16/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For For For
Authorised
Capital
2 Amendment to Memorandum Mgmt For For For
3 General Authority to Mgmt For For For
Issue Ordinary Shares
and B Ordinary
Shares
4 Approve Issue of Mgmt For For For
Securities (B
Ordinary Shares to
Rupert
Beleggings)
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 12/01/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Jan (Jannie) Mgmt For For For
J.
Durand
4 Re-elect Paul K. Harris Mgmt For For For
5 Re-elect Edwin de la Mgmt For For For
H.
Hertzog
6 Re-elect Josua Mgmt For For For
(Dillie)
Malherbe
7 Re-elect Murphy M. Mgmt For For For
Morobe
8 Elect Neville Williams Mgmt For For For
9 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Nkateko
Mageza)
10 Election of Audit and Mgmt For For For
Risk Committee Member
(Phillip
Moleketi)
11 Election of Audit and Mgmt For For For
Risk Committee Member
(Fred
Robertson)
12 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Sonja
Sebotsa)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance (Section
44)
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Resilient REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6917M282 10/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Protas Phili Mgmt For For For
2 Elect Barry Stuhler Mgmt For For For
3 Elect Dawn Marole Mgmt For For For
4 Re-elect Des de Beer Mgmt For For For
5 Re-elect Jacobus Kriek Mgmt For For For
6 Re-elect Barry van Wyk Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Bryan
Hopkins)
8 Elect Audit Committee Mgmt For For For
Member (Barry van
Wyk)
9 Elect Audit Committee Mgmt For For For
Member (Protas
Phili)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authority to Issue Mgmt For For For
Shares Pursuant to
the BEE
Scheme
14 Approve Remuneration Mgmt For Against Against
Policy
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Approve NEDs' Fees Mgmt For For For
19 Authorisation of Legal Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/24/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Gerrit Mgmt For For For
Ferreira
2 Re-elect Johan Burger Mgmt For Against Against
3 Re-elect Sonja Sebotsa Mgmt For For For
4 Re-elect Pat Goss Mgmt For Against Against
5 Re-elect Khehla Shubane Mgmt For Against Against
6 Elect Faffa Knoetze Mgmt For For For
7 Approve Remuneration Mgmt For Against Against
Policy
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Appointment of Auditor Mgmt For For For
11 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
13 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Adopt New Memorandum Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rockcastle Global Real Estate Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROCK CINS V7688C103 06/30/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Mark Olivier Mgmt For For For
3 Elect Spiro Noussis Mgmt For For For
4 Elect Nick Matulovich Mgmt For For For
5 Elect Rory Kirk Mgmt For For For
6 Elect Yan Ng Mgmt For For For
7 Elect Andre van der Mgmt For For For
Veer
8 Elect Barry L. Stuhler Mgmt For For For
9 Elect Karen Bodenstein Mgmt For For For
10 Elect Marek Noetzel Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Directors' Fees Mgmt For For For
14 Authority to Issue Mgmt For For For
Share w/ or w/o
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authorisation of Legal Mgmt For For For
Formalities
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Rockcastle Global Real Estate Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROCK CINS V7688C103 11/25/2016 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Olivier Mgmt For For For
2 Elect Spiro Noussis Mgmt For For For
3 Elect Nick Matulovich Mgmt For For For
4 Elect Rory Kirk Mgmt For For For
5 Elect Yan Ng Mgmt For For For
6 Elect Andre van der Mgmt For For For
Veer
7 Elect Barry L. Stuhler Mgmt For For For
8 Elect Karen Bodenstein Mgmt For For For
9 Elect Marek Noetzel Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
11 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
12 Directors' Fees Mgmt For For For
13 Authority to Issue Mgmt For Abstain Against
Authorised but
Unissued
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Transaction of Other Mgmt For Against Against
Business
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SCOM CINS V74587102 09/02/2016 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Final Dividend Mgmt For For For
3 Approve Special Mgmt For For For
Dividend
4 Elect Susan Mudhune Mgmt For Against Against
5 Elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Paul Hanratty Mgmt For For For
4 Re-elect Manana Mgmt For For For
Bakane-Tuoane
5 Re-elect Mohammed V. Mgmt For For For
Moosa
6 Re-elect Sipho A. Nkosi Mgmt For For For
7 Re-elect Polelo Mgmt For For For
(Lazarus)
Zim
8 Re-elect Yaganthrie Mgmt For For For
Ramiah
9 Elect Heinie Carl Werth Mgmt For For For
10 Elect Audit, Actuarial Mgmt For For For
& Finance Committee
Member (Anton D.
Botha)
11 Elect Audit, Actuarial Mgmt For For For
& Finance Committee
Member (Paul
Hanratty)
12 Elect Audit, Actuarial Mgmt For For For
& Finance Committee
Member (Karabo T.
Nondumo)
13 Elect Audit, Actuarial Mgmt For For For
& Finance Committee
Member (Philip de
Villiers
Rademeyer)
14 Approve Remuneration Mgmt For For For
Policy
15 Ratify NEDs' Fees Mgmt For For For
16 General Authority to Mgmt For For For
Issue
Shares
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance (Section
44)
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/08/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Michael A. Mgmt For For For
Fallon
3 Re-elect Deenadayalen Mgmt For For For
(Len)
Konar
4 Re-elect John D. Mgmt For For For
McKenzie
5 Re-elect Glen T. Pearce Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Deenadayalen
Konar)
7 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
8 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
9 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
10 Elect Audit Committee Mgmt For For For
Member (Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Henk Dijkgraaf Mgmt For For For
3 Re-elect JJ Njeke Mgmt For For For
4 Re-elect Bongani Mgmt For For For
Nqwababa
5 Re-elect Peter Mgmt For For For
Robertson
6 Elect Stephen Cornell Mgmt For For For
7 Elect Manuel Cuambe Mgmt For For For
8 Elect Paul Victor Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
11 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
12 Elect Audit Committee Mgmt For For For
Member (Imogen
Mkhize)
13 Elect Audit Committee Mgmt For For For
Member (Johnson
Njeke)
14 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Long-Term Mgmt For For For
Incentive
Plan
17 Authority to Issue Mgmt For For For
Shares Pursuant to
the Long-Term
Incentive
Plan
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to Mgmt For For For
Memorandum (Clause
9.1)
21 Amendments to Mgmt For For For
Memorandum (Clause
22.2)
22 Amendment to Mgmt For For For
Memorandum (Clause
23.1.12)
23 General Authority to Mgmt For For For
Repurchase
Shares
24 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Mgmt For For For
Shareholder Rights
Plan
12 Advance Notice Mgmt For For For
Provision
13 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Anna Mokgokong Mgmt For For For
4 Re-elect Johannes Mgmt For For For
Basson
5 Re-elect Jimmy Fouche Mgmt For For For
6 Re-elect Joseph Rock Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee member
(Johannes
Basson)
8 Elect Audit and Risk Mgmt For Against Against
Committee member
(Jacobus
Louw)
9 Elect Audit and Risk Mgmt For For For
Committee member
(Jimmy
Fouche)
10 Elect Audit and Risk Mgmt For For For
Committee member
(Joseph
Rock)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authorisation of Legal Mgmt For For For
Formalities
14 APPROVE REMUNERATION Mgmt For Against Against
POLICY
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Mgmt For For For
Memorandum (Clauses
9.3 to
9.6)
20 Amendments to Mgmt For For For
Memorandum (Clause
15)
21 Amendments to Mgmt For For For
Memorandum (Clauses
1.2.24, 1.2.25 and
48)
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For Against Against
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Chris Chadwick Mgmt For For For
3 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
4 Re-elect Timothy Mgmt For For For
Cumming
5 Re-elect Charl Keyter Mgmt For For For
6 Re-elect Sello Moloko Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
8 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve 2017 Share Plan Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/26/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Geraldine Mgmt For For For
Fraser-Moleketi
3 Elect Trix Kennealy Mgmt For For For
4 Elect Jacko Maree Mgmt For For For
5 Elect Nomgando Matyumza Mgmt For For For
6 Re-elect Andre Parker Mgmt For For For
7 Re-elect Swazi Mgmt For For For
Tshabalala
8 Elect John Vice Mgmt For For For
9 Appointment of Auditor Mgmt For For For
(KPMG)
10 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
11 General Authority to Mgmt For For For
Issue Ordinary
Shares
12 General Authority to Mgmt For Against Against
Issue Preference
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
(Chairman)
15 Approve NEDs' Fees Mgmt For For For
(NED)
16 Approve NEDs' Fees Mgmt For For For
(International
NED)
17 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
26 Approve NEDs' Fees (IT Mgmt For For For
Committee
Chairman)
27 Approve NEDs' Fees (IT Mgmt For For For
Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Model Approval
Committee
Chairman)
29 Approve NEDs' Fees Mgmt For For For
(Model Approval
Committee
Member)
30 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Meeting
Attendance)
31 Authority to Mgmt For For For
Repurchase Ordinary
Shares
32 Authority to Mgmt For For For
Repurchase Preference
Shares
33 Approve Financial Mgmt For For For
Assistance
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Steinhoff International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SNH CINS N8248H102 03/14/2017 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Elect Claas E. Daun Mgmt For TNA N/A
11 Elect Bruno E. Mgmt For TNA N/A
Steinhoff
12 Elect Christo Wiese Mgmt For TNA N/A
13 Elect Jayendra Naidoo Mgmt For TNA N/A
14 Supervisory Board Fees Mgmt For TNA N/A
15 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
17 Authority to Mgmt For TNA N/A
Repurchase
Shares
18 Appointment of Auditor Mgmt For TNA N/A
19 Non-Voting Agenda Item N/A N/A TNA N/A
20 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/25/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Board Changes Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Telkom SA SOC Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 08/24/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Jabu Mabuza Mgmt For For For
2 Re-elect Navin Kapila Mgmt For For For
3 Re-elect Itumeleng Mgmt For For For
Kgaboesele
4 Re-elect Kholeka W. Mgmt For For For
Mzondeki
5 Elect Audit Committee Mgmt For For For
Member (Itumeleng
Kgaboesele)
6 Elect Audit Committee Mgmt For For For
Member (Kholeka
Mzondeki)
7 Elect Audit Committee Mgmt For For For
Member (Louis von
Zeuner)
8 Elect Audit Committee Mgmt For For For
Member (Thembisa
Dingaan)
9 Elect Audit Committee Mgmt For For For
Member (Rex
Tomlinson)
10 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
11 Appointment of Joint Mgmt For For For
Auditor
(Nkonki)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/28/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Abstain Against
2 Elect Hans Peter Meijer Mgmt For For For
3 Re-elect Brian Joffe Mgmt For For For
4 Re-lect Anthony W. Dawe Mgmt For For For
5 Re-elect Nompumelelo Mgmt For For For
T.
Madisa
6 Re-elect Sibongile Mgmt For For For
Masinga
7 Elect Audit Committee Mgmt For For For
Member (Eric
Diack)
8 Elect Audit Committee Mgmt For For For
Member (Sibongile
Masinga)
9 Elect Audit Committee Mgmt For Against Against
Member (Nigel
Payne)
10 Approve Remuneration Mgmt For For For
Policy (Base
Pay)
11 Approve Remuneration Mgmt For For For
Policy (Short-Term
Incentives)
12 Approve Remuneration Mgmt For For For
Policy (Long-Term
Incentives)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
16 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
17 Authorisation of Legal Mgmt For For For
Formalities
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/06/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Samuel (Sam) Mgmt For For For
E.
Abrahams
4 Re-elect Michael Lewis Mgmt For For For
5 Re-elect Fatima Mgmt For For For
Abrahams
6 Elect Graham H. Davin Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member (Sam
Abrahams)
8 Election of Audit Mgmt For For For
Committee Member
(Tumi
Makgabo-Fiskerstrand)
9 Election of Audit Mgmt For For For
Committee Member
(Eddy
Oblowitz)
10 Election of Audit Mgmt For For For
Committee Member
(Nomahlubi
Simamane)
11 Election of Audit Mgmt For For For
Committee Member
(David
Friedland)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mziwakhe P. Mgmt For For For
Madi
2 Re-elect Harish K. Mgmt For For For
Mehta
3 Appointment of Auditor Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Member (Chris F.
Wells)
5 Elect Audit Committee Mgmt For For For
Member (Harish K.
Mehta)
6 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
7 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
8 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
9 Amendments to Mgmt For For For
Memorandum
10 Approve Financial Mgmt For For For
Assistance
11 Approve NEDs' Fees Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/21/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emma Mashilwane Mgmt For For For
2 Elect Kevin A. Mgmt For For For
Hedderwick
3 Elect Lawrence Mac Mgmt For For For
Dougall
4 Re-elect Maya Makanjee Mgmt For For For
5 Re-elect Rob Nisbet Mgmt For For For
6 Re-elect Makhup Nyama Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Rob
Nisbet)
8 Elect Audit Committee Mgmt For For For
Member (Emma
Mashilwane)
9 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For Against Against
Policy
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
(NEDs)
15 Approve NEDs' Fees Mgmt For For For
(Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Deputy
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Committees)
18 Approve NEDs' Fees Mgmt For For For
(Special Meetings and
Extraordinary
Work)
19 Approve NEDs' Fees Mgmt For For For
(Non-resident
NED)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Tony Taylor Mgmt For For For
3 Re-elect Rob Dow Mgmt For For For
4 Re-elect Khutso Mgmt For For For
Mampeule
5 Elect Doug Dare Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authority to Mgmt For For For
Repurchase
Shares
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approve NEDs' Fees Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Michael
Thompson)
11 Elect Audit Committee Mgmt For For For
Member (Rob
Dow)
12 Elect Audit Committee Mgmt For For For
Member (Roderick
Sparks)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Social and Mgmt For For For
Ethics Committee
Report
15 Elect Social and Mgmt For For For
Ethics Committee
Member
(Michael
Thompson)
16 Elect Social and Mgmt For For For
Ethics Committee
Member
(Thandi
Ndlovu)
17 Elect Social and Mgmt For For For
Ethics Committee
Member
(David
Pfaff)
18 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/05/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Rights Issue Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares (Rights
Issue)
3 Disapplication of Mgmt For For For
Preemption Rights
(Rights
Issue)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Tutu Agyare Mgmt For For For
5 Elect Mike Daly Mgmt For For For
6 Elect Anne Drinkwater Mgmt For For For
7 Elect Aidan Heavey Mgmt For For For
8 Elect Stephen Lucas Mgmt For For For
9 Elect Angus McCoss Mgmt For For For
10 Elect Paul McDade Mgmt For For For
11 Elect Ian Springett Mgmt For For For
12 Elect Jeremy R. Wilson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Amendments to the Mgmt For For For
Tullow Incentive
Plan
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/19/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Till Streichert Mgmt For For For
3 Elect Marten Pieters Mgmt For For For
4 Re-elect Serpil Timuray Mgmt For For For
5 Re-elect John W.L. Otty Mgmt For For For
6 Re-elect Phillip J. Mgmt For For For
Moleketi
7 Re-elect Mohamed S.A. Mgmt For For For
Joosub
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
11 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Phillip
Moleketi)
12 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/30/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Bacon Mgmt For For For
2 Re-elect Reeza Isaacs Mgmt For For For
3 Re-elect Ian Moir Mgmt For For For
4 Re-elect Stuart Rose Mgmt For Against Against
5 Re-elect Simon Susman Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Patrick
Allaway)
8 Elect Audit Committee Mgmt For For For
Member (Peter
Bacon)
9 Elect Audit Committee Mgmt For Against Against
Member (Zarina
Bassa)
10 Elect Audit Committee Mgmt For For For
Member (Hubert
Brody)
11 Elect Audit Committee Mgmt For For For
Member (Andrew
Higginson)
12 Approve Remuneration Mgmt For For For
Policy
13 Ratify NEDs' Fees Mgmt For For For
(Zarina
Bassa)
14 Ratify NEDs' Fees Mgmt For For For
(Hubert
Brody)
15 Increase NEDs' Fees Mgmt For For For
16 Amendments to Mgmt For For For
Memorandum
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zenith Bank plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBANK CINS V9T871109 03/22/2017 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Umar Ahmed Mgmt For For For
5 Elect Olusola Oladipo Mgmt For For For
6 Elect Chukuka S. Mgmt For For For
Enwemeka
7 Elect Alhaji B. Tela Mgmt For For For
8 Authority to Set Mgmt For Against Against
Auditor's
Fees
9 Election of Statutory Mgmt For For For
Audit Committee
Members
10 Capital Restructure Mgmt For Abstain Against
11 Directors' Fees Mgmt For For For
12 Amendments to Articles Mgmt For Abstain Against
(Capital
Restructure)
Fund Name : VanEck Vectors Agribusiness ETF
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect George E. Minnich Mgmt For For For
6 Elect Martin H. Mgmt For For For
Richenhagen
7 Elect Gerald L. Shaheen Mgmt For For For
8 Elect Mallika Mgmt For For For
Srinivasan
9 Elect Hendrikus Visser Mgmt For For For
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Terrell K. Crews Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Suzan F. Harrison Mgmt For For For
6 Elect Juan R. Luciano Mgmt For For For
7 Elect Patrick J. Moore Mgmt For Against Against
8 Elect Francisco Sanchez Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K4002E115 04/07/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair
6 Report of the Board of Mgmt For TNA N/A
Directors
7 Accounts and Reports Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Election of Directors Mgmt For TNA N/A
10 Elect Runi M. Hansen Mgmt For TNA N/A
as
Chair
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Appointment of Auditor Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
16 Remuneration Guidelines Mgmt For TNA N/A
17 Transaction of Other Mgmt For TNA N/A
Business
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Fischer Mgmt For For For
1.2 Elect Perry W. Premdas Mgmt For For For
1.3 Elect John Y. Mgmt For For For
Televantos
2 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Mgmt For For For
Bachrach
2 Elect Enrique H. Mgmt For For For
Boilini
3 Elect Carol M. Browner Mgmt For For For
4 Elect Paul Cornet de Mgmt For For For
Ways-Ruart
5 Elect Andrew A. Ferrier Mgmt For For For
6 Elect Andreas Fibig Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect L. Patrick Lupo Mgmt For For For
9 Elect John E. McGlade Mgmt For For For
10 Elect Soren Schroder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Non-Employee
Directors Equity
Incentive
Plan
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Mgmt For For For
Furbacher
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
China Huishan Dairy Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6863 CINS G2117A106 08/29/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Peter KAN Yu Mgmt For Against Against
Leung
6 Elect SONG Kungang Mgmt For Against Against
7 Elect GU Ruixia Mgmt For For For
8 Elect TSUI Kei Pang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Suzanne Heywood Mgmt For For For
8 Elect Leo W. Houle Mgmt For For For
9 Elect Peter Kalantzis Mgmt For For For
10 Elect John Lanaway Mgmt For For For
11 Elect Silke Christina Mgmt For For For
Scheiber
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Mgmt For For For
Theurillat
15 Authority to Mgmt For For For
Repurchase
Shares
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Alan C. Heuberger Mgmt For For For
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 05/25/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yahaya Abd Jabar Mgmt For Against Against
3 Elect Omar Salim Mgmt For Against Against
4 Elect Mohamed Suffian Mgmt For For For
Awang
5 Directors' Fees for FY Mgmt For For For
2016
6 Directors' Fees for FY Mgmt For For For
2017
7 Directors' Benefits Mgmt For For For
for FY
2017
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/28/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ciliandra Mgmt For Against Against
Fangiono
4 Elect HEE Theng Fong Mgmt For Against Against
5 Elect TAN Seow Kheng Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect G. Peter D'Aloia Mgmt For For For
4 Elect C. Scott Greer Mgmt For For For
5 Elect K Lynne Johnson Mgmt For For For
6 Elect Dirk A. Mgmt For For For
Kempthorne
7 Elect Paul J. Norris Mgmt For For For
8 Elect Margareth Ovrum Mgmt For Against Against
9 Elect Robert C. Pallash Mgmt For For For
10 Elect William H. Powell Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Amendment to the Mgmt For For For
Incentive
Compensation and
Stock
Plan
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LEW Syn Pau Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Special Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 05/29/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Office Mgmt For For For
Premises
Lease
4 Approval of Goldin Mgmt For For For
Dining
Lease
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 09/02/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 JV Agreement Mgmt For For For
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 11/01/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Joint Venture Mgmt For For For
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 11/29/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect HUANG Xiaojian Mgmt For For For
5 Elect ZHOU Xiaojun Mgmt For For For
6 Elect HOU Qin Mgmt For For For
7 Elect GAO Min Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rebecca M. Mgmt For For For
Henderson
2 Elect Lawrence D. Mgmt For For For
Kingsley
3 Elect Sophie V. Mgmt For For For
Vandebroek
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Incitec Pivot Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/16/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-Elect Kathryn J. Mgmt For For For
Fagg
3 Equity Grant (MD/CEO Mgmt For For For
James
Fazzino)
4 Amendments to Mgmt For For For
Constitution
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/28/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karownakaran @ Mgmt For Against Against
Karunakaran a/l
Ramasamy
2 Elect LIM Tuang Ooi Mgmt For Against Against
3 Elect LEE Shin Cheng Mgmt For For For
4 Elect Peter CHIN Fah Mgmt For Against Against
Kui
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 01/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Johanan Locker Mgmt For For For
2 Elect Avisar Paz Mgmt For For For
3 Elect Aviad Kaufman Mgmt For For For
4 Elect Ovadia Eli Mgmt For For For
5 Elect Geoffery E. Mgmt For For For
Merszei
6 Elect Shimon Eckhaus Mgmt For For For
7 Elect Ron Moskovitz Mgmt For For For
8 Elect Sagi Kabla Mgmt For For For
9 Equity Grant to Mgmt For For For
Unaffiliated
Directors
10 Equity Grant to Mgmt For For For
Affiliated
Directors
11 Assignment of Mgmt For For For
Compensation to
Controlling
Shareholders
12 Declaration of Mgmt N/A Against N/A
Personal
Interest
13 If you are an Interest Mgmt N/A Against N/A
Holder as defined in
Section 1 of the
Securities Law, 1968,
vote FOR. Otherwise,
vote
against.
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 08/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A For N/A
Controlling
Ownership
3 Declaration of Mgmt N/A For N/A
Material
Interest
4 Elect Johanan Locker Mgmt For For For
5 Compensation Terms and Mgmt For Against Against
Equity Grant of
Executive
Chairman
6 Equity Grant of CEO Mgmt For Against Against
7 Declaration of Mgmt N/A For N/A
Controlling
Ownership
8 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/10/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Elect Thomas Kolbl to Mgmt For TNA N/A
the Supervisory
Board
11 Amendments to Articles Mgmt For TNA N/A
Regarding Invitations
to General
Meetings
12 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board
Meetings
13 Amendments to Articles Mgmt For TNA N/A
Regarding Supervisory
Board
Compensation
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/12/2016 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For TNA N/A
and Auditor
Reports
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Elect Andrzej Danilczuk Mgmt For TNA N/A
7 Resignation of Director Mgmt For TNA N/A
8 Elect Nathalie Bachich Mgmt For TNA N/A
9 Elect Sergei Shibaev Mgmt For TNA N/A
10 Elect Anastasia Mgmt For TNA N/A
Usachova
11 Elect Victoriia Mgmt For TNA N/A
Lukyanenko
12 Elect Yuriy Kovalchuk Mgmt For TNA N/A
13 Elect Kostiantyn Mgmt For TNA N/A
Lytvynskyi
14 Independent Directors' Mgmt For TNA N/A
Fees
15 Executive Directors' Mgmt For TNA N/A
Fees
16 Ratification of Mgmt For TNA N/A
Auditor's
Acts
17 Appointment of Auditor Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Komipharm International Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
041960 CINS Y4934W105 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/15/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Hau Hian Mgmt For Against Against
3 Elect YEOH Eng Khoon Mgmt For For For
4 Elect QUAH Poh Keat Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Elect KWOK Kian Hai Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/24/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For Against Against
3 Elect Toshihiro Kubo Mgmt For For For
4 Elect Shigeru Kimura Mgmt For For For
5 Elect Kenshiroh Ogawa Mgmt For For For
6 Elect Yuichi Kitao Mgmt For For For
7 Elect Satoshi Iida Mgmt For For For
8 Elect Masato Yoshikawa Mgmt For For For
9 Elect Yuzuru Matsuda Mgmt For For For
10 Elect Kohichi Ina Mgmt For For For
11 Elect Masao Morishita Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
13 Restricted Share Plan Mgmt For For For
________________________________________________________________________________
Leroy Seafood Group ASA
Ticker Security ID: Meeting Date Meeting Status
LSG CINS R4279D108 05/23/2017 Take No Action
Meeting Type Country of Trade
Ordinary Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Agenda Mgmt For TNA N/A
5 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Nomination Committee Mgmt For TNA N/A
Fees
9 Audit Committee Fees Mgmt For TNA N/A
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Elect Britt Katrine Mgmt For TNA N/A
Drivenes
12 Elect Hege Charlotte Mgmt For TNA N/A
Bakken
13 Elect Didrik Munch Mgmt For TNA N/A
14 Elect Karoline Mogster Mgmt For TNA N/A
15 Stock Split Mgmt For TNA N/A
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
17 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 06/01/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
10 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Ole Eirik Leroy Mgmt For TNA N/A
15 Elect Lisbet Naero Mgmt For TNA N/A
16 Elect Orjan Svanevik Mgmt For TNA N/A
17 Nomination Committee Mgmt For TNA N/A
18 Quarterly Dividend Mgmt For TNA N/A
Distribution
19 Authority to Mgmt For TNA N/A
Distribute
Dividends
20 Authority to Mgmt For TNA N/A
Repurchase Shares and
to Issue Treasury
Shares
21 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
22 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment
to the Long-Term
Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy E. Cooper Mgmt For For For
2 Elect Gregory L. Ebel Mgmt For For For
3 Elect Timothy S. Gitzel Mgmt For For For
4 Elect Denise C. Johnson Mgmt For For For
5 Elect Emery N. Koenig Mgmt For For For
6 Elect Robert L. Mgmt For For For
Lumpkins
7 Elect William T. Mgmt For For For
Monahan
8 Elect James C. O'Rourke Mgmt For For For
9 Elect James L. Popowich Mgmt For For For
10 Elect David T. Seaton Mgmt For For For
11 Elect Steven M. Seibert Mgmt For For For
12 Elect Kelvin W. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Neogen Corporation
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William T. Boehm Mgmt For For For
1.2 Elect Jack C. Parnell Mgmt For For For
1.3 Elect James P. Tobin Mgmt For For For
1.4 Elect James C. Borel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NH Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Consolidation Mgmt For For For
2 Elect Juichi Suezawa Mgmt For For For
3 Elect Yoshihide Hata Mgmt For For For
4 Elect Kazunori Mgmt For For For
Shinohara
5 Elect Kohji Kawamura Mgmt For For For
6 Elect Hiroji Ohkoso Mgmt For For For
7 Elect Katsumi Inoue Mgmt For For For
8 Elect Tetsuhiro Kitoh Mgmt For For For
9 Elect Hajime Takamatsu Mgmt For For For
10 Elect Toshiko Katayama Mgmt For For For
11 Elect Iwao Taka Mgmt For For For
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/01/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Donald G. Mgmt For For For
McGauchie
4 Re-elect Toshikazu Mgmt For For For
Takasaki
5 Equity Grant (MD/CEO Mgmt For For For
Greg
Hunt)
6 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 06/08/2017 Take No Action
Meeting Type Country of Trade
Ordinary Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits
6 Ratification of Mgmt For TNA N/A
Executive Directors
Acts
7 Ratification of Mgmt For TNA N/A
Non-Executive
Directors
Acts
8 Elect Nassef Sawiris Mgmt For TNA N/A
to the Board of
Directors
9 Elect Salman Butt to Mgmt For TNA N/A
the Board of
Directors
10 Elect Anjia Montijn to Mgmt For TNA N/A
the Board of
Directors
11 Elect Sipko N. Schat Mgmt For TNA N/A
to the Board of
Directors
12 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
14 Authority to Mgmt For TNA N/A
Repurchase
Shares
15 Appointment of Auditor Mgmt For TNA N/A
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/16/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Charter Mgmt For Abstain Against
4 Interim Dividend Mgmt For For For
5 Related Party Mgmt For Abstain Against
Transactions
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maksim V. Volkov Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
10 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
11 Elect Sven Ombudstvedt Mgmt N/A For N/A
12 Elect Roman V. Osipov Mgmt N/A Abstain N/A
13 Elect James B. Rogers Mgmt N/A For N/A
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Marcus J. Rhodes Mgmt N/A For N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Ekaterina V. Mgmt For For For
Viktorova
19 Elect Galina A. Mgmt For For For
Kalinina
20 Elect Pavel N. Sinitsa Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For Abstain Against
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/03/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
2 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
3 Allocation of Retained Mgmt For For For
Earnings/Dividends
4 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.4)
5 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.1)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L. Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Water
Stewardship
Policy
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Diversity
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Independent
Board
Chair
________________________________________________________________________________
Platform Specialty Products Corporation
Ticker Security ID: Meeting Date Meeting Status
PAH CUSIP 72766Q105 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Rakesh Sachdev Mgmt For For For
3 Elect Ian G.H. Ashken Mgmt For Against Against
4 Elect Nicolas Berggruen Mgmt For Against Against
5 Elect Michael F. Goss Mgmt For Against Against
6 Elect Ryan Israel Mgmt For Against Against
7 Elect E. Stanley O'Neal Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Aaron W. Regent Mgmt For For For
1.10 Elect Jochen E. Tilk Mgmt For For For
1.11 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/09/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for Mgmt For For For
Fiscal Year
2016
3 Directors' Benefits Mgmt For For For
for Fiscal Year
2017-18
4 Elect LIM Soon Huat Mgmt For Against Against
5 Elect Ahmad Riza Basir Mgmt For Against Against
6 Elect OH Siew Nam Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
10 Related Party Mgmt For For For
Transactions with
Kuok Brothers Sdn
Bhd
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Resignation of Herman Mgmt For For For
Sugianto
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/26/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Supervisory Council's Mgmt For For For
Fees
4 Amendments to Articles Mgmt For For For
5 Publication of Company Mgmt For For For
Notices
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For N/A N/A
8 Election of Board Mgmt For Abstain Against
Member Representative
of Minority
Shareholders
9 Supervisory Council Mgmt For For For
Size
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Luiz Carlos Mgmt For For For
Nannini
13 Elect Paulo Henrique Mgmt For For For
Wanick
Mattos
14 Elect Thiago Costa Mgmt For For For
Jacinto
15 Elect Marcelo Curti Mgmt For For For
16 Elect Joel Benedito Mgmt For For For
Junior
17 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lampkin Butts Mgmt For For For
1.2 Elect Beverly Hogan Mgmt For For For
1.3 Elect Phil K. Mgmt For For For
Livingston
1.4 Elect Joe F. Mgmt For For For
Sanderson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
________________________________________________________________________________
Sirius Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
SXX CINS G6768Q104 06/29/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Thomas Staley Mgmt For For For
3 Elect Russell Scrimshaw Mgmt For For For
4 Elect Chris Fraser Mgmt For For For
5 Elect Elizabeth Noel Mgmt For For For
Harwerth
6 Elect Keith Clarke Mgmt For For For
7 Elect Louise Hardy Mgmt For For For
8 Elect John Hutton Mgmt For For For
9 Elect Jane Lodge Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Amendments to Articles Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report and Mgmt For For For
Account Inspectors'
Report
3 Appointment of Auditor Mgmt For For For
4 Appointment of Account Mgmt For For For
Inspectors
5 Presentation of Report Mgmt For For For
on Related Party
Transactions
6 Investment and Finance Mgmt For For For
Policy
7 Allocation of Mgmt For For For
Profits/Dividends
8 Dividend Policy Mgmt For For For
9 Board of Directors' Mgmt For Abstain Against
Expenditures
10 Directors' Fees Mgmt For Against Against
11 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
12 Transaction of Other Mgmt N/A Against N/A
Business
13 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 06/26/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Profits Mgmt For For For
5 Elect Gunnar Brock Mgmt For For For
6 Elect Michel Demare Mgmt For For For
7 Elect Eveline Saupper Mgmt For For For
8 Elect Jurg Witmer Mgmt For For For
9 Elect Jianxin Ren as Mgmt For For For
Board
Chair
10 Elect Hongbo Chen Mgmt For For For
11 Elect Olivier de Mgmt For For For
Clermont-Tonnerre
12 Elect Dieter Gericke Mgmt For For For
13 Elect Jurg Witmer as Mgmt For For For
Compensation
Committee
Member
14 Elect Olivier de Mgmt For For For
Clermont-Tonnerre as
Compensation
Committee
Member
15 Elect Dieter Gericke Mgmt For For For
as Compensation
Committee
Member
16 Board Compensation Mgmt For For For
17 Executive Compensation Mgmt For Against Against
18 Appointment of Mgmt For For For
Independent
Proxy
19 Appointment of Auditor Mgmt For For For
20 Transaction of Other Mgmt Against Against For
Business
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/14/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect Gerard M Anderson Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Donald L. Mennel Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey M. Mgmt For For For
Ettinger
1.2 Elect Katherine J. Mgmt For For For
Harless
1.3 Elect Michael J. Mgmt For For For
Hoffman
1.4 Elect D. Christian Koch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tongaat Hulett Limited
Ticker Security ID: Meeting Date Meeting Status
TON CINS S85920130 07/27/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Jenitha John Mgmt For For For
3 Re-elect Rachel P Mgmt For For For
Kupara
4 Re-elect Nonhlanha Mgmt For For For
Mjoli-Mncube
5 Elect Audit and Mgmt For For For
Compliance Committee
Member (Jenitha
John)
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Stephen
Beesley)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Fatima
Jakoet)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rachel
Kupara)
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve NEDs' Fees Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Ramkumar Krishnan Mgmt For For For
1.5 Elect George MacKenzie Mgmt For For For
1.6 Elect Edna K. Morris Mgmt For For For
1.7 Elect Mark J. Weikel Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 11/10/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paul Rayner Mgmt For For For
3 Re-elect Warwick Mgmt For For For
Every-Burns
4 Re-elect Peter Hearl Mgmt For For For
5 Elect Lauri Shanahan Mgmt For For For
6 Renew Proportional Mgmt For For For
Takeover
Provision
7 REMUNERATION REPORT Mgmt For For For
8 Equity Grant (MD/CEO Mgmt For For For
Michael
Clarke)
9 Approve Increase in Mgmt For Against Against
NEDs' Fee
Cap
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Tom Hayes Mgmt For For For
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Brad T. Sauer Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 08/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transaction Mgmt For For For
3 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
4 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
5 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
6 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
7 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
8 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
9 Related Party Mgmt For For For
Transactions (D&O
Insurance)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 09/27/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Dmitry V. Konyaev Mgmt For Abstain Against
6 Elect Dmitry A. Lobyak Mgmt For Abstain Against
7 Elect Luc Marc J. Maene Mgmt For For For
8 Elect Dmitry A. Mazepin Mgmt For Abstain Against
9 Elect Robert J. Mgmt For For For
Margetts
10 Elect Dmitry V. Osipov Mgmt For Abstain Against
11 Elect Paul J. Ostling Mgmt For For For
12 Elect Dimitry V. Mgmt For Abstain Against
Tatyanin
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Early Termination of Mgmt For For For
Audit Commission
Powers
16 Elect Irina A. Mgmt For For For
Grinkevich
17 Elect Andrey V. Mgmt For For For
Yermizin
18 Elect Maria A. Kuzmina Mgmt For For For
19 Elect Irina V. Razumova Mgmt For For For
20 Elect Yaroslava I. Mgmt For For For
Serdyuk
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 12/22/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
(Uralkali Trading
SIA)
3 Major Transactions Mgmt For For For
(JSC
Uralkaliy-Tecnology)
4 Amendments to Articles Mgmt For Abstain Against
5 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
6 Amendments to Board Mgmt For Abstain Against
Regulations
7 Amendments to Mgmt For For For
Regulations on Board
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/26/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect KWAH Thiam Hock Mgmt For Against Against
6 Elect TAY Kah Chye Mgmt For For For
7 Elect KUOK Khoon Hua Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For Against Against
Shares Under Wilmar
Executives Share
Option Scheme
2009
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Mgmt For TNA N/A
Repurchase
Shares
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Norden Mgmt For For For
2 Elect Louise M. Parent Mgmt For For For
3 Elect Robert W. Scully Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors BDC Income ETF
________________________________________________________________________________
American Capital, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACAS CUSIP 02503Y103 12/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
4 Elect Mary C. Baskin Mgmt For For For
5 Elect Neil M. Hahl Mgmt For For For
6 Elect Philip R. Harper Mgmt For For For
7 Elect Stan Lundine Mgmt For For For
8 Elect Kristen L. Manos Mgmt For For For
9 Elect Susan K. Mgmt For For For
Nestegard
10 Elect Kenneth D. Mgmt For For For
Peterson,
Jr.
11 Elect Alvin N. Puryear Mgmt For For For
12 Elect Malon Wilkus Mgmt For For For
13 Elect David G. Richards Mgmt For For For
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elliot Stein, Jr. Mgmt For For For
1.2 Elect Bradley J. Mgmt For For For
Wechsler
1.3 Elect James C. Zelter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/04/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to issue Mgmt For For For
common stock below
NAV
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Arougheti
2 Elect Ann Torre Bates Mgmt For For For
3 Elect Steven B. Mgmt For For For
McKeever
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/22/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 12/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger (Sub NAV Mgmt For For For
Issuance)
2 Merger (NASDAQ Mgmt For For For
Compliance)
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Baron Mgmt For For For
1.2 Elect Jerrold B. Harris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/05/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock at a Discount
to
NAV
________________________________________________________________________________
Capital Southwest Corporation
Ticker Security ID: Meeting Date Meeting Status
CSWC CUSIP 140501107 07/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Armes Mgmt For For For
1.2 Elect David R. Brooks Mgmt For For For
1.3 Elect Bowen S. Diehl Mgmt For For For
1.4 Elect Jack D. Furst Mgmt For For For
1.5 Elect T. Duane Morgan Mgmt For Withhold Against
1.6 Elect William R. Thomas Mgmt For Withhold Against
1.7 Elect John H. Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 03/20/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For Against Against
Investment Advisory
Agreement
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dalton
1.2 Elect Brian S. Dunn Mgmt For Withhold Against
1.3 Elect Byron J. Haney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FS Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FSIC CUSIP 302635107 07/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory P. Mgmt For Withhold Against
Chandler
1.2 Elect Michael C. Forman Mgmt For For For
1.3 Elect Barry H. Frank Mgmt For For For
1.4 Elect Michael J. Heller Mgmt For Withhold Against
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michela A. Mgmt For For For
English
1.2 Elect Anthony W. Parker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul W. Adelgren Mgmt For For For
1.2 Elect David Gladstone Mgmt For For For
1.3 Elect John H. Outland Mgmt For For For
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Goldman Sachs BDC Inc
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 09/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Adila Mgmt For For For
2 Elect Richard P. Mgmt For For For
Strubel
3 Elect Katherine Mgmt For For For
Uniacke
4 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Goldman Sachs BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ross J. Kari Mgmt For For For
2 Elect Ann B. Lane Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golub Capital BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Golub Mgmt For For For
2 Elect Anita P. Mgmt For For For
Rosenberg
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Capital Inc
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 07/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel A. Mgmt For For For
Henriquez
2 Elect Joseph A. Hoffman Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Joseph E. Canon Mgmt For For For
3 Elect Arthur L. French Mgmt For For For
4 Elect J. Kevin Griffin Mgmt For For For
5 Elect John E. Jackson Mgmt For For For
6 Elect Brian E. Lane Mgmt For For For
7 Elect Stephen B. Mgmt For For For
Solcher
8 Elect Vincent D. Foster Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Medley Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MCC CUSIP 58503F106 02/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brook Taube Mgmt For For For
1.2 Elect Karin Mgmt For For For
Hirtler-Garvey
1.3 Elect John E. Mack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monroe Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MRCC CUSIP 610335101 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey A. Golman Mgmt For Withhold Against
1.2 Elect Jorde M. Nathan Mgmt For For For
1.3 Elect Aaron D. Peck Mgmt For Withhold Against
2 Issuance of Common Mgmt For For For
Stock Below Net Asset
Value
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven B. Klinsky Mgmt For Withhold Against
1.2 Elect Kurt J. Mgmt For For For
Wolfgruber
1.3 Elect Rome G. Arnold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Salute Mgmt For For For
1.2 Elect Salvatore Mulia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 70806A106 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur H. Penn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 708062104 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marshall Brozost Mgmt For Withhold Against
1.2 Elect Samuel L. Katz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 12/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Barry III Mgmt For For For
2 Elect Eugene S. Stark Mgmt For For For
3 Authority to Sell Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Solar Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Spohler Mgmt For Withhold Against
1.2 Elect Steven Hochberg Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below
NAV
________________________________________________________________________________
TCP Capital Corp
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 87238Q103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Corbet
1.2 Elect Eric J. Draut Mgmt For Withhold Against
1.3 Elect M. Freddie Reiss Mgmt For For For
1.4 Elect Peter E. Schwab Mgmt For For For
1.5 Elect Brian F. Wruble Mgmt For For For
1.6 Elect Howard M. Mgmt For For For
Levkowitz
1.7 Elect Rajneesh Vig Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
THL Credit, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCRD CUSIP 872438106 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David K. Downes Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Flynn
1.3 Elect Edmund Mgmt For For For
Giambastiani,
Jr.
1.4 Elect Nancy Hawthorne Mgmt For For For
1.5 Elect James D. Kern Mgmt For For For
1.6 Elect Deborah McAneny Mgmt For For For
1.7 Elect Sam W. Mgmt For For For
Tillinghast
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
3 Authority to Issue Mgmt For For For
Debt with Warrants or
Convertible
Securities Below
NAV
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 09/02/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tonia L. Pankopf Mgmt For TNA N/A
2 Adoption of Majority Mgmt For TNA N/A
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For TNA N/A
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Termination
of Investment
Advisory
Agreement
5 Right to Adjourn Mgmt For TNA N/A
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 09/02/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Kelley Millet Mgmt N/A For N/A
2 Adoption of Majority Mgmt N/A For N/A
Vote for Election of
Directors
3 Ratification of Auditor Mgmt N/A For N/A
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Termination
of Investment
Advisory
Agreement
5 Right to Adjourn Mgmt N/A Against N/A
Meeting
________________________________________________________________________________
TPG Specialty Lending Inc
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua Easterly Mgmt For For For
1.2 Elect Michael Fishman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TPG Specialty Lending Inc
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/18/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Ashton Poole Mgmt For For For
2 Elect Steven C. Lilly Mgmt For Against Against
3 Elect Garland S. Mgmt For For For
Tucker,
III
4 Elect W. McComb Mgmt For For For
Dunwoody
5 Elect Mark M. Gambill Mgmt For For For
6 Elect Benjamin S. Mgmt For Against Against
Goldstein
7 Elect Mark F. Mulhern Mgmt For For For
8 Elect Simon B. Rich, Mgmt For For For
Jr.
9 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
12 Approval of the Mgmt For For For
Omnibus Incentive
Plan
Fund Name : VanEck Vectors Biotech ETF
________________________________________________________________________________
Acadia Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACAD CUSIP 004225108 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Daly Mgmt For For For
1.2 Elect Edmund P. Mgmt For Withhold Against
Harrigan,
M.D.
2 Amendment to the 2010 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Felix Baker Mgmt For For For
2 Elect David R. Brennan Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Christopher J. Mgmt For For For
Coughlin
5 Elect Ludwig N. Hantson Mgmt For For For
6 Elect John T. Mollen Mgmt For For For
7 Elect R. Douglas Norby Mgmt For For For
8 Elect Alvin S. Parven Mgmt For For For
9 Elect Andreas Rummelt Mgmt For For For
10 Elect Ann M. Veneman Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul J. Mitchell Mgmt For For For
2 Elect Richard F. Pops Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to the 2011 Mgmt For For For
Stock Option and
Incentive
Plan
6 Authority to Issue Mgmt For For For
Shares with
Preemptive
Rights
7 Right to Adjourn Mgmt For For For
Meeting
8 Authority to Issue Mgmt For For For
Shares without
Preemptive
Rights
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect James H. Bloem Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Catherine M. Mgmt For For For
Klema
8 Elect Peter J. Mgmt For For For
McDonnell
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Ronald R. Taylor Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of Mgmt For For For
performance goals
under the 2017 Annual
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Bonney Mgmt For For For
2 Elect John M. Mgmt For For For
Maraganore
3 Elect Paul R. Schimmel Mgmt For For For
4 Elect Phillip A. Sharp Mgmt For For For
5 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
6 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Francois de Mgmt For For For
Carbonnel
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Mgmt For For For
Herringer
9 Elect Charles M. Holley Mgmt For For For
10 Elect Tyler Jacks Mgmt For For For
11 Elect Ellen J. Kullman Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Stephen A. Mgmt For For For
Sherwin
11 Elect Michel Vounatsos Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Willard H. Dere Mgmt For For For
1.3 Elect Michael Grey Mgmt For For For
1.4 Elect Elaine J. Heron Mgmt For For For
1.5 Elect V. Bryan Lawlis, Mgmt For For For
Jr.
1.6 Elect Alan J. Lewis Mgmt For For For
1.7 Elect Richard A. Meier Mgmt For For For
1.8 Elect David Pyott Mgmt For For For
1.9 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approve 2017 Equity Mgmt For For For
Incentive
Plan
6 Increase of Authorized Mgmt For Against Against
Common Stock and
Technical Amendments
to Certificate of
Incorporation
________________________________________________________________________________
bluebird bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick Leschly Mgmt For For For
2 Elect Mark Vachon Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George E. Massaro Mgmt For For For
6 Elect George M. Milne, Mgmt For Against Against
Jr.
7 Elect C. Richard Reese Mgmt For For For
8 Elect Craig B. Thompson Mgmt For For For
9 Elect Richard F. Mgmt For For For
Wallman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Approval of the Mgmt For For For
Incentive
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kelly A. Kramer Mgmt For For For
3 Elect Kevin E. Lofton Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Robert S. Epstein Mgmt For For For
3 Elect Philip W. Mgmt For For For
Schiller
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority Voting
Requirements
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julian C. Baker Mgmt For For For
1.2 Elect Jean-Jacques Mgmt For Withhold Against
Bienaime
1.3 Elect Paul A. Brooke Mgmt For For For
1.4 Elect Paul J. Clancy Mgmt For For For
1.5 Elect Wendy L. Dixon Mgmt For For For
1.6 Elect Paul A. Friedman Mgmt For Withhold Against
1.7 Elect Herve Hoppenot Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intercept Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICPT CUSIP 45845P108 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Srinivas Akkaraju Mgmt For For For
1.2 Elect Luca Benatti Mgmt For For For
1.3 Elect Daniel M. Mgmt For For For
Bradbury
1.4 Elect Paolo Fundaro Mgmt For For For
1.5 Elect Keith Mgmt For For For
Gottesdiener
1.6 Elect Mark Pruzanski Mgmt For For For
1.7 Elect Gino Santini Mgmt For For For
1.8 Elect Glenn Sblendorio Mgmt For For For
1.9 Elect Daniel Welch Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intercept Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICPT CUSIP 45845P108 07/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Srinivas Akkaraju Mgmt For For For
1.2 Elect Luca Benatti Mgmt For For For
1.3 Elect Daniel M. Mgmt For For For
Bradbury
1.4 Elect Paolo Fundaro Mgmt For For For
1.5 Elect Keith Mgmt For For For
Gottesdiener
1.6 Elect Mark Pruzanski Mgmt For For For
1.7 Elect Gino Santini Mgmt For For For
1.8 Elect Glenn P. Mgmt For For For
Sblendorio
1.9 Elect Daniel G. Welch Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Spencer R. Mgmt For Withhold Against
Berthelsen
1.2 Elect B. Lynne Parshall Mgmt For For For
1.3 Elect Joseph H. Wender Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Gorman Mgmt For For For
1.2 Elect Gary A. Lyons Mgmt For For For
1.3 Elect Alfred W. Mgmt For For For
Sandrock,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Stephane Bancel Mgmt For For For
5 Elect Hakan Bjorklund Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Manfred Karobath Mgmt For Against Against
8 Elect Ross L. Levine Mgmt For For For
9 Elect Elaine Mardis Mgmt For For For
10 Elect Lawrence A. Rosen Mgmt For For For
11 Elect Elizabeth E. Mgmt For For For
Tallett
12 Elect Peer Schatz Mgmt For For For
13 Elect Roland Sackers Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482107 10/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Synthetic Share Mgmt For For For
Repurchase; Capital
Repayment
________________________________________________________________________________
Quintiles IMS Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan J. Mgmt For For For
Coslet
1.2 Elect Michael J. Mgmt For For For
Evanisko
1.3 Elect Dennis B. Mgmt For For For
Gillings
1.4 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Incentive and Stock
Award
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quintiles Transnational Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 09/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Shares for Mgmt For For For
Merger
3 Reincorporation Mgmt For For For
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie L. Bassler Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect Joseph L. Mgmt For Against Against
Goldstein
4 Elect Christine A. Poon Mgmt For Against Against
5 Elect P. Roy Vagelos Mgmt For For For
6 Elect Huda Y. Zoghbi Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Amendment to the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W. Gryska Mgmt For For For
1.2 Elect John A. Orwin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tesaro Inc.
Ticker Security ID: Meeting Date Meeting Status
TSRO CUSIP 881569107 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leon O. Moulder, Mgmt For For For
Jr.
1.2 Elect Mary Lynne Hedley Mgmt For For For
1.3 Elect David Mott Mgmt For For For
1.4 Elect Lawrence M. Mgmt For For For
Alleva
1.5 Elect James O. Armitage Mgmt For For For
1.6 Elect Earl M. Collier, Mgmt For For For
Jr.
1.7 Elect Gary A. Nicholson Mgmt For For For
1.8 Elect Arnold L. Oronsky Mgmt For For For
1.9 Elect Kavita Patel Mgmt For For For
1.10 Elect Beth Seidenberg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond Dwek Mgmt For For For
2 Elect Christopher Mgmt For For For
Patusky
3 Elect Tommy G. Thompson Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan M. Garber Mgmt For For For
1.2 Elect Margaret G. Mgmt For For For
McGlynn
1.3 Elect William D. Young Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
Fund Name : VanEck Vectors Brazil Small-Cap ETF
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2016 Mgmt For For For
Accounts
3 Allocation of 2016 Mgmt For For For
Results
4 Ratification of Board Mgmt For For For
Acts
5 Approval of 2016 Mgmt For For For
Directors
Fees
6 Approval of 2017 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Mariano Bosch Mgmt For For For
9 Elect Plinio Villares Mgmt For For For
Musetti
10 Elect Daniel C. Mgmt For For For
Gonzalez
11 Elect James David Mgmt For For For
Anderson
12 Elect Marcelo Vieira Mgmt For For For
13 Elect Walter M. Sanchez Mgmt For For For
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative(s) of
Minority
Shareholders
11 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 09/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition (100% of Mgmt For For For
Altar Empreendimentos
e Participacoes
S.A.)
4 Acquisition (0.48% of Mgmt For For For
Shopping
Leblon)
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 11/21/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Thomas J. Mgmt For For For
McDonald
5 Ratify Increase in Mgmt For For For
Share
Capital
6 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA4 CINS P0246W106 04/19/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Elect Marcos Reinaldo Mgmt N/A For N/A
Severino Peters to
the Supervisory
Council
as
Representative of
Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/25/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt N/A Abstain N/A
Member Representative
of Minority
Shareholders
11 Election of Board Mgmt N/A Abstain N/A
Member Representative
of Preferred
Shareholders
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 04/25/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676126 12/07/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Rogerio Paulo Mgmt For For For
Calderon
Peres
4 Elect Silvani Alves Mgmt For For For
Pereira
5 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Alupar Investimentos S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP11 CINS P0R676100 12/07/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Rogerio Paulo Mgmt For For For
Calderon
Peres
4 Elect Silvani Alves Mgmt For For For
Pereira
5 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Management Accounts Mgmt For For For
5 Financial Statements Mgmt For For For
6 Capital Expenditure Mgmt For For For
Budget
7 Allocation of Mgmt For For For
Profits/Dividends
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Directors Mgmt For For For
12 Election of Board Mgmt For N/A N/A
Member Representative
of Minority
Shareholders
13 Election of Chair and Mgmt For For For
Vice Chair of the
Board of
Directors
14 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
3 (Registered
Address)
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 06/23/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Restricted Mgmt For Against Against
Stock
Plan
________________________________________________________________________________
Atento S.A
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Management Mgmt For For For
Report of Company
Accounts
2 Approval of the Mgmt For For For
Individual
Accounts
3 Approval of Allocation Mgmt For For For
of Annual
Results
4 Accounts and Reports Mgmt For For For
5 Discharge Members of Mgmt For For For
the
Board
6 Approve Appointment of Mgmt For For For
David Garner, to Fill
Board
Vacancy
7 Elect Francisco Tosta Mgmt For For For
Valim
Filho
8 Elect Melissa Bethell Mgmt For For For
9 Elect Devin O'Reilly Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Renumeration of Mgmt For For For
Directors of the
Company
12 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 03/25/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Increase in Authorised Mgmt For Against Against
Capital
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/27/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
B2W - Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/27/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
7 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 10/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Stock Mgmt For For For
Option
Plan
4 Approval of Restricted Mgmt For For For
Stock Option
Plan
5 Amendments to Article Mgmt For For For
12 (Board of
Directors)
6 Merger Agreements Mgmt For For For
(BRPR III; BRPR V;
BRPR VIII; BRPR X;
BRPR XVII; BRPR XXII;
BRPR XXIV; BRPR XXV;
and, BRPR
XXVII)
7 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR III;
BRPR V; BRPR VIII;
BRPR X; BRPR XVII;
BRPR XXII; BRPR XXIV;
BRPR XXV; and, BRPR
XXVII)
8 Valuation Reports Mgmt For For For
(BRPR III; BRPR V;
BRPR VIII; BRPR X;
BRPR XVII; BRPR XXII;
BRPR XXIV; BRPR XXV;
and, BRPR
XXVII)
9 Merger by Absorption Mgmt For For For
(BRPR
III)
10 Merger by Absorption Mgmt For For For
(BRPR
V)
11 Merger by Absorption Mgmt For For For
(BRPR
VIII)
12 Merger by Absorption Mgmt For For For
(BRPR
X)
13 Merger by Absorption Mgmt For For For
(BRPR
XVII)
14 Merger by Absorption Mgmt For For For
(BRPR
XXII)
15 Merger by Absorption Mgmt For For For
(BRPR
XXIV)
16 Merger by Absorption Mgmt For For For
(BRPR
XXV)
17 Merger by Absorption Mgmt For For For
(BRPR
XXVII)
18 Merger Agreement (BRPR Mgmt For For For
53)
19 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR
53)
20 Valuation Report (BRPR Mgmt For For For
53)
21 Merger by Absorption Mgmt For For For
(BRPR
53)
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Bradespar S.A.
Ticker Security ID: Meeting Date Meeting Status
BRAP4 CINS P1808W104 04/27/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Aloisio Macario Mgmt For For For
Ferreira de Souza as
Representative of
Preferred
Shareholders
8 Elect Andre Leal Faoro Mgmt For N/A N/A
as Representative of
Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Luiz Eduardo Mgmt N/A Abstain N/A
Nobre Borges as
Representative of
Preferred
Shareholders
12 Elect Andre Eduardo Mgmt N/A For N/A
Dantas as
Representative of
Preferred
Shareholders
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 04/24/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For N/A N/A
10 Election of Board Mgmt For Abstain Against
Member Representative
of Minority
Shareholders
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For Against Against
8 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/26/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalisation of Mgmt For For For
Reserves w/o Share
Issuance
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/26/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Donation to Subsidiary Mgmt For For For
(COPANOR)
5 Charitable Donations Mgmt For For For
(Military Police of
Minas Gerais
State)
6 Charitable Donations Mgmt For For For
(State Military
Cabinet)
7 Authorise the Board of Mgmt For For For
Directors to Amend
Agreements
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Publication of Company Mgmt For For For
Notices
8 Board Size; Mgmt For For For
Supervisory Council
Size
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Directors Mgmt For N/A N/A
12 Election of Gustavo Mgmt For For For
Rocha Gattass as
Representative of
Minority
Shareholders
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Election of Mgmt For Abstain Against
Supervisory
Council
16 Elect Adriano Cives Mgmt N/A For N/A
Seabra as
Representative of
Minority
Shareholders
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 07/07/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Companhia de Saneamento de Minas Gerais - COPASA MG
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 09/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorised Mgmt For For For
Capital;
Capitalisation of
Reserves
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amend Dividend Mgmt For For For
Distribution
Date
6 Dividend Policy Mgmt For For For
________________________________________________________________________________
Companhia Energetica de Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
CESP6 CINS P25784193 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Elect Adriano Cives Mgmt For For For
Seabra to the Board
as Representative of
Preferred
Shareholders
7 Elect Charles Rene Mgmt For For For
Lebarbenchon to the
Supervisory Council
as Representative of
Preferred
Shareholders
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Remuneration Report Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
5 Elect Silvio J. Mgmt For For For
Genesini as Vice
Chair
6 Board Size Mgmt For For For
7 Matching Shares Plan Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Luis Otavio Mgmt For N/A N/A
Saliba
Furtado
11 Elect Eduardo Saggioro Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 06/02/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition (Check In Mgmt For For For
Participacoes
Ltda.)
4 Long-Term Incentive Mgmt For Against Against
Plans
5 Election of Directors Mgmt For For For
6 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
7 Authorisation of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 06/02/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Board
Size)
4 Amendments to Articles Mgmt For For For
(Board of
Directors)
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 10/20/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Stock Option Plan Mgmt For Against Against
6 Amendment to the Mgmt For Against Against
Fourth Stock Option
Plan
7 Amendment to the Fifth Mgmt For Against Against
Stock Option
Plan
8 Election of Directors Mgmt For For For
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 01/24/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
31 (Executive
Board)
4 Amendments to Article Mgmt For For For
37 (Company
Representatives)
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Report Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Co-Chair)
3 Election of Co-Chair Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Extend Stock Option Mgmt For For For
Plan
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
9 Remuneration Policy Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/26/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Co-chair)
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 09/12/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Interim Financial Mgmt For For For
Statements
4 Authority to Reduce Mgmt For For For
Share
Capital
5 Amendments to Articles Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Alternate Mgmt For For For
Directors
8 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 10/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Joao Francisco Mgmt For For For
Rached de
OIiveira
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P3R10G191 04/20/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Elect Daniel Carlin Mgmt For For For
Epstein as Alternate
Board Member
Representing
Preferred
Shareholders
7 Elect Ana Maria Mgmt N/A For N/A
Loureiro Recart as
Supervisory Council
Member Representative
of Preferred
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Remuneration Policy Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 09/08/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Stock Mgmt For Against Against
Option
Plan
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Andre Ferreira Mgmt For For For
Martins
Assumpcao
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 11/28/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
20 (Board's
Competencies)
4 Amendments to Article Mgmt For Against Against
17 (Election of Board
Members)
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Election of Board Mgmt For N/A N/A
Member Representative
of Minority
Shareholders
9 Remuneration Report Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/12/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Articles Mgmt For For For
(Executive
Board)
5 Amendments to Article Mgmt For For For
21 (CFO
Responsibilities)
6 Amendments to Article Mgmt For For For
33 (Dividends and
Interest on
Capital)
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/12/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Dividends
7 Allocation of Profits Mgmt For For For
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For For For
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 07/25/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Option Plan Mgmt For For For
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 04/25/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Remove Aristoteles Mgmt For For For
Alves Menezes Junior;
Elect Gustavo de
Moraes
Fernandes
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 04/25/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 05/03/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Fernando Carlos Mgmt For For For
Borges de Melo Filho
as Board
Chair
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 09/01/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Interim Dividend Mgmt For For For
4 Election of Board Mgmt For For For
Chairman
5 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
FPC Par Corretora De Seguros S.A
Ticker Security ID: Meeting Date Meeting Status
PARC3 CINS P4R92B100 12/01/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Interim Dividend Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 04/13/2017 Voted
Meeting Type Country of Trade
Bond Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 04/13/2017 Voted
Meeting Type Country of Trade
Ordinary Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Monitoring Mgmt For Abstain Against
Committee
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11 CINS P458C1107 10/13/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
10
(Risks)
3 Amendments to Article Mgmt For For For
10 (Fund
Manager)
4 Amendments to Article Mgmt For For For
11 (Technical
Analysis)
5 Amendments to Article Mgmt For For For
12 (Fund Management
Services)
6 Amendments to Article Mgmt For For For
14 (Fund
Participation)
7 Amendments to Article Mgmt For For For
16 (Listing of Fund
Subscriptions)
8 Amendments to Article Mgmt For For For
18 (Participation
Quotas)
9 Amendments to Article Mgmt For For For
22 (Fund Manager's
Responsibility)
10 Amendments to Article Mgmt For For For
26 (Fund Manager
Fees)
11 Amendments to Article Mgmt For For For
41 (Fund Subscribers'
Representative)
12 Amendments to Article Mgmt For For For
49
(Arbitration)
13 Consolidation of Mgmt For For For
Articles
14 Maintain Fund Mgmt For For For
Management Fee
Calculation
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 03/21/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Antonoaldo Mgmt For For For
Grangeon Trancoso
Neves
4 Elect Henrique Mgmt For For For
Teixeira
Alvares
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/26/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
3 (Registered
Address)
4 Amendments to Article Mgmt For For For
12 (Board
Size)
5 Amendments to Article Mgmt For For For
12 (Alternate Board
Members)
6 Consolidation of Mgmt For For For
Article
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Ana Maria Mgmt For For For
Falleiros dos Santos
Diniz
D'Avila
11 Elect Antonoaldo Mgmt For For For
Grangeon Trancoso
Neves
12 Elect Daniel Faccini Mgmt For For For
Castanho
13 Elect Daniel Krepel Mgmt For For For
Goldberg
14 Elect Flavia Buarque Mgmt For For For
de
Almeida
15 Elect Henrique Mgmt For For For
Teixeira
Alvares
16 Elect Marcelo Mgmt For For For
Battistella
Bueno
17 Elect Ryon Cassio Braga Mgmt For For For
18 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
19 Request Establishment Mgmt N/A For N/A
of a Supervisory
Council
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 10/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Article 3 Mgmt For For For
(Registered
Address)
4 Amendment to Article Mgmt For For For
21 (Strategic
Committee)
5 Amend Article 12 Mgmt For For For
(Board
Size)
6 Consolidation of Mgmt For For For
Articles
7 Adopt Cumulative Mgmt N/A Abstain N/A
Voting Process for
the Election of
Director(s)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Ryon Cassio Braga Mgmt For Against Against
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Alternate Mgmt For For For
Board
Member
12 Cast Votes (Where Mgmt N/A Abstain N/A
Cumulative Voting
Process is
Adopted)
13 Request the Mgmt N/A For N/A
Establishment of a
Supervisory
Council
14 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member Representative
of Minority
Shareholders
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/10/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/10/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For Against Against
6 Establishment of Mgmt N/A For N/A
Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 01/09/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Article 6 Mgmt For For For
(Increase in
Authorised
Capital)
4 Amendments to Article Mgmt For For For
27 (Board of
Directors)
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Minority Mgmt For N/A N/A
Representative(s) to
the Board of
Directors
10 Ratify Adjustments to Mgmt For Abstain Against
Global Remuneration
Amount for
2015
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/27/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/27/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
7 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 08/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Reports Mgmt For For For
(Movida Participacoes
S.A and Movida Gestao
e Terceirizacao de
Frotas
S.A.)
4 Ratification of Mgmt For For For
Appointment of
Appraiser (Movida
Participacoes)
5 Valuation Report Mgmt For For For
(Movida
Participacoes)
6 Merger by Absorption Mgmt For For For
(Movida
Participacoes)
7 Ratification of Mgmt For For For
Appointment of
Appraiser (Movida
GTF)
8 Valuation Report Mgmt For For For
(Movida
GTF)
9 Merger by Mgmt For For For
Absorption(Movida
GTF)
10 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/13/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jose Afonso Mgmt For For For
Bicalho Beltrao da
Silva
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Establishment Mgmt N/A For N/A
of a Supervisory
Council
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Mgmt For N/A N/A
Supervisory
Council
8 Elect Raphael Manhaes Mgmt For For For
Martins to the
Supervisory Council
as Representative of
Minority
Shareholders
9 Remuneration Report Mgmt For Against Against
10 Supervisory Council's Mgmt For For For
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 12/12/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Restated Mgmt For For For
Financial Statements
for
2015
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 12/14/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Giles Carriconde Mgmt For For For
Azevedo
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/07/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
10 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/07/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amend Article 2 Mgmt For For For
(Relocation of
Company's Head
Office)
5 Amend Article 5 Mgmt For For For
(Reconciliation of
Share
Capital)
6 Amend Article 26 Mgmt For For For
(Management Board
Terms)
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/20/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Election of Mgmt For Abstain Against
Supervisory
Council
14 Elect Eduardo Mgmt N/A For N/A
Christovam Galdi
Mestieri as
Representative of
Minority Shareholders
to the Supervisory
Council
15 Remuneration Policy Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 04/20/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Stock Mgmt For For For
Option
Plan
3 Restricted Share Plan Mgmt For Against Against
4 Ratify Updated Global Mgmt For For For
Remuneration Amount
for
2016
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Mgmt For For For
Supervisory
Council
9 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Directors Mgmt For Against Against
13 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Minority
Shareholders
14 Remuneration Policy Mgmt For For For
15 Supervisory Council's Mgmt For For For
Fees
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Mgmt For For For
Treasury
Shares
4 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 08/08/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Co-option of Mgmt For For For
Octavio Cortes
Pereira Lopes;
Ratification of
Appointment of
Chairman and Vice
Chairman
4 Authority to Reduce Mgmt For For For
Share
Capital
5 Amendments to Articles Mgmt For For For
(Share Capital
Reconciliation)
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 08/29/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 04/27/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 04/27/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For N/A N/A
9 Elect Mauro Gentile Mgmt For For For
Rodrigues da Cunha as
Representative of
Minority
Shareholders
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Mgmt For Abstain Against
Supervisory
Council
13 Elect Mario Probst to Mgmt N/A For N/A
Supervisory Council
as Representative of
Minority
Shareholders
14 Supervisory Council Mgmt For For For
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marcopolo SA
Ticker Security ID: Meeting Date Meeting Status
POMO4 CINS P64331112 03/30/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Egon Handel to Mgmt For For For
the Supervisory
Council
as
Representative of
Preferred
Shareholders
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Allocate Votes for Mgmt N/A Against N/A
Cumulative
Voting
8 Elect Marcos Antonio Mgmt N/A Abstain N/A
Molina dos
Santos
9 Elect Marcia Aparecida Mgmt N/A Abstain N/A
Pascoal Marcal dos
Santos
10 Elect Alain Emilie Mgmt N/A Abstain N/A
Henry
Martinet
11 Elect Rodrigo Marcal Mgmt N/A Abstain N/A
Filho
12 Elect Antonio Maciel Mgmt N/A Abstain N/A
Neto
13 Elect Carlos Geraldo Mgmt N/A Abstain N/A
Langoni
14 Elect David G. McDonald Mgmt N/A Abstain N/A
15 Elect Marcelo Maia de Mgmt N/A Abstain N/A
Azevedo
Correa
16 Elect Ian David Hill Mgmt N/A Abstain N/A
17 Elect Roberto Faldini Mgmt N/A Abstain N/A
18 Elect Ernesto Lozardo Mgmt N/A Abstain N/A
19 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
20 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
21 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 07/04/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 10/31/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(MFB Marfrig
Frigorificos
Brasil)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 11/07/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Roberto Faldini Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metalurgica Gerdau SA
Ticker Security ID: Meeting Date Meeting Status
GOAU4 CINS P4834C118 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Preferred
Shareholders
7 Elect Wilton de Mgmt N/A For N/A
Medeiros Daher to the
Supervisory Council
as Representative of
Preferred
Shareholders
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 03/31/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
(Mato Grosso Bovinos
S.A.)
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger Agreement Mgmt For For For
7 Increase in Authorised Mgmt For Against Against
Capital
8 Amendments to Article Mgmt For For For
19
9 Consolidation of Mgmt For For For
Articles
10 Stock Option Plan Mgmt For Against Against
11 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 03/31/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Election of Directors Mgmt For For For
8 Establish Supervisory Mgmt N/A For N/A
Council
9 Supervisory Council Mgmt For For For
Size
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Mgmt For For For
Supervisory
Council
13 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
14 Remuneration Report Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Modec Incorporation
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/24/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Toshiroh Miyazaki Mgmt For For For
3 Elect Teruhisa Konishi Mgmt For For For
4 Elect Minoru Sawada Mgmt For For For
5 Elect Shinsuke Minoda Mgmt For For For
6 Elect Shinsuke Nippo Mgmt For For For
7 Elect Yoshio Kometani Mgmt For For For
8 Elect Katsuya Natori Mgmt For For For
9 Elect Shigenobu Aikyoh Mgmt For Against Against
10 Elect Hiroshi Kanno Mgmt For For For
11 Elect Katsunori Aikyoh Mgmt For For For
12 Elect Kenji Seto Mgmt For For For
13 Elect Yoshihiro Katoh Mgmt For For For
14 Elect Kazumi Inoue Mgmt For For For
15 Bonus Mgmt For For For
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 01/30/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Special Dividend Mgmt For For For
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
4 Amendents to Article 5 Mgmt For For For
(Capitalisation of
Reserves w/o Share
Issuance)
5 Amendments to Article Mgmt For Against Against
6 (Increase in
Authorised
Capital)
6 Amendments to Article Mgmt For For For
9 (General
Shareholders'
Meeting)
7 Amendments to Article Mgmt For For For
10 (Shareholders'
Meeting
Participation)
8 Amendments to Article Mgmt For For For
15 (Board of
Directors)
9 Amendments to Article Mgmt For For For
21 (Directors'
Responsibilities)
10 Amendments to Article Mgmt For For For
22 (Board
Chair)
11 Amendments to Article Mgmt For For For
23 (Executive
Committee)
12 Amendments to Article Mgmt For For For
24 (Executive
Directors)
13 Amendments to Article Mgmt For For For
28 (Executive
Directors'
Responsibilities)
14 Amendments to Article Mgmt For For For
33 (Financial
Statements)
15 Amendments to Articles Mgmt For For For
(Renumbering and
Technical)
16 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Remuneration Policy Mgmt For For For
8 Elect Rubens Menin Mgmt For For For
Teixeira de
Souza
9 Elect Marcos Alberto Mgmt For For For
Cabaleiro
Fernandez
10 Elect Rafael Nazareth Mgmt For Against Against
Menin Teixeira de
Souza
11 Elect Paulo Eduardo Mgmt For For For
Rocha
Brant
12 Elect Marco Aurelio de Mgmt For For For
Vasconcelos
Cancado
13 Elect Sinai Waisberg Mgmt For For For
14 Elect Betania Tanure Mgmt For For For
de
Barros
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 09/30/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Paulo Eduardo Mgmt For For For
Rocha
Brant
4 Minutes Mgmt For For For
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 03/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Remuneration Report Mgmt For For For
7 Establishment and Mgmt For For For
Election of
Supervisory
Council
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt For For For
Supervisory
Council
11 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR4 CINS P73531108 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Losses/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Election of Directors Mgmt For For For
6 Election of Mgmt For For For
Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 02/24/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Second Mgmt N/A For N/A
Valuation
Report
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appoint Ernst & Young Mgmt For N/A N/A
Assessoria Financeira
Ltda.
6 Appoint Alternative Mgmt For Abstain Against
Appraiser Nominated
by
Shareholders
7 Set Appraiser Fees Mgmt N/A For N/A
8 Set Deadline for Mgmt N/A For N/A
Second Valuation
Report
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
7 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 07/08/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jose Alberto de Mgmt For For For
Paula Torres
Lima
4 Update Administrators' Mgmt For For For
Aggregate
Remuneration
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 11/25/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Appoint Brasil Plural Mgmt For N/A N/A
S.A. Banco
Multiplo
5 Appoint BR Partners Mgmt For For For
Assessoria Financeira
Ltda.
6 Appoint Ernst & Young Mgmt For N/A N/A
Assessoria
Financeira
7 Delisting Mgmt For For For
8 Category A Mgmt For For For
Deregistration
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/19/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management Report on Mgmt For For For
Financial
Statements
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Establish Supervisory Mgmt For For For
Council
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt For For For
Supervisory Council;
Fees
11 Election of Mgmt For N/A N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
12 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For Against Against
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/25/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member Representative
of Minority
Shareholders
11 Installation of Mgmt For For For
Supervisory
Council
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Election of Mgmt For Against Against
Supervisory
Council
15 Elect Supervisory Mgmt N/A Abstain N/A
Council Member as
Representative of
Minority
Shareholders
16 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 09/01/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off and Merger Mgmt For For For
Agreement
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Planorte)
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 03/17/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 06/30/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Merger Mgmt For For For
4 Ratify Ernst & Young Mgmt For For For
and Cabrera
Assessoria as
Independent Firms to
Appraise Proposed
Transaction
5 Approve Independent Mgmt For For For
Firm's
Appraisals
6 Approve Merger and Mgmt For For For
Subsequent Extinction
of
Company
7 Authorize Board to Mgmt For For For
Ratify and Execute
Approved
Resolutions
________________________________________________________________________________
Smiles SA
Ticker Security ID: Meeting Date Meeting Status
SMLE3 CINS P8T12E100 11/25/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Fabio Bruggioni Mgmt For For For
5 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
6 Amendments to Article Mgmt For Against Against
13 (Election of Board
Members)
7 Amendments to Article Mgmt For For For
18 (Management
Board)
________________________________________________________________________________
Sonda SA
Ticker Security ID: Meeting Date Meeting Status
SONDA CINS P87262104 04/21/2017 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For For For
Dividend
Policy
3 Election of Directors; Mgmt For Abstain Against
Directors' Fees;
Directors' Committee
Fees and
Budget
4 Presentation of Report Mgmt For For For
on Directors'
Committee Activities
and
Expenditures
5 Presentation of Report Mgmt For For For
on Related Party
Transactions
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Presentation of Report Mgmt For For For
of Shareholder
Communication
Costs
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/20/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/20/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Henrique Andrade Mgmt For For For
Trinckquel
Filho
5 Elect Maria Leticia de Mgmt For For For
Freitas
Costa
6 Elect Gilberto Mifano Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
9 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
11 Election of Chair and Mgmt For For For
Vice
Chair
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Election of Mgmt For Abstain Against
Supervisory
Council
15 Elect Joao Augusto Mgmt N/A For N/A
Monteiro to
Supervisory Council
as Representative of
Minority
Shareholders
16 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
2 (Closing of Company
Branch)
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A.
(Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalisation of Mgmt For For For
Reserves for Bonus
Share
Issuance
3 Amendments to Article Mgmt For For For
33 (Supervisory
Council)
4 Amendments to Articles Mgmt For For For
(Remuneration
Committee)
5 Amendments to Articles Mgmt For For For
(Audit
Committee)
6 Consolidation of Mgmt For For For
Articles
7 Long-Term Incentive Mgmt For For For
Share
Plan
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A.
(Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Elect Sidney Levy Mgmt N/A Abstain N/A
6 Elect Marcilio Marques Mgmt N/A For N/A
Moreira
7 Elect Luiz Mauricio Mgmt N/A For N/A
Leuzinger
8 Elect Guilherme Mgmt N/A Abstain N/A
Affonso
Ferreira
9 Elect Claudio Almeida Mgmt N/A For N/A
Prado
10 Elect Regis Lemos de Mgmt N/A For N/A
Abreu
Filho
11 Elect Bruno Mgmt N/A For N/A
Constantino Alexandre
dos
Santos
12 Remuneration Policy Mgmt For For For
13 Elect Diogo Lisa de Mgmt N/A For N/A
Figueiredo
14 Elect Vanderlei da Rosa Mgmt N/A For N/A
15 Elect Murici dos Santos Mgmt N/A For N/A
16 Supervisory Council's Mgmt For For For
Fees
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A.
(Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 05/15/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Capitalisation of Mgmt For For For
Reserves for Bonus
Share
Issuance
5 Amendments to Article Mgmt For For For
33 (Supervisory
Council)
6 Amendments to Article Mgmt For For For
21 (Remuneration
Committee)
7 Amendments to Article Mgmt For For For
20 (Audit
Committee)
8 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao
S.A.
(Valid)
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 12/09/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
________________________________________________________________________________
Via Varejo S.A.
Ticker Security ID: Meeting Date Meeting Status
VVAR11 CINS P9783A153 04/26/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
7 Election of Board Mgmt For N/A N/A
Member(s)
Representative of
Minority
Shareholders
8 Election of Board Mgmt N/A Abstain N/A
Member(s)
Representative of
Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Election of Mgmt For For For
Supervisory
Council
12 Election of Marcel Mgmt N/A Abstain N/A
Cecchi Vieira to the
Supervisory Council
Member
Representative of
Minority
Shareholders
13 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Preferred
Shareholders
14 Remuneration Policy Mgmt For Against Against
15 Supervisory Council's Mgmt For For For
Fees
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Via Varejo S.A.
Ticker Security ID: Meeting Date Meeting Status
VVAR3 CINS P9783A153 09/12/2016 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Preferred
Shares)
4 Reorganization / Mgmt For For For
Acquisition
5 Stock Option Plan Mgmt For For For
6 Restated Financial Mgmt For For For
Statements
7 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 05/25/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Quotas Mgmt For Abstain Against
of Finanseg
Administracao e
Corretagem de
Seguros
4 Interim Dividend Mgmt For For For
5 Amendments to Articles Mgmt For For For
Fund Name : VanEck Vectors CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Foulk,
Jr.
1.2 Elect Carol C. McMullen Mgmt For For For
1.3 Elect Robert M. Keith Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2030 Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine A. Mgmt For For For
Lynch
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect Barbara G. Novick Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUH CUSIP 09253P109 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Jerrold B. Harris Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect Barbara G. Novick Mgmt For For For
8 Elect John M. Perlowski Mgmt For For For
9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Jerrold B. Harris Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect Barbara G. Novick Mgmt For For For
8 Elect John M. Perlowski Mgmt For For For
9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Deutsche Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 25160C106 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect William R. Mgmt For For For
McClayton
1.3 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Dreyfus Municipal Bond Infrastructure Fund
Ticker Security ID: Meeting Date Meeting Status
DMB CUSIP 26203D101 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Charles Mgmt For For For
Cardona
1.2 Elect Robin A. Melvin Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Income, Inc.
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Isabel P. Dunst Mgmt For Withhold Against
________________________________________________________________________________
Dreyfus Strategic Municipal Bond Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Burton N. Wallack Mgmt For For For
1.2 Elect Benaree Pratt Mgmt For For For
Wiley
________________________________________________________________________________
Dreyfus Strategic Municipals Inc
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ehud Houminer Mgmt For For For
1.2 Elect Gordon J. Davis Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Thomas E. Faust Mgmt For For For
Jr.
1.3 Elect Cynthia E. Frost Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund II
Ticker Security ID: Meeting Date Meeting Status
EIV CUSIP 27827K109 07/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Thomas E. Faust Mgmt For For For
Jr.
1.3 Elect Cynthia E. Frost Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Eston Mgmt For For For
1.2 Elect Thomas E. Faust, Mgmt For For For
Jr.
1.3 Elect Cynthia E. Frost Mgmt For For For
1.4 Elect Scott E. Mgmt For For For
Wennerholm
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 03/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect Helen Frame Mgmt For For For
Peters
1.3 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia E. Frost Mgmt For For For
1.2 Elect William H. Park Mgmt For For For
1.3 Elect Susan J. Mgmt For For For
Sutherland
1.4 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMT CUSIP 46133G107 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQT CUSIP 46132P108 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PIA CUSIP 46132X101 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Prema Mgmt For For For
Mathai-Davis
1.4 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert R. Dowden Mgmt For For For
1.2 Elect Eli Jones Mgmt For For For
1.3 Elect Raymond Stickel, Mgmt For For For
Jr.
________________________________________________________________________________
MainStay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan B. Kerley Mgmt For For For
1.2 Elect Peter Meenan Mgmt For For For
1.3 Elect John A. Weisser, Mgmt For For For
Jr.
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXE CUSIP 59318D104 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen R. Mgmt For For For
Goldfarb
1.2 Elect Robert J. Manning Mgmt For For For
1.3 Elect Maryanne L. Mgmt For For For
Roepke
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen R. Mgmt For For For
Goldfarb
1.2 Elect Robert J. Manning Mgmt For For For
1.3 Elect Maryanne L. Mgmt For For For
Roepke
________________________________________________________________________________
Neuberger Berman Intermediate Municipal Fund Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 09/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Faith Colish Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Cosgrove
1.3 Elect Deborah C. McLean Mgmt For For For
1.4 Elect Tom D. Seip Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock and Preferred
Shares
________________________________________________________________________________
Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Enhanced Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 07/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock and Preferred
Shares
________________________________________________________________________________
Nuveen Enhanced Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 670677103 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect David J. Kundert Mgmt For For For
1.3 Elect John K. Nelson Mgmt For For For
1.4 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Investment Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQM CUSIP 67062E103 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Market Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
NMO CUSIP 67062W103 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Performance Plus Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPP CUSIP 67062P108 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Premier Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NPF CUSIP 670988104 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Premium Income Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NPI CUSIP 67062T100 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Premium Income Municipal Fund II
Ticker Security ID: Meeting Date Meeting Status
NPM CUSIP 67063W102 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Select Quality Municipal Fund
Ticker Security ID: Meeting Date Meeting Status
NQS CUSIP 670973106 08/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect David J. Kundert Mgmt For For For
1.4 Elect John K. Nelson Mgmt For For For
1.5 Elect Judith M. Mgmt For For For
Stockdale
1.6 Elect Carole E. Stone Mgmt For For For
1.7 Elect Terence J. Toth Mgmt For For For
1.8 Elect Margaret L. Wolff Mgmt For For For
2 Restructuring/Reorganiz Mgmt For For For
ation
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Mgmt For For For
DeCotis
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Mgmt For For For
DeCotis
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PMX CUSIP 72201A103 12/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradford K. Mgmt For For For
Gallagher
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 06/13/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Management
Agreement
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa M. Jones Mgmt For For For
1.2 Elect Lorraine H. Mgmt For For For
Monchak
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 06/13/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Management
Agreement
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa M. Jones Mgmt For For For
1.2 Elect Lorraine H. Mgmt For For For
Monchak
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PCF CUSIP 746823103 04/28/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size (Fix Number Mgmt For For For
of Trustees at
12)
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Katinka Mgmt For For For
Domotorffy
2.6 Elect Catharine Bond Mgmt For For For
Hill
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect Robert L. Mgmt For For For
Reynolds
2.10 Elect Manoj P. Singh Mgmt For For For
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/28/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Katinka Mgmt For For For
Domotorffy
2.6 Elect Catharine Bond Mgmt For For For
Hill
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect Robert L. Mgmt For For For
Reynolds
2.10 Elect Manoj P. Singh Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Cronin Mgmt For For For
1.2 Elect Eileen A. Mgmt For For For
Kamerick
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 03/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paolo M. Cucchi Mgmt For For For
1.2 Elect Leslie H. Gelb Mgmt For For For
1.3 Elect Jane E. Trust Mgmt For For For
________________________________________________________________________________
Western Asset Municipal High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert D. Agdern Mgmt For For For
1.2 Elect William R. Mgmt For For For
Hutchinson
1.3 Elect Eileen A. Mgmt For For For
Kamerick
________________________________________________________________________________
Western Asset Municipal Partners Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MNP CUSIP 95766P108 03/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel P. Cronin Mgmt For For For
1.2 Elect Paolo M. Cucchi Mgmt For For For
Fund Name : VanEck Vectors ChinaAMC CSI 300 ETF
_______________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Investment Budget Mgmt For For For
7 Elect LIAO Luming Mgmt For For For
8 Elect HUANG Zhenzhong Mgmt For For For
9 Elect WANG Xingchun as Mgmt For Against Against
Supervisor
10 Directors' and Mgmt For For For
Supervisors' Fees for
2015
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Social Responsibility Mgmt For For For
Report
8 Directors' Fees Mgmt For For For
9 Increase in Authorized Mgmt For For For
Capital and
Amendments to
Articles
10 Supervisors' Report Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Approval of Tender Mgmt For For For
Offer to Acquire
Clinica Baviera,
S.A.
13 Approval of Debt Mgmt For Against Against
Financing
14 Board Authorization to Mgmt For For For
Implement Tender
Offer
15 Authority to Give Mgmt For For For
Guarantees
16 Approval of Line of Mgmt For For For
Credit
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect CHEN Bang Mgmt For For For
3 Elect LI Li Mgmt For For For
4 Elect GUO Hongwei Mgmt For For For
5 Elect HAN Zhong Mgmt For For For
6 Elect WANG Jianping Mgmt For For For
7 Elect ZHANG Zhihong Mgmt For Against Against
8 Elect ZHENG Yuanmin Mgmt For For For
9 Elect SUN Jian Mgmt For Against Against
10 Elect ZHANG Shaoyu Mgmt For For For
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Pricing Determination Mgmt For For For
Date, Issue Price and
Pricing
Principle
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangement of Mgmt For For For
Accumulated
Profits
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Analysis Report on Mgmt For For For
Scheme for Private
Placement
14 Feasibility Report on Mgmt For For For
Fund Raising for
Private
Placement
15 Conditional Equity Mgmt For For For
Transfer Agreement
#1
16 Conditional Equity Mgmt For For For
Transfer Agreement
#2
17 Conditional Equity Mgmt For For For
Transfer Agreement
#3
18 Conditional Share Mgmt For For For
Subscription
Agreement
19 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
20 Shareholder Return Plan Mgmt For For For
21 Verification of the Mgmt For For For
Evaluation
Institution and
Fairness of Pricing
for Equity
Transactions
22 Fairness of Equity Mgmt For For For
Price for
Acquisitions
23 Audit and Evaluation Mgmt For For For
Reports
24 Diluted Immediate Mgmt For For For
Return
Measures
25 Commitments by Various Mgmt For For For
Entities Regarding
Diluted Immediate
Returns
26 Waiver of Tender Offer Mgmt For For For
Obligation
27 Establishment of Mgmt For For For
Special Account for
Proceeds
28 Constitution of Mgmt For For For
Procedural Rules:
Management Policy for
Proceeds
29 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
A Share
Issue
2 Extension of Board Mgmt For For For
Authorization
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 01/23/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
A Share
Issue
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 03/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Elect WANG Xiaokang Mgmt For For For
10 Elect LIU Deheng Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 08/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zhengang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6138 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continuing Connected Mgmt For For For
Transactions
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 04/13/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For For For
9 Termination of Share Mgmt For For For
Issuance for Asset
Purchase and
Withdrawal of
Application
Materials
10 Signing of Termination Mgmt For For For
Agreement
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 09/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Transaction Mgmt For For For
Counterparty
3 Object of Transaction Mgmt For For For
4 Transaction Price Mgmt For For For
5 Transaction Plan Mgmt For For For
6 Stock Type and Par Mgmt For For For
Value
7 Issuance Price Mgmt For For For
8 Size of Issuance Mgmt For For For
9 Subscription Method Mgmt For For For
10 Purpose of Raised Funds Mgmt For For For
11 Listing Market Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Validity Period Mgmt For For For
14 Accumulated Retained Mgmt For For For
Profits
Arrangement
15 Attribution of Profits Mgmt For For For
and Losses During
Transitional
Period
16 Restructuring Mgmt For For For
Non-constitution of
Related Party
Transaction
17 Transaction Mgmt For For For
Non-constitution of
Back-door
Listing
18 Transaction is Mgmt For For For
Compliant with
Relevant Provisions
in the Management
Measures on Major
Assets
Restructuring
19 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
20 Conditional Agreements Mgmt For For For
Relating to the
Transaction
21 Profit Compensation Mgmt For For For
Agreement
22 Conditional Agreements Mgmt For For For
Relating to the Share
Issuance
23 Asset Purchase Report Mgmt For For For
24 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
27 Board Authorization to Mgmt For For For
Implement Asset
Purchase
________________________________________________________________________________
Aisino Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participants and Scope Mgmt For For For
2 Volume of Shares Mgmt For For For
3 Allocation Status Mgmt For For For
4 Validity Period, Grant Mgmt For For For
Date, Lock-up Period
and Unlocking
Period
5 Granting Price of Mgmt For For For
Restricted
Stocks
6 Conditions for Mgmt For For For
Granting and
Unlocking
7 Regulations Mgmt For For For
8 Adjustment Measures Mgmt For For For
and
Procedures
9 Obligations and Rights Mgmt For For For
of
Parties
10 Incentive and Change Mgmt For For For
Mechanisms
11 Accounting Treatment Mgmt For For For
12 Implementation Mgmt For For For
Procedures
13 Principals of Mgmt For For For
Repurchasing and
Cancellation
14 Incentive Name List Mgmt For For For
for Stock
Plan
15 Constitution of Mgmt For For For
Procedural Rules:
Implementation of
Restricted Stock
Incentive
Plan
16 Board Authorization to Mgmt For For For
Implement Stock
Plan
17 Elect ZHANG Shaojun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 01/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Pricing Principles and Mgmt For For For
Issue
Price
3 Amount of Proceeds and Mgmt For For For
Size of
Issuance
4 Use of Proceeds Mgmt For For For
5 Validity of Resolution Mgmt For For For
6 Preliminary Plan of Mgmt For For For
Private
Placement
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Feasibility Report on Mgmt For For For
Use of
Proceeds
9 Board Authorization to Mgmt For For For
Implement Private
Placement
10 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Mgmt For For For
Summary
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Special Report on Use Mgmt For For For
of Previously Raised
Funds
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 07/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Jianping Mgmt For For For
2 Elect CHOU Jianzhong Mgmt For Against Against
3 Elect TAN Yan Mgmt For For For
4 Elect CAI Dongqing Mgmt For For For
5 Elect CAI Xiaodong Mgmt For For For
6 Elect CAO Yongqiang Mgmt For For For
7 Elect YANG Rui Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect CAI Xianfang as Mgmt For Against Against
Supervisor
10 Supervisors' Fees Mgmt For For For
11 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees Associated
Company
3 INCREASE OF BANK Mgmt For For For
CREDIT
QUOTA
4 Company's Eligibility Mgmt For For For
for Corporate Bond
Issuance
5 Size of Issuance Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Par Value and Issuance Mgmt For For For
Price
8 Bond Duration Mgmt For For For
9 Issuance Targets Mgmt For For For
10 Arrangement for Mgmt For For For
Placement to
Shareholders
11 Methods of Interest Mgmt For For For
and Principal
Payment
12 Interest Rate and Mgmt For For For
Determination
Method
13 Guarantee Arrangement Mgmt For For For
14 Purpose of Raised Funds Mgmt For For For
15 Repurchase and Mgmt For For For
Redemption
Options
16 Listing Market Mgmt For For For
17 Repayment Guarantees Mgmt For For For
Method
18 Validity Period Mgmt For For For
19 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Loss Recovery Proposals Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
Standards
8 Renewal of Liability Mgmt For Abstain Against
Insurance
9 Authority to Give Mgmt For For For
Guarantees by Chalco
Shandong to Shandong
Advanced
Material
10 Authority to Give Mgmt For For For
Guarantees to Chalco
Hong Kong and
Subsidiaries
11 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
12 Authority to Give Mgmt For For For
Guarantees by the
Chalco Trading to
Chalco Trading Hong
Kong
13 Authority to Give Mgmt For For For
Guarantees (Ningxia
Energy and
Subsidiaries)
14 Acquisition Mgmt For For For
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Issue Mgmt For For For
Overseas
Bonds
17 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Increase in Guarantee Mgmt For For For
Amount
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 CINS Y0140X101 02/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Work Report Mgmt For For For
2 2016 Supervisory Mgmt For For For
Committee
3 2016 Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 2016 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal
Auditor
8 Statement Regarding Mgmt For For For
Guarantees
9 Work Report of Mgmt For For For
Independent
Directors
10 Shareholder Return Plan Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder General
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 CINS Y0140X101 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Extension of Board Mgmt For For For
Authorization
Period
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Pricing Base Date, Mgmt For For For
Issue Price and
Pricing
Principle
2 Size of Issuance Mgmt For For For
3 Amount and Purpose of Mgmt For For For
Proceeds
4 Preliminary Plan of Mgmt For For For
Private
Placement
5 Feasibility Report on Mgmt For For For
Use of
Proceeds
6 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
7 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Project Mgmt For For For
Financing by Bank
Acceptance
Bills
2 Adjustments to Planned Mgmt For For For
Investments
3 Time Extension for Mgmt For For For
Completion of
Investment
Projects
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 03/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Harbin Aurora Mgmt For For For
Optoelectronic
Technology Co.,
Ltd
2 To Harbin Qiuguan Mgmt For For For
Optoelectronics
Technology Co.,
Ltd
3 To Qitaihe Aurora Mgmt For For For
Optoelectronic
Technology Co.,
Ltd
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 03/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Authority to Give Mgmt For For For
Guarantees
11 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 04/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees to Haerbin
Aurora
Optoelectronics
Technology Co.,
Ltd.
3 Authority to Receive Mgmt For For For
Guarantees from
Actual
Controller
4 Haerbin Aurora Mgmt For For For
Optoelectronics
Technology Co., Ltd.
Applying Line of
Credit from China
Construction
Bank
5 Haerbin Aurora Mgmt For For For
Optoelectronics
Technology Co., Ltd.
Applying Line of
Credit from Shanghai
Pudong Development
Bank
6 Haerbin Liuxia Mgmt For For For
Optoelectronics
Technology Co., Ltd.
Applying Line of
Credit from Shanghai
Pudong Development
Bank
7 Authority to Issue Mgmt For For For
Medium-term
Notes
8 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
9 Management Mgmt For For For
Authorization to
Investment Related
Matters
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 06/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Loans from Mgmt For For For
the de facto
Controller by a
Subsidiary
3 Approval of Entrusted Mgmt For For For
Loans and Guarantees
to a
Subsidiary
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 08/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Joint Mgmt For For For
Venture
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For For For
Guarantees For
Subsidiary Trade
Finance
Credit
4 Authority to Give Mgmt For For For
Guarantees For
Subsidiary
Comprehensive
Credit
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets Mgmt For For For
5 Pricing Base Date, Mgmt For For For
Issuance Price and
Pricing
Principals
6 Size of Issuance Mgmt For For For
7 Subscription Method Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Amount and Purpose of Mgmt For For For
Raised
Funds
11 Accumulated Retained Mgmt For For For
Profits
12 Validity Period Mgmt For For For
13 Pre-plan for Private Mgmt For For For
Placement
14 Feasibility Report on Mgmt For For For
Use of Raised
Funds
15 SPECIAL REPORT ON USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Shareholder Returns Mgmt For For For
Plan
19 Board Authorization to Mgmt For For For
Implement Private
Placement
20 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 China Guangfa Bank Mgmt For For For
Loans
2 Bank of Communications Mgmt For For For
Line of
Credit
3 China Minsheng Bank Mgmt For For For
Line of
Credit
4 China Merchants Bank Mgmt For For For
Line of
Credit
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 01/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Shareholder Returns Mgmt For For For
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 2016 Related Party Mgmt For For For
Transactions
9 2017 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
12 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 05/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Non-Independent Mgmt For For For
Director: HAN
Shupeng
3 Elect Non-Independent Mgmt For For For
Director: YANG
Weijun
4 Elect Non-Independent Mgmt For For For
Director: CONG
Chunyi
5 Elect LIU Hao Mgmt For Against Against
6 Elect MA Chuanli Mgmt For Against Against
________________________________________________________________________________
AVIC Aero-Engine Controls Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LIU Hao Mgmt For For For
2 WU Guijiang Mgmt For For For
3 MA Chuanli Mgmt For For For
4 QIN Haibo Mgmt For Against Against
5 YANG Weijun Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Project Termination Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Xuanmin Mgmt For For For
2 Elect HE Shengqiang Mgmt For For For
3 Elect LI Guangxing Mgmt For For For
4 Elect LI Shouze Mgmt For For For
5 Elect HE Yi Mgmt For For For
6 Elect WANG Guangya Mgmt For For For
7 Elect ZHUANG Renmin Mgmt For For For
8 Elect ZHOU Kai Mgmt For For For
9 Elect FU Baoxin Mgmt For For For
10 Elect CHEN Ximin Mgmt For Against Against
11 Elect YANG Xiuyun Mgmt For Against Against
12 Elect YANG Weiqiao Mgmt For Against Against
13 Elect LI Yuping Mgmt For For For
14 Elect YANG Naiding Mgmt For For For
15 Elect WANG Bin Mgmt For Against Against
16 Elect CHEN Changfu Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Return Plan Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 2017 Related Party Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 06/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Mgmt For Against Against
Supplementary
Financial Service
Agreement
2 Signing of New Machine Mgmt For For For
Production Framework
Agreement
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 11/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
Framework
Agreement
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 01/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Shares
2 Type and Par Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Basis
6 Issue Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Distribution Mgmt For For For
Arrangement of
Undistributed
Earnings
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private Placement of
Shares
13 Subscription Agreement Mgmt For For For
14 Related Party Mgmt For For For
Transactions in
Connection with
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Shareholder Returns Mgmt For Abstain Against
Plan
19 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
20 Amendments to Articles Mgmt For For For
21 2016 Related Party Mgmt For For For
Transactions
22 2017 Related Party Mgmt For For For
Transactions
23 Authority to Give Mgmt For For For
Guarantees
24 2017 Financing Limit Mgmt For For For
and Authorization to
Sign Related
Agreement
25 Adjustment on Mgmt For For For
Construction Matters
of Raised Funds
Investment Project
and Management Data
Center
Project
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Directors' Fees Mgmt For For For
9 Actual Execution of Mgmt For For For
2016 Related Party
Transactions
10 Related Party Mgmt For For For
Transactions
Framework Agreement
with De Facto
Controller
11 Financial Budget Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Change of Company Name Mgmt For For For
14 Amendment to Articles Mgmt For For For
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Committee Adjustments Mgmt For For For
2 Elect HUANG Xingdong Mgmt For For For
3 Elect YANG Xianfang Mgmt For For For
4 Elect PENG Jianwu Mgmt For For For
5 Elect CHEN Rui Mgmt For Against Against
6 Elect YAO Yuhai Mgmt For For For
________________________________________________________________________________
AVIC Aviation Engine Corporation PLC.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Members Mgmt For Against Against
of Committees of the
Board
2 Elect ZHANG Minsheng Mgmt For For For
as
Director
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Internal Control Audit Mgmt For For For
Report
9 Directors' Fees Mgmt For For For
10 Corporate Social Mgmt For For For
Responsibility
Report
11 Fees and Budget for Mgmt For Abstain Against
Board of
Directors
12 Report on Deposit and Mgmt For For For
Use of Raised
Funds
13 Related Party Mgmt For For For
Transactions
14 Realization of Mgmt For For For
Performance Target
for Acquired
Assets
15 Amendments to Articles Mgmt For For For
16 Authority for CATIC Mgmt For Against Against
International Leasing
Co.,Ltd. to Give
Guarantee to its
Subsidiaries
17 Employee Stock Mgmt For For For
Ownership Plan and
Relevant Management
System
18 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
19 Approval to Write off Mgmt For For For
Remaining Assets from
Shanghai Beiya
Realson
20 Shareholder Returns Mgmt For For For
Plan
21 Supervisors' Report Mgmt For For For
22 Elect GE Sen Mgmt For Against Against
23 Elect ZHENG Qiang Mgmt For For For
24 Elect YAN Lingxi Mgmt For For For
25 Elect LIU Guangyun Mgmt For Against Against
26 Elect YIN Xingmin Mgmt For For For
27 Elect SUN Qixiang Mgmt For For For
28 Elect WANG Jianxin Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 09/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Project
Company
2 Authority to Give Mgmt For For For
Guarantees for
Subsidiary
3 Elect LU Daen as Mgmt For For For
Director
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Chuangjie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Medium-term Notes and
Super
Short-term
3 Board Authorization to Mgmt For For For
Implement Debt
Issuance
4 Account Receivable Mgmt For For For
Factoring
Business
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Internal Control Audit Mgmt For For For
Report
9 Independent Directors' Mgmt For For For
Report
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Elect TANG Jun Mgmt For For For
13 Elect DU Juan Mgmt For For For
14 Elect ZHANG Xian Mgmt For For For
15 Elect HU Xiaofeng Mgmt For Against Against
16 Elect XU Peihui Mgmt For Against Against
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 06/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QU Jingwen Mgmt For For For
2 Elect LI Xueqin Mgmt For For For
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Par Value Mgmt For For For
3 Issuance Methods Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Methods
5 Pricing Reference Mgmt For For For
Date, Issue Price and
Pricing
Principle
6 Issuance Size Mgmt For For For
7 Amount and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Listing Markets Mgmt For For For
10 Distribution Mgmt For For For
Arrangement of
Undistributed
Earnings
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Signing of Shares Mgmt For For For
Subscription
Agreement
16 Amendments to Articles Mgmt For For For
Regarding Private
Placement
17 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
18 Dilution Measures for Mgmt For For For
Private
Placement
19 Board Authorization to Mgmt For For For
Implement Private
Placement
20 Establishment of Mgmt For For For
Special Account for
Raised
Funds
21 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
22 Shareholder Returns Mgmt For For For
Plan
23 Formulation of Mgmt For For For
2017-2019 Capital
Management
Plan
24 Directors' Report Mgmt For For For
25 Supervisors' Report Mgmt For For For
26 Amendments to Articles Mgmt For Abstain Against
27 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
28 Constitution of Mgmt For Abstain Against
Methods for
Nomination and
Election of
Supervisors
29 Accounts and Reports Mgmt For For For
30 Financial Budget Mgmt For For For
31 Allocation of Mgmt For For For
Profits/Dividends
32 Appointment of Auditor Mgmt For For For
33 Special Report on Mgmt For For For
Related Party
Transactions
34 Approval of Line of Mgmt For For For
Credit to Beijing
State-Owned Assets
Management Co.,
Ltd.
35 Approval of Line of Mgmt For For For
Credit to China
Hengtian Group Co.,
Ltd.
36 Approval of Line of Mgmt For For For
Credit to Beijing
Energy Investment
Group Co.,
Ltd
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Yan Mgmt For For For
2 Elect LIU Hongyu Mgmt For For For
3 Elect GAO Ge Mgmt For For For
4 Elect GAO Jinbo Mgmt For For For
5 Elect QU Qiang Mgmt For For For
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Green Financial
Bonds
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Investment Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect CHEN Siqing Mgmt For For For
9 Elect ZHANG Xiangdong Mgmt For For For
10 Elect XIAO Lihong Mgmt For For For
11 Elect WANG Xiaoya Mgmt For For For
12 Elect ZHAO Jie Mgmt For For For
13 Authority to Issue Mgmt For For For
Bonds
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiquan as Mgmt For Against Against
Supervisor
2 Elect REN Deqi as Mgmt For For For
Director
3 Elect GAO Yingxin as Mgmt For For For
Director
4 Elect Angela Chao as Mgmt For For For
Director
5 Directors' and Mgmt For For For
Supervisor
Remuneration
Distribution
Plan
6 Establishment of Mgmt For For For
Charity
Foundation
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Fixed Assets Mgmt For For For
Investment
Plan
8 Directors' Fees for Mgmt For For For
2015
9 Supervisors' Fees for Mgmt For For For
2015
10 Elect SONG Guobin Mgmt For For For
11 Elect Raymond WOO Chin Mgmt For For For
Wan
12 Elect CAI Hongping Mgmt For For For
13 Elect WANG Xueqing as Mgmt For Against Against
Supervisor
14 Elect HE Zhaobin Mgmt For For For
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 10/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Overseas Listing of Mgmt For For For
Bocom International
Holdings Company
Limited
2 Compliance with Mgmt For For For
Overseas Listing
Regulations
3 Commitment of Mgmt For For For
Maintaining Separate
Listing
Status
4 Prospect of Mgmt For For For
Sustainable
Profitability
5 Assured Entitlement of Mgmt For For For
H-shares to Current
Shareholders
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 10/28/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assured Entitlement of Mgmt For For For
H-shares to Current
Shareholders
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 05/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2016 Related Party Mgmt For For For
Transactions
6 2017 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For Against Against
8 Appointment of Mgmt For Against Against
Internal Control
Auditor
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Supervisors
10 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
11 Evaluation Report of Mgmt For For For
Supervisors'
Performance
12 Evaluation Report of Mgmt For For For
Senior Management's
Performance
13 Authority to Issue Mgmt For For For
Financial
Bonds
14 Authorization to Mgmt For For For
Implement Bonds
Issuance
15 Asset Management Plan Mgmt For For For
16 Elect Non-Independent Mgmt For For For
Director: HU
Shengrong
17 Elect Non-Independent Mgmt For For For
Director: SHU
Xingnong
18 Elect Non-Independent Mgmt For For For
Director: ZHU
Gang
19 Elect Non-Independent Mgmt For For For
Director: ZHOU
Wenkai
20 Elect Non-Independent Mgmt For For For
Director: YANG
Bohao
21 Elect Non-Independent Mgmt For For For
Director: GU
Yunchan
22 Elect Non-Independent Mgmt For For For
Director: CHEN
Zheng
23 Elect Non-Independent Mgmt For For For
Director: XU
Yimin
24 Elect Independent Mgmt For For For
Director: ZHU
Zengjin
25 Elect Independent Mgmt For Against Against
Director:CHEN
Donghua
26 Elect Independent Mgmt For For For
Director: LIU
Ailian
27 Elect Independent Mgmt For For For
Director: XIAO
Binqing
28 Elect Non-Independent Mgmt For For For
Supervisor: PU
Baoying
29 Elect Non-Independent Mgmt For For For
Supervisor: WANG
Hua
30 Elect Independent Mgmt For For For
Supervisor: ZHU
Qiuya
31 Elect Independent Mgmt For For For
Supervisor: SHEN
Yongjian
32 Elect Independent Mgmt For For For
Supervisor: LUO
Zhihui
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Credit Asset Mgmt For For For
Securitization
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Allowance Policy of
Independent
Directors
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Allowance Policy of
Outside
Supervisors
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 01/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Issuance of
Convertible
Bonds
2 Extension of Board Mgmt For For For
Authorization to
Implement Issuance of
Convertible
Bonds
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Elect Mgmt For For For
Non-independent
Directors and
Independent
Directors
2 Approval to Elect Mgmt For For For
Supervisors
3 Elect YU Weiye Mgmt For For For
4 Elect WEI Xuemei Mgmt For For For
5 Elect ZHU Ninghai Mgmt For For For
6 Elect CHEN Yongming Mgmt For For For
7 Elect LI Rucheng Mgmt For For For
8 Elect SONG Hanping Mgmt For For For
9 Elect CHEN Guanghua Mgmt For For For
10 Elect XU Lixun Mgmt For For For
11 Elect LU Huayu Mgmt For For For
12 Elect LUO Mengbo Mgmt For For For
13 Elect LUO Weikai Mgmt For For For
14 Elect FENG Peijiong Mgmt For For For
15 Elect YANG Xiaoping Mgmt For For For
16 Elect FU Jianhua Mgmt For For For
17 Elect FU Jijun Mgmt For For For
18 Elect BEN Shenglin Mgmt For For For
19 Elect ZHANG Jixiang Mgmt For For For
20 Elect GENG Hong Mgmt For For For
21 Elect XU Liming Mgmt For For For
22 Elect PU Yiwei Mgmt For For For
23 Elect SHU Guoping Mgmt For For For
24 Elect HU Songsong Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to the Mgmt For Abstain Against
Management Measures
for Related Party
Transactions
7 Report of Related Mgmt For For For
Party Transactions
Implementation
in
2016 and Arrangements
for
2017
8 2017 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Liability Insurance Mgmt For Abstain Against
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Chairman and Vice Mgmt For For For
Chairman's
Fees
14 Chairman of the Board Mgmt For For For
of Supervisors'
Fees
15 Supervisors' Report Mgmt For For For
16 Supervisors' Mgmt For For For
Performance
Evaluation
Report
17 Directors' Performance Mgmt For For For
Evaluation
Report
18 Shareholder Returns Mgmt For Abstain Against
Plan
19 Eligibility for Mgmt For For For
Private
Placement
20 Security Type and Par Mgmt For For For
Value
21 Method of Issuance Mgmt For For For
22 Amount and Use of the Mgmt For For For
Raised
Fund
23 Issuing Price and Mgmt For For For
Pricing
Principle
24 Issuing Size Mgmt For For For
25 Issuance Targets and Mgmt For For For
Subscription
26 Lock-Up Period Mgmt For For For
27 Listing Market Mgmt For For For
28 Arrangement for Mgmt For For For
Accumulated Retained
Profits Before the
Non-Public
Offering
29 The Valid Period of Mgmt For For For
the
Resolution
30 Report on Deposit and Mgmt For For For
Use of Raised
Funds
31 Feasibility Report on Mgmt For For For
Use of
Proceeds
32 Signing of Conditional Mgmt For For For
Shares Subscription
Agreement
33 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
34 Board Authorization to Mgmt For For For
Implement Private
Placement
35 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
36 Change in Address and Mgmt For For For
Amendment to
Article
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Ninghai Mgmt For For For
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Approval of Mgmt For For For
Performance
Evaluation Report for
Directors
6 Approval of Mgmt For For For
Performance
Evaluation Report for
Supervisors
7 Appointment of Auditor Mgmt For Against Against
8 Extension of Validity Mgmt For For For
of Resolution for
Issuance of H Shares
and Initial Public
Offering
9 Board Authorization to Mgmt For For For
Implement the
Extension of Validity
for Issuance of H
Shares and Initial
Public
Offering
10 Eligibility for Mgmt For For For
Private
Placement
11 Type of Preferred Mgmt For For For
Shares
12 Issuance Amount and Mgmt For For For
Size
13 Issuance Method Mgmt For For For
14 Issuance Targets Mgmt For For For
15 Par Value and Issuance Mgmt For For For
Price
16 Duration Mgmt For For For
17 Allocation of Profits Mgmt For For For
for Shareholders of
Preferred
Shares
18 Mandatory Conversion Mgmt For For For
Clause
19 Conditional Redemption Mgmt For For For
Clause
20 Restriction and Mgmt For For For
Restore Clauses for
Voting
Power
21 Order and Method of Mgmt For For For
Liquidation
22 Ranking Arrangement Mgmt For For For
23 Guarantee Arrangement Mgmt For For For
24 Transfer and Mgmt For For For
Transaction
Arrangements
25 Use of Proceeds Mgmt For For For
26 Validity of Resolution Mgmt For For For
27 Authorization Issues Mgmt For For For
28 Feasibility Report on Mgmt For For For
Use of
Proceeds
29 Approval of Dilution Mgmt For For For
Measures for Private
Placement of
Preferred
Shares
30 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
31 Assets Management Plan Mgmt For For For
32 Shareholder Returns Mgmt For For For
Plan
33 Authority to Issue Mgmt For For For
Written-down
Qualified Secondary
Capital
Bonds
34 Amendments to Articles Mgmt For For For
35 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
36 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
37 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
38 Elect Non-Independent Mgmt For For For
Director: JIN
Yu
39 Elect Non-Independent Mgmt For For For
Director: HU
Youlian
40 Elect Non-Independent Mgmt For For For
Director: JIANG
Hong
41 Elect Non-Independent Mgmt For Against Against
Director: YE
Jun
42 Elect Non-Independent Mgmt For For For
Director: YING
Xiaoming
43 Elect Non-Independent Mgmt For Against Against
Director: Juan Manuel
San RomanLopez (SHENG
Ruhuan)
44 Elect Non-Independent Mgmt For Against Against
Director: CHEN
Wuyuan
45 Elect Non-Independent Mgmt For For For
Director: ZHUANG
Zhe
46 Elect Non-Independent Mgmt For For For
Director: LI
Chaokun
47 Elect Non-Independent Mgmt For Against Against
Director: HUANG
Xubin
48 Elect Non-Independent Mgmt For For For
Director: GUO
Xizhi
49 Elect Independent Mgmt For For For
Director: WAN
Jianhua
50 Elect Independent Mgmt For For For
Director: GUAN
Tao
51 Elect Independent Mgmt For For For
Director: SUN
Zheng
52 Elect Independent Mgmt For For For
Director: XU
Jianxin
53 Elect Independent Mgmt For For For
Director: GONG
Fangxiong
54 Elect Independent Mgmt For For For
Director: SHEN
Guoquan
55 Elect Independent Mgmt For For For
Supervisor: YUAN
Zhigang
56 Elect Independent Mgmt For For For
Supervisor: GE
Ming
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 02/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZOU Jixin Mgmt For For For
2 Elect ZHANG Jingang Mgmt For For For
3 Elect ZHAO Changxu Mgmt For For For
4 Elect ZHANG Kehua Mgmt For For For
5 Elect ZHU Yonghong Mgmt For Against Against
6 Elect YU Hansheng Mgmt For Against Against
7 Refinement in Mgmt For For For
Standards of
Restricted Shares
Incentive
Plan
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration of Mgmt For For For
Directors,
Supervisors and
Senior Management in
2016
8 Financial Budget Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Authority to Issue Mgmt For For For
Corporate
Bonds
13 Amendments to Articles Mgmt For For For
(Shareholder
Proposal)
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 08/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU An as Mgmt For For For
Director
2 Elect ZHANG Helei as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 10/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Absorption and
Merger
2 Principals of Merger Mgmt For For For
3 Method of Merger Mgmt For For For
4 Targets for Share Swap Mgmt For For For
5 Stock Type and Par Mgmt For For For
Value
6 Swap Price and Swap Mgmt For For For
Ratio
7 Protection Mechanism Mgmt For For For
for Dissenting
Shareholders Baoshan
Iron &
Steel
8 Protection Mechanism Mgmt For For For
for Dissenting
Shareholders of Wuhan
Iron and
Steel
9 Staff Resettlement Mgmt For For For
10 Settlement of Assets Mgmt For For For
11 Listing Arrangement Mgmt For For For
for Shares to be
Issued
12 Arrangement for Mgmt For For For
Accumulated Retained
Profits
13 Liability for Breach Mgmt For For For
of
Contract
14 Effective Conditions Mgmt For For For
for Agreement on
Absorption and
Merger
15 Validity Period of Mgmt For For For
Resolution
16 Conditional Agreements Mgmt For For For
Regarding Absorption
and
Merger
17 Whether the Absorption Mgmt For For For
and Merger
Constitutes a Related
Party
Transactions
18 Report on Absorption Mgmt For For For
and
Merger
19 Appointment of Mgmt For For For
Intermediary
Institutions Related
to
Merger
20 Diluted Immediate Mgmt For For For
Returns due to Merger
and Associated Filing
Measures
21 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
22 Board Authorization to Mgmt For For For
Implement Absorption
and
Merger
23 Authority to Give Mgmt For For For
Guarantees
24 Authorization to Mgmt For For For
Optimize Performance
Indicator Evaluations
and Calculation Rules
for the Company's
Restricted Stock
Incentive
Plan
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Share Subscription Mgmt For For For
4 Profit Compensation Mgmt For For For
Agreement
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 01/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG JUN Mgmt For For For
2 Elect SUN SHAOLIN Mgmt For For For
3 Elect ZHANG MENG Mgmt For For For
4 Elect WANG RUILIN Mgmt For Against Against
5 Elect LIU HUIBIN Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 03/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset-backed
Securities
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authority to Set Mgmt For For For
Internal Control
Auditor's
Fees
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Authority to Issue Mgmt For For For
Medium-term
Notes
12 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 04/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuing Price and Mgmt For For For
Pricing Benchmark
Date
6 Size of Issuance Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Accumulated Retained Mgmt For For For
Profits
Arrangements
10 Validity Period Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Private Placement Mgmt For For For
Pre-plan
13 Feasibility Analysis Mgmt For For For
on Use of Previously
Raised
Funds
14 SPECIAL REPORT ON USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
15 Filing Measures for Mgmt For For For
Diluted Immediate
Returns
16 Director and Senior Mgmt For For For
Management
Commitments Regarding
Dilution
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Bin as Mgmt For For For
Non-Independent
Director
2 Approval to Offer Mgmt For For For
Entrusted
Loan
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dilution Measures for Mgmt For For For
Private Placement
(2nd
Revision)
2 Commitment by Mgmt For For For
Directors and
Management Regarding
Dilution
Measures
3 Report on Deposit and Mgmt For For For
Use of Raised
Funds
4 Self-Examination Mgmt For For For
Report on Real Estate
Business
5 Director and Mgmt For For For
Management's
Commitment to Real
Estate Business
Report
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 07/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect SHI Xiangchen as Mgmt For For For
Director
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 09/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Placement of
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Issuance Targets and Mgmt For For For
Issuance
Method
5 Bond Duration and Type Mgmt For For For
6 Interest Rate and Mgmt For For For
Interest Payment
Method
7 Method of Issuance Mgmt For For For
8 Guarantee Clauses Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Transfer Arrangement Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Underwriting Method Mgmt For For For
13 Validity Period Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement
Issuance
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in a PPP Mgmt For For For
Project
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 03/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Fuzhou
Capital Development
Ruitai Real Estates
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Beijing
Capital Yixin Zhiye
Development Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Fuzhou
Capital Development
Zhonggeng Investment
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Fuzhou
Zhonggeng Real
Estates Development
Co.,
Ltd.
5 Approval of Line of Mgmt For For For
Credit
6 Authority to Give Mgmt For For For
Guarantees to Beijing
Capital Development
Cuncao Pension
Service Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees for Loan
of RMB 1.567
billions
8 Authority to Give Mgmt For For For
Guarantees for Loan
of RMB 729
millions
9 Authority to Give Mgmt For For For
Guarantees for Loan
of RMB 320
millions
10 Authority to Issue Mgmt For For For
Debt Financing
Plan
11 Board Authorization to Mgmt For For For
Implement Debt
Financing
Plan
12 Authority to Issue Mgmt For For For
Medium-term
Notes
13 Board Authorization to Mgmt For For For
Implement the
Issuance of
Medium-term
Notes
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors Report Mgmt For For For
3 Supervisors Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Evaluation
Report
7 Internal Control Audit Mgmt For For For
Report
8 Social Responsibility Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
10 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
11 Guarantee Matters Mgmt For Against Against
12 Guarantee Matters for Mgmt For Against Against
Beijing Capital
Development
13 Related Party Mgmt For For For
Transactions
14 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Urban
Development
15 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Capital
Development
16 Authority to Give Mgmt For Against Against
Guarantees for Dalian
Zhongjia Real Estate
Development
17 Elect WANG Hongbin Mgmt For For For
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 05/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Capital Zhongyang
Zhengtai
2 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Capital
Jinmao
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 06/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loan
2 Authority to Give Mgmt For Against Against
Guarantees (1.567
billion
loan)
3 Authority to Give Mgmt For Against Against
Guarantees (729
million
loan)
4 Approval of Issuance Mgmt For For For
of Asset-Backed
Securities
5 Board Authorization to Mgmt For For For
Implement Plan and
Asset Support of Home
Purchase Balance
Payment
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Beijing
Shoukai Yixin
Property Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Beijing
Shoukai Zhuzhong
Antai Property Co.,
Ltd.
3 Amendments to Articles Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees to Taiyuan
Shoukai Longtai
Property Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees to Fuzhou
Zhonggeng Real Estate
Development Co.,
Ltd.
6 Allocation of Interim Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 11/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Guangzhou Junliang
Real Estate Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Shoukai
Jinmao Real Estate
(Hangzhou) Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Fuzhou
Zhongding Investment
Co.,
Ltd.
4 Change of Application Mgmt For For For
Conditions for Loans
of Fuzhou Zhongding
Investment Co.,
Ltd.
5 Change of Conditions Mgmt For For For
for Loans of Shoukai
Longtai Real Estate
Co.,
Ltd.
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 12/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Issuance of Perpetual Mgmt For For For
Medium-term Debt
Instruments
3 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
3 Authority to Give Mgmt For For For
Guarantees for a
Loan
4 Authority to Give Mgmt For For For
Guarantees for
Another
Loan
5 Eligibility to Issue Mgmt For For For
Corporate
Bonds
6 Authority to Issue Mgmt For For For
Corporate
Bonds
7 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
8 Elect LI Yan Mgmt For For For
9 Elect SHANGGUAN Qing Mgmt For For For
10 Elect YANG Ye Mgmt For For For
11 Elect BAI Tao as Mgmt For For For
Independent
Director
12 Elect PAN Wen as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SHAO Genhuo Mgmt For For For
2 XUE Suwen Mgmt For For For
3 ZHANG Lizhong Mgmt For For For
4 FENG Yujun Mgmt For For For
5 CHEN Lei Mgmt For For For
6 Elect JI Weiguo as Mgmt For Against Against
Supervisor
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment with Mgmt For For For
Proprietary
Funds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Chairman's Mgmt For For For
Authority
8 Authority to Give Mgmt For For For
Guarantees
9 Approval to Provide Mgmt For For For
Financial
Aids
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Beijing
Dabeinong
Commerce
2 Authority to Give Mgmt For For For
Guarantees to Beizhen
Dabeinong
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Approval to Offer Mgmt For For For
Financial
Aid
3 Board Authorization to Mgmt For For For
Implement Investment
Activities
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Issue Mgmt For For For
Short Term Commercial
Papers
3 Authority to Issue Mgmt For For For
Super Short Term
Commercial
Papers
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
2 Amendments to Use of Mgmt For For For
Proceeds
3 Working Capital Mgmt For For For
Replenishment
4 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Beijing Mgmt For For For
Zhongguancun
Bank
2 Initiators Agreement Mgmt For For For
for Bank
Establishment
3 Commitments Regarding Mgmt For For For
Capital
Source
4 Commitments Regarding Mgmt For For For
Absence of Illegal
Related Party
Transactions
5 Commitments for Mgmt For For For
Zhongguancun
Bank
6 Disposal of Financial Mgmt For For For
Assets
________________________________________________________________________________
Beijing Gehua Catv Network Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600037 CINS Y07715108 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Jetsen Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300182 CINS Y07734109 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect ZHU Wei as Mgmt For For For
Independent
Director
12 Elect YUE Yang Mgmt For For For
13 Elect YOU You Mgmt For For For
________________________________________________________________________________
Beijing Jingneng Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600578 CINS Y0771L103 07/04/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
Mgmt For Abstain Against
Treatment System of
Major
Events
14 Amendments to Rules on Mgmt For Abstain Against
Implementation of
Cumulative Voting
System
For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Approval of Entrusted Mgmt For For For
Loans
9 2016 Daily Related Mgmt For For For
Party
Transactions
10 Financial Service Mgmt For For For
Agreement with BEIH
Finance Co.,
Ltd.
11 Financial Leasing with Mgmt For For For
Shenzhen Jingneng
Financial Leasing
Co.,
Ltd.
12 Financial Leasing with Mgmt For For For
Beijing Jingneng
Yuanshen Financial
Leasing Co.,
Ltd.
13 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
________________________________________________________________________________
Beijing Jingneng Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600578 CINS Y0771L103 09/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Adjustment Mechanism
for Issuance
Price
2 Adjustment to Issuance Mgmt For For For
Price of Matching
Fund
3 Commitment Letter by Mgmt For For For
Controller
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Draft and Summary of Mgmt For For For
Employee Stock
Ownership
Plan
2 Authorization to the Mgmt For For For
Board to Implement
Employee Stock
Ownership
Plan
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Statements Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Line of Mgmt For For For
Credit
13 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
14 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
15 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
16 Issuance Size Mgmt For For For
17 Par Value and Issuance Mgmt For For For
Price
18 Issuance Target Mgmt For For For
19 Maturity and Type Mgmt For For For
20 Interest Rate Mgmt For For For
21 Guarantee Methods Mgmt For For For
22 Issuance Methods Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Set-up of Raised Funds Mgmt For For For
Account and Special
Account
25 Repayment Guarantee Mgmt For For For
Measures
26 Trading and Mgmt For For For
Circulation of
Bonds
27 Validity of Resolution Mgmt For For For
28 Board Authorization to Mgmt For For For
Implement Bonds
Issuance
29 Elect ZHOU Shaoni as Mgmt For For For
Independent
Director
30 Shareholder Returns Mgmt For For For
Plan
31 Elect JIN Jian as Mgmt For For For
Non-Independent
Director
32 Elect LIU Weijie as Mgmt For For For
Non-Independent
Director
33 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with
Xinjiang Originwater
Environmental
Resources Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Tianjin Baoxing Water
Conservancy
Construction
Management Co.,
Ltd
8 Related Party Mgmt For For For
Transactions with
Xinjiang New Water
Technology Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Wuhan Sanzhen
Industry Holdings
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Hunan Heyuan Water
Environmental
Technology Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Wuhan Water
Environmental
Technology Co.,
Ltd.
12 Appointment of Auditor Mgmt For For For
13 Early Termination of Mgmt For For For
Guarantees to Yunnan
Shuiwu Industry
Investment
Development Co.,
Ltd.
14 Early Termination of Mgmt For For For
Guarantees to Beijing
Jiuan Construction &
Investment Group Co.,
Ltd.
15 Early Termination of Mgmt For For For
Guarantees to Qingdao
Water Originwater
Desalination Co.,
Ltd.
16 Early Termination of Mgmt For For For
Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
17 Early Termination of Mgmt For For For
Part of Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
18 Authority to Give Mgmt For For For
Guarantees to Yongjia
Originwater
Environmental
Technology Co.,
Ltd
19 Authority to Give Mgmt For For For
Guarantees to Ningbo
Bixing Environmental
Protection Technology
Co.,
Ltd
20 Authority to Give Mgmt For For For
Guarantees to Zhuji
Originwater
Environmental
Technology Co.,
Ltd
21 Authority to Give Mgmt For For For
Guarantees to Shantou
Originwater
Environmental
Technology Co.,
Ltd.
22 Authority to Give Mgmt For For For
Guarantees to Beijing
Jiuan Construction &
Investment Group Co.,
Ltd.
23 Authority to Give Mgmt For For For
Guarantees to Beijing
Bitong Taima Water
Environmental
Governance Co.,
Ltd.
24 Authority to Give Mgmt For For For
Guarantees to Yan'an
Liangye Environmental
Technology Co.,
Ltd.
25 Authority to Give Mgmt For For For
Guarantees to Fukang
Kefa Renewable Water
Co.,
Ltd.
26 Authority to Give Mgmt For For For
Guarantees to Qingdao
Water Originwater
Desalination Co.,
Ltd.
27 Authority to Give Mgmt For For For
Guarantees to Urumqi
Midong Kefa Renewable
Water Co.,
Ltd.
28 Authority to Give Mgmt For For For
Guarantees to Beijing
Originwater Boda
Water Technology Co.,
Ltd.
29 Authority to Give Mgmt For For For
Guarantees to
Kuancheng Originwater
Environmental
Protection Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Give Mgmt For For For
Guarantees to Beijing
Jiuan Construction
and Investment Group
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees to
Qinhuangdao
Originwater
Environment
Technology Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Inner
Mongolia Chunyuan
Environmental
Protection Technology
Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Kunlun New
Water Source
Technology Co.,
Ltd.
8 Elect FANG Hao as Mgmt For For For
Director
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Originwater
Environmental
Resources Co.,
Ltd.
11 Authority to Give Mgmt For For For
Extended Period of
Guarantees Provided
For Wuxi Liyang
Membrane Technology
Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Beijing Zhongguancun
Bank Co., Ltd.
2 Signing of Agreement Mgmt For For For
for the
Establishment
3 Report on Commitment Mgmt For For For
to Authenticity of
Sources of
Funding
4 No Violation to Mgmt For For For
Related Party
Transactions
5 Sixteen Commitments to Mgmt For For For
Beijing Zhongguancun
Bank Co., Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Yiyang
GuoKai Originwater
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Shawan
Originwater
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Xian
Originwater
Technology Co.,
Ltd.
4 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
5 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Methods Mgmt For For For
4 Issuance Base, Ratio Mgmt For For For
and
Size
5 Pricing Basis and Mgmt For For For
Issuance
Price
6 Issuance Targets Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Issuance Timing Mgmt For For For
9 Underwriting Methods Mgmt For For For
10 Allocation of Mgmt For For For
Undistributed
Cumulative
Profits
11 Resolution Validity Mgmt For For For
12 Listing and Trading of Mgmt For For For
Securities
13 Preliminary Plan for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
14 Analytical Report for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
15 Feasibility Report for Mgmt For For For
Use of
Proceeds
16 Dilution Measures for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
17 Commitments to Dilution Mgmt For For For
Measures
18 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
19 Shareholder Returns Mgmt For For For
Plan
20 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees to Sanju
Environment (Hong
Kong) Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Daqing
Sanju Energy
Purification Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Hebei
Huachen Petrochemical
Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Application for Line Mgmt For For For
of
Credit
3 Account Receivable Mgmt For For For
Factoring
Business
4 Authority to Give Mgmt For For For
Guarantees to
Shenyang Sanju Kaite
Catalyst Co., Ltd.
for Line of Credit
from
Bank
5 Authority to Give Mgmt For For For
Guarantees to Danqing
Sanju Energy
Purification Co.,
Ltd. for Line of
Credit from
Banks
6 Authority to Give Mgmt For For For
Guarantees to Hebei
Huachen Petrochemical
Ltd. for Line of
Credit from
Banks
7 Authority to Give Mgmt For For For
Guarantees
to Xiaoyishi Sanju
Pengfei New Energy
Co., Ltd for Line of
Credit from
Bank
8 Increase in Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Terminate Mgmt For For For
an Investment Project
and to Supplement
Working Capital with
Remaining
Proceeds
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect YE JinFu as Mgmt For For For
Independent
Director
8 Related Party Mgmt For For For
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shaohua Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Plan Mgmt For For For
2 Participants Mgmt For For For
3 Quantity, Source and Mgmt For For For
and Type of
Underlying
Stocks
4 Granting Status of Mgmt For For For
Options
5 Exercise Price, Grant Mgmt For For For
Date, Vesting Period,
Exercise Date, and
Lock-up Period of
Stock
Options
6 Basis for Determining Mgmt For For For
Exercise
Price
7 Exercise Requirements Mgmt For For For
8 Procedures for Granting Mgmt For For For
9 Adjustment Methods and Mgmt For For For
Procedures for Stock
Options
10 Accounting Treatment Mgmt For For For
11 Obligations and Rights Mgmt For For For
of the Company and
Participants
12 Measures to to Mgmt For For For
Implement
Changes
13 Resolving Mechanisms Mgmt For For For
for
Disputes
14 Procedures for Mgmt For For For
Cancellation and
Withdrawal
15 Disclosure of Stock Mgmt For For For
Options
16 Other Provisions of Mgmt For For For
Plan
17 Constitution of Mgmt For For For
Procedural Rules:
Management Rules for
Stock Option
Plan
18 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LI Zhongchu Mgmt For For For
2 LAI Deyuan Mgmt For For For
3 LI Diankun Mgmt For For For
4 LI Shaohua Mgmt For For For
5 ZOU Xiaojie Mgmt For For For
6 LIU Danping Mgmt For For For
7 ZHU Jinmei Mgmt For For For
8 GUO Ming Mgmt For Against Against
9 ZHANG Guangjie Mgmt For For For
________________________________________________________________________________
Beijing Tong Ren Tang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Signing of Purchase Mgmt For For For
Framework
Agreement
8 Signing of Sales Mgmt For For For
Framework
Agreement
9 Expansion in Business Mgmt For For For
Scope and Amendments
to
Article
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Replenishment of Mgmt For For For
Working Capital with
Raised
Funds
9 Management System on Mgmt For For For
Entrusted Assets
Management
10 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YANG Kaicheng as Mgmt For For For
Director
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees for Credit
Line
11 Authority to Give Mgmt For Against Against
Guarantees for
Acquisition of
Creditor's
Right
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 07/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Name and Mgmt For For For
Amendments to
Articles
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public Mgmt For For For
Issuance of Corporate
Bonds
2 Issue Size Mgmt For For For
3 Issuance Targets and Mgmt For For For
Arrangement for
Placement
4 Issuance Method Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate and Mgmt For For For
Determination
Method
7 Use of Proceeds Mgmt For For For
8 Guarantee Clauses Mgmt For For For
9 Listing Place Mgmt For For For
10 Underwriting Mgmt For For For
11 Valid Period Of Mgmt For For For
Resolution
12 Board Authorization to Mgmt For For For
Implement Public
Issuance of
Bonds
13 REPAYMENT GUARANTEE Mgmt For For For
MEASURES FOR THE
PUBLIC ISSUANCE OF
CORPORATE
BONDS
14 Eligibility for Mgmt For For For
Private Placement of
Bond
I
15 Issue Size Mgmt For For For
16 Issuance Targets and Mgmt For For For
Arrangement for
Placement
17 Issuance Method Mgmt For For For
18 Bond Duration Mgmt For For For
19 Interest Rate and Mgmt For For For
Determination
Method
20 Use of Proceeds Mgmt For For For
21 Guarantee Clauses Mgmt For For For
22 Listing Place Mgmt For For For
23 Underwriting Mgmt For For For
24 Validity Period For Mgmt For For For
Resolution
25 Board Authorization to Mgmt For For For
Implement Private
Placement of Bonds
I
26 Repayment Guarantee Mgmt For For For
Measures For the
Non-Public Issuance
of Corporate Bonds
I
27 Eligibility for Mgmt For For For
Private Placement of
Bond
II
28 Issue Size Mgmt For For For
29 Issuance Targets and Mgmt For For For
Arrangement for
Placement
30 Issuance Method Mgmt For For For
31 Bond Duration Mgmt For For For
32 Interest Rate and Mgmt For For For
Determination
Method
33 Use of Proceeds Mgmt For For For
34 Guarantee Clauses Mgmt For For For
35 Listing Place Mgmt For For For
36 Underwriting Mgmt For For For
37 Validity Period For Mgmt For For For
Resolution
38 Board Authorization to Mgmt For For For
Implement Private
Placement of Bonds
II
39 Repayment Guarantee Mgmt For For For
Measures For the
Non-Public Issuance
of Corporate Bonds
II
40 Authority to Give Mgmt For For For
Guarantees
41 Establishment of Mgmt For For For
Administrative
Measures for Proceeds
Raised From Corporate
Bonds
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees For Bank
Credit By
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees For
Financing of Project
By
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees For
Financing of Project
By
Jovius
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
2 Authority to Give Mgmt For Against Against
Guarantees
3 Elect LI Zhuocheng Mgmt For For For
4 Elect CHENG Zongzhi Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Target of Issuance and Mgmt For For For
Method of
Subscription
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Size of Issuance Mgmt For For For
7 Listing Market Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Against Against
Guarantee
Arrangement
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees for Bank
Financing
3 Authority to Give Mgmt For Against Against
Guarantees for Loan
Financing
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees for
Application to Bank
of Shanghai for
Credit
3 Authority to Give Mgmt For Against Against
Guarantees for
Application to Bank
of Ningbo for
Loans
4 Authority to Give Mgmt For Against Against
Guarantees for
Cambodia
Xinwei
5 Authority to Give Mgmt For Against Against
Guarantees for
WIAfrica
Uganda
6 Self-inspection Report Mgmt For For For
on Real Estate
Businesses for
Private Placement
Issuance
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Amendments to Articles Mgmt For For For
12 Adjustment to the Mgmt For For For
Conversion Price of
Convertible Corporate
Bonds
13 Board Authorization to Mgmt For For For
Implement Changes in
Conversion
Price
14 Employee Restricted Mgmt For For For
Shares
Plan
15 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
16 Assessment Measures of Mgmt For For For
Employee Restricted
Shares
Plan
17 Elect ZHAO Wenquan Mgmt For For For
18 Elect XIONG Jian Mgmt For For For
19 Elect ZHENG Hong Mgmt For For For
20 Elect ZHANG Dong Mgmt For For For
21 Elect JIANG Xiliang Mgmt For For For
22 Elect ZHAO Xinge Mgmt For For For
23 Elect JIN Yan Mgmt For Against Against
24 Elect YAN Yan Mgmt For Against Against
25 Elect XU Donggen Mgmt For For For
26 Elect FENG Xiao Mgmt For For For
27 Elect SONG Dan Mgmt For For For
28 Elect ZHU Yunyang Mgmt For Against Against
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
3 Board Authorization to Mgmt For For For
Implement Debt
Issuance
4 Amendments to Mgmt For For For
Procedural Rules:
Raised Fund
Management
Measures
5 Application for Line Mgmt For For For
of
Credit
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
and 2017 Business
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Borrowing Mgmt For Against Against
and Line of
Credit
8 Investment in Mgmt For For For
Principal-Protected
Wealth Management
Products
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect SUN Yun as Mgmt For For For
Non-Independent
Director
12 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Price Mgmt For For For
2 Type and Amount of Mgmt For For For
Shares to be
Repurchased
3 Total Amount and Mgmt For For For
Source of
Funds
4 Time Limit Mgmt For For For
5 Method of Repurchase Mgmt For For For
6 Period of Right Mgmt For For For
Divestiture
7 Disposal of Shares Mgmt For For For
8 Valid Period Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Share
Repurchase
10 Amendments to Articles Mgmt For For For
11 Elect LI Xuan Mgmt For For For
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 CINS Y0920M101 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Heifei
BOE Display
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Ordos
Yuansheng
Optoelectronics Co.,
Ltd.
3 Investment in the Mgmt For For For
Establishment of
Mianyang 6th
Generation AMOLED
Production Line
Project
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Elect WEN Anmin as Mgmt For For For
Director
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 03/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Restructuring
2 Transaction Method Mgmt For For For
3 Transaction Object Mgmt For For For
4 Transaction Pricing Mgmt For For For
and
Evaluation
5 Source of Acquisition Mgmt For For For
Fund
6 Validity Period Mgmt For For For
7 Ratification of Mgmt For For For
Non-constitution of
Related Party
Transaction
8 Major Asset Purchase Mgmt For For For
Report and
Summary
9 Purchase and Sale Mgmt For For For
Agreement
10 Transaction Compliance Mgmt For For For
with Article 4 of
Regulations
11 Completeness of Mgmt For For For
Documentation
12 Verification on Mgmt For For For
Differences in
Accounting
Standards
13 Verification on Mgmt For For For
Differences in
Accounting Standards
for Recent Financial
Period
14 Valuation Report Mgmt For For For
15 Statement on Mgmt For For For
Transaction and
Pricing
Basis
16 Board Authorization to Mgmt For For For
Implement
Transaction
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For Against Against
Powers
3 Adjustment to Mgmt For Against Against
Guarantees
Limit
4 Adjustment to Related Mgmt For For For
Party
Transactions
5 Increase in Mgmt For For For
Subsidiaries'
Capital
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Evaluation
Report
7 Provision for Asset Mgmt For For For
Depreciation
8 Related Party Mgmt For For For
Transactions
9 Approval of Borrowing Mgmt For Against Against
10 Authority to Give Mgmt For Against Against
Guarantees
11 Signing of Trusteeship Mgmt For For For
Operation Agreement
with Related
Party
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHUO Yiqun as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Acquire Mgmt For For For
Airplane Leasing
Assets
2 Approval to Sign Mgmt For For For
Acquisition
Agreements regarding
Airplane Leasing
Assets
3 Board Authorization to Mgmt For For For
Implement Asset
Acquisition
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 08/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Purchase Via Share
Offering, Cash
Payment and Raising
Auxiliary
Funds
2 Assets Acquisition Via Mgmt For For For
Share Offering, Cash
and Auxiliary Funds
Raising: Transaction
Scheme
Essentials
3 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Transaction
Counterpart
4 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Underlying
Assets
5 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Transaction
Method
6 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Transaction
Price and Pricing
Basis
7 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Pricing
Basis, Pricing Base
Date and Issuing
Price
8 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Stock Type
and Par
Value
9 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Issuance
Targets and Issuing
Volume
10 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Lock-up
Period
Arrangement
11 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Arrangement
For transitional
Period
12 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Listing
Place
13 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash
Payment: Disposal of
Accumulated Retained
Profits
14 Scheme for Auxiliary Mgmt For For For
Funds Raising: Stock
Type and Par
Value
15 Scheme for Auxiliary Mgmt For For For
Funds Raising: Method
of
Issuance
16 Scheme for Auxiliary Mgmt For For For
Funds Raising:
Issuance
Price
17 Scheme for Auxiliary Mgmt For For For
Funds Raising:
Issuance
Volume
18 Scheme for Auxiliary Mgmt For For For
Funds Raising: Use of
Proceeds
19 Scheme for Auxiliary Mgmt For For For
Funds Raising:
Lock-up
Period
20 Scheme for Auxiliary Mgmt For For For
Funds Raising:
Listing
Place
21 Scheme for Auxiliary Mgmt For For For
Funds Raising:
Disposal of
Accumulated Retained
Profits
22 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Valid
Period of
Resolution
23 Related Party Mgmt For For For
Transactions: Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising
24 Related Party Mgmt For For For
Transactions Report
on Assets Acquisition
with Cash and Via
Share Offering and
Raising Auxiliary
Funds
25 Conditional Agreement Mgmt For For For
Regarding Asset
Acquisition
26 Audit Report, Review Mgmt For For For
Report and Evaluation
Report For Asset
Restructuring
27 Board Authorization to Mgmt For For For
Implement Asset
Acquisition
28 Appointment of Mgmt For For For
Intermediary
Institutions Related
to Acquisition
Transaction
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision for Asset Mgmt For For For
Depreciation
2 Authority to Give Mgmt For Against Against
Guarantees
3 Related Party Mgmt For For For
Transactions
Regarding Airplane
Transfer and Leasing
Business
4 Adjustment to 2016 Mgmt For For For
Estimate of Related
Party
Transactions
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Perpetual
Notes
________________________________________________________________________________
Bohai Financial Investment Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For Against Against
Powers
3 Amendment to Guarantee Mgmt For Against Against
Limit
4 Amendment to Relate Mgmt For For For
Party Transaction
Caps
5 Relinquishment of Mgmt For For For
Preemptive Right of
Equity in Jubao
Internet Science and
Technology
Shenzhen
6 Elect JIN Ping as Mgmt For For For
Director
7 Elect CHENG Xiao Yun Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 03/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Board of
Directors
2 Work Report of the Mgmt For For For
Board of
Supervisors
3 Financial Resolution Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 2016 Annual Report and Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Report on the Deposit Mgmt For For For
and Usage of Raised
Funds
9 Special Auditor Mgmt For For For
Statement on Fund
Usage
10 Appointment of Auditor Mgmt For For For
11 Modification of Use of Mgmt For For For
Raised
Funds
12 Authority to Purchase Mgmt For For For
Wealth Management
Products
13 Shareholder Return Mgmt For For For
Plan for 2017 to
2019
14 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 04/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
2 Decrease of Restricted Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 11/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Restricted Stock Mgmt For For For
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for the Restricted
Stock Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Provision of Guarantee Mgmt For Against Against
by the
Group
9 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of New Energy
Vehicles, New Energy
Forklifts and
New
Technological Products
10 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
13 Investment in Wealth Mgmt For For For
Management
Products
14 Authority to Issue Mgmt For For For
Short to Medium-Term
Debt Financing
Instruments
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Declare Mgmt For For For
Interim
Dividends
3 Change of Business Mgmt For For For
Scope and Amendment
to
Articles
4 Further Change of Mgmt For For For
Business Scope and
Amendment to
Articles
________________________________________________________________________________
CECEP Wind-Power Corporation
Ticker Security ID: Meeting Date Meeting Status
601016 CINS Y12351105 09/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Target of Issuance and Mgmt For For For
Placement to
Shareholders
5 Maturity Mgmt For For For
6 Interest Rate and Mgmt For For For
Interest
Payment
7 Method of Issuance Mgmt For For For
8 Guarantees Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Listing Market Mgmt For For For
11 Debt Repayment Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
14 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
15 Amendments to Working Mgmt For For For
Rules: Independent
Director
16 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
2 Type Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Repayment of Interests Mgmt For For For
8 Period of Conversion Mgmt For For For
9 Determination of Mgmt For For For
Adjustment to
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
11 Determination of Mgmt For For For
Amount of Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends For
Conversion
Years
15 Issuance Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Use of Raised Funds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Deposit and Management Mgmt For For For
of Raised
Funds
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan to Mgmt For For For
Issue Corporate
Bonds
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Report on Deposit and Mgmt For For For
Use of Raised
Funds
25 Shareholder Returns Mgmt For For For
Plan
26 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
27 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
28 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 04/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 2016 Risk Control Mgmt For For For
Indicator
Report
8 Amendments to Articles Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Report on Management Mgmt For For For
Performance and
Remuneration
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 06/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Jianmin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 07/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YOU Xigui Mgmt For For For
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 INTERIM RISK Mgmt For For For
CONTROL INDICATOR
REPORT
2 Adjustment to Mgmt For For For
Company's 2016 Risk
Preference and
Business Scale
Authorization
3 Size of Issuance and Mgmt For Against Against
Method
4 Type of Debt Financing Mgmt For Against Against
5 Duration of Debt Mgmt For Against Against
Financing
6 Interest Rate Mgmt For Against Against
7 Guarantee and other Mgmt For Against Against
Credit Enhancing
Arrangements
8 Purpose of Raised Funds Mgmt For Against Against
9 Issuance Price Mgmt For Against Against
10 Issuance Targets and Mgmt For Against Against
Arrangement for
Placement to
Shareholders
11 Repayment Guarantees Mgmt For Against Against
Measures
12 List of Financing Mgmt For Against Against
Instruments
13 Validity Period Mgmt For Against Against
14 Mandate Matters for Mgmt For Against Against
Debt
Issuance
15 Compliance with Mgmt For For For
Circular
16 Scheme of Listing Mgmt For For For
17 Commitment of Company Mgmt For For For
on Maintaining Status
of Independent
Listing
18 Statement on Sustained Mgmt For For For
Profitability and
Prospects
19 Board Authorization to Mgmt For For For
Implement
Listing
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Establishment of Mgmt For For For
Subsidiary
4 Capital Increase in a Mgmt For For For
Subsidiary
5 Increase of Business Mgmt For For For
Partners in
Industrial Fund
Business
6 Elect TANG Guliang Mgmt For For For
7 Elect YUAN Xiaobin Mgmt For For For
8 Elect WEN Xiaojie Mgmt For For For
9 Elect WANG Ying Mgmt For For For
10 Elect CUI Shaohua Mgmt For For For
11 Elect DAI Minyun Mgmt For For For
12 Elect YOU Xigui Mgmt For For For
13 Elect XIAO Hongjiang Mgmt For Against Against
14 Elect JIN Caijiu Mgmt For For For
15 Elect MENG Wenbo Mgmt For For For
16 Elect CHEN Jia Mgmt For For For
17 Elect DENG Hui Mgmt For For For
18 Elect SHEN Xiaolin Mgmt For Against Against
19 Elect QU Dingyuan Mgmt For For For
20 Elect DENG Tao Mgmt For For For
21 Elect CUI Daqiao Mgmt For Against Against
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Risk Preference Mgmt For For For
Authorization
2 Related Party Mgmt For For For
Transactions
3 Directors, Supervisors Mgmt For For For
and Officers
Liability
Insurance
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 01/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 03/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LU Guangshan Mgmt For For For
3 Elect ZHANG Kunhui Mgmt For For For
4 Elect LI Juwen Mgmt For For For
5 Elect CHEN Yuanming Mgmt For For For
6 Elect ZHU Xiaowen Mgmt For For For
7 Elect LIU Hui Mgmt For For For
8 Elect CHEN Guanjun Mgmt For For For
9 Elect YANG Youhong Mgmt For For For
10 Elect XIONG Huagang Mgmt For For For
11 Elect CHEN Andi Mgmt For For For
12 Elect LIU Hongbo Mgmt For For For
13 Elect WANG Yawei Mgmt For Against Against
14 Elect GU Rongfang Mgmt For Against Against
15 Elect ZHANG Yuan Mgmt For For For
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Statement on Mgmt For For For
Allocation of
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Annual Report Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Internal Control Mgmt For For For
Evaluation
Report
10 Internal Control Audit Mgmt For For For
Report
11 Social Responsibility Mgmt For For For
Report
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Auditor Mgmt For Against Against
14 Amendment to Articles Mgmt For For For
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 01/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Super-short Term
Commercial
Paper
3 Intra-company Contracts Mgmt For For For
________________________________________________________________________________
China Baoan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000009 CINS Y1394W104 06/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Medium-Term
Notes
7 Appointment of Auditor Mgmt For Against Against
8 Approval of Mgmt For For For
Incremental Bonus
Allocation
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 02/07/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type Mgmt For For For
2 Size Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Term Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method and Timing of Mgmt For For For
Interest
Payment
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of
Conversion
Price
9 Downward Adjustment to Mgmt For For For
Conversion
Price
10 Method of Determining Mgmt For For For
the Number of Shares
for
Conversion
11 Entitlement to Mgmt For For For
Dividend of the Year
of
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Method of Issuance and Mgmt For For For
Target
Subscribers
15 Subscription Mgmt For For For
Arrangement for
Existing
Shareholders
16 Convertible Mgmt For For For
Bondholders and
Meetings of
Convertible
Bondholders
17 Use of Proceeds Mgmt For For For
18 Guarantee and Security Mgmt For For For
19 Validity Period of Mgmt For For For
Resolution
20 Proposal on Condition Mgmt For For For
of Issuance of A
Share Convertible
Corporate
Bond
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 02/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type Mgmt For For For
3 Size Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Term Mgmt For For For
6 Interest Rate Mgmt For For For
7 Method and Timing of Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment to Mgmt For For For
Conversion
Price
11 Method of Determining Mgmt For For For
the Number of Shares
for
Conversion
12 Entitlement to Mgmt For For For
Dividend of the Year
of
Conversion
13 Terms of Redemption Mgmt For For For
14 Terms of Sale Back Mgmt For For For
15 Method of Issuance and Mgmt For For For
Target
Subscribers
16 Subscription Mgmt For For For
Arrangement for
Existing
Shareholders
17 Convertible Mgmt For For For
Bondholders and
Meetings of
Convertible
Bondholders
18 Use of Proceeds Mgmt For For For
19 Guarantee and Security Mgmt For For For
20 Validity Period of Mgmt For For For
Resolution
21 Proposal on Condition Mgmt For For For
of Issuance of A
Share Convertible
Corporate
Bond
22 Feasibility Report of Mgmt For For For
Use of
Proceeds
23 Report on Use of Mgmt For For For
Previously Raised
Proceeds for
2015
24 Dilution of Immediate Mgmt For For For
Returns and Remedial
Measures
25 Board Authorization to Mgmt For For For
Implement Issuance
and Listing of A
Share Convertible
Corporate
Bonds
26 Amendments to Mgmt For For For
Procedural Rules for
Directors'
Meetings
27 Report on Use of Mgmt For For For
Previously Raised
Proceeds for
2016
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 2017 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Report on 2016 Related Mgmt For For For
Party
Transactions
9 Elect ZHU Gaoming Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Give Mgmt For Abstain Against
Guarantees
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Asset-Backed
Securities
9 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Fixed Asset Mgmt For For For
Investment
Plan
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Elect Malcolm C. Mgmt For For For
McCarthy as
Director
9 Elect FENG Bing as Mgmt For For For
Director
10 Elect ZHU Hailin as Mgmt For For For
Director
11 Elect WU Min as Mgmt For For For
Director
12 Elect ZHANG Qi as Mgmt For For For
Director
13 Elect GUO You as Mgmt For For For
Supervisor
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Amendment to Articles Mgmt For For For
17 Amendments to Rules of Mgmt For For For
Procedures for
General
Meeting
18 Amendments to Mgmt For For For
Procedural Rules
Regarding the
Board
19 Amendments to Mgmt For For For
Procedural Rules
Regarding Supervisory
Board
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantee
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect WAN Min Mgmt For For For
10 Elect HUANG Xiaowen Mgmt For For For
11 Elect XU Zunwu Mgmt For For For
12 Elect MA Jianhua Mgmt For For For
13 Elect WANG Haimin Mgmt For For For
14 Elect ZHANG Wei Mgmt For For For
15 Elect FENG Boming Mgmt For For For
16 Elect ZHANG Wei Mgmt For For For
17 Elect CHEN Dong Mgmt For Against Against
18 Elect Philip YANG Mgmt For For For
Liang-Yee
19 Elect WU Dawei Mgmt For For For
20 Elect ZHOU Zhonghui Mgmt For For For
21 Elect Kenneth KOO C.K. Mgmt For For For
22 Elect TEO Siong Seng Mgmt For For For
23 Elect FU Xiangyang Mgmt For For For
24 Elect HAO Wenyi Mgmt For For For
25 Elect MENG Yan Mgmt For For For
26 Elect ZHANG Jianping Mgmt For For For
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
and Rules of
Procedures of General
Meeting and Board of
Directors
3 Amendments to Rules of Mgmt For For For
Procedures of
Supervisory
Committee
4 Change in Company Name Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
6 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
China COSCO Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Master General Service Mgmt For For For
Agreement
2 Master Vessel Service Mgmt For For For
Agreement
3 Master Container Mgmt For For For
Service
Agreement
4 Master Seamen Leasing Mgmt For For For
Service
Agreement
5 Freight Forwarding Mgmt For For For
Master
Agreement
6 Master Port Services Mgmt For For For
Agreement
7 Master Premises Mgmt For For For
Leasing
Agreement
8 Financial Services Mgmt For For For
Agreement
9 Master Vessel and Mgmt For For For
Container Asset
Services
Agreement
10 Trademark Licence Mgmt For For For
Agreement
11 Elect WANG Haimin Mgmt For For For
12 Elect ZHANG Wei Mgmt For For For
13 Elect FENG Boming Mgmt For For For
14 Elect ZHANG Wei Mgmt For Against Against
15 Elect CHEN Dong Mgmt For For For
16 Elect MA Jianhua Mgmt For For For
17 Elect HAO Wenyi as Mgmt For For For
Supervisor
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Authority to Give Mgmt For Against Against
Guarantees
7 Entrustment to Conduct Mgmt For For For
Capital Management
Business
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Qi Mgmt For For For
3 WANG Yongliang Mgmt For For For
4 Elect CHEN Zhili Mgmt For Against Against
5 Elect PENG Weihua Mgmt For Against Against
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Domestic and
International Auditor
and
Authority to Set Fees
6 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Amendments to Rules of Mgmt For For For
Procedures for
General
Meeting
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Financial Services Mgmt For For For
Renewal Agreement
3 Catering Services Mgmt For For For
Renewal
Agreement
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type Mgmt For For For
2 Issuance Size Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Method of Issuance Mgmt For For For
5 Duration Mgmt For For For
6 Target Investors Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Terms for Distribution Mgmt For For For
of
Dividends
9 Terms for Mandatory Mgmt For For For
Conversion
10 Terms for Optional Mgmt For For For
Redemption
11 Restrictions on Voting Mgmt For For For
Rights
12 Restoration of Voting Mgmt For For For
Rights
13 Sequence of Settlement Mgmt For For For
and Method of
Liquidation
14 Rating Arrangements Mgmt For For For
15 Guarantee Arrangement Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Transfer Arrangements Mgmt For For For
18 Effective Period of Mgmt For For For
Resolution
19 Board Authorization to Mgmt For For For
Implement the
Preference Share
Issuance
20 Impact of Returns Mgmt For For For
Dilutions Arising
from Issuance of
Preference
Shares
21 Shareholder Return Plan Mgmt For Abstain Against
22 Amendments to Articles Mgmt For For For
23 Elect CAI Yunge Mgmt For For For
24 Elect LIU Chong Mgmt For For For
25 Related Party Mgmt For For For
Transactions:
Non-Public Issuance
of Preference
Shares
26 Connected Transaction: Mgmt For For For
Subscription of
Domestic Convertible
Bonds
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Type Mgmt For For For
2 Issuance Size Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Method of Issuance Mgmt For For For
5 Duration Mgmt For For For
6 Target Investors Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Terms for Distribution Mgmt For For For
of
Dividends
9 Terms for Mandatory Mgmt For For For
Conversion
10 Terms for Optional Mgmt For For For
Redemption
11 Restrictions on Voting Mgmt For For For
Rights
12 Restoration of Voting Mgmt For For For
Rights
13 Sequence of Settlement Mgmt For For For
and Method of
Liquidation
14 Rating Arrangements Mgmt For For For
15 Guarantee Arrangement Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Transfer Arrangements Mgmt For For For
18 Effective Period of Mgmt For For For
Resolution
19 Board Authorization to Mgmt For For For
Implement the
Preference Share
Issuance
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 Fixed Asset Mgmt For For For
Investment
Budget
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Standard on Directors' Mgmt For For For
Fees for
2016
8 Standard on Mgmt For For For
Supervisors' Fees for
2016
9 Class and par value Mgmt For For For
10 Method of issue Mgmt For For For
11 Target subscribers Mgmt For For For
12 Issue size Mgmt For For For
13 Method of subscription Mgmt For For For
14 Benchmark date Mgmt For For For
15 Issue price Mgmt For For For
16 Lock-up period Mgmt For For For
17 Place of listing Mgmt For For For
18 Arrangement for Mgmt For For For
accumulated
profits
19 Use of proceeds Mgmt For For For
20 Validity period Mgmt For For For
21 Amendments to Articles Mgmt For For For
(H Share
Issue)
22 Share Subscription Mgmt For For For
Agreements (China
Everbright Group
Limited)
23 Share Subscription Mgmt For For For
Agreements (Overseas
Chinese Town
Enterprises
Company)
24 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
25 Ratification of Board Mgmt For For For
Acts (H Share
Issue)
26 Connected Transactions Mgmt For For For
(H Share
Issue)
27 Report on Use of Mgmt For For For
Proceeds from
Previous
Issuance
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/20/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and par value Mgmt For For For
2 Method of issue Mgmt For For For
3 Target subscribers Mgmt For For For
4 Issue size Mgmt For For For
5 Method of subscription Mgmt For For For
6 Benchmark date Mgmt For For For
7 Issue price Mgmt For For For
8 Lock-up period Mgmt For For For
9 Place of listing Mgmt For For For
10 Arrangement for Mgmt For For For
accumulated
profits
11 Use of proceeds Mgmt For For For
12 Validity period Mgmt For For For
13 Amendments to Articles Mgmt For For For
(H Share
Issue)
14 Ratification of Board Mgmt For For For
Acts (H Share
Issue)
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Qualified Mgmt For For For
Tier-2 Capital
Instruments
2 Authority to Issue Mgmt For For For
Financial
Bonds
3 Establishment of Mgmt For For For
Separate Legal Entity
for Credit Card
Business
4 Elect WANG Liguo as Mgmt For For For
Director
5 Elect WANG Zhe as Mgmt For For For
Supervisor
6 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
China First Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601106 CINS Y148AA106 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect LIU Mingzhong as Mgmt For For For
Director
________________________________________________________________________________
China First Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601106 CINS Y148AA106 10/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Class and Par Value Mgmt For For For
3 Method and Date of Mgmt For For For
Issuance
4 Subscribers and Mgmt For For For
Subscription
Method
5 Pricing Principles, Mgmt For For For
Pricing Base Day and
Issuance Price of
Offering
Shares
6 Volume of Issuance Mgmt For For For
7 Investment of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Exchange Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated
Profits
11 Validity Period Mgmt For For For
12 Private Placement Plan Mgmt For For For
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
15 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
16 Conditional Share Mgmt For For For
Subscription
Agreements
17 Board Authorization Mgmt For For For
for Private
Placement
18 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 01/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperative Agreement Mgmt For For For
on Cooperation,
Development,
Construction and
Management
2 Supplementary Mgmt For For For
Agreement To PPP
Project Cooperative
Agreement
3 Authority to Give Mgmt For Against Against
Guarantees for
Renewable Entrusted
Loans
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authorization to Mgmt For For For
Project Development
Management
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 02/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions for
Purchase of Wealth
Management
Products
3 Board Authorization Mgmt For For For
for Purchase of
Wealth Management
Products
4 Proposal Authorizing Mgmt For Against Against
Subsidiary to Approve
the Amount of
External Guarantee
(Outlined in 4th
Meeting of the 6th
Board of
Directors)
5 Signing of Cooperation Mgmt For For For
Agreement and
Supplementary
Agreement for
Development in
Chengdu
6 Related Party Mgmt For For For
Transactions
7 PROVISION OF ENTRUSTED Mgmt For For For
LOANS
8 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
9 Proposal Authorizing Mgmt For Against Against
the Subsidiary to
Approve the Amount of
External Guarantee
(The 5th Meeting of
the 6th Board of
Directors)
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 03/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Issue Mgmt For For For
Medium-Term
Notes
3 Authority to Issue Mgmt For For For
Asset Backed
Securities
4 Authority for Mgmt For For For
Secondary Issuance of
Asset Backed
Securities
5 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
6 External Investment Mgmt For For For
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Signing of Development Mgmt For For For
Cooperation
Agreement
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Independent Directors' Mgmt For For For
Fees
9 Board Authorization to Mgmt For For For
Examine Expansion
Plan
10 Board Authorization to Mgmt For For For
Purchase Operational
Use
Land
11 Related Party Mgmt For Against Against
Transactions
12 Supervisors' Report Mgmt For For For
13 Signing of Mgmt For For For
Supplementary
Agreement of
Cooperative Expansion
Plan
14 Authority to Issue Mgmt For For For
Overseas
Bonds
15 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of PPP Project Mgmt For For For
Cooperation
Agreements
2 Agreements on Mgmt For For For
Development and
Construction in
Xinzheng
3 Board Authorization Mgmt For Against Against
regarding
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Signing of Strategic Mgmt For For For
Cooperation
Agreement
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Project Contracts Mgmt For For For
2 Cooperation Agreement Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Framework Agreement Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Issue Mgmt For For For
Asset-Backed
Security
3 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
4 Authority to Give Mgmt For Against Against
Authorized
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees to
Affiliated
Company
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Term of Bond Mgmt For For For
4 Interest Rates Mgmt For For For
5 Method of Issuance Mgmt For For For
6 Guarantee Clause Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Target of Subscription Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Credit and Guarantee Mgmt For For For
Measures
12 Validity Period Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
14 Creation of Special Mgmt For For For
Account for Raised
Funds
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Signing of Cooperation Mgmt For For For
Agreement
3 Related Party Mgmt For For For
Transactions
Regarding External
Investment
4 Guarantees for Mgmt For Abstain Against
Subordinate
Companies
5 Authority to Give Mgmt For Abstain Against
Mortgage
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 10/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Strategic Cooperation Mgmt For For For
Agreement with China
Bohai Bank Co.,
Ltd.
2 Strategic Cooperation Mgmt For For For
Agreement with Postal
Savings Bank of China
Hebei
Branch
3 PPP Project Mgmt For For For
Cooperation Agreement
For the Development
and Construction of
Industry
Town
4 Coorperation Agreement Mgmt For For For
for PPP Project Wuhan
Industry Town and
Supplemental
Agreement
5 Deposit and Settlement Mgmt For Against Against
Transactions with
Bank of Langfang Co.,
Ltd.
6 Constitution of Mgmt For For For
Procedural Rules:
Management Policy for
Use of
Proceeds
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperative Agreement Mgmt For For For
2 Connected Transactions Mgmt For For For
for Cooperative
Agreement
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financial
Bills
2 Authority to Give Mgmt For Against Against
Guarantees (Discussed
on 92nd Board
Meeting)
3 Authority to Give Mgmt For Against Against
Guarantees to
Wholly-owned
Subsidiaries
4 Authority to Issue Mgmt For For For
Medium-term
Notes
5 Authority to Issue Mgmt For For For
Corporate Bond by
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees to
Corporate Bond
Issuance of
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees by
Subsidiary (Discussed
on 93rd Board
Meeting)
8 Acquisition Agreement Mgmt For Abstain Against
9 Elect WANG Wenxue Mgmt For For For
10 Elect GUO Shaozeng Mgmt For For For
11 Elect MENG Jing Mgmt For For For
12 Elect HU Xuewen Mgmt For For For
13 Elect ZHAO Hongjing Mgmt For For For
14 Elect ZHU Wuxiang Mgmt For Against Against
15 Elect ZHANG Qifeng Mgmt For Against Against
16 Elect DUAN Zhongpeng Mgmt For Against Against
17 Elect CHANG Dongjuan Mgmt For Against Against
18 Elect ZHANG Yi Mgmt For For For
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Capital Mgmt For For For
Expenditure
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Amendments to Board Mgmt For Against Against
Authorization
12 Securities and Mgmt For For For
Financial Product
Transactions and
Services Framework
Agreement
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 02/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Shandong Expressway
Jitai East Line
Expressway Co.
Ltd.
2 Acquisition of Mgmt For For For
Shandong Hi-Speed
Judan Expressway Co.
Ltd.
3 Acquisition of Mgmt For For For
Shandong Hi-Speed
Zaohe Expressway Co.
Ltd.
4 Investment and Mgmt For For For
Establishment of
Sichuan Gezhouba
Batong Wan Expressway
Co.
Ltd.
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Financial Services Mgmt For Against Against
Agreement
9 Related Party Mgmt For Against Against
Transactions
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
2016 Private
Placement
2 Extension of Validity Mgmt For For For
of Board
Authorization to
Implement Private
Placement
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Company Authorization Mgmt For Against Against
to Give
Guarantees
9 Management Mgmt For For For
Authorization to
Examine and Approve
Financial Activities
within the 2017
Quota.
10 Investment in Wealth Mgmt For For For
Management
Products
11 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors Report Mgmt For For For
3 Supervisors Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Provision for Asset Mgmt For For For
Depreciation
8 Financial Budget Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Financing Quota Mgmt For For For
11 Financial Derivatives Mgmt For For For
Investment
12 Authority to Give Mgmt For For For
Guarantees
13 Amendments to Mgmt For For For
Procedural Rules:
External Guarantee
System
14 Elect LI Baoyou Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 06/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution In
Connection with
Private
Placement
2 Board Authorization to Mgmt For For For
Implement Private
Placement
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 08/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment Mgmt For For For
and Related Party
Transaction
2 Equity Transfer and Mgmt For For For
Related Party
Transaction
3 Elect CAI Jinhe as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Administrative
Measures for
Guarantees
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Hanming as Mgmt For For For
Non-Independent
Director
2 FORMULATION OF 2020 Mgmt For For For
STRATEGIC
PLAN
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 03/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Elect JIANG Pengcheng Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value, Issuing Mgmt For For For
Price And Issuing
Volume
3 Bond Duration Mgmt For For For
4 Interest Rate And Its Mgmt For For For
Determination
Method
5 Issuance Method Mgmt For For For
6 Issuance Targets And Mgmt For For For
Arrangement For
Placement To
Shareholders
7 Guarantee Arrangement Mgmt For For For
8 Underwriting Method Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Listing Arrangement Mgmt For For For
12 Redemption or Resale Mgmt For For For
Provisions
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
15 Size of Issuance Mgmt For For For
16 Issuance Duration Mgmt For For For
17 Interest Rate and Its Mgmt For For For
Determination
Method
18 Issuing Method Mgmt For For For
19 Targets of Issuance Mgmt For For For
20 Guarantee Arrangement Mgmt For For For
21 Underwriting Method Mgmt For For For
22 Use of Proceeds Mgmt For For For
23 Validity of Resolution Mgmt For For For
24 Board Authorization to Mgmt For For For
Implement Commercial
Papers
Issuance
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 06/09/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Number of Shares Mgmt For For For
2 The Pricing of Shares Mgmt For For For
3 The Validity Period Mgmt For For For
4 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
5 Extension of Validity Mgmt For For For
Period of
Authorization (A
Share
Offering)
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds from the
Non-public Issuance
of
A-Shares
2 Report On Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Activities
3 Dilution of Current Mgmt For For For
Returns by the
Non-public Issuance
of A Shares and the
Remedial
Measures
4 Undertakings of Mgmt For For For
Management for
Dilution
Measures
5 Number of Shares Mgmt For For For
6 Issue price, Price Mgmt For For For
Determination Date
and Pricing
Principle
7 Validity Period of Mgmt For For For
Resolution
8 Revised Plan of Mgmt For For For
Non-public Issuance
of A
Shares
9 Extension of Validity Mgmt For For For
Period of Board
Authorization
Regarding Non-public
Issuance of A
Shares
10 Directors' Report Mgmt For For For
11 Supervisors' Report Mgmt For For For
12 Annual Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Provisions for Asset Mgmt For For For
Impairments
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Banking Facility and Mgmt For Against Against
Project Guarantee for
Subsidiaries
17 Credit Guarantee Mgmt For Against Against
Provided by CIMC
Skyspace and its
Subsidiaries for the
Mortgage Loans of
Commercial Property
Purchasers
18 Credit Guarantee Mgmt For Against Against
provided by CIMC
Vehicle to
Distributors and
Customers
19 Application of Mgmt For Against Against
External Guarantee
Provided by CIMC
Finance
Company
20 Credit Guarantee Mgmt For Against Against
provided by C&C
Trucks to
Distributors and
Customers
21 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 12/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LV Shengzhou as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 02/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Signing of Financial Mgmt For For For
Service
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 03/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board of
Supervisors
3 Elect NIE Zhongquan as Mgmt For Against Against
Supervisor
4 Elect LI Gang Mgmt For For For
5 Elect PENG Hui Mgmt For For For
6 Elect LI Renzhi Mgmt For For For
7 Elect CHEN Xianjun Mgmt For For For
8 Elect ZHANG Rungang Mgmt For For For
9 Elect WANG Bin Mgmt For For For
10 Elect LIU Yan Mgmt For For For
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 04/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Plan Mgmt For Abstain Against
2 Financial Budget Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 GUARANTEE PLAN Mgmt For For For
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 05/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect LIU Huimin Mgmt For For For
7 Elect YIN Zhaojun Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Framework Agreement Mgmt For For For
and Annual Caps:
Chongqing
International Trust
Inc.
10 Framework Agreement Mgmt For For For
and Annual Caps:
China Life Investment
Holding Co.
Ltd.
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 13th Five-Year Mgmt For For For
Development
Plan
2 Change of Auditor for Mgmt For For For
US Form
20-F
3 Company Framework Mgmt For For For
Agreement and Pension
Company Framework
Agreement
4 CLIC Framework Mgmt For For For
Agreement and CLP&C
Framework
Agreement
5 Framework Agreement Mgmt For For For
for Daily Connected
Transactions with
China Guangfa
Bank
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on Duty Mgmt For For For
Performance of
Directors
8 Report on Duty Mgmt For For For
Performance of
Supervisors
9 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
Independent
Directors
10 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
External
Supervisors
11 Report on Duty Mgmt For For For
Performance of Senior
Management
12 Report on 2016 Related Mgmt For For For
Party
Transactions
13 Adjustment to Mandate Mgmt For Against Against
for Issue of
Financial
Bonds
14 Type and Amount Mgmt For For For
15 Duration Mgmt For For For
16 Method of Issue Mgmt For For For
17 Issue Target Mgmt For For For
18 Nominal Value and Mgmt For For For
Issue
Price
19 Lock-Up Period Mgmt For For For
20 Dividend Distribution Mgmt For For For
Terms
21 Terms of Conditional Mgmt For For For
Redemption
22 Terms of Mandatory Mgmt For For For
Conversion
23 Restriction on Voting Mgmt For For For
Rights
24 Restoration of Voting Mgmt For For For
Rights
25 Distribution of Assets Mgmt For For For
and Liquidation
Matters
26 Rating Arrangements Mgmt For For For
27 Guarantee Mgmt For For For
28 Use of Proceeds Mgmt For For For
29 Transferability Mgmt For For For
30 Regulatory Compliance Mgmt For For For
31 Effective Period Mgmt For For For
32 Preference Share Mgmt For For For
Relationship
33 Authorisation Matters Mgmt For For For
34 Type and Amount Mgmt For For For
35 Duration Mgmt For For For
36 Method of Issue Mgmt For For For
37 Issue Target Mgmt For For For
38 Nominal Value and Mgmt For For For
Issue
Price
39 Lock-Up Period Mgmt For For For
40 Dividend Distribution Mgmt For For For
Terms
41 Terms of Conditional Mgmt For For For
Redemption
42 Terms of Mandatory Mgmt For For For
Conversion
43 Restriction on Voting Mgmt For For For
Rights
44 Restoration of Voting Mgmt For For For
Rights
45 Distribution of Assets Mgmt For For For
and Liquidation
Matters
46 Rating Arrangements Mgmt For For For
47 Guarantee Mgmt For For For
48 Use of Proceeds Mgmt For For For
49 Transferability Mgmt For For For
50 Regulatory Compliance Mgmt For For For
51 Effective Period Mgmt For For For
52 Preference Share Mgmt For For For
Relationship
53 Authorisation Mgmt For For For
54 Related Party Mgmt For For For
Transactions (COSCO
Shipping Financial
Holdings Co.
Ltd)
55 Share Subscription Mgmt For For For
Agreement
56 Dilution Measures of Mgmt For For For
Current
Returns
57 Capital Management Mgmt For For For
Plan
2017-2019
58 Shareholders' Return Mgmt For For For
Plan
2017-2019
59 Report on Use of Mgmt For For For
Proceeds from
Previous
Issuance
60 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
61 Amendments to Articles Mgmt For For For
62 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 05/26/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Amount Mgmt For For For
2 Duration Mgmt For For For
3 Method of Issue Mgmt For For For
4 Issue Target Mgmt For For For
5 Nominal Value and Mgmt For For For
Issue
Price
6 Lock-Up Period Mgmt For For For
7 Dividend Distribution Mgmt For For For
Terms
8 Terms of Conditional Mgmt For For For
Redemption
9 Terms of Mandatory Mgmt For For For
Conversion
10 Restriction on Voting Mgmt For For For
Rights
11 Restoration of Voting Mgmt For For For
Rights
12 Distribution of Assets Mgmt For For For
and Liquidation
Matters
13 Rating Arrangements Mgmt For For For
14 Guarantee Mgmt For For For
15 Use of Proceeds Mgmt For For For
16 Transferability Mgmt For For For
17 Regulatory Compliance Mgmt For For For
18 Effective Period Mgmt For For For
19 Preference Share Mgmt For For For
Relationship
20 Authorisation Matters Mgmt For For For
21 Type and Amount Mgmt For For For
22 Duration Mgmt For For For
23 Method of Issue Mgmt For For For
24 Issue Target Mgmt For For For
25 Nominal Value and Mgmt For For For
Issue
Price
26 Lock-Up Period Mgmt For For For
27 Dividend Distribution Mgmt For For For
Terms
28 Terms of Conditional Mgmt For For For
Redemption
29 Terms of Mandatory Mgmt For For For
Conversion
30 Restriction on Voting Mgmt For For For
Rights
31 Restoration of Voting Mgmt For For For
Rights
32 Distribution of Assets Mgmt For For For
and Liquidation
Matters
33 Rating Arrangements Mgmt For For For
34 Guarantee Mgmt For For For
35 Use of Proceeds Mgmt For For For
36 Transferability Mgmt For For For
37 Regulatory Compliance Mgmt For For For
38 Effective Period Mgmt For For For
39 Preference Share Mgmt For For For
Relationship
40 Authorisation Mgmt For For For
________________________________________________________________________________
China Merchants Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 11/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Grant of Mgmt For For For
H-Share Appreciation
Rights
2 Independent Directors' Mgmt For For For
Remuneration
3 External Supervisors' Mgmt For For For
Remuneration
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 03/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For For For
Agreement
2 Provisions for Asset Mgmt For For For
Depreciation
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 05/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Liability Insurance Mgmt For For For
9 Related Party Mgmt For For For
Transactions with You
Lian Ship Factory
(Shekou) Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Unipec Singapore
etc.
11 Related Party Mgmt For For For
Transactions with
China Merchants
Energy Trading Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
China Merchants Hoi
Tung Trading Co.,
Ltd. and its
Subsidiaries
13 Related Party Mgmt For For For
Transactions with
Sinotrans and CSC
Holdings Co.,
Ltd.
14 Approval of Line of Mgmt For For For
Credit
15 Appointment of Auditor Mgmt For For For
16 Investment in Wealth Mgmt For For For
Management Products
with Proprietary
Funds
17 Investment in Wealth Mgmt For For For
Management Products
with Idle Raised
Capital
18 Authority to Give Mgmt For Against Against
Guarantees
19 Provision of Financial Mgmt For For For
Aid to China
VLCC
20 Elect SU Xingang as Mgmt For For For
Non-independent
Director
21 Elect XIE Zhenglin as Mgmt For For For
Non-independent
Director
22 Elect YAO Ping as Mgmt For For For
Non-independent
Director
23 Elect XIE Chunlin as Mgmt For For For
Non-independent
Director
24 Elect SU Jian as Mgmt For For For
Non-independent
Director
25 Elect TIAN Xiaoyan as Mgmt For For For
Non-independent
Director
26 Elect LIU Weiwu as Mgmt For For For
Non-independent
Director
27 Elect WANG Yongxin as Mgmt For For For
Non-independent
Director
28 Elect ZHANG Liang as Mgmt For For For
Independent
Director
29 Elect QU Yimin as Mgmt For For For
Independent
Director
30 Elect WU Shuxiong as Mgmt For For For
Independent
Director
31 Elect FENG Daoxiang as Mgmt For For For
Independent
Director
32 Elect CAO Hong as Mgmt For Against Against
Supervisor
33 Elect LIU Yingjie as Mgmt For For For
Supervisor
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 09/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Sinotrans
Group
2 Authority to Give Mgmt For For For
Counter
Guarantees
3 Framework Agreement Mgmt For For For
and Related Party
Transactions with
China Merchants
Energy Trading Co.,
Ltd.
4 Independent Directors' Mgmt For For For
Fees
5 Investment in Wealth Mgmt For For For
Management
Products
6 Authority to Give Mgmt For For For
Guarantees for Two
Long-term Transport
Agreements
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Investment Budget Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions (China
Merchants Bank Co.
Ltd.)
9 Related Party Mgmt For Abstain Against
Transactions (China
Merchants Group
Ltd.)
10 Related Party Mgmt For Abstain Against
Transactions (China
Merchants Fund
Management
Ltd.)
11 Related Party Mgmt For Abstain Against
Transactions (COSCO
Shipping Corporation
Ltd.)
12 Related Party Mgmt For Abstain Against
Transactions (Other
Parties)
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Elect SU Min Mgmt For For For
15 Elect XIONG Xianliang Mgmt For For For
16 Elect SU Jian Mgmt For For For
17 Elect WANG Yan Mgmt For For For
18 Elect PENG Lei Mgmt For For For
19 Elect XIONG Jiantao Mgmt For For For
20 Elect HUANG Jian Mgmt For For For
21 Elect WANG Daxiong Mgmt For For For
22 Elect CHEN Zhigang Mgmt For For For
23 Elect XIANG Hua Mgmt For For For
24 Elect XIAO Houfa Mgmt For For For
25 Elect HUO Da Mgmt For For For
26 Elect XIONG Wei Mgmt For For For
27 Elect HU Honggao Mgmt For For For
28 Elect WONG Ti Mgmt For For For
29 Elect Linda ZHOU Lei Mgmt For For For
as
Supervisor
30 Elect LI Xiaofei as Mgmt For Against Against
Supervisor
31 Elect WANG Zhangwei as Mgmt For For For
Supervisor
32 Elect MA Yunchun as Mgmt For Against Against
Supervisor
33 Elect FANG Xiaobing as Mgmt For Against Against
Supervisor
34 Elect ZHANG Zehong as Mgmt For For For
Supervisor
35 Type Mgmt For Against Against
36 Issue Size Mgmt For Against Against
37 Issuer Mgmt For Against Against
38 Maturity Mgmt For Against Against
39 Interest Rate Mgmt For Against Against
40 Security Mgmt For Against Against
41 Use of Proceeds Mgmt For Against Against
42 Issue Price Mgmt For Against Against
43 Issue Target Mgmt For Against Against
44 Listing Mgmt For Against Against
45 Guarantee Measures Mgmt For Against Against
46 Validity Period Mgmt For Against Against
47 Authorisation Mgmt For Against Against
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Framework Agreement Mgmt For For For
for Trade and Service
of
Securities
3 Independent Directors' Mgmt For For For
Fees
4 Adjustment to Project Mgmt For For For
Investment
Plan
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For Against Against
Transactions
Regarding Deposits
and
Loans
9 2017 Guarantee Quota Mgmt For Against Against
for
Subsidiaries
10 Approval to Offer Loans Mgmt For For For
11 Changes of Projects Mgmt For For For
Funded with Raised
Funds
12 Authorization Mgmt For For For
regarding Connected
Transactions of Joint
Investment
13 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors, and
Senior
Management
14 Amendments to External Mgmt For For For
Donation Management
Measures
15 Amendments to Mgmt For For For
Connected Transaction
Management
System
16 Amendments to Raised Mgmt For For For
Funds Management
System
17 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 02/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hongwei Mgmt For For For
2 Elect LU Zhiqiang Mgmt For For For
3 Elect LIU Yonghao Mgmt For For For
4 Elect SHI Yuzhu Mgmt For For For
5 Elect WU Di Mgmt For Against Against
6 Elect YAO Dafeng Mgmt For For For
7 Elect SONG Chunfeng Mgmt For For For
8 Elect TIAN Zhiping Mgmt For For For
9 Elect WENG Zhenjie Mgmt For For For
10 Elect LIU Jipeng Mgmt For Against Against
11 Elect LI Hancheng Mgmt For For For
12 Elect XIE Zhichun Mgmt For For For
13 Elect CHENG Hoi-chuen Mgmt For Against Against
14 Elect PENG Xuefeng Mgmt For For For
15 Elect LIU Ningyu Mgmt For For For
16 Elect HONG Qi Mgmt For Against Against
17 Elect LIANG Yutang Mgmt For Against Against
18 Elect ZHENG Wanchun Mgmt For For For
19 Elect WANG Hang Mgmt For For For
20 Elect ZHANG Bo Mgmt For For For
21 Elect LU Zhongnan Mgmt For For For
22 Elect WANG Yugui Mgmt For For For
23 Elect BAO Jiming Mgmt For For For
24 Elect CHENG Guoqi Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Extension of Validity Mgmt For For For
Period of Domestic
Preference Shares
Issuance
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 02/20/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hongwei Mgmt For For For
2 Elect LU Zhiqiang Mgmt For For For
3 Elect LIU Yonghao Mgmt For For For
4 Elect SHI Yuzhu Mgmt For For For
5 Elect WU Di Mgmt For Against Against
6 Elect YAO Dafeng Mgmt For For For
7 Elect SONG Chunfeng Mgmt For For For
8 Elect TIAN Zhiping Mgmt For For For
9 Elect WENG Zhenjie Mgmt For For For
10 Elect LIU Jipeng Mgmt For Against Against
11 Elect LI Hancheng Mgmt For For For
12 Elect XIE Zhichun Mgmt For For For
13 Elect CHENG Hoi-chuen Mgmt For Against Against
14 Elect PENG Xuefeng Mgmt For For For
15 Elect LIU Ningyu Mgmt For For For
16 Elect HONG Qi Mgmt For Against Against
17 Elect LIANG Yutang Mgmt For Against Against
18 Elect ZHENG Wanchun Mgmt For For For
19 Elect WANG Hang Mgmt For For For
20 Elect ZHANG Bo Mgmt For For For
21 Elect LU Zhongnan Mgmt For For For
22 Elect WANG Yugui Mgmt For For For
23 Elect BAO Jiming Mgmt For For For
24 Elect CHENG Guoqi Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Extension of Validity Mgmt For For For
Period of Domestic
Preference Shares
Issuance
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 02/20/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hongwei Mgmt For For For
2 Elect LU Zhiqiang Mgmt For For For
3 Elect LIU Yonghao Mgmt For For For
4 Elect SHI Yuzhu Mgmt For For For
5 Elect WU Di Mgmt For Against Against
6 Elect YAO Dafeng Mgmt For For For
7 Elect SONG Chunfeng Mgmt For For For
8 Elect TIAN Zhiping Mgmt For For For
9 Elect WENG Zhenjie Mgmt For For For
10 Elect LIU Jipeng Mgmt For Against Against
11 Elect LI Hancheng Mgmt For For For
12 Elect XIE Zhichun Mgmt For For For
13 Elect CHENG Hoi-chuen Mgmt For Against Against
14 Elect PENG Xuefeng Mgmt For For For
15 Elect LIU Ningyu Mgmt For For For
16 Elect HONG Qi Mgmt For Against Against
17 Elect LIANG Yutang Mgmt For Against Against
18 Elect ZHENG Wanchun Mgmt For For For
19 Elect WANG Hang Mgmt For For For
20 Elect ZHANG Bo Mgmt For For For
21 Elect LU Zhongnan Mgmt For For For
22 Elect WANG Yugui Mgmt For For For
23 Elect BAO Jiming Mgmt For For For
24 Elect CHENG Guoqi Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Extension of Validity Mgmt For For For
Period of Domestic
Preference Shares
Issuance
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Declare Mgmt For For For
Interim
Dividends
5 2017 Annual Budgets Mgmt For For For
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Issuance of A Shares Mgmt For For For
Convertible Bonds:
Type
10 Issue Size Mgmt For For For
11 Par Value and Issue Mgmt For For For
Price
12 Term Mgmt For For For
13 Interest Rate Mgmt For For For
14 Method and Timing of Mgmt For For For
Interest
Payment
15 Conversion Period Mgmt For For For
16 Determination and Mgmt For For For
Adjustment of
Conversion
Price
17 Downward Adjustment to Mgmt For For For
Conversion
Price
18 Determination of Mgmt For For For
Number of Shares for
Conversion
19 Dividend Entitlements Mgmt For For For
20 Terms of Redemption Mgmt For For For
21 Terms of Sale Back Mgmt For For For
22 Method of Issue and Mgmt For For For
Target
Investors
23 Subscription Mgmt For For For
Arrangement for
Existing A Share
Holders
24 Convertible Bond Mgmt For For For
Holders' Rights,
Obligations and
Meetings
25 Use of Proceeds Mgmt For For For
26 Guarantee and Security Mgmt For For For
27 Validity Period Mgmt For For For
28 Feasibility Report on Mgmt For For For
Use of
Proceeds
29 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
30 Use of Proceeds from Mgmt For For For
Previous
Issue
31 Ratification of Board Mgmt For For For
Acts
32 Capital Management Mgmt For For For
Plan
2017-2019
33 Authority to Issue Mgmt For For For
Debt
Instruments
34 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 06/16/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of A Share Mgmt For For For
Convertible Bonds:
Type
2 Issue Size Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Term Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method and Timing of Mgmt For For For
Interest
Payment
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of
Conversion
Price
9 Downward Adjustment to Mgmt For For For
Conversion
Price
10 Determination of Mgmt For For For
Number of Shares for
Conversion
11 Dividend Entitlements Mgmt For For For
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Method of Issue and Mgmt For For For
Target
Investors
15 Subscription Mgmt For For For
Arrangement for
Existing A Share
Holders
16 Convertible Bond Mgmt For For For
Holders' Rights,
Obligations and
Meetings
17 Use of Proceeds Mgmt For For For
18 Guarantee and Security Mgmt For For For
19 Validity Period Mgmt For For For
20 Ratification of Board Mgmt For For For
Acts
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1988 CINS Y1495M104 10/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Jipeng Mgmt For For For
2 Elect LI Hancheng Mgmt For For For
3 Elect XIE Zhichun Mgmt For For For
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cooperation Arrangement Mgmt For For For
4 Board Authorization of Mgmt For For For
Investment
Cooperation
5 Liability Insurance Mgmt For For For
6 Introducing New Mgmt For For For
Shareholders to
BHR
7 Plan for Distribution Mgmt For For For
of Accumulated
Profits
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 2017 Budget Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Authority to Issue Mgmt For For For
Bonds in Overseas
Market
11 Approval to Commence Mgmt For For For
Hedging
Business
12 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Legal Compliance for Mgmt For For For
Corporate Bonds
Issue
15 Issue Size Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Type and Maturity Mgmt For For For
18 Interest Rate Mgmt For For For
19 Issue Methods Mgmt For For For
20 Offering Arrangement Mgmt For For For
for
Shareholders
21 Terms on Redemption or Mgmt For For For
Repurchase
22 Guarantee Arrangement Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Protective Measures Mgmt For For For
for
Repayment
25 Listing Venue Mgmt For For For
26 Term of Validity Mgmt For For For
27 Ratification of Board Mgmt For For For
Acts (Corporate Bonds
Issue)
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Reorganization
2 Major Asset Purchase Mgmt For For For
(Niobium-Phosphates)
3 Report Regarding Asset Mgmt For For For
Purchase
4 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
5 Article 4 Compliance Mgmt For For For
6 Article 5 Compliance Mgmt For For For
7 Related Party Mgmt For For For
Certification
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Reorganization
2 Major Asset Purchase Mgmt For For For
(Copper-Cobalt)
3 Report Regarding Asset Mgmt For For For
Purchase
4 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
5 Article 4 Compliance Mgmt For For For
6 Article 5 Compliance Mgmt For For For
7 Related Party Mgmt For For For
Certification
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
2 Class and Par Value Mgmt For For For
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Number of Shares Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Method of Subscriptions Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
9 Place of Listing Mgmt For For For
10 Use of Proceeds From Mgmt For For For
Fund
Raising
11 Validity Period of Mgmt For For For
Resolution
12 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
13 Related Party Mgmt For For For
Transactions:
Non-Public Issuance
of A
Shares
14 Feasibility Report on Mgmt For For For
Use of
Proceed
15 Report on Use of Mgmt For For For
Proceeds from
Previous Raised
Funds
16 Board Authorization to Mgmt For For For
Implement Share
Issuance
17 Shareholder Return Plan Mgmt For Abstain Against
18 Risk Alert and Mgmt For For For
Remedial Measures for
Dilution of Current
Returns
19 Undertaking by Mgmt For For For
Controlling
Shareholders for
Dilution of Current
Returns
20 Undertaking by Mgmt For For For
Directors and Senior
Management for
Dilution of Current
Returns
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value Mgmt For For For
2 Issue Price and Mgmt For For For
Pricing
Principle
3 Number of Shares Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Method of Subscriptions Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
8 Place of Listing Mgmt For For For
9 Use of Proceeds From Mgmt For For For
Fund
Raising
10 Validity Period of Mgmt For For For
Resolution
11 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
12 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Independent Directors' Mgmt For For For
Fees
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approval of Investment Mgmt For For For
Plan
10 Annual Report Mgmt For For For
11 Amendments to Mgmt For For For
Management System for
Guarantees
12 Authority to Give Mgmt For For For
Guarantees
13 Adjustment to Mgmt For For For
Preliminary Design
Budget of San Men
Nuclear
Project
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
16 Elect ZHANG Tao as Mgmt For Against Against
Non-Independent
Director
17 Elect LIU Bin as Mgmt For For For
Non-Independent
Director
18 Elect YU Jinhui as Mgmt For For For
Non-Independent
Director
19 Elect XIAO Feng as Mgmt For For For
Non-Independent
Director
20 Elect SHI Shuli as Mgmt For For For
Non-Independent
Director
21 Elect ZHANG Zhonglu Mgmt For Against Against
22 Elect HU Qinfang Mgmt For Against Against
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LUAN Tao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 11/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplemental Financial Mgmt For For For
Services
Agreement
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Amendments to Mgmt For Abstain Against
Management Measures
on Financing
Guarantee
11 Authority to Give Mgmt For For For
Guarantees
12 Shareholder Returns Mgmt For Abstain Against
Plan for Years from
2017 to
2019
13 Financial Services Mgmt For Against Against
Agreement
14 Intra-company Contract Mgmt For For For
to Purchase Raw Earth
Ore
15 Amendments to Articles Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Elect Yin Jianwei Mgmt For Against Against
18 Elect GU Ming Mgmt For Against Against
19 Elect CHEN Jianli Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Inner Mongolia BaoTou
Steel Union and
BaoTou Steel
Mining
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Size of Issuance Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Bond Type and Maturity Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Use of Raised Funds Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Redemption or Resale Mgmt For For For
Provisions
10 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
11 Underwriting Method Mgmt For For For
12 Listing Market Mgmt For For For
13 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
16 Authority to Give Mgmt For For For
Guarantees
17 Amendments to Articles Mgmt For For For
18 Elect WANG Zhancheng Mgmt For For For
as
Director
19 Elect XING Bin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
China Nuclear Energy Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Financial Budget Mgmt For Abstain Against
7 Approval of Financing Mgmt For Abstain Against
Plan
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For For For
Transactions
10 Financial Services Mgmt For For For
Agreement
11 Investment Plan Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For For For
13 2016 Directors' Fees Mgmt For For For
14 2017 Directors' Fees Mgmt For For For
15 2016 and 2017 Mgmt For For For
Supervisors'
Fees
16 Termination of Mgmt For For For
Projects and
Replenish Working
Capital with Raised
Proceeds
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Elect QI Meisheng Mgmt For For For
4 Elect DONG Weiliang Mgmt For For For
5 Elect XIE Weizhi Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Master Services Mgmt For For For
Framework
Agreement
2 Amendments to Mgmt For For For
Connected
Transactions
Decision-making
Mechanism
3 Elect LV Bo Mgmt For For For
4 Elect LI Feilong Mgmt For For For
________________________________________________________________________________
China Pacific Insurance Group
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report of A Mgmt For For For
Shares
4 Annual Report of H Mgmt For For For
Shares
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Due Diligence Report Mgmt For For For
9 Performance Report of Mgmt For For For
Independent
Directors
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Amendments to Measures Mgmt For For For
on Related Party
Transactions
12 Development Plan for Mgmt For For For
2017-2019
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural
Rules
15 Elect KONG Qingwei Mgmt For For For
16 Elect HUO Lianhong Mgmt For For For
17 Elect WANG Jian Mgmt For Against Against
18 Elect WANG Tayu Mgmt For For For
19 Elect KONG Xiangqing Mgmt For For For
20 Elect ZHU Kebing Mgmt For For For
21 Elect SUN Xiaoning Mgmt For For For
22 Elect WU Junhao Mgmt For Against Against
23 Elect CHEN Xuanmin Mgmt For For For
24 Elect BAI Wei Mgmt For For For
25 Elect Carmelo LEE Ka Mgmt For Against Against
Sze
26 Elect LAM Chi Kuen Mgmt For For For
27 Elect ZHOU Zhonghui Mgmt For For For
28 Elect GAO Shanwen Mgmt For For For
29 Elect ZHANG Xinmei Mgmt For For For
30 Elect LIN Lichun Mgmt For Against Against
31 Elect ZHOU Zhuping Mgmt For Against Against
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Elect LI Yunpeng as Mgmt For For For
Director
10 Elect ZHAO Dong as Mgmt For Against Against
Supervisor
11 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
12 Plan of Overseas Mgmt For For For
Listing of Sinopec
Marketing Co.,
Ltd.
13 Compliance of Overseas Mgmt For For For
Listing of Sinopec
Marketing
Co., Ltd.
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
15 Description of Mgmt For For For
Sustained
Profitability and
Prospects
16 Board Authorization to Mgmt For For For
Deal with Overseas
Listing of Sinopec
Marketing Co.,
Ltd.
17 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Transfer of Equity Mgmt For For For
Interest
8 Related Party Mgmt For For For
Transactions
9 Authority to Set Mgmt For For For
External Auditor's
Fees
10 Authority to Set Mgmt For For For
Internal Control
Auditor's
Fees
11 Appointment of Mgmt For For For
External
Auditor
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Amendments to Rules of Mgmt For For For
Procedures for
Board
14 Registration and Mgmt For Against Against
Issuance of Debt
Instruments
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Amendment to Salary Mgmt For For For
Management Measures
of Directors and
Supervisors
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Liability Insurance Mgmt For For For
14 Authority to Issue Mgmt For For For
Asset Backed
Securities
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Articles Mgmt For For For
17 Elect LI Changjin Mgmt For Against Against
18 Elect ZHANG Zongyan Mgmt For For For
19 Elect ZHOU Mengbo Mgmt For For For
20 Elect ZHANG Xian Mgmt For For For
21 Elect GUO Peizhang Mgmt For For For
22 Elect WEN Baoman Mgmt For For For
23 Elect ZHENG Qingzhi Mgmt For For For
24 Elect CHUNG Shui Ming Mgmt For Against Against
Timpson
25 Elect MA Zonglin Mgmt For For For
26 Elect LIU Chengjun Mgmt For Against Against
27 Elect CHEN Wenxin Mgmt For Against Against
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 08/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Aquisition Mgmt For For For
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 A Subsidiary to Give Mgmt For Against Against
Performance
Guarantees for Its
Wholly-Owned
Subsidiary
3 A Wholly-Owned Mgmt For Against Against
Subsidiary to Give
Guarantees for Its
Wholly-Owned
Subsidiary for Bank
Credit
Application
4 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 03/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Project Mgmt For For For
Agreement
2 Extension of Phase One Mgmt For For For
of Employee Stock
Ownership
Plan
3 Authority to Give Mgmt For Against Against
Guarantees
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Termination of 2016 Mgmt For For For
Employee Stock Option
Incentive
Plan
8 COMPLETION RESULTS OF Mgmt For For For
2016 PROFIT
COMMITMENT
9 Appointment of Auditor Mgmt For Against Against
10 Disposal of Mgmt For For For
Compensation
Shares
11 Board Authorization to Mgmt For For For
Implement Share
Repurchase and
Cancellation or Share
Donation
12 Election of WANG Lei Mgmt For For For
as
Director
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary
Application for
Credit
3 Approval of Line of Mgmt For For For
Credit
4 Extension for Mgmt For For For
Performance of
Undertakings
5 Elect NONG Xiaodong Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Elect LING Wen Mgmt For For For
10 Elect HAN Jianguo Mgmt For For For
11 Elect LI Dong Mgmt For For For
12 Elect ZHAO Jibin Mgmt For For For
13 Elect Maria TAM Wai Chu Mgmt For Against Against
14 Elect JIANG Bo Mgmt For For For
15 Elect Christina ZHONG Mgmt For For For
Yingjie
16 Elect ZHAI Richeng Mgmt For For For
17 Elect ZHOU Dayu Mgmt For Against Against
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Elect LING Wen Mgmt For For For
10 Elect HAN Jianguo Mgmt For For For
11 Elect LI Dong Mgmt For For For
12 Elect ZHAO Jibin Mgmt For For For
13 Elect Maria TAM Wai Chu Mgmt For Against Against
14 Elect JIANG Bo Mgmt For For For
15 Elect Christina ZHONG Mgmt For For For
Yingjie
16 Elect ZHAI Richeng Mgmt For For For
17 Elect ZHOU Dayu Mgmt For Against Against
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Commitment Mgmt For For For
regarding Capital
Injection by the
Controlling
Shareholder
2 Related Party Mgmt For For For
Transactions (Setting
up a
Company)
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions on
Product Purchase and
Sale
8 Related Party Mgmt For For For
Transactions on
Service
Provision
9 Related Party Mgmt For Against Against
Transactions on
Deposit and
Loan
10 Related Party Mgmt For For For
Transactions on
Entrusted
Loans
11 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
12 Authority to Give Mgmt For Against Against
Guarantees to Related
Parties
13 Adjustment to Mgmt For For For
Independent
Directors'
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 08/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets Mgmt For For For
5 Subscription Method Mgmt For For For
6 Issuing Price and Mgmt For For For
Pricing
Principal
7 Issuing Volume Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Listing Market Mgmt For For For
12 Validity Period Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Feasibility Analysis Mgmt For For For
for Raised
Funds
15 Use of Previously Mgmt For For For
Raised
Funds
16 Conditional Share Mgmt For For For
Subscription
Agreement with China
Shipbuilding Co.,
Ltd.
17 Conditional Share Mgmt For For For
Subscription
Agreement with Dalian
Shipbuilding Capital
Co.,
Ltd.
18 Conditional Share Mgmt For For For
Subscription
Agreement with Wuhan
Wuchuan Investment
Holding Co.,
Ltd.
19 Board Authorization Mgmt For For For
for Private
Placement
20 Amendments to Articles Mgmt For Abstain Against
21 Shareholder Return Mgmt For For For
Plan
(2016-2018)
22 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
23 CHANGE OF PROJECTS Mgmt For For For
INVESTED WITH RAISED
FUNDS
24 Replenishment of Mgmt For For For
Working Capital with
Raised
Funds
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis for Determining Mgmt For For For
Plan
Participants
2 Source, Number and Mgmt For For For
Distribution of
Underlying
Stocks
3 Validity Period, Mgmt For For For
Granting Date,
Waiting Period,
Vesting Date,
Exercising Period and
Lock-up
Period
4 Exercise Price and Mgmt For For For
Determination
Method
5 Granting, Exercising, Mgmt For For For
Cancellation and
Restriction on
Incomes
6 Methods and Procedures Mgmt For For For
for Adjusting the
Plan
7 Methods and Accounting Mgmt For For For
Treatment for Stock
Options
8 Procedures for Mgmt For For For
Implementing the
Plan, Granting and
Exercising Stock
Options
9 Rights and Obligations Mgmt For For For
of the Company and
Plan
Participants
10 Treatment Under Mgmt For For For
Special
Situations
11 Alteration and Mgmt For For For
Termination of
Plan
12 Mechanism for Mgmt For For For
Resolving
Disputes
13 Other Matters Mgmt For For For
14 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Stock Options
Incentive
Plan
15 Constitution of Mgmt For For For
Procedural Rules:
Appraisal of Stock
Option Incentive
Plan
16 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 03/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Ratify 2016 Related Mgmt For For For
Party
Transactions
8 2017 Related Party Mgmt For For For
Sales
Transactions
9 2017 Related Party Mgmt For For For
Purchase
Transactions
10 2017 Related Party Mgmt For For For
Deposit and Loan
Business
Transactions
11 2017 Other Related Mgmt For For For
Party
Transactions
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Independent Directors' Mgmt For For For
Report
14 Approval of 2017 Mgmt For Against Against
Guarantees
Limit
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 04/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set-up of a Joint Mgmt For For For
Venture
2 Elect HUA Wei as Mgmt For For For
Non-Independent
Director
3 Elect SHEN Yusheng Mgmt For Against Against
4 Elect CAO Mingjiang Mgmt For Against Against
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
2 Increase in Capital Mgmt For For For
for a
Subsidiary
3 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Dong Mgmt For For For
2 Change in Company Name Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Class and Par Value of Mgmt For Against Against
Shares
3 Method and Time of Mgmt For Against Against
Issuance
4 Subscribers Mgmt For Against Against
5 Price Determination Mgmt For Against Against
Date, Issue Price and
Pricing
Principles
6 Size of Issuance and Mgmt For Against Against
Method of
Subscription
7 Lock-up Period Mgmt For Against Against
8 Listing Market Mgmt For Against Against
9 Amount and Use of Mgmt For Against Against
Proceeds
10 Distribution of Profit Mgmt For Against Against
prior to Private
Placement
11 Validity of Resolution Mgmt For Against Against
12 Preliminary Plan on Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Exemption from Mgmt For For For
Preparation of Report
on Use of Proceeds
from Previous Fund
Raising
15 Conditional Share Mgmt For Against Against
Subscription
Agreement With China
Ocean Shipping
(Group)
Company
16 Related Party Mgmt For Against Against
Transactions Involved
in Private
Placement
17 Exemption of China Mgmt For Against Against
Shipping From Making
A Tender
Offer
18 Shareholder Return Mgmt For For For
Plan
(2016-2018)
19 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
20 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
21 Amendments to Articles Mgmt For For For
22 Special Mandate for Mgmt For Against Against
Private
Placement
23 Whitewash Wavier Mgmt For Against Against
24 Special Transactions Mgmt For Against Against
for Private
Placement
25 Board Authorization to Mgmt For Against Against
Implement Private
Placement
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipping Container Lines Company Limited
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 12/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value of Mgmt For Against Against
Shares
2 Method and Time of Mgmt For Against Against
Issuance
3 Subscribers Mgmt For Against Against
4 Price Determination Mgmt For Against Against
Date, Issue Price and
Pricing
Principles
5 Size of Issuance and Mgmt For Against Against
Method of
Subscription
6 Lock-up Period Mgmt For Against Against
7 Listing Market Mgmt For Against Against
8 Amount and Use of Mgmt For Against Against
Proceeds
9 Distribution of Profit Mgmt For Against Against
prior to Private
Placement
10 Validity of Resolution Mgmt For Against Against
11 Preliminary Plan on Mgmt For Against Against
Private
Placement
12 Conditional Share Mgmt For Against Against
Subscription
Agreement With China
Ocean Shipping
(Group)
Company
13 Special Transactions Mgmt For Against Against
for Private
Placement
14 Special Mandate for Mgmt For Against Against
Private
Placement
15 Board Authorization to Mgmt For Against Against
Implement Private
Placement
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Aircraft Finance Lease Mgmt For For For
Framework
Agreement
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For For For
Framework
Agreement
2 Acquisition of Aircraft Mgmt For For For
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Financial Services Mgmt For For For
Agreement of Deposit
and
Loan
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Elect FANG Shili as Mgmt For Against Against
Supervisor
11 Elect GE Yujun Mgmt For For For
12 Elect SONG Haifeng Mgmt For For For
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Xiaojin as Mgmt For For For
Director
2 Elect ZHAO Xiaojin as Mgmt For Against Against
Supervisor
3 Amendments to Articles Mgmt For For For
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Investment Budget Mgmt For Abstain Against
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Related Party Mgmt For For For
Transactions
12 Authority to Give Mgmt For For For
Guarantees
13 Allocation of 2017 and Mgmt For Abstain Against
2018 Preferred Stock
Dividends
14 2017 DOMESTIC BONDS Mgmt For Abstain Against
ISSUANCE
PLAN
15 2017 OVERSEAS BONDS Mgmt For Abstain Against
ISSUANCE
PLAN
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 06/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Changes in Mgmt For For For
Employee Restricted
Shares
Plan
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Plan Mgmt For For For
2 Basis and Scope for Mgmt For For For
Determining
Participants
3 Incentive Instruments, Mgmt For For For
Source and Size of
Target
Shares
4 Granting Status of Mgmt For For For
Shares
5 Validity Period, Mgmt For For For
Lock-up Period and
Unlocking Period of
Restricted
Shares
6 Grant Date and Grant Mgmt For For For
Price of Restricted
Shares
7 Conditions of Granting Mgmt For For For
and Unlocking
Restricted
Shares
8 Non-Negotiable and Mgmt For For For
Lock-up Regulations
of Restricted
Shares
9 Adjustment Methods and Mgmt For For For
Procedures of
Restricted
Shares
10 Procedures for Mgmt For For For
Granting and
Unlocking Restricted
Shares
11 Accounting Treatment Mgmt For For For
for Restricted
Shares
12 Obligations and Rights Mgmt For For For
of Company and
Participants
13 Treatment Under Mgmt For For For
Special
Conditions
14 Management, Amendment Mgmt For For For
and Termination of
Plan
15 Resolving Mechanism Mgmt For For For
for
Dispute
16 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
17 List of Incentive Mgmt For For For
Targets In 2nd Term
Restricted Shares
Plan and Status of
Grant
18 Elect WANG Xiangming Mgmt For For For
as
Director
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 05/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Election of Mgmt For For For
Directors(Slate) and
Board Authorization
to Fix the Directors'
Fee for China Unicom
(Hong
Kong)
9 Board Authorization to Mgmt For For For
Repurchase Shares
China Unicom (Hong
Kong)
10 Board Authorization to Mgmt For Against Against
Issue Shares China
Unicom (Hong
Kong)
11 EXTENSION OF TRADING Mgmt For For For
SUSPENSION
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For For For
3 Change of Company Mgmt For For For
Address
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect YU Liang Mgmt For For For
8 Elect LIN Maode Mgmt For For For
9 Elect XIAO Min Mgmt For For For
10 Elect CHEN Xianjun Mgmt For For For
11 Elect SUN Shengdian Mgmt For For For
12 Elect WANG Wenjin Mgmt For For For
13 Elect ZHANG Xu Mgmt For For For
14 Elect KANG Dian Mgmt For For For
15 Elect LIU Shuwei Mgmt For For For
16 Elect Johnny NG Kar Mgmt For For For
Ling
17 Elect LI Qiang Mgmt For For For
18 Elect XIE Dong as Mgmt For For For
Supervisor
19 Elect ZHENG Ying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China XD Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
601179 CINS Y1565A105 11/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Remuneration
Management System for
Directors,
Supervisors, and
Senior
Executives
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 03/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Renewal of Financial Mgmt For For For
Services
Agreement
4 ZHANG Biyi Mgmt For For For
5 WEN Bingyou Mgmt For For For
6 Election of HUANG Mgmt For Against Against
Lixin as
Supervisor
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Elect XIA Ying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit and Authority
to Give
Guarantees
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For For For
Report
2 Directors' Report Mgmt For Abstain Against
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Approval to Terminate Mgmt For For For
Investment Projects
and to Supplement
Working Capital with
Remaining
Proceeds
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 09/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Elect WU Weidong as Mgmt For Against Against
Supervisor
4 Elect XIA Yufeng Mgmt For For For
5 Elect WU Di Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 2017 INVESTMENT PLAN Mgmt For For For
8 2017 FINANCING PLAN Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
10 Signing of Financial Mgmt For Against Against
Services Agreement
with China South
Industries Group
Finance Co.,
Ltd.
11 Signing of Financial Mgmt For Against Against
Services Agreement
with Chang'an
Automobile Finance
Co.,
Ltd.
12 Proposal for Engine Mgmt For For For
Production Capacity
Construction
Project
13 Liquidation and Mgmt For For For
Cancellation of
Shanghai Chang'an
Automobile
Engineering
Technology Co.,
Ltd.
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 08/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Charitable Donations Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Administrative Mgmt For For For
Organization
3 Plan Participants Mgmt For For For
4 Source, Number and Mgmt For For For
Distribution of
Underlying
Stocks
5 Validity Period, Grant Mgmt For For For
Date, Waiting Period,
Vesting Date and
Lock-up
Period
6 Exercise Price and Mgmt For For For
Method of
Determination
7 Conditions for Grant Mgmt For For For
and
Excercise
8 Methods and Procedures Mgmt For For For
for Plan
Adjustment
9 Accounting Treatment Mgmt For For For
for Stock
Options
10 Procedures for Grant Mgmt For For For
and
Excercise
11 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
12 Treatment Under Mgmt For For For
Unusual
Circumstances
13 Other Matters Mgmt For For For
14 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for Stock
Option Plan
Implementation
15 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
16 Related Party Mgmt For For For
Transactions for
Stock Option
Plan
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Automobile Capacity Mgmt For For For
Project
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal Control
Auditor
4 Absorption and Merger Mgmt For For For
of Hebei Commercial
and Nanjing
Chuanyu
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For Abstain Against
Administrative
Measures for Related
Party
Transactions
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Mgmt For For For
Private Placement of
A
Shares
2 Stock Class and Par Mgmt For For For
Value
3 Size of Issuance and Mgmt For For For
Method of
Subscription
4 Target Subscribers Mgmt For For For
5 Issuance Method Mgmt For For For
6 Pricing Base Day, Mgmt For For For
Issuance Price and
Pricing
Principles
7 Arrangements For Mgmt For For For
Lock-Up
Period
8 Listing Market Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Distribution of Mgmt For For For
Accumulated Profits
Prior To
Issuance
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Stock Subscription Mgmt For For For
Agreement for Private
Placement With
Chongqing Sokon
Holding Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Shareholder Returns Mgmt For For For
Plan
19 Amendments to Articles Mgmt For For For
20 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
21 Smart Car Development Mgmt For For For
Project
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 04/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval of Line of Mgmt For For For
Credit
10 Appointment of Auditor Mgmt For For For
11 Capital Increase for Mgmt For For For
Wholly Owned
Subsidiary
12 Elect ZHANG Xinghai Mgmt For For For
13 Elect ZHANG Xingli Mgmt For For For
14 Elect MA Jianchang Mgmt For For For
15 Elect LIU Changdong Mgmt For For For
16 Elect CEN Yuanchuan Mgmt For For For
17 Elect ZHANG Zhenping Mgmt For For For
18 Elect FU Yuwu Mgmt For For For
19 Elect LIU Bin Mgmt For For For
20 Elect LIU Kaixiang Mgmt For For For
21 Elect ZHANG Xingming Mgmt For Against Against
22 Elect LI Ming Mgmt For For For
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 04/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
3 Type of Bonds to be Mgmt For For For
Issued
4 Issuing Volume Mgmt For For For
5 Par Value and Issuing Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time and Method of Mgmt For For For
Repaying the
Principal and
Interest
9 Conversion Period Mgmt For For For
10 Adjustment to the Mgmt For For For
Conversion
Price
11 Downward Adjustment to Mgmt For For For
the Conversion
Price
12 Method for Determining Mgmt For For For
the Number of
Shares
13 Redemption Provision Mgmt For For For
14 Resale Provision Mgmt For For For
15 Attribution of Stock Mgmt For For For
Dividends for
Conversion
Years
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to
Shareholders
18 Bondholders Meetings Mgmt For For For
19 Purpose of Raised Fund Mgmt For For For
20 Guarantee Mgmt For For For
21 Management of the Mgmt For For For
Raised Fund and the
Deposit
Account
22 Valid Period Mgmt For For For
23 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
24 Feasibility Report on Mgmt For For For
Funds to be Raised
from Issuance of
Convertible Corporate
Bonds
25 Diluted Returns and Mgmt For For For
Measures for Issuance
of Convertible
Corporate
Bonds
26 Rules Governing the Mgmt For For For
Convertible
Bondholders
Meeting
27 Establishment of Mgmt For For For
Special Account for
Raised
Funds
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Bond Mgmt For For For
Issuance
2 Issuance Body Mgmt For For For
3 Issuing Size Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
6 Par Value and Issue Mgmt For For For
Price
7 Duration of Bond Mgmt For For For
8 Interest Rate and Mgmt For For For
Method of Repayment
of Principal and
Interest
9 Underlying Stocks and Mgmt For For For
Conversion
Period
10 Guarantee Measures Mgmt For For For
11 Purpose of Proceeds Mgmt For For For
12 Initial Conversion Mgmt For For For
Price
13 Method of Transfer By Mgmt For For For
Listing
14 Other Matters Mgmt For For For
15 Special Accounts for Mgmt For For For
Proceeds and Debt
Repayment
16 Validity of Resolution Mgmt For For For
17 Board Authorization to Mgmt For For For
Implement Bond
Issuance
18 Amendments to Articles Mgmt For For For
19 Business Cooperation Mgmt For For For
Agreement
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 China CITIC Bank for Mgmt For For For
Provision of Customer
Services and
Outsource
Services
10 Xincheng Life Mgmt For For For
Insurance Co. Ltd.
for Cooperative Call
Center
Business
11 China CITIC Bank for Mgmt For For For
Provision of
Corporate Message
Distribution
Services
12 China CITIC Bank for Mgmt For For For
Provision of
Technology Consulting
and
Services
13 Guoan First City Mgmt For For For
(Xianghe) Culture
Tourism Development
Co. Ltd. for
Provision of
Technology Consulting
and
Services
14 OTV Cloud Internet Mgmt For For For
Technology (Shanghai)
Co., Ltd. for
Provision of System
Integration, Software
and Hardware
Services
15 Shandong Radio & TV Mgmt For For For
Network Weihai Co.,
Ltd. for Provision of
Technology Services,
OTT Value-Added
Services, and Cache
Flow
Services
16 Changan Guoan Mgmt For For For
Broadcasting TV
Broadband Internet
Co., Ltd. for
Provision of
Technology Services,
OTT Value-Added
Services, and Cache
Flow
Services
17 Liuyang Guoan Radio & Mgmt For For For
TV Broadband Internet
Co., Ltd. for
Provision of
Technology Services,
OTT Value-Added
Services, and Cache
Flow
Services
18 Hubei Broadcasting & Mgmt For For For
Television
Information Network
Co Ltd. for Provision
of Technology
Services, OTT
Value-Added Services,
and Cache Flow
Services
19 Chongqing Cable Mgmt For For For
Television Network
Co., Ltd. for
Provision of
Technology Services
and OTT Value-Added
Services.
20 Henan Cable Television Mgmt For For For
Network Co., Ltd. for
Provision of
Technology Services,
and OTT Value-Added
Services
21 Shandong Broadcasting Mgmt For For For
Network Weihai Co.,
Ltd. for Provision of
Marketing
Services
22 Changsha Guoan Radio & Mgmt For For For
TV Broadband Internet
Co., Ltd. for
Provision of
Marketing
Services
23 Hubei Broadcasting & Mgmt For For For
Television
Information Network
Co Ltd. for Provision
of Marketing
Services
24 Chongqing Cable Mgmt For For For
Television Network
Co., Ltd. for
Provision of
Marketing
Services
25 Henan Cable Television Mgmt For For For
Network Group Co Ltd.
for Provision of
Marketing
Services
26 Aiwan Investment Mgmt For For For
Corporation for
Provision of
Financial Consulting
Services
27 CITIC Network Company Mgmt For For For
for Provision of
Communication and
Satellite Channel
Rental
Services
28 CITIC Construction Mgmt For For For
Co., Ltd. for
Provision of
Communication and
Satellite Channel
Rental
Services
29 Approval of Excessive Mgmt For For For
2017 Related Party
Transactions
Amount
30 Authority to Give Mgmt For Against Against
Guarantees to CITIC
Guoan Information
Technology Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to CITIC
Guoan MGL Power
Technology Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to the
subsidiary of CITIC
Guoan MGL Power
Technology Co.,
Ltd.
33 Amendments to Articles Mgmt For For For
34 Sale of Assets and Mgmt For For For
Change in
Subsidiary's
Ownership
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Acquisition Mgmt For Against Against
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CITIC Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601608 CINS Y163AK103 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YIN Tian as Mgmt For For For
Independent
Director
________________________________________________________________________________
CITIC Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601608 CINS Y163AK103 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Fees
8 Financial Budget Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Investment in Wealth Mgmt For For For
Management
Products
13 Approval of Line of Mgmt For For For
Credit
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Securities and Mgmt For For For
Financial Product
Transactions and
Services Framework
Agreement with CITIC
Group
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Investment Amount for Mgmt For For For
Proprietary Business
for
2017
7 Issuing Entity, Size Mgmt For For For
of Issuance and
Method of
Issuance
8 Type of Debt Financing Mgmt For For For
Instruments
9 Term of Debt Financing Mgmt For For For
Instruments
10 Interest Rate of the Mgmt For For For
Debt Financing
Instruments
11 Security and Other Mgmt For For For
Arrangements
12 Use of Proceeds Mgmt For For For
13 Issuing Price Mgmt For For For
14 Targets of Issue and Mgmt For For For
the Placement
Arrangements of the
RMB Debt
Financing
15 Listing of the Debt Mgmt For For For
Financing
16 Validity Period of the Mgmt For For For
Resolutions
Passed
17 Authoriaation Granted Mgmt For For For
to the Board for the
Issuances of the
Onshore and Offshore
Corporate Debt
Financing
Instruments
18 Connected Transactions Mgmt For For For
with the Issuance of
Debt Financing
Instruments
19 Approve Amount for Mgmt For For For
Business of
Securitization
20 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
21 Amendments to Articles Mgmt For For For
22 Directors' and Mgmt For For For
Supervisors'
Fees
23 Connected Transactions Mgmt For For For
with CITIC
Group
24 Connected Transactions Mgmt For For For
with
Subsidiaries
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 01/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 03/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for RMB 15 Mgmt For For For
Billion in
Financing
2 Application for RMB 1 Mgmt For For For
Billion for
Financing
3 2016 Related Party Mgmt For For For
Transactions
4 2017 Related Party Mgmt For For For
Transactions
Estimate
5 2017 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 06/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 09/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Company
Name
2 Amendments to Articles Mgmt For For For
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 12/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 XIA Linghe Mgmt For For For
3 LI Fengchun Mgmt For For For
4 XIAO Jianping Mgmt For For For
5 CHEN Qianzheng Mgmt For For For
6 GE Changyin Mgmt For For For
7 ZHU Jianlin Mgmt For For For
8 GU Yurong Mgmt For For For
9 LI Baojiang Mgmt For For For
10 LI Dan Mgmt For For For
11 TONG Jinghan Mgmt For Against Against
12 HOU Wenrong Mgmt For For For
13 LI Honggang Mgmt For For For
________________________________________________________________________________
Cofco Tunhe Company Limited
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Option Incentive Mgmt For For For
Plan
2 Adjustment to List of Mgmt For For For
Plan Participants for
Stock Option
Incentive
Plan
3 Amendments to Mgmt For For For
Procedural Rules:
Implementation and
Appraisal in Respect
of Stock Option
Plan
4 Amendments to Mgmt For For For
Procedural Rules:
Management Measures
for Stock Option
Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 01/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Rules of Mgmt For For For
Procedures for Board
of
Directors
2 Amendments to Rules of Mgmt For For For
Procedures for Board
of
Supervisors
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 06/05/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method and Time of Mgmt For For For
Issuance
2 Target Subscribers Mgmt For For For
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Size of Issuance Mgmt For For For
5 Lock-up Period Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Validity Period Mgmt For For For
8 Resolution Regarding A Mgmt For For For
Share
Issuance
9 Share Subscription Mgmt For For For
Agreement
10 Connected Transactions Mgmt For For For
11 Resolution of Special Mgmt For For For
Mandate
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Mgmt For For For
Non-public Issuance
of A
Shares
2 Method and Time of Mgmt For For For
Issuance
3 Target Subscribers Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Size of Issuance Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Resolution Regarding A Mgmt For For For
Share
Issuance
10 Feasibility Report on Mgmt For For For
Use of
Proceeds
11 Share Subscription Mgmt For For For
Agreement
12 Connected Transactions Mgmt For For For
13 Resolution of Special Mgmt For For For
Mandate
14 Ratification of Board Mgmt For For For
Acts: Revised
Proposed Non-Public
Issuance of A
Shares
15 Waive COSCO SHIPPING's Mgmt For For For
Obligation to Make
General Offer of
Securities
16 Dilution of Current Mgmt For For For
Returns by the
Non-public Issuance
of A Shares and the
Remedial
Measures
17 Application for Bank Mgmt For For For
Loans from China
Bohai Bank Co., Ltd
by COSCO SHIPPING
Leasing Co.,
Ltd.
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
11 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
12 Assignment and Mgmt For For For
Novation
Agreements
13 Capital Contribution Mgmt For For For
Letter of
Intent
14 Provisions of Mgmt For Against Against
Guarantees
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For Abstain Against
Procedural Rules of
General
Meetings
3 Master Vessel Charter Mgmt For For For
Agreement
4 Master Operating Lease Mgmt For For For
Services
Agreement
5 Master Finance Lease Mgmt For For For
Services
Agreement
6 Master Factoring Mgmt For For For
Services
Agreement
7 Master Vessel Services Mgmt For For For
Agreement
8 Master Containers Mgmt For For For
Services
Agreement
9 Master Containers Mgmt For For For
Services
Agreement
10 Master Financial Mgmt For For For
Services
Agreement
11 Florens Finance Mgmt For For For
Financial Services
Agreement
12 Master CS Finance Mgmt For For For
Financial Services
Agreement
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
COSCO SHIPPING Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 06/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shipbuilding Mgmt For For For
Assignment
Agreement
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516S106 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Give Mgmt For Against Against
Guarantees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 External Directors' Mgmt For For For
Remuneration
10 Guarantee for Wuhu Mgmt For Against Against
Rail
Project
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Elect SUN Yongcai Mgmt For For For
14 Elect XU Zongxiang Mgmt For For For
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 08/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Rules of Mgmt For For For
Procedure for the
Supervisory
Committee
2 Appointment of Auditor Mgmt For Abstain Against
3 Elect CHEN Liping Mgmt For For For
4 Elect CHEN Ji Mgmt For For For
5 Elect WU Guangjun as Mgmt For For For
Supervisor
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplemental Agreement Mgmt For For For
(II) to 2014-2016
Framework
Agreement
2 2017-2019 Framework Mgmt For For For
Agreement
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 APPLICATION FOR Mgmt For For For
REGISTRATION OF
MULTI-TYPE DEBT
FINANCING
INSTRUMENTS
7 Board Authorization to Mgmt For For For
Apply for
Registration of
Multi-Type Debt
Financing
Instruments
8 Appointment of Auditor Mgmt For For For
9 Reappointment of Mgmt For For For
Internal Control
Auditor
10 Elect ZHAO Chunlei Mgmt For For For
11 Elect YU Meng Mgmt For For For
12 Elect GUAN Bolin Mgmt For For For
13 Elect HUANG Songqing Mgmt For Against Against
14 Elect TIAN Huimin Mgmt For For For
15 Elect TIAN Yunshan Mgmt For For For
16 Elect LI Menggang Mgmt For For For
17 Elect YANG Wandong Mgmt For For For
18 Elect ZAN Zhihong Mgmt For For For
19 Elect CHEN Lei Mgmt For For For
20 Elect ZHENG Jirong Mgmt For Against Against
21 Elect YANG Jie Mgmt For Abstain Against
22 Elect LIU Xingwu Mgmt For Against Against
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Intra-company Mgmt For For For
Contracts/Control
Agreements
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Cooperation Mgmt For For For
Agreement
2 Directors' and Mgmt For For For
Supervisors'
Allowances
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Services Mgmt For Against Against
Agreement and
Amendments to
Articles
3 Elect LIU Jizhen Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XUE Xiangdong Mgmt For For For
2 Elect LU Bo Mgmt For For For
3 Elect LI Jianguo Mgmt For For For
4 Elect YANG Jian Mgmt For For For
5 Elect ZHENG Xiaoqing Mgmt For For For
6 Elect XU Deli Mgmt For For For
7 Elect FAN Yushun Mgmt For For For
8 Elect LIN Zhong Mgmt For For For
9 Elect LI Yan Mgmt For For For
10 Elect LUAN Dalong Mgmt For For For
11 Elect GUO Yujie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short Term Commercial
Papers
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
2 Signing of Agreement Mgmt For For For
for the
Establishment
3 Report on Commitment Mgmt For For For
to Authenticity of
Sources of
Funding
4 No Violation to Mgmt For For For
Related Party
Transactions
5 Sixteen Commitments to Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
________________________________________________________________________________
Digital China Information Service Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
000555 CINS Y2943B104 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions with
Digital China
Holdings
Ltd.
9 Related Party Mgmt For For For
Transactions with
Digital China Group
Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees for a
Branch Office (Credit
to China Merchants
Bank)
11 Authority to Give Mgmt For Against Against
Guarantees (Credit to
China CITIC
Bank)
12 Authority to Give Mgmt For Against Against
Guarantees (Credit to
Industrial and
Commercial Bank of
China)
13 Authority to Give Mgmt For Against Against
Guarantees (Credit to
China Construction
Bank)
14 Authority to Give Mgmt For Against Against
Guarantees (Credit to
Bank of
Beijing)
15 Authority to Give Mgmt For Against Against
Guarantees (Credit to
Ping An
Bank)
16 Authority to Give Mgmt For Against Against
Guarantees (Credit to
Industrial
Bank)
17 Authority to Give Mgmt For Against Against
Guarantees for a
subsidiary (Credit to
China Merchants
Bank)
18 Authority to Give Mgmt For Against Against
Guarantees (Credit to
Bank of
Nanjing)
________________________________________________________________________________
Digital China Information Service Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
000555 CINS Y2943B104 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
- Change in
Authorized
Capital
3 Elect FEI Jianjiang Mgmt For For For
4 Eligibility for Bond Mgmt For For For
Issuance
5 Issuance Size Mgmt For For For
6 Par Value Issuance Mgmt For For For
Price
7 Issuance Targets Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Bond Type and Bond Mgmt For For For
Duration
10 Interest Rate and Mgmt For For For
Repayment of
Principal and
Interest
11 Adjustment Measures Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Guarantee Clauses Mgmt For For For
14 Repayment of Guarantee Mgmt For For For
Measures
15 Listing Place Mgmt For For For
16 Validity Period of Mgmt For For For
Resolution
17 Board Authorization to Mgmt For For For
Implement Debt
Issuance
18 Authority to Give Mgmt For Against Against
Guarantees For Credit
Lines of Two
Subsidiaries From
Bank of
Beijing
19 Authority to Give Mgmt For Against Against
Guarantees For Credit
Lines From Guangdong
Development
Bank
20 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary Credit
Line From DBS
Bank
21 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary Credit
Line From CITIC
Bank
22 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary Credit
Line From
ICBC
23 Authority to Give Mgmt For Against Against
Guarantees For Credit
Lines of Two
Subsidiaries From
Bank of
Shanghai
24 Extension of Validity Mgmt For For For
Period for Non-public
Issuance of
Shares
25 Board Authorization to Mgmt For For For
Implement Extension
of Private
Placement
26 Application to China Mgmt For For For
Securities Regulator
Commission for
Resumption of
Non-public Offering
of
Shares
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZOU Lei Mgmt For For For
________________________________________________________________________________
Dongxing Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 03/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Wholly-owned
Company
2 Adjustment to Interest Mgmt For For For
Rates of Entrusted
Loans
3 WEI Qinghua Mgmt For For For
4 TAN Shihao Mgmt For For For
5 YIN Jianmin Mgmt For For For
6 QIN Bin Mgmt For For For
7 JIANG Yueming Mgmt For For For
8 SHAO Xiaoyi Mgmt For For For
9 TU Xuanxuan Mgmt For For For
10 ZHANG Zhen Mgmt For For For
11 ZHU Wuxiang Mgmt For For For
12 HAN Jianmin Mgmt For For For
13 ZHENG Zhenlong Mgmt For For For
14 ZHANG Wei Mgmt For For For
15 XU Xiangyang Mgmt For Against Against
16 YE Shuyu Mgmt For Against Against
17 WU Qiaohui Mgmt For For For
18 LUO Xiaoping Mgmt For For For
________________________________________________________________________________
Dongxing Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 06/14/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Amendment to Articles Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Securities Investment Mgmt For For For
Scale
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
11 Elect LI Shuning as Mgmt For For For
Director
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Service Mgmt For For For
Agreement with Dongxu
Group Finance Co.,
Ltd.
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 03/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 04/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Against Against
Transactions
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 06/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising
2 Proposal for Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising
3 Transaction Method, Mgmt For For For
Underlying Assets,
and
Participants
4 Transaction Price and Mgmt For For For
Pricing
Method
5 Payment of Transaction Mgmt For For For
Price
6 Type and Par Value of Mgmt For For For
Issued
Stocks
7 Issuance Method, Mgmt For For For
Targets and
Subscription
Method
8 Pricing Method, Mgmt For For For
Benchmark Date and
Issuance
Price
9 Amount of Issuance Mgmt For For For
10 Cash Payment Mgmt For For For
11 Listing Market Mgmt For For For
12 Contract Obligation Mgmt For For For
for Ownership
Transfer of Relevant
Assets and Duties for
Breach of
Contract
13 Ownership and Mgmt For For For
Settlement of
Profits/Losses during
Transition
Period
14 Arrangement of Lock-Up Mgmt For For For
Period
15 Compensation for Mgmt For For For
Profits and Test for
Value
Decrease
16 Arrangements for Staffs Mgmt For For For
17 Allocation of Mgmt For For For
Cumulative
Undistributed
Profits
18 Validity of Resolution Mgmt For For For
19 Issuance Stock Class Mgmt For For For
and Par Value for
Auxiliary Funds
Raising
20 Issuance Method, Mgmt For For For
Targets, and
Subscription Method
for Auxiliary Funds
Raising
21 Pricing Basis, Mgmt For For For
Benchmark Date and
Issuance Price for
Auxiliary Funds
Raising
22 Amount of Auxiliary Mgmt For For For
Funds
Raising
23 Amount of Stock Issued Mgmt For For For
for Auxiliary Funds
Raising
24 Use of Proceeds Mgmt For For For
25 Lock-Up Period for Mgmt For For For
Auxiliary Funds
Raising
26 Listing Market for Mgmt For For For
Auxiliary Funds
Raising
27 Allocation of Mgmt For For For
Cumulative
Undistributed
Profits
28 Validity of Resolution Mgmt For For For
29 Report (Draft) on Mgmt For For For
Related Party
Transaction Regarding
Assets Acquisition by
Stock and Auxiliary
Funds Raising and its
Summary
30 Constitution of Mgmt For For For
Related Party
Transaction
31 Non-Constitution of Mgmt For For For
Major Asset
Reorganization and
Backdoor
Listing
32 Signing of Assets Mgmt For For For
Acquisition by Stock
and Cash Agreements
33 Signing of Conditional Mgmt For For For
Supplementary
Agreements for Assets
Acquisition by Stock
and Cash Agreements
34 Signing of Conditional Mgmt For For For
Profits Compensation
Agreement
35 Signing of Conditional Mgmt For For For
Supplementary
Agreement for Profits
Compensation
36 Signing of Private Mgmt For For For
Placement
Subscription
Agreement
37 Compliance with No.11 Mgmt For For For
of Public Companies'
Major Asset
Reorganization
Administrative
Measures and No.4 of
Public Companies'
Major Reorganization
Rules
38 Compliance with No.43 Mgmt For For For
of Public Companies'
Major Asset
Reorganization
Administrative
Measures
39 Approval of Mgmt For For For
Independence of
Appraisal
Institution,
Reasonableness of
Appraisal Assumption,
Relevance of
Appraisal Method and
Objective, and
Fairness of Appraisal
Value
40 Approval of Audit Mgmt For For For
Report, Review
Report, and Asset
Appraisal
Report
41 Approval of Basis for Mgmt For For For
Pricing, Fairness and
Reasonableness
42 Dilution Measures for Mgmt For For For
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
43 Commitment by Mgmt For For For
Controlling
Shareholders, De
Facto Controller on
Dilution Measures for
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
44 Commitment by Mgmt For For For
Directors and Senior
Management on
Dilution Measures for
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
45 Board Authorization to Mgmt For For For
Implement Assets
Acquisition by Stock
and Auxiliary Funds
Raising
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 07/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
I
2 Authority to Give Mgmt For For For
Guarantees
II
3 Elect LI Zhaoting Mgmt For For For
4 Elect WANG Lipeng Mgmt For For For
5 Elect GONG Xin Mgmt For For For
6 Elect ZHOU Bo Mgmt For For For
7 Elect LU Guihua Mgmt For For For
8 Elect ZHANG Shuangcai Mgmt For For For
9 Elect HAN Zhiguo Mgmt For For For
10 Independent Directors' Mgmt For For For
Fees
11 Elect GUO Chunlin Mgmt For For For
12 Elect XU Lingzhi Mgmt For Against Against
13 Elect CHEN Dewei Mgmt For Against Against
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Validity Mgmt For For For
Period of Shareholder
Undertaking
2 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
3 Supplemental Agreement Mgmt For For For
to the Entrusted
Management
Agreement
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 03/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Time of Mgmt For For For
Issuance
4 Pricing Basis Date Mgmt For For For
5 Issuance Price and Mgmt For For For
Pricing
Benchmark
6 Issuance Amount Mgmt For For For
7 Issuance Targets and Mgmt For For For
Subscription
Method
8 Lock-Up Period Mgmt For For For
9 Amount and Use of Mgmt For For For
Raised
Funds
10 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
11 Validity of Resolution Mgmt For For For
12 Listing Market Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private Placement
(Revision)
14 Shenzhen Pengbo Mgmt For For For
Industrial Group Co.,
Ltd
15 Beijing Tonglingtong Mgmt For For For
Telecommunication
Technology Co.,
Ltd.
16 Signing of Conditional Mgmt For For For
Share Subscription
Agreement with
Pengbo
17 Signing of Conditional Mgmt For For For
Share Subscription
Agreement with
Beijing
Tonglingtong
18 Feasibility Report on Mgmt For For For
Use of Raised
Funds
19 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
20 Commitments of Mgmt For For For
Management for
Dilution
Measures
21 No Obligation to Mgmt For For For
Report on Use of
Raised
Funds
22 Shareholder Return Plan Mgmt For For For
23 Board Authorization to Mgmt For For For
Implement Private
Placement
24 Authority for Mgmt For For For
Subsidiary to Issue
Bonds
25 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary
26 Board Authorization to Mgmt For For For
Implement Bond
Issuance
27 Approval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
28 Amendments to Article Mgmt For For For
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 06/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Management System for
External
Investment
3 Joint Venture Mgmt For Abstain Against
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 12/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Subscribers and Mgmt For For For
Subscription
Method
5 Bond Duration Mgmt For For For
6 Coupon Rate Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Method of Underwriting Mgmt For For For
9 Listing Market Mgmt For For For
10 Safeguard Measures for Mgmt For For For
Debt
Repayment
11 Guarantees Mgmt For For For
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
14 Authority to Issue Mgmt For For For
Medium Term
Notes
15 Board Authorization Mgmt For For For
for Medium-term Note
Issuance
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 01/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Director: QI Shi Mgmt For For For
3 Elect Director: TAO Tao Mgmt For For For
4 Elect Director: CHEN Mgmt For For For
Kai
5 Elect Director: LU Wei Mgmt For For For
6 Elect Independent Mgmt For For For
Director: YAN
Jie
7 Elect Independent Mgmt For For For
Director: TIAN
Ling
8 Elect BAO Yiqing Mgmt For Against Against
9 Elect YE Lu Mgmt For For For
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 03/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Eligibility for Mgmt For For For
Issuance of
Convertible
Bonds
10 Type of Securities Mgmt For For For
11 Issuing Volume Mgmt For For For
12 Par Value and Issuing Mgmt For For For
Price
13 Bond Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Time and Method for Mgmt For For For
Repaying the
Interest
16 Conversion Period Mgmt For For For
17 Determination of and Mgmt For For For
Adjustment to
Conversion
Price
18 Downward Adjustment Mgmt For For For
Provision on
Conversion
Price
19 Method for Determining Mgmt For For For
the Amount of
Converted
Shares
20 Redemption Provision Mgmt For For For
21 Resale Provision Mgmt For For For
22 Attribution of Related Mgmt For For For
Stock Dividends for
Conversion
Years
23 Issuance Targets and Mgmt For For For
Method
24 Arrangement for Mgmt For For For
Placment to
Shareholders
25 Matters Reguarding Mgmt For For For
Bondholders
Meetings
26 Purpose of Raised Fund Mgmt For For For
27 Guarantee Mgmt For For For
28 Depository of the Mgmt For For For
Raised
Fund
29 Validity Period Mgmt For For For
30 Preliminary Plan to Mgmt For For For
Issue Corporate
Bonds
31 Analysis Report on Mgmt For For For
Public Issuance
Convertible Corporate
Bonds
32 Feasibility Analysis Mgmt For For For
Report on Use of
Proceeds
33 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
34 Approval of Dilution Mgmt For For For
Measures
35 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
36 Shareholder Returns Mgmt For For For
Plan
37 Procedural Rules for Mgmt For For For
Convertible
Bondholders
Meeting
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 01/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Working Capital Mgmt For For For
Replenishment
2 Establishment of Forex Mgmt For For For
Hedging
Business
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Fenghetong
Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Eternal Asia
Supply Chain Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Zhuoyou Data
Technology Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Zhuoyou Yunzhi
Technology Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yisite Weier Supply
Chain Management Co.,
Ltd. for Loans with
Bank of
Nanjing
8 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yisite Weier Supply
Chain Management Co.,
Ltd. for Loans with
Bank of
Jiangsu
9 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Micro-Financing Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yushang
Micro-Financing Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co.,
Ltd.
12 Establishment of a Mgmt For For For
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Hangzhou Wanhong
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yifei
Liquor Marketing Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Guangxi
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
6 Authority to Receive Mgmt For For For
Guarantees from a
Wholly-Owned
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Micro Financing Co.,
Ltd.
8 Explanation for Mgmt For For For
Definition of "Within
This Year" As Appears
in Board
Resolution
9 Financial Cooperation Mgmt For Against Against
with Bank and Related
Guarantees
10 Adjustment to Name of Mgmt For For For
Credit-Granting
Bank
11 Investment in Mgmt For For For
Establishment of
Chongqing Kangousheng
Trade Co.,
Ltd.
12 Investment in Mgmt For For For
Establishment of
Shenzhen Yiqiao
Medical Supply Chain
Management Co.,
Ltd.
13 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 03/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Guangxi
Yiyatong Deep Supply
Chain Management Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen City before
the sea Yatong supply
chain
Limited
3 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Deep Supply
Chain Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Group Supply
Chain Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Qianhai
Shenzhen Yu Suppliers
Factoring Co.
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees in Regards
to Application to
China Construction
Bank
Corporation
7 Authority to Give Mgmt For Against Against
Guarantees in Regards
to Application to
Bank of China
Limited
8 Investment In the Set Mgmt For For For
Up of a
Company
9 Capital Increase of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai New Century
Daily Chemicals Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Jiangsu) Supply
Chain Management Co,.
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Fujian) Supply Chain
Management Co,. Ltd
for Line of Credit
from Xiamen
International
Bank
4 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Fujian) Supply Chain
Management Co,. Ltd
for Line of Credit
from Industrial Bank
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yishengtong Supply
Chain Management Co,.
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Supply Chain
Management Co,.
Ltd
7 Authority to Give Mgmt For Against Against
Guarantees to Yiran
(Tianjian)
International Trade
Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia (S) Pte.
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with Bank of
China
11 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with China
Construction
Bank
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co., Ltd for
Transaction on
Shenzhen CMB Qianhai
Financial Asset
Exchange
13 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co., Ltd for
Transaction on
Shenzhen Qianhai
Financial Asset
Exchange
14 Authority to Issue Mgmt For For For
Long-term
Notes
15 A Wholly-Owned Mgmt For For For
Subsidiary's Transfer
of Partial
Equity
16 Capital Reduction of Mgmt For For For
Eternal Shenzhen
Qianhai Supply Chain
Management Co.,
Ltd.
17 Approval to Establish Mgmt For For For
Bangbu Yiran Supply
Chain Management Co.,
Ltd
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shenzhen Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Shenniu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Ruiwei for
Line of Credit from
Bank of
Ningbo
4 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Ruiwei for
Line of Credit from
Bank of
China
5 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yima Food Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Liaoning Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Industrial
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Bank of
Jiangxi
9 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Bank of
Zhengzhou
10 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shandong Supply Chain
Management Co.,
Ltd.
11 Capital Injection Mgmt For For For
12 Extension of Validity Mgmt For For For
of Private
Placement
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Internal Mgmt For For For
Self-Assessment
Report
7 Financial Derivative Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Give Mgmt For Against Against
Guarantees to Chengdu
Eternal Asia Fairy
Lake Supply Chain
Management Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Eternal Asia
Yongrun Supply Chain
Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Eternal Asia
Yongrun Supply Chain
Management Co., Ltd.
(Shaoxing
Branch)
14 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yi Shengtong Supply
Chain Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
for Industrial Bank
Loan
16 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
for Beijing Bank
Loan
17 Authority to Give Mgmt For Against Against
Guarantees to Zhang
Jia Gang Free Tax
Zone Shen Jie
International Trading
Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Dalian
Wangda Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yi Hetian
Food Marketing Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yi Fei
Liquor Marketing Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Tianjin
Jia Shi Commerce Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Eternal Asia Supply
Chain Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Eternal Asia Supply
Chain Management Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Qianhai Yu
Shang Factoring Co.,
Ltd.
25 Establishment of Mgmt For For For
Shenzhen Xinxiu
Supply Chain Co.,
Ltd.
26 Establishment of Mgmt For For For
Dandong Yi Ruitong
Supply Chain
Management Co.,
Ltd.
27 Establishment of Mgmt For For For
Dongguan Shun Ju
Commerce Co.,
Ltd.
28 Establishment of Mgmt For For For
Zhejiang Yi Yuan Hong
Lei Supply Chain
Management Co.,
Ltd.
29 Establishment of Mgmt For For For
Shanxi Huize Supply
Chain Management Co.,
Ltd.
30 Investment in Kunming Mgmt For For For
Yue Xin Trading Co.,
Ltd.
31 Investment Increase in Mgmt For For For
Shanghai Eternal Asia
Xing Sheng Supply
Chain Management Co.,
Ltd.
32 Investment Increase in Mgmt For For For
Guangxi Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd.
33 Investment Increase in Mgmt For For For
Guangxi Eternal Asia
Daze Shendu Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Cooperation Mgmt For Against Against
and Authority to Give
Guarantees
2 Investment Increase by Mgmt For For For
a Subsidiary in
Another
Subsidiary
3 Establishment of a Mgmt For For For
Company by a
Subsidiary
4 Confirmation of Size Mgmt For For For
of Line of
Credit
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Cooperation Mgmt For Against Against
and Guarantees to
Hunan Sanxiang Bank
Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries for Line
of Credit from China
Minsheng Bank Co.,
Ltd., Wuhan
Branch
3 Authority to Give Mgmt For Against Against
Guarantees to
Shaoxing Jishi
Internet Technology
Co., Ltd., for Line
of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees to Seven
Subsidiaries for Line
of Credit from
Qishang Bank Co.,
Ltd.
5 Approval for Shanxi Mgmt For For For
Eternal Supply Chain
Management Co., Ltd.
to Set Up Gansu
Yilong Commerce Co.,
Ltd.
6 A Subsidiary's Equity Mgmt For For For
Transfer and the
Company's Increase of
Capital
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
2 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Yi Xin De Supply
Chain Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for Line
of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Bank
of
Beijing
5 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
6 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
II
7 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from
Chinese Construction
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
III
9 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from China
Merchants
Bank
10 Authority to Give Mgmt For Against Against
Guarantees for
Inter-bank
Borrowing
11 Adjust Banks for Line Mgmt For For For
of
Credit
12 Establishment of Mgmt For For For
Shenzhen Qianhai Jin
Yi Tong Gold and
Jewelry Supply Chain
Co.,
Ltd.
13 Establishment of Hunan Mgmt For For For
God Partners Business
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Dalian Eternal Asia
Xin Hui Logistics
Co.,
Ltd.
15 Establishment of Mgmt For For For
Hangzhou Eternal Asia
Logistics Co.,
Ltd.
16 Investment Increase in Mgmt For For For
a Wholly-owned
Subsidiary.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Fuxin
Eternal Asia Jiufu
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Hainan
Eternal Asia Lianshun
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Xinpeng Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Eternal Asia Deep
Supply Chain
Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Jinyan Food Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yihe Deep Supply
Chain Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yicheng Deep Supply
Chain Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Haoshun Trade
Development Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yimei Deep Supply
Chain Management Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Zhoukou
Shijin Deep Supply
Chain Management Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Chengdu
Eternal Asia Xian Hu
Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia Pte.
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Anxinyuan
Trade Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Huizhou
Anxinyuan Industrial
Co.,
Ltd.
16 Establishment of Mgmt For For For
Guangzhou Eternal
Asia Cold Chain
Supply Chain Co.,
Ltd.
17 Establishment of Anhui Mgmt For For For
Yixin Deep Supply
Chain Management Co.,
Ltd.
18 Establishment of Jilin Mgmt For For For
Shunfu Supply Cahin
Management Co.,
Ltd.
19 Investment in Shanghai Mgmt For For For
Century Daily
Chemicals Co.,
Ltd.
20 Establishment of Jilin Mgmt For For For
Shunfu Supply Chain
Management Co.,
Ltd.
21 Establishment of Mgmt For For For
Chongqing Yuxin Food
Co.,
Ltd.
22 Establishment of Li Mgmt For For For
Bridge Supply Chain
Management Co.,
Ltd.
23 Establishment of Mgmt For For For
Lishisheng Xing
International
Business Group Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Huibang
Supply Chain Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the
Shenzhen Branch of
the Bank of
Communications Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the Hua
Xia Bank Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the Bao
Shang Bank Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to At
Guangzhou Ligen Small
Reloan Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the
Shenzhen Branch of
the Bank of
Communications Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at Ping An
Bank Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Operational
Guarantees
9 Authority to Provide Mgmt For Against Against
Guarantees for Loans
Applied for at Harbin
Bank Co.,
Ltd.
10 Authority to Provide Mgmt For Against Against
Guarantees for Loans
Applied for at
Industrial Bank Co.,
Ltd.
11 Authority for the Mgmt For Against Against
Provision of
Guarantees by
Shanghai Eternal Asia
Supply Chain Co.,
Ltd.
12 Authority for the Mgmt For Against Against
Provision of
Guarantees for Loans
from Fubon Bank of
China Co.,
Ltd.
13 Authority for the Mgmt For Against Against
Provision of
Guarantees for
Transaction with
First Capital
Securities Co.,
Ltd.
14 Joint Investment in Mgmt For For For
the Setup of
Shishengcing
International
Business
Group
15 Joint Investment in Mgmt For For For
the Setup of Fuzhou
Hongruida Trading
Co.,
Ltd.
16 Joint Investment in Mgmt For For For
the Setup of Quanzhou
Hongjin Trading Co.,
Ltd.
17 Joint Investment in Mgmt For For For
the Setup of Ruian
City Gonghele Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Jiaheng
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co., Ltd.
For Line of Credit of
RMB 60
million
3 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co., Ltd.
For Line of Credit of
RMB 30
million
4 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Line of Credit of
RMB 120
million
5 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Eternal
Asia Shendu Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Eternal Asia
ZeQing Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Huibang
Supply Chain
Management Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Sichuan
Jiaheng Food Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Wu Tong Supply
Chain Management Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yi Fang Yuan
Supply Chain
Management Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yi Mei Tang
Supply Chain
Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Ji An
XinSheng Supply Chain
Management Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi He Shendu Supply
Chain Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi Mei Supply Chain
Management Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi Cheng Shendu
Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to HeFei
Jinyan Food Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Hao Shun Trading
Development Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Shendu Eternal Asia
Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to Xi
Xiang An Trading Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to
Xinxiang Yi Feng
Supply Chain
Management Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Yihui Supply Chain
Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Kaifeng
Yitong Supply Chain
Management Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shangqiu Tian Yi
Supply Chain
Management Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to Nanyang
Chaoran Yi Tong
Supply Chain
Management Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yi Ma Food Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to Anyang
Guang Cheng Tong
Supply Chain
Management Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
For Credit Applied to
Shanghai Pudong
Development
Bank
29 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang ZeQing
Eternal Asia Supply
Chain Management Co.,
Ltd.
30 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Shendu Eternal Asia
Supply Chain
Management Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Qianhai
Yushang Factoring
Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Line of Credit of
RMB 100
million
33 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Financing
Cooperation
34 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yu Shang Microfiance
Co.,
Ltd.
35 Establishment of Mgmt For For For
Guangzhou Eternal
Asia Supply Chain
Co.,
Ltd.
36 Establishment of Mgmt For For For
Qianhai Xintong
Construction Supply
Chain Co.,
Ltd.
37 Establishment of Mgmt For For For
Hainan Eternal Asia
Xian Yi Mei Chain
Management Co.,
Ltd.
38 Establishment of Mgmt For For For
Shaoguan Yueteng
Supply Chain
Management Co.,
Ltd.
39 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Pingdingshan Chengyi
Supply Chain
Management Co., Ltd
.
2 Authority to Give Mgmt For Against Against
Guarantees to Henan
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co., Ltd.
for Line of Credit
from Hang Seng
Bank
4 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co., Ltd.
from Bank of
Beijing
5 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Luobai Yitong Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Overseas
Subsidiaries
7 Investment Increase In Mgmt For For For
Shanghai Eternal Asia
Longchuan Supply
Chain Management Co.,
Ltd.
8 Investment Increase In Mgmt For For For
Shanghai Eternal Asia
Puao Supply Chain
Management Co.,
Ltd.
9 Investment Increase In Mgmt For For For
Zhejiang Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd.
10 Investment Increase In Mgmt For For For
Eternal Asia Yizhuang
Shendu Supply Chain
Management Co.,
Ltd.
11 Investment Increase In Mgmt For For For
Lianyi Hong Kong Co.,
Ltd.
12 Investment Increase In Mgmt For For For
Lianyi International
Hong Kong Co.,
Ltd.
13 Establishment of Mgmt For For For
Yunnan Eternal Asia
Meishikang Shendu
Supply Chain
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Chongqing Jiaqiao
Business Co.,
Ltd.
15 Property Purchase Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Hangzhou Wanhong
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Jiaxing Yiyatong
Yiyuan Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Yun Tong
Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Secretary of Guangxi
Yat-depth Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Eternal
Asia-depth Supply
Chain Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Depth
Shandong Eternal Asia
Supply Chain
Management
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Hainan
Yiya Tongshun Supply
Chain Management Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu-commerce
Small Loans Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Commerce
Small Loans Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yi Yatong
Supply Chain Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Bonded
Area Shenjie
International Trade
Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Bonded
Area Shenjie
International Trade
Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to KGI
Commercial Bank
Limited
15 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen New Trade
Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Huizhou
City New Source
Industrial Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees Mianyang
Yilian WorldCom
Supply Chain
Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Lianyi
Hong Kong Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
21 Increase Capital in Mgmt For For For
Chongqing Yiyatong
Chuan-Yu Cosmetics
Co.,
Ltd.
22 Increase Capital of Mgmt For For For
Qingdao Changzhuo
Network Technology
Co.,
Ltd.
23 Setup of Tianjin Mgmt For For For
Jiapeng Industrial
Technology
Development Co.,
Ltd.
24 Setup of Nanjing Mgmt For For For
Yatong depth
Logistics Co.,
Ltd.
25 Setup of Jinlong Mgmt For For For
Intelligent
Technology (Jiangsu)
Co.,
Ltd.
26 Setup of Wuhan Meili Mgmt For For For
Business Development
Co.,
Ltd
27 Setupof Anhui Lianhe Mgmt For For For
Deep Supply Chain
Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Anxinyuan
Trading Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai External
Asia Supply Chain
Management Co.,
Ltd.
3 Authority for the Mgmt For Against Against
Provision of
Guarantees by
Shenzhen External
Asia Shendu Supply
Chain Management Co.,
Ltd.
4 Correction of Name of Mgmt For For For
Bank For Credit Line
Application
5 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Consumer Finance Co.,
Ltd.
6 Investment in Fuzhou Mgmt For For For
Shengshi Hanggang
Trading Co.,
Ltd.
7 Investment in Xuchang Mgmt For For For
Meijiuhui Trading
Co.,
Ltd.
8 Establishment of Mgmt For For For
Shanghai Shidie
Cosmetics Co.,
Ltd.
9 Establishment of Mgmt For For For
Fuzhou Yongda Huitong
Supply Chain
Management Co.,
Ltd.
10 Establishment of Mgmt For For For
Puyang Huicheng
Yitong Supply Chain
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Shangqiu Xinyi Supply
Chain Management Co.,
Ltd.
12 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Private
Bonds
4 Board Authorization to Mgmt For For For
Issue Short-term
Financing Bills,
Medium-term Notes and
Private
Bonds
5 Authority to Give Mgmt For Against Against
Guarantees to Jiaxing
Eternal Asia Yiyuan
Supply Chain
Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Microfinance Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with China
Construction
Bank
8 Establishment of Mgmt For For For
Sichuan Junce Wine
Industry Co.,
Ltd.
9 Establishment of Mgmt For For For
Nantong Xinmengsheng
Network Technology
Co.,
Ltd.
10 Establishment of Mgmt For For For
Liaoning Hele
Jinkaida Supermarket
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Yunnan Yianyi Shendu
Supply Chain
Management Co.,
Ltd.
12 Establishment of Mgmt For For For
Chengde Guotai
Xiangrui Electric
Appliance Sales Co.,
Ltd.
13 Establishment of Mgmt For For For
Longyan Jingbo Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 First Phase of Mgmt For For For
Employee Stock
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement First
Phrase of Employee
Stock Ownership
Plan
3 Authority to Give Mgmt For Against Against
Guarantees for
Transfer of Creditors
Rights of
Wholly-owned
Subsidiary
4 Approval of Line of Mgmt For For For
Credit
5 Approval of to Provide Mgmt For Against Against
Guarantees to a
Wholly-owned
subsidiary's 2017
Line of Credit
Application
6 Authority to Give Mgmt For Against Against
Guarantees For
Wholly-owned
Subsidiary's Line of
Credit
7 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's Line of
Credit From Bank of
Communication
8 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's
Loan
9 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's
Comprehesive Line of
Credit From China
Citic
Bank
10 Increase in Capital of Mgmt For For For
Subsidiary
11 Joint Venture Mgmt For For For
12 Establishment of a Mgmt For For For
Subsidiary
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 03/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GE Haijiao Mgmt For For For
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
06178 CINS Y2357S106 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Issuer, Size and Method Mgmt For For For
3 Type of Debt Mgmt For For For
4 Term of Debt Mgmt For For For
5 Interest Rate of Debt Mgmt For For For
6 Guarantee and Other Mgmt For For For
Arrangements
7 Use of Proceeds Mgmt For For For
8 Issue Price Mgmt For For For
9 Targets of Issuance Mgmt For For For
and Arrangements on
Placement to
Shareholders
10 Listing Market Mgmt For For For
11 Safeguard Measures Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 05/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Hongyang as Mgmt For Against Against
Supervisor
6 Related Party Mgmt For For For
Transactions
7 Approval of 2017 Mgmt For For For
Self-operating
Business
Scale
8 Appointment of Auditor Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 10/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Mgmt For For For
External
Auditor
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Annual Report Mgmt For For For
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 02/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Yang Mgmt For For For
2 Elect BAI Li Mgmt For For For
3 Elect ZHAO Zehui Mgmt For For For
4 Elect LI Qian as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Authority to Issue Mgmt For For For
Securities
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Investment Mgmt For For For
Size
8 Related Party Mgmt For For For
Transactions with
Huaxi Xinyu
Investment
9 Related Party Mgmt For For For
Transactions with
Beijing Capital
Start-up
Group
10 Related Party Mgmt For For For
Transactions with
Nengxing Holding
Group
11 Related Party Mgmt For For For
Transactions with
Zhejiang Hangmin
Industry
Group
12 Related Party Mgmt For For For
Transactions with
Guangzhou Huangpu
Longzhiquan Industry
Group
13 Related Party Mgmt For For For
Transactions with
Yinhua
Fund
14 Related Party Mgmt For For For
Transactions with
Beijing Yuanfuyuan
Investment
Management
15 Related Party Mgmt For For For
Transactions with
Others
16 Related Party Mgmt For For For
Transactions with
Joint
Ventures
17 Amendments to Articles Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Termination of Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LONG Yifei as Mgmt For For For
Independent
Director
2 Management Team Mgmt For For For
Authorization to
Change Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholders General
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Approval for the Mgmt For For For
Subsidiary to Set Up
Collective Capital
Trust with Chengdu
Rural Commercial Bank
Co.,
Ltd.
3 Approval of Financial Mgmt For For For
Aid for
Subsidiary
4 Approval of Risk Mgmt For For For
Investment
5 Adjustment to Line of Mgmt For Against Against
Credit and
Guarantees
6 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Capital
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment Mgmt For For For
and Set Up of
Wholly-Owned
Subsidiary
2 Adjustments to General Mgmt For Against Against
Credit Lines and
Guarantees
3 Adjustments to Mgmt For For For
Investment in Wealth
Management
Product
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholders
Meetings
6 Elect LIN Nan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liability Insurance Mgmt For For For
for Directors,
Supervisors and
Senior
Management
2 Elect FAN Zhongyuan as Mgmt For For For
Director
3 Elect YANG Youhong as Mgmt For For For
Independent
Director
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors Performance Mgmt For For For
and
Fees
8 Supervisors Mgmt For For For
Performance and
Fees
9 Senior Management Mgmt For For For
Performance and
Fees
10 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 11/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 GAO Li Mgmt For For For
3 HE Yagang Mgmt For For For
4 LIAO Hang Mgmt For For For
5 WANG Huiwen Mgmt For For For
6 CHE Lili Mgmt For For For
7 XU Angyang Mgmt For For For
8 YE Lin Mgmt For For For
9 LI Minggao Mgmt For For For
10 HU Tinghua Mgmt For For For
11 YONG Ping Mgmt For Against Against
12 MA Nan Mgmt For For For
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS ADPV13401 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Budget Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Related Party Mgmt For For For
Transactions
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Amendments to Articles Mgmt For For For
11 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS ADPV13401 06/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Mgmt For For For
Reorganization
2 Type and Par Value of Mgmt For For For
Stocks
3 Issuance Targets and Mgmt For For For
Methods
4 Pricing Base, Mgmt For For For
Benchmark Date and
Issuance
Price
5 Underlying Assets Mgmt For For For
6 Transaction Pricing Mgmt For For For
Methods, Base and
Transaction
Price
7 Issuance Amount Mgmt For For For
8 Attribution of Mgmt For For For
Profits/Losses for
Underlying Assets
during Benchmark Date
and Delivery
Date
9 Commitment and Mgmt For For For
Compensation for
Performance
10 Commitment and Mgmt For For For
Compensation for
Financial
Bonus
11 Allocation of Mgmt For For For
Undistributed
Cumulative
Profits
12 Lock-Up Period Mgmt For For For
13 Listing Market of New Mgmt For For For
Issuance
14 Contract Obligation Mgmt For For For
and Breach
Responsibility for
Transfer of
Underlying
Assets
15 Validity Period Mgmt For For For
16 Related Party Mgmt For For For
Transactions
Regarding the Assets
Acquisition
17 Eligibility for Assets Mgmt For For For
Acquisition by Stock
with respect to
Applicable Regulation
and
Laws
18 Eligibility for Assets Mgmt For For For
Acquisition by Stock
with respect to No.4
Rule of Major and
Significant
Reorganization
19 Eligibility for Assets Mgmt For For For
Acquisition by Stock
with respect to No.43
Rule of Major and
Significant
Reorganization
Administrative
Measures
20 Approval of Volatility Mgmt For For For
of Stock Prices Not
Reaching Standards in
No.5 Rule of
Information
Disclosure and Notice
for Public
Companies
21 Report for Assets Mgmt For For For
Acquisition by
Stock
22 Signing of Conditional Mgmt For For For
Assets Acquisition by
Stock
Agreement
23 Signing of Conditional Mgmt For For For
Performance
Commitment and
Compensation
Agreement
24 Signing of Conditional Mgmt For For For
Supplementary
Agreement for Assets
Acquisition by
Stock
25 Signing of Conditional Mgmt For For For
Supplementary
Agreement for
Performance
Commitment and
Compensation
26 Approval of Mgmt For For For
Comprehensiveness,
Compliance, and
Validity of Legal
Documents Related to
Legal Procedures of
Assets Acquisition by
Stock
27 Approval of Mgmt For For For
Independence of
Appraisal
Institution,
Rationality of
Appraisal
Assumptions,
Relevancy of
Appraisal Methods and
Objectives, and
Fairness of Appraisal
Pricing
28 Approval of Related Mgmt For For For
Audit Report,
Preparation Review
Report, and Appraisal
Report
29 Approval of Pricing Mgmt For For For
Base, Fairness and
Rationality
30 Dilution Measures for Mgmt For For For
Assets Acquisition by
Stock
31 Board Authorization to Mgmt For For For
Implement Assets
Acquisition by
Stock
32 Board Authorization to Mgmt For For For
Implement Waiver of
Tender Offer
Requirement
33 Transaction Not Mgmt For For For
Constitutes with
Article 13 Rule of
Reorganization
Listing of Major and
Significant Assets
Reorganization
Administrative
Measures for Public
Companies
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 03/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Related Party Mgmt For For For
Transactions
10 Approval of Loans from Mgmt For For For
Hong Kong Hongsheng
Development Co.,
Ltd.
11 2017 INVESTMENT PLAN Mgmt For For For
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Extension of Validity Mgmt For For For
of Resolution on
Private
Placement
14 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
15 Amendments to Articles Mgmt For For For
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
8 Independent Directors' Mgmt For For For
Report
9 Elect Sun Yiqun Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees (Jinken
Glass Industry
Shuangliao Co.,
Ltd.)
11 Authority to Give Mgmt For For For
Guarantees (Fuyao
Glass America Inc.
from HSBC Bank
USA)
12 Authority to Give Mgmt For For For
Guarantees (Fuyao
Glass America Inc.
from JPMorgan Chase
Bank)
13 Amendment to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Ultra Short-Term
Financing
Notes
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIAO Baoping as Mgmt For For For
Director
2 Elect XIE Jun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 10/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Acquisition Mgmt For For For
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For For For
Asset-Backed
Securities
9 Approval of Management Mgmt For For For
System for External
Donation
10 Elect Non-Independent Mgmt For For For
Director: LING
Ke
11 Elect Non-Independent Mgmt For For For
Director: HUANG
Juncan
12 Elect Non-Independent Mgmt For Against Against
Director: CHEN
Aihong
13 Elect Non-Independent Mgmt For For For
Director: CHEN
Bi'an
14 Elect Non-Independent Mgmt For For For
Director: SUN
Juyi
15 Elect Non-Independent Mgmt For For For
Director: XU
Jiajun
16 Elect Non-Independent Mgmt For For For
Director: LIN
Shengde
17 Elect Non-Independent Mgmt For Against Against
Director: YAO
Dafeng
18 Elect Non-Independent Mgmt For For For
Director: WEI
Chuanjun
19 Elect Independent Mgmt For For For
Director: BEI
Duoguang
20 Elect Independent Mgmt For For For
Director: ZHANG
Limin
21 Elect Independent Mgmt For For For
Director: CHEN
Jin
22 Elect Independent Mgmt For For For
Director: WANG
Tianguang
23 Elect Independent Mgmt For For For
Director: GAO
Feng
24 Elect HU Xiangqun Mgmt For For For
25 Elect XU Qian Mgmt For Against Against
26 Elect ZHOU Dan Mgmt For Against Against
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authorization of 2017 Mgmt For For For
Proprietary
Investment
Quota
9 2017 Related Party Mgmt For For For
Transactions
10 Elect SHANG Shuzhi Mgmt For For For
11 Elect LI Xiulin Mgmt For For For
12 Elect LIU Xuetao Mgmt For For For
13 Elect YANG Xiong Mgmt For For For
14 Elect TANG Xin Mgmt For For For
15 Elect CHAN Kalok Mgmt For For For
16 Elect LI Yanxi Mgmt For For For
17 Elect SUN Shuming Mgmt For For For
18 Elect LIN Zhihai Mgmt For Against Against
19 Elect QIN Li Mgmt For Against Against
20 Elect SUN Xiaoyan Mgmt For For For
21 Elect ZHAN Lingzhi Mgmt For For For
22 Elect TAN Yue Mgmt For For For
23 Elect GU Naikang Mgmt For For For
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 03/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural Rules:
Venture Capital
Investment
Management
2 Acquisition of 9.8% Mgmt For For For
Interest in Kopin
Corporation
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 04/14/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Articles Mgmt For For For
9 INTERNAL AUDIT SYSTEM Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Bin Mgmt For For For
2 Elect JIANG Long Mgmt For For For
3 Elect DUAN Huilu Mgmt For For For
4 Elect WANG Yongtian Mgmt For For For
5 Elect XIA Shanhong Mgmt For For For
6 Elect XIAO Xing Mgmt For Against Against
7 Elect WANG Tianmiao Mgmt For For For
8 Elect SUN Hongbin as Mgmt For Against Against
Supervisor
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Guarantees
13 Amendments to Mgmt For Abstain Against
Administrative
Measures for Related
Party
Transactions
14 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Committee
Meetings
15 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
16 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Chengmin as Mgmt For For For
Director
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2017
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect WEI Jian Jun Mgmt For Against Against
10 Elect WANG Feng Ying Mgmt For For For
11 Elect YANG Zhi Juan Mgmt For For For
12 Elect HE Ping Mgmt For Against Against
13 Elect MA Li Hui Mgmt For Against Against
14 Elect LI Wan Jun Mgmt For For For
15 Elect NG Chi Kit Mgmt For For For
16 Elect LUO Jin Li as Mgmt For For For
Supervisor
17 Elect ZONG Yi Xiang as Mgmt For For For
Supervisor
18 Authority to Mgmt For For For
Repurchase H
Shares
19 Merger by Absorption Mgmt For For For
of Wholly-Owned
Subsidiaries
20 Amendments to Mgmt For For For
Articles: Change in
Business
Scope
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 03/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Foreign Exchange Mgmt For For For
Transactions
10 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 10/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For Against Against
Purchase
2 Transaction Price and Mgmt For Against Against
Pricing
Basis
3 Method of Issuance Mgmt For Against Against
4 Offering Objects Mgmt For Against Against
5 Issuance Price and Mgmt For Against Against
Pricing
Basis
6 Stock Class and Par Mgmt For Against Against
Value
7 Volume of Issuance Mgmt For Against Against
8 Distribution of New Mgmt For Against Against
Shares
9 Registration of Issued Mgmt For Against Against
Shares
10 Ownership Transfer and Mgmt For Against Against
Responsibilities
11 Attribution of Loss or Mgmt For Against Against
Gain of Underlying
Assets
12 Lock-up Period Mgmt For Against Against
13 Listing Market Mgmt For Against Against
14 Arrangement for Mgmt For Against Against
Cumulative Retained
Profits
15 Arrangement of Mgmt For Against Against
Performance
Commitments and
Compensation
16 Excess Earnings Mgmt For Against Against
Incentive
17 Validity Period of Mgmt For Against Against
Resolution
18 Lock-up Period Mgmt For Against Against
19 Arrangement of Mgmt For Against Against
Performance
Commitments and
Compensation
20 Method of Issuance Mgmt For Against Against
21 Stock Class and Par Mgmt For Against Against
Value
22 Issuance Price and Mgmt For Against Against
Pricing
Basis
23 Amount of Supporting Mgmt For Against Against
Funds
24 Volume of Share Mgmt For Against Against
Issuance
25 Subscribers and Mgmt For Against Against
Methods and
Subscription
26 Use of Raising Mgmt For Against Against
Supporting
Funds
27 Lock-up Period Mgmt For Against Against
28 Listing Market Mgmt For Against Against
29 Arrangement for Mgmt For Against Against
Cumulative Retained
Profits
30 Validity Period Mgmt For Against Against
31 Amount of Supporting Mgmt For Against Against
Fund
32 Volume of Share of Mgmt For Against Against
Issuance
33 Subscribers and Method Mgmt For Against Against
of
Subscription
34 Use of Raising Mgmt For Against Against
Supporting
Funds
35 Proposal Regarding Mgmt For Against Against
Whether Fund Raising
Constitutes a Related
Party
Transaction
36 Draft of Asset Mgmt For Against Against
Purchase via Share
Issuance and Raising
of Auxiliary
Fund
37 Approval Transaction Mgmt For Against Against
Does not Constitute a
Back Door
Listing
38 Conditional Agreements Mgmt For Against Against
Regarding
Acquisition
39 Signing of Conditional Mgmt For Against Against
Agreements Regarding
Share Offering and
Compensation
Agreements
40 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Specific
Objects
41 Supplementary Mgmt For Against Against
Agreement to
Conditional Share
Subscription
Agreements
42 Conditional Share Mgmt For Against Against
Subscription
Agreements with
Employee Stock
Ownership
Plan
43 Transactions Mgmt For Against Against
Compliance with
Article 4 of
Provisions Concerning
Significant Asset
Restructuring
44 Eligibility for Mgmt For Against Against
Related Conditions of
Implementation Asset
Purchase
45 Independence of Mgmt For Against Against
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
46 Approval of Audit Mgmt For Against Against
Report, Appraisal
Report and Profit
Forecast
Report
47 Statement Regarding Mgmt For Against Against
Completeness and
Compliance of Asset
Purchase
Documentation and
Legal
Procedure
48 Board Authorization to Mgmt For Against Against
Implement Asset
Purchase and Related
Transactions
49 Amendment of Employee Mgmt For Against Against
Stock Ownership Plan
and its
Summary
50 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
51 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
52 Shareholder Return Plan Mgmt For For For
53 Amendments to Articles Mgmt For For For
54 Proposal on Mgmt For Against Against
Feasibility Study
Report Concerning
Investment Projects
from Supporting
Funds
55 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 02/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Board Authorization Mgmt For For For
for the Extension of
Validity
Period
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Investment Mgmt For For For
Amount on Real Estate
Project
8 Authority to Give Mgmt For Against Against
Guarantees
9 Elect XU Sunqing as Mgmt For For For
Non-Independent
Director
10 Elect QUAN Zhuowei as Mgmt For For For
Non-Independent
Director
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Articles Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
10 Elect MO Dongcheng as Mgmt For Against Against
Supervisor
11 Elect XING Liangwen as Mgmt For For For
Independent
Director
12 Elect HUANG Yuezhen as Mgmt For For For
Non-Independent
Director
13 Elect CHEN Chuntian as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 01/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Business
Scope
2 Amendments to Articles Mgmt For For For
3 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
4 Participant in Mgmt For For For
Investment and Setup
of Insurance
Company
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 07/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LAN Yongqiang Mgmt For For For
________________________________________________________________________________
Guangdong Golden Dragon Development Inc.
Ticker Security ID: Meeting Date Meeting Status
000712 CINS Y2930D105 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Line Mgmt For For For
of
Credit
2 Application for Loan Mgmt For For For
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 INVESTMENT Mgmt For For For
FRAMEWORK AND
FINANCING
PLAN
2 Authority to Give Mgmt For Against Against
Guarantees
3 Related Party Mgmt For For For
Transactions
4 Elect SUN Jian as Mgmt For For For
Independent
Director
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 06/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Shifa Mgmt For Against Against
2 Elect HU Jinsong Mgmt For For For
3 Elect LIN Faxian Mgmt For Against Against
4 Elect LIU Changjin Mgmt For For For
5 Elect LI Bingxue Mgmt For For For
6 Elect SONG Dongsheng Mgmt For For For
7 Elect WANG Jianjun Mgmt For For For
8 Elect ZHAO Qiang Mgmt For For For
9 Elect HU Benyuan Mgmt For For For
10 Elect MA Fengyun Mgmt For Against Against
11 Elect SUN Jian Mgmt For For For
12 Elect ZHANG Weimin Mgmt For For For
13 Elect LI Jianghong Mgmt For For For
14 Elect LIANG Xiao Mgmt For For For
15 Elect WANG Tao Mgmt For Against Against
16 Elect YIN Dongmei Mgmt For Against Against
17 Eligibility for Mgmt For For For
Private
Placement
18 Size of Issuance Mgmt For For For
19 Amount and Use of Mgmt For For For
Proceeds
20 Preliminary Plan for Mgmt For For For
Private Placement
(2nd
Draft)
21 Feasibility Report for Mgmt For For For
Use of Proceeds (2nd
Draft)
22 Dilution Measures for Mgmt For For For
Private
Placement
23 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect SHE Zhongguo Mgmt For Against Against
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
of Resolution on
Private
Placement
3 Board Authorization to Mgmt For For For
Implement 2015
Private
Placement
4 Elect LIN Faxian as Mgmt For Against Against
Director
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect WU Yong Mgmt For Against Against
8 Elect Hu Lingling Mgmt For Against Against
9 Elect LUO Qing Mgmt For For For
10 Elect SUN Jing Mgmt For For For
11 Elect YU Zhiming Mgmt For For For
12 Elect CHEN Jianping Mgmt For For For
13 Elect CHEN Song Mgmt For For For
14 Elect JIA Jianmin Mgmt For For For
15 Elect WANG Yunting Mgmt For For For
16 Elect LIU Mengshu Mgmt For Against Against
17 Elect CHEN Shaohong Mgmt For For For
18 Elect SHEN Jiancong Mgmt For For For
19 Elect LI Zhiming Mgmt For Against Against
20 Directors' and Mgmt For For For
Supervisors'
Fees
21 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Comprehensive Services Mgmt For For For
Framework
Agreement
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Investment Management Mgmt For For For
Plan
8 Approval of Donations Mgmt For For For
in
2017
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 09/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Authority to Sell
Shares of Sealand
Securities Co.,
Ltd.
After End of Lock-up
Period
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions: Joint
Investment in
Establishment of
Company
________________________________________________________________________________
Guangxi Wuzhou Zhongheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600252 CINS Y2930E103 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect RONG Xianbo Mgmt For For For
2 Elect OUYANG Jingbo Mgmt For For For
3 Elect CUI Weiwei Mgmt For For For
4 Elect LI Xiaoqiang Mgmt For For For
5 Elect CHEN Ming Mgmt For For For
6 Elect FU Wenfa Mgmt For For For
7 Elect WANG Hua Mgmt For For For
8 Elect WANG Zhengtao Mgmt For For For
9 Elect XIE Shisong Mgmt For For For
10 Elect LIU Mingliang as Mgmt For For For
Supervisor
11 Elect CHEN Haibo as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Application for Bank Mgmt For For For
Loans
12 Approval of Entrusted Mgmt For For For
Loans
13 Utilization of Mgmt For For For
Proceeds from
Previous Fund
Raising
14 Utilization of Mgmt For For For
Proceeds from
Internal
Fund
15 Continuing Connected Mgmt For For For
Transactions for
2017
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Elect LI Chuyuan Mgmt For For For
18 Elect CHEN Mao Mgmt For For For
19 Elect LIU Juyan Mgmt For For For
20 Elect CHENG Ning Mgmt For For For
21 Elect NI Yidong Mgmt For Against Against
22 Elect WU Changhai Mgmt For Against Against
23 Elect WANG Wenchu Mgmt For For For
24 Elect CHU Xiaoping Mgmt For For For
25 Elect JIANG Wenqi Mgmt For For For
26 Elect WONG Hin Wing Mgmt For For For
27 Elect WANG Weihong Mgmt For For For
28 Elect XIAN Jiaxiong Mgmt For Against Against
29 Elect GAO Yanzhu Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Declare Mgmt For For For
Special
Dividends
________________________________________________________________________________
Guangzhou Development Group Inc.
Ticker Security ID: Meeting Date Meeting Status
600098 CINS Y29312108 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 01/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Addition of Vice Mgmt For For For
Chairman Position and
Amendments to
Articles
2 Elect GU Yuanqin as Mgmt For For For
Director
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Extension of Mgmt For For For
Performance Period
and Increase of
Performance
Commitments
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 07/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Haizhou Mgmt For For For
2 Elect CHEN Huasheng Mgmt For For For
3 Elect HUANG Yuezhen Mgmt For For For
4 Elect YU Qingsong Mgmt For For For
5 Elect BAI Ziwu Mgmt For For For
6 Elect YANG Wenfeng Mgmt For For For
7 Elect LI Fei Mgmt For For For
8 Elect LI Jinyi Mgmt For For For
9 Elect WAN Liangyong Mgmt For For For
10 Elect ZHU Lixin Mgmt For For For
11 Elect MO Dongcheng Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Asset Mgmt For For For
Acquisition with the
Relevant Laws and
Regulations
2 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Overall
Plan
3 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Transaction
Counterpart
4 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Underlying
Assets
5 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Transaction Price of
Underlying
Assets
6 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Payment
Method
7 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Cash Payment
Arrangement
8 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Share Offering
Arrangement
9 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Arrangement for
Lock-Up
Period
10 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance
Commitment
11 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance
Compensation
12 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Ending Impairment
Test
13 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance-based
Award
14 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Accumulated Retained
Profits of Prior
Years
15 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Arrangement of
Profits and Losses
During Transitional
Period
16 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Amount of
Funds to Be
Raised
17 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Use of
Proceeds
18 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Issuance
Targets
19 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Stock Type and Par
Value
20 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Issuing Price and
Pricing
Basis
21 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Issuing
Volume
22 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Arrangement for
Lock-Up
Period
23 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Disposal of
Accumulated Retained
Profits
24 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Listing
Place
25 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Validity of
Resolution
26 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
27 Transaction Mgmt For For For
Constituting Related
Party
Transactions
28 Agreements Signing In Mgmt For For For
Relation To
Transaction
29 Report on Assets Mgmt For For For
Acquisition and
Related Party
Transactions
30 Approval of Dilution Mgmt For For For
Measures for Assets
Acquisition
31 Board Authorization to Mgmt For For For
Implement Assets
Acquisition
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-Term
Commercial
Papers
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Arrangement For Mgmt For For For
Placement to
Shareholders
5 Issuance Targets Mgmt For For For
6 Issuance Method Mgmt For For For
7 Bond Duration Mgmt For For For
8 Interest Rate and Its Mgmt For For For
Method of
Determination
9 Use of Proceeds Mgmt For For For
10 Guarantees Mgmt For For For
11 Listing Market Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Eligibility For Mgmt For For For
Issuance of Corporate
Bonds
14 Board Authority For Mgmt For For For
Issuance of Corporate
Bonds
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Non-independent Mgmt For Against Against
Director: JIANG
Wei
9 Elect Non-independent Mgmt For For For
Director: JIANG
Yong
10 Elect Non-independent Mgmt For Against Against
Director: NIU
Min
11 Elect Non-independent Mgmt For For For
Director: CHEN
Pei
12 Elect Non-independent Mgmt For Against Against
Director: KUANG
Xunhua
13 Elect Independent Mgmt For For For
Director: WANG
Hong
14 Elect Independent Mgmt For For For
Director: LU
Jing
15 Elect Independent Mgmt For For For
Director: ZOU
Haifeng
16 Elect Independent Mgmt For For For
Director: ZHONG
Guoyue
17 Elect WANG Xiaodong Mgmt For Against Against
18 Elect XIA Wen Mgmt For For For
19 Elect LI Huifang Mgmt For Against Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings Co.,Ltd. and
its controlled
companies
7 Related Party Mgmt For For For
Transactions with
China Resources
SZITIC Trust Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Hongta Tobacco
(Group) Co., Ltd. and
Yunnan Hehe (Group)
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Other
Entities
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
13 Approval of Size of Mgmt For For For
Investment in
2017
14 Extension of Validity Mgmt For For For
of Resolution on
Issuance of
Shares
15 Extension of Board Mgmt For For For
Authorization on
Issuance of
Shares
16 Liability Insurance Mgmt For For For
for Directors,
Supervisors and
Senior
Management
17 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Director
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 03/13/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Annual Report Mgmt For For For
6 International Group Mgmt For For For
and Affiliated
Entities
7 Shenzhen Investment Mgmt For For For
Holdings and
Affiliated
Entities
8 Affiliated Entities of Mgmt For For For
Directors,
Supervisors and
Senior
Executives
9 Affiliated Natural Mgmt For For For
Persons
10 Extensions of Validity Mgmt For For For
of Resolution and
Board Authorization
to Implement Issuance
of Corporate
Bonds
11 Increase in External Mgmt For For For
Donations
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 10/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Create Mgmt For For For
New Share
Class
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Date Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Size of Issuance Mgmt For For For
6 Pricing Method Mgmt For For For
7 Issuance Targets Mgmt For For For
8 Offering Principals Mgmt For For For
9 Transfer of Mgmt For For For
State-owned
Shares
10 Change in Company Mode Mgmt For For For
11 Report on Previously Mgmt For For For
Raised
Funds
12 Plan for Raised Funds Mgmt For For For
through New Share
Class
Creation
13 Validity Period Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement New Share
Class
Creation
15 Scheme for Mgmt For For For
Distribution of
Accumulated Retained
Profits Before New
Share Class
Creation
16 Amendments to Articles Mgmt For For For
17 Amendment to Mgmt For For For
Procedural Rules:
Shareholder General
Meetings
18 Amendment to Mgmt For For For
Procedural Rules:
Board
Meetings
19 Amendments to Mgmt For For For
Procedural Rules:
Supervisors
Committee
20 Indemnification of Mgmt For For For
Directors/Officers
21 Elect LIU Ying as Mgmt For For For
Director
22 Elect LI Gangwei Mgmt For For For
Independent
Director
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 04/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised Funds
in
2016
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Elect CAO Jianshe Mgmt For For For
13 Elect Steven CAI as Mgmt For For For
Director
14 Elect Lei GUANG as Mgmt For For For
Director
15 Termination of Private Mgmt For For For
Placement
16 Eligibility for Mgmt For Against Against
Issuance of Shares w/
Preemptive
Rights
17 Stock Type and Par Mgmt For Against Against
Value
18 Issuance Method Mgmt For Against Against
19 Basis, Ratio and Mgmt For Against Against
Amount of
Issuance
20 Pricing Principle and Mgmt For Against Against
Issuance
Price
21 Issuance Targets Mgmt For Against Against
22 Allocation Plan of Mgmt For Against Against
Accumulated
Undistributed
Profits
23 Issuance Time Mgmt For Against Against
24 Subscription Method Mgmt For Against Against
25 Use of Proceeds Mgmt For Against Against
26 Validity of Resolution Mgmt For Against Against
27 Trading and Mgmt For Against Against
Circulation of
Bonds
28 Preliminary Plan for Mgmt For Against Against
Share
Issuance
29 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
30 Report on Use of Mgmt For For For
Previously Raised
Funds
31 Indemnification Mgmt For Against Against
Arrangements and
Commitment for
Diluted Current
Earnings
32 Board Authorization to Mgmt For Against Against
Implement Share
Issuance
33 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Guoxuan High-tech Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 03/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Adoption of Mgmt For For For
Administrative
Measures for External
Guarantees
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Director
Meetings
4 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Guoxuan High-tech Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F102 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zhen Mgmt For For For
2 Elect HU Jianglin Mgmt For For For
3 Elect WANG Yong Mgmt For For For
4 Elect QIU Weidong Mgmt For For For
5 Elect YANG Xulai Mgmt For For For
6 Elect WANG Zhitai Mgmt For For For
7 Elect SHENG Yang Mgmt For For For
8 Elect QIAO Yun Mgmt For For For
9 Elect PENG Ming as Mgmt For For For
Supervisor
10 Elect LI Yan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Size and Mgmt For For For
Method
2 Issuance Targets Mgmt For For For
3 Interest Rate and Its Mgmt For For For
Determination
Method
4 Bond Duration Mgmt For For For
5 Principles and Mgmt For For For
Interest
Repayments
6 Redemption or Resale Mgmt For For For
Provision
7 Use of Proceeds Mgmt For For For
8 Listing Exchange Mgmt For For For
9 Guarantee Matters Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Validity Period of Mgmt For For For
Resolution
12 Authorization Matters Mgmt For For For
13 Issuance Size and Mgmt For For For
Method
14 Issuance Targets Mgmt For For For
15 Arrangement for Mgmt For For For
Placement to
Shareholders
16 Interest Rate and Its Mgmt For For For
Determination
Method
17 Bond Duration Mgmt For For For
18 Use of Raised Funds Mgmt For For For
19 Method of Repayment Mgmt For For For
20 Listing Market Mgmt For For For
21 Redemption or Resale Mgmt For For For
Provisions
22 Repayment Guarantee Mgmt For For For
Measures
23 Validity Period of Mgmt For For For
Resolution
24 Authorization Matters Mgmt For For For
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Remuneration and Mgmt For For For
Appraisal of
Directors
8 Remuneration and Mgmt For For For
Appraisal of
Supervisors
9 Remuneration and Mgmt For For For
Appraisal of
Management
Officers
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 07/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Relationship between Mgmt For For For
Subscriber and
Issuer
5 Size of Issuance and Mgmt For For For
Amount of Raised
Funds
6 Issuance Price and Mgmt For For For
Pricing
Principal
7 Lock-up Period Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Listing Market Mgmt For For For
10 Distribution of Mgmt For For For
Accumulated Retained
Profits
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Issuance
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Conditional Share Mgmt For For For
Subscription
Agreements
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
17 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Independent Mgmt For For For
Director: CAI
Yong
2 Non-Independent Mgmt For For For
Director: XU
Bin
3 Non-Independent Mgmt For For For
Director: YU
Shixin
4 Non-Independent Mgmt For For For
Director: ZHANG
Yan
5 Non-Independent Mgmt For For For
Director: BAO
Xianghua
6 Non-Independent Mgmt For For For
Director: CHEN
Yanhua
7 Non-Independent Mgmt For For For
Director: ZHANG
Feifei
8 Independent Director: Mgmt For For For
REN
Mingchuan
9 Independent Director: Mgmt For For For
LU
Wei
10 Independent Director: Mgmt For For For
YANG
Mianzhi
11 Independent Director: Mgmt For For For
ZHOU
Shihong
12 Elect ZHU Chuheng Mgmt For Against Against
13 Elect WU Fusheng Mgmt For Against Against
14 Elect XU Yuliang Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
10 Authority to Give Mgmt For Against Against
Guarantees to Related
Parties
11 Introduction Plan for Mgmt For For For
Planes
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Mgmt For For For
Internal Control
Auditor
14 Issuance of Mgmt For For For
Medium-term
Notes
15 Issuance of Super and Mgmt For For For
Short-term Commercial
Papers
16 Report on Selling Mgmt For For For
Planes
17 Increase in Registered Mgmt For For For
Capital
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 06/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Fei as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 07/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
3 Fortune Wings Points Mgmt For For For
Purchase
Agreement
4 Exclusive Franchise Mgmt For For For
Agreement for
Non-airline Business
of Fortune Wings
Club
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For For For
2 Capital Increase In Mgmt For For For
Subsidiary
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short Term
Commercial
Paper
2 Signing of General Mgmt For For For
Contract
3 Subsidiary Authority Mgmt For For For
to Issue Super and
Short-term Commercial
Paper
4 Cancellation of Mgmt For For For
Investment
Plan
5 Capital Injection Mgmt For Abstain Against
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Related Mgmt For For For
Party
Transactions
2 Elect XIE Haoming Mgmt For For For
3 Elect MOU Weigang Mgmt For Against Against
4 Elect WANG Shaoping Mgmt For For For
5 Elect SUN Jianfeng Mgmt For For For
6 Elect XU Jingzhang Mgmt For For For
7 Elect DENG Tianlin Mgmt For For For
8 Elect LIN Zeming Mgmt For For For
9 Elect LI Jing Mgmt For For For
10 Elect FENG Jun Mgmt For Against Against
11 Elect GENG Lei Mgmt For Against Against
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Issuance of Bonds By Mgmt For For For
Yunnan Xiang Peng
Aviation Limited
Liability
Company
3 Issuance of Mgmt For For For
Medium-term Notes By
Chang'an Aviation
Company
Limited
4 Sale of Assets Mgmt For For For
5 Establishment of Joint Mgmt For For For
Venture
6 Capital Increase in Mgmt For For For
China Xinhua Airlines
Group Co.,
Ltd.
7 Capital Increase in Mgmt For For For
Chang'an Aviation
Company
Limited
8 Investment in Mgmt For For For
Establishment of
Chuangyuan Cabin
Service Investment
Partnership
9 Issuance of Mgmt For For For
Medium-term Notes by
Yunnan Xiang Peng
Aviation Limited
Liability
Company
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Issuance Targets and Mgmt For For For
Method
3 Bond Duration Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Placement to Mgmt For For For
Shareholders
6 Interest Rate Mgmt For For For
7 Payment of Principal Mgmt For For For
and
Interests
8 Guarantees Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Redemption Or Resale Mgmt For For For
Provisions
11 Listing Arrangement Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Authorizations Mgmt For For For
15 Capital Increase and Mgmt For For For
Share Expansion in a
Subsidiary
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 06/06/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assured Entitlement to Mgmt For For For
Holders of
H
Shares of the Company
for the Spin-off and
Overseas Listing of
Haitong
UniTrust
International Leasing
Corporation
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 06/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Investment Asset Mgmt For For For
Allocation
9 Related Party Mgmt For For For
Transactions
10 Overseas Listing of Mgmt For For For
Haitong UniTrust
International Leasing
Corporation
11 Issuer Mgmt For For For
12 Place of Listing Mgmt For For For
13 Type of Shares to be Mgmt For For For
Issued
14 Par Value Mgmt For For For
15 Target Subscribers Mgmt For For For
16 Timing of Issuance Mgmt For For For
17 Method of Issuance Mgmt For For For
18 Size of Issuance Mgmt For For For
19 Pricing Methodology Mgmt For For For
20 Application for Mgmt For For For
Outstanding Unlisted
Foreign Shares to be
Converted to H
Shares
21 Maintain Independent Mgmt For For For
Listing Status after
Listing of Haitong
UniTrust
International Leasing
Corporation
22 Prospect of Mgmt For For For
Sustainable
Profitability
23 Ratification of Board Mgmt For For For
Acts in Relating to
Listing
24 Assured Entitlement to Mgmt For For For
Holders of
H
Shares of the Company
for the Spin-off and
Overseas Listing of
Haitong
UniTrust
International Leasing
Corporation
25 Amendments to Mgmt For For For
Articles; the rule of
Procedure for Board
Meeting and the Rules
of Procedure for
Supervisory
Committee
26 Authority to Issue A/H Mgmt For Against Against
Shares w/o Preemptive
Rights
27 Elect WU Yuezhou Mgmt For For For
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHOU Jie Mgmt For For For
3 Elect XU Jianguo Mgmt For For For
4 Amendments to Articles Mgmt For For For
and Rules of
Procedure for
Shareholders' General
Meetings
5 Type Mgmt For For For
6 Term Mgmt For For For
7 Interest Rate Mgmt For For For
8 Issuer, Issue Size and Mgmt For For For
Issue
Method
9 Issue Price Mgmt For For For
10 Security and Other Mgmt For For For
Credit Enhancement
Arrangements
11 Use of Proceeds Mgmt For For For
12 Issue Target and Mgmt For For For
Arrangements on
Placement
13 Guarantee Measures for Mgmt For For For
Repayment
14 Listing of Debt Mgmt For For For
Financing
Instruments
15 Validity Period of Mgmt For For For
Resolution
16 Authorisation for Mgmt For For For
Issuance of Offshore
Debt Financing
Instruments
17 Elect LAM Lee G. Mgmt For Against Against
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Security Type Mgmt For For For
3 Issuance Size Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Duration of Mgmt For For For
Convertible
Bonds
6 Interest Rate Mgmt For For For
7 Term and Method for Mgmt For For For
Repayment of
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination of Mgmt For For For
Conversion Shares
when the Number Less
Than One
Share
10 Determination and Mgmt For For For
Adjustment to
Conversion
Price
11 Downward Adjustment Mgmt For For For
Clause to the
Conversion
Price
12 Redemption Clause Mgmt For For For
13 Sale-back Clause Mgmt For For For
14 Attribution of Stock Mgmt For For For
Dividend during the
Conversion
Year
15 Issuance Method and Mgmt For For For
Targets
16 Arrangement for Mgmt For For For
Original
Shareholders
17 Bondholder Meetings Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Guarantees Mgmt For For For
20 Accounts for Raised Mgmt For For For
Funds
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Dilution Measures for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
25 Constitution of Mgmt For For For
Procedural Rules for
Bondholder
Meetings
26 No Requirement to Mgmt For For For
Compile Report on
Deposit and Use of
Previously Raised
Funds
27 Shareholder Returns Mgmt For For For
Plan
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
29 Joint Venture Mgmt For Abstain Against
30 Elect LIU Ning Mgmt For For For
31 Elect XIE Jiawei Mgmt For For For
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 10/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Yunfeng Mgmt For For For
2 Elect ZHANG Jianqun Mgmt For For For
3 Elect LU Qitao Mgmt For For For
4 Elect MA Shengli Mgmt For For For
5 Elect HU Dianjun Mgmt For For For
6 Elect FAN Jianping Mgmt For Against Against
7 Elect HUANG Yaying Mgmt For Against Against
8 Elect QIU Daliang Mgmt For Against Against
9 Elect GUO Jinlong Mgmt For Against Against
10 Elect WANG Lei Mgmt For For For
11 Elect CHEN Junya Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HONG Tianfeng Mgmt For For For
2 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
3 Authorization for the Mgmt For For For
Board of Directors to
Implement Commercial
Paper
Issuance
4 Amendments to Articles Mgmt For For For
5 Increase in Mgmt For Abstain Against
Comprehensive Credit
for
2016
6 Authority to Give Mgmt For For For
Guarantees
7 Financial Service Mgmt For Against Against
Agreement with CETC
Finance Co.,
Ltd.
8 Participants and Basis Mgmt For For For
for
Selection
9 Incentive Instruments Mgmt For For For
and Source, Type and
Volume of Target
Stock
10 Allocation of Mgmt For For For
Restricted
Stock
11 Granting of Restricted Mgmt For For For
Stocks
12 Unlocking of Mgmt For For For
Restricted
Stock
13 Conditions for Mgmt For For For
Granting and
Unlocking
14 Adjustment Methods and Mgmt For For For
Procedures for
Restricted
Stock
15 Earnings of Incentive Mgmt For For For
Participants
16 Obligations and Rights Mgmt For For For
of the Company and
Incentive
Participants
17 Treatment Under Mgmt For For For
Special
Conditions
18 Impact on Company Mgmt For For For
Operating
Performance
19 Formulation, Approval, Mgmt For For For
Revision and
Termination of
Plan
20 Revised Draft and Mgmt For For For
Summary
21 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Rules for
Implementation of
Restricted Stock
Plan
22 Authorization to Board Mgmt For For For
of Directors to
Implement Restricted
Stock
Plan
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 09/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Related Party Mgmt For For For
Transactions
3 Financial Service Mgmt For For For
Agreement
4 Waiver of Mandatory Mgmt For For For
Takeover
Requirements
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Daily Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Removal of WANG Mgmt For For For
Hongren from the
Board of
Directors
9 Elect WANG Xindong as Mgmt For For For
Director
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 09/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Issuance Targets and Mgmt For For For
Method
4 Bond Duration Mgmt For For For
5 Interest Rate and its Mgmt For For For
Determination
Method
6 Purpose of Raised Funds Mgmt For For For
7 Underwriting Method Mgmt For For For
8 Listing Place Mgmt For For For
9 Guarantees Clauses Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Board Authorization Mgmt For For For
12 Validity Period Mgmt For For For
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Green Mgmt For For For
Corporate Bond
Issuance
2 Par Value and Size of Mgmt For For For
Issuance
3 Bond Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Repayment of
Principal and Payment
of
Interest
5 Method of Issuance Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Purpose of Raised Funds Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Underwriting Method Mgmt For For For
and Listing
Arrangement
10 Company Credit and Mgmt For For For
Guarantee Measures
for
Debt
11 Board Authorization Mgmt For For For
12 Validity Period Mgmt For For For
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Implementation of
Private Placement
Scheme
2015
________________________________________________________________________________
Hisense Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600060 CINS Y32263108 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Entrusted Mgmt For For For
Wealth
Management
9 Liability Insurance Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Related Party Mgmt For For For
Transactions with
Haixin
Kelong
12 Elect LIU Xin as Mgmt For Against Against
Supervisor
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hisense Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600060 CINS Y32263108 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Entrusted Mgmt For For For
Wealth
Management
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SECURITIES INVESTMENT Mgmt For For For
WITH IDLE SELF-OWNED
FUNDS
2 DERIVATIVES INVESTMENT Mgmt For For For
WITH IDLE SELF-OWNED
FUNDS
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YI Zheng Mgmt For For For
2 YE Qiongjiu Mgmt For For For
3 WU Qiang Mgmt For For For
4 ZHU Feng Mgmt For For For
5 WANG Jin Mgmt For For For
6 YU Haomiao Mgmt For For For
7 YAO Xianguo Mgmt For For For
8 LIU Lijian Mgmt For For For
9 YU Erniu Mgmt For For For
10 GUO Xin Mgmt For Against Against
11 XIA Wei Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 03/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection for Mgmt For For For
Huaxia Financial
Leasing Co.,
Ltd.
2 LIN Zhiyong Mgmt For For For
3 ZHANG Wei Mgmt For For For
4 LI Minji Mgmt For For For
5 ZHANG Jianhua Mgmt For For For
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2016 Bonus Issue from Mgmt For For For
Capital
Reserve
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For Abstain Against
Transactions
9 Approval of Credit Mgmt For For For
Line for Shougang
Corporation and its
related
parties
10 Approval of Credit Mgmt For For For
Line for People's
Insurance Company of
China and its related
parties
11 Approval of Credit Mgmt For For For
Line for Yingda
International
Holdings Group and
its related
parties
12 Approval of Credit Mgmt For For For
Line for Huaxia
Financial Leasing
Co.,
Ltd.
13 Evaluation Report on Mgmt For For For
the Performance of
the Board and its
Members by the
Supervisory
Committee
14 Evaluation Report on Mgmt For For For
the Performance of
Supervisors by the
Supervisory
Committee
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
________________________________________________________________________________
Huadian Power International Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 10/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Jianguo Mgmt For For For
________________________________________________________________________________
Huadian Power International Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purchase of Coal from Mgmt For For For
China
Huadian
3 Provision of Mgmt For For For
Engineering
Equipments, Systems,
Products and
Engineering and
Construction
Contracting
Projects
4 Sale of Coal and Mgmt For For For
Provision of
Services
5 Elect TIAN Hongbao Mgmt For For For
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 China Grand Enterprises Mgmt For For For
7 Huadong Group and Mgmt For For For
Other
Parties
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 External Directors' Mgmt For For For
and Independent
Directors'
Fees
11 Supervisors' Fees Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Elect YANG Lan as Mgmt For For For
Independent
Director
14 Elect ZHU Liang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KANG Wei as Mgmt For For For
Director
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meeting
11 Elect MA Chaoyuan Mgmt For Against Against
12 Elect CAI Linlin Mgmt For For For
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 06/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions (Jiangsu
Guoxin Investment
Group)
8 Related Party Mgmt For For For
Transactions (Jiangsu
Communications
Holding Co.
Ltd)
9 Related Party Mgmt For For For
Transactions (Other
Parties)
10 2017 Proprietary Mgmt For For For
Investment
Budget
11 Elect XU Feng Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Revision of Working Mgmt For For For
System (Independent
Directors)
14 Authority to Give Mgmt For For For
Guarantees
15 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Compliance of Issuance Mgmt For For For
of A
Shares
18 Type and nominal value Mgmt For For For
19 Method and time of Mgmt For For For
issuance
20 Number of issuance Mgmt For For For
21 Issuance price and Mgmt For For For
pricing
principle
22 Target subscribers and Mgmt For For For
method of
subscription
23 Lock-up period Mgmt For For For
24 Amount and use of Mgmt For For For
proceeds
25 Distribution of profit Mgmt For For For
26 Listing of A Shares Mgmt For For For
27 Validity period Mgmt For For For
28 Feasibility Analysis Mgmt For For For
on Use of
Proceeds
29 Report on Use of Mgmt For For For
Proceeds of Previous
Issuance
30 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
31 Authority to Issue Mgmt For For For
Debt
Instruments
32 Ratification of Board Mgmt For For For
Acts
33 Amendments to Articles Mgmt For For For
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to the Mgmt For For For
Rules of
Procedures
3 Elect ZHOU Yi Mgmt For For For
4 Elect PU Baoying Mgmt For Against Against
5 Elect GAO Xu Mgmt For For For
6 Elect CHEN Ning Mgmt For For For
7 Elect SUN Hongning Mgmt For Against Against
8 Elect XU Qing Mgmt For For For
9 Elect ZHOU Yong Mgmt For For For
10 Elect CHEN Chuanming Mgmt For For For
11 Elect LIU Hongzhong Mgmt For For For
12 Elect LEE Chi Ming Mgmt For For For
13 Elect YANG Xiongsheng Mgmt For For For
14 Elect LIU Yan Mgmt For For For
15 Elect WANG Huiqing Mgmt For Against Against
16 Elect DU Wenyi Mgmt For Against Against
17 Elect LIU Zhihong Mgmt For Against Against
18 Elect YU Yimin Mgmt For For For
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 XUE Guoqing Mgmt For For For
2 ZHU Liang Mgmt For For For
3 ZHU Jinling Mgmt For For For
4 HUANG Yongguo Mgmt For For For
5 ZHANG Huili Mgmt For For For
6 SHI Haina Mgmt For For For
7 YIN Donglin Mgmt For Against Against
8 XU Yongsheng Mgmt For For For
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-Term
Notes
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 03/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Selling Agreement Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Implementation Plan Mgmt For For For
for Performance
Commitment and Share
Compensation of 2013
Major Assets
Restructuring
7 Implementation Plan Mgmt For For For
for Performance
Commitment and Share
Compensation of 2014
Major Assets
Restructuring
8 Appointment of Auditor Mgmt For For For
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Board Authorization to Mgmt For For For
Implement Amendments
to
Articles
________________________________________________________________________________
Huawen Media Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Hui Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit from China
Merchants
Bank
2 Guarantee for Company Mgmt For For For
by De Facto
Controller
3 Approval of Borrowing Mgmt For For For
by a
Subsidiary
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Plan for Mgmt For For For
Performance
Deficiency
2 Authority to Mgmt For For For
Repurchase
Shares
3 Board Authorization to Mgmt For For For
Implement
Compensation
Plan
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHENG Xitai as Mgmt For For For
Independent
Director
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Part of Mgmt For For For
Ownership in a
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 07/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-backed Mgmt For For For
Beneficiary Trust
Plan
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For Abstain Against
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
2 Size of Issuance Mgmt For For For
3 Bond Type and Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Method of
Determination
5 Method of Issuance Mgmt For For For
6 Targets of Issuance Mgmt For For For
7 Shareholder Placement Mgmt For For For
Arrangement
8 Guarantees Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Underwriting and Mgmt For For For
Issuing
Method
11 Redemption or Resale Mgmt For For For
Provisions
12 Repayment Guarantee Mgmt For For For
Measures
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Financial Mgmt For Abstain Against
Assets
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 10/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Receive Mgmt For For For
Guarantees from a
Wholly-owned
Subsidiary
3 Approval of a Mgmt For For For
Wholly-owned
Subsidiary's
Application of
Loans
4 Authority to Give Mgmt For For For
Guarantees to a
Wholly-owned
Subsidiary
5 Approval for the Mgmt For For For
Company's Controller
To Provide Guarantees
For Huayi Brothers
International Co.,
Ltd.
6 Approval of a Mgmt For For For
Controlled
Subsidiary's Line of
Credit
7 Authority to Give Mgmt For For For
Guarantees to a
Controlled
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Adjustment Mgmt For For For
2 Application for Line Mgmt For For For
of
Credit
3 Authority to Give Mgmt For For For
Guarantees
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayu Automotive Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees to Huayu
Kohl Schmidt Aluminum
Technology
Co.,
Ltd
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 2016 BONUS ISSUE FROM Mgmt For For For
CAPITAL
RESERVE
7 Authority to Set Fees Mgmt For For For
for Auditor and
Internal Control
Auditor
8 Appointment of Mgmt For For For
Financial Auditor and
Internal Control
Auditor
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendment to Guarantees Mgmt For For For
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Change of Mgmt For For For
Counter-guarantee
Agreement
4 Elect LI Shaoping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 02/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size and Method of Mgmt For For For
Issuance
3 Targets of Issuance Mgmt For For For
4 Bond Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Guarantees Mgmt For For For
8 Listing Market Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Validity of Resolution Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Replenish Idle Mgmt For For For
Proceeds to Working
Capital
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LONG Qiuyun Mgmt For For For
3 Elect PENG Yi Mgmt For For For
4 Elect YIN Zhike Mgmt For For For
5 Elect YUAN Chuxian Mgmt For For For
6 Elect MAO Xiaoping Mgmt For For For
7 Elect LIU Pingchun Mgmt For For For
8 Elect ZHU Dezhen Mgmt For For For
9 Elect LIU Hai Tao Mgmt For For For
10 Elect XU Liping Mgmt For For For
11 Elect LIU Shabai Mgmt For Against Against
12 Elect WU Zheming Mgmt For For For
13 Amendment to Guarantees Mgmt For For For
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 12/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
2 Authority to Issue Mgmt For For For
Medium-Term
Notes
3 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers
4 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Transaction
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017-2019 Three-Year Mgmt For For For
Financial Investment
Plan
2 Capital Injection into Mgmt For For For
a Wholly-owned
Subsidiary
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 04/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For Abstain Against
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For Abstain Against
Self-Assessment
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection of a Mgmt For For For
Company
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Fund Mgmt For For For
2 Approval of Land Mgmt For For For
Auction and Project
Construction
3 Elect HUANG Hao Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 01/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Qingfeng Mgmt For For For
2 Elect LIU Xin Mgmt For For For
3 Elect WANG Bing Mgmt For For For
4 Elect CHEN Tao Mgmt For For For
5 Elect WU Xiaoru Mgmt For For For
6 Elect HU Yu Mgmt For For For
7 Elect NIE Xiaolin Mgmt For For For
8 Elect Shu Huaying Mgmt For For For
9 Elect ZHANG Benzhao Mgmt For For For
10 Elect ZHAO Huifang Mgmt For For For
11 Elect LIU Jianhua Mgmt For For For
12 Elect GAO Ling Ling Mgmt For Against Against
13 Elect ZHANG Lan Mgmt For Against Against
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Plan Mgmt For For For
2 Administrative Mgmt For For For
Organization
3 Basis for Determining Mgmt For For For
Plan Participants and
Scope
4 Source, Quantity and Mgmt For For For
Allocation of
Shares
5 Validity Period, Grant Mgmt For For For
Date, Lock Up Period,
and Arrangement for
Unlocking
6 Grant Price of Mgmt For For For
Restricted Stock and
Basis for
Determination
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Adjustment Methods and Mgmt For For For
Procedures for
Incentive
Plan
9 Accounting Treatment Mgmt For For For
for Incentive
Plan
10 Related Procedures for Mgmt For For For
Incentive
Plan
11 Obligation and Rights Mgmt For For For
for the Company and
Incentive
Participants
12 Measures to Address Mgmt For For For
Changes in the
Company or Incentive
Participants
13 Principles of Mgmt For For For
Repurchase and
Cancellation for
Restricted
Stock
14 Constitution of Mgmt For For For
Procedural Rules:
Implementing
Restricted Stock
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
16 Amendments to Articles Mgmt For For For
17 Use of Idle Funds to Mgmt For For For
Implement Cash
Management
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors', Mgmt For For For
Supervisors', and
Executives'
Remuneration
6 Appointment of Auditor Mgmt For For For
7 2017 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption and Merger Mgmt For For For
with Shanghai Xunfei
Ruiyuan Information
Technology Co.,
Ltd.
2 Continuation in Xunfei Mgmt For For For
Jiecheng Equity
Acquisition
3 Change in Project Mgmt For For For
Implementing
Subject
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Fixed Asset Mgmt For For For
Investment
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect YE Donghai Mgmt For For For
9 Elect MEI Yingchun Mgmt For For For
10 Elect DONG Shi Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect GU Shu Mgmt For For For
3 Elect Sheila C. Bair Mgmt For For For
4 2015 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
5 Elect WANG Jingdong Mgmt For For For
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Duty Performance Mgmt For For For
Report of
Directors
4 Duty Performance Mgmt For For For
Report of
Supervisors
5 Duty Performance Mgmt For For For
Report of Directors
and Senior Management
Members
6 Annual Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Bonds
11 Elect LIN Tengjiao as Mgmt For For For
Director
12 Change in Registered Mgmt For For For
Capital
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Amount and Purpose of Mgmt For For For
Raised
Funds
5 Issuing Price Mgmt For For For
6 Issuing Volume Mgmt For For For
7 Issuance Targets and Mgmt For For For
Subscription
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated Retained
Profits
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Report on Previously Mgmt For For For
Raised
Funds
13 Feasibility Report on Mgmt For For For
Funds to be Raised
from Private
Placement
14 Related Party Mgmt For For For
Transactions for
Private
Placement
15 Diluted Immediate Mgmt For For For
Returns for Private
Placement and Filling
Measures
16 Medium-term Mgmt For For For
Shareholders Return
Plan
(2016-2018)
17 Medium-term Capital Mgmt For For For
Management Plan
(2016-2018)
18 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Jianping Mgmt For For For
2 Elect CHEN Yichao Mgmt For For For
3 Elect FU Anping Mgmt For For For
4 Elect HAN Jingwen Mgmt For For For
5 Elect XI Xinghua Mgmt For For For
6 Elect TAO Yiping Mgmt For For For
7 Elect CHEN Jinguang Mgmt For For For
8 Elect XUE Hefeng Mgmt For For For
9 Elect CHEN Xinjian Mgmt For For For
10 Elect Paul M. Theil Mgmt For For For
11 Elect ZHU Qing Mgmt For For For
12 Elect LIU Shiping Mgmt For For For
13 Elect SU Xijia Mgmt For For For
14 Elect LIN Hua Mgmt For For For
15 Elect XU Yiyun Mgmt For For For
16 Elect HE Xudong Mgmt For For For
17 Elect PENG Jinguang Mgmt For For For
18 Elect LI Ruoshan Mgmt For For For
19 Elect BEN Shenglin Mgmt For For For
20 Elect XIA Dawei Mgmt For For For
21 Amendments to Mgmt For For For
Procedural Rules:
Connected Transaction
Management
Measures
22 Related Party Mgmt For For For
Transactions
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of 2017 Mgmt For For For
Securities Investment
Scale
8 Authorization for Debt Mgmt For For For
Financing
Scale
9 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
10 Employee Stock Mgmt For Against Against
Ownership
Plan
11 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
12 Elect CAI Lvshui as Mgmt For For For
Non-Independent
Director
13 Elect XIA Jinliang as Mgmt For For For
Non-Independent
Director
14 Elect SUN Zheng as Mgmt For For For
Independent
Director
15 Elect CAO Genxing Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Annual Report Mgmt For For For
5 Financial Budgets Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Abstain Against
Transactions
9 Shareholder Returns Mgmt For For For
Plan
10 Approval of Production Mgmt For Abstain Against
Plan
11 Approval of Investment Mgmt For Abstain Against
Plan
12 Appointment of Auditor Mgmt For For For
13 Approval of Line of Mgmt For For For
Credit
14 Signing of Concentrate Mgmt For For For
Related Party
Transaction
Agreement
15 Signing of Coke Mgmt For Abstain Against
Purchase
Agreement
16 Signing of Financial Mgmt For Against Against
Services
Agreement
17 Independent Directors' Mgmt For For For
Report
18 Amendments to Articles Mgmt For For For
19 Independent Directors' Mgmt For For For
Fees
20 Trusteeship of Mgmt For For For
Subsidiaries'
Equity
21 Elect WEI Lingshi Mgmt For For For
22 Elect SUN Guolong Mgmt For For For
23 Elect WANG Shengping Mgmt For For For
24 Elect LI Degang Mgmt For For For
25 Elect ZHAO Dianqing Mgmt For For For
26 Elect LIU Zhihong Mgmt For For For
27 Elect BAI Yutan Mgmt For Against Against
28 Elect HU Jing Mgmt For For For
29 Elect SONG Longtang Mgmt For For For
30 Elect Tian LIANG Mgmt For For For
31 Elect ZHANG Shichao Mgmt For For For
32 Elect ZHENG Dong Mgmt For For For
33 Elect SHI Hongwei Mgmt For For For
34 Elect DONG Fang Mgmt For For For
35 Elect WU Zhenping Mgmt For For For
36 Elect HAO Runbao Mgmt For For For
37 Elect ZHOU Yuanping Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustments to Mgmt For For For
Development Method of
a
Project
2 Elect TIAN Liang as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Extension of Business Mgmt For For For
License
9 Authority to Give Mgmt For For For
Guarantees
10 Investment in Wealth Mgmt For For For
Management
Products
11 Elect HUANG Hui Mgmt For For For
12 Elect ZHAI Xiaofeng Mgmt For For For
13 Elect ZHANG Haisheng Mgmt For For For
14 Elect ZHANG Jie Mgmt For Against Against
15 Elect SHENG Jiemin Mgmt For For For
16 Elect XIE Xiaoyan Mgmt For For For
17 Elect WANG Yong Mgmt For For For
18 Elect DU Jiangbo Mgmt For Against Against
19 Elect ZHANG Hai Mgmt For For For
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring of Mgmt For For For
Wholly-owned
Subsidiaries
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 2017 OPERATION POLICY Mgmt For Abstain Against
AND INVESTMENT
PLAN
5 2016 Financial Reports Mgmt For Abstain Against
and 2017 Financial
Budget
Plan
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect PAN Gang Mgmt For For For
8 Elect LIU Chunhai Mgmt For For For
9 Elect HU Liping Mgmt For For For
10 Elect WANG Xiaogang Mgmt For For For
11 Elect YAN Junrong Mgmt For For For
12 Elect ZHANG Junping Mgmt For For For
13 Elect GAO Debu Mgmt For For For
14 Elect GAO Hong Mgmt For For For
15 Elect ZHANG Xinling Mgmt For For For
16 Elect LU Gang Mgmt For For For
17 Elect XIAO Bin Mgmt For For For
18 Elect ZHAN Yiwen Mgmt For Against Against
19 Elect PENG Heping Mgmt For Against Against
20 Directors' Fees Mgmt For For For
21 Supervisors' Fees Mgmt For For For
22 Independent Directors' Mgmt For For For
Report
23 Authority to Give Mgmt For For For
Guarantees
24 Amendments to Articles Mgmt For For For
25 Authority to Register Mgmt For For For
and Issue Medium-term
Notes and Short-term
Commercial
Papers
26 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y40847108 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Options Mgmt For For For
Plan and Restricted
Shares
Plan
2 Adoption of Procedural Mgmt For For For
Rules for the
Implementation of
Stock Option and
Restricted Share
Plans
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Option and
Restricted Share
Plans
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Lei Mgmt For For For
2 Elect WANG Endong Mgmt For For For
3 Elect PANG Songtao Mgmt For For For
4 Elect YUAN Anjun Mgmt For For For
5 Elect HAN Chuanmo Mgmt For Against Against
6 Elect CHEN Zhijun Mgmt For For For
7 Elect WANG Chunsheng Mgmt For Against Against
8 Elect CHEN Bin Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Additions to 2016 Mgmt For For For
Related Party
Transactions
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
12 Approval of Accrual of Mgmt For For For
Bad
Debts
13 Foreign Exchange Mgmt For For For
Transactions
14 Authority to Implement Mgmt For For For
Banking
Business
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Stock Mgmt For For For
Issuance
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Basis, Ratio and Mgmt For For For
Amount of
Issuance
5 Pricing Principle and Mgmt For For For
Rights Issuance
Price
6 Placement Targets Mgmt For For For
7 Use of Raised Funds Mgmt For For For
8 Issuance Date Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Accumulated Profits Mgmt For For For
Distribution
Plan
11 Validity Period Mgmt For For For
12 Trading and Mgmt For For For
Circulation of
Bonds
13 Pre-plan for Share Mgmt For For For
Issuance
14 Feasibility Report Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement
Issuance
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
18 Report on Previously Mgmt For For For
Raised
Funds
19 Report on Previously Mgmt For For For
Raised Funds as of
September 30,
2016
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for a Mgmt For For For
Wholly-owned
Subsidiary to Acquire
Equity in Bicon
Baichuang Medicine
(Henan) Co.,
Ltd.
2 Elect LEI Pingsen as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600959 CINS Y4S3B1104 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Budget of Fixed Assets Mgmt For Abstain Against
Investment
Project
7 Related Party Mgmt For For For
Transactions
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Management System for
Related Party
Transactions
10 Elect GAO Shunqing as Mgmt For Against Against
Supervisor
11 Board Authorization to Mgmt For For For
Implement Changes in
Business
Registration
12 Appointment of Auditor Mgmt For For For
13 Elect WANG Guozhong as Mgmt For For For
Non-Independent
Director
14 Elect GUO Wang as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 04/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor and Authority
to Set
Fees
7 Elect GUO Yimin Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 03/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Strategic Cooperation Mgmt For For For
Agreement
3 Extension of Guarantee Mgmt For For For
Period
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Guarantees to Mgmt For For For
Shangdong Sishui
Kangde Xin Composite
Materials Co.,
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
2 Authority to Issue Mgmt For For For
Medium Term
Notes
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Purcahse
Plan
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Project
Implementation
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444CW109 06/02/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Signing of Financial Mgmt For For For
Services
Agreement
8 Amendments to Mgmt For For For
Procedural Rules:
Related Party
Transactions
9 Related Party Mgmt For For For
Transactions
10 Independent Directors' Mgmt For For For
Report
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Phoenix Publishing and Media Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601928 CINS Y444CW109 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Protruly Vision Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600074 CINS Y62035103 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Jiangsu Protruly Vision Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600074 CINS Y62035103 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIU Haolin Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Approval of Capital Mgmt For For For
Injection
4 Approval of Founding Mgmt For For For
of Shenzhen Protruly
Investment Holding
Co.,
Ltd.
________________________________________________________________________________
Jiangsu Protruly Vision Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600074 CINS Y62035103 10/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
2 Proposal to Found Mgmt For For For
Investment
Fund
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
External
Investments
________________________________________________________________________________
Jiangsu Protruly Vision Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600074 CINS Y62035103 12/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Directors
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Supervisors
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management Policy for
Related Party
Transactions
7 Authority to Give Mgmt For Against Against
Guarantees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect WANG Kai as Mgmt For For For
Non-Independent
Director
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Wenchang Zhongnan
Real Estate
Development Co.,
Ltd
2 Authority to Give Mgmt For For For
Guarantees to Nantong
Jiyi Real Estate Co.,
Ltd
3 Authority to Give Mgmt For For For
Guarantees to
Hangzhou Zhongnan
Yujin Real Estate
Co.,
Ltd
4 Establishment of PPP Mgmt For For For
Project
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Report Summary Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Independent Directors' Mgmt For For For
Report
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
11 Senior Executives' Fees Mgmt For For For
12 Related Party Mgmt For For For
Transactions
13 Authority to Give Mgmt For Against Against
Guarantees
14 Change to Business Mgmt For For For
Scope
15 Amendments to Articles Mgmt For For For
13
16 Change to Company's Mgmt For For For
Registered
Capital
17 Amendments to Articles Mgmt For For For
6
18 Amendments to Articles Mgmt For For For
18
19 Amendments to Articles Mgmt For For For
19
20 IMPLEMENTATION OF 2016 Mgmt For For For
INCENTIVE
REMUNERATION FOR
SENIOR
MANAGEMENT
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of PRC and Mgmt For Against Against
International
Auditors
and
Authority to Set Fees
6 Resignation of Mgmt For For For
Independent Director:
ZHANG
Weidong
7 Elect ZHOU Donghua; Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfillment of Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
2 Class and Par Value Mgmt For For For
3 Method of Issue Mgmt For For For
4 Subscribers Mgmt For For For
5 Method of Subscription Mgmt For For For
6 Issue Price Mgmt For For For
7 Number of Shares Mgmt For For For
8 Lock-up Period and Mgmt For For For
Place of
Listing
9 Purpose of the Proceeds Mgmt For For For
10 Distribution of Profit Mgmt For For For
11 Relationship between A Mgmt For For For
Share Issue and H
Share
Issue
12 Validity Period Mgmt For For For
13 Execution of Mgmt For For For
Conditional
Subscription
Agreement
14 Non-public Issuance of Mgmt For For For
A Shares (Revised
Version)
15 Connected Transaction Mgmt For For For
16 Ratification of Board Mgmt For For For
Acts
17 Feasibility Report on Mgmt For For For
Use of
Proceeds
18 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
19 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
20 Undertakings of Mgmt For For For
Remedial Measures in
Relation to Dilution
on Current Returns by
the Non-public Share
Issuance
21 Dividend Distribution Mgmt For For For
Plan
22 Waiver of JCC's Mgmt For For For
Obligation
23 Whitewash Waiver Mgmt For For For
24 Special Deal Mgmt For For For
25 Fulfillment of Mgmt For For For
Conditions of
Issuance of Corporate
Bonds
26 Nominal Value, Issue Mgmt For For For
Price and
Size
27 Target Subscribers Mgmt For For For
28 Term and Types Mgmt For For For
29 Interest Rate Mgmt For For For
30 Guarantee Mgmt For For For
31 Method of Issuance Mgmt For For For
32 Use of Proceeds Mgmt For For For
33 Measures for Mgmt For For For
Safeguarding
Repayment
34 Place of Listing Mgmt For For For
35 Board Authority Mgmt For For For
36 Validity Mgmt For For For
37 Resignation of Mgmt For For For
Executive Director:
LIU
Fangyun
38 Resignation of Mgmt For For For
Executive Director:
GAN
Chengjiu
39 Resignation of Mgmt For For For
Executive Director:
SHI
Jialiang
40 Resignation of Mgmt For For For
Independent Director:
DENG
Hui
41 Resignation of Mgmt For For For
Independent Director:
Qiu
Guanzhou
42 Resignation of Mgmt For For For
Supervisor: Wu
Jinxing
43 Resignation of Mgmt For For For
Supervisor: WAN
Sujuan
44 Elect WANG Bo Mgmt For For For
45 Elect WU Jinxing Mgmt For For For
46 Elect WU Yuneng Mgmt For For For
47 Elect SUN Chuanyao Mgmt For For For
48 Elect LIU Erfei Mgmt For For For
49 Elect LIAO Shengsen as Mgmt For Against Against
Supervisor
50 Elect ZHANG Jianhua as Mgmt For Against Against
Supervisor
51 Notification of Lin Mgmt For For For
Jinliang's
resignation as
employee
representative
supervisor
52 Notification of Zeng Mgmt For For For
Min's election as
employee
representative
supervisor
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfillment of Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
2 Class and Par Value Mgmt For For For
3 Method of Issue Mgmt For For For
4 Subscribers Mgmt For For For
5 Method of Subscription Mgmt For For For
6 Issue Price Mgmt For For For
7 Number of Shares Mgmt For For For
8 Lock-up Period and Mgmt For For For
Place of
Listing
9 Purpose of the Proceeds Mgmt For For For
10 Distribution of Profit Mgmt For For For
11 Relationship between A Mgmt For For For
Share Issue and H
Share
Issue
12 Validity Period Mgmt For For For
13 Execution of Mgmt For For For
Conditional
Subscription
Agreement
14 Non-public Issuance of Mgmt For For For
A Shares (Revised
Version)
15 Connected Transaction Mgmt For For For
16 Ratification of Board Mgmt For For For
Acts
17 Feasibility Report on Mgmt For For For
Use of
Proceeds
18 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
19 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
20 Undertakings of Mgmt For For For
Remedial Measures in
Relation to Dilution
on Current Returns by
the Non-public Share
Issuance
21 Dividend Distribution Mgmt For For For
Plan
22 Waiver of JCC's Mgmt For For For
Obligation
23 Whitewash Waiver Mgmt For For For
24 Special Deal Mgmt For For For
25 Fulfillment of Mgmt For For For
Conditions of
Issuance of Corporate
Bonds
26 Nominal Value, Issue Mgmt For For For
Price and
Size
27 Target Subscribers Mgmt For For For
28 Term and Types Mgmt For For For
29 Interest Rate Mgmt For For For
30 Guarantee Mgmt For For For
31 Method of Issuance Mgmt For For For
32 Use of Proceeds Mgmt For For For
33 Measures for Mgmt For For For
Safeguarding
Repayment
34 Place of Listing Mgmt For For For
35 Board Authority Mgmt For For For
36 Validity Mgmt For For For
37 Resignation of Mgmt For For For
Executive Director:
LIU
Fangyun
38 Resignation of Mgmt For For For
Executive Director:
GAN
Chengjiu
39 Resignation of Mgmt For For For
Executive Director:
SHI
Jialiang
40 Resignation of Mgmt For For For
Independent Director:
DENG
Hui
41 Resignation of Mgmt For For For
Independent Director:
Qiu
Guanzhou
42 Resignation of Mgmt For For For
Supervisor: Wu
Jinxing
43 Resignation of Mgmt For For For
Supervisor: WAN
Sujuan
44 Elect WANG Bo Mgmt For For For
45 Elect WU Jinxing Mgmt For For For
46 Elect WU Yuneng Mgmt For For For
47 Elect SUN Chuanyao Mgmt For For For
48 Elect LIU Erfei Mgmt For For For
49 Elect LIAO Shengsen as Mgmt For Against Against
Supervisor
50 Elect ZHANG Jianhua as Mgmt For Against Against
Supervisor
51 Notification of Lin Mgmt For For For
Jinliang's
resignation as
employee
representative
supervisor
52 Notification of Zeng Mgmt For For For
Min's election as
employee
representative
supervisor
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 07/18/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value Mgmt For For For
2 Method of Issue Mgmt For For For
3 Subscribers Mgmt For For For
4 Method of Subscription Mgmt For For For
5 Issue Price Mgmt For For For
6 Number of Shares Mgmt For For For
7 Lock-up Period and Mgmt For For For
Place of
Listing
8 Purpose of the Proceeds Mgmt For For For
9 Distribution of Profit Mgmt For For For
10 Relationship between A Mgmt For For For
Share Issue and H
Share
Issue
11 Validity Period Mgmt For For For
12 Execution of Mgmt For For For
Conditional
Subscription
Agreement
13 Non-public Issuance of Mgmt For For For
A Shares (Revised
Version)
14 Connected Transaction Mgmt For For For
15 Ratification of Board Mgmt For For For
Acts
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
18 Undertakings of Mgmt For For For
Remedial Measures in
Relation to Dilution
on Current Returns by
the Non-public Share
Issuance
19 Dividend Distribution Mgmt For For For
Plan
20 Special Deal Mgmt For For For
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 03/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Period of Mgmt For For For
Validity for Private
Placement
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 06/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Overseas
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees for
Subsidiary
Loans
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Disposal of Old Mgmt For For For
Factory Land Usage at
Companies 3542 and
45
3 Disposal of Old Mgmt For For For
Factory Land Usage at
Huajin
Company
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 01/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Working Capital
Loan
2 Authority to Give Mgmt For For For
Guarantees for
Overseas
Financing
3 2017 Technology and Mgmt For For For
Equipment Investment
Plan
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Supervisors Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
and Internal Control
Firm
8 Replenishment of Mgmt For For For
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHENG Fangfang Mgmt For For For
2 Elect MA Baoping Mgmt For Against Against
3 Elect ZHANG Jixiang Mgmt For For For
4 Elect MA Jiancheng Mgmt For For For
5 Elect WANG Xiaoming Mgmt For For For
6 Elect OU Shiqin Mgmt For For For
7 Elect LIU Haibin Mgmt For For For
8 Elect TIAN Gaoliang Mgmt For For For
9 Elect YANG Rong Mgmt For For For
10 Elect YANG Weiqiao Mgmt For For For
11 Elect LIU Gang Mgmt For For For
12 Elect SHEN Zhanxin Mgmt For For For
13 Elect ZHANG Xiaodong Mgmt For Against Against
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHENG Fangfang Mgmt For For For
as
Director
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Issuance
Volume
5 Issuance Price and Mgmt For For For
Pricing
Principal
6 Subscription Method Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Validity Period Mgmt For For For
12 Feasibility Report Mgmt For For For
13 Report on Previously Mgmt For For For
Raised
Funds
14 Preplan for Private Mgmt For For For
Placement
15 Conditional Agreement Mgmt For For For
for Subscription of
Private Placement
Shares
16 Shareholder Returns Mgmt For For For
Plan
(2016-2018)
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Connected Transaction Mgmt For For For
Involved in Private
Placement
19 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Amendments to Articles Mgmt For For For
and Procedural Rules:
General Shareholder
Meetings
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Directors' and Senior Mgmt For For For
Management's
Fees
10 Supervisors' Fees Mgmt For For For
11 Connected Transaction Mgmt For For For
regarding Equity
Transfer
12 Supplementary Mgmt For For For
Agreement on Equity
Transfer
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Declare Mgmt For For For
Interim
Dividends
3 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Capital Increase in a Mgmt For For For
Subsidiary
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Related Party Mgmt For For For
Transactions
11 Approval of Risk Mgmt For For For
Investment Using Idle
Funds
12 Management System for Mgmt For For For
Risk
Investment
13 Supervisors' Report Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Allocation of Mgmt For For For
Dividends of
Preferred
Stocks
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
12 Amendments to Articles Mgmt For For For
Regrading Business
Scope
(1)
13 Amendments to Articles Mgmt For For For
Regrading Business
Scope
(2)
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 03/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Internal Control Mgmt For For For
Self-Assessment
Report
9 Appointment of Auditor Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Approve Use of Idle Mgmt For For For
Raised Funds to
Conduct Cash
Management
13 Approve Use of Idle Mgmt For For For
Own Funds to Conduct
Cash
Management
14 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
15 Adoption of Management Mgmt For Against Against
System for Employee
Share Purchase
Plan
16 Board Authorization to Mgmt For Against Against
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect YANG Yan as Mgmt For Against Against
Supervisor
3 Elect WAN Lianbu Mgmt For For For
4 Elect ZHANG Xiaoyi Mgmt For For For
5 Elect GAO Yiwu Mgmt For For For
6 Elect CHEN Hongkun Mgmt For For For
7 Elect CUI Bin Mgmt For For For
8 Elect WANG Rong Mgmt For For For
9 Elect WANG Xiaofeng Mgmt For For For
10 Elect ZHU Zuqiang Mgmt For For For
11 Elect LV Xiaofeng Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 08/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Increasing Product Mgmt For For For
Sales by Subsidiaries
to Related
Parties
10 Approval of Sales of Mgmt For For For
Products by
Subsidiaries to
Related
Parties
11 Renewal of Trademark Mgmt For For For
License
Agreement
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 09/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Elect XU Dingbo Mgmt For For For
3 Elect ZHANG Jingzhong Mgmt For For For
________________________________________________________________________________
Leo Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002131 CINS Y9892V106 02/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees and Credit
for
2017
2 Proposal Regarding Mgmt For For For
Award
Fulfillment
3 Authority to Give Mgmt For For For
Guarantees to Leo
Aggregation
Advertising Co.,
Ltd.
________________________________________________________________________________
Leo Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002131 CINS Y9892V106 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on 2016 Fiscal Mgmt For For For
Year Deposit and Use
of Raised
Funds
7 Special Report on Fund Mgmt For For For
Occupied by
Controlling
Shareholder and Other
Related
Parties
8 Appointment of Auditor Mgmt For For For
and Summary of the
Annual Auditing
Report
9 Elect WANG Chengbin as Mgmt For For For
Independent
Director
10 Elect ZHENG Xiaodong Mgmt For For For
as Non-Independent
Director
11 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
12 Type of Bonds to be Mgmt For For For
Issued
13 Issuing Volume Mgmt For For For
14 Par Value and Issuing Mgmt For For For
Price
15 Bond Duration Mgmt For For For
16 Interest Rate Mgmt For For For
17 Time and Method of Mgmt For For For
Repaying the
Principal and
Interest
18 Conversion Period Mgmt For For For
19 Method for Determining Mgmt For For For
the Number of
Shares
20 Adjustment of the Mgmt For For For
Conversion
Price
21 Downward Adjustment to Mgmt For For For
the Conversion
Price
22 Redemption Provision Mgmt For For For
23 Resale Provision Mgmt For For For
24 Attribution of Related Mgmt For For For
Stock Dividends for
Conversion
Years
25 Issuance Targets and Mgmt For For For
Method
26 Bondholders Meetings Mgmt For For For
27 Guarantee Matters Mgmt For For For
28 Purpose of Raised Fund Mgmt For For For
29 Management of the Mgmt For For For
Raised Fund and the
Deposit
Account
30 Valid Period Mgmt For For For
31 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
32 Feasibility Report on Mgmt For For For
Funds to be Raised
from Issuance of
Convertible Corporate
Bonds
33 Report on Deposit and Mgmt For For For
Use of Raised
Funds
34 Diluted Returns, Mgmt For For For
Measures, and
Relevant Commitments
for Issuance of
Convertible Corporate
Bonds
35 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
36 Acquisition of Mgmt For For For
Minority Interest in
Controlled
Subsidiary
37 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast Report in
Acquisition
38 Asset Depreciation Mgmt For For For
Test for Major Assets
Restructuring
39 Establishment of Mgmt For For For
Insurance Company
with Related
Parties
40 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 02/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation on 2016 Mgmt For For For
Routine Related Party
Transactions
2 Approval to Increase Mgmt For For For
Routine Related Party
Transactions
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
6 Subscription of Huaxia Mgmt For For For
Insurance
7 Subscription of Leran Mgmt For For For
Investment
8 Transfer of Equity Mgmt For For For
Stake in a Controlled
Subsidiary
9 Waiver of Preemptive Mgmt For For For
Rights to Capital
Increase and Equity
Transfer
10 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Audited Financial Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Approval of 2016 Mgmt For For For
Additional Related
Party
Transactions
10 Approval of 2017 Mgmt For For For
Projected Related
Party
Transactions
11 Directors' Fees Mgmt For For For
12 Elect LIU Shuqing as Mgmt For For For
Director
13 Shareholder Returns Mgmt For For For
Plan
14 Temporary Replenish Mgmt For For For
Working Capital with
Idle
Funds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval to Postpone Mgmt For For For
Senior Executives'
and Employees' Share
Increasing
Plan
17 Elect ZHENG Lu as Mgmt For For For
Independent
Director
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 08/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Size of Issuance Mgmt For For For
5 Issuance Method Mgmt For For For
6 Maturity Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Market Location Mgmt For For For
10 Board Authorization Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Capital
Management
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 04/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Authority to Give Mgmt For For For
Guarantees
8 Application for Mgmt For For For
Financing
9 Purchase Short Term Mgmt For For For
Wealth
Management
10 Purchase of Wealth Mgmt For For For
Management Products
from Related
Party
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For Against Against
of Resolution for
Private
Placement
2 Extension of Board Mgmt For Against Against
Authorization for
Private
Placement
3 Size of Issuance Mgmt For Against Against
4 Targets of Issuance Mgmt For Against Against
5 Issue Price and Mgmt For Against Against
Pricing
Basis
6 Size and Purpose of Mgmt For Against Against
Raised
Funds
7 Amendments to Mgmt For Against Against
Preliminary Plan for
Private
Placement
8 Termination of Mgmt For For For
Subscription Contract
with a
Company
9 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
10 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 12/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y5S47U100 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Quanzhao Mgmt For For For
2 Approval for Mgmt For For For
Wholly-owned
Subsidiary to Develop
Market Maker
Business
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y5S47U100 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Luxin Venture Capital Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600783 CINS Y5S47U100 07/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary to Conduct
Overseas
Investment
2 Approval of Industrial Mgmt For For For
Fund
I
3 Approval of Industrial Mgmt For For For
Fund
II
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 03/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal on the Change Mgmt For For For
of the Use of Some
Proceeds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 11/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Issuing Volume Mgmt For For For
7 Locking Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Listing Place Mgmt For For For
10 Accumulated Retained Mgmt For For For
Profits
Arrangement
11 Valid Period of Mgmt For For For
Resolution
12 Private Placement Plan Mgmt For For For
13 Eligibility for Mgmt For For For
Private Placement to
Specific
Parties
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Approval of Share Mgmt For For For
Subscription
Agreements
16 Shareholder Returns Mgmt For For For
Plan
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
20 Amendments to Articles Mgmt For For For
21 Administrative Mgmt For Abstain Against
Measures For Use of
Raised
Fund
22 Elect YING Hanjie Mgmt For For For
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder General
Meetings
4 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
5 Adoption of Employee Mgmt For For For
Stock Options
Plan
6 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for 2017 First Phase
Employee Stock
Ownership
7 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
8 WANG Aijun Mgmt For For For
9 HE Jun Mgmt For For For
10 LIANG Yubo Mgmt For For For
11 LUO Qinghua Mgmt For For For
12 GUO Chunming Mgmt For For For
13 CHANG Libin Mgmt For Against Against
14 CUI Lizhi Mgmt For For For
________________________________________________________________________________
Meihua Holdings Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600873 CINS Y9719G100 03/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Increase in Authorized Mgmt For For For
Capital
10 Mutual Supply of Mgmt For For For
Comprehensive Raw
Materials, Products
and Services
Agreement
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 08/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YANG Aizhong as Mgmt For Against Against
Supervisor
3 Authority to Issue Mgmt For For For
Renewable Corporate
Bonds
4 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Employee Stock Options Mgmt For For For
Plan
8 Set-Up of Assessment Mgmt For For For
Methods for Employee
Stock Options
Plan
9 Board Authorization to Mgmt For For For
Implement Stock
Options
Plan
10 Employee Restricted Mgmt For For For
Shares
Plan
11 Set-Up of Assessment Mgmt For For For
Methods for Employee
Restricted Shares
Plan
12 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
13 Authority to Give Mgmt For Against Against
Guarantees to Finance
Company
14 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong
Refrigeration
15 Authority to Give Mgmt For Against Against
Guarantees to Hualing
Refrigeration
16 Authority to Give Mgmt For Against Against
Guarantees to Kaili
Refrigeration
17 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Kitchen
Appliances
18 Authority to Give Mgmt For Against Against
Guarantees to Weite
Vaccum
19 Authority to Give Mgmt For Against Against
Guarantees to
Cleaning
Appliances
20 Authority to Give Mgmt For Against Against
Guarantees to HAVC
Equipments
21 Authority to Give Mgmt For Against Against
Guarantees to
Commercial
Air-conditioners
22 Authority to Give Mgmt For Against Against
Guarantees to SIIX
Electronics
23 Authority to Give Mgmt For Against Against
Guarantees to Home
Appliances
24 Authority to Give Mgmt For Against Against
Guarantees to
Electric
Appliances
25 Authority to Give Mgmt For Against Against
Guarantees to Kitchen
and Toilet
Appliances
26 Authority to Give Mgmt For Against Against
Guarantees to
Drinking
Machine
27 Authority to Give Mgmt For Against Against
Guarantees to Qinghu
Water
Purifier
28 Authority to Give Mgmt For Against Against
Guarantees to
Environmental
Appliances
29 Authority to Give Mgmt For Against Against
Guarantees to Meizhi
Refrigeration
30 Authority to Give Mgmt For Against Against
Guarantees to Meizhi
Precision
31 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong
Welling
32 Authority to Give Mgmt For Against Against
Guarantees to Welling
Cleaning
33 Authority to Give Mgmt For Against Against
Guarantees to Ningbo
Union Resource
Supply
34 Authority to Give Mgmt For Against Against
Guarantees to Welling
Materials
35 Authority to Give Mgmt For Against Against
Guarantees to Kaizhao
Commercial
Trade
36 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Refrigeration
37 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Meizhi
38 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Refrigerator
39 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Refrigerator
40 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Hualing
41 Authority to Give Mgmt For Against Against
Guarantees to
Guangzhou Hualing
Refrigerator
42 Authority to Give Mgmt For Against Against
Guarantees to Hefei
HAVC
43 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Meilianbo
44 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Kitchen and
Toilet
45 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Kitchen
46 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Meizhi
Refrigeration
47 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Meizhi
Precision
48 Authority to Give Mgmt For Against Against
Guarantees to Wuhu
Welling
49 Authority to Give Mgmt For Against Against
Guarantees to Ande
Zhilian
50 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Washing
Machine
51 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Cleaning
52 Authority to Give Mgmt For Against Against
Guarantees to Guiya
Lighting
53 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing
General
54 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Meizhi
55 Authority to Give Mgmt For Against Against
Guarantees to Midea
International
Holding
56 Authority to Give Mgmt For Against Against
Guarantees to Midea
International
Business
57 Authority to Give Mgmt For Against Against
Guarantees to
BVI
58 Authority to Give Mgmt For Against Against
Guarantees to Midea
Refrigeration
59 Authority to Give Mgmt For Against Against
Guarantees to Capo
Macow
60 Authority to Give Mgmt For Against Against
Guarantees to Welling
Hong
Kong
61 Authority to Give Mgmt For Against Against
Guarantees to Midea
Investment
Development
62 Authority to Give Mgmt For Against Against
Guarantees to Main
Power Electrical
Factory
Ltd
63 Authority to Give Mgmt For Against Against
Guarantees to Midea
Singapore
64 Authority to Give Mgmt For Against Against
Guarantees to Toshiba
Home
Appliances
65 Authority to Give Mgmt For Against Against
Guarantees to Home
Appliances
(Vietnam)
66 Authority to Give Mgmt For Against Against
Guarantees to
Springer Carrier
Ltda. and Climazon
Industrial
Ltda.
67 Authority to Give Mgmt For Against Against
Guarantees to Carrier
(Chile)
S.A.
68 Authority to Give Mgmt For Against Against
Guarantees to Midea
Netherlands
69 Authority to Give Mgmt For Against Against
Guarantees to Midea
Air-conditioners
(US)
70 Authority to Give Mgmt For Against Against
Guarantees to
Indonesia Joint
Venture
71 Authority to Give Mgmt For Against Against
Guarantees to Midea
Malaysia
72 Authority to Give Mgmt For Against Against
Guarantees to Midea
Canada
73 Authority to Give Mgmt For Against Against
Guarantees to Midea
Mexico
74 Authority to Give Mgmt For Against Against
Guarantees to Midea
Russia
75 Authority to Give Mgmt For Against Against
Guarantees to Midea
Electrics Netherlands
B.V.
76 Authority to Give Mgmt For Against Against
Guarantees to Midea
India Private
Limited
77 Authority to Give Mgmt For Against Against
Guarantees to Midea
Thailand
78 Authority to Give Mgmt For Against Against
Guarantees to Misr
Refrigeration and
Air-conditioning
Manufacturing
Co.
79 Authority to Give Mgmt For Against Against
Guarantees to
Concepcion Midea
INC
80 Investment in Foreign Mgmt For For For
Exchange
Derivatives
81 Proxy Wealth Mgmt For For For
Management Using Idle
Funds
82 Amendments to Articles Mgmt For For For
83 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meeting
84 Appointment of Auditor Mgmt For Against Against
85 Amendments to Articles Mgmt For For For
86 Elect YIN Bitong as Mgmt For For For
Non-Independent
Director
87 Elect ZHU Fengtao as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GU Yanmin as Mgmt For For For
Director
2 Midea Investment Mgmt For For For
Development Co.,
Ltd
3 Midea Carrier Egypt Mgmt For For For
Miraco Co.,
Ltd
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 11/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills and Medium-term
Notes
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Set Up a Mgmt For For For
Subsidiary in
Shuangliao
City
2 Approval to Set Up a Mgmt For For For
Subsidiary in Yongji
City
3 Approval to Set Up a Mgmt For For For
Subsidiary in Daixian
City
4 Approval to Set Up a Mgmt For For For
Subsidiary in
Ningling
City
5 Authority to Give Mgmt For For For
Guarantees
6 Capital Injection Into Mgmt For For For
Tongxu Muyuan Farming
Co.,
Ltd
7 Capital Injection Into Mgmt For For For
Taikang Muyuan
Farming Co.,
Ltd
8 Capital Injection Into Mgmt For For For
Shangshui Muyuan
Farming Co.,
Ltd
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 02/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fourth Amendment to Mgmt For For For
Private
Placement
2 Fourth Amendment to Mgmt For For For
Preliminary Plan of
Private
Placement
3 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
4 Conditional Mgmt For For For
Supplementary
Agreement to Share
Subscription
5 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
6 Feasibility Report on Mgmt For For For
Use of
Proceeds
7 Cancellation of Mgmt For For For
Investment in Poverty
Alleviation
Fund
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Set Up a Mgmt For For For
Subsidiary at Lindian
County
2 Approval to Set Up a Mgmt For For For
Subsidiary at
Mingshui
County
3 Approval to Set Up a Mgmt For For For
Subsidiary at Tongyu
County
4 Approval to Set Up a Mgmt For For For
Subsidiary at Fuxin
Mongol Autonomous
County
5 Approval to Set Up a Mgmt For For For
Subsidiary at Horqin
Left Middle
Banner
6 Approval to Set Up a Mgmt For For For
Subsidiary at Jarud
Banner
7 Approval to Set Up a Mgmt For For For
Subsidiary at
Mengcheng
County
8 Approval of Borrowing Mgmt For For For
and Related Party
Transactions
9 Establishment of Mgmt For For For
Management System:
Donations
10 Establishment of Mgmt For For For
Management System:
Provision of
Financial
Support
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Routine Related Mgmt For For For
Party
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Entrusted Assets Mgmt For For For
Management
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised Funds
10 Authority to Give Mgmt For Against Against
Guarantees
11 Directors', Mgmt For For For
Supervisors' and
Senior Executives
Fees
12 Appointment of Auditor Mgmt For For For
13 Signing of Mgmt For For For
Construction Contract
and Related Party
Transactions with
Henan Guochang
Architecture and
Engineering Co.,
Ltd.
14 Investment in Bank Mgmt For For For
Wealth Management
Products
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private Placement
with Preemptive
Rights
2 Type and Volume Mgmt For Against Against
3 Issuance Method and Mgmt For Against Against
Targets
4 Par Value and Issuing Mgmt For Against Against
Price
5 Nominal Dividend Yield Mgmt For Against Against
and Determining
Principle
6 Profit Distribution Mgmt For Against Against
7 Provision on Repurchase Mgmt For Against Against
8 Restriction on Mgmt For Against Against
Restoration of Voting
Rights
9 Sequence and Method Mgmt For Against Against
for
Repayment
10 Credit Rating and Mgmt For Against Against
Track
Rating
11 Guarantee Method and Mgmt For Against Against
Principals
12 Arrangement for Mgmt For Against Against
Listing and
Trading
13 Purpose of Raised Fund Mgmt For Against Against
14 Valid Period of Mgmt For Against Against
Resolution
15 Approval of Mgmt For Against Against
Preliminary Plan of
Private Placement
with Preemptive
Right
16 Indemnification Mgmt For Against Against
Arrangements for
Diluted Current
Earnings
17 Commitments by Mgmt For Against Against
Directors and Senior
Management on
Indemnification
Arrangements for
Diluted Current
Earnings
18 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
19 Amendments to Articles Mgmt For Against Against
20 Amendments to Mgmt For Against Against
Procedural
Rules
21 Report on Deposit and Mgmt For For For
Use of Raised
Funds
22 Shareholder Returns Mgmt For For For
Plan
23 Board Authorization to Mgmt For Against Against
Implement Private
Placement with
Preemptive
Rights
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 06/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authorization for Debt Mgmt For For For
Issuance
3 Eligibility for Mgmt For For For
Issuance of Green
Bonds
4 Authority to Issue Mgmt For For For
Green
Bonds
5 Authorization for Mgmt For For For
Green Bond
Issuance
6 Authority to Give Mgmt For For For
Guarantees
7 Alteration of Raised Mgmt For For For
Fund Project
Investment
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Company Mgmt For For For
Address and Articles
of
Association
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 03/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Independent Directors' Mgmt For For For
Report
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For Abstain Against
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 01/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Private Mgmt For For For
Placement
2 Subsidiary Equity Mgmt For For For
Incentive
Agreement
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Purchase of Raw Mgmt For For For
Materials
11 Sale of Products Mgmt For For For
12 Provision of Services Mgmt For For For
and
Labor
13 Receipt of Services Mgmt For For For
and
Labor
14 Signing of Related Mgmt For For For
Party Transaction
Agreement
15 Signing of Mgmt For For For
Introduction of
Investment
Agreement
16 Signing of Purchase Mgmt For For For
and Sale
Agreement
17 Elect LIU Jiren Mgmt For For For
18 Elect WANG Yongfeng Mgmt For For For
19 Elect CHEN Ximin Mgmt For For For
20 Elect SHI Yecheng Mgmt For For For
21 Elect YUZUO MEICHE Mgmt For For For
22 Elect XU Hongli Mgmt For For For
23 Elect WANG Wei Mgmt For For For
24 Elect DENG Feng Mgmt For For For
25 Elect LIU Shulian Mgmt For For For
26 Elect TU Gengfeng Mgmt For For For
27 Elect ZANGTIAN Zhenwu Mgmt For Against Against
28 Elect ZHANG Hong Mgmt For Against Against
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 04/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XIONG Lianhua Mgmt For For For
3 Elect PENG Yulong Mgmt For For For
4 Fees of Supervisory Mgmt For For For
Board
Chair
5 13th Five-Year Mgmt For For For
Development
Plan
6 Authority to Issue Mgmt For For For
Domestic Debt
Instruments
7 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report of Directors' Mgmt For For For
Performance
8 Report of Independent Mgmt For For For
Non-executive
Directors'
Performance
9 Elect GENG Jianxin Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Elect Anke D'Angelo Mgmt For Against Against
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 06/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect YANG Fang Mgmt For Against Against
8 Authority to Give Mgmt For For For
Guarantees for
Financing
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DENG Feng Mgmt For For For
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GONG LIMING Mgmt For For For
2 Elect CHEN Guoping Mgmt For For For
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 2016 Accounts and Mgmt For For For
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 2017 Financial Budget Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Approval of debt Mgmt For For For
financing
11 Elect MAO Jianhong Mgmt For For For
12 Elect GONG Liming Mgmt For For For
13 Elect CHU Bin Mgmt For For For
14 Elect JIANG Yipeng Mgmt For For For
15 Elect CHEN Guopan Mgmt For For For
16 Elect JIN Xing Mgmt For For For
17 Elect ZHENG Shaoping Mgmt For For For
18 Elect CHEN Zhiang Mgmt For For For
19 Elect XU Yongbin Mgmt For For For
20 Elect YANG Wu Mgmt For For For
21 Elect ZHANG Sigang Mgmt For For For
22 Elect LV Jing Mgmt For For For
23 Elect HU Xinger Mgmt For Against Against
24 Elect YUAN Haiping Mgmt For Against Against
25 Elect CAI Linlin Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 09/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules for
Director
Meetings
2 Change of Company Name Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ningbo Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MAO Jianhong Mgmt For For For
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: LI
Fuchun
2 Elect Non-Independent Mgmt For For For
Director: CUI
Wei
3 Elect Non-Independent Mgmt For For For
Director: HE
Junyan
4 Elect Non-Independent Mgmt For For For
Director: SONG
Shanglong
5 Elect Non-Independent Mgmt For For For
Director: SUN
Xiaofeng
6 Elect Non-Independent Mgmt For For For
Director: LIU
Shusen
7 Elect Non-Independent Mgmt For For For
Director: TAI
Ge
8 Elect Non-Independent Mgmt For For For
Director: CUI
Xuebin
9 Elect Independent Mgmt For For For
Director: SONG
Bai
10 Elect Independent Mgmt For For For
Director: HE
Qiang
11 Elect Independent Mgmt For For For
Director: LONG
Hong
12 Elect Independent Mgmt For For For
Director: DU
Jie
13 Elect Independent Mgmt For For For
Director: JI
Feng
14 Elect YANG Shucai Mgmt For Against Against
15 Elect TANG Zhiping Mgmt For Against Against
16 Elect WANG Huamin Mgmt For For For
17 Elect TIAN Kuiwu Mgmt For For For
18 Elect GUO Yan Mgmt For For For
19 Elect HE Jianfen Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 08/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Li Wei Mgmt For For For
2 Elect Cui Xuebin Mgmt For For For
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Capital of Mgmt For For For
a
Company
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Wholly-owned
Subsidiary
2 Authority to Give Loan Mgmt For Against Against
Guarantees
3 Size of Issuance Mgmt For Against Against
4 Issuance Targets and Mgmt For Against Against
Method
5 Bond Type and Duration Mgmt For Against Against
6 Interest Rate Mgmt For Against Against
7 Guarantee Method Mgmt For Against Against
8 Purpose of Raised Funds Mgmt For Against Against
9 Raised Fund Special Mgmt For Against Against
Account
10 Repayment Guarantee Mgmt For Against Against
Measures
11 Trading and Mgmt For Against Against
Circulation of
Bonds
12 Validity Period of Mgmt For Against Against
Resolution
13 Board Authorization Mgmt For Against Against
for Corporate Bond
Issuance
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Mandate for Portfolio Mgmt For For For
Investment
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees for Debt
Restructuring
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 02/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIN Xiaojian Mgmt For For For
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Elect LU Bo Mgmt For For For
8 Elect JIN Xiaojian Mgmt For For For
9 Elect LIN Yaosheng Mgmt For For For
10 Elect MENG Jun Mgmt For Against Against
11 Elect QIU Xiaohua Mgmt For For For
12 Elect GUO Tao Mgmt For For For
13 Elect HUANG Yongjin Mgmt For For For
14 Elect WEI Junchao Mgmt For Against Against
15 Elect ZHAO Yanbo Mgmt For For For
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Bo as Director Mgmt For For For
2 Elect QIU Xiaohua as Mgmt For For For
Director
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
03958 CINS Y6S79P100 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Non-Public Issuance
of A
Shares
2 Issuance Method Mgmt For For For
3 Class and Par Value Mgmt For For For
4 Issuance Price and Mgmt For For For
Pricing
Principles
5 Target Subscribers and Mgmt For For For
Methods for
Subscription
6 Number of Shares Mgmt For For For
7 Lock-up Period for Mgmt For For For
Proposed
Issuance
8 Amount and Use of Mgmt For For For
Proceeds
9 Place of Listing Mgmt For For For
10 Treatment of the Mgmt For For For
Undistributed Profit
Retained Prior to
Issuance
11 Validity Period of Mgmt For For For
Resolution
12 Proposal of Non-public Mgmt For For For
Issuance of A Shares
(Revised)
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Utilization of Mgmt For For For
Proceeds from
Previous Fund
Raising
15 Related Party Mgmt For For For
Transactions:
Issuance of A
shares
16 Subscription Agreement Mgmt For For For
with Shenergy (Group)
Company
Limited
17 Subscription Agreement Mgmt For For For
with Shanghai Haiyan
Investment Management
Company
Limited
18 Subscription Agreement Mgmt For For For
with Shanghai United
Media
Group
19 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
20 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
21 Shareholder Returns Mgmt For For For
22 Issue Size Mgmt For Against Against
23 Type Mgmt For Against Against
24 Term Mgmt For Against Against
25 Interest Rate and Mgmt For Against Against
Basis of
Determination
26 Issuance Method and Mgmt For Against Against
Issuance
Target
27 Use of Proceeds Mgmt For Against Against
28 Authorization Matters Mgmt For Against Against
29 Validity Period of Mgmt For Against Against
Resolution
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
03958 CINS Y6S79P100 04/14/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Method Mgmt For For For
2 Class and Par Value Mgmt For For For
3 Issuance Price and Mgmt For For For
Pricing
Principles
4 Target Subscribers and Mgmt For For For
Methods for
Subscription
5 Number of Shares Mgmt For For For
6 Lock-up Period for Mgmt For For For
Proposed
Issuance
7 Amount and Use of Mgmt For For For
Proceeds
8 Place of Listing Mgmt For For For
9 Treatment of the Mgmt For For For
Undistributed Profit
Retained Prior to
Issuance
10 Validity Period of Mgmt For For For
Resolution
11 Proposal of Non-public Mgmt For For For
Issuance of A Shares
(Revised)
12 Subscription Agreement Mgmt For For For
with Shenergy (Group)
Company
Limited
13 Subscription Agreement Mgmt For For For
with Shanghai Haiyan
Investment Management
Company
Limited
14 Subscription Agreement Mgmt For For For
with Shanghai United
Media
Group
15 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 06/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 2017 Self-operating Mgmt For For For
Scale of the
Company
7 Appointment of Auditor Mgmt For For For
8 Connected Transactions Mgmt For For For
with Shenergy (Group)
Co., Ltd. and its
related
companies
9 Connected Transactions Mgmt For For For
with other related
companies
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
3958 CINS Y6S79P100 11/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Jianguo as Mgmt For For For
Director
2 Appointment of Auditor Mgmt For For For
3 Amendments to Articles Mgmt For For For
of Association and
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 01/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For Abstain Against
Investment
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU DABIN Mgmt For Against Against
2 Elect SUN JUANXIA Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension on Mgmt For For For
Resumption of Trading
on Major Asset
Restructuring
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and Cancel
Shares
9 Board Authorization to Mgmt For For For
Implement Repurchase
or Donation of
Shares
10 Decrease in Authorized Mgmt For For For
Capital
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Mgmt For For For
Authorized
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DENG Pan Mgmt For For For
2 Elect HU Bin Mgmt For For For
3 Elect YAO Wenzhe Mgmt For For For
4 Elect LI Haosheng Mgmt For For For
5 Elect HUANG Yingchun Mgmt For For For
6 Elect WU Linguang Mgmt For For For
7 Elect LI Renyu Mgmt For For For
8 Elect LEI Jiasu Mgmt For For For
9 Elect JIANG Zhaodong Mgmt For For For
10 Elect QI Huimin Mgmt For Against Against
11 Elect YU Long Mgmt For For For
12 Constitution of Mgmt For For For
Procedural Rules:
Management Rules for
Remuneration and
Performance of
Directors,
Supervisors and
Officers
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Pangang Group Vanadium Titanium & Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y6724S103 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Dade Mgmt For For For
2 Elect DUAN Xiangdong Mgmt For For For
3 Elect ZHANG Zhijie Mgmt For For For
4 Elect CHEN Yong Mgmt For For For
5 Elect MA Lianyong Mgmt For For For
6 Elect ZENG Xianbin Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect ZHANG Qiang Mgmt For For For
9 Elect JI Li Mgmt For Against Against
10 Elect YAN Hong Mgmt For For For
11 Elect SHEN Changchun Mgmt For Against Against
12 Elect YANG Dong Mgmt For Against Against
13 Elect XIAO Mingxiong Mgmt For For For
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Independent Directors' Mgmt For For For
Report
8 Approval of Financing Mgmt For For For
Amount
9 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
10 Authority to Give Mgmt For Against Against
Guarantees to
Customers
11 Signing of Product Mgmt For For For
Purchase
Agreement
12 Related Party Mgmt For For For
Transactions
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Medium-term
Notes
15 Board or Chairman Mgmt For For For
Authorization to
Implement Medium-term
Notes
Issuance
16 Authority to Issue Mgmt For For For
Debt Financing
Instruments
17 Board or Chairman Mgmt For For For
Authorization to
Implement Issuance of
Debt Financing
Instrument
18 Elect PANG Qinghua Mgmt For For For
19 Elect WANG Yusheng Mgmt For For For
20 Elect WU Cheng Mgmt For For For
21 Elect HE Lixin Mgmt For For For
22 Elect HE Jingyun Mgmt For For For
23 Elect SUN Zhixin Mgmt For For For
24 Elect CHEN Xiguang Mgmt For Against Against
25 Elect LIU Bin Mgmt For For For
26 Elect YANG Xiaoguang Mgmt For For For
27 Elect ZHANG Yi Mgmt For For For
28 Elect SHI Huasan Mgmt For For For
29 Elect GAO Zhiqian Mgmt For For For
30 Elect WANG Du Mgmt For For For
31 Elect SU Min Mgmt For For For
32 Elect WANG Dong Mgmt For For For
33 Elect XU Yanping Mgmt For Against Against
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pangda Automobile Trade Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601258 CINS Y708BH101 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Ultra Short-Term
Financing
Bonds
3 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
People.cn Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603000 CINS Y6788E107 12/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect WANG Yibiao Mgmt For For For
4 Elect NIU Yibing Mgmt For For For
5 Elect ZHANG Zhong Mgmt For For For
6 Elect HU Xijin Mgmt For For For
7 Elect YU Qingchu Mgmt For For For
8 Elect LUO Hua Mgmt For For For
9 Elect TANG Weihong Mgmt For For For
10 Elect SONG Liyun Mgmt For For For
11 Elect LI Xiang Mgmt For For For
12 Elect SHI Dandan Mgmt For For For
13 Elect LIU Kaixiang Mgmt For For For
14 Elect TU Zipei Mgmt For For For
15 Elect TANG Ning Mgmt For For For
16 Elect SONG Guangmao Mgmt For Against Against
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Mgmt For Against Against
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Elect WANG Yilin Mgmt For Against Against
11 Elect WANG Dongjin Mgmt For For For
12 Elect YU Baocai Mgmt For Against Against
13 Elect LIU Yuezhen Mgmt For Against Against
14 Elect LIU Hongbin Mgmt For For For
15 Elect HOU Qijun Mgmt For For For
16 Elect DUAN Liangwei Mgmt For For For
17 Elect QIN Weizhong Mgmt For For For
18 Elect LIN Boqiang Mgmt For Against Against
19 Elect ZHANG Biyi Mgmt For Against Against
20 Elect Elsie LEUNG Oi Mgmt For For For
Sie
21 Elect Tatsuhito Tokuchi Mgmt For For For
22 Elect Simon P. Henry Mgmt For For For
23 Elect XU Wenrong Mgmt For Against Against
24 Elect ZHANG Fengshan Mgmt For For For
25 Elect JIANG Lifu Mgmt For For For
26 Elect LU Yaozhong Mgmt For Against Against
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jianhua Mgmt For Against Against
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2016 Related Party Mgmt For For For
Transactions and
Management
System
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Composition of the Mgmt For For For
Board of
Supervisors
10 Elect Shareholder Mgmt For For For
Representative
Supervisor: CHE
Baoguo
11 Elect ZHOU Jianguo Mgmt For For For
12 Elect LUO Xiangdong Mgmt For For For
13 Elect CHU Yiyun Mgmt For For For
14 Elect GUO Shibang Mgmt For For For
15 Elect YAO Guiping Mgmt For For For
16 Authority to Issue Mgmt For For For
Overseas
Bonds
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Structure of the Board Mgmt For For For
of
Directors
2 Elect CHEN Xinying Mgmt For For For
3 Elect YAO Bo Mgmt For Against Against
4 Elect YE Sulan Mgmt For For For
5 Elect CAI Fangfang Mgmt For For For
6 Elect GUO Jian Mgmt For For For
7 Elect XIE Yonglin Mgmt For For For
8 Elect HU Yuefei Mgmt For For For
9 Elect ZHAO Jichen Mgmt For For For
10 Elect CAI Lifeng Mgmt For For For
11 Elect WANG Chunhan Mgmt For For For
12 Elect WANG Songqi Mgmt For For For
13 Elect HAN Xiaojing Mgmt For For For
14 Elect GUO Tianyong Mgmt For For For
15 Elect YANG Rusheng Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect OUYANG Hui Mgmt For For For
8 Adoption of Autohome Mgmt For Against Against
Inc. Share Incentive
Plan
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Review of Overseas Mgmt For For For
Listing Proposal of
Ping An
Securities
2 Compliance with Mgmt For For For
Relevant
Provisions
3 Undertaking to Mgmt For For For
Maintain Independent
Listing
Status
4 Sustainable Mgmt For For For
Profitability
Statement and
Prospect
5 Authorization Mgmt For For For
6 Adjustment of Mgmt For For For
Remuneration of
Non-executive
Directors
7 Adjustment of Mgmt For Abstain Against
Remuneration of
Non-employee
Representative
Supervisors
8 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 08/15/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Debt
Instruments
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 INVESTMENT PLAN Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For Against Against
External
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Approval to Receive Mgmt For Against Against
Loans and Guarantees
from China Poly Group
Corp.
10 Related Party Mgmt For Against Against
Transactions with
Poly Finance Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Joint Ventures and
Affiliated
Companies
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 08/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope and Plan Mgmt For For For
Participants
2 Number, Source and Mgmt For For For
Type of
Stocks
3 Grant Condition Mgmt For For For
4 Validity Period, Mgmt For For For
Granting Date,
Vesting Date and
Lock-up
Period
5 Exercise Price and Mgmt For For For
Determining
Method
6 Conditions for Mgmt For For For
Granting and
Excercising
7 Methods and Procedures Mgmt For For For
for Plan
Adjustment
8 Accounting Treatment Mgmt For For For
9 Procedures for Company Mgmt For For For
to Grant and Exercise
Options
10 Rights and Obligations Mgmt For For For
for the Company and
Participants
11 Treatment under Mgmt For For For
Special Circumstances
and
Termination
12 Board Authorization to Mgmt For For For
Implement Stock
Purchase
Plan
13 Constitution of Mgmt For For For
Procedural Rules:
Appraisal of
Incentive
Plan
14 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Incentive
Plan
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Xing Yi as Mgmt For For For
Non-Independent
Director
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meetings of Board of
Directors
3 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 06/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For Abstain Against
7 2017 INVESTMENT PLAN Mgmt For Abstain Against
8 2017 Guarantee Plan Mgmt For Against Against
9 Financing Budget Mgmt For Abstain Against
10 Related Party Mgmt For For For
Transactions
11 Appointment of Mgmt For For For
Financial Auditor and
Internal Control
Auditor
12 Authority to Give Mgmt For Against Against
Guarantees for a
Shanty Town
Restructuring Project
in
Xichang
13 Authority to Give Mgmt For Against Against
Guarantees for
another Shanty Town
Restructuring Project
in
Xichang
14 Authority to Give Mgmt For Against Against
Guarantees for a PPP
Project in Chengliang
Industrial
Park
15 Authority to Give Mgmt For Against Against
Guarantees for the
third Shanty Town
Restructuring Project
in
Xichang
16 Independent Directors' Mgmt For For For
Fees
17 Directors' Fees in 2016 Mgmt For For For
18 Directors' Fees in 2017 Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Approval to Increase Mgmt For For For
Authorized
Capital
21 Amendments to Articles Mgmt For For For
22 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
23 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
24 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management System for
Related Party
Transactions
25 Outline of the Mgmt For Abstain Against
Company's 13th
Five-year Development
Strategy
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 07/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Share Type and Par Mgmt For For For
Value
3 Offering Method and Mgmt For For For
Period
4 Target Investors and Mgmt For For For
Subscription
Method
5 Issuing Price Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Distribution Mgmt For For For
Arrangement for
Undistributed
Profits
11 Validity Resolution of Mgmt For For For
Period
12 Preliminary Plan of Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Shareholder Returns Mgmt For For For
Plan
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
19 Self-inspection Report Mgmt For For For
on Real Estate
Business
20 Shareholders' Mgmt For For For
Commitment Letter on
Real Estate
Business
21 Directors and Mgmt For For For
Management's
Commitment Letter on
Real Estate
Business
22 Supervisors' Mgmt For For For
Commitment Letter on
Real Estate
Business
23 Dividend Plan for Mgmt For For For
Preferred
Shares
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Li as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Internal Control Audit Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Foreign Exchange Mgmt For For For
Derivative
Transactions
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Guarantees Management
System
13 Amendments to Mgmt For For For
Management System for
Investment
14 Amendments to Mgmt For For For
Independent Directors
System
15 Constitution of Mgmt For For For
Management System for
Foreign Exchange
Derivative
Transactions
16 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors and Senior Mgmt For For For
Management's
Fees
6 Related Party Mgmt For For For
Transactions with
Sinochem Chemicals
Fertilizer Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Qinghai Minguang Coal
Industry Sale
Co.,Ltd.
8 Related Party Mgmt For For For
Transactions with
Qinghai Muli Coal
Industry Development
Group Co.,
Ltd.
9 Approval of Borrowing Mgmt For Against Against
10 Authority to Give Mgmt For For For
Guarantees and
Financial
Support
11 Amendments to Articles Mgmt For For For
12 Elect WANG Xingfu Mgmt For For For
13 Elect CAO Daling Mgmt For For For
14 Elect TAN Hengde Mgmt For For For
15 Elect XIE Kangmin Mgmt For For For
16 Elect FENG Mingwei Mgmt For For For
17 Elect WU Wenhao Mgmt For For For
18 Elect GUO Hongbin Mgmt For For For
19 Elect DONG Chunming Mgmt For For For
20 Elect WANG Xiaofeng Mgmt For For For
21 Elect WANG Jianling Mgmt For For For
22 Elect HONG Le Mgmt For For For
23 Elect YANG Zhiyu Mgmt For For For
24 Elect HAN Zengyan Mgmt For For For
25 Elect LIU Feng Mgmt For Against Against
26 Elect LI Zhiqiang Mgmt For For For
27 Elect YANG Yong Mgmt For Against Against
28 Elect SUN Yingbo Mgmt For Against Against
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 08/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Bank Mgmt For For For
Loan
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Hongbin Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
China Europe Shun
Properties Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Liaocheng Rongsheng
Real Estate
Development Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees Chongqing
Rongsheng Xinyu Real
Estate Development
Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees Zhejiang
Rongsheng billion Xin
Real Estate
Development Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Rongsheng a
Hong Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Board Authorization to Mgmt For For For
Implement Debt
Instrument
Issuance
3 Authority to Give Mgmt For Against Against
Guarantees for
Nanjing Rongsheng
Shengtai Real Estate
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees for
Shandong Rongfa Real
Estate Development
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees for
Langfang Development
Zone Rongsheng Real
Estate Development
Co.,
Ltd
6 Election of CHEN Mgmt For For For
Jinhai as
Director
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Liaocheng
Risesun
2 Authority to Give Mgmt For Against Against
Guarantees for
Shenyang
Risesun
3 Authority to Give Mgmt For Against Against
Guarantees for
Huangshan
Risesun
4 Authority to Give Mgmt For Against Against
Guarantees for
Sizhonghuilian
5 Authority to Give Mgmt For Against Against
Guarantees for Hebei
Risesun
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Audited Financial Mgmt For For For
Report and Audit
Report
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Statements Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Give Mgmt For Against Against
Guarantees to Handan
Risesun Real Estate
Development Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Risesun
Jinxiu Tiandi Real
Estate Development
Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Rongxiang
Real Estate
Development Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Development
District Risesun Real
Estate Development
Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Rongsheng
Real Estate
Development
2 Authority to Give Mgmt For Against Against
Guarantees to
Rongsheng (Wuhu) Real
Estate
3 Authority to Give Mgmt For Against Against
Guarantees to
Bengbu Rongsheng
Dingye Real Estate
Development
4 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Rongsheng
Xinyu Real Estate
Development
5 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Rong Yu
Property
6 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Rong Ting
Property
7 Authority to Give Mgmt For Against Against
Guarantees to Jinan
Glory Real Estate
Development
8 Authority to Give Mgmt For Against Against
Guarantees to Jinan
Rongfeng Real Estate
Development
9 Authority to Give Mgmt For Against Against
Guarantees to
Nanjing Rongsheng Real
Estate
10 Authority to Give Mgmt For Against Against
Guarantees to
Tangshan Rongsheng
Real Estate
Development
11 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Xieyi
Landscaping
Engineering
12 Authority to Give Mgmt For Against Against
Guarantees to Hebei
Rongsheng Xingcheng
Investment
13 Authority to Give Mgmt For Against Against
Guarantees to
Rongsheng (Xuzhou)
Real Estate
Development
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Risesun Property Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Risesun Shengjing
Property Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Risesun
Xuzhou Real Estate
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Xieyi
Landscaping Projects
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Henan
Rongyou Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Method of Issuance Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Volume Mgmt For For For
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Pricing Base Date and Mgmt For For For
Issuance
Price
7 Lock-up Period Mgmt For For For
Arrangements
8 Listing Market Mgmt For For For
9 Amount and Use of Mgmt For For For
Raised
Funds
10 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Previous to
Issuance
11 Validity Period of Mgmt For For For
Resolution
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Influence on Main Mgmt For For For
Financial Indicators
by Diluted Immediate
Returns
15 Commitments of the Mgmt For For For
Company's Controlling
Shareholders,
Directors, and Senior
Management for
Implementation of
Dilution
Measures
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Special Report for Mgmt For For For
Previously Raised
Funds
18 Plan for Shareholders Mgmt For For For
Profit Return
(2016-2018)
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up Plan for Mgmt For For For
Balance Payments for
House
Purchases
2 Provision of Mgmt For For For
Discrepancy
Credit
3 Board Authorization to Mgmt For For For
Implement Balance
Payment Plan for
House
Purchases
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
3 Authority to Give Mgmt For For For
Guarantees for
Xianghe Varytown
Industry Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees for
Tangshan Riseun Real
Estate Development
Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees for Xuzhou
Rongkai Property Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Huang Mgmt For For For
Yuhua as Independent
Director
2 Authority to Give Mgmt For For For
Guarantees to Nanjing
Risesun Property Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Nanjing
Rongting Property
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Nanjing
Rongyu Property Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees to Jinan
Rongfeng Property
Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Jinan
Rongyao Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
RongSheng KangLu
Investment Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
HuangShang RongSheng
Real Estate
Development Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
TangShan RongSheng
Real Estate
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Changsha RongCheng
Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Replenish Working Mgmt For For For
Capital with
Remaining Raised
Funds
8 Authority to Give Mgmt For For For
Guarantees for
Shanghai GM Auto
Financing Co.,
Ltd
9 Authority for Global Mgmt For For For
Chexiang Auto Leasing
Co., Ltd to Give
Guarantees to its
Subsidiaries
10 Authority for Huayu Mgmt For For For
Auto Systems Co.,
Ltd. to Give
Guarantees to its
Subsidiaries
11 Authority for Mgmt For For For
Subsidiaries of Huayu
Auto Systems Co.,
Ltd. to Give
Guarantees to its
Subsidiaries
12 Appointment of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 12/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Resolution
For Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Validity Period for
Private
Placement
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Supervisors Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 12/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Term of Mgmt For For For
Employee Stock
Purchase
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 03/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Returns Mgmt For For For
Plan
7 Approval of Line of Mgmt For For For
Credit
8 Approval of Mortgage Mgmt For For For
and Finance Leasing
Business
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Investment in Wealth Mgmt For For For
Management
Products
12 Approval of Financial Mgmt For For For
Derivative
Business
13 Appointment of Auditor Mgmt For For For
14 Appointment of Mgmt For For For
Internal Control
Auditor
15 Independent Directors' Mgmt For Abstain Against
Report
16 Cancellation of Part Mgmt For For For
of Stock Options and
Restricted
Shares
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis For Determining Mgmt For For For
Plan Participants and
Scope
2 Source, Size and Mgmt For For For
Distribution of Stock
Options and
Restricted
Shares
3 Validity, Grant Date, Mgmt For For For
Waiting And Lock-Up
Period, Exercise Date
and Unlocking
Date
4 Exercise Price, and Mgmt For For For
Granting Price and
Method of
Determination
5 Exercising and Mgmt For For For
Unlocking
Conditions
6 Methods and Procedures Mgmt For For For
for
Adjustments
7 Accounting Treatment Mgmt For For For
8 Implementation Mgmt For For For
Procedures
9 Rights and Obligations Mgmt For For For
For Company and
Participants
10 Treatment Under Mgmt For For For
Unusual Situations of
Company and
Participants
11 Principles of Mgmt For For For
Repurchase and
Cancellation
12 Management Measures On Mgmt For For For
Implementation and
Appraisal of
Plan
13 Board Authorization to Mgmt For For For
Implement the Stock
Options and
Restricted Shares
Plan
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis For Determining Mgmt For For For
Plan Participants and
Scope
2 Source, Size and Mgmt For For For
Distribution of Stock
Options and
Restricted
Shares
3 Validity, Grant Date, Mgmt For For For
Waiting And Lock-Up
Period, Exercise Date
and Unlocking
Date
4 Exercise Price, and Mgmt For For For
Granting Price and
Method of
Determination
5 Exercising and Mgmt For For For
Unlocking
Conditions
6 Methods and Procedures Mgmt For For For
for
Adjustments
7 Accounting Treatment Mgmt For For For
8 Implementation Mgmt For For For
Procedures
9 Rights and Obligations Mgmt For For For
For Company and
Participants
10 Treatment Under Mgmt For For For
Unusual Situations of
Company and
Participants
11 Principles of Mgmt For For For
Repurchase and
Cancellation
12 Management Measures On Mgmt For For For
Implementation and
Appraisal of
Plan
13 Board Authorization to Mgmt For For For
Implement the Stock
Options and
Restricted Shares
Plan
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Transfer Mgmt For For For
2 Related Party Mgmt For For For
Transactions for
Transfer Account
Receivables
3 Related Party Mgmt For For For
Transactions for
Transfer Account
Receivables for
Second
Subsidiary
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Amendments to Articles Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Board Authorization Mgmt For For For
for Essence
Securities to Issue
Debt Financing
Instrument
11 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 06/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Wenwu as Mgmt For For For
Non-Independent
Director
2 Elect ZOU Baozhong as Mgmt For For For
Non-Independent
Director
3 Elect MEI Cun as Mgmt For For For
Non-Independent
Director
4 Elect LI Wenxin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Constitution of Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Constitution of Mgmt For For For
Procedural Rules for
Board
Meetings
4 Constitution of Mgmt For For For
Procedural Rules for
Supervisor Board
Meetings
5 Constitution of Mgmt For For For
Independent Director
System
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Elect SHI Hongxiang Mgmt For For For
9 Elect YE Baishou Mgmt For Against Against
10 Elect ZHU Yaobin Mgmt For For For
11 Elect WU Weiwei Mgmt For For For
12 Elect ZHANG Xiaowei Mgmt For For For
13 Elect CHEN Zhisheng Mgmt For For For
14 Elect HE Zhufeng Mgmt For For For
15 Elect QU Xiaohui Mgmt For For For
16 Elect CUI Liguo Mgmt For For For
17 Elect LU Jun Mgmt For For For
18 Elect YI Shiren Mgmt For Against Against
19 Elect YIN Shujun Mgmt For Against Against
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Eligibility for Mgmt For For For
Private Placement
Shares
3 Method of Issuance Mgmt For For For
4 Stock Class and Par Mgmt For For For
Value
5 Subscribers and Method Mgmt For For For
of
Subscription
6 Pricing Principals and Mgmt For For For
Issuance
Price
7 Volume of Issuance Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Listing Market Mgmt For For For
11 Arrangement for Mgmt For For For
Cumulative Profits
Prior to Private
Placement
12 Validity Period Mgmt For For For
13 Plan for Private Mgmt For For For
Placement
14 Feasibility Analysis Mgmt For For For
Report for Use of
Proceeds
15 Related Party Mgmt For For For
Transactions for
Private
Placement
16 Conditional Mgmt For For For
Subscription
Agreements
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
19 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
20 Shareholder Return Plan Mgmt For For For
21 Election of ZHANG Mgmt For For For
Xiaoman as
Independent
Director
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
2 Conditional Equity Mgmt For For For
Transfer Agreement
with Controlling
Shareholder
3 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation
Hypothesis,
Correlation Between
Evaluation Method and
Objective and
Fairness of
Evaluation
Pricing
4 Audit Report and Mgmt For For For
Evaluation
Report
5 Related Party Mgmt For For For
Transactions:
Loans
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Elect JI Xiaolong as Mgmt For For For
Independent
Director
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Renewable
Corporate
Bonds
2 Par Value, Size and Mgmt For For For
Method of
Issuance
3 Issuance Targets and Mgmt For For For
Arrangement for
Shareholders
4 Maturity Mgmt For For For
5 Interest Rate and Mgmt For For For
Determination
Method
6 Interest Deferred Mgmt For For For
Payment
Arrangement
7 Limit of Interest Mgmt For For For
Deferred
Payment
8 Use of Proceeds Mgmt For For For
9 Listing Arrangement Mgmt For For For
10 Guarantee Arrangement Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 03/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 06/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
5 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
6 Elect ZHANG Bo as Mgmt For Against Against
Supervisor
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2017 Operation Plan Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Returns Mgmt For Abstain Against
Plan
7 Remuneration Mgmt For For For
Committee's
Report
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect DAI Gang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
BOWL
2 Authority to Give Mgmt For For For
Guarantees to
ICOL
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Size and Mgmt For For For
Method
2 Issuance Targets Mgmt For For For
3 Bond Duration Mgmt For For For
4 Use of Proceeds Mgmt For For For
5 Listing Arrangement Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Valid Period of Mgmt For For For
Resolution
8 Repayment Guarantee Mgmt For For For
Measures
9 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
10 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 09/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Gang Mgmt For For For
2 Elect LUO ShaoXiang Mgmt For For For
3 Elect ZHU Jiwei Mgmt For For For
4 Elect GUO Qigang Mgmt For For For
5 Elect FENG Sujing Mgmt For For For
6 Elect ZOU Baozhong Mgmt For For For
7 Elect ZENG Ming Mgmt For For For
8 Elect SHAO Luwei Mgmt For For For
9 Elect HUANG Huixin Mgmt For For For
10 Elect DAI Gang Mgmt For For For
11 Elect DING Xiaoliang Mgmt For Against Against
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal Regarding Mgmt For For For
Forging of Company
Seal
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 04/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Proprietary Fund Mgmt For For For
Investment Scale and
Risk
Limitation
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 07/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Share Mgmt For For For
Allocation
2 Share Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Placement Base, Ratio Mgmt For For For
and
Size
5 Pricing Principle and Mgmt For For For
Price
6 Issuing Target Mgmt For For For
7 Distribution Mgmt For For For
Arrangement for
Accumulated
Profits
8 Issuing Period Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Validity Period of Mgmt For For For
Resolution
12 Listing Place Mgmt For For For
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Board Authorization to Mgmt For For For
Implement Share
Allocation
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Issuing Entity Mgmt For Against Against
18 Size of Issuance and Mgmt For Against Against
Issuing
Method
19 Types Mgmt For Against Against
20 Maturities Mgmt For Against Against
21 Interest Rates Mgmt For Against Against
22 Issuing Price Mgmt For Against Against
23 Use of Proceeds Mgmt For Against Against
24 Issuing Target Mgmt For Against Against
25 Listing Place Mgmt For Against Against
26 Guarantee Repayment Mgmt For Against Against
Measures
27 Ratings Mgmt For Against Against
28 Validity Period of Mgmt For Against Against
Resolution
29 Authorization Matters Mgmt For Against Against
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Registered Mgmt For For For
Capital of a
Subsidiary
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 02/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Second Mgmt For For For
Tranche of Employee
Stock Ownership
Plan
2 Board Authorization Mgmt For For For
for Employee Stock
Ownership
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Formulation of
Management Rules for
the Second Tranche of
Employee Stock
Ownership
Plan
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIA Yanyan Mgmt For For For
2 Elect KANG Jian Mgmt For For For
3 Elect LI Xu Mgmt For For For
4 Elect SHANGGUAN Mgmt For For For
Yongqiang
5 Elect WANG Pei Mgmt For For For
6 Elect ZHU Jianlin Mgmt For For For
7 Elect LI Xielin Mgmt For For For
8 Elect WANG Chunxia Mgmt For Against Against
9 Elect DENG Nan Mgmt For For For
10 Directors' Mgmt For For For
Supervisors' and
Senior Management
Fees
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Size of Issuance Mgmt For For For
7 Size and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Accumulated Retained Mgmt For For For
Profits
Arrangement
11 Validity of Resolution Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Exemption to Report on Mgmt For For For
Use of Raised
Funds
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
17 Approval of Mgmt For For For
Commitments of
Management for
Filling
Measures
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Jincui Mgmt For For For
Technology Co.,
Ltd.
2 Transfer of Beijing Mgmt For For For
Yaotong
3 Transfer of Chongqing Mgmt For For For
Weihong
________________________________________________________________________________
Shaanxi Coal Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 06/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shan Dong Dong-E E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fee
9 Investment in Wealth Mgmt For For For
Management
Products
10 Directors, Supervisors Mgmt For For For
and Officers
Liability
Insurance
________________________________________________________________________________
Shandong Gold Mining Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Veladero and Signing
of Purchase
Agreement
2 Authentication Report Mgmt For For For
of Accounting Policy
Adjustments Regarding
the
Acquisition
3 Extension of Stock Mgmt For For For
Trading
Suspension
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Investment Plan Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal
Auditor
12 Internal Control Mgmt For For For
Self-Assessment
Report
13 Social Responsibility Mgmt For For For
Report
14 Signing of Financial Mgmt For Against Against
Services
Agreement
15 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
16 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Subsidiary Mgmt For Against Against
to Borrow from
Oversea
Banks
2 Authority to Give Mgmt For For For
Guarantees to
Subsidiary in Respect
of its
Financing
________________________________________________________________________________
Shandong Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600022 CINS Y7677W109 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
2 Elect ZHENG Dong as Mgmt For Abstain Against
Independent
Director
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 03/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Investment in Wealth Mgmt For For For
Management Products
with Idle Raised
Funds
8 Investment in Wealth Mgmt For For For
Management Products
with Idle Proprietary
Funds
9 Amendments to Articles Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Amendments to Mgmt For For For
Procedural
Rules
12 Election of Mgmt For Against Against
Supervisory
Board
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Source, Size and Mgmt For For For
Distribution
2 Valid Period, Grant Mgmt For For For
Date, Locking and
Vesting
Period
3 Grant Price and Mgmt For For For
Determination
Method
4 Vesting Conditions Mgmt For For For
5 Procedures for Mgmt For For For
Adjustment
6 Accounting Treatment Mgmt For For For
7 Procedures for Grant Mgmt For For For
and
Vesting
8 Rights and Obligations Mgmt For For For
of the Company and
Participants
9 Alternation and Mgmt For For For
Termination of
Plan
10 Repurchase and Mgmt For For For
Cancellation
11 Measures for Mgmt For For For
Implementation and
Appraisal of
Restricted Share
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Restricted
Share Incentive
Plan
13 Amendments to Use of Mgmt For For For
Proceeds
14 Size and Method Mgmt For For For
15 Issuance Targets Mgmt For For For
16 Type and Duration Mgmt For For For
17 Par Value and Issue Mgmt For For For
Price
18 Interest Rate Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Guarantee Clauses Mgmt For For For
21 Principal and Mgmt For For For
Interests Repayment
Method
22 Listing Place Mgmt For For For
23 Underwriting Method Mgmt For For For
24 Valid Period of Mgmt For For For
Resolution
25 Eligibility for Bond Mgmt For For For
Issuance
26 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Equity Mgmt For For For
Investment
Fund
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Bailian Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600827 CINS Y7682E110 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Transfer of Equity Mgmt For For For
Stake
9 Acquisition of Equity Mgmt For For For
Stake
10 Equity Pledge for Mgmt For For For
Credit Line
Application by
Nanjing
Tangshan
Bailian Aote Laisi
Business Co.,
Ltd.
11 Authority to Give Mgmt For For For
Guarantees for
Shanghai World Expo
Bailian Commercial
Co.,
Ltd
12 Issuance of Short-term Mgmt For For For
Commercial
Papers
13 Amendments to Articles Mgmt For For For
14 Elect XU Ziying Mgmt For For For
15 Elect ZHENG Xiaoyun Mgmt For For For
16 Elect CHENG Dali Mgmt For For For
17 Elect LIU Dali Mgmt For For For
18 Elect YANG Aguo Mgmt For Against Against
19 Elect TAO Qing Mgmt For Against Against
________________________________________________________________________________
Shanghai Bairun Investment Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002568 CINS Y76853103 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Commitments of Major Mgmt For For For
Assets Restructuring
and Performance
Compensation
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholder
Meetings
12 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
13 Amendments to Mgmt For Abstain Against
Treatment System of
Major
Events
14 Amendments to Rules on Mgmt For Abstain Against
Implementation of
Cumulative Voting
System
15 Authority to Mgmt For Abstain Against
Repurchase and Cancel
Shares, and Change
Commercial and
Industrial
Registration
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 03/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Amendments to Articles Mgmt For For For
10 Proposal to Elect Mgmt For For For
Board of Directors in
Advance
11 Proposal to Elect Mgmt For For For
Supervisory Board in
Advance
12 JI Guanglin Mgmt For For For
13 Elect JIN Jianmin Mgmt For For For
14 Elect QUAN Zhuowei Mgmt For For For
15 Elect SU Kai Mgmt For For For
16 Elect CHEN Shuai Mgmt For For For
17 Elect SUN Changyu Mgmt For For For
18 Elect SHENG Leiming Mgmt For For For
19 Elect YAN Jie Mgmt For For For
20 Elect XUE Tao Mgmt For For For
21 Elect GONG Dafu Mgmt For Against Against
22 Elect GAO Chao Mgmt For For For
________________________________________________________________________________
Shanghai Chengtou Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Board Mgmt For For For
Authorization to
Implement
Restructing
2 Elect LU Jiancheng Mgmt For For For
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Investment Plan Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Election of Director: Mgmt For For For
BIAN
Jiajun
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 08/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 05/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Parties to the
Transaction
2 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Transaction
Subjects
3 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Basis of Pricing and
Transaction
Price
4 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Arrangement for
Profit or
Loss
5 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Procedures for
Transfer of Ownership
and
Liability for Breach
of
Contract
6 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Class and Nominal
Value of
Shares
7 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Target
Subscribers
8 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Method of Issuance
and Subscription for
Shares
9 Pricing Benchmark Mgmt For For For
Date, Basis of
Pricing and Issue
Price Assets
Acquisition by
Issuance of
Shares:
10 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Number of
Shares
11 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Lock-Up
Period
12 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Listing
Market
13 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Treatment For
Undistributed
Retained
Earnings
14 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Validity of
Resolutions
15 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Class and
Nominal Value of
Shares
16 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Target
Subscribers and
Methods of
Subscription
17 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Issue
Price
18 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Number of
Shares
19 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Use of
Proceeds
20 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Lock-Up
Period
21 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Listing
Market
22 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Validity of
Resolutions
23 Report For Assets Mgmt For For For
Acquisition By
Issuance of Shares
and Supporting Funds
Raising (Connected
Transaction) By
Shanghai Electric
Group Company Limited
(Draft)
24 Execution of Assets Mgmt For For For
Acquisition by
Issuance of Shares
Agreement with
Conditions
Precedent
25 Execution of Profit Mgmt For For For
Compensation
Agreement with
Conditions
Precedent
26 Execution of Share Mgmt For For For
Subscription
Agreement with
Conditions
Precedent
27 Possible Dilution of Mgmt For For For
Current Earnings Per
Share and Remedial
Measures
28 Board Authorization To Mgmt For For For
Implement
Transaction
29 Report On Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Activities
30 Related Party Mgmt For For For
Transactions
Involving Assets
Acquisition by
Issuance of Shares
and Supporting Funds
Raising
31 Independence of Mgmt For For For
Appraisal Firms,
Reasonableness of
Appraisal
Assumptions,
Relevance Between
Appraisal Methodology
and Purpose, and
Fairness of
Valuation
32 Audit and Appraisal Mgmt For For For
Reports
33 Compliance with Mgmt For For For
Relevant Laws and
Regulations of Assets
Acquisition
34 Compliance with Clause Mgmt For For For
4 Under Requirements
Regulating Material
Asset
Reorganizations
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 05/08/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Parties to the
Transaction
2 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Transaction
Subjects
3 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Basis of Pricing and
Transaction
Price
4 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Arrangement for
Profit or
Loss
5 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Procedures for
Transfer of Ownership
and
Liability for Breach
of
Contract
6 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Class and Nominal
Value of
Shares
7 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Target
Subscribers
8 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Method of Issuance
and Subscription for
Shares
9 Pricing Benchmark Mgmt For For For
Date, Basis of
Pricing and Issue
Price Assets
Acquisition by
Issuance of
Shares:
10 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Number of
Shares
11 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Lock-Up
Period
12 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Listing
Market
13 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Treatment For
Undistributed
Retained
Earnings
14 Assets Acquisition by Mgmt For For For
Issuance of Shares:
Validity of
Resolutions
15 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Class and
Nominal Value of
Shares
16 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Target
Subscribers and
Methods of
Subscription
17 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Issue
Price
18 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Number of
Shares
19 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Use of
Proceeds
20 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Lock-Up
Period
21 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Listing
Market
22 Issuance of Shares For Mgmt For For For
Supporting Funds
Raising: Validity of
Resolutions
23 Report For Assets Mgmt For For For
Acquisition By
Issuance of Shares
and Supporting Funds
Raising (Connected
Transaction) By
Shanghai Electric
Group Company Limited
(Draft)
24 Execution of Assets Mgmt For For For
Acquisition by
Issuance of Shares
Agreement with
Conditions
Precedent
25 Execution of Profit Mgmt For For For
Compensation
Agreement with
Conditions
Precedent
26 Execution of Share Mgmt For For For
Subscription
Agreement with
Conditions
Precedent
27 Possible Dilution of Mgmt For For For
Current Earnings Per
Share and Remedial
Measures
28 Board Authorization To Mgmt For For For
Implement
Transaction
29 Report On Use of Mgmt For For For
Proceeds From
Previous Fund Raising
Activities
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees (Shanghai
Electric Wind
Power)
10 Authority to Give Mgmt For For For
Guarantees (SEC-KSB
Nuclear Pumps &
Valves)
11 Authority to Give Mgmt For For For
Guarantees (Shanghai
Electric Heavy
Machinery
Milling)
12 Authority to Give Mgmt For For For
Guarantees (Shanghai
Electric Heavy
Machinery Casting
Forging)
13 Authority to Give Mgmt For For For
Guarantees (Shanghai
Fujikura Cable Co.,
Ltd.)
14 Authority to Give Mgmt For For For
Guarantees (BA
Assembly & Turnkey
Systems
GmbH)
15 Authority to Give Mgmt For For For
Guarantees (Shanghai
Electric (Group)
Corporation)
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Framework Deposit Mgmt For For For
Agreement
4 Framework Loan Mgmt For For For
Agreement
5 MESMEE Framework Mgmt For For For
Purchase
Agreement
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Approval of Borrowing Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
12 Elect WANG Yundan Mgmt For For For
13 Elect WANG Huaiming Mgmt For For For
14 Elect WANG Jiangong Mgmt For Against Against
15 Elect ZHANG Hongde Mgmt For Against Against
16 Elect ZHAO Fengyun Mgmt For For For
17 Elect NIE Yitao Mgmt For For For
18 Elect XU Lihong Mgmt For For For
19 Elect WANG Jintao Mgmt For For For
20 Elect YU Xinyang Mgmt For For For
21 Elect XU Yunren Mgmt For For For
22 Elect ZHU Zuoyun Mgmt For For For
23 Elect ZHAO Baoren Mgmt For For For
24 Elect LI Xiaoru Mgmt For For For
25 Elect TANG Yiwen Mgmt For For For
26 Elect ZHAO Yazhou Mgmt For For For
27 Elect TANG Qinhua Mgmt For Against Against
28 Elect QIU Lin Mgmt For Against Against
29 Elect LI Aijun Mgmt For For For
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 06/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising
2 Related Party Mgmt For For For
Transactions in
Connection with
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
3 Assets Acquisition by Mgmt For For For
Stock and Auxiliary
Funds
Raising
4 Compliance with No.4 Mgmt For For For
Rule of Major Assets
Reorganization
Rules
5 Compliance with No.43 Mgmt For For For
Rule of Public
Companies Major
Assets Administrative
Measures
6 Approval of Mgmt For For For
Completeness,
Compliance, and
Effectiveness of
Submitted Legal
Documents
7 Approval of Related Mgmt For For For
Audit Report and
Asset Evaluation
Report
8 Approval of Mgmt For For For
Independence of
Appraisal
Institution,
Reasonableness of
Appraisal
Assumptions,
Relevance of
Appraisal Methods and
Objectives, and
Fairness of Appraisal
Price
9 Signing of Conditional Mgmt For For For
Assets Acquisition by
Stock and Auxiliary
Funds Raising
Supplementary
Agreement and
Performance
Compensation
Supplementary
Agreement
10 Board Authorization to Mgmt For For For
Implement Assets
Acquisition by Stock
and Auxiliary Funds
Raising
11 Dilution Measures for Mgmt For For For
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
12 Amendments to Mgmt For Abstain Against
Management Measures
for Raised
Funds
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Asset Purchase Mgmt For For For
Compliance with
Relevant
Laws
4 Overview Mgmt For For For
5 Transaction Counterpart Mgmt For For For
6 Transaction Object Mgmt For For For
7 Pricing Method, Mgmt For For For
Consideration and
Incentive
Fund
8 IFC and ADB Tag-along Mgmt For For For
Right
9 Mandatory Tender Offer Mgmt For For For
10 Payment Method of Mgmt For For For
Consideration and
Financing
Arrangements
11 Transaction Structure Mgmt For For For
12 Report on Transaction Mgmt For For For
13 Signing of Agreements Mgmt For For For
Related to Asset
Purchase
14 Transactions Mgmt For For For
Compliance with 4th
Article in Provision
of Major Asset
Restructuring
15 Transactions Mgmt For For For
Non-constitution of
Related Party
Transaction
16 Compliance and Mgmt For For For
Completeness of Legal
Documents and
Proceedings
17 Evaluation Report for Mgmt For For For
Asset
Purchase
18 Verification Report on Mgmt For For For
Difference in
Accounting
Policies
19 Independence of Mgmt For For For
Evaluation,
Rationality of
Evaluation and
Objective Fairness of
Pricing
20 Board Authorization to Mgmt For For For
Implement
Transaction
________________________________________________________________________________
Shanghai Environment Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
601200 CINS Y7T82C101 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Approval of Line of Mgmt For For For
Credit
4 Constitution of Mgmt For For For
Procedural Rules for
Independent
Directors
5 Constitution of Mgmt For For For
Management System for
External
Guarantees
6 Constitution of Mgmt For For For
Management System for
Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Independent Directors' Mgmt For For For
Fees and Adjustments
to Directors and
Supervisors'
Fees
9 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
8 Appraisal Results and Mgmt For For For
Directors'
Fees
9 Appraisal Program for Mgmt For For For
2017
10 Approval of Entrusted Mgmt For For For
Loans
11 Approval of Line of Mgmt For For For
Credit
12 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
13 Authority to Issue Mgmt For For For
Interbank Debt
Instruments
14 Approve Compliance Mgmt For For For
with Conditions of
Bonds
Issuance
15 Size and method of Mgmt For For For
issuance
16 Bond Rate Mgmt For For For
17 Maturity Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Investors and Placing Mgmt For For For
Arrangements
20 Guarantee Mgmt For For For
21 Provisions Mgmt For For For
22 Credit Standing Mgmt For For For
23 Underwriting Mgmt For For For
24 Listing Mgmt For For For
25 Validity Mgmt For For For
26 Board Authorisation to Mgmt For For For
Implement Corporate
Bonds
27 Adoption of Share Mgmt For For For
Option
Scheme
28 Amendments of Mgmt For For For
Management System of
Connected
Transactions
29 Approve Renewal of Mgmt For For For
Guarantee
Quota
30 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Yifang Mgmt For For For
2 Compliance of Overseas Mgmt For For For
Listing of Sisram
Medical Ltd. (or
Sisram
Listco)
3 Issuing Entity Mgmt For For For
4 Place of Listing Mgmt For For For
5 Type of Securities to Mgmt For For For
Be
Issued
6 Target Subscribers Mgmt For For For
7 Listing Date Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Size of Issuance Mgmt For For For
10 Offer Price Mgmt For For For
11 Underwriting Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company.
14 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
15 Board Authority Mgmt For For For
regarding Overseas
Listing and Related
Matters of Sisram
Medical Ltd. (or
Sisram
Listco)
16 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 08/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
General
Meeting
3 Amendments to Mgmt For For For
Procedural Rules for
Board
4 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
5 Amendments to the CT Mgmt For For For
Rules
6 Amendments to the Mgmt For For For
Management System for
Proceeds
7 Amendments to the Mgmt For For For
Implementation Rules
of Cumulative Voting
System
8 Renewed Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 APPLICATION FOR 2017 Mgmt For For For
DEBT FINANCING
QUOTA
7 Annual Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Entrusted Management Mgmt For For For
Agreement
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 06/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
Stake
2 Adjustment to Debt Mgmt For Abstain Against
Financing
Quota
________________________________________________________________________________
Shanghai Jin Jiang International Industrial Investment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600650 CINS Y7688C118 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Related Party Mgmt For For For
Transactions
9 Amendments to Use of Mgmt For Abstain Against
Proceeds
________________________________________________________________________________
Shanghai Jinjiang International Hotels Dev. Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600754 CINS Y7688C118 05/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Loans for Mgmt For For For
a Wholly Owned
Subsidiary
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 05/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 2017 Financing Plan Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Acceptance of Loans Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Directors' and Mgmt For For For
Supervisors'
Remuneration
12 Elect QIAO Wenjun as Mgmt For For For
Independent
Director
13 2017-2019 Shareholder Mgmt For For For
Returns
Plan
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Restructuring
2 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
3 Object of Transaction, Mgmt For For For
Transaction
Counterparty and
Transaction
Method
4 Trading Price and Mgmt For For For
Pricing
Basis
5 Payment Method Mgmt For For For
6 Arrangement for Mgmt For For For
Settlement of
Underlying
Assets
7 Attribution of Profits Mgmt For For For
and Losses of
Underlying Asset
During the
Transitional
Period
8 Arrangements for Mgmt For For For
Persons Related to
Assets
9 Arrangement for Mgmt For For For
Signing of Agreements
in Relation to
Transaction
10 Agreements and Mgmt For For For
Conditions of the
Agreements
11 Liability for Breach Mgmt For For For
of
Contract
12 Valid Period of Mgmt For For For
Resolution
13 Financial Statements Mgmt For For For
and Evaluation Report
for
Transaction
14 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
15 Related Party Mgmt For For For
Transactions Involved
in Asset
Purchase
16 Major Asset Mgmt For For For
Restructuring
Constitutes Related
Party
Transaction
17 Relevant Agreements Mgmt For For For
with Transaction
Counter-parties
18 Compliance and Mgmt For For For
Completeness of Legal
Proceedings for Major
Asset Restructuring
and Effectiveness of
the Legal Documents
Submitted
19 Board Authorization to Mgmt For For For
Implement Matters
Regarding Major Asset
Restructuring
20 Approval of Dilution Mgmt For For For
Measures and
Commitments for Asset
Restructuring
21 Amendments to Articles Mgmt For For For
22 Elect LIU Jun as Mgmt For Against Against
Supervisor
23 Elect LI Zuoqiang Mgmt For For For
24 Elect DENG Weili Mgmt For For For
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
900932 CINS Y7686Q101 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Assets
Restructuring
2 Compliance with Mgmt For For For
Article 4 of the
Provision Concerning
the Regulation of
Major Asset
Restructuring
3 Restructuring Does Not Mgmt For For For
Constitute Related
Party Transaction or
Back Door
Listing
4 Approval of Self Mgmt For For For
Inspection
Report
5 Target, Transaction Mgmt For For For
Method and
Transaction
Counter-parties
6 Transaction Price and Mgmt For For For
Pricing
Principles
7 Method of Payment Mgmt For For For
8 Liquidity Assistance Mgmt For For For
9 Asset Delivery Time Mgmt For For For
Arrangement
10 Treatment of Loss or Mgmt For For For
Gain During
Transition
Period
11 Arrangement For Mgmt For For For
Personnel
12 Arrangement For Mgmt For For For
Signing of Agreements
and
Capital
13 Signing and Conditions Mgmt For For For
of
Agreements
14 Liability for Breach Mgmt For For For
of
Contract
15 Validity of Resolution Mgmt For For For
16 Financial Statements Mgmt For For For
and Assessment
Reports
17 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
18 Draft Report and Mgmt For For For
Summary Regarding
Assets
Purchase
19 Agreements in Relation Mgmt For For For
To
Transaction
20 Compliance and Mgmt For For For
Completeness of
Implementing Legal
Proceedings, and
Effectiveness of
Legal Document
Submitted
21 Approval of Dilution Mgmt For For For
Measures for Assets
Restructuring
22 Board Authorization to Mgmt For For For
Implement Assets
Restructuring
________________________________________________________________________________
Shanghai Oriental Pearl Media Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 2017 Related Party Mgmt For For For
Transactions
10 Signing of Financial Mgmt For For For
Services
Agreement
11 Authority to Give Mgmt For For For
Guarantees for Import
and Export
Business
12 Change in Company Name Mgmt For For For
13 Amendments to Mgmt For For For
Company's Articles,
Rules of Shareholder
Meetings, and Rules
of Board
Meetings
14 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
________________________________________________________________________________
Shanghai Oriental Pearl Media Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Plan Participants Mgmt For For For
3 Source and Amount of Mgmt For For For
Shares
4 Grant Price and Mgmt For For For
Determination
Method
5 Number of Shares Mgmt For For For
6 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period, and
Unlocking
Period
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Granting and Unlocking Mgmt For For For
9 Income for Participants Mgmt For For For
10 Methods and Procedures Mgmt For For For
for Adjusting the
Amount and
Price
11 Procedures on Mgmt For For For
Implementing,
Granting and
Unlocking
12 Principle of Mgmt For For For
Repurchase and
Cancellation
13 Rights and Obligations Mgmt For For For
for the Company and
Participants
14 Alteration and Mgmt For For For
Termination of
Plan
15 Accounting Treatment Mgmt For For For
for Plan and Impact
on Company
Performance
16 Mechanism for Mgmt For For For
Settlement of
Disputes Between
Company and Plan
Participants
17 Information Disclosure Mgmt For For For
18 Constitution of Mgmt For For For
Procedural Rules:
Restricted Stock
Incentive Plan
Management
19 Constitution of Mgmt For For For
Procedural Rules:
Implementation and
Appraisal for
Restricted Stock
Incentive
Plan
20 Board Authorization to Mgmt For For For
Implement Restricted
Stock
Plan
21 Constitution of Mgmt For For For
Procedural Rules:
Connected
Transactions
22 Modification of Mgmt For For For
Project
Investment
23 Modification of Raised Mgmt For For For
Fund Investment of
Project
24 Partial Implementation Mgmt For For For
of Raised Fund
Investment
Project
25 Use of Partial Idle Mgmt For For For
Raised Funds to
Purchase Wealth
Management Funds and
Projects
26 2016 DEBT FINANCING Mgmt For Abstain Against
SCHEME
27 Eligibility for Mgmt For For For
Issuance
28 Size of Issuance Mgmt For For For
29 Par Value and Issuance Mgmt For For For
Price
30 Bond Type and Bond Mgmt For For For
Duration
31 Interest Rate Mgmt For For For
32 Guarantee Arrangement Mgmt For For For
33 Purpose of Raised Funds Mgmt For For For
34 Method of Issuance Mgmt For For For
35 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
36 Underwriting Method Mgmt For For For
37 Listing Place Mgmt For For For
38 Guarantee Measures for Mgmt For For For
Repayment of
Corporate
Bonds
39 Validity Period Mgmt For For For
40 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
41 Amendments to Articles Mgmt For For For
42 Election of Supervisor Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 2017 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Appointment of Mgmt For For For
International and PRC
Auditors
9 Authority to Give Mgmt For For For
Guarantees
10 Amendment to Mgmt For For For
Commitment of Shares
to Employee Share
Ownership
Committee
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Jun Mgmt For Against Against
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect Non-Independent Mgmt For For For
Director: GAO
Guofu
8 Elect Non-Independent Mgmt For For For
Director: FU
Fan
9 Elect Independent Mgmt For For For
Director: CHEN
Weizhong
10 Elect SUN Wei Mgmt For For For
11 Authority to Issue Mgmt For For For
Write-Down Secondary
Bonds
12 Extension of Mgmt For For For
Resolution Validity
of Private
Placement
13 Board Authorization to Mgmt For For For
Implement Extension
of
Validity
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
4 Eligibility for Mgmt For For For
Private
Placement
5 Issuance Price and Mgmt For For For
Pricing
Method
6 Issuance Amount Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Preliminary Plan for Mgmt For For For
Private
Placement
9 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Signing of Conditional Mgmt For For For
Supplementary
Subscription
Agreement
12 Approval of Dilution Mgmt For For For
Measures for Private
Placement
13 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Increase in Registered Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shanghai Tunnel Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600820 CINS Y7692K106 06/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Continuous
Related Party
Transactions
7 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
8 Par Value and Issuance Mgmt For For For
Scale
9 Maturity Mgmt For For For
10 Interest Rate and Mgmt For For For
Payment
Methods
11 Issuance Methods Mgmt For For For
12 Guarantees Arrangement Mgmt For For For
13 Redemption or Resale Mgmt For For For
Clause
14 Use of Raised Funds Mgmt For For For
15 Allocation of Issuance Mgmt For For For
to Investors and
Shareholders
16 Underwriting Methods Mgmt For For For
and Listing
Arrangements
17 Credit Conditions and Mgmt For For For
Debt Service
Coverage
18 Validity Period Mgmt For For For
19 Board or Key Persons Mgmt For For For
Authorization to
Implement Issuance of
Corporate
Bonds
20 Set-Up of Raised Funds Mgmt For For For
Account
________________________________________________________________________________
Shanghai Waigaoqiao Free Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600648 CINS Y7688F111 06/14/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Financing, Mgmt For Against Against
Guarantee, Entrusted
Loan and External
Loan
Plan
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Board Authorization on Mgmt For For For
Real Estate Project
Reserve
12 Shareholder Returns Mgmt For For For
Plan
13 Authority to Issue Mgmt For For For
Medium-term
Notes
14 Amendments to Projects Mgmt For For For
Invested by Raised
Funds
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of 2017 Mgmt For For For
Financing and Capital
Management
7 Authority to issue Mgmt For For For
Ultra Short-term
Commercial
Paper
8 Authority to Issue Mgmt For For For
Medium-term
Notes
9 Authority to Issue Mgmt For For For
Private Targeted Debt
Instruments
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Senior Managers' Fees Mgmt For For For
7 Related transactions Mgmt For For For
with Shanxi Finance
Investment Holding
Group Co., Ltd. and
its affiliated
companies
8 Related transactions Mgmt For For For
with Taiyuan Iron and
Steel (Group) Co.,
Ltd. and its
affiliated
companies
9 Related transactions Mgmt For For For
with Shanxi
International Power
Group Co., Ltd. and
its affiliated
companies
10 Transactions with Mgmt For For For
companies at which
the Company's
directors,
supervisors and
senior managers serve
as directors and
senior
managers
11 Transactions with Mgmt For For For
Deutsche Bank Co.,
Ltd. and its
affiliated companies,
and other
transactions
stipulated by
relevant
regulations
12 Appointment of Auditor Mgmt For Against Against
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanxi Taigang Stainless Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000825 CINS Y8481S102 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Xiangming Mgmt For For For
2 Elect ZHANG Zhifang Mgmt For For For
3 Elect CHAI Zhiyong Mgmt For For For
4 Elect HAN Zhentang Mgmt For For For
5 Elect GAO JIANBING Mgmt For For For
6 Elect XIE LI Mgmt For For For
7 Elect LI HUA Mgmt For For For
8 Elect WANG Guodong Mgmt For For For
9 Elect ZHANG Zhiming Mgmt For For For
10 Elect ZHANG Jichang Mgmt For For For
11 Elect LI Duan Mgmt For For For
12 Elect HAN Ruiping Mgmt For Against Against
13 Elect ZHANG Xiaodong Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 04/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Implementation of Mgmt For For For
Related Party
Transactions in
2016
7 Projection of Related Mgmt For For For
Party Transactions in
2017
8 Independent Directors' Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Size Mgmt For For For
3 Maturity Mgmt For For For
4 Interest Rate and Mgmt For For For
Repayment
Methods
5 Underwriting Methods Mgmt For For For
and Use of
Proceeds
6 Issuance Targets Mgmt For For For
7 Issuance Methods Mgmt For For For
8 Guarantee Methods Mgmt For For For
9 Debt Service Coverage Mgmt For For For
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Issuance of
Bonds
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Method and Date of Mgmt For For For
Issuance
5 Targets of Issuance Mgmt For For For
and Subscription
Method
6 Size of Issuance Mgmt For For For
7 Issue Price and Mgmt For For For
Pricing
Principle
8 Size and Use of Mgmt For For For
Proceeds
9 Lock-up Period Mgmt For For For
10 Listing Market Mgmt For For For
11 Arrangement of Mgmt For For For
Accumulated Retained
Profits
12 Validity of Resolution Mgmt For For For
13 Preliminary Plan for Mgmt For For For
Private
Placement
14 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Conditional Share Mgmt For For For
Subscription
Agreement
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Elect CHEN Jianmin as Mgmt For Against Against
Director
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Board Mgmt For For For
Authorization
7 Appointment of Auditor Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Par Value Mgmt For For For
3 Issuance Method and Mgmt For For For
Timing
4 Issuance Targets and Mgmt For For For
Subscription
Methods
5 Issuance Amount Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Principle
7 Amount and Use of Mgmt For For For
Raised
Funds
8 Lock-Up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Allocation of Mgmt For For For
Cumulative
Undistributed
Profits
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
the Adjustment to
Private
Placement
13 Feasibility Report on Mgmt For For For
Raised
Funds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Dilution Measures on Mgmt For For For
Private
Placement
16 Termination of Signing Mgmt For For For
of Conditional Shares
Subscription
Agreement
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 04/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAI Ying Mgmt For For For
2 Elect HU Xianghai Mgmt For For For
3 Elect HE Weimin Mgmt For For For
4 Elect TAI Bing Mgmt For For For
5 Elect ZHANG Lei Mgmt For For For
6 Elect HUANG Shouyan Mgmt For For For
7 Elect ZHOU Wen Mgmt For For For
8 Elect CHEN Xiaohua Mgmt For For For
9 Elect LIU Luyu Mgmt For For For
10 Elect NINE Zhong Mgmt For For For
11 Elect ZHANG Zhiyong Mgmt For For For
12 Elect MEI Yuexin Mgmt For For For
13 Elect WANG Lina Mgmt For For For
14 Elect WANG Daohai Mgmt For Against Against
15 Elect LIU Mai Mgmt For Against Against
________________________________________________________________________________
Shenzhen Agricultural Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000061 CINS Y7741H104 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on Deposit and Mgmt For For For
Use of Raised
Funds
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Annual Report Mgmt For For For
9 Approval to Offer Mgmt For For For
Loans for Tianjian
Construction
Company
10 Approval to Offer Mgmt For For For
Loans for Tianjian
Investment
Company
11 Authority to Give Mgmt For For For
Guarantees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation In Mgmt For For For
Convertible Bonds
Placement
2 Capital Increase in Mgmt For For For
Huizhou Shenneng
Investment Holding
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Shichao Mgmt For For For
2 Application for Loan Mgmt For Against Against
3 Investment in Project Mgmt For For For
Construction
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 03/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval To Subscribe Mgmt For For For
H
Shares
2 Capital Injection and Mgmt For For For
Equity
Acquisition
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Pingyang Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Increase in Capital of Mgmt For For For
a
Subsidiary
________________________________________________________________________________
Shenzhen Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Joint Ventures Mgmt For For For
3 Hydro-power Plant Mgmt For For For
Project
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 07/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Placement to Mgmt For For For
Shareholder
Arrangements
4 Maturity Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Issuance Targets and Mgmt For For For
Method
8 Payment of Principal Mgmt For For For
and
Interest
9 Purpose of Raised Funds Mgmt For For For
10 Listing Market Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
14 Guarantee Measures for Mgmt For For For
Corporate Bond
Issuance
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Counter
Guarantees
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adoption of the Second Mgmt For For For
Phrase of Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock
Ownership Plan
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Elect ZHANG Xuejun Mgmt For Against Against
8 Elect HE Hua Mgmt For For For
9 Elect CHEN Xiangjun Mgmt For Against Against
10 Elect LI Jun Mgmt For For For
11 Elect FENG Jun Mgmt For For For
12 Elect LIU Yi Mgmt For For For
13 Elect ZHENG Xueding Mgmt For For For
14 Elect GUO Fei Mgmt For For For
15 Elect HE Jian Mgmt For For For
16 Elect WANG Wanxin Mgmt For For For
17 Elect LI Wenzhen Mgmt For Against Against
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
21 Extension of Validity Mgmt For For For
of Private
Placement
22 Board Authorization to Mgmt For For For
Implement Validity
Extension of Private
Placement
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Increase of Mgmt For For For
Proprietary Funds to
Invest in Wealth
Management
Products
9 Investment in Wealth Mgmt For For For
Management Products
by Idle Raised
Funds
10 Replenishment of Mgmt For For For
Working Capital with
Raised
Funds
11 Adjustment to Project Mgmt For For For
Funded by Excessive
Raised
Funds
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Third Phase Stock Mgmt For For For
Option Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Implementation
and Appraisal of
Stock Option
Plan
3 Board Authorization Mgmt For For For
for Stock Option Plan
Implementation
4 Authority to Give Mgmt For For For
Guarantees
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Financial Management
System
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Jian Mgmt For For For
2 Elect DU Xuan Mgmt For For For
3 Elect LI Jieyi Mgmt For For For
4 Elect XU Minbo Mgmt For For For
5 Elect HUANG Yuxiang Mgmt For For For
6 Elect XIAO Youmei Mgmt For For For
7 Elect ZHANG Longfei Mgmt For For For
8 Elect CHEN Zhengxu Mgmt For For For
9 Elect LIU Ying Mgmt For Against Against
10 Elect LI Shicong Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 02/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Conditional Share
Subscription
Agreement
2 Related Party Mgmt For For For
Transaction Involved
in Termination of
Conditional Share
Subscription
Agreement
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Pricing Principles Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Lock-Up Period Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Preliminary Plan to Mgmt For For For
Private
Placement
10 Feasibility Report on Mgmt For For For
Use of
Proceeds
11 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
12 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 03/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Scale Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Interest Rate and Mgmt For For For
Determination
Method
5 Bonds Maturity Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Repayment of Principal Mgmt For For For
and
Interest
8 Issuance Method Mgmt For For For
9 Issuance Targets and Mgmt For For For
Allocation to
Shareholders
10 Redemption and Mgmt For For For
Sale-back
Clause
11 Guarantees Mgmt For For For
12 Debt Coverage Clauses Mgmt For For For
13 Listing Market Mgmt For For For
14 Validity of Resolution Mgmt For For For
15 Reverse Guarantees Mgmt For Against Against
provided by the
Subsidiary to the
Company
16 Board Authorization to Mgmt For For For
Implement Bonds
Issuance
17 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Qipusheng
Technology Co.,
Ltd.
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 08/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 08/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Controlled
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 12/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Mgmt For For For
Implementation
Principal and
Location of
Projects
2 Authority to Give Mgmt For Against Against
Guarantees
3 Foreign-Exchange Mgmt For For For
Derivative
Transactions
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 04/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For Against Against
Guarantees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Authority to Give Mgmt For Against Against
Guarantees and Bank
Credit
3 Objective of Plan Mgmt For For For
4 Administrator Mgmt For For For
5 Plan Participants Mgmt For For For
6 Plan Participants for Mgmt For For For
Stock
Reservation
7 Scope and List of Mgmt For For For
First Grant
Participants and
Results
8 Source and Number of Mgmt For For For
Shares
9 Validity Period, Grant Mgmt For For For
Date, Lock-up Period,
Unlocking Date,
Restriction
Period
10 Grant Price and Mgmt For For For
Determination
Method
11 Conditions for Mgmt For For For
Granting and
Unlocking
12 Methods and Procedures Mgmt For For For
for
Adjustments
13 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
14 Accounting Treatment Mgmt For For For
and Calculation of
Fair
Value
15 Procedures for Mgmt For For For
Implementing Plan,
Granting Rights and
Interests, and
Exercise and
Unlocking for Plan
Participants
16 Rights and Obligations Mgmt For For For
for Company and Plan
Participants
17 Alteration and Mgmt For For For
Termination of
Plan
18 Base and Scope for Mgmt For For For
Plan
Participants
19 Name List of Mgmt For For For
Participants and
Distribution
Results
20 Source and Number of Mgmt For For For
Underlying
Stocks
21 Validity Period, Grant Mgmt For For For
Date, Waiting Period
and Vesting Date of
Stock Option
Incentive
Plan
22 Exercise Price for Mgmt For For For
Options and
Determination
Method
23 Conditions for Grant Mgmt For For For
and
Excercise
24 Adjustment Method and Mgmt For For For
Procedure of
Plan
25 Accounting Treatment Mgmt For For For
and Calculation of
Fair Value of
Restricted
Shares
26 Draft of Plan, Mgmt For For For
Procedures for
Implementation, and
Granting and
Exercising
Rights
27 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
28 Change and Termination Mgmt For For For
of Stock Appreciation
Right
Plan
29 Constitution of Mgmt For For For
Appraisal Management
Measures for Stock
Incentive
Plan
30 Board Authorization to Mgmt For For For
Implement
Plan
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Issuance Volume Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Arrangement for Mgmt For For For
Placement to
Shareholders
5 Issuance Targets Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Bond Duration Mgmt For For For
8 Interest Rates and its Mgmt For For For
Determination
Method
9 Purpose of Raised Funds Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Guarantees Mgmt For For For
12 Listing Market Mgmt For For For
13 Validity Period of Mgmt For For For
Resolution
14 Authorization for Mgmt For For For
Corporate Bond
Issuance
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(1)
2 Amendments to Articles Mgmt For For For
(2)
3 Authority to Give Mgmt For Against Against
Guarantees
4 Amendments to Mgmt For For For
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Approval of Line of Mgmt For For For
Credit
7 Approval of Entrusted Mgmt For For For
Loans
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval to Provide Mgmt For For For
Financial
Aids
10 Related Party Mgmt For For For
Transactions
11 Independent Directors' Mgmt For Abstain Against
Subsidies
12 Authority to Mgmt For For For
Repurchase
Shares
13 Amendments to Articles Mgmt For Abstain Against
14 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
15 Equity Transfer Mgmt For For For
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF DIRECTOR: Mgmt For For For
DUAN
XIANNIAN
2 ELECTION OF DIRECTOR: Mgmt For For For
WANG
XIAOWEN
3 ELECTION OF DIRECTOR: Mgmt For For For
WANG
JIULING
4 ELECTION OF Mgmt For For For
INDEPENDENT DIRECTOR:
XU
GANG
5 ELECTION OF Mgmt For Against Against
INDEPENDENT DIRECTOR:
YU
HAILONG
6 ELECTION OF Mgmt For For For
INDEPENDENT DIRECTOR:
WU
ANDI
7 ELECTION OF Mgmt For For For
INDEPENDENT DIRECTOR:
ZHOU
JICHANG
8 Elect ZONG Jian Mgmt For Against Against
9 Elect YE Xiangyang Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YE Chenghai Mgmt For For For
2 Elect Kevin YE Sing Mgmt For Against Against
3 Elect CAI Junfeng Mgmt For For For
4 Elect YE Yuyun Mgmt For For For
5 Elect WEN Zhongyi Mgmt For For For
6 Elect YANG Jianfeng Mgmt For For For
7 Elect HAN Wenjun Mgmt For For For
8 Elect HE Suying Mgmt For For For
9 Elect WANG Hongxin Mgmt For For For
10 Elect LI Aizhen Mgmt For Against Against
11 Elect TANG Ji Mgmt For For For
12 Independent Directors' Mgmt For For For
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Elect YU Haibin Mgmt For For For
10 Elect QU Daokui Mgmt For For For
11 Elect WANG Hongyu Mgmt For For For
12 Elect SHI Zelin Mgmt For For For
13 Elect LIANG Bo Mgmt For For For
14 Elect ZHAO Qingdang Mgmt For For For
15 Elect SONG Tingfeng Mgmt For For For
16 Elect ZHU Xiangyang Mgmt For For For
17 Elect SANG Zigang Mgmt For Against Against
18 Elect QIU Yang Mgmt For Against Against
19 Elect LU Zuxiang Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 07/04/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Provision of Asset Mgmt For For For
Impairment
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Loss Deposition Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 2016 Related Party Mgmt For Against Against
Transactions
10 Approval to Increase Mgmt For For For
Related Party
Transactions for
2016
11 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
12 Authority to Give Mgmt For Against Against
Guarantees to Sichuan
Changhong Group
Finance Co.,
Ltd.
13 Financial Services Mgmt For Against Against
Agreement with
Sichuan Changhong
Group Finance Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Changhong (Hong Kong)
Trading Co.,
Ltd.
15 Foreign Exchange Mgmt For For For
Transaction
16 Authority of Banknotes Mgmt For For For
Pool
Business
17 Authority to Issue Mgmt For For For
Short-term Financing
Bills
18 Elect ZHOU Jing as Mgmt For For For
Independent
Director
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 11/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launch of Account Mgmt For For For
Receivable Asset
Securitization
________________________________________________________________________________
Sichuan Changhong Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600839 CINS Y7931Y107 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Launch of Foreign Mgmt For For For
Exchange
Business
3 Authority to Amend Mgmt For Against Against
Guarantee
Terms
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 ANNUAL FINANCING Mgmt For Abstain Against
WORK
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiuping as Mgmt For For For
Independent
Director
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Guoqiang Mgmt For For For
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Hong Mgmt For For For
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Size Mgmt For For For
3 Bond Type and Duration Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Interest Rate and Mgmt For For For
Determination
Method
6 Guarantee Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
10 Listing Arrangement Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Valid Period Of Mgmt For For For
Resolution
13 Board Authorization to Mgmt For For For
Implement Debt
Issuance
14 Termination of Mgmt For For For
Projects and
Replenish Working
Capital with Raised
Proceeds
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Implementation of Mgmt For For For
Employee Restricted
Shares
Plan
2 Domestic and Overseas Mgmt For For For
Administrative
Measures of Employee
Restricted Shares
Plan
3 Implementation Bodies Mgmt For For For
of Employee
Restricted Shares
Plan
4 Change of Use of Mgmt For For For
Shares Repurchased as
Source of Employee
Restricted Shares
Plan
5 Employee Restricted Mgmt For For For
Shares Plan and Its
Summary
6 Implementation and Mgmt For For For
Appraisal
Administrative
Measures of Employee
Restricted Shares
Plan
7 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions with De
Facto Controller,
Yongjin Investment,
Yunnan International
Trust, and
Others
8 Related Party Mgmt For For For
Transactions with
Tsinghua Holdings
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
GFund Management Co.,
Ltd.
etc.
10 Related Party Mgmt For For For
Transactions with
directors,
supervisors, senior
management
etc.
11 General Authority for Mgmt For For For
Debt
Financing
12 Related Party Mgmt For For For
Transactions
regarding Debt
Financing
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 11/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Adjustment to Mgmt For For For
Allowances of
Independent
Directors
4 Extension of Validity Mgmt For For For
Period for Issuance
of
Shares
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Amendments to Articles Mgmt For For For
9 Amendments to Rules of Mgmt For For For
Procedures for Board
Meeting
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 10/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participants and Scope Mgmt For For For
of
Participants
2 Source and Number of Mgmt For For For
Underlying
Shares
3 Validity Period, Grant Mgmt For For For
Date, Vesting Period,
Exercise Arrangements
and Lock-up
Provisions
4 Exercise Price and Mgmt For For For
Basis of
Determination
5 Grant and Exercise of Mgmt For For For
Share
Option
6 Mechanism and Mgmt For For For
Procedures For
Adjustment
7 Accounting Policy Mgmt For For For
8 Procedures of Proposed Mgmt For For For
Grant and Exercise of
Share
Option
9 Respective Rights and Mgmt For For For
Obligations of the
Company and
Participants
10 Solution for Special Mgmt For For For
Circumstances
11 Amendments and Mgmt For For For
Termination of Share
Option
Scheme
12 Dispute Resolution Mgmt For For For
Mechanism
13 Adoption of Mgmt For For For
Administrative
Measures on A Share
Option
Scheme
14 Adoption of Mgmt For For For
Administrative
Measures for
Appraisal under A
Share Option
Scheme
15 Board Authority to Mgmt For For For
Implement Share
Option
Scheme
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Financial Budget Mgmt For For For
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Waiver of Pre-Emptive Mgmt For For For
Rights
8 Independent Mgmt For Against Against
Supervisors'
Fees
9 Elect ZHAI Yalin Mgmt For For For
10 Elect FAN Qingyong Mgmt For For For
11 Elect ZHENG Yunrui Mgmt For For For
12 Elect CHOI Ting Ki Mgmt For For For
13 Amendment to the A Mgmt For For For
Shares Option
Incentive
Scheme
14 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
15 Elect WANG Zhiqing Mgmt For For For
16 Elect WU Haijun Mgmt For For For
17 Elect GAO Jinping Mgmt For For For
18 Elect JIN Qiang Mgmt For For For
19 Elect GUO Xiaojun Mgmt For For For
20 Elect ZHOU Meiyun Mgmt For For For
21 Elect LEI Dianwu Mgmt For Against Against
22 Elect MO Zhenglin Mgmt For Against Against
23 Elect ZHANG Yimin Mgmt For Against Against
24 Elect LIU Yunhong Mgmt For For For
25 Elect DU Weifeng Mgmt For For For
26 Elect PAN Fei Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Product Supply Mgmt For For For
and Sale Services
Framework Agreement
(2017-2019)
2 Comprehensive Services Mgmt For For For
Framework Agreement
(2017-2019)
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 03/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and reports Mgmt For For For
3 Profit distribution Mgmt For For For
plan
4 Annual report Mgmt For For For
5 Audit report Mgmt For For For
6 Directors' reports Mgmt For For For
7 Supervisors' reports Mgmt For For For
8 Appointment of audit Mgmt For For For
firm
9 Repurchase and Mgmt For For For
cancellation of the
locked restricted
shares
10 Elect YU Qinyi Mgmt For For For
11 Amendments to the Mgmt For For For
company's articles of
association
12 Eligibility for Mgmt For For For
Private
Placement
13 Stock Type and Par Mgmt For For For
Value
14 Method and Time of Mgmt For For For
Issuance
15 Issuance Targets Mgmt For For For
16 Issuance Price and Mgmt For For For
Pricing
Benchmark
17 Issuance Amount Mgmt For For For
18 Subscription Method Mgmt For For For
19 Lock-Up Period Mgmt For For For
20 Listing Market Mgmt For For For
21 Amount and Use of Mgmt For For For
Raised
Funds
22 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
23 Validity of Resolution Mgmt For For For
24 Preliminary Plan for Mgmt For For For
Private
Placement
25 Feasibility Report on Mgmt For For For
Use of Raised
Funds
26 Analytical Report on Mgmt For For For
Private
Placement
27 Use of Previously Mgmt For For For
Raised
Funds
28 Shareholder Return Plan Mgmt For For For
29 Board Authorization to Mgmt For For For
Implement Private
Placement
30 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
31 Set-up of Deposit Mgmt For For For
Account for Raised
Funds
32 Amendments to Articles Mgmt For Abstain Against
after Private
Placement
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 08/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Qiaoling Mgmt For For For
2 Elect HUANG Qiaolong Mgmt For For For
3 Elect ZHANG Xian Mgmt For For For
4 Elect ZHANG Jiankun Mgmt For For For
5 Elect LIU Yan Mgmt For For For
6 Elect SHANG Lingxia Mgmt For For For
7 Elect LAN Ke Mgmt For For For
8 Elect HE Siyuan Mgmt For For For
9 Elect FANG Dongbiao Mgmt For For For
10 ZHU Hualu Mgmt For Against Against
11 XU Jie Mgmt For For For
12 Amendments to Articles Mgmt For Abstain Against
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
14 Directors', Mgmt For For For
Supervisors', and
Executives'
Fees
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 04/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Investment Mgmt For For For
Quota
8 Appointment of Auditor Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z109 07/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds from Private
Placement
2 Size of Issuance Mgmt For For For
3 Arrangements regarding Mgmt For For For
Placement to Existing
Shareholder
4 Maturity Mgmt For For For
5 Interest Rate Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Listing Place Mgmt For For For
8 Guarantee Matters Mgmt For For For
9 Validity Period of Mgmt For For For
Resolution
10 Board Authorization Mgmt For For For
Matters
11 Repayment Guarantee Mgmt For For For
Measures
12 Authority to Issue Mgmt For For For
Short-term Corporate
Bonds
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 03/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIAO Qingxuan Mgmt For For For
3 Elect LI Jianming Mgmt For For For
4 Elect WU Jian Mgmt For For For
5 Elect ZHANG Chunyong Mgmt For For For
6 Elect ZHANG Gang Mgmt For For For
7 Elect WAN Shubin Mgmt For For For
8 Elect ZHAO Rubing Mgmt For For For
9 Elect LUO Wei Mgmt For For For
10 Elect FU Daqing Mgmt For For For
11 Elect JIANG Hui Mgmt For Against Against
12 Elect LI Bo Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Chongqing Yufu Asset Mgmt For For For
Management Group Co.,
Ltd
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 China Construction Mgmt For For For
Bank Investment Co.,
Ltd. and China
Construction
Investment Trust Co.,
Ltd.
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Chongqing Jiangbeizui Mgmt For For For
Central Business
District Investment
Group Co., Ltd and
Affiliated
Companies
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Chongqing Urban Mgmt For For For
Construction
Investment (Group)
Co., Ltd and
Affiliated
Companies
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Chongqing Expressway Mgmt For For For
Group Co., Ltd. and
Affiliated
Companies
14 Other Transactions Mgmt For For For
15 Annual Report Mgmt For For For
16 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Chongqing Yufu Asset Mgmt For For For
Management Group Co.,
Ltd
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 China Construction Mgmt For For For
Bank Investment Co.,
Ltd. and China
Construction
Investment Trust Co.,
Ltd.
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Chongqing Jiangbeizui Mgmt For For For
Central Business
District Investment
Group Co., Ltd and
Affiliated
Companies
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Chongqing Urban Mgmt For For For
Construction
Investment (Group)
Co., Ltd and
Affiliated
Companies
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Chongqing Expressway Mgmt For For For
Group Co., Ltd. and
Affiliated
Companies
14 Other Transactions Mgmt For For For
15 Annual Report Mgmt For For For
16 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Jian Mgmt For For For
2 Charitable Donations Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y1584M106 11/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Framework Agreement Mgmt For For For
for Connected
Transactions
2 WANG Zhenghua Mgmt For For For
3 ZHANG Xiuzhi Mgmt For For For
4 YANG Suying Mgmt For For For
5 WANG Yu Mgmt For For For
6 WANG Zhijie Mgmt For For For
7 QIAN Shizheng Mgmt For For For
8 CHEN Naiwei Mgmt For For For
9 LU Chao Mgmt For For For
10 XU Guoping Mgmt For Against Against
11 TANG Fang Mgmt For For For
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuing Volume Mgmt For For For
6 Pricing Base Date, Mgmt For For For
Issuing Price and
Pricing
Principal
7 Lock-up Period and Mgmt For For For
Listing
Arrangement
8 Amount and Purpose of Mgmt For For For
Raised
Funds
9 Accumulated Retained Mgmt For For For
Profits and
Arrangement Before
Issuance
10 Validity Period of Mgmt For For For
Resolution
11 Pre-plan for Private Mgmt For For For
Placement
12 Feasibility Report for Mgmt For For For
Private
Placement
13 Report on Previously Mgmt For For For
Raised
Funds
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
15 Board Authorization to Mgmt For For For
Implement Private
Placement
16 Plan Participants and Mgmt For For For
Scope
17 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
18 Validity Period, Mgmt For For For
Granting Date,
Lock-up Period,
Unlocking Date and
Non-tradeable Period
for
Plan
19 Grant Price and Mgmt For For For
Determination
Method
20 Conditions for Mgmt For For For
Granting and
Unlocking
21 Methods and Procedures Mgmt For For For
for Adjusting
Plan
22 Accounting Treatment Mgmt For For For
of
Plan
23 Procedures on Mgmt For For For
Implementation,
Granting and
Unlocking
24 Rights and Obligations Mgmt For For For
of the Company and
Plan
Participants
25 Alteration and Mgmt For For For
Termination of
Plan
26 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
27 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for
Restricted Stock
Incentive
Plan
28 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Project
Investment
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 03/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: ZHANG
Jindong
2 Elect Non-Independent Mgmt For Against Against
Director: SUN
Weimin
3 Elect Non-Independent Mgmt For Against Against
Director: REN
Jun
4 Elect Non-Independent Mgmt For For For
Director: MENG
Xiangsheng
5 Elect Non-Independent Mgmt For For For
Director: ZHANG
Yu
6 Elect Non-Independent Mgmt For For For
Director: YANG
Guang
7 Elect Independent Mgmt For For For
Director: SHEN
Houcai
8 Elect Independent Mgmt For For For
Director: LIU
Shiping
9 Elect Independent Mgmt For For For
Director: FANG
Xianming
10 Elect LI Jianying Mgmt For Against Against
11 Elect WANG Xiaoling Mgmt For For For
12 Approval to Set Up A Mgmt For For For
Special
Committee
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value, Size and Mgmt For For For
Method of
Issuance
3 Targets of Issuance Mgmt For For For
4 Duration of Bond Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Listing Market Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Previous
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Approval of Wealth Mgmt For For For
Management
10 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Funds
11 Approval of Risk Mgmt For For For
Investment
12 Expansion of Business Mgmt For For For
Scope
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Transfer of Mgmt For For For
Equity of
Subsidiary
2 Proposal to Provide Mgmt For For For
Financial
Aid
________________________________________________________________________________
Suning Universal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000718 CINS Y8234T100 01/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Suning Universal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000718 CINS Y8234T100 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Appointment of Mgmt For Against Against
Internal Control
Auditor
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For For For
Transactions
10 Termination of Asset Mgmt For For For
Purchase
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 COOPERATION WITH BANK Mgmt For Against Against
OF
JIAXING
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Amendments to Mgmt For Against Against
Guarantee
Provisions
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Restructuring
2 Overall Plan of Mgmt For For For
Transaction
3 Transaction Mgmt For For For
Counterparts
4 Underlying Assets Mgmt For For For
5 Transaction Method Mgmt For For For
6 Transaction Mgmt For For For
Consideration and
Payment
Method
7 Arrangement for the Mgmt For For For
Profits and Losses of
Underlying Asset
During Transitional
Period
8 Arrangement for Mgmt For For For
Settlement of
Underlying
Assets
9 Disposal of Creditors Mgmt For For For
Rights and
Debts
10 Staff Arrangement Mgmt For For For
Scheme
11 Major Asset Mgmt For For For
Restructuring
Non-constitution of
Back-door
Listing
12 Compliance with Mgmt For For For
Article 4 of
Regulations for Major
Asset
Restructuring
13 Report on Major Asset Mgmt For For For
Purchase
14 Self-examination Mgmt For For For
Report on Real Estate
Business for Asset
Restructuring
15 Signing of Agreements Mgmt For For For
Related to Asset
Restructuring
16 Audit Report and Mgmt For For For
Evaluation Report for
Major Asset
Restructuring
17 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation,
Correlation between
Evaluation Method and
Objectivity and
Fairness of
Pricing
18 Statement Regarding Mgmt For For For
Board on Compliance
and Completeness of
Implementing Legal
Proceedings and
Effectiveness of
Legal Documents for
Major Asset
Restructuring
19 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
20 Board Authorization to Mgmt For For For
Implement Major Asset
Restructuring
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Honghui
Real
Estate
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhenbaili Real
Estate
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Fujingthai
Properties
2 Authority to Give Mgmt For Against Against
Guarantees to
Fuzelong Real
Estate
3 Authority to Give Mgmt For Against Against
Guarantees to Honghui
Real
Estate
4 Authority to Give Mgmt For Against Against
Guarantees to
Huiderong Real
Estate
5 Authority to Give Mgmt For Against Against
Guarantees to Huirong
Xinyue Real
Estate
6 Authority to Give Mgmt For Against Against
Guarantees to
Leetenghui Real
Estate
7 Authority to Receive Mgmt For Against Against
Guarantees from
Subsidiaries: RMB
1.05
Billion
8 Authority to Receive Mgmt For Against Against
Guarantees from
Subsidiaries: RMB
6.28
Billion
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Sunan
Sunshine City
Property (Suzhou)
Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Xinlanguang
Real Estate
Development Co.,
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou City
Xutiansheng Real
Estate Development
Co.,
Ltd
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Fuyang
Zhongda Real
Estate
2 Authority to Give Mgmt For Against Against
Guarantees to Chengdu
Zhezhongda Real
Estate
3 Authority to Give Mgmt For Against Against
Guarantees to Zhongda
Real Estate Shangyu
Company
4 Authority to Give Mgmt For Against Against
Guarantees to Sunan
Sunshine City
Property
Development
5 Authority to Give Mgmt For Against Against
Guarantees to Honghui
Real
Estate
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees:
Fuzelong
2 Authority to Give Mgmt For Against Against
Guarantees:
Fuliteng
3 Authority to Give Mgmt For Against Against
Guarantees:
Fushan
4 Authority to Give Mgmt For Against Against
Guarantees:
Junlong
5 Authority to Give Mgmt For Against Against
Guarantees: Xiamen
Properties
6 Authority to Give Mgmt For Against Against
Guarantees: Changsha
Zhongfan
Properties
7 Authority to Give Mgmt For Against Against
Guarantees: Guangda
Sunshine
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-independent Mgmt For For For
Director: LIN
Tengjiao
2 Elect Non-independent Mgmt For For For
Director: HE
Mei
3 Elect Non-independent Mgmt For For For
Director: LIN
Yihui
4 Elect Non-independent Mgmt For For For
Director: LIAO
Jianfeng
5 Elect Non-independent Mgmt For For For
Director: ZHANG
Zhichao
6 Elect Non-independent Mgmt For For For
Director: MI
Hongjun
7 Elect Independent Mgmt For For For
Director: LU
Xiaoma
8 Elect Independent Mgmt For For For
Director: LIU
Jingdong
9 Elect Independent Mgmt For For For
Director: CHEN
Hanwen
10 Elect WU Jie Mgmt For Against Against
11 Elect CHEN Chao Mgmt For For For
12 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Fuliyuan Real Estate
Development Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Xian
Lude Real Estate Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Sunshine Real Estate
Development Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Zhongda
Nanchang Real Estate
Group Co.,
Ltd
16 Authority to Give Mgmt For Against Against
Guarantees to Fuzhou
Rongjin Xintai Real
Estate Development
Co.,
Ltd
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary: Fujingtai
Properties
2 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary: New South
City Real Estate (For
Loan of RMB 400
million)
3 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary: New South
City Real Estate
(For Loan of RMB 1
billion)
4 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary: Changfeng
Properties
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Directors', Mgmt For For For
Supervisors', and
Senior Executives'
Fees
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Approval of Applying Mgmt For Against Against
Financial Quota from
Bank
11 Management Mgmt For For For
Authorization to Bid
Lands
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Honghui Real Estate
Development Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Yitaowan
Guofang Real Estate
Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to
Haizhende Real Estate
Development Co.,
Ltd.
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Joint Mgmt For For For
Venture Investment
Fund
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary: Fujian
Honghui Real
Estate
3 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary: Xian
Guozhong
Xingcheng
4 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary: Fujian
Zhenyang Real
Estate
5 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary: Beijing
Fuxing Sheng Real
Estate
6 Authority for Mgmt For Against Against
Subsidiary to Give
Guarantees
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Factoring Cooperation Mgmt For Against Against
with Nuoya
Commercial
2 Authority to Give Mgmt For Against Against
Guarantees for Xiamen
Xiangyang
3 Authority to Give Mgmt For Against Against
Guarantees for
Taiyuan
Changfeng
4 Authority to Give Mgmt For Against Against
Guarantees for
Beijing
Fuxingsheng
5 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Zhende Real
Estate Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees for
Jiangsu Zhongang
Property Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for
Shanghai Xin Haoze
Real Estate Co.,
Ltd.
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-Public Offering
of Corporate
Bonds
2 Issuance Size and Mgmt For For For
Method
3 Issuance Targets Mgmt For For For
4 Bond Maturity Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Guarantee Terms Mgmt For For For
7 Listing Market Mgmt For For For
8 Validity Period of Mgmt For For For
Resolution
9 Board Authorization to Mgmt For For For
Implement Bond
Issuance
10 Amendments to Issuance Mgmt For For For
of Commercial
Papers
11 Authority to Give Mgmt For Against Against
Guarantees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For Against Against
Guarantees
8 Draft Pool Business Mgmt For For For
9 Transfer of Financial Mgmt For For For
Assets and Repurchase
Business
10 Investment in Wealth Mgmt For For For
Management
Products
11 Appointment of Auditor Mgmt For For For
12 Elect SHI Guoping as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
5 Constitution of Mgmt For For For
Procedural Rules:
Risk
Investment
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
External
Guarantee
8 Authority to Give Mgmt For For For
Guarantees for House
Rental
9 Authority to Give Mgmt For For For
Guarantees for
Subsidiary
10 Approval of Guarantee Mgmt For For For
Amount for
Subsidiaries
11 Authority to Give Mgmt For For For
Guarantees to Gold
Mantis Deluxe Science
and Technology
(Suzhou) Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to
Singapore Gold Mantis
Pte.
Ltd.
13 Elect ZHU Panying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 04/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Progress of Asset Mgmt For For For
Acquisition by Stock
and Extension of
Resuming
Trading
2 Approval of Line of Mgmt For For For
Credit
3 Approval to Implement Mgmt For For For
Venture
Capital
4 Elect BU Yong as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Increase in Authorized Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Yugen Mgmt For For For
2 Elect QIAO Yi Mgmt For For For
3 Elect WU Jiafu Mgmt For For For
4 Elect BU Yong Mgmt For For For
5 Elect HUANG Peng Mgmt For For For
6 Elect FENG Chuan Mgmt For For For
7 Elect XU Yonghong Mgmt For Against Against
8 Elect CHEN Xi Mgmt For For For
9 Authority to Issue Mgmt For For For
Short-term Commercial
Papers and
Medium-Term
Notes
10 Authority to Mgmt For For For
Medium-Term
Notes
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Bond Mgmt For For For
Issuance
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Board Authorization to Mgmt For For For
Debt
Issuance
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Commercial
Paper
10 Amendments to Mgmt For For For
Procedural Rules:
Senior Management's
Risk
Compensation
11 Employee Stock Mgmt For For For
Ownership
Plan
12 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 06/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees for
Wholly-owned
Subsidiary to Issue
Oversea
Bonds
3 Authority to Increase Mgmt For For For
Guarantees for
Wholly-owned
Subsidiaries
4 Authority for Mgmt For For For
Wholly-owned
Subsidiary to Issue
Oversea Short Term
Bonds
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 04/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Register Mgmt For For For
and
Issue
3 Increase Investment Mgmt For For For
Quota in Wealth
Management
Products
4 INVESTMENT IN THE Mgmt For For For
CONSTRUCTION OF A
PROJECT
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Guarantee Mgmt For Against Against
Amount
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 09/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Project Mgmt For For For
Agreement
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 11/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Trade Suspension for Mgmt For For For
Asset
Reorganization
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance
2 Size of Issuance Mgmt For For For
3 Bond Duration Mgmt For For For
4 Interest Rate and its Mgmt For For For
Determination
Method
5 Purpose of Raised Funds Mgmt For For For
6 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
7 Method of Issuance Mgmt For For For
8 Guarantee Method Mgmt For For For
9 Repayment Guarantee Mgmt For For For
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 02/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 03/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-Term
Notes
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Hedging and Forward Mgmt For For For
Foreign Exchange
Transactions
9 Related Party Mgmt For For For
Transactions
10 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Papers
11 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Feng Mgmt For For For
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 09/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tebian Electric Apparatus Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 10/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibity to Issuance Mgmt For For For
of Shares w/
Preemptive
Rights
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Basis, Ratio and Mgmt For For For
Amount of the Rights
Issue
5 Rights Issue, Pricing Mgmt For For For
Basis and Rights
Issue
Price
6 Placement Targets Mgmt For For For
7 Amount and Purpose of Mgmt For For For
Raised
Funds
8 Underwriting Method Mgmt For For For
9 Issuance Date Mgmt For For For
10 Distribution Plan of Mgmt For For For
Accumulated Retained
Profit Before Rights
Issue
11 Validity Period of Mgmt For For For
Resolution
12 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
Pre-plan
13 Feasibility Report on Mgmt For For For
the Use of
Funds
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
15 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
16 Board Authorization to Mgmt For For For
Implement Share
Issuance
17 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 03/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock
Plan
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Annual Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
3 Amendments to Use of Mgmt For For For
Proceeds
4 Extension of Validity Mgmt For For For
of Issuance of
Convertible
Bonds
5 Extension of Board Mgmt For For For
Authorization to
Implement Issuance of
Convertible
Bonds
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Boan Mgmt For For For
2 Elect HE Zhongze Mgmt For For For
3 Elect HUANG Huixin Mgmt For For For
4 Elect ZHENG Yanan Mgmt For For For
5 Elect ZHANG Xian Mgmt For For For
6 Elect YANG Zhifeng Mgmt For For For
7 Elect DING Ji Mgmt For For For
8 Elect ZHENG Yihua Mgmt For Against Against
9 Elect HUANG Jingbo Mgmt For For For
10 Constitution of Mgmt For Abstain Against
Procedural Rules:
External Investment
Management
System
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Report on Previously Mgmt For For For
Raised
Funds
3 Allocation of Mgmt For For For
Profits/Dividends
4 ADJUSTMENT TO 2016 Mgmt For For For
AUDIT
FEE
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For Abstain Against
3 Related Party Mgmt For Abstain Against
Transactions
4 Investment in Project Mgmt For For For
Construction
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Change in Use of Mgmt For For For
Raised
Funds
10 Authority to Issue Mgmt For For For
Wealth Management
Financing
Tool
11 Authority to Issue Mgmt For For For
Overseas
Bonds
12 Elect QIN Yumao Mgmt For For For
13 Elect AN Yanqing Mgmt For For For
14 Elect ZHANG Changxu Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Weiping Mgmt For For For
2 Elect WU Wei Mgmt For For For
3 Elect ZOU Jun Mgmt For For For
4 Elect JIANG Anqi Mgmt For For For
5 Elect DU Kunlun Mgmt For For For
6 Elect PAN Ying Mgmt For For For
7 Elect WEI Xianghui Mgmt For For For
8 YANG Qing Mgmt For For For
9 YAN Jin Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 03/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
External Guarantee
Management
System
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision Making
System for Related
Party
Transactions
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provisions for Asset Mgmt For For For
Depreciation
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Give Mgmt For For For
Guarantees
5 Supervisors' Report Mgmt For For For
6 Directors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
12 Auditor Appointment Mgmt For Abstain Against
System
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 05/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Equity Mgmt For For For
Interests in a Joint
Stock
Company
2 Eligibility for Mgmt For For For
Issuance of Stocks w/
Preemptive
Rights
3 Type and Par Value Mgmt For For For
4 Issuance Methods Mgmt For For For
5 Issuance Base, Ratio Mgmt For For For
and
Size
6 Pricing Basis and Mgmt For For For
Issuance
Price
7 Issuance Target Mgmt For For For
8 Allocation of Mgmt For For For
Undistributed
Cumulative
Profits
9 Date of Issuance Mgmt For For For
10 Underwriting Methods Mgmt For For For
11 Use of Proceeds Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Listing Market Mgmt For For For
14 Preliminary Plan for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
17 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings and Relevant
Commitments
18 Shareholder Returns Mgmt For For For
Plan
19 Board Authorization to Mgmt For For For
Implement Issuance of
Shares
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Fees of Chairman of Mgmt For For For
Board of
Directors
10 Fees of Chairman of Mgmt For For For
Supervisory
Board
11 Elect LI Yikui Mgmt For For For
12 Elect WANG Junye Mgmt For Against Against
13 Elect LENG Chunsheng Mgmt For For For
14 Elect LI Cong Mgmt For For For
15 Elect LI Fengqin Mgmt For Against Against
16 Elect CAO Fubo Mgmt For For For
17 Elect An Yaren Mgmt For For For
18 Elect SHI Wei Mgmt For For For
19 Elect WANG Yanming Mgmt For For For
20 Elect CHENG Jianqiu Mgmt For For For
21 Elect WANG Dianduo Mgmt For Against Against
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 08/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Construction
Projects
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tonghua Dongbao Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 11/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Registered Capital
and Articles of
Association
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 03/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Jun Mgmt For For For
2 Elect GONG Huadong Mgmt For For For
3 Elect LI Wen Mgmt For For For
4 Elect XU Wuqi Mgmt For For For
5 Elect HU Xinfu Mgmt For For For
6 Elect JIANG Peijin Mgmt For For For
7 Elect DING Shiqi Mgmt For For For
8 Elect WU Heping Mgmt For For For
9 Elect PAN Lisheng Mgmt For For For
10 Elect WANG Chang Mgmt For For For
11 Elect WANG Li Mgmt For For For
12 Elect LIU Fanglai Mgmt For For For
13 Elect CHEN Mingyong Mgmt For Against Against
14 Elect WANG Nongsheng Mgmt For Against Against
15 Elect XIE Shuorong Mgmt For Against Against
16 Approval to Set Up a Mgmt For For For
Wholly Owned
Subsidiary
17 Approval of Project Mgmt For For For
Construction
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Launch of Foreign Mgmt For For For
Exchange
Business
8 Appointment of Auditor Mgmt For Against Against
9 PROVISION FOR ASSETS Mgmt For For For
IMPAIRMENT
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 2017 Estimated Related Mgmt For Against Against
Party
Transactions
12 2016 Exceeded Mgmt For For For
Estimated Related
Party
Transactions
13 Continue Related Party Mgmt For Against Against
Transactions with
Tongling Nonferrous
Metals Group Finance
Co.,
Ltd.
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 07/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Contingency of Private Mgmt For For For
Placement
2 Approval of Revised Mgmt For For For
Plan of Private
Placement
3 Supplemental Mgmt For For For
Agreements for
Conditional
Subscription
Agreements of Private
Placement
4 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
________________________________________________________________________________
Triangle Tyre Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601163 CINS Y89772100 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Approval of Line of Mgmt For Against Against
Credit and
Borrowing
12 Independent Directors' Mgmt For For For
Fees
13 Cash Management Quota Mgmt For For For
14 DING YUHUA Mgmt For For For
15 ZHANG TAO Mgmt For For For
16 SHAN GUOLING Mgmt For For For
17 LIN XIAOBIN Mgmt For Against Against
18 DING MU Mgmt For For For
19 CHI LEI Mgmt For For For
20 LIU FENG Mgmt For For For
21 FAN XUEJUN Mgmt For For For
22 FANG QIAOLING Mgmt For For For
23 WANG FENG Mgmt For Against Against
24 XING YONGJIAN Mgmt For Against Against
25 YANG LIQIN Mgmt For For For
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For Abstain Against
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Adjustment to Business Mgmt For For For
Scope
8 Appointment of Auditor Mgmt For For For
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Approval of Line of Mgmt For Against Against
Credit
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries with
over 70% Leverage
Ratio
14 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries when
Cumulative Guarantees
Exceeding 50% of Net
Assets
15 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Huarongtai,
Tongfa Investment and
their
subsidiaries
16 Authorization of Mgmt For Against Against
Chairman or President
to Give
Guarantees
17 Signing of Financing Mgmt For Against Against
Services
Agreement
18 Authority to Give Mgmt For Against Against
Guarantees to Yuxi
Huakong
19 Authority to Give Mgmt For Against Against
Guarantees for
Overseas Bonds
Issuance
20 Elect ZHAO Jing Mgmt For For For
21 Elect JIANG Yigang Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Amount of Mgmt For For For
Funds for Cash
Management
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 07/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Share Subscription in Mgmt For For For
Private Placement of
Shenzhen Huakong Seg
Co.,
Ltd.
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 09/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Long and Medium-term
Notes
2 Authority to Issue 5 Mgmt For For For
Billion Commercial
Paper
3 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of a Mgmt For For For
Subsidiary
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
2 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
SELF-OWNED
FUNDS
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
8 Report on Use of Mgmt For For For
Previously Raised
Funds
9 Expansion in Business Mgmt For For For
Scope
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Management System for
Related Party
Transactions
13 Approval of Line of Mgmt For Against Against
Credit
14 Authority to Give Mgmt For Against Against
Guarantees
15 Asset Securitization Mgmt For For For
16 Signing of Financial Mgmt For For For
Services
Agreement
17 Authority to Issue Mgmt For For For
Medium-term
Notes
18 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
19 Authority to Issue Mgmt For For For
Debt Financing
Instruments
20 Related Party Mgmt For For For
Transactions
21 Elect ZHANG Zhonghua Mgmt For For For
as Non-Independent
Director
22 Extension of Validity Mgmt For For For
of Private
Placement
23 Board Authorization to Mgmt For For For
Implement Extension
of
Validity
24 Capital Increase in Mgmt For For For
Subsidiaries
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 08/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Long and Medium-term
Notes
2 Application for Mgmt For For For
General Line of
Credit
3 Guarantees for Mgmt For For For
Subsidiary for
Fund
4 Guarantees for Mgmt For For For
Subsidiary for
Loan
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Private Mgmt For For For
Placement
Scheme
2 Revised Private Mgmt For For For
Placement
Pre-plan
3 Zhuhai Qidi Investment Mgmt For For For
Management Co.,
Ltd.
4 Zhuhai inspiration Mgmt For For For
Lvyuan Capital
Management
Limited
5 Tibet Clearing Asset Mgmt For For For
Management Co.,
Ltd.
6 Nantong Jinxin Haohai Mgmt For For For
Investment Center
(limited
partnership)
7 Tibet Sound Investment Mgmt For For For
Holdings
Limited
8 Harvest Fund Mgmt For For For
Management
Limited
9 Huitianfu Fund Mgmt For For For
Management Co.,
Ltd.
10 Bonbon Asset Mgmt For For For
Management
Limited
11 Termination of Share Mgmt For For For
Subscription
Agreement
12 Related Party Mgmt For For For
Transactions involved
in Private
Placement
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
15 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
16 Authority to Issue Mgmt For For For
Medium-term
Notes
17 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 03/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: ZHAO
Weiguo
2 Elect Non-Independent Mgmt For For For
Director: REN
Zhijun
3 Elect Non-Independent Mgmt For For For
Director: GAO
Qiquan
4 Elect Non-Independent Mgmt For For For
Director: WANG
Huixuan
5 Elect Independent Mgmt For For For
Director: CHEN
Jinzhan
6 Elect Independent Mgmt For For For
Director: CHEN
Xian
7 Elect Independent Mgmt For For For
Director: WANG
Liyan
8 Elect WANG Zhihua Mgmt For For For
9 Elect ZHENG Bo Mgmt For For For
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Assets Acquisition Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension Due to
Assets
Restructuring
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Mgmt For For For
Auditor, Internal
Control Auditor and
Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Authority for Mgmt For For For
Wholly-owned
Subsidiaries to Give
Guarantees to their
Subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
10 Signing of Financial Mgmt For For For
Services
Agreement
11 Elect ZHAO Weiguo Mgmt For For For
12 Elect YU Yingtao Mgmt For For For
13 Elect ZENG Xuezhong Mgmt For For For
14 Elect WANG Hongtao Mgmt For For For
15 Elect LIN Gang Mgmt For For For
16 Elect ZHAO Mingsheng Mgmt For For For
17 Elect WANG Xinxin Mgmt For For For
18 Elect KANG Xufang Mgmt For For For
19 Elect ZHU Wuxiang Mgmt For Against Against
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 12/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees for Credit
Facilities
4 Authority to Give Mgmt For For For
Guarantees for
Manufacturer
Application for
Credit
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 05/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Public Mgmt For Against Against
Issuance of
Shares
3 Stock Type and Par Mgmt For Against Against
Value
4 Method of Issuance Mgmt For Against Against
5 Basis, Ratio and Mgmt For Against Against
Amount of the Rights
Issue
6 Pricing Principle and Mgmt For Against Against
Issue
Price
7 Placement Targets Mgmt For Against Against
8 Purpose of the Raised Mgmt For Against Against
Funds
9 Issuance Date Mgmt For Against Against
10 Underwriting Method Mgmt For Against Against
11 Distribution Plan of Mgmt For Against Against
the Accumulated
Retained Profit
Before
Issuance
12 Valid Period Mgmt For Against Against
13 Trading and Circulation Mgmt For Against Against
14 Preliminary Plan for Mgmt For Against Against
Public Issuance of
Shares
15 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
18 Board Authorization to Mgmt For Against Against
Implement Shares
Issuance
19 Shareholder Returns Mgmt For For For
Plan for 2017 to
2019
20 Board Authorization to Mgmt For For For
Amend the Articles of
Associations
________________________________________________________________________________
WANDA CINEMA LINE CO. LTD
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Excessive Amount of Mgmt For For For
2016 Related Party
Transactions
9 Related Party Mgmt For For For
Transactions
10 Investment Plan Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Change in Company Name Mgmt For For For
and Stock
Name
13 Elect LIU Xiaobin as Mgmt For For For
Non-Independent
Director
14 Elect LV Suiqi as Mgmt For For For
Independent
Director
15 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Wangsu Science & Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 03/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Asset Purchase Mgmt For For For
2 Overview of Scheme Mgmt For For For
3 Transaction Counterpart Mgmt For For For
4 Underlying Assets Mgmt For For For
5 Transaction Price Mgmt For For For
6 Source of Capital for Mgmt For For For
the Transaction and
Payment of
Consideration
7 Pricing Method Mgmt For For For
8 Delivery of the Mgmt For For For
Underlying
Asset
9 Liabilities for Breach Mgmt For For For
of
Contract
10 Transactions Mgmt For For For
Constitution of Major
Asset
Restructuring
11 Validity Period of Mgmt For For For
Resolution
12 Compliance with Mgmt For For For
Article 4 of
Regulation for Major
Asset
Restructuring
13 Compliance with Mgmt For For For
Article 11 of
Regulation for
Management Measures
on Major Asset
Restructuring
14 Major Asset Purchase Mgmt For For For
Non-constitution of
Related Party
Transaction
15 Transaction Mgmt For For For
Non-constitution of
Back-Door Listing as
Defined by Article 13
of the Management
Measures for Major
Asset
Restructuring
16 Signing of Conditional Mgmt For For For
Share Purchase
Agreement
17 Statement regarding Mgmt For For For
Completeness and
Compliance of Legal
Procedures for Major
Asset
Purchase
18 Asset Purchase Report Mgmt For For For
19 Verification Report Mgmt For For For
and Evaluation Report
for the
Transaction
20 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation
Hypothesis,
Correlation Between
Evaluation Method and
Objective and
Fairness of
Evaluation
Price
21 Statement on Pricing Mgmt For For For
Basis and
Fairness
22 Verification of the Mgmt For For For
Company's Conditions
Regarding Information
Disclosure
Regulations
23 Board Authorization Mgmt For For For
for Asset
Purchase
24 Risk Warning for Mgmt For For For
Diluted Immediate
Returns
25 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
26 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of New Share Mgmt For For For
Class: H-Share
Listing
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Pricing Method Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Issuance Date Mgmt For For For
8 Principals of Issuance Mgmt For For For
9 Company's Conversion Mgmt For For For
to Overseas Listed
Company
10 Raised Fund Usage Plan Mgmt For For For
11 Validity Period of Mgmt For For For
Public Issuance and
H-Share
Listing
12 Board Authorization Mgmt For For For
for H-Share
Listing
13 Scheme for Retained Mgmt For For For
Profits
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Procedures Governing
Shareholder General
Meetings
16 Amendments to Mgmt For Abstain Against
Procedural Rules:
Procedures Governing
Board
Meetings
17 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisor
Meetings
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Chengyan Mgmt For For For
2 Elect HONG Ke Mgmt For For For
3 Elect CHU Minjian Mgmt For For For
4 Elect YAN Yongchun Mgmt For For For
5 Elect WANG Weisong Mgmt For For For
6 Elect LI Zhiping Mgmt For For For
7 Elect HUANG Siying Mgmt For For For
8 Elect ZHANG Haiyan Mgmt For Against Against
9 Elect XUAN Jun Mgmt For For For
10 External Directors' Mgmt For For For
and Independent
Directors'
Fees
11 External Supervisors' Mgmt For For For
Fees
12 Assets Acquisition Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Participants and Scope Mgmt For For For
3 Source, Number of Mgmt For For For
Stocks and
Distribution
4 Price and Determining Mgmt For For For
Method
5 Valid Period, Granting Mgmt For For For
Date, Lock-up Period,
Unlocking date and
Restrictions
6 Conditions for Mgmt For For For
Granting and
Unlocking Restricted
Stocks
7 Method and Procedure Mgmt For For For
for Adjusting
Restricted Stock
Incentive
Plan
8 Repurchase and Mgmt For For For
Cancellation
9 Accounting Treatment Mgmt For For For
10 Implementation Mgmt For For For
Procedure
11 Rights and Obligations Mgmt For For For
12 Treatment under Mgmt For For For
Unusual
Situations
13 Implementation and Mgmt For For For
Appraisal Management
Measures for 2017
Restricted Stock
Incentive
Plan
14 Authorization to the Mgmt For For For
Board to Implement
2017 Restricted Stock
Incentive
Plan
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Amendments to Articles Mgmt For Against Against
17 Arrangement of Mgmt For For For
Minority Interest to
be Signed with
Shareholders of
CDN-VIDEO
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to the Mgmt For For For
Overseas CDN
Project
2 Replacement of Mgmt For For For
Proceeds and
Adjustment to
Investment
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 30% Mgmt For For For
Equity in Shenzhen
Green Cloud
Technology Co.,
Ltd.
2 Acquisition of 100% Mgmt For For For
Equity in Green
Nebula Technology
(Shenzhen) Co.,
Ltd.
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on 2016 Mgmt For Abstain Against
Investment Plan and
2017 Investment
Plan
4 Annual Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Authority to Set Mgmt For For For
Auditor
Fees
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Entrusted to Manage Mgmt For For For
Hungary BorsodChem
Company
11 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
12 Authority to Give Mgmt For Against Against
Guarantees for Joint
Venture
13 Amendment to Articles Mgmt For For For
14 Supervisors' Report Mgmt For For For
15 Elect CHEN Yun Mgmt For Against Against
16 Elect SUN Xiao Mgmt For For For
17 Elect TIAN Hongguang Mgmt For Against Against
18 Elect LIAO Zengtai Mgmt For For For
19 Elect LI Jiankui Mgmt For For For
20 Elect DING Jiansheng Mgmt For For For
21 Elect KOU Guangwu Mgmt For For For
22 Elect GUO Xingtian Mgmt For For For
23 Elect Simon MU Xinming Mgmt For For For
24 Elect LIU Lixin Mgmt For For For
25 Elect WANG Baotong Mgmt For For For
26 Elect BAO Yongjian Mgmt For For For
27 Elect ZHANG Xiaorong Mgmt For For For
28 Elect ZHANG Wanbin Mgmt For For For
________________________________________________________________________________
Wanxiang Doneed Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600371 CINS Y9505H106 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For Abstain Against
2 Authority to Issue Mgmt For Abstain Against
Short-term Commercial
Paper
3 Authority to Issue Mgmt For Abstain Against
Medium-term
Notes
4 Election of Director Mgmt For Abstain Against
5 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Wanxiang Qianchao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 03/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Annual Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Financial Service Mgmt For For For
Agreement
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 04/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wasu Media Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000156 CINS Y9532N100 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Related Party Mgmt For For For
Transactions
9 Elect HU Xiaoming as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption of Weichai Mgmt For For For
Power Hydraulic
Technology Co., Ltd.
2 Absorption of Weichai Mgmt For For For
(Weifang) Medium-duty
Diesel Engine Co.,
Ltd.
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 PROFIT Mgmt For For For
DISTRIBUTION
PLAN
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 2017 FINANCIAL BUDGET Mgmt For For For
REPORT
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Allocation of Interim Mgmt For For For
Dividends
10 Amendments to Rules of Mgmt For For For
Procedures for
General
Meeting
11 2016 Profit Mgmt For For For
Distribution
Plan
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
14 Elect LI Hongwu Mgmt For For For
15 Elect YUAN Hongming Mgmt For For For
16 Elect YAN Jianbo Mgmt For For For
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 10/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment of Mgmt For For For
Subsidiaries
2 Related Party Mgmt For For For
Transactions for the
Provision of Labor
Services
3 Related Party Mgmt For For For
Transactions for the
Provision of Kinetic
Energy
Services
4 Related Party Mgmt For For For
Transactions for the
Procurement of
Equipment
5 Related Party Mgmt For For For
Transactions for the
Sale of
Equipment
6 Related Party Mgmt For For For
Transactions for the
Procurement of
Equipment and
Products
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions with
Shanxi Energy
Group
6 Related Party Mgmt For For For
Transactions with
Shanxi Investment
Group
7 Related Party Mgmt For For For
Transactions with
Western
Trust
8 Related Party Mgmt For For For
Transactions with
Shanxi People
Building
9 Related Party Mgmt For For For
Transactions with
Shanxi Qingshuichuan
Energy
10 Related Party Mgmt For For For
Transactions with
Shanxi Jintaiheng
Real
Estate
11 Related Party Mgmt For For For
Transactions with
Shanxi Jinxin
Industry
12 Related Party Mgmt For For For
Transactions with
Shanxi Qinlong
Electric
Power
13 Related Party Mgmt For For For
Transactions with
Shanxi Huashan
Innovation
Technology
14 Related Party Mgmt For For For
Transactions with
Macau Huashan
Innovation
International
Economic
Technology
15 Related Party Mgmt For For For
Transactions with
Shanxi Shanneng
Investment
16 Related Party Mgmt For For For
Transactions with
Western Lide
Fund
17 Related Party Mgmt For For For
Transactions with
Bank of
Chang'an
18 Approval of Scale of Mgmt For For For
the Company's
Self-operated
Businesses and Index
of Maximum Loss
Limit
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 06/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Management Measure
for Online Voting
System at Shareholder
Meetings
4 Shaanxi Fund Mgmt For For For
Management Co.,
Ltd
5 Changan Bank Co., Ltd Mgmt For For For
6 Elect XIE Kai as Mgmt For For For
Director
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to the Mgmt For For For
Scale of the
Company's
Self-operated
Businesses and Index
of Maximum Loss Limit
in
2016
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Shaanxi Investment
Group
2 Related Party Mgmt For For For
Transactions with
Chang An
Bank
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection Mgmt For For For
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Private Placement
Notes
3 Approval of Borrowing Mgmt For For For
4 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd.
6 Authority to Issue Mgmt For For For
Corporate Bonds by a
Subsidiary
7 Capital Increase by a Mgmt For For For
Subsidiary
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection into Mgmt For For For
Huayuan New Energy
Co.,
Ltd.
2 Introduction of Mgmt For For For
Priority
Investors
3 Investment and Mgmt For For For
Establishment of
Thermoelectricity
United Gas Power
Company
4 Eligibility For Mgmt For For For
Private Placement of
Corporate
Bonds
5 Size of Issuance Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Face Value and Price Mgmt For For For
of
Issuance
8 Target Subscribers and Mgmt For For For
Placement
Arrangements
9 Term of Bonds Mgmt For For For
10 Interests Rate and Mgmt For For For
Payment of
Interests
11 Use of Proceeds Mgmt For For For
12 Method of Underwriting Mgmt For For For
13 Guarantees Mgmt For For For
14 Listing Market Mgmt For For For
15 Credit Status and Mgmt For For For
Safeguard Measures on
Debt
Repayment
16 Validity of Resolution Mgmt For For For
17 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
18 Authority to Give Mgmt For Against Against
Guarantees to SDIC
Nanyang Power
Generation Co.,
Ltd.
19 Approval of Borrowing Mgmt For For For
20 Authority for Mgmt For Against Against
Zhangjiagang Shazhou
Electric Power Co.,
Ltd. to Give
Guarantees to
Zhangjiagang Huaxing
Electric Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Application for Mgmt For Against Against
Financing Leasing
Loan From Guowang
International Finance
Leasing Co.,
Ltd
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
13 Authority for Huachen Mgmt For Against Against
Electricity Co., Ltd.
to Give Guarantees to
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
14 Authority for Huachen Mgmt For Against Against
Electricity Co.,
Ltd.to Give
Guarantees to
Zhangjiagang Huaxing
Power Co., Ltd. (280
million)
15 Authority for Mgmt For Against Against
Zhangjiagang Shazhou
Electric Power Co.,
Ltd. to Give
Guarantees to
Zhangjiagang Huaxing
Power Co., Ltd. (300
million)
16 Authority to Give Mgmt For Against Against
Guarantees to Huaying
(Huizhou Daya Bay)
Petrochemical Wharf
Storage Co.,
Ltd.
17 Authority for Huachen Mgmt For Against Against
Electricity Co., Ltd.
to Give Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
18 Authority for Huachen Mgmt For Against Against
Electricity Co., Ltd.
to Give Guarantees to
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
19 Authority for Huachen Mgmt For Against Against
Electricity Co., Ltd.
to Give Guarantees to
Zhangjiagang Huaxing
Electric Power Co.,
Ltd. (150
million)
20 Authority for Mgmt For Against Against
Zhangjiagang Shazhou
Electric Power Co.,
Ltd. to Give
Guarantees to
Zhangjiagang Huaxing
Electric Power Co.,
Ltd. (190
million)
21 Authority to Give Mgmt For Against Against
Guarantees to Huaying
Petrochemical Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd
23 Authority to Give Mgmt For Against Against
Guarantees to Lingshi
Yinyuan Coal
Development Co.,
Ltd.
24 Application for Mgmt For Against Against
Financing Leasing
Loan From Hualu
International Finance
Leasing Co.,
Ltd
25 Approval for Hua Yan Mgmt For Against Against
Logistics Limited to
Apply for
Loans
26 Investment in Mgmt For For For
Establishment of a
Company
27 Annual Report Mgmt For For For
28 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Power Co.,
Ltd
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Receive Mgmt For Against Against
Loans
2 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Huaxing
Electric Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Estabishment of Zhong Mgmt For For For
An Property Insurance
Co.,
Ltd.
2 Estabishment of Mgmt For For For
Jiangsu Huaxing
Heating Co.,
Ltd.
3 Approval of Line of Mgmt For For For
Credit of RMB 300
million
4 Approval of Line of Mgmt For For For
Credit of RMB 500
million
5 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Lingshi
Yinyuan Char
Development Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy
LLC
8 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Power Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
6 Bond Duration Mgmt For For For
7 Interest Rate and Mgmt For For For
Determination
Method
8 Time-frame and Method Mgmt For For For
of Principal and
Interest
Payment
9 Purpose of Raised Funds Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Guarantee Method Mgmt For For For
12 Listing Market Mgmt For For For
13 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
16 Conditional Capital Mgmt For For For
Expansion for
Wholly-owned
Subsidiary
17 Set up of Subsidiary Mgmt For For For
in
Qingdao
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 09/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy
Co.,Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Zhang
Jia Gang Shazhou
Electric Power Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Zhang
Jia Gang Huaxin
Electric Power Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Ling Shi Yin Yuan
Xing Qing Coal
Industry Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Qin Yuan Kang Wei Sen
Da Yuan Coal Industry
Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for Mgmt For For For
Subsidiary to Sell
Shares of a
Company
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Electric Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Wholly-owned Mgmt For Against Against
Subsidiary
Participation in
Bidding for Equity
Stake
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
3 Authority for Mgmt For Against Against
Subsidiary to Give
Guarantees
I
4 Authority for Mgmt For Against Against
Subsidiary to Give
Guarantees
II
5 Authority to Accept Mgmt For Against Against
Guarantees From
Subsidiary
6 Provision of Mgmt For Against Against
Reciprocal
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees to Lingshi
Yinyuan Coal
Development Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Changding Shengyu
Shale Gas Development
Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Sangzhi Shale Gas
Development Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Huaxing
Electric Power Co.,
Ltd.
11 Authority for Mgmt For Against Against
Subsidiary to Give
Guarantees
III
12 Elect XU Peizhong Mgmt For For For
13 Elect WANG Jun Mgmt For For For
14 Elect CHANG Shengqiu Mgmt For For For
15 Elect WANG Guangxi Mgmt For For For
16 Elect LI Haibin Mgmt For For For
17 Elect DAI Wutang Mgmt For For For
18 Elect WANG Chunhua Mgmt For For For
19 Elect XING Hongmei Mgmt For For For
20 Elect TU Weidong Mgmt For Against Against
21 Elect WANG Zhongkun Mgmt For For For
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 12/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of an Mgmt For For For
Overseas Joint
Venture Merger and
Acquisition
Fund
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary Project Mgmt For For For
Investment
2 Supplementary Mgmt For For For
Agreement for Project
Investment
3 Commitments and Mgmt For For For
Compensation
Agreement
4 Persons Acting in Mgmt For For For
Concert
Agreement
5 Application for Mgmt For For For
Financial
Leasing
6 Application for Mgmt For For For
Secondary Financial
Leasing
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou
Yuzhong
9 Authority to Give Mgmt For Against Against
Guarantees to
Zhoukou Lunda
Power
10 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy
Limited
11 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang
Shazhou
Power
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Power
13 Authority to Give Mgmt For Against Against
Guarantees to Ruyang
three Geely New
Energy
14 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Power
Company
15 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Shazhou
Power
Company
16 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining
Company
17 Authority to Give Mgmt For Against Against
Guarantees to Huaxi
Mining
Company
18 Authority to Give Mgmt For Against Against
Guarantees to
Lingshi
Development
19 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Coal
Industry
20 Authority to Give Mgmt For Against Against
Guarantees to
Xingqing Coal
Industry
21 Authority to Give Mgmt For Against Against
Guarantees to
Huaqiang Coal
Company
22 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Lingshi Hua
Ying
23 Authority to Give Mgmt For Against Against
Guarantees to Ditch
Coal
Industry
24 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kangwei Group Mencius
Valley
Coal
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: SHI
Yibing
2 Elect Non-Independent Mgmt For For For
Director: PAN
Zheng
3 Elect Non-Independent Mgmt For For For
Director: LI
Guangya
4 Elect Non-Independent Mgmt For For For
Director: WANG
Qing
5 Elect Independent Mgmt For For For
Director: WANG
Jianzhang
6 Elect Independent Mgmt For For For
Director: ZHU
Hongchao
7 Elect Independent Mgmt For For For
Director: LI
Bailing
8 Elect LOU Jialin Mgmt For Against Against
9 Elect ZONG Yuwei Mgmt For Against Against
10 Elect GENG Pingan Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
9 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
11 Amendments to Mgmt For For For
Management System for
Raised
Funds
12 Amendments to System Mgmt For For For
for
Guarantees
13 Amendments to Decision Mgmt For For For
System for Related
Party
Transactions
14 Directors, Independent Mgmt For For For
Directors and
Supervisors'
Fees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Size of Issuance Mgmt For For For
4 Par Value and Price of Mgmt For For For
Issuance
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Repayment of
Interests
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment to
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
11 Determination of Mgmt For For For
Number of Shares and
Treatment for
Remaining Bonds
Unconverted
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Dividends Distribution Mgmt For For For
15 Targets of Issuance Mgmt For For For
16 Placement to Mgmt For For For
Shareholders
17 Bondholders' Meetings Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Management of Raised Mgmt For For For
Fund and Deposit
Account
20 Guarantees Mgmt For For For
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Demonstration Analysis Mgmt For For For
on Issuance of
Convertible Corporate
Bonds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
27 Procedural Rules for Mgmt For For For
Bondholders
Meetings
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Assets Acquisition by Mgmt For For For
Stock and Auxiliary
Funds Raising
Constituting Major
Adjustment
3 Overview of Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising
4 Assets Acquisition by Mgmt For For For
Stock: Stock Type,
Par Value and Listing
Market
5 Assets Acquisition by Mgmt For For For
Stock: Assets to be
Acquired and
Transaction
Price
6 Assets Acquisition by Mgmt For For For
Stock: Issuance
Targets and
Method
7 Assets Acquisition by Mgmt For For For
Stock: Issue Price
and Pricing
Principle
8 Assets Acquisition by Mgmt For For For
Stock: Analysis of
Rationality
9 Assets Acquisition by Mgmt For For For
Stock: Size of
Issuance
10 Assets Acquisition by Mgmt For For For
Stock: Lock-Up
Period
11 Assets Acquisition by Mgmt For For For
Stock: Profits and
Losses During
Transitional
Period
12 Auxiliary Funds Mgmt For For For
Raising: Size of
Funds to be Raised
and Projects of
Investment
13 Auxiliary Funds Mgmt For For For
Raising: Stock Type,
Par Value and Listing
Market
14 Auxiliary Funds Mgmt For For For
Raising: Issuance
Targets and
Subscription
Method
15 Auxiliary Funds Mgmt For For For
Raising: Pricing
Principle And
Method
16 Auxiliary Funds Mgmt For For For
Raising: Size of
Issuance
17 Auxiliary Funds Mgmt For For For
Raising: Lock-Up
Period
18 Auxiliary Funds Mgmt For For For
Raising: Validity of
Resolutions
19 Report and Summary of Mgmt For For For
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
20 Statement on Pricing Mgmt For For For
Basis and Rationality
of
Acquisition
21 Compliance with Mgmt For For For
Article 43 of
Provisions on Issues
of Major Assets
Restructuring
22 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed
Companies'
23 Audit Reports and Mgmt For For For
Appraisal Reports For
Acquisition
24 Conditional Agreement Mgmt For For For
on Assets Acquisition
and Share
Subscription
25 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
26 Feasibility Report on Mgmt For For For
Use of
Proceeds
27 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
28 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
29 Share Price Variation Mgmt For For For
Not Reaching the
Standard in Article 5
of Provisions on
Issues of Listed
Companies'
Information
Disclosure and
Notification of
Relevant
Actions
30 Board Authorization to Mgmt For For For
Implement the
Transaction
31 Modification of Mgmt For For For
Auxiliary Fund
Raising
Usage
32 Feasibility Report for Mgmt For For For
Use of Proceeds of
Auxiliary Fund
Raising
33 Supplementary Share Mgmt For For For
Subscription
Agreements
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees For
Subsidiaries' Bank
Credit
2 Authority to Give Mgmt For For For
Guarantees For
Subsidiary's
Financing
Lease
3 Authority to Give Mgmt For For For
Counter
Guarantees
4 Change in Use of Mgmt For For For
Proceeds and
Replenish Working
Capital with Idle
Funds
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Line Mgmt For For For
of
Credit
2 Financial Leasing Mgmt For For For
Agreement
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Elect GU Guoda as Mgmt For For For
Independent
Director
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 10/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhan Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600005 CINS Y97164100 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
Supervisor
________________________________________________________________________________
Wuhan Iron and Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
600005 CINS Y97164100 10/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Absorption and
Merger
2 Principals of Merger Mgmt For For For
3 Method of Merger Mgmt For For For
4 Targets for Share Swap Mgmt For For For
5 Stock Type and Par Mgmt For For For
Value
6 Swap Price and Swap Mgmt For For For
Ratio
7 Protection Mechanism Mgmt For For For
for Dissenting
Shareholders for
Baoshan
8 Protection Mechanism Mgmt For For For
for Dissenting
Shareholders for
Wuhan
9 Staff Resettlement Mgmt For For For
10 Settlement of Assets Mgmt For For For
11 Listing Arrangement Mgmt For For For
for Issued
Shares
12 Arrangement for Mgmt For For For
Accumulated Retained
Profits
13 Liability for Breach Mgmt For For For
of
Contract
14 Effective Conditions Mgmt For For For
for Agreement on
Absorption and
Merger
15 Validity Period Mgmt For For For
16 Conditional Agreement Mgmt For For For
on
Merger
17 Constitution of Mgmt For For For
Related Party
Transaction
18 Report Draft for Mgmt For For For
Merger
Transaction
19 Transfer of Assets Plan Mgmt For For For
20 Appointment of Mgmt For For For
Intermediary
Institution
21 Scheme for Protection Mgmt For For For
of
Bondholders
22 Authorization to Mgmt For For For
Implement
Merger
23 Exemption of Mgmt For For For
Controller
Shareholder from
Commitments
24 ELECTION OF SUPERVISORS Mgmt For Against Against
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Authority to Extend Mgmt For For For
Validity Period and
Authorization Period
for Private
Placement
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAN Shengdao Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Feiyue Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Purchase of raw Mgmt For For For
materials or
products
6 Sale of raw materials Mgmt For For For
or
products
7 Lease of house, Mgmt For For For
equipment, or
products
8 Permission for related Mgmt For For For
party's use of
trademark
9 Technology development Mgmt For For For
with related
party
10 Provision or receipt Mgmt For For For
of service and
labor
11 Operation on behalf of Mgmt For For For
related
party
12 Preparation of accrued Mgmt For For For
asset
impairment
13 Evaluation of 2016 Mgmt For For For
Performance Target
due to Asset
Acquisition
14 Annual Report Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Elect ZHOU Wei as Mgmt For For For
Independent
Director
17 Authority to Give Mgmt For Against Against
Guarantees for
Mortgage
Business
18 Authority to Give Mgmt For Against Against
Guarantees for
Financing
Leasing
19 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 09/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Placement to Mgmt For For For
Shareholders
4 Type and Maturity Mgmt For For For
5 Interest Rates Mgmt For For For
6 Subscribers and Method Mgmt For For For
of
Issuance
7 Redemption or Resale Mgmt For For For
Provision
8 Deferred Payment of Mgmt For For For
Interests
9 Limits of Mandatory Mgmt For For For
Interest Payment and
Deferred Interest
Payment
10 Use of Proceeds Mgmt For For For
11 Guarantees Mgmt For For For
12 Listing Market Mgmt For For For
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
15 Exemption of XCMG Mgmt For For For
Construction
Machinery Limited
From Injecting Xuzhou
XCMG Excavator
Machinery Co., Ltd.
Into The
Company
16 Injection of Capital Mgmt For For For
Into a Wholly-Owned
Subsidiary
17 Injection of Capital Mgmt For For For
Into XCMG Brazil
Manufacture Co., Ltd.
and Related Party
Transaction
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Issunace
of A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Method and Period of Mgmt For For For
Issuance
4 Issuing Price and Mgmt For For For
Pricing
Principle
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Issuing Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Use of Raised Funds Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Valid Period of Mgmt For For For
Resolution
12 Pre-plan for Mgmt For For For
Non-public A Share
Issuance
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Connected Transactions Mgmt For For For
Regarding Non-public
A share
Offering
16 Conditional Share Mgmt For For For
Subscription
Agreement
17 Framework Agreement Mgmt For For For
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Shareholder Returns Mgmt For For For
Plan
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Amendments to Articles Mgmt For For For
22 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
23 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Related Party Mgmt For For For
Transactions
8 Signing Agreement on Mgmt For For For
Long-term Lease of
Office
Space
9 Signing Agreement to Mgmt For For For
Rent Shanghai CD
International
Building
10 Investment in Wealth Mgmt For For For
Management
Products
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 11/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Eligibility for Mgmt For For For
Private
Placement
3 Issuance Size Mgmt For For For
4 Issuance Method Mgmt For For For
5 Face Value and Mgmt For For For
Issuance
Price
6 Subscribers Mgmt For For For
7 Bond Term Mgmt For For For
8 Bond Rate Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Safeguard Measures for Mgmt For For For
Debt
Repayment
11 Guarantee Matters Mgmt For For For
12 Method of Underwriting Mgmt For For For
13 Validity Period Mgmt For For For
14 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 06/13/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Assessment Measures of Mgmt For For For
Employee Restricted
Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Annual Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
10 Authority to Issue Mgmt For For For
Medium-term
Notes
11 Authority to Give Mgmt For For For
Guarantees
12 Authority to Give Mgmt For For For
Guarantees by
Controlled Subsidiary
for its Wholly-owned
Subsidiary
13 Investment in Wealth Mgmt For For For
Management
Products
14 Signing of Loan Mgmt For For For
Agreement
15 Signing of Long-term Mgmt For For For
Procurement
Agreement
16 Appointment of Auditor Mgmt For For For
17 Elect ZHOU Min Mgmt For For For
18 Elect XU Jisong Mgmt For Against Against
19 Elect ZHANG Zhen Mgmt For Against Against
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 04/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Adjust Mgmt For Against Against
Mutual Guarantees
Relationship
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to 2016 Mgmt For Against Against
Guarantee
Quota
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 09/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
2 Size and Method of Mgmt For For For
Issuance
3 Duration of Bond Mgmt For For For
4 Interest Rates Mgmt For For For
5 Guarantees Mgmt For For For
6 Provisions for Mgmt For For For
Redemption or
Resale
7 Use of Proceeds Mgmt For For For
8 Targets of Issuance Mgmt For For For
and Placement to
Shareholders
9 Listing Arrangement Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 11/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity in Mgmt For For For
Jiangsu Xinhu Baohua
Property Co.,
Ltd
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Related Party Mgmt For For For
Transactions:
Participation In
Rights
Issue
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Land Mgmt For For For
Restructuring
2 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
3 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
4 Transactions with Mgmt For For For
Xinjiang New Energy
Co.,
Ltd.
5 Elect GAO Jianjun Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Dividends and Bonus
Share
Issue
2 Authority to Issue Mgmt For For For
Bonds and
Asset-Backed
Securities
3 Amendments to Articles Mgmt For For For
Regarding
Issued/Registered
Share
Capital
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Annual Report Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Abstain Against
Guarantees
(Letter)
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Report on Use of Mgmt For For For
Proceeds
12 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
13 Elect XIAO Hong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 10/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in zPark Mgmt For For For
Capital
II
2 Elect Kelvin WONG Tin Mgmt For Against Against
Yau; Approval of
Directors'
Fees
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Mgmt For For For
Financial
Auditor
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 09/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board of
Directors
3 Acquisition of Shares Mgmt For Abstain Against
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Mgmt For For For
Authorization Period
for Private
Placement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 03/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
2 Provision of Loans to Mgmt For For For
Yancoal International
(Holding) Co.,
Ltd.
3 Extension of Repayment Mgmt For For For
Date of Outstanding
Loans
4 Authority to Give Mgmt For For For
Guarantees
5 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
6 Elect KONG Xiangguo Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 03/10/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Acquisition Mgmt For For For
10 Finance Service Mgmt For For For
Agreement
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to H Mgmt For For For
Repurchase
Shares
15 Elect LI Xiyong Mgmt For For For
16 Elect LI Wei Mgmt For For For
17 Elect WU Xiangqian Mgmt For For For
18 Elect WU Yuxiang Mgmt For For For
19 Elect ZHAO Qingchun Mgmt For For For
20 Elect GUO Dechun Mgmt For For For
21 Elect KONG Xiangguo Mgmt For For For
22 Elect JIA Shaohua Mgmt For For For
23 Elect POON Chiu Kwok Mgmt For Against Against
24 Elect QI Anbang Mgmt For For For
25 Elect GU Shisheng as Mgmt For For For
Supervisor
26 Elect ZHOU Hong as Mgmt For Against Against
Supervisor
27 Elect MENG Qingjian as Mgmt For For For
Supervisor
28 Elect ZHANG Ning as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/29/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of A
Shares
2 Class and Nominal Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Issue Size Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
9 Validity Period For Mgmt For For For
Resolution
10 Place of Listing Mgmt For For For
11 Method of Subscription Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Non-Public Issuance of Mgmt For For For
A Shares
Plan
14 Board Authorization To Mgmt For For For
Implement Non-Public
Issuance of A
Shares
15 Dilution of Immediate Mgmt For For For
Return and Remedial
Measures
16 Undertaking of Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management Regarding
the Recovery of
Immediate
Return
17 Shareholders Return Mgmt For For For
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/19/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Issue Size Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
8 Validity Period of Mgmt For For For
Resolution
9 Listing Market Mgmt For For For
10 Method of Subscription Mgmt For For For
11 Plan For Private Mgmt For For For
Placement
________________________________________________________________________________
Yingkou Port Liability Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600317 CINS Y8103G106 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
2 Independent Directors' Mgmt For For For
Fees
3 Elect LI Hezhong Mgmt For For For
4 Elect GONG Cheng Mgmt For For For
5 Elect ZHONG Weiliang Mgmt For For For
6 Elect WANG Lai Mgmt For For For
7 Elect SI Zheng Mgmt For For For
8 Elect YAO Ping Mgmt For For For
9 Elect CUI Beiqiang Mgmt For For For
10 Elect WANG Xiaodong Mgmt For For For
11 Elect DAI Dashuang Mgmt For For For
12 Elect ZHANG Xianzhi Mgmt For For For
13 Elect ZHANG Daming Mgmt For For For
14 Elect WANG Feng Mgmt For For For
15 Elect MAO Yulan Mgmt For Against Against
16 Elect YAN Shujun Mgmt For For For
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Rental and property Mgmt For For For
management fees from
related companies in
2016
7 Purchase of Mgmt For For For
commodities from a
commercial trade
company in
2016
8 Purchase of Mgmt For For For
commodities from a
supply chain
management company in
2016
9 Purchase of Mgmt For For For
commodities from a
trading company in
2016
10 Acceptance of services Mgmt For For For
from a supply chain
company in
2016
11 Sale of Commodities to Mgmt For For For
a food company in
2016
12 Sale of Commodities to Mgmt For For For
a supermarket company
in
2016
13 Provision of services Mgmt For For For
a supermarket company
in
2016
14 Provision of Mgmt For For For
commodities to
Lianhua Supermarket
Holdings Co., Ltd. in
2016
15 Rental and property Mgmt For For For
management fees from
Manning's
supermarkets in
2016
16 Sale and purchase of Mgmt For For For
commodities to or
acceptance of
services from a
trading company in
2016
17 Rental, property Mgmt For For For
management fees, and
water and electricity
rates from related
companies in
2017
18 Purchase of Mgmt For For For
commodities with
subsidiaries from a
commercial trading
company in
2017
19 Purchase of Mgmt For For For
commodities from a
supply chain
management company in
2017
20 Provision of Mgmt For For For
commodities and
services to a food
company in
2017
21 Sale of commodities to Mgmt For For For
or purchase of
commodities and
services with
subsidiaries from a
supermarket company
in
2017
22 Sale of commodities to Mgmt For For For
or purchase of
commodities and
services from a milk
company in
2017
23 Rental, property Mgmt For For For
management fees, and
water and electricity
rates from Manning's
supermarkets in
2017
24 Purchase of Mgmt For For For
commodities from a
trading company in
2017
25 Provision of Mgmt For For For
warehousing and
transportation
services to supply
chain management
company in
2017
26 Provision of Mgmt For For For
commodities and
services to, and
acceptance of
commodities and
services from a
trading company in
2017
27 Approval of Line of Mgmt For For For
Credit and
Borrowing
28 Directors' Fees Mgmt For For For
29 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
30 Authority to Issue Mgmt For For For
Short-term Financing
Bills
31 Elect CHEN Shengqiang Mgmt For For For
as
Director
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PANG Yiu Kai Mgmt For For For
2 Change of Business Mgmt For For For
Scope
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 10/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Business Mgmt For For For
Scope and
Articles
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 01/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For Against Against
3 Method of Issuance Mgmt For Against Against
4 Interest Rates and Mgmt For Against Against
Determination
Method
5 Bond Duration Mgmt For Against Against
6 Purpose of Raised Funds Mgmt For Against Against
7 Listing Market Mgmt For Against Against
8 Validity Period Mgmt For Against Against
9 Guarantee Measures for Mgmt For Against Against
Issuance of Corporate
Bonds
10 Board Authorization Mgmt For Against Against
for Issuance of
Corporate
Bonds
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Change in Authorized Mgmt For For For
Capital
12 Amendments to Articles Mgmt For For For
13 Elect Non-Independent Mgmt For Against Against
Director: WANG
Wenjing
14 Elect Non-Independent Mgmt For Against Against
Director: GUO
Xinping
15 Elect Non-Independent Mgmt For For For
Director: WU
Zhengping
16 Elect Independent Mgmt For For For
Director: HUANG
Jinhui
17 Elect Independent Mgmt For For For
Director: YU
Yang
18 Elect Independent Mgmt For For For
Director: WANG
Guiya
19 Elect ZHANG Ke Mgmt For Against Against
20 Elect GAO Zhiyong Mgmt For For For
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 06/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Determination and Mgmt For For For
Range of
Participants
2 Source, Amount and Mgmt For For For
Allocation of
Stocks
3 Validity, Grant Date, Mgmt For For For
Waiting/Lock-Up
Period, Exercise
Date/Unlocking Date
and
Period
4 Exercise/Grant Price Mgmt For For For
of Stock Options and
Restricted Shares and
Determination
Methods
5 Vesting/Unlocking Mgmt For For For
Conditions
6 Adjustment Methods and Mgmt For For For
Procedures of the
Plans
7 Accounting Treatments Mgmt For For For
8 Implementation, Grant Mgmt For For For
and Vesting/Unlocking
Procedures,
Changes/Termination
Procedures
9 Rights and Obligation Mgmt For For For
of the Company and
Participants
10 Solution to Unexpected Mgmt For For For
Changes in the
Company and
Participants
11 Disposal/Repurchase Mgmt For For For
and Disposal
Principle
12 Administrative Mgmt For For For
Measures for Stock
Options and
Restricted Shares
Plan
13 Board Authorization to Mgmt For For For
Implement Employee
Stock Options and
Restricted Shares
Plan
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Capital of Mgmt For For For
Wholly-owned
Subsidiary
2 Elect WANG Guiya Mgmt For For For
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
and Revised Articles
of
Association
3 Establishment of Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
4 Signing of Agreement Mgmt For For For
for the
Establishment
5 Report on Commitment Mgmt For For For
to Authenticity of
Sources of
Funding
6 Non-occurrence of Mgmt For For For
Prohibited Related
Party
Transactions
7 Sixteen Commitments to Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For Against Against
Transactions for
Deposit and Asset
Management
8 Management Mgmt For For For
Authorization to
Adjust the Structure
of Financial assets
and to Purchase
Assets Management
Products
9 Management Mgmt For For For
Authorization on Land
Bidding
10 Chairman Authorization Mgmt For For For
to Handle Bank Credit
Application
11 Elect LI Rucheng Mgmt For For For
12 Elect LI Hanqiong Mgmt For Against Against
13 Elect QIAN Ping Mgmt For For For
14 Elect HU Gangao Mgmt For For For
15 Elect XU Qigang Mgmt For For For
16 Elect SHAO Hongfeng Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Elect BAO Jiming Mgmt For For For
19 Elect LI Keling Mgmt For For For
20 Elect QIU Yun Mgmt For For For
21 Independent Directors' Mgmt For For For
Fees
22 Elect LI Ruxiang Mgmt For Against Against
23 Elect LIU Jianting Mgmt For Against Against
24 Elect YU Minxia Mgmt For For For
25 Supervisors' Fees Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Application for Line
of
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees for
Overseas Loans of
Wholly-owned
Subsidiaries
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Statement on Use of Mgmt For For For
Fund by Controlling
Shareholder and
Related
Parties
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For Against Against
Guarantees
9 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 05/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
9 Elect WANG Jianhua Mgmt For For For
10 Elect QIU Xiaohua Mgmt For For For
11 Elect SONG Chengli Mgmt For For For
12 Elect ZHONG Jie Mgmt For Against Against
13 Elect YOU Guanghui Mgmt For Against Against
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Extension of
Suspension of
Trading
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Issuance of Debt Mgmt For For For
Instruments
9 Authority to Extend Mgmt For For For
Validity Period for
Bond
Issuance
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Directors' and Mgmt For For For
Supervisors'
Fees
3 Elect HUANG Ping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Hang as Mgmt For For For
Director
2 Elect JIN Xiaojie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Against Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Appointment of Auditor Mgmt For For For
8 Elect LIU Shizhen as Mgmt For For For
Non-Independent
Director
9 Approval of Line of Mgmt For For For
Credit
10 Determination Methods Mgmt For For For
and Range of
Participants
11 Source and Total Mgmt For For For
Number of
Shares
12 Grant Price and Mgmt For For For
Determination
Methods
13 Number of Granted Mgmt For For For
Shares
14 Validity, Grant Date, Mgmt For For For
Lock-Up Period, and
Unlocking
Period
15 Granting and Unlocking Mgmt For For For
Conditions
16 Grant and Unlock of Mgmt For For For
Shares
17 Income of Participants Mgmt For For For
18 Adjustment Methods and Mgmt For For For
Procedures for the
Amount and Price of
Shares
19 Implementation, Grant Mgmt For For For
and Unlocking
Procedures
20 Repurchase and Mgmt For For For
Disposal
Rules
21 Power and Obligation Mgmt For For For
of the Company and
Participants
22 Changes and Mgmt For For For
Termination of the
Plan
23 Accounting Treatment Mgmt For For For
Methods and Influence
on
Performance
24 Solutions System for Mgmt For For For
Relevant
Conflicts
25 Disclosure of Mgmt For For For
Information
26 Performance Measures Mgmt For For For
for the Restricted
Shares
Plan
27 Board Authorization to Mgmt For For For
Implement the
Restricted Shares
Plan
28 Approval for Noark Mgmt For For For
Electrics (Shanghai)
Co., Ltd. to Transfer
Land
29 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection and Mgmt For For For
Equity
Transfer
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Foreign Exchange Mgmt For For For
Transactions
10 Approval of Line of Mgmt For For For
Credit and
Financing
11 Authority to Give Mgmt For For For
Guarantees
12 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
13 Change in Registered Mgmt For For For
Capital and Amendment
to
Articles
14 Employee Stock Mgmt For Against Against
Ownership
Plan
15 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Public H
Shares
2 Stock Type and Par Mgmt For Against Against
Value
3 Method of Issuance Mgmt For Against Against
4 Issuance Date Mgmt For Against Against
5 Issuing Volume Mgmt For Against Against
6 Pricing Method Mgmt For Against Against
7 Issuance Targets Mgmt For Against Against
8 Issuing Principle Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Company's Conversion Mgmt For Against Against
into Oversea Fund
Raising Limited
Liability
Company
11 Plan on Use of Raised Mgmt For Against Against
Fund
12 Valid Period of Mgmt For Against Against
Issuance of Public H
Shares
13 Board Authorization to Mgmt For Against Against
Implement Issuance of
Public H
Shares
14 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits Before the
Public
Offering
15 Elect HUANG Siying as Mgmt For For For
Independent
Director
16 Amendments to Articles Mgmt For Against Against
17 Authority to Give Mgmt For For For
Guarantees
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Short-term Financing
Bills
3 Board Authorization to Mgmt For For For
Issue Short-term
Financing
Bills
4 Adjustment to Amount Mgmt For For For
of Capital
Increase
5 Joint Investment with Mgmt For For For
a Controlling
Shareholder
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 12/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Guarantee Mgmt For For For
Scope
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
2 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
4 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Audit Report Mgmt For For For
6 Shareholder Returns Mgmt For For For
Plan
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Supervisors', and
Senior Executives'
Fees
9 Provision for Asset Mgmt For For For
Depreciation
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Appointment of Auditor Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 06/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Qualification and Mgmt For For For
Range of
Participants
2 Source, Amount and Mgmt For For For
Allocation of Stock
Options and
Restricted
Shares
3 Validity, Grant Date, Mgmt For For For
Lock-Up Period,
Unlocking Conditions
and Restricted Sale
Period
4 Exercise/Grant price Mgmt For For For
and Their
Determination
Methods
5 Eligibility and Mgmt For For For
Exercise Conditions
for Participants of
Stock Options, and
Grant and Unlocking
Conditions for
Restricted
Shares
6 Adjustment Methods and Mgmt For For For
Procedures
7 Accounting Treatments Mgmt For For For
8 Implementation Mgmt For For For
Procedures
9 Powers and Obligation Mgmt For For For
of
Participants
10 Solutions to Changes Mgmt For For For
in the Company and
Participants
11 Assessment Measures of Mgmt For For For
Stock Incentive
Plans
12 Board Authorization to Mgmt For For For
Implement Employee
Stock Incentive
Plans
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 10/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Adjustment to Mgmt For For For
Directors and
Independent
Directors'
Fees
12 Adjustment to Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Issuance Price and Mgmt For For For
Pricing
Principals
7 Lock-up Period Mgmt For For For
8 Use of Raised Funds Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated Retained
Profits
10 Listing Market Mgmt For For For
11 Validity Period Mgmt For For For
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of Raised
Funds
14 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Connected Transactions Mgmt For For For
Involved in Private
Placement
16 Conditional Share Mgmt For For For
Subscription
Agreements
17 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Plan for Dividend Mgmt For For For
Return
(2016-2018)
20 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Addition of Lead Mgmt For For For
Underwriter for
Issuance of
Short-term Commercial
Paper
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 02/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHEN Ailian Mgmt For For For
2 CHEN Bin Mgmt For For For
3 DONG Ruiping Mgmt For For For
4 LI Yun Mgmt For For For
5 ZHANG Yinfeng Mgmt For For For
6 BU Yong Mgmt For For For
7 YANG Haifeng Mgmt For For For
8 CHU Minhong Mgmt For For For
9 WANG Xiao Mgmt For For For
10 YANG Huihui Mgmt For Against Against
11 XU Zhiliang Mgmt For For For
12 YU Guangyao Mgmt For For For
13 Directors' and Mgmt For For For
Superivisors'
Fees
14 Remuneration for Board Mgmt For For For
Chairman
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 03/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 05/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 2017 Loan Plan Mgmt For Against Against
8 Approval of Launching Mgmt For For For
of Aluminum Ingots
Hedging
Business
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 06/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Annual Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 05/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TONG Yahui as Mgmt For For For
Non-Independent
Director
2 Elect SUN Weiheng as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees:
Repurchase
Liability
10 Signing of Related Mgmt For Against Against
Party Transaction
Agreement
11 Amendments to Mgmt For Abstain Against
Management System for
External Investment
Management
12 Authority to Issue Mgmt For For For
Commercial
Paper
13 Amendments to Articles Mgmt For Abstain Against
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
15 Elect TANG Yuxiang Mgmt For For For
16 Elect NIU Bo Mgmt For For For
17 Elect CAO Jianwei Mgmt For For For
18 Elect YU Li Mgmt For For For
19 Elect SUN Fengchun Mgmt For For For
20 Elect LI Chunyan Mgmt For For For
21 Elect ZHANG Fusheng Mgmt For For For
22 Elect ZHAO Yong Mgmt For For For
23 Elect ZHANG Tao Mgmt For Against Against
24 Elect WANG Xiaofei Mgmt For Abstain Against
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 06/14/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Independent Directors' Mgmt For For For
Report
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees to
Songxian Jinniu Co.,
Ltd.
11 Authority to Give Mgmt For For For
Guarantees to Zhngjin
Songxian Songyuan
Gold Smelting Co.,
Ltd.
12 Amendments to Articles Mgmt For Abstain Against
(33th
Meeting)
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
15 Constitution of Mgmt For Abstain Against
Procedural Rules for
Cumulative
Voting
16 Amendments to Articles Mgmt For For For
(29th
Meeting)
17 Elect Non-Independent Mgmt For For For
Director: SONG
Xin
18 Elect Non-Independent Mgmt For For For
Director: LIU
Bing
19 Elect Non-Independent Mgmt For For For
Director: WEI
Shanfeng
20 Elect Non-Independent Mgmt For For For
Director: SUN
Lianzhong
21 Elect Non-Independent Mgmt For For For
Director: YANG
Qi
22 Elect Non-Independent Mgmt For For For
Director: ZHAO
Zhanguo
23 Elect Independent Mgmt For For For
Director: ZHAI
Mingguo
24 Elect Independent Mgmt For For For
Director: LIU
Jipeng
25 Elect Independent Mgmt For For For
Director: HU
Shiming
26 Elect ZHU Shuhong Mgmt For For For
27 Elect WANG Xiaomei Mgmt For Against Against
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 01/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 COMPLIANCE WITH Mgmt For For For
RELEVANT LAWS AND
REGULATIONS OF MAJOR
ASSETS
RESTRUCTURING
2 Scheme of Transaction Mgmt For For For
3 Transaction Mgmt For For For
Counterpart and
Underlying
Assets
4 Assessment and Pricing Mgmt For For For
of Underlying
Assets
5 Payment Method of Mgmt For For For
Transaction
Consideration and
Payment
Arrangement
6 Attribution of Profits Mgmt For For For
and Losses of
Underlying Assets
During Transitional
Period
7 Validity Period Mgmt For For For
8 Subsidiary Mgmt For For For
Participation in
Capital Increase of a
Company
9 Transaction Mgmt For For For
Non-constitution of
Related Party
Transaction
10 Transaction Mgmt For For For
Non-constitution of
Back Door
Listing
11 Compliance with 4th Mgmt For For For
Article for Provision
of Major Asset
Restructuring
12 Signing of Condition Mgmt For For For
Property Right
Transaction
Contract
13 Audit Report, Review Mgmt For For For
Report and Evaluation
Report for
Transaction
14 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation
Hypothesis, and
Objective Fairness of
Evaluation
Pricing
15 Compliance and Mgmt For For For
Completeness of
Implementing Legal
Proceedings of Major
Asset Restructering
and Efectiveness of
Submitted Legal
Documents
16 Filing Measures for Mgmt For For For
Diluted Immediate
Returns
17 Board Authorization to Mgmt For For For
Implement Major Asset
Restructuring
18 Report on Major Asset Mgmt For For For
Restructuring
19 Amendments to Mgmt For Abstain Against
Procedural Rules:
Amendment to
Securities Investment
Management
System
20 Cooperation Framework Mgmt For For For
Agreement with
Government
Organization
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 03/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Amendments to Company Mgmt For For For
Name and Stock
Abbreviation
4 Amendments to Business Mgmt For For For
Scope
5 Amendments to Articles Mgmt For For For
6 Approval to Inject Mgmt For For For
Capital into a
Subsidiary
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
8 Authority to Give Mgmt For Against Against
Guarantees
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Termination of Private Mgmt For For For
Placement
11 Authority to Issue Mgmt For For For
Overseas
Bonds
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 08/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Strategic Mgmt For For For
Agreement with
PingAn Trust Co.,
Ltd.
2 Approval of Strategic Mgmt For For For
Agreement with China
Construction Fourth
Engineering Division
Co.,
Ltd.
3 Authority to Provide Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary Mgmt For For For
Participation in
Capital Increase of a
Company
________________________________________________________________________________
Zhongtian Urban Development Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 12/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Development and Mgmt For For For
Construction
Cooperation Agreement
With the People's
Government
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Financing
2 Authority to Give Mgmt For For For
Guarantees
3 Provision of Guarantee Mgmt For For For
4 Directors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Financial Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Phase 1 of Employee Mgmt For For For
Stock
Ownership
Scheme
3 Formulation of Mgmt For For For
Administrative
Policy
of Approval of the
establishment of the
Administrative
Measures for Employee
Stock Ownership
Scheme
4 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Scheme
5 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
Shares
6 Class and Nominal Value Mgmt For For For
7 Method and Time of Mgmt For For For
Issuance
8 Issuing Objects and Mgmt For For For
Methods of
Subscription;
9 Subscription Price and Mgmt For For For
Pricing
Principles;
10 Number of Shares to Be Mgmt For For For
Issued
11 Lock-up Period Mgmt For For For
12 Use of Proceeds Raised Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
14 Listing place Mgmt For For For
15 Validity period Mgmt For For For
16 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
17 Feasibility Report on Mgmt For For For
the Use of Proceeds
Raised in Non-public
Issuance of A
Shares
18 Not to Produce a Mgmt For For For
Report on Use of
Proceeds Previously
Raised
19 Connected Transactions Mgmt For For For
under Non-public
Issuance of A
Shares
20 Conditional Share Mgmt For For For
subscription
Agreement for
Non-public Issuance
of A
Shares
21 Conditional Share Mgmt For For For
Subscription
Agreement for
Non-public Issuance
of A Shares with
Phase 1 of Employee
Stock Ownership
Scheme
22 Dilutive Impact of Mgmt For For For
Non-public
Issuance of A Shares
on Immediate Returns
and Adoption of
Recovery
Measures
23 Undertakings of Mgmt For For For
Directors and Senior
Management of Company
in relation to
Recovery Measures for
Returns
24 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
25 Eligibility for Mgmt For For For
Issuance of Renewable
Corporate
Bond
26 Issue Size and Nominal Mgmt For For For
Value
27 Maturity Mgmt For For For
28 Interest Rate and Mgmt For For For
Interest
Determination
Principles
29 Issuance Method Mgmt For For For
30 Guarantee Measures Mgmt For For For
31 Terms of Redemption Mgmt For For For
32 Terms of Interest Mgmt For For For
Payments
33 Interest Payment Mgmt For For For
Restrictions
34 Use of Proceeds Mgmt For For For
35 Target Subscribers and Mgmt For For For
Arrangements For
Existing
Shareholders
36 Underwriting and Mgmt For For For
Listing
Arrangements
37 Repayment Safeguards Mgmt For For For
38 Validity of Resolution Mgmt For For For
39 Renewable Measures Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 08/25/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Issuing Objects and Mgmt For For For
Methods of
Subscription
4 Subscription Price and Mgmt For For For
Pricing
Principles
5 Number of Shares to Be Mgmt For For For
Issued
6 Lock-up Period Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
9 Listing place Mgmt For For For
10 Validity period Mgmt For For For
11 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
12 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
4 One-off Use of Mgmt For For For
Personal Option Bonus
Remuneration
5 Amendments to the Mgmt For For For
Administrative
Measures of Connected
Transactions
6 Elect CHEN Jinghe Mgmt For Against Against
7 Elect LAN Fusheng Mgmt For For For
8 Elect ZOU Laichang Mgmt For For For
9 Elect LIN Hongfu Mgmt For For For
10 Elect FANG Qixue Mgmt For For For
11 Elect LIN Hongying Mgmt For For For
12 Elect LI Jian Mgmt For Against Against
13 Elect LU Shihua Mgmt For For For
14 Elect ZHU Guang Mgmt For For For
15 Elect Kenneth SIT Hoi Mgmt For For For
Wah
16 Elect CAI Meifeng Mgmt For For For
17 Elect LIN Shuiqing Mgmt For For For
18 Elect XU Qiang Mgmt For For For
19 Elect FAN Wensheng Mgmt For For For
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000157 CINS Y1293Y102 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report (A Share) Mgmt For For For
6 Annual Report (H Share) Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Mgmt For Against Against
Domestic Auditor:
Baker Tilly
China
9 Appointment of Mgmt For For For
International
Auditor:
KPMG
10 Remuneration Principle Mgmt For For For
11 Approval of Line of Mgmt For For For
Credit
12 Authority to Give Mgmt For For For
Guarantees for
Financing Lease
Business
13 Authority to Give Mgmt For For For
Guarantees for
Mortgage
Business
14 Authority for a Mgmt For For For
Subsidiary to Launch
Confirmation
Warehouse
Business
15 Authority for another Mgmt For For For
Subsidiary to Launch
Confirmation
Warehouse
Business
16 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiaries
17 Investment in Wealth Mgmt For For For
Management
Products
18 Authority to Launch Mgmt For For For
Financial Derivatives
Business
19 Disposal of Equity Mgmt For For For
Stake
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 President's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
9 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority
to
Set Fees
10 Appointment of Mgmt For For For
Internal Control
Auditor and
Authority
to Set Fees
11 Application to Bank of Mgmt For For For
China
Limited
12 Application to China Mgmt For For For
Development Bank
Corporation
13 Application for Mgmt For For For
Investment Limits in
Derivative
Investment
14 Elect ZHAI Weidong Mgmt For For For
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Articles Mgmt For For For
17 Adoption of 2017 Share Mgmt For Against Against
Option Incentive
Scheme
(Draft)
18 Adoption of 2017 Share Mgmt For Against Against
Option Incentive
Scheme Performance
Appraisal
System
19 Board Authority to Mgmt For Against Against
Carry Out 2017 Share
Option Incentive
Scheme
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 06/20/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of 2017 Share Mgmt For Against Against
Option Incentive
Scheme
(Draft)
2 Adoption of 2017 Share Mgmt For Against Against
Option Incentive
Scheme Performance
Appraisal
System
3 Board Authority to Mgmt For Against Against
Carry Out 2017 Share
Option Incentive
Scheme
4 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 01/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Pricing Principles and Mgmt For For For
Issue
Price
3 Amount of Proceeds and Mgmt For For For
Size of
Issuance
4 Use of Proceeds Mgmt For For For
5 Validity of Resolution Mgmt For For For
6 Preliminary Plan of Mgmt For For For
Private
Placement
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Feasibility Report on Mgmt For For For
Use of
Proceeds
9 Board Authorization to Mgmt For For For
Implement Private
Placement
10 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Mgmt For For For
Summary
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Special Report on Use Mgmt For For For
of Previously Raised
Funds
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 07/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Jianping Mgmt For For For
2 Elect CHOU Jianzhong Mgmt For Against Against
3 Elect TAN Yan Mgmt For For For
4 Elect CAI Dongqing Mgmt For For For
5 Elect CAI Xiaodong Mgmt For For For
6 Elect CAO Yongqiang Mgmt For For For
7 Elect YANG Rui Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect CAI Xianfang as Mgmt For Against Against
Supervisor
10 Supervisors' Fees Mgmt For For For
11 Authority to Issue Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees Associated
Company
3 INCREASE OF BANK Mgmt For For For
CREDIT
QUOTA
4 Company's Eligibility Mgmt For For For
for Corporate Bond
Issuance
5 Size of Issuance Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Par Value and Issuance Mgmt For For For
Price
8 Bond Duration Mgmt For For For
9 Issuance Targets Mgmt For For For
10 Arrangement for Mgmt For For For
Placement to
Shareholders
11 Methods of Interest Mgmt For For For
and Principal
Payment
12 Interest Rate and Mgmt For For For
Determination
Method
13 Guarantee Arrangement Mgmt For For For
14 Purpose of Raised Funds Mgmt For For For
15 Repurchase and Mgmt For For For
Redemption
Options
16 Listing Market Mgmt For For For
17 Repayment Guarantees Mgmt For For For
Method
18 Validity Period Mgmt For For For
19 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 01/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Issuance of
Convertible
Bonds
2 Extension of Board Mgmt For For For
Authorization to
Implement Issuance of
Convertible
Bonds
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Elect Mgmt For For For
Non-independent
Directors and
Independent
Directors
2 Approval to Elect Mgmt For For For
Supervisors
3 Elect YU Weiye Mgmt For For For
4 Elect WEI Xuemei Mgmt For For For
5 Elect ZHU Ninghai Mgmt For For For
6 Elect CHEN Yongming Mgmt For For For
7 Elect LI Rucheng Mgmt For For For
8 Elect SONG Hanping Mgmt For For For
9 Elect CHEN Guanghua Mgmt For For For
10 Elect XU Lixun Mgmt For For For
11 Elect LU Huayu Mgmt For For For
12 Elect LUO Mengbo Mgmt For For For
13 Elect LUO Weikai Mgmt For For For
14 Elect FENG Peijiong Mgmt For For For
15 Elect YANG Xiaoping Mgmt For For For
16 Elect FU Jianhua Mgmt For For For
17 Elect FU Jijun Mgmt For For For
18 Elect BEN Shenglin Mgmt For For For
19 Elect ZHANG Jixiang Mgmt For For For
20 Elect GENG Hong Mgmt For For For
21 Elect XU Liming Mgmt For For For
22 Elect PU Yiwei Mgmt For For For
23 Elect SHU Guoping Mgmt For For For
24 Elect HU Songsong Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to the Mgmt For Abstain Against
Management Measures
for Related Party
Transactions
7 Report of Related Mgmt For For For
Party Transactions
Implementation
in
2016 and Arrangements
for
2017
8 2017 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Liability Insurance Mgmt For Abstain Against
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Chairman and Vice Mgmt For For For
Chairman's
Fees
14 Chairman of the Board Mgmt For For For
of Supervisors'
Fees
15 Supervisors' Report Mgmt For For For
16 Supervisors' Mgmt For For For
Performance
Evaluation
Report
17 Directors' Performance Mgmt For For For
Evaluation
Report
18 Shareholder Returns Mgmt For Abstain Against
Plan
19 Eligibility for Mgmt For For For
Private
Placement
20 Security Type and Par Mgmt For For For
Value
21 Method of Issuance Mgmt For For For
22 Amount and Use of the Mgmt For For For
Raised
Fund
23 Issuing Price and Mgmt For For For
Pricing
Principle
24 Issuing Size Mgmt For For For
25 Issuance Targets and Mgmt For For For
Subscription
26 Lock-Up Period Mgmt For For For
27 Listing Market Mgmt For For For
28 Arrangement for Mgmt For For For
Accumulated Retained
Profits Before the
Non-Public
Offering
29 The Valid Period of Mgmt For For For
the
Resolution
30 Report on Deposit and Mgmt For For For
Use of Raised
Funds
31 Feasibility Report on Mgmt For For For
Use of
Proceeds
32 Signing of Conditional Mgmt For For For
Shares Subscription
Agreement
33 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
34 Board Authorization to Mgmt For For For
Implement Private
Placement
35 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
36 Change in Address and Mgmt For For For
Amendment to
Article
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Ninghai Mgmt For For For
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Senior Mgmt For For For
Executives'
Fees
7 Supervisors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Amendment to Articles Mgmt For For For
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 08/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Mgmt For For For
3 Change of Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Application for Line Mgmt For For For
of
Credit
3 Eligibility for Mgmt For For For
Private
Placement
4 Preplan for Private Mgmt For For For
Placement
5 Stock Type and Par Mgmt For For For
Value
6 Method of Issuance Mgmt For For For
7 Pricing Base Date, Mgmt For For For
Issuance Price and
Pricing
Principals
8 Targets of Issuance Mgmt For For For
and Method of
Subscription
9 Size of Issuance Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Arrangement for Mgmt For For For
Accumulated Retained
Profits
12 Listing Market Mgmt For For For
13 Purpose of Raised Funds Mgmt For For For
14 Validity Period of Mgmt For For For
Resolution
15 Feasibility Report for Mgmt For For For
Use of
Proceeds
16 Analysis Report on Mgmt For For For
Private
Placement
17 Report for Use of Mgmt For For For
Raised
Funds
18 Diluted Immediate Mgmt For For For
Returns for Private
Placement
19 Board Authorization to Mgmt For For For
Implement Private
Placement
20 Special Account for Mgmt For For For
Raised
Funds
21 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
22 Elect ZHAO Jun as Mgmt For For For
Director
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SHAO Genhuo Mgmt For For For
2 XUE Suwen Mgmt For For For
3 ZHANG Lizhong Mgmt For For For
4 FENG Yujun Mgmt For For For
5 CHEN Lei Mgmt For For For
6 Elect JI Weiguo as Mgmt For Against Against
Supervisor
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment with Mgmt For For For
Proprietary
Funds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Chairman's Mgmt For For For
Authority
8 Authority to Give Mgmt For For For
Guarantees
9 Approval to Provide Mgmt For For For
Financial
Aids
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Beijing
Dabeinong
Commerce
2 Authority to Give Mgmt For For For
Guarantees to Beizhen
Dabeinong
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Approval to Offer Mgmt For For For
Financial
Aid
3 Board Authorization to Mgmt For For For
Implement Investment
Activities
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Issue Mgmt For For For
Short Term Commercial
Papers
3 Authority to Issue Mgmt For For For
Super Short Term
Commercial
Papers
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
2 Amendments to Use of Mgmt For For For
Proceeds
3 Working Capital Mgmt For For For
Replenishment
4 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Beijing Mgmt For For For
Zhongguancun
Bank
2 Initiators Agreement Mgmt For For For
for Bank
Establishment
3 Commitments Regarding Mgmt For For For
Capital
Source
4 Commitments Regarding Mgmt For For For
Absence of Illegal
Related Party
Transactions
5 Commitments for Mgmt For For For
Zhongguancun
Bank
6 Disposal of Financial Mgmt For For For
Assets
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 01/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Receive Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 01/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive Plan and
Summary
2 Amendments to Mgmt For For For
Procedural Rules:
Implementation and
Appraisal
Management
3 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 05/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Amendments to Articles Mgmt For For For
10 Authorization to Board Mgmt For For For
Chairman on External
Investment
11 Amendments to External Mgmt For For For
Investment Management
System
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Receive Mgmt For For For
Guarantees for Line
of
Credit
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 07/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Baoqing as Mgmt For For For
Independent
Director
2 CAPITAL INCREASE IN A Mgmt For For For
WHOLLY-OWNED
SUBSIDIARY
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Related Party Mgmt For For For
Transactions -
Acquisition
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 08/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 09/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Approval of Loans Mgmt For For For
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For Against Against
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 10/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Kunlun
Group
Limited
2 Authority to Give Mgmt For For For
Guarantees to Beijing
Kunlun Lexiang
Network Technology
Co.,
Ltd.
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 12/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Guoqiang Mgmt For For For
as
Director
2 Elect CHEN Hao as Mgmt For For For
Independent
Director
3 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
4 Authority for Public Mgmt For For For
Issuance of Corporate
Bonds
5 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
6 Authority for Private Mgmt For For For
Placement of
Corporate
Bonds
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Acquisition of 51% Mgmt For Abstain Against
Interest in Beijing
Xianlai Huyu Network
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Draft and Summary of Mgmt For For For
Employee Stock
Ownership
Plan
2 Authorization to the Mgmt For For For
Board to Implement
Employee Stock
Ownership
Plan
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Statements Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Approval of Line of Mgmt For For For
Credit
13 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Paper
14 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
15 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
16 Issuance Size Mgmt For For For
17 Par Value and Issuance Mgmt For For For
Price
18 Issuance Target Mgmt For For For
19 Maturity and Type Mgmt For For For
20 Interest Rate Mgmt For For For
21 Guarantee Methods Mgmt For For For
22 Issuance Methods Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Set-up of Raised Funds Mgmt For For For
Account and Special
Account
25 Repayment Guarantee Mgmt For For For
Measures
26 Trading and Mgmt For For For
Circulation of
Bonds
27 Validity of Resolution Mgmt For For For
28 Board Authorization to Mgmt For For For
Implement Bonds
Issuance
29 Elect ZHOU Shaoni as Mgmt For For For
Independent
Director
30 Shareholder Returns Mgmt For For For
Plan
31 Elect JIN Jian as Mgmt For For For
Non-Independent
Director
32 Elect LIU Weijie as Mgmt For For For
Non-Independent
Director
33 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Constitution of Mgmt For For For
Administrative
Measures for Employee
Stock Options
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
4 Change of Business Mgmt For For For
Scope
5 Amendments to Articles Mgmt For For For
and Related
Procedural
Rules
6 Authority to Register Mgmt For For For
Short-term Financing
Bills
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Qiaone Mgmt For For For
2 Elect MA Zhegang Mgmt For For For
3 Elect CHEN Xingfu Mgmt For For For
4 Elect TANG Kai Mgmt For For For
5 Elect ZHAO Dong Mgmt For For For
6 Elect ZHANG Cheng Mgmt For For For
7 Elect JIANG Li Mgmt For For For
8 Elect LIU Kaixiang Mgmt For For For
9 Elect SU Jinqi Mgmt For For For
10 Elect ZHANG Tao Mgmt For For For
11 Elect FANG Yi Mgmt For Against Against
12 Elect HE Lan Mgmt For For For
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Change of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Beijing Mgmt For For For
Zhongguancun
Bank
2 Initiators Agreement Mgmt For For For
for Establishment of
Beijing Zhongguancun
Bank
3 Commitments Regarding Mgmt For For For
Capital Source for
Bank
Establishment
4 Statement on Absence Mgmt For For For
of Illegal Related
Party
Transactions
5 Commitments for Mgmt For For For
Established
Bank
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with
Xinjiang Originwater
Environmental
Resources Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Tianjin Baoxing Water
Conservancy
Construction
Management Co.,
Ltd
8 Related Party Mgmt For For For
Transactions with
Xinjiang New Water
Technology Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Wuhan Sanzhen
Industry Holdings
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Hunan Heyuan Water
Environmental
Technology Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Wuhan Water
Environmental
Technology Co.,
Ltd.
12 Appointment of Auditor Mgmt For For For
13 Early Termination of Mgmt For For For
Guarantees to Yunnan
Shuiwu Industry
Investment
Development Co.,
Ltd.
14 Early Termination of Mgmt For For For
Guarantees to Beijing
Jiuan Construction &
Investment Group Co.,
Ltd.
15 Early Termination of Mgmt For For For
Guarantees to Qingdao
Water Originwater
Desalination Co.,
Ltd.
16 Early Termination of Mgmt For For For
Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
17 Early Termination of Mgmt For For For
Part of Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
18 Authority to Give Mgmt For For For
Guarantees to Yongjia
Originwater
Environmental
Technology Co.,
Ltd
19 Authority to Give Mgmt For For For
Guarantees to Ningbo
Bixing Environmental
Protection Technology
Co.,
Ltd
20 Authority to Give Mgmt For For For
Guarantees to Zhuji
Originwater
Environmental
Technology Co.,
Ltd
21 Authority to Give Mgmt For For For
Guarantees to Shantou
Originwater
Environmental
Technology Co.,
Ltd.
22 Authority to Give Mgmt For For For
Guarantees to Beijing
Jiuan Construction &
Investment Group Co.,
Ltd.
23 Authority to Give Mgmt For For For
Guarantees to Beijing
Bitong Taima Water
Environmental
Governance Co.,
Ltd.
24 Authority to Give Mgmt For For For
Guarantees to Yan'an
Liangye Environmental
Technology Co.,
Ltd.
25 Authority to Give Mgmt For For For
Guarantees to Fukang
Kefa Renewable Water
Co.,
Ltd.
26 Authority to Give Mgmt For For For
Guarantees to Qingdao
Water Originwater
Desalination Co.,
Ltd.
27 Authority to Give Mgmt For For For
Guarantees to Urumqi
Midong Kefa Renewable
Water Co.,
Ltd.
28 Authority to Give Mgmt For For For
Guarantees to Beijing
Originwater Boda
Water Technology Co.,
Ltd.
29 Authority to Give Mgmt For For For
Guarantees to
Kuancheng Originwater
Environmental
Protection Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Give Mgmt For For For
Guarantees to Beijing
Jiuan Construction
and Investment Group
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to
Originwater Hong Kong
Environmental
Protection Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees to
Qinhuangdao
Originwater
Environment
Technology Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Inner
Mongolia Chunyuan
Environmental
Protection Technology
Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Kunlun New
Water Source
Technology Co.,
Ltd.
8 Elect FANG Hao as Mgmt For For For
Director
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Originwater
Environmental
Resources Co.,
Ltd.
11 Authority to Give Mgmt For For For
Extended Period of
Guarantees Provided
For Wuxi Liyang
Membrane Technology
Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Beijing Zhongguancun
Bank Co., Ltd.
2 Signing of Agreement Mgmt For For For
for the
Establishment
3 Report on Commitment Mgmt For For For
to Authenticity of
Sources of
Funding
4 No Violation to Mgmt For For For
Related Party
Transactions
5 Sixteen Commitments to Mgmt For For For
Beijing Zhongguancun
Bank Co., Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Yiyang
GuoKai Originwater
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to Shawan
Originwater
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Xian
Originwater
Technology Co.,
Ltd.
4 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
5 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
2 Stock Type and Par Mgmt For For For
Value
3 Issuance Methods Mgmt For For For
4 Issuance Base, Ratio Mgmt For For For
and
Size
5 Pricing Basis and Mgmt For For For
Issuance
Price
6 Issuance Targets Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Issuance Timing Mgmt For For For
9 Underwriting Methods Mgmt For For For
10 Allocation of Mgmt For For For
Undistributed
Cumulative
Profits
11 Resolution Validity Mgmt For For For
12 Listing and Trading of Mgmt For For For
Securities
13 Preliminary Plan for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
14 Analytical Report for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
15 Feasibility Report for Mgmt For For For
Use of
Proceeds
16 Dilution Measures for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
17 Commitments to Dilution Mgmt For For For
Measures
18 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
19 Shareholder Returns Mgmt For For For
Plan
20 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees to Sanju
Environment (Hong
Kong) Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Daqing
Sanju Energy
Purification Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Hebei
Huachen Petrochemical
Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 08/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Amend Mgmt For For For
Term of Direct
Financing
Instruments
4 Account Receivable Mgmt For For For
Factoring
Business
5 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiary
6 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
________________________________________________________________________________
Beijing Sanju Environmental Protection & New Materials Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Application for Line Mgmt For For For
of
Credit
3 Account Receivable Mgmt For For For
Factoring
Business
4 Authority to Give Mgmt For For For
Guarantees to
Shenyang Sanju Kaite
Catalyst Co., Ltd.
for Line of Credit
from
Bank
5 Authority to Give Mgmt For For For
Guarantees to Danqing
Sanju Energy
Purification Co.,
Ltd. for Line of
Credit from
Banks
6 Authority to Give Mgmt For For For
Guarantees to Hebei
Huachen Petrochemical
Ltd. for Line of
Credit from
Banks
7 Authority to Give Mgmt For For For
Guarantees
to Xiaoyishi Sanju
Pengfei New Energy
Co., Ltd for Line of
Credit from
Bank
8 Increase in Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Terminate Mgmt For For For
an Investment Project
and to Supplement
Working Capital with
Remaining
Proceeds
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For Abstain Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect YE JinFu as Mgmt For For For
Independent
Director
8 Related Party Mgmt For For For
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shaohua Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 09/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Plan Mgmt For For For
2 Participants Mgmt For For For
3 Quantity, Source and Mgmt For For For
and Type of
Underlying
Stocks
4 Granting Status of Mgmt For For For
Options
5 Exercise Price, Grant Mgmt For For For
Date, Vesting Period,
Exercise Date, and
Lock-up Period of
Stock
Options
6 Basis for Determining Mgmt For For For
Exercise
Price
7 Exercise Requirements Mgmt For For For
8 Procedures for Granting Mgmt For For For
9 Adjustment Methods and Mgmt For For For
Procedures for Stock
Options
10 Accounting Treatment Mgmt For For For
11 Obligations and Rights Mgmt For For For
of the Company and
Participants
12 Measures to to Mgmt For For For
Implement
Changes
13 Resolving Mechanisms Mgmt For For For
for
Disputes
14 Procedures for Mgmt For For For
Cancellation and
Withdrawal
15 Disclosure of Stock Mgmt For For For
Options
16 Other Provisions of Mgmt For For For
Plan
17 Constitution of Mgmt For For For
Procedural Rules:
Management Rules for
Stock Option
Plan
18 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LI Zhongchu Mgmt For For For
2 LAI Deyuan Mgmt For For For
3 LI Diankun Mgmt For For For
4 LI Shaohua Mgmt For For For
5 ZOU Xiaojie Mgmt For For For
6 LIU Danping Mgmt For For For
7 ZHU Jinmei Mgmt For For For
8 GUO Ming Mgmt For Against Against
9 ZHANG Guangjie Mgmt For For For
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 04/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Incentive Mgmt For For For
System for Directors
and
Supervisors
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Use of Proprietary Mgmt For For For
Funds for Short-term
Low-risk
Investment
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Approval to Conduct Mgmt For For For
Financial Leasing
Business
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Provision of Entrusted Mgmt For For For
Loans
12 Approval of Borrowing Mgmt For For For
13 Elect JIA Shuangyan as Mgmt For For For
Director
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 08/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Kaiyuan Mgmt For For For
2 Elect ZHANG Genhua Mgmt For For For
3 Elect AN Dejun Mgmt For For For
4 Elect WANG Yonghui Mgmt For For For
5 Elect LIU Chaoan Mgmt For For For
6 Elect XIAO Suining Mgmt For For For
7 Elect ZHANG Jianping Mgmt For For For
8 Elect GUI Songlei Mgmt For For For
9 Directors' Fees Mgmt For For For
10 WANG Yuemiao Mgmt For Against Against
11 ZHANG Yanqiu Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Securitization Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Replenishment of Mgmt For For For
Working Capital with
Raised
Funds
9 Management System on Mgmt For For For
Entrusted Assets
Management
10 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YANG Kaicheng as Mgmt For For For
Director
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 01/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Joint Mgmt For For For
Investment in the
Establishment of
Equity Investment
Fund
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 PERMANENT Mgmt For For For
REPLENISHMENT OF
WORKING CAPITAL WITH
SURPLUS RAISED
FUNDS
8 Appointment of Auditor Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Investment in Wealth Mgmt For For For
Management
Products
12 Amendments to Articles Mgmt For For For
13 By-election of Mgmt For Against Against
Supervisor: Elect
ZHANG Miao as a
Supervisor
________________________________________________________________________________
Beijing Venustech Inc.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yuan as Mgmt For For For
Director
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 02/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Changrong Mgmt For For For
2 Elect WANG Jian Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Amendments to Articles Mgmt For For For
12 Adjustment to the Mgmt For For For
Conversion Price of
Convertible Corporate
Bonds
13 Board Authorization to Mgmt For For For
Implement Changes in
Conversion
Price
14 Employee Restricted Mgmt For For For
Shares
Plan
15 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
16 Assessment Measures of Mgmt For For For
Employee Restricted
Shares
Plan
17 Elect ZHAO Wenquan Mgmt For For For
18 Elect XIONG Jian Mgmt For For For
19 Elect ZHENG Hong Mgmt For For For
20 Elect ZHANG Dong Mgmt For For For
21 Elect JIANG Xiliang Mgmt For For For
22 Elect ZHAO Xinge Mgmt For For For
23 Elect JIN Yan Mgmt For Against Against
24 Elect YAN Yan Mgmt For Against Against
25 Elect XU Donggen Mgmt For For For
26 Elect FENG Xiao Mgmt For For For
27 Elect SONG Dan Mgmt For For For
28 Elect ZHU Yunyang Mgmt For Against Against
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
3 Board Authorization to Mgmt For For For
Implement Debt
Issuance
4 Amendments to Mgmt For For For
Procedural Rules:
Raised Fund
Management
Measures
5 Application for Line Mgmt For For For
of
Credit
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 03/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Board of
Directors
2 Work Report of the Mgmt For For For
Board of
Supervisors
3 Financial Resolution Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 2016 Annual Report and Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Report on the Deposit Mgmt For For For
and Usage of Raised
Funds
9 Special Auditor Mgmt For For For
Statement on Fund
Usage
10 Appointment of Auditor Mgmt For For For
11 Modification of Use of Mgmt For For For
Raised
Funds
12 Authority to Purchase Mgmt For For For
Wealth Management
Products
13 Shareholder Return Mgmt For For For
Plan for 2017 to
2019
14 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 04/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
2 Decrease of Restricted Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
By-Health Company Limited
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 11/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Restricted Stock Mgmt For For For
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for the Restricted
Stock Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Provision of Guarantee Mgmt For Against Against
by the
Group
9 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of New Energy
Vehicles, New Energy
Forklifts and
New
Technological Products
10 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
13 Investment in Wealth Mgmt For For For
Management
Products
14 Authority to Issue Mgmt For For For
Short to Medium-Term
Debt Financing
Instruments
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Declare Mgmt For For For
Interim
Dividends
3 Change of Business Mgmt For For For
Scope and Amendment
to
Articles
4 Further Change of Mgmt For For For
Business Scope and
Amendment to
Articles
________________________________________________________________________________
Cangzhou Mingzhu Plastic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002108 CINS Y1099L106 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Adjustment in Mgmt For For For
Independent
Directors'
Fees
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Compensation
Incentive
Plan
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cangzhou Mingzhu Plastic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002108 CINS Y1099L106 05/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Yujian as Mgmt For For For
Independent
Director
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Elect ZHANG Wanzhen Mgmt For For For
9 Elect XIE Cansheng Mgmt For For For
10 Elect HUANG Xueyun Mgmt For For For
11 Elect LI Gang Mgmt For For For
12 Elect GU Qun Mgmt For For For
13 Elect HUANG Weikun Mgmt For For For
14 Elect XU Yejun Mgmt For For For
15 Elect LI Bo Mgmt For Against Against
16 Elect ZHANG Xichong Mgmt For For For
17 Investment to Mgmt For For For
Establish Joint
Venture
18 Authority to Increase Mgmt For For For
Guarantee
Quota
________________________________________________________________________________
Chengdu Santai Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002312 CINS Y1309L102 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity/Asset Transfer Mgmt For For For
3 Use of Temporarily Mgmt For For For
Idle Funds to to
Implement National
Debt Reverse
Repurchase
Financing
________________________________________________________________________________
China Aviation Optical-Electrical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 First Phase Restricted Mgmt For For For
Stock Incentive
Plan
3 Amendments to Mgmt For For For
Procedural Rules:
Stock Option
Incentive Management
Measures
4 Amendments to Mgmt For For For
Procedural Rules:
Implementation and
Appraisal of
Restricted Stocks
Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
China Aviation Optical-Electrical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
11 Amendments to Mgmt For For For
Management System for
Fund
Raising
12 Amendments to Mgmt For Abstain Against
Management System for
Write-off of
Assets
________________________________________________________________________________
China Aviation Optical-Electrical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 05/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendment to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Aviation Optical-Electrical Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Zeyi Mgmt For For For
2 Elect ZHAO Zhuo Mgmt For For For
3 Elect WANG Chaoyang Mgmt For For For
4 Elect HU Linping Mgmt For For For
5 Elect ZHAO Hejun Mgmt For For For
6 Elect SHI Yinjiang Mgmt For For For
7 Elect FU Guicui Mgmt For For For
8 Elect WANG Huilan Mgmt For For For
9 Elect LUO Qinghua Mgmt For For For
10 Elect WU Xingquan Mgmt For For For
11 Elect WU Yun Mgmt For For For
12 Elect WANG Jingyu Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Shareholder Returns Mgmt For For For
Plan
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 01/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 01/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 03/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Listing of a
Subsidiary
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Supervisor Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 2017 FINANCIAL BUDGET Mgmt For For For
9 Listing of Subsidiary Mgmt For For For
10 Application of Mgmt For For For
Subsidiary
Listing
11 Asset-backed Mgmt For For For
Securitization
Business
12 Authority to Mgmt For For For
Guarantees for Asset
Securitization
Business
13 Authority to Give Mgmt For For For
Guarantees for
Factoring Financing
Business
14 Authority to Give Mgmt For For For
Counter-Guarantee for
Controlled
Subsidiary
15 Authority to Give Mgmt For For For
Guarantee for
Wholly-owned
Subsidiary of
Controlled
Subsidiary
16 Approval of Industrial Mgmt For For For
Merger
Fund
17 Purchase of Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 05/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of the Mgmt For For For
Transfer of
Equity
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 05/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for a Mgmt For For For
Joint-Stock
Subsidiary to
Transform and Apply
for
Listing
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transformation and Mgmt For For For
Listing of a
Subsidiary
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application of Mgmt For For For
Sub-subsidiary for
Listing
2 Application of Mgmt For For For
Subsidiary for
Listing
3 Capital Increase and Mgmt For For For
Share Expansion of
Cyagen Health
Research Centre
(Taicang) Co.,
Ltd.
4 Capital Increase and Mgmt For For For
Share Expansion of
Connaught Xin
(Nantong) Medical
Technology Co.,
Ltd.
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 10/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary's Listing Mgmt For For For
Plan
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XUE Xiangdong Mgmt For For For
2 Elect LU Bo Mgmt For For For
3 Elect LI Jianguo Mgmt For For For
4 Elect YANG Jian Mgmt For For For
5 Elect ZHENG Xiaoqing Mgmt For For For
6 Elect XU Deli Mgmt For For For
7 Elect FAN Yushun Mgmt For For For
8 Elect LIN Zhong Mgmt For For For
9 Elect LI Yan Mgmt For For For
10 Elect LUAN Dalong Mgmt For For For
11 Elect GUO Yujie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/22/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 08/03/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short Term Commercial
Papers
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 12/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
2 Signing of Agreement Mgmt For For For
for the
Establishment
3 Report on Commitment Mgmt For For For
to Authenticity of
Sources of
Funding
4 No Violation to Mgmt For For For
Related Party
Transactions
5 Sixteen Commitments to Mgmt For For For
Beijing Zhongguancun
Bank Co.,
Ltd.
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shijiang Mgmt For For For
2 Elect HOU Hongjun Mgmt For For For
3 Elect LI Yunfeng Mgmt For For For
4 Elect LI Lingyun Mgmt For For For
5 Elect HAN Shijun Mgmt For For For
6 Elect CHEN Yan Mgmt For For For
7 Elect LI Yingjiang Mgmt For For For
8 Elect LUO Binyuan Mgmt For For For
9 Elect HUANG Guobao Mgmt For For For
10 Elect ZHAO Shuangcheng Mgmt For Against Against
11 Elect MA Baoqun Mgmt For Against Against
12 Elect GAO Yonglin Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 03/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Disposal of Assets Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 04/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 01/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Director: QI Shi Mgmt For For For
3 Elect Director: TAO Tao Mgmt For For For
4 Elect Director: CHEN Mgmt For For For
Kai
5 Elect Director: LU Wei Mgmt For For For
6 Elect Independent Mgmt For For For
Director: YAN
Jie
7 Elect Independent Mgmt For For For
Director: TIAN
Ling
8 Elect BAO Yiqing Mgmt For Against Against
9 Elect YE Lu Mgmt For For For
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 03/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Eligibility for Mgmt For For For
Issuance of
Convertible
Bonds
10 Type of Securities Mgmt For For For
11 Issuing Volume Mgmt For For For
12 Par Value and Issuing Mgmt For For For
Price
13 Bond Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Time and Method for Mgmt For For For
Repaying the
Interest
16 Conversion Period Mgmt For For For
17 Determination of and Mgmt For For For
Adjustment to
Conversion
Price
18 Downward Adjustment Mgmt For For For
Provision on
Conversion
Price
19 Method for Determining Mgmt For For For
the Amount of
Converted
Shares
20 Redemption Provision Mgmt For For For
21 Resale Provision Mgmt For For For
22 Attribution of Related Mgmt For For For
Stock Dividends for
Conversion
Years
23 Issuance Targets and Mgmt For For For
Method
24 Arrangement for Mgmt For For For
Placment to
Shareholders
25 Matters Reguarding Mgmt For For For
Bondholders
Meetings
26 Purpose of Raised Fund Mgmt For For For
27 Guarantee Mgmt For For For
28 Depository of the Mgmt For For For
Raised
Fund
29 Validity Period Mgmt For For For
30 Preliminary Plan to Mgmt For For For
Issue Corporate
Bonds
31 Analysis Report on Mgmt For For For
Public Issuance
Convertible Corporate
Bonds
32 Feasibility Analysis Mgmt For For For
Report on Use of
Proceeds
33 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
34 Approval of Dilution Mgmt For For For
Measures
35 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
36 Shareholder Returns Mgmt For For For
Plan
37 Procedural Rules for Mgmt For For For
Convertible
Bondholders
Meeting
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 01/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Working Capital Mgmt For For For
Replenishment
2 Establishment of Forex Mgmt For For For
Hedging
Business
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Fenghetong
Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Eternal Asia
Supply Chain Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Zhuoyou Data
Technology Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Zhuoyou Yunzhi
Technology Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yisite Weier Supply
Chain Management Co.,
Ltd. for Loans with
Bank of
Nanjing
8 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Yisite Weier Supply
Chain Management Co.,
Ltd. for Loans with
Bank of
Jiangsu
9 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Micro-Financing Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yushang
Micro-Financing Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co.,
Ltd.
12 Establishment of a Mgmt For For For
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Hangzhou Wanhong
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yifei
Liquor Marketing Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Guangxi
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
6 Authority to Receive Mgmt For For For
Guarantees from a
Wholly-Owned
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Micro Financing Co.,
Ltd.
8 Explanation for Mgmt For For For
Definition of "Within
This Year" As Appears
in Board
Resolution
9 Financial Cooperation Mgmt For Against Against
with Bank and Related
Guarantees
10 Adjustment to Name of Mgmt For For For
Credit-Granting
Bank
11 Investment in Mgmt For For For
Establishment of
Chongqing Kangousheng
Trade Co.,
Ltd.
12 Investment in Mgmt For For For
Establishment of
Shenzhen Yiqiao
Medical Supply Chain
Management Co.,
Ltd.
13 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 03/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Guangxi
Yiyatong Deep Supply
Chain Management Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen City before
the sea Yatong supply
chain
Limited
3 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Deep Supply
Chain Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Group Supply
Chain Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Qianhai
Shenzhen Yu Suppliers
Factoring Co.
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees in Regards
to Application to
China Construction
Bank
Corporation
7 Authority to Give Mgmt For Against Against
Guarantees in Regards
to Application to
Bank of China
Limited
8 Investment In the Set Mgmt For For For
Up of a
Company
9 Capital Increase of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai New Century
Daily Chemicals Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Jiangsu) Supply
Chain Management Co,.
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Fujian) Supply Chain
Management Co,. Ltd
for Line of Credit
from Xiamen
International
Bank
4 Authority to Give Mgmt For Against Against
Guarantees to Eternal
(Fujian) Supply Chain
Management Co,. Ltd
for Line of Credit
from Industrial Bank
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yishengtong Supply
Chain Management Co,.
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Supply Chain
Management Co,.
Ltd
7 Authority to Give Mgmt For Against Against
Guarantees to Yiran
(Tianjian)
International Trade
Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia (S) Pte.
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with Bank of
China
11 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with China
Construction
Bank
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co., Ltd for
Transaction on
Shenzhen CMB Qianhai
Financial Asset
Exchange
13 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Small Business Loans
Co., Ltd for
Transaction on
Shenzhen Qianhai
Financial Asset
Exchange
14 Authority to Issue Mgmt For For For
Long-term
Notes
15 A Wholly-Owned Mgmt For For For
Subsidiary's Transfer
of Partial
Equity
16 Capital Reduction of Mgmt For For For
Eternal Shenzhen
Qianhai Supply Chain
Management Co.,
Ltd.
17 Approval to Establish Mgmt For For For
Bangbu Yiran Supply
Chain Management Co.,
Ltd
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shenzhen Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Shenniu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Ruiwei for
Line of Credit from
Bank of
Ningbo
4 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shanghai Ruiwei for
Line of Credit from
Bank of
China
5 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yima Food Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Liaoning Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Industrial
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Bank of
Jiangxi
9 Authority to Give Mgmt For Against Against
Guarantees for
Financial Cooperation
with Bank of
Zhengzhou
10 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Shandong Supply Chain
Management Co.,
Ltd.
11 Capital Injection Mgmt For For For
12 Extension of Validity Mgmt For For For
of Private
Placement
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Internal Mgmt For For For
Self-Assessment
Report
7 Financial Derivative Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Give Mgmt For Against Against
Guarantees to Chengdu
Eternal Asia Fairy
Lake Supply Chain
Management Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Eternal Asia
Yongrun Supply Chain
Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Eternal Asia
Yongrun Supply Chain
Management Co., Ltd.
(Shaoxing
Branch)
14 Authority to Give Mgmt For Against Against
Guarantees to Fujian
Yi Shengtong Supply
Chain Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
for Industrial Bank
Loan
16 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
for Beijing Bank
Loan
17 Authority to Give Mgmt For Against Against
Guarantees to Zhang
Jia Gang Free Tax
Zone Shen Jie
International Trading
Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Dalian
Wangda Supply Chain
Management Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yi Hetian
Food Marketing Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Yi Fei
Liquor Marketing Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to Tianjin
Jia Shi Commerce Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Eternal Asia Supply
Chain Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Hubei
Eternal Asia Supply
Chain Management Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Qianhai Yu
Shang Factoring Co.,
Ltd.
25 Establishment of Mgmt For For For
Shenzhen Xinxiu
Supply Chain Co.,
Ltd.
26 Establishment of Mgmt For For For
Dandong Yi Ruitong
Supply Chain
Management Co.,
Ltd.
27 Establishment of Mgmt For For For
Dongguan Shun Ju
Commerce Co.,
Ltd.
28 Establishment of Mgmt For For For
Zhejiang Yi Yuan Hong
Lei Supply Chain
Management Co.,
Ltd.
29 Establishment of Mgmt For For For
Shanxi Huize Supply
Chain Management Co.,
Ltd.
30 Investment in Kunming Mgmt For For For
Yue Xin Trading Co.,
Ltd.
31 Investment Increase in Mgmt For For For
Shanghai Eternal Asia
Xing Sheng Supply
Chain Management Co.,
Ltd.
32 Investment Increase in Mgmt For For For
Guangxi Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd.
33 Investment Increase in Mgmt For For For
Guangxi Eternal Asia
Daze Shendu Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Cooperation Mgmt For Against Against
and Authority to Give
Guarantees
2 Investment Increase by Mgmt For For For
a Subsidiary in
Another
Subsidiary
3 Establishment of a Mgmt For For For
Company by a
Subsidiary
4 Confirmation of Size Mgmt For For For
of Line of
Credit
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Cooperation Mgmt For Against Against
and Guarantees to
Hunan Sanxiang Bank
Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries for Line
of Credit from China
Minsheng Bank Co.,
Ltd., Wuhan
Branch
3 Authority to Give Mgmt For Against Against
Guarantees to
Shaoxing Jishi
Internet Technology
Co., Ltd., for Line
of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees to Seven
Subsidiaries for Line
of Credit from
Qishang Bank Co.,
Ltd.
5 Approval for Shanxi Mgmt For For For
Eternal Supply Chain
Management Co., Ltd.
to Set Up Gansu
Yilong Commerce Co.,
Ltd.
6 A Subsidiary's Equity Mgmt For For For
Transfer and the
Company's Increase of
Capital
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
2 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Yi Xin De Supply
Chain Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for Line
of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Bank
of
Beijing
5 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
6 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
II
7 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from
Chinese Construction
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Xiamen
Bank
III
9 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from China
Merchants
Bank
10 Authority to Give Mgmt For Against Against
Guarantees for
Inter-bank
Borrowing
11 Adjust Banks for Line Mgmt For For For
of
Credit
12 Establishment of Mgmt For For For
Shenzhen Qianhai Jin
Yi Tong Gold and
Jewelry Supply Chain
Co.,
Ltd.
13 Establishment of Hunan Mgmt For For For
God Partners Business
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Dalian Eternal Asia
Xin Hui Logistics
Co.,
Ltd.
15 Establishment of Mgmt For For For
Hangzhou Eternal Asia
Logistics Co.,
Ltd.
16 Investment Increase in Mgmt For For For
a Wholly-owned
Subsidiary.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Fuxin
Eternal Asia Jiufu
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Hainan
Eternal Asia Lianshun
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Jiangsu
Xinpeng Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Eternal Asia Deep
Supply Chain
Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Hefei
Jinyan Food Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yihe Deep Supply
Chain Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yicheng Deep Supply
Chain Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Haoshun Trade
Development Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yimei Deep Supply
Chain Management Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Zhoukou
Shijin Deep Supply
Chain Management Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to Chengdu
Eternal Asia Xian Hu
Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Eternal
Asia Pte.
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Anxinyuan
Trade Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Huizhou
Anxinyuan Industrial
Co.,
Ltd.
16 Establishment of Mgmt For For For
Guangzhou Eternal
Asia Cold Chain
Supply Chain Co.,
Ltd.
17 Establishment of Anhui Mgmt For For For
Yixin Deep Supply
Chain Management Co.,
Ltd.
18 Establishment of Jilin Mgmt For For For
Shunfu Supply Cahin
Management Co.,
Ltd.
19 Investment in Shanghai Mgmt For For For
Century Daily
Chemicals Co.,
Ltd.
20 Establishment of Jilin Mgmt For For For
Shunfu Supply Chain
Management Co.,
Ltd.
21 Establishment of Mgmt For For For
Chongqing Yuxin Food
Co.,
Ltd.
22 Establishment of Li Mgmt For For For
Bridge Supply Chain
Management Co.,
Ltd.
23 Establishment of Mgmt For For For
Lishisheng Xing
International
Business Group Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Huibang
Supply Chain Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the
Shenzhen Branch of
the Bank of
Communications Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the Hua
Xia Bank Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the Bao
Shang Bank Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to At
Guangzhou Ligen Small
Reloan Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at the
Shenzhen Branch of
the Bank of
Communications Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to at Ping An
Bank Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Operational
Guarantees
9 Authority to Provide Mgmt For Against Against
Guarantees for Loans
Applied for at Harbin
Bank Co.,
Ltd.
10 Authority to Provide Mgmt For Against Against
Guarantees for Loans
Applied for at
Industrial Bank Co.,
Ltd.
11 Authority for the Mgmt For Against Against
Provision of
Guarantees by
Shanghai Eternal Asia
Supply Chain Co.,
Ltd.
12 Authority for the Mgmt For Against Against
Provision of
Guarantees for Loans
from Fubon Bank of
China Co.,
Ltd.
13 Authority for the Mgmt For Against Against
Provision of
Guarantees for
Transaction with
First Capital
Securities Co.,
Ltd.
14 Joint Investment in Mgmt For For For
the Setup of
Shishengcing
International
Business
Group
15 Joint Investment in Mgmt For For For
the Setup of Fuzhou
Hongruida Trading
Co.,
Ltd.
16 Joint Investment in Mgmt For For For
the Setup of Quanzhou
Hongjin Trading Co.,
Ltd.
17 Joint Investment in Mgmt For For For
the Setup of Ruian
City Gonghele Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Xinjiang Jiaheng
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co., Ltd.
For Line of Credit of
RMB 60
million
3 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yiming
Technology Co., Ltd.
For Line of Credit of
RMB 30
million
4 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Line of Credit of
RMB 120
million
5 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Eternal
Asia Shendu Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Eternal Asia
ZeQing Supply Chain
Management Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Huibang
Supply Chain
Management Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to Sichuan
Jiaheng Food Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to Hunan
Xin Wu Tong Supply
Chain Management Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yi Fang Yuan
Supply Chain
Management Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Yi Mei Tang
Supply Chain
Management Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to Ji An
XinSheng Supply Chain
Management Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi He Shendu Supply
Chain Management Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi Mei Supply Chain
Management Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Yi Cheng Shendu
Supply Chain
Management Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to HeFei
Jinyan Food Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Hao Shun Trading
Development Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Anhui
Shendu Eternal Asia
Supply Chain
Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to Xi
Xiang An Trading Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees to
Xinxiang Yi Feng
Supply Chain
Management Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Yihui Supply Chain
Management Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees to Kaifeng
Yitong Supply Chain
Management Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees to
Shangqiu Tian Yi
Supply Chain
Management Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees to Nanyang
Chaoran Yi Tong
Supply Chain
Management Co.,
Ltd.
26 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yi Ma Food Co.,
Ltd.
27 Authority to Give Mgmt For Against Against
Guarantees to Anyang
Guang Cheng Tong
Supply Chain
Management Co.,
Ltd.
28 Authority to Give Mgmt For Against Against
Guarantees to Guizhou
Eternal Asia Shendu
Supply Chain
Management Co., Ltd.
For Credit Applied to
Shanghai Pudong
Development
Bank
29 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang ZeQing
Eternal Asia Supply
Chain Management Co.,
Ltd.
30 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Shendu Eternal Asia
Supply Chain
Management Co.,
Ltd.
31 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Qianhai
Yushang Factoring
Co.,
Ltd.
32 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Line of Credit of
RMB 100
million
33 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Shang
Microfinace Co., Ltd.
For Financing
Cooperation
34 Authority to Give Mgmt For Against Against
Guarantees to Ganzhou
Yu Shang Microfiance
Co.,
Ltd.
35 Establishment of Mgmt For For For
Guangzhou Eternal
Asia Supply Chain
Co.,
Ltd.
36 Establishment of Mgmt For For For
Qianhai Xintong
Construction Supply
Chain Co.,
Ltd.
37 Establishment of Mgmt For For For
Hainan Eternal Asia
Xian Yi Mei Chain
Management Co.,
Ltd.
38 Establishment of Mgmt For For For
Shaoguan Yueteng
Supply Chain
Management Co.,
Ltd.
39 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Pingdingshan Chengyi
Supply Chain
Management Co., Ltd
.
2 Authority to Give Mgmt For Against Against
Guarantees to Henan
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co., Ltd.
for Line of Credit
from Hang Seng
Bank
4 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Eternal Asia
Supply Chain
Management Co., Ltd.
from Bank of
Beijing
5 Authority to Give Mgmt For Against Against
Guarantees to Luoyang
Luobai Yitong Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Overseas
Subsidiaries
7 Investment Increase In Mgmt For For For
Shanghai Eternal Asia
Longchuan Supply
Chain Management Co.,
Ltd.
8 Investment Increase In Mgmt For For For
Shanghai Eternal Asia
Puao Supply Chain
Management Co.,
Ltd.
9 Investment Increase In Mgmt For For For
Zhejiang Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd.
10 Investment Increase In Mgmt For For For
Eternal Asia Yizhuang
Shendu Supply Chain
Management Co.,
Ltd.
11 Investment Increase In Mgmt For For For
Lianyi Hong Kong Co.,
Ltd.
12 Investment Increase In Mgmt For For For
Lianyi International
Hong Kong Co.,
Ltd.
13 Establishment of Mgmt For For For
Yunnan Eternal Asia
Meishikang Shendu
Supply Chain
Management Co.,
Ltd.
14 Establishment of Mgmt For For For
Chongqing Jiaqiao
Business Co.,
Ltd.
15 Property Purchase Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Hangzhou Wanhong
Supply Chain
Management Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Jiaxing Yiyatong
Yiyuan Supply Chain
Management Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Guangdong Yun Tong
Supply Chain
Management Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Jiangxi
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Secretary of Guangxi
Yat-depth Supply
Chain Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shandong Eternal
Asia-depth Supply
Chain Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Depth
Shandong Eternal Asia
Supply Chain
Management
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Hainan
Yiya Tongshun Supply
Chain Management Co.,
Ltd.
9 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu-commerce
Small Loans Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yu Commerce
Small Loans Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Yi Yatong
Supply Chain Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Bonded
Area Shenjie
International Trade
Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Bonded
Area Shenjie
International Trade
Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to KGI
Commercial Bank
Limited
15 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen New Trade
Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees to Huizhou
City New Source
Industrial Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees Mianyang
Yilian WorldCom
Supply Chain
Management Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees to Lianyi
Hong Kong Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees to Henan
Yiyatong Depth Supply
Chain Management Co.,
Ltd.
21 Increase Capital in Mgmt For For For
Chongqing Yiyatong
Chuan-Yu Cosmetics
Co.,
Ltd.
22 Increase Capital of Mgmt For For For
Qingdao Changzhuo
Network Technology
Co.,
Ltd.
23 Setup of Tianjin Mgmt For For For
Jiapeng Industrial
Technology
Development Co.,
Ltd.
24 Setup of Nanjing Mgmt For For For
Yatong depth
Logistics Co.,
Ltd.
25 Setup of Jinlong Mgmt For For For
Intelligent
Technology (Jiangsu)
Co.,
Ltd.
26 Setup of Wuhan Meili Mgmt For For For
Business Development
Co.,
Ltd
27 Setupof Anhui Lianhe Mgmt For For For
Deep Supply Chain
Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Anxinyuan
Trading Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai External
Asia Supply Chain
Management Co.,
Ltd.
3 Authority for the Mgmt For Against Against
Provision of
Guarantees by
Shenzhen External
Asia Shendu Supply
Chain Management Co.,
Ltd.
4 Correction of Name of Mgmt For For For
Bank For Credit Line
Application
5 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Consumer Finance Co.,
Ltd.
6 Investment in Fuzhou Mgmt For For For
Shengshi Hanggang
Trading Co.,
Ltd.
7 Investment in Xuchang Mgmt For For For
Meijiuhui Trading
Co.,
Ltd.
8 Establishment of Mgmt For For For
Shanghai Shidie
Cosmetics Co.,
Ltd.
9 Establishment of Mgmt For For For
Fuzhou Yongda Huitong
Supply Chain
Management Co.,
Ltd.
10 Establishment of Mgmt For For For
Puyang Huicheng
Yitong Supply Chain
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Shangqiu Xinyi Supply
Chain Management Co.,
Ltd.
12 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Financing
Bills
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Private
Bonds
4 Board Authorization to Mgmt For For For
Issue Short-term
Financing Bills,
Medium-term Notes and
Private
Bonds
5 Authority to Give Mgmt For Against Against
Guarantees to Jiaxing
Eternal Asia Yiyuan
Supply Chain
Management Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen Yushang
Microfinance Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for a
Financial Cooperation
with China
Construction
Bank
8 Establishment of Mgmt For For For
Sichuan Junce Wine
Industry Co.,
Ltd.
9 Establishment of Mgmt For For For
Nantong Xinmengsheng
Network Technology
Co.,
Ltd.
10 Establishment of Mgmt For For For
Liaoning Hele
Jinkaida Supermarket
Management Co.,
Ltd.
11 Establishment of Mgmt For For For
Yunnan Yianyi Shendu
Supply Chain
Management Co.,
Ltd.
12 Establishment of Mgmt For For For
Chengde Guotai
Xiangrui Electric
Appliance Sales Co.,
Ltd.
13 Establishment of Mgmt For For For
Longyan Jingbo Supply
Chain Management Co.,
Ltd.
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 First Phase of Mgmt For For For
Employee Stock
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement First
Phrase of Employee
Stock Ownership
Plan
3 Authority to Give Mgmt For Against Against
Guarantees for
Transfer of Creditors
Rights of
Wholly-owned
Subsidiary
4 Approval of Line of Mgmt For For For
Credit
5 Approval of to Provide Mgmt For Against Against
Guarantees to a
Wholly-owned
subsidiary's 2017
Line of Credit
Application
6 Authority to Give Mgmt For Against Against
Guarantees For
Wholly-owned
Subsidiary's Line of
Credit
7 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's Line of
Credit From Bank of
Communication
8 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's
Loan
9 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary's
Comprehesive Line of
Credit From China
Citic
Bank
10 Increase in Capital of Mgmt For For For
Subsidiary
11 Joint Venture Mgmt For For For
12 Establishment of a Mgmt For For For
Subsidiary
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Stock Option and
Restricted Stock
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
4 Approval of Loan Mgmt For For For
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 03/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2016 FINANCIAL Mgmt For For For
RESOLUTION
REPORT
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees
12 2017 Estimated Related Mgmt For For For
Party
Transactions
13 Related Party Mgmt For For For
Transactions
14 Supervisors' Report Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Transfer of Right of Mgmt For For For
Control in a
Company
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 04/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Investment Mgmt For For For
Size
8 Related Party Mgmt For For For
Transactions with
Huaxi Xinyu
Investment
9 Related Party Mgmt For For For
Transactions with
Beijing Capital
Start-up
Group
10 Related Party Mgmt For For For
Transactions with
Nengxing Holding
Group
11 Related Party Mgmt For For For
Transactions with
Zhejiang Hangmin
Industry
Group
12 Related Party Mgmt For For For
Transactions with
Guangzhou Huangpu
Longzhiquan Industry
Group
13 Related Party Mgmt For For For
Transactions with
Yinhua
Fund
14 Related Party Mgmt For For For
Transactions with
Beijing Yuanfuyuan
Investment
Management
15 Related Party Mgmt For For For
Transactions with
Others
16 Related Party Mgmt For For For
Transactions with
Joint
Ventures
17 Amendments to Articles Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Termination of Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LONG Yifei as Mgmt For For For
Independent
Director
2 Management Team Mgmt For For For
Authorization to
Change Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholders General
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Approval for the Mgmt For For For
Subsidiary to Set Up
Collective Capital
Trust with Chengdu
Rural Commercial Bank
Co.,
Ltd.
3 Approval of Financial Mgmt For For For
Aid for
Subsidiary
4 Approval of Risk Mgmt For For For
Investment
5 Adjustment to Line of Mgmt For Against Against
Credit and
Guarantees
6 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Capital
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 12/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment Mgmt For For For
and Set Up of
Wholly-Owned
Subsidiary
2 Adjustments to General Mgmt For Against Against
Credit Lines and
Guarantees
3 Adjustments to Mgmt For For For
Investment in Wealth
Management
Product
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholders
Meetings
6 Elect LIN Nan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Pricing Base Date and Mgmt For For For
Issuance Price and
Pricing
Principals
5 Issuance Targets Mgmt For For For
6 Size of Issuance and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Adjustment to Issuance Mgmt For For For
Volume and Issuance
Price
9 Listing Market Mgmt For For For
10 Amount and Purpose of Mgmt For For For
Raised
Funds
11 Arrangement for Mgmt For For For
Accumulated Retained
Profits
12 Validity Period Mgmt For For For
13 Pre-plan for Private Mgmt For For For
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Conditional Share Mgmt For For For
Subscription
Agreement
16 Connected Transaction Mgmt For For For
Involved in Private
Placement
17 Report on Use of Mgmt For For For
Previously Raised
Funds
18 Filing Measures for Mgmt For For For
Diluted Immediate
Returns
19 Commitments by Mgmt For For For
Director, Senior
Management and
Controlling
Shareholders for
Filing Measures for
Diluted
Returns
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Application for Line Mgmt For For For
of
Credit
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 04/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 05/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Previous 2017 Private
Placement
2 Eligibility for Mgmt For For For
Private
Placement
3 Type and Par Value Mgmt For For For
4 Method and Date of Mgmt For For For
Issuance
5 Pricing Base Date, Mgmt For For For
Issuing Price and
Pricing
Principle
6 Issuance Targets Mgmt For For For
7 Issuing Volume and Mgmt For For For
Subscription
Method
8 Lock-up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Size and Use of Mgmt For For For
Proceeds
11 Arrangement for Mgmt For For For
Accumulated Retained
Profits
12 Validity of Resolution Mgmt For For For
13 Preliminary Plan of Mgmt For For For
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
17 Commitment on Mgmt For For For
Indemnification
Arrangements for
Diluted Current
Earnings
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Authority to Give Mgmt For For For
Guarantees
20 Elect YU Hongying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Application for Credit Mgmt For For For
3 Revision of Guarantees Mgmt For For For
4 Provision of Loans Mgmt For For For
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
2 Eligibility to Issue Mgmt For For For
Corporate
Bonds
3 Size of Issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Placement Rules Mgmt For For For
6 Targets of Issuance Mgmt For For For
7 Interest Rate and Bond Mgmt For For For
Duration
8 Payment of Principal Mgmt For For For
and
Interests
9 Method of Issuance Mgmt For For For
10 Guarantee Arrangements Mgmt For For For
11 Redemption Clauses Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Underwriting Method Mgmt For For For
14 Listing Market Mgmt For For For
15 Repayment Guarantee Mgmt For For For
Measures
16 Validity of Resolution Mgmt For For For
17 Capital Increase to Mgmt For For For
Wholly-owned
Subsidiaries
18 2016 Restricted Stock Mgmt For For For
Incentive
Plan
19 Implementation and Mgmt For For For
Appraisal Management
Measures for
Restricted Stock
Incentive
Plan
20 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
21 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect DIAO Zhizhong Mgmt For For For
9 Elect WANG Jinhong Mgmt For For For
10 Elect JIA Xiaoping Mgmt For For For
11 Elect YUAN Zhenggang Mgmt For For For
12 Elect WANG Aihua Mgmt For For For
13 Elect LIU Qian Mgmt For For For
14 Elect YOU Wan Mgmt For For For
15 Elect LIAO Lianghan Mgmt For For For
16 Elect GUO Xinping Mgmt For For For
17 Elect AN Jinghe Mgmt For Against Against
18 Elect LIN Jinbing Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 03/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural Rules:
Venture Capital
Investment
Management
2 Acquisition of 9.8% Mgmt For For For
Interest in Kopin
Corporation
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 04/14/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Articles Mgmt For For For
9 INTERNAL AUDIT SYSTEM Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Bin Mgmt For For For
2 Elect JIANG Long Mgmt For For For
3 Elect DUAN Huilu Mgmt For For For
4 Elect WANG Yongtian Mgmt For For For
5 Elect XIA Shanhong Mgmt For For For
6 Elect XIAO Xing Mgmt For Against Against
7 Elect WANG Tianmiao Mgmt For For For
8 Elect SUN Hongbin as Mgmt For Against Against
Supervisor
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
12 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Guarantees
13 Amendments to Mgmt For Abstain Against
Administrative
Measures for Related
Party
Transactions
14 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Committee
Meetings
15 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
16 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Chengmin as Mgmt For For For
Director
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Articles Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
10 Elect MO Dongcheng as Mgmt For Against Against
Supervisor
11 Elect XING Liangwen as Mgmt For For For
Independent
Director
12 Elect HUANG Yuezhen as Mgmt For For For
Non-Independent
Director
13 Elect CHEN Chuntian as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHEN Dianlong Mgmt For For For
2 WU Zhuxin Mgmt For For For
3 HE Bin Mgmt For For For
4 XIA Yue Mgmt For For For
5 LIAO Hao Mgmt For For For
6 XIE Jingyun Mgmt For For For
7 HUANG Shengmin Mgmt For For For
8 XIE Shisong Mgmt For For For
9 WAN Liangyong Mgmt For For For
10 HU Zhennan Mgmt For Against Against
11 ZHANG Lei Mgmt For For For
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 02/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Directors, Supervisors Mgmt For For For
and Senior
Managements'
Fees
8 Related Party Mgmt For For For
Transactions with
GDAD-HAKUHODO
Advertising Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Guangdong GDH
Advertising
Co.,Ltd.
10 Related Party Mgmt For For For
Transactions with
Guangdong GIMC Film
Marketing Co.,
Ltd.
11 Related Party Mgmt For For For
Transactions with
Zhuhai GIMC Xingmeida
Culture Media Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions with
Shenzhen iTable New
Media Marketing Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions with
GIMC Juhe (Beijing)
Digital Technology
Co.,
Ltd.
14 Related Party Mgmt For For For
Transactions with
Zhuhai Berners Brand
Management Consulting
Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions with
Hebao Entertainment
Media Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions with
Guangzhou Doochu
Digital Business
Media Co.,
Ltd.
17 2017 Estimated Related Mgmt For For For
Party Transactions
with GDAD-HAKUHODO
Advertising Co.,
Ltd.
18 2017 Estimated Related Mgmt For For For
Party Transactions
with Guangdong GDH
Advertising
Co.,Ltd.
19 2017 Estimated Related Mgmt For For For
Party Transactions
with GIMC Film
Marketing Co.,
Ltd.
20 2017 Estimated Related Mgmt For For For
Party Transactions
with Zhuhai GIMC
Xingmeida Culture
Media Co.,
Ltd.
21 2017 Estimated Related Mgmt For For For
Party Transactions
with Shenzhen iTable
New Media Marketing
Co.,
Ltd.
22 2017 Estimated Related Mgmt For For For
Party Transactions
with GIMC Juhe
(Beijing) Digital
Technology Co.,
Ltd.
23 2017 Estimated Related Mgmt For For For
Party Transactions
with Hebao
Entertainment Media
Co.,
Ltd.
24 2017 Estimated Related Mgmt For For For
Party Transactions
with Zhuhai Berners
Brand Management
Consulting Co.,
Ltd.
25 2017 Estimated Related Mgmt For For For
Party Transactions
with Guangzhou Doochu
Digital Business
Media Co.,
Ltd.
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
3 Settlement of Project Mgmt For For For
and Replenishment of
Working
Capital
4 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors Report Mgmt For For For
3 Supervisors Report Mgmt For For For
4 Annual Report and Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Internal Control Mgmt For For For
Self-evaluation
Report
7 Special Report on Mgmt For For For
Deposit and Raised
Funds
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Confirmation of Mgmt For For For
Entrusted Wealth
Management
12 Donation to Charity Mgmt For For For
Fund
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
15 Approval of Project Mgmt For For For
Settlement
16 Extension of Validity Mgmt For For For
Period for Private
Placement
17 2017 Related Party Mgmt For For For
Transactions for
Subsidiaries
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Authority to Give Mgmt For For For
Guarantees
3 Use of Funds for Mgmt For For For
Entrusted Wealth
Management
4 Approval of Donation Mgmt For For For
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 01/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Addition of Vice Mgmt For For For
Chairman Position and
Amendments to
Articles
2 Elect GU Yuanqin as Mgmt For For For
Director
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 04/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Extension of Mgmt For For For
Performance Period
and Increase of
Performance
Commitments
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 07/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Haizhou Mgmt For For For
2 Elect CHEN Huasheng Mgmt For For For
3 Elect HUANG Yuezhen Mgmt For For For
4 Elect YU Qingsong Mgmt For For For
5 Elect BAI Ziwu Mgmt For For For
6 Elect YANG Wenfeng Mgmt For For For
7 Elect LI Fei Mgmt For For For
8 Elect LI Jinyi Mgmt For For For
9 Elect WAN Liangyong Mgmt For For For
10 Elect ZHU Lixin Mgmt For For For
11 Elect MO Dongcheng Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 11/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Asset Mgmt For For For
Acquisition with the
Relevant Laws and
Regulations
2 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Overall
Plan
3 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Transaction
Counterpart
4 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Underlying
Assets
5 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Transaction Price of
Underlying
Assets
6 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Payment
Method
7 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Cash Payment
Arrangement
8 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Share Offering
Arrangement
9 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Arrangement for
Lock-Up
Period
10 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance
Commitment
11 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance
Compensation
12 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Ending Impairment
Test
13 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Performance-based
Award
14 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Accumulated Retained
Profits of Prior
Years
15 Scheme for Assets Mgmt For For For
Acquisition Via Share
Offering and Cash:
Arrangement of
Profits and Losses
During Transitional
Period
16 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Amount of
Funds to Be
Raised
17 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Use of
Proceeds
18 Share Offering to Mgmt For For For
Specific Parties for
Auxiliary Funds
Raising: Issuance
Targets
19 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Stock Type and Par
Value
20 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Issuing Price and
Pricing
Basis
21 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Issuing
Volume
22 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Arrangement for
Lock-Up
Period
23 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising, and Share
Offering Arrangement:
Disposal of
Accumulated Retained
Profits
24 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Listing
Place
25 Scheme for Related Mgmt For For For
Party Transactions
Regarding Assets
Acquisition Via Share
Offering, Cash and
Auxiliary Funds
Raising: Validity of
Resolution
26 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed Companies'
Major Assets
Restructuring
27 Transaction Mgmt For For For
Constituting Related
Party
Transactions
28 Agreements Signing In Mgmt For For For
Relation To
Transaction
29 Report on Assets Mgmt For For For
Acquisition and
Related Party
Transactions
30 Approval of Dilution Mgmt For For For
Measures for Assets
Acquisition
31 Board Authorization to Mgmt For For For
Implement Assets
Acquisition
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-Term
Commercial
Papers
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Arrangement For Mgmt For For For
Placement to
Shareholders
5 Issuance Targets Mgmt For For For
6 Issuance Method Mgmt For For For
7 Bond Duration Mgmt For For For
8 Interest Rate and Its Mgmt For For For
Method of
Determination
9 Use of Proceeds Mgmt For For For
10 Guarantees Mgmt For For For
11 Listing Market Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Eligibility For Mgmt For For For
Issuance of Corporate
Bonds
14 Board Authority For Mgmt For For For
Issuance of Corporate
Bonds
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 05/02/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Elect XU Jinfu Mgmt For For For
12 Elect CHEN Xunwu Mgmt For For For
13 Elect GU Bin Mgmt For Against Against
14 Elect ZHANG Liping Mgmt For For For
15 Elect XUAN Dayan Mgmt For Against Against
16 Elect HE Chunhai Mgmt For For For
17 Elect RONG Minzhi Mgmt For For For
18 Elect ZHAO Jianqing Mgmt For For For
19 Elect WU Qi Mgmt For For For
20 Elect GUO Shoubin Mgmt For For For
21 Elect LI Xinghua Mgmt For Against Against
22 Directors and Senior Mgmt For For For
Management's
Fees
23 Supervisors' Fees Mgmt For For For
24 Shareholder Returns Mgmt For For For
Plan
25 Amendments to Articles Mgmt For For For
26 Extension of Validity Mgmt For For For
of Private
Placement
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Non-independent Mgmt For Against Against
Director: JIANG
Wei
9 Elect Non-independent Mgmt For For For
Director: JIANG
Yong
10 Elect Non-independent Mgmt For Against Against
Director: NIU
Min
11 Elect Non-independent Mgmt For For For
Director: CHEN
Pei
12 Elect Non-independent Mgmt For Against Against
Director: KUANG
Xunhua
13 Elect Independent Mgmt For For For
Director: WANG
Hong
14 Elect Independent Mgmt For For For
Director: LU
Jing
15 Elect Independent Mgmt For For For
Director: ZOU
Haifeng
16 Elect Independent Mgmt For For For
Director: ZHONG
Guoyue
17 Elect WANG Xiaodong Mgmt For Against Against
18 Elect XIA Wen Mgmt For For For
19 Elect LI Huifang Mgmt For Against Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings Co.,Ltd. and
its controlled
companies
7 Related Party Mgmt For For For
Transactions with
China Resources
SZITIC Trust Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Hongta Tobacco
(Group) Co., Ltd. and
Yunnan Hehe (Group)
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Other
Entities
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
13 Approval of Size of Mgmt For For For
Investment in
2017
14 Extension of Validity Mgmt For For For
of Resolution on
Issuance of
Shares
15 Extension of Board Mgmt For For For
Authorization on
Issuance of
Shares
16 Liability Insurance Mgmt For For For
for Directors,
Supervisors and
Senior
Management
17 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Director
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 04/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised Funds
in
2016
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Elect CAO Jianshe Mgmt For For For
13 Elect Steven CAI as Mgmt For For For
Director
14 Elect Lei GUANG as Mgmt For For For
Director
15 Termination of Private Mgmt For For For
Placement
16 Eligibility for Mgmt For Against Against
Issuance of Shares w/
Preemptive
Rights
17 Stock Type and Par Mgmt For Against Against
Value
18 Issuance Method Mgmt For Against Against
19 Basis, Ratio and Mgmt For Against Against
Amount of
Issuance
20 Pricing Principle and Mgmt For Against Against
Issuance
Price
21 Issuance Targets Mgmt For Against Against
22 Allocation Plan of Mgmt For Against Against
Accumulated
Undistributed
Profits
23 Issuance Time Mgmt For Against Against
24 Subscription Method Mgmt For Against Against
25 Use of Proceeds Mgmt For Against Against
26 Validity of Resolution Mgmt For Against Against
27 Trading and Mgmt For Against Against
Circulation of
Bonds
28 Preliminary Plan for Mgmt For Against Against
Share
Issuance
29 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
30 Report on Use of Mgmt For For For
Previously Raised
Funds
31 Indemnification Mgmt For Against Against
Arrangements and
Commitment for
Diluted Current
Earnings
32 Board Authorization to Mgmt For Against Against
Implement Share
Issuance
33 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Guoxuan High-tech Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 03/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Adoption of Mgmt For For For
Administrative
Measures for External
Guarantees
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Director
Meetings
4 Amendments to Mgmt For Abstain Against
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Security Type Mgmt For For For
3 Issuance Size Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Duration of Mgmt For For For
Convertible
Bonds
6 Interest Rate Mgmt For For For
7 Term and Method for Mgmt For For For
Repayment of
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination of Mgmt For For For
Conversion Shares
when the Number Less
Than One
Share
10 Determination and Mgmt For For For
Adjustment to
Conversion
Price
11 Downward Adjustment Mgmt For For For
Clause to the
Conversion
Price
12 Redemption Clause Mgmt For For For
13 Sale-back Clause Mgmt For For For
14 Attribution of Stock Mgmt For For For
Dividend during the
Conversion
Year
15 Issuance Method and Mgmt For For For
Targets
16 Arrangement for Mgmt For For For
Original
Shareholders
17 Bondholder Meetings Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Guarantees Mgmt For For For
20 Accounts for Raised Mgmt For For For
Funds
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Dilution Measures for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
25 Constitution of Mgmt For For For
Procedural Rules for
Bondholder
Meetings
26 No Requirement to Mgmt For For For
Compile Report on
Deposit and Use of
Previously Raised
Funds
27 Shareholder Returns Mgmt For For For
Plan
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
29 Joint Venture Mgmt For Abstain Against
30 Elect LIU Ning Mgmt For For For
31 Elect XIE Jiawei Mgmt For For For
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 10/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Yunfeng Mgmt For For For
2 Elect ZHANG Jianqun Mgmt For For For
3 Elect LU Qitao Mgmt For For For
4 Elect MA Shengli Mgmt For For For
5 Elect HU Dianjun Mgmt For For For
6 Elect FAN Jianping Mgmt For Against Against
7 Elect HUANG Yaying Mgmt For Against Against
8 Elect QIU Daliang Mgmt For Against Against
9 Elect GUO Jinlong Mgmt For Against Against
10 Elect WANG Lei Mgmt For For For
11 Elect CHEN Junya Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 02/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Two Mgmt For For For
Resolution
Centers
2 Implementation of Mgmt For For For
Partnership
Plan
3 Amendments to Articles Mgmt For For For
4 Constitution of Mgmt For For For
Procedural Rules:
Remuneration
Management System for
Directors,
Supervisors, Senior
Management
5 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
6 Amendments to Mgmt For For For
Procedural Rules:
External
Investment
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Senior Mgmt For For For
Management's
Fees
8 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 06/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit from China
Minsheng
Bank
2 Approval of Line of Mgmt For For For
Credit from Bank of
Ningbo
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope of Plan Mgmt For For For
Participants
2 Sources, Type and Mgmt For For For
Number of
Shares
3 Distribution Results Mgmt For For For
of Stocks to Plan
Participants
4 Validity Period, Grant Mgmt For For For
Date and Lock-up
Period for
Plan
5 Granting Price for Mgmt For For For
Stocks and
Determination
Method
6 Unlocking Arrangement Mgmt For For For
and Appraisal
Conditions
7 Adjustment to Plan Mgmt For For For
8 Procedures for Mgmt For For For
Granting Restricted
Stocks to Plan
Participants
9 Rights and Obligations Mgmt For For For
for the Company and
Participants
10 Alteration and Mgmt For For For
Termination of
Plan
11 Board Authorization to Mgmt For For For
Implement Restricted
Share
Plan
12 Constitution of Mgmt For For For
Procedural Rules:
Measures for
Restricted Share Plan
Implementation
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Diqing Mgmt For For For
2 Elect FAN Jianzhen Mgmt For For For
3 Elect LIAO Weiping Mgmt For For For
4 Elect YAN Keyi Mgmt For For For
5 Elect ZHAO Yong Mgmt For For For
6 Elect LIU Jingbo Mgmt For Against Against
7 Elect HUANG Qing Mgmt For For For
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase and Mgmt For For For
Share Expansion of a
Controlled
Subsidiary
________________________________________________________________________________
Hand Enterprise Solutions Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300170 CINS Y3001F102 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase and Mgmt For For For
Share Expansion of a
Controlled
Subsidiary
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HONG Tianfeng Mgmt For For For
2 Authority to Issue Mgmt For For For
Short-term Commercial
Paper
3 Authorization for the Mgmt For For For
Board of Directors to
Implement Commercial
Paper
Issuance
4 Amendments to Articles Mgmt For For For
5 Increase in Mgmt For Abstain Against
Comprehensive Credit
for
2016
6 Authority to Give Mgmt For For For
Guarantees
7 Financial Service Mgmt For Against Against
Agreement with CETC
Finance Co.,
Ltd.
8 Participants and Basis Mgmt For For For
for
Selection
9 Incentive Instruments Mgmt For For For
and Source, Type and
Volume of Target
Stock
10 Allocation of Mgmt For For For
Restricted
Stock
11 Granting of Restricted Mgmt For For For
Stocks
12 Unlocking of Mgmt For For For
Restricted
Stock
13 Conditions for Mgmt For For For
Granting and
Unlocking
14 Adjustment Methods and Mgmt For For For
Procedures for
Restricted
Stock
15 Earnings of Incentive Mgmt For For For
Participants
16 Obligations and Rights Mgmt For For For
of the Company and
Incentive
Participants
17 Treatment Under Mgmt For For For
Special
Conditions
18 Impact on Company Mgmt For For For
Operating
Performance
19 Formulation, Approval, Mgmt For For For
Revision and
Termination of
Plan
20 Revised Draft and Mgmt For For For
Summary
21 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Rules for
Implementation of
Restricted Stock
Plan
22 Authorization to Board Mgmt For For For
of Directors to
Implement Restricted
Stock
Plan
________________________________________________________________________________
Hangzhou Shunwang Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300113 CINS Y30419108 04/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Hangzhou Shunwang Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300113 CINS Y30419108 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Approval of Mgmt For For For
Participant List and
Shares
Allocation
________________________________________________________________________________
Hengbao Company Limited
Ticker Security ID: Meeting Date Meeting Status
002104 CINS Y4439V107 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Registered
Capital
2 Amendments to Articles Mgmt For For For
3 Modification of Equity Mgmt For For For
Structure
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SECURITIES INVESTMENT Mgmt For For For
WITH IDLE SELF-OWNED
FUNDS
2 DERIVATIVES INVESTMENT Mgmt For For For
WITH IDLE SELF-OWNED
FUNDS
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 12/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YI Zheng Mgmt For For For
2 YE Qiongjiu Mgmt For For For
3 WU Qiang Mgmt For For For
4 ZHU Feng Mgmt For For For
5 WANG Jin Mgmt For For For
6 YU Haomiao Mgmt For For For
7 YAO Xianguo Mgmt For For For
8 LIU Lijian Mgmt For For For
9 YU Erniu Mgmt For For For
10 GUO Xin Mgmt For Against Against
11 XIA Wei Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meeting
11 Elect MA Chaoyuan Mgmt For Against Against
12 Elect CAI Linlin Mgmt For For For
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 01/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Foreign Mgmt For For For
Exchange
Business
3 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Amendments to Projects Mgmt For For For
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 08/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Capital Mgmt For For For
Reduction
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit from China
Merchants
Bank
2 Guarantee for Company Mgmt For For For
by De Facto
Controller
3 Approval of Borrowing Mgmt For For For
by a
Subsidiary
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Plan for Mgmt For For For
Performance
Deficiency
2 Authority to Mgmt For For For
Repurchase
Shares
3 Board Authorization to Mgmt For For For
Implement
Compensation
Plan
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHENG Xitai as Mgmt For For For
Independent
Director
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Part of Mgmt For For For
Ownership in a
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 07/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Wholly-owned
Subsidiary
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-backed Mgmt For For For
Beneficiary Trust
Plan
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture Mgmt For Abstain Against
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
2 Size of Issuance Mgmt For For For
3 Bond Type and Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Method of
Determination
5 Method of Issuance Mgmt For For For
6 Targets of Issuance Mgmt For For For
7 Shareholder Placement Mgmt For For For
Arrangement
8 Guarantees Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Underwriting and Mgmt For For For
Issuing
Method
11 Redemption or Resale Mgmt For For For
Provisions
12 Repayment Guarantee Mgmt For For For
Measures
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Financial Mgmt For Abstain Against
Assets
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 10/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Receive Mgmt For For For
Guarantees from a
Wholly-owned
Subsidiary
3 Approval of a Mgmt For For For
Wholly-owned
Subsidiary's
Application of
Loans
4 Authority to Give Mgmt For For For
Guarantees to a
Wholly-owned
Subsidiary
5 Approval for the Mgmt For For For
Company's Controller
To Provide Guarantees
For Huayi Brothers
International Co.,
Ltd.
6 Approval of a Mgmt For For For
Controlled
Subsidiary's Line of
Credit
7 Authority to Give Mgmt For For For
Guarantees to a
Controlled
Subsidiary
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan Adjustment Mgmt For For For
2 Application for Line Mgmt For For For
of
Credit
3 Authority to Give Mgmt For For For
Guarantees
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 01/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Qingfeng Mgmt For For For
2 Elect LIU Xin Mgmt For For For
3 Elect WANG Bing Mgmt For For For
4 Elect CHEN Tao Mgmt For For For
5 Elect WU Xiaoru Mgmt For For For
6 Elect HU Yu Mgmt For For For
7 Elect NIE Xiaolin Mgmt For For For
8 Elect Shu Huaying Mgmt For For For
9 Elect ZHANG Benzhao Mgmt For For For
10 Elect ZHAO Huifang Mgmt For For For
11 Elect LIU Jianhua Mgmt For For For
12 Elect GAO Ling Ling Mgmt For Against Against
13 Elect ZHANG Lan Mgmt For Against Against
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Plan Mgmt For For For
2 Administrative Mgmt For For For
Organization
3 Basis for Determining Mgmt For For For
Plan Participants and
Scope
4 Source, Quantity and Mgmt For For For
Allocation of
Shares
5 Validity Period, Grant Mgmt For For For
Date, Lock Up Period,
and Arrangement for
Unlocking
6 Grant Price of Mgmt For For For
Restricted Stock and
Basis for
Determination
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Adjustment Methods and Mgmt For For For
Procedures for
Incentive
Plan
9 Accounting Treatment Mgmt For For For
for Incentive
Plan
10 Related Procedures for Mgmt For For For
Incentive
Plan
11 Obligation and Rights Mgmt For For For
for the Company and
Incentive
Participants
12 Measures to Address Mgmt For For For
Changes in the
Company or Incentive
Participants
13 Principles of Mgmt For For For
Repurchase and
Cancellation for
Restricted
Stock
14 Constitution of Mgmt For For For
Procedural Rules:
Implementing
Restricted Stock
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
16 Amendments to Articles Mgmt For For For
17 Use of Idle Funds to Mgmt For For For
Implement Cash
Management
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors', Mgmt For For For
Supervisors', and
Executives'
Remuneration
6 Appointment of Auditor Mgmt For For For
7 2017 Related Party Mgmt For For For
Transactions
8 Annual Report Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption and Merger Mgmt For For For
with Shanghai Xunfei
Ruiyuan Information
Technology Co.,
Ltd.
2 Continuation in Xunfei Mgmt For For For
Jiecheng Equity
Acquisition
3 Change in Project Mgmt For For For
Implementing
Subject
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Issuance Scale Mgmt For For For
3 Bond Type and Bond Mgmt For For For
Duration
4 Issuance Method Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate and Mgmt For For For
Repaying
Method
7 Issuance Targets Mgmt For For For
8 Guarantee Measures Mgmt For For For
9 Repayment of Principal Mgmt For For For
and
Interests
10 Use of Raised Funds Mgmt For For For
11 Listing Market Mgmt For For For
12 Protection Measures Mgmt For For For
for Repayment of
Debt
13 Underwriting Method Mgmt For For For
14 Validity of Resolution Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Against Against
Guarantees For Debt
Financing of
Subsidiaries
10 For Jiangyin Donghua Mgmt For Against Against
Aluminum Technology
Co.,
Ltd
11 For Jiangyin Kema Mgmt For Against Against
Metal Products Co.,
Ltd
12 For Suzhou Akcome Mgmt For Against Against
Energy Engineering
Technology Co.,
Ltd
13 For Suzhou Akcome Film Mgmt For Against Against
New Material Co.,
Ltd
14 For Shanghai Akcome Mgmt For Against Against
Fuluona Asset
Management Co.,
Ltd
15 For Shanghai Akcome Mgmt For Against Against
Fuluona Financial
Leasing Co.,
Ltd
16 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 05/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenishment of Mgmt For For For
Working Capital with
Partial Raised
Funds
2 Settlement of Partial Mgmt For For For
Projects
3 Permanent Mgmt For For For
Replenishment of
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 06/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Management System for Mgmt For For For
Fees and Performance
of Directors and
Senior Management
(Revised June
2017)
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 03/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Strategic Cooperation Mgmt For For For
Agreement
3 Extension of Guarantee Mgmt For For For
Period
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Guarantees to Mgmt For For For
Shangdong Sishui
Kangde Xin Composite
Materials Co.,
Ltd.
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
2 Authority to Issue Mgmt For For For
Medium Term
Notes
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Purcahse
Plan
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Kangde Xin Composite Material Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Project
Implementation
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect WANG Kai as Mgmt For For For
Non-Independent
Director
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 04/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Idle Funds for Mgmt For For For
Cash
Management
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 10/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 WU Guangming Mgmt For For For
3 WU Qun Mgmt For For For
4 CHEN Penghui Mgmt For For For
5 CHEN Jian Mgmt For For For
6 JING Guomin Mgmt For For For
7 ZHENG Hongzhe Mgmt For For For
8 CHEN Ping Mgmt For For For
9 WANG Qianhua Mgmt For For For
10 LI Zubin Mgmt For For For
11 CAO Yang Mgmt For Against Against
12 XU Kunfeng Mgmt For Against Against
13 CHEN Jianjun Mgmt For For For
14 LU Zhanbin Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 12/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
61.6225% equity of
Shanghai Zhongyou
Pharmaceutical
Hi-Tech Co.,
Ltd.
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 02/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees
3 Project Construction Mgmt For For For
4 Provision of Financial Mgmt For For For
Aid
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Property Purchase Mgmt For For For
2 Inject Capital into a Mgmt For For For
Subsidiary
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees for
Continuing
Operational
Purchase
5 Elect LI Liangbin Mgmt For For For
6 Elect WANG Xiaoshen Mgmt For For For
7 Elect WANG Daifang Mgmt For For For
8 Elect SHEN Haibo Mgmt For For For
9 Elect DENG Zhaonan Mgmt For For For
10 Elect XU Xiaoxiong Mgmt For For For
11 Elect GUO Huaping Mgmt For For For
12 Elect HUANG Huasheng Mgmt For For For
13 Elect LIU Jun Mgmt For For For
14 Elect ZOU Jian Mgmt For Against Against
15 Elect LE Hongfang Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For Abstain Against
Subsidiary's
Transaction
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Amendments to Mgmt For For For
Registered
Capital
10 Amendments to Articles Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Related Party Mgmt For For For
Transactions
13 Investment in Wealth Mgmt For For For
Management
Products
14 Authority to Give Mgmt For Against Against
Guarantees
15 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
16 Preliminary Plan for Mgmt For For For
Public Issuance of
Corporate
Bonds
17 Type Mgmt For For For
18 Size of Issuance Mgmt For For For
19 Par Value and Issue Mgmt For For For
Price
20 Duration of Bond Mgmt For For For
21 Interest Rate Mgmt For For For
22 Time and Method of Mgmt For For For
Repayment of
Interest
23 Conversion Period Mgmt For For For
24 Determination of and Mgmt For For For
Adjustment to
Conversion
Price
25 Downward Adjustment Mgmt For For For
Provision on
Conversion
Price
26 Determination and Mgmt For For For
Treatment Method of
Nonconvertible
Shares
27 Redemption Provision Mgmt For For For
28 Resale Provision Mgmt For For For
29 Dividend Distribution Mgmt For For For
After
Conversion
30 Targets of Issuance Mgmt For For For
31 Placement to Mgmt For For For
Shareholders
32 Use of Proceeds Mgmt For For For
33 Guarantees Mgmt For For For
34 Validity of Resolution Mgmt For For For
35 Report on Deposit and Mgmt For For For
Use of Raised
Funds
36 Feasibility Report on Mgmt For For For
Use of
Proceeds
37 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
38 Procedural Rules for Mgmt For For For
Bondholders
Meeting
39 Shareholder Returns Mgmt For For For
Plan
40 Establishment of Mgmt For For For
Special Account of
Raised
Funds
41 Board Authorization to Mgmt For For For
Implement Bond
Issuance
42 Termination of Mgmt For For For
Preliminary Plan of
Previous Private
Placement
43 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
44 Increase of Capital in Mgmt For For For
a Wholly-owned
Subsidiary
45 Approval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TANG Xiaoqiang Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 07/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Increase in Authorized Mgmt For For For
Capital
3 Change in Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
5 Related Party Mgmt For For For
Transactions
regarding Exclusive
Sale for
Spodumene
6 Approval to Offer Loans Mgmt For For For
7 Investment in Lithium Mgmt For For For
Battery Production
Line
8 Investment in Lithium Mgmt For For For
Hydroxide Monohydrate
Project
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 01/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 05/03/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Adjustment to Mgmt For For For
Directors'
Fees
11 Amendments to Use of Mgmt For For For
Proceeds
12 Eligibility for Mgmt For For For
Private
Placement
13 Stock Type and Par Mgmt For For For
Value
14 Price of Issuance Mgmt For For For
15 Size of Issuance Mgmt For For For
16 Targets of Issuance Mgmt For For For
17 Issuance Method and Mgmt For For For
Subscription
Method
18 Lock-up Period Mgmt For For For
19 Listing Market Mgmt For For For
20 Size and Purpose of Mgmt For For For
Raised
Funds
21 Distribution of Mgmt For For For
Accumulated Retained
Profits
22 Validity of Resolution Mgmt For For For
23 Preliminary Plan for Mgmt For For For
Private
Placement
24 Report on Deposit and Mgmt For For For
Use of Raised
Funds
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
27 Board Authorization to Mgmt For For For
Implement Private
Placement
28 Repurchase Guarantee Mgmt For For For
for Financial
Leasing
29 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
30 Remuneration Mgmt For For For
Management Measures
for Directors and
Supervisors
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Management Measures on Mgmt For For For
Implementation and
Appraisal of Employee
Stock Options
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Price Mgmt For For For
5 Size of Issuance Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Method of Issuance and Mgmt For For For
Subscription
Method
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Amount and Purpose of Mgmt For For For
Raised
Funds
11 Distribution for Mgmt For For For
Accumulated Retained
Profits
12 Validity Period Mgmt For For For
13 Preplan for Private Mgmt For For For
Placement
14 Feasibility Report for Mgmt For For For
Use of
Proceeds
15 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
16 Diluted Immediate Mgmt For For For
Returns and Filling
Measures
17 Commitments Related to Mgmt For For For
Share
Dilution
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Related Party Mgmt For For For
Transactions
11 Approval of Risk Mgmt For For For
Investment Using Idle
Funds
12 Management System for Mgmt For For For
Risk
Investment
13 Supervisors' Report Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 03/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Internal Control Mgmt For For For
Self-Assessment
Report
9 Appointment of Auditor Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Approve Use of Idle Mgmt For For For
Raised Funds to
Conduct Cash
Management
13 Approve Use of Idle Mgmt For For For
Own Funds to Conduct
Cash
Management
14 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
15 Adoption of Management Mgmt For Against Against
System for Employee
Share Purchase
Plan
16 Board Authorization to Mgmt For Against Against
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect YANG Yan as Mgmt For Against Against
Supervisor
3 Elect WAN Lianbu Mgmt For For For
4 Elect ZHANG Xiaoyi Mgmt For For For
5 Elect GAO Yiwu Mgmt For For For
6 Elect CHEN Hongkun Mgmt For For For
7 Elect CUI Bin Mgmt For For For
8 Elect WANG Rong Mgmt For For For
9 Elect WANG Xiaofeng Mgmt For For For
10 Elect ZHU Zuqiang Mgmt For For For
11 Elect LV Xiaofeng Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 08/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors and Senior Mgmt For For For
Management's
Fees
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Approval of Leasing Mgmt For For For
from De Facto
Controller
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 06/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Types of Securities Mgmt For For For
3 Issuance Scale Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Term of Bonds Mgmt For For For
6 Interest Rate Mgmt For For For
7 Term and Methods of Mgmt For For For
Interest
Payment
8 Guarantee Issues Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment to
Conversion
Price
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Determination Method Mgmt For For For
of Conversion
Amount
13 Redemption Clause Mgmt For For For
14 Putable Clause Mgmt For For For
15 Allocation of Annual Mgmt For For For
dividends Regarding
Convertible
Shares
16 Issuance Methods and Mgmt For For For
Targets
17 Allocation Arrangement Mgmt For For For
to Original
Shareholders
18 Bondholder Meetings Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Deposit Account of Mgmt For For For
Raised
Funds
21 Validity of Mgmt For For For
Convertible
Bonds
22 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Analytical Report on Mgmt For For For
Public Issuance of
Convertible Corporate
Bonds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
26 Dilution Measures and Mgmt For For For
Commitment on Public
Issuance of
Convertible Corporate
Bonds
27 Board or Key Persons Mgmt For For For
Authorization to
Implement Public
Issuance of
Convertible Corporate
Bonds
28 Constitution of Mgmt For For For
Procedural Rules:
Bondholder
Meetings
29 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 06/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Qunfei Mgmt For For For
2 Elect ZHENG Junlong Mgmt For For For
3 Elect ZHOU Xinyi Mgmt For For For
4 Elect YAO Yulei Mgmt For For For
5 Elect YAO Yulun Mgmt For For For
6 Elect TANG Guoping Mgmt For For For
7 Elect WANG Yigao Mgmt For For For
8 Elect KUANG Hongfeng Mgmt For For For
9 Elect WENG Yongjie Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 09/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Maturity and Type Mgmt For For For
5 Interest Rate and Mgmt For For For
Interest
Payment
6 Guarantee Clause Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Target of Subscription Mgmt For For For
and Placement to
Shareholders
10 Listing Market Mgmt For For For
11 Debt Repayment Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
14 Approval to Hold The Mgmt For For For
First Extraordinary
Meeting in
2016
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Change in Authorized Mgmt For For For
Capital
10 Amendments to Articles Mgmt For For For
11 Elect Non-Independent Mgmt For For For
Director: PU
Zhongjie
12 Elect Non-Independent Mgmt For For For
Director: MA
Yupu
13 Elect Non-Independent Mgmt For For For
Director: XU
Yang
14 Elect Non-Independent Mgmt For Against Against
Director: LIN
Lei
15 Elect Independent Mgmt For For For
Director: CHEN
Lei
16 Elect Independent Mgmt For For For
Director: XU
Meng
17 Elect Independent Mgmt For For For
Director: FU
Lijia
18 Elect LI Guoqiang Mgmt For Against Against
19 Elect GUO Wuyi Mgmt For For For
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 02/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation on 2016 Mgmt For For For
Routine Related Party
Transactions
2 Approval to Increase Mgmt For For For
Routine Related Party
Transactions
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
6 Subscription of Huaxia Mgmt For For For
Insurance
7 Subscription of Leran Mgmt For For For
Investment
8 Transfer of Equity Mgmt For For For
Stake in a Controlled
Subsidiary
9 Waiver of Preemptive Mgmt For For For
Rights to Capital
Increase and Equity
Transfer
10 Amendments to Mgmt For Abstain Against
Administrative
Measures for
Guarantees
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Audited Financial Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Approval of 2016 Mgmt For For For
Additional Related
Party
Transactions
10 Approval of 2017 Mgmt For For For
Projected Related
Party
Transactions
11 Directors' Fees Mgmt For For For
12 Elect LIU Shuqing as Mgmt For For For
Director
13 Shareholder Returns Mgmt For For For
Plan
14 Temporary Replenish Mgmt For For For
Working Capital with
Idle
Funds
15 Report on Deposit and Mgmt For For For
Use of Raised
Funds
16 Approval to Postpone Mgmt For For For
Senior Executives'
and Employees' Share
Increasing
Plan
17 Elect ZHENG Lu as Mgmt For For For
Independent
Director
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 08/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Size of Issuance Mgmt For For For
5 Issuance Method Mgmt For For For
6 Maturity Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Market Location Mgmt For For For
10 Board Authorization Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Capital
Management
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 03/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal on the Change Mgmt For For For
of the Use of Some
Proceeds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 11/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Nationz Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
300077 CINS Y6206N101 04/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Superivors' Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 Financial Report and Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Cash Management with Mgmt For For For
Idle
Funds
9 Modification of Mgmt For For For
Investment
10 By-election of Mgmt For For For
Independent
Director
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 01/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Investment and Mgmt For Abstain Against
Related Party
Transactions
2 Equity Acquisition Mgmt For Abstain Against
3 Intra-company Agreement Mgmt For Abstain Against
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect Non-Independent Mgmt For For For
Director: WU
Jinfeng
8 Elect Non-Independent Mgmt For For For
Director: SUN
Yuguo
9 Elect Non-Independent Mgmt For For For
Director: CHENG
Peng
10 Elect Non-Independent Mgmt For For For
Director: ZHENG
Yongjin
11 Elect Non-Independent Mgmt For For For
Director: ZHONG
Xiangping
12 Elect Non-Independent Mgmt For For For
Director: ZHAN
Weibiao
13 Elect Independent Mgmt For For For
Director: REN
Guangming
14 Elect Independent Mgmt For For For
Director: LI
Xiang
15 Elect Independent Mgmt For For For
Director: WU
Aijin
16 Elect XU Jinhui Mgmt For For For
17 Elect LIU Zheng Mgmt For Against Against
18 Independent Directors' Mgmt For For For
Fees
19 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
20 Related Party Mgmt For For For
Transactions
21 Authority to Give Mgmt For For For
Guarantees
22 Approval of Borrowing Mgmt For For For
of a
Subsidiary
23 Establishment of an Mgmt For For For
Acquisition
Fund
24 Commitment to Mgmt For For For
Compensate for
Remaining Balance of
Acquisition Fund in
Proportion to
Partnership
Share
25 Increase in Investment Mgmt For For For
Using Raised
Funds
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 09/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value and Offering Mgmt For For For
Size
3 Subscribers Mgmt For For For
4 Price Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Bond Term Mgmt For For For
7 Offering Method and Mgmt For For For
Arrangement
8 Method of Repayment Mgmt For For For
9 Guarantee Mgmt For For For
10 Redemption Clause Mgmt For For For
11 Bond Listing Mgmt For For For
12 Safeguard Measures for Mgmt For For For
Debt
Replacement
13 Underwriting Method Mgmt For For For
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Issue Mgmt For For For
Ultra Short-term
Financial
Bill
10 Appointment of Auditor Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees
12 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
13 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Private Mgmt For For For
Placement
2 Amendments to Mgmt For For For
Preliminary Plan of
Private
Placement
3 Conditional Mgmt For For For
Subscription
Agreement
4 Conditional Mgmt For For For
Supplementary
Agreement
5 Related Party Mgmt For For For
Transactions
Regarding Private
Placement
6 Exemption from Tender Mgmt For For For
Offer
Obligation
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 01/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For Abstain Against
Investment
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU DABIN Mgmt For Against Against
2 Elect SUN JUANXIA Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension on Mgmt For For For
Resumption of Trading
on Major Asset
Restructuring
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and Cancel
Shares
9 Board Authorization to Mgmt For For For
Implement Repurchase
or Donation of
Shares
10 Decrease in Authorized Mgmt For For For
Capital
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 08/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Mgmt For For For
Authorized
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 10/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DENG Pan Mgmt For For For
2 Elect HU Bin Mgmt For For For
3 Elect YAO Wenzhe Mgmt For For For
4 Elect LI Haosheng Mgmt For For For
5 Elect HUANG Yingchun Mgmt For For For
6 Elect WU Linguang Mgmt For For For
7 Elect LI Renyu Mgmt For For For
8 Elect LEI Jiasu Mgmt For For For
9 Elect JIANG Zhaodong Mgmt For For For
10 Elect QI Huimin Mgmt For Against Against
11 Elect YU Long Mgmt For For For
12 Constitution of Mgmt For For For
Procedural Rules:
Management Rules for
Remuneration and
Performance of
Directors,
Supervisors and
Officers
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
China Europe Shun
Properties Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Liaocheng Rongsheng
Real Estate
Development Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees Chongqing
Rongsheng Xinyu Real
Estate Development
Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees Zhejiang
Rongsheng billion Xin
Real Estate
Development Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to
Zhejiang Rongsheng a
Hong Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Board Authorization to Mgmt For For For
Implement Debt
Instrument
Issuance
3 Authority to Give Mgmt For Against Against
Guarantees for
Nanjing Rongsheng
Shengtai Real Estate
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees for
Shandong Rongfa Real
Estate Development
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees for
Langfang Development
Zone Rongsheng Real
Estate Development
Co.,
Ltd
6 Election of CHEN Mgmt For For For
Jinhai as
Director
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Liaocheng
Risesun
2 Authority to Give Mgmt For Against Against
Guarantees for
Shenyang
Risesun
3 Authority to Give Mgmt For Against Against
Guarantees for
Huangshan
Risesun
4 Authority to Give Mgmt For Against Against
Guarantees for
Sizhonghuilian
5 Authority to Give Mgmt For Against Against
Guarantees for Hebei
Risesun
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Audited Financial Mgmt For For For
Report and Audit
Report
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Statements Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Give Mgmt For Against Against
Guarantees to Handan
Risesun Real Estate
Development Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Risesun
Jinxiu Tiandi Real
Estate Development
Co.,
Ltd.
13 Authority to Give Mgmt For Against Against
Guarantees to
Changsha Rongxiang
Real Estate
Development Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Development
District Risesun Real
Estate Development
Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
Shenyang Rongsheng
Real Estate
Development
2 Authority to Give Mgmt For Against Against
Guarantees to
Rongsheng (Wuhu) Real
Estate
3 Authority to Give Mgmt For Against Against
Guarantees to
Bengbu Rongsheng
Dingye Real Estate
Development
4 Authority to Give Mgmt For Against Against
Guarantees to
Chongqing Rongsheng
Xinyu Real Estate
Development
5 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Rong Yu
Property
6 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Rong Ting
Property
7 Authority to Give Mgmt For Against Against
Guarantees to Jinan
Glory Real Estate
Development
8 Authority to Give Mgmt For Against Against
Guarantees to Jinan
Rongfeng Real Estate
Development
9 Authority to Give Mgmt For Against Against
Guarantees to
Nanjing Rongsheng Real
Estate
10 Authority to Give Mgmt For Against Against
Guarantees to
Tangshan Rongsheng
Real Estate
Development
11 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Xieyi
Landscaping
Engineering
12 Authority to Give Mgmt For Against Against
Guarantees to Hebei
Rongsheng Xingcheng
Investment
13 Authority to Give Mgmt For Against Against
Guarantees to
Rongsheng (Xuzhou)
Real Estate
Development
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Risesun Property Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to Nanjing
Risesun Shengjing
Property Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to Risesun
Xuzhou Real Estate
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Langfang Xieyi
Landscaping Projects
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Henan
Rongyou Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/10/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Method of Issuance Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Volume Mgmt For For For
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Pricing Base Date and Mgmt For For For
Issuance
Price
7 Lock-up Period Mgmt For For For
Arrangements
8 Listing Market Mgmt For For For
9 Amount and Use of Mgmt For For For
Raised
Funds
10 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Previous to
Issuance
11 Validity Period of Mgmt For For For
Resolution
12 Preliminary Plan for Mgmt For For For
Private
Placement
13 Feasibility Report for Mgmt For For For
Use of
Proceeds
14 Influence on Main Mgmt For For For
Financial Indicators
by Diluted Immediate
Returns
15 Commitments of the Mgmt For For For
Company's Controlling
Shareholders,
Directors, and Senior
Management for
Implementation of
Dilution
Measures
16 Board Authorization to Mgmt For For For
Implement Private
Placement
17 Special Report for Mgmt For For For
Previously Raised
Funds
18 Plan for Shareholders Mgmt For For For
Profit Return
(2016-2018)
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up Plan for Mgmt For For For
Balance Payments for
House
Purchases
2 Provision of Mgmt For For For
Discrepancy
Credit
3 Board Authorization to Mgmt For For For
Implement Balance
Payment Plan for
House
Purchases
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
3 Authority to Give Mgmt For For For
Guarantees for
Xianghe Varytown
Industry Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees for
Tangshan Riseun Real
Estate Development
Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees for Xuzhou
Rongkai Property Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/01/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Huang Mgmt For For For
Yuhua as Independent
Director
2 Authority to Give Mgmt For For For
Guarantees to Nanjing
Risesun Property Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to Nanjing
Rongting Property
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to Nanjing
Rongyu Property Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees to Jinan
Rongfeng Property
Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees to Jinan
Rongyao Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to
RongSheng KangLu
Investment Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
HuangShang RongSheng
Real Estate
Development Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
TangShan RongSheng
Real Estate
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to
Changsha RongCheng
Real Estate
Development Co.,
Ltd.
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 03/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Investment in Wealth Mgmt For For For
Management Products
with Idle Raised
Funds
8 Investment in Wealth Mgmt For For For
Management Products
with Idle Proprietary
Funds
9 Amendments to Articles Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Amendments to Mgmt For For For
Procedural
Rules
12 Election of Mgmt For Against Against
Supervisory
Board
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Source, Size and Mgmt For For For
Distribution
2 Valid Period, Grant Mgmt For For For
Date, Locking and
Vesting
Period
3 Grant Price and Mgmt For For For
Determination
Method
4 Vesting Conditions Mgmt For For For
5 Procedures for Mgmt For For For
Adjustment
6 Accounting Treatment Mgmt For For For
7 Procedures for Grant Mgmt For For For
and
Vesting
8 Rights and Obligations Mgmt For For For
of the Company and
Participants
9 Alternation and Mgmt For For For
Termination of
Plan
10 Repurchase and Mgmt For For For
Cancellation
11 Measures for Mgmt For For For
Implementation and
Appraisal of
Restricted Share
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Restricted
Share Incentive
Plan
13 Amendments to Use of Mgmt For For For
Proceeds
14 Size and Method Mgmt For For For
15 Issuance Targets Mgmt For For For
16 Type and Duration Mgmt For For For
17 Par Value and Issue Mgmt For For For
Price
18 Interest Rate Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Guarantee Clauses Mgmt For For For
21 Principal and Mgmt For For For
Interests Repayment
Method
22 Listing Place Mgmt For For For
23 Underwriting Method Mgmt For For For
24 Valid Period of Mgmt For For For
Resolution
25 Eligibility for Bond Mgmt For For For
Issuance
26 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 12/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Equity Mgmt For For For
Investment
Fund
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Increase in Registered Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Senior Managers' Fees Mgmt For For For
7 Related transactions Mgmt For For For
with Shanxi Finance
Investment Holding
Group Co., Ltd. and
its affiliated
companies
8 Related transactions Mgmt For For For
with Taiyuan Iron and
Steel (Group) Co.,
Ltd. and its
affiliated
companies
9 Related transactions Mgmt For For For
with Shanxi
International Power
Group Co., Ltd. and
its affiliated
companies
10 Transactions with Mgmt For For For
companies at which
the Company's
directors,
supervisors and
senior managers serve
as directors and
senior
managers
11 Transactions with Mgmt For For For
Deutsche Bank Co.,
Ltd. and its
affiliated companies,
and other
transactions
stipulated by
relevant
regulations
12 Appointment of Auditor Mgmt For Against Against
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 07/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size of Issuance Mgmt For For For
3 Placement to Mgmt For For For
Shareholder
Arrangements
4 Maturity Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Issuance Targets and Mgmt For For For
Method
8 Payment of Principal Mgmt For For For
and
Interest
9 Purpose of Raised Funds Mgmt For For For
10 Listing Market Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
14 Guarantee Measures for Mgmt For For For
Corporate Bond
Issuance
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 09/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Counter
Guarantees
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adoption of the Second Mgmt For For For
Phrase of Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock
Ownership Plan
________________________________________________________________________________
Shenzhen Infogem Technologies Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300085 CINS Y7744Q101 05/04/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Elect ZHANG Xuejun Mgmt For Against Against
8 Elect HE Hua Mgmt For For For
9 Elect CHEN Xiangjun Mgmt For Against Against
10 Elect LI Jun Mgmt For For For
11 Elect FENG Jun Mgmt For For For
12 Elect LIU Yi Mgmt For For For
13 Elect ZHENG Xueding Mgmt For For For
14 Elect GUO Fei Mgmt For For For
15 Elect HE Jian Mgmt For For For
16 Elect WANG Wanxin Mgmt For For For
17 Elect LI Wenzhen Mgmt For Against Against
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
21 Extension of Validity Mgmt For For For
of Private
Placement
22 Board Authorization to Mgmt For For For
Implement Validity
Extension of Private
Placement
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Increase of Mgmt For For For
Proprietary Funds to
Invest in Wealth
Management
Products
9 Investment in Wealth Mgmt For For For
Management Products
by Idle Raised
Funds
10 Replenishment of Mgmt For For For
Working Capital with
Raised
Funds
11 Adjustment to Project Mgmt For For For
Funded by Excessive
Raised
Funds
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Third Phase Stock Mgmt For For For
Option Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Implementation
and Appraisal of
Stock Option
Plan
3 Board Authorization Mgmt For For For
for Stock Option Plan
Implementation
4 Authority to Give Mgmt For For For
Guarantees
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Financial Management
System
________________________________________________________________________________
Shenzhen Jinjia Color Printing Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002191 CINS Y7743D101 01/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Strategic Agreement Mgmt For For For
________________________________________________________________________________
Shenzhen Jinjia Color Printing Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002191 CINS Y7743D101 07/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Strategic Partnership Mgmt For For For
Agreement with Yadong
Fosun Rui Zhe An Tai
Development Co.,
Ltd.
3 Eligibility for Mgmt For For For
Private
Placement
4 Share Type and Par Mgmt For For For
Value
5 Issuing Method and Time Mgmt For For For
6 Offering Price and Mgmt For For For
Pricing
Principle
7 Size of Issuance Mgmt For For For
8 Issuing Target and Mgmt For For For
Subscription
Method
9 Lock-up Period Mgmt For For For
10 Amount and Use of Mgmt For For For
Proceeds
11 Distribution Mgmt For For For
Arrangement for
Accumulated
Profits
12 Validity Period of Mgmt For For For
Resolution
13 Listing Place Mgmt For For For
14 Preliminary Plan of Mgmt For For For
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 No Report Necessary Mgmt For For For
for the Deposit and
Use of Raised
Funds
17 Related Party Mgmt For For For
Transaction Involved
in Private
Placement
18 Conditional Share Mgmt For For For
Subscription
Agreement with Yadong
Fosun Rui Zhe An Tai
Development Co.,
Ltd.
19 Conditional Share Mgmt For For For
Subscription
Agreement with
Shenzhen Jin Jia
Venture Investment
Co.,
Ltd.
20 Conditional Share Mgmt For For For
Subscription
Agreement with HUANG
Hua
21 Conditional Share Mgmt For For For
Subscription
Agreement with HOU
Xudong
22 Conditional Share Mgmt For For For
Subscription
Agreement with LI
Dehua
23 Conditional Share Mgmt For For For
Subscription
Agreement with ZHANG
Mingyi
24 Board Authorization to Mgmt For For For
Implement Private
Placement
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
27 Amendments to Mgmt For Abstain Against
Management System for
Use and Deposit of
Raised
Funds
28 Open Special Bank Mgmt For For For
Account for
Proceeds
29 Waiver of Mandatory Mgmt For For For
Takeover Requirement
for Shenzhen Jin Jia
Venture Investment
Co.,
Ltd.
30 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Investment
Project
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Mgmt For For For
Implementation
Principal and
Location of
Projects
2 Authority to Give Mgmt For Against Against
Guarantees
3 Foreign-Exchange Mgmt For For For
Derivative
Transactions
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 04/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Repurchase and Mgmt For For For
Cancellation of
Restricted
Shares
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For Against Against
Guarantees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 07/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Authority to Give Mgmt For Against Against
Guarantees and Bank
Credit
3 Objective of Plan Mgmt For For For
4 Administrator Mgmt For For For
5 Plan Participants Mgmt For For For
6 Plan Participants for Mgmt For For For
Stock
Reservation
7 Scope and List of Mgmt For For For
First Grant
Participants and
Results
8 Source and Number of Mgmt For For For
Shares
9 Validity Period, Grant Mgmt For For For
Date, Lock-up Period,
Unlocking Date,
Restriction
Period
10 Grant Price and Mgmt For For For
Determination
Method
11 Conditions for Mgmt For For For
Granting and
Unlocking
12 Methods and Procedures Mgmt For For For
for
Adjustments
13 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
14 Accounting Treatment Mgmt For For For
and Calculation of
Fair
Value
15 Procedures for Mgmt For For For
Implementing Plan,
Granting Rights and
Interests, and
Exercise and
Unlocking for Plan
Participants
16 Rights and Obligations Mgmt For For For
for Company and Plan
Participants
17 Alteration and Mgmt For For For
Termination of
Plan
18 Base and Scope for Mgmt For For For
Plan
Participants
19 Name List of Mgmt For For For
Participants and
Distribution
Results
20 Source and Number of Mgmt For For For
Underlying
Stocks
21 Validity Period, Grant Mgmt For For For
Date, Waiting Period
and Vesting Date of
Stock Option
Incentive
Plan
22 Exercise Price for Mgmt For For For
Options and
Determination
Method
23 Conditions for Grant Mgmt For For For
and
Excercise
24 Adjustment Method and Mgmt For For For
Procedure of
Plan
25 Accounting Treatment Mgmt For For For
and Calculation of
Fair Value of
Restricted
Shares
26 Draft of Plan, Mgmt For For For
Procedures for
Implementation, and
Granting and
Exercising
Rights
27 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
28 Change and Termination Mgmt For For For
of Stock Appreciation
Right
Plan
29 Constitution of Mgmt For For For
Appraisal Management
Measures for Stock
Incentive
Plan
30 Board Authorization to Mgmt For For For
Implement
Plan
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Issuance Volume Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Arrangement for Mgmt For For For
Placement to
Shareholders
5 Issuance Targets Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Bond Duration Mgmt For For For
8 Interest Rates and its Mgmt For For For
Determination
Method
9 Purpose of Raised Funds Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Guarantees Mgmt For For For
12 Listing Market Mgmt For For For
13 Validity Period of Mgmt For For For
Resolution
14 Authorization for Mgmt For For For
Corporate Bond
Issuance
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(1)
2 Amendments to Articles Mgmt For For For
(2)
3 Authority to Give Mgmt For Against Against
Guarantees
4 Amendments to Mgmt For For For
Administrative
Measures for Raised
Funds
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Expansion of Business Mgmt For For For
Scope
7 Amendments to Articles Mgmt For For For
8 Employee Stock Mgmt For Against Against
Ownership
Plan
9 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YE Chenghai Mgmt For For For
2 Elect Kevin YE Sing Mgmt For Against Against
3 Elect CAI Junfeng Mgmt For For For
4 Elect YE Yuyun Mgmt For For For
5 Elect WEN Zhongyi Mgmt For For For
6 Elect YANG Jianfeng Mgmt For For For
7 Elect HAN Wenjun Mgmt For For For
8 Elect HE Suying Mgmt For For For
9 Elect WANG Hongxin Mgmt For For For
10 Elect LI Aizhen Mgmt For Against Against
11 Elect TANG Ji Mgmt For For For
12 Independent Directors' Mgmt For For For
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 03/31/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Elect YU Haibin Mgmt For For For
10 Elect QU Daokui Mgmt For For For
11 Elect WANG Hongyu Mgmt For For For
12 Elect SHI Zelin Mgmt For For For
13 Elect LIANG Bo Mgmt For For For
14 Elect ZHAO Qingdang Mgmt For For For
15 Elect SONG Tingfeng Mgmt For For For
16 Elect ZHU Xiangyang Mgmt For For For
17 Elect SANG Zigang Mgmt For Against Against
18 Elect QIU Yang Mgmt For Against Against
19 Elect LU Zuxiang Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 08/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Pricing Base Date Mgmt For For For
5 Size of Issuance and Mgmt For For For
Raised
Fund
6 Purpose of Raised Funds Mgmt For For For
7 Issuance Targets Mgmt For For For
8 Subscription Method Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Listing Market Mgmt For For For
12 Validity Period Mgmt For For For
13 Pre-plan for Private Mgmt For For For
Placement
14 Feasibility Report for Mgmt For For For
Use of
Proceeds
15 Report on Previously Mgmt For For For
Raised
Funds
16 Connected Transactions Mgmt For For For
for Private
Placement
17 Conditional Share Mgmt For For For
Subscription
Agreements
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Board Authorization to Mgmt For For For
Implement Share
Offering
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sichuan Chengfei Integration Technology Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002190 CINS Y79254119 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Capital Mgmt For For For
2 Increase in Capital Mgmt For For For
Agreements
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Financing Mgmt For For For
from Banks and
Financial
Institutions
8 Related Party Mgmt For For For
Transactions
9 Shareholder Returns Mgmt For For For
Plan
10 Amendment to Existing Mgmt For For For
Employee Restricted
Share
Plan
11 Purpose and Usage to Mgmt For For For
be
Repurchase
12 Manner of Repurchase Mgmt For For For
13 Pricing Principles of Mgmt For For For
Repurchase
14 Type, Volume and Mgmt For For For
Percentage of Shares
to be
Repurchase
15 Source of Fund to be Mgmt For For For
Used for
Repurchase
16 Period for Repurchase Mgmt For For For
17 Board Authorization to Mgmt For For For
Repurchase
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Size Mgmt For For For
3 Bond Type and Duration Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Interest Rate and Mgmt For For For
Determination
Method
6 Guarantee Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provisions
8 Use of Proceeds Mgmt For For For
9 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
10 Listing Arrangement Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Valid Period Of Mgmt For For For
Resolution
13 Board Authorization to Mgmt For For For
Implement Debt
Issuance
14 Termination of Mgmt For For For
Projects and
Replenish Working
Capital with Raised
Proceeds
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 11/14/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Implementation of Mgmt For For For
Employee Restricted
Shares
Plan
2 Domestic and Overseas Mgmt For For For
Administrative
Measures of Employee
Restricted Shares
Plan
3 Implementation Bodies Mgmt For For For
of Employee
Restricted Shares
Plan
4 Change of Use of Mgmt For For For
Shares Repurchased as
Source of Employee
Restricted Shares
Plan
5 Employee Restricted Mgmt For For For
Shares Plan and Its
Summary
6 Implementation and Mgmt For For For
Appraisal
Administrative
Measures of Employee
Restricted Shares
Plan
7 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Sinodata Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002657 CINS Y7762H108 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For Abstain Against
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Borrowing Mgmt For Against Against
7 Investment in Wealth Mgmt For For For
Management Products
Using Idle Raised
Funds
8 Investment in Wealth Mgmt For For For
Management Using
Owned
Capital
9 Adjustment in Use of Mgmt For For For
Raised
Funds
10 Authority to Give Mgmt For For For
Guarantees
11 Elect GUO Tong as Mgmt For Against Against
Supervisor
12 Elect WANG Liang as Mgmt For For For
Non-Independent
Director
13 Independent Directors' Mgmt For For For
Fees
14 Chairman's Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sinodata Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002657 CINS Y7762H108 07/08/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Purchase
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Employee Stock
Purchase
Plan
3 Board Authorization Mgmt For For For
for Employee Stock
Purchase
Plan
________________________________________________________________________________
Sinodata Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002657 CINS Y7762H108 07/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Yedong Mgmt For For For
2 Elect SHEN Sha Mgmt For For For
3 Elect HE Zhe Mgmt For For For
4 Elect ZHAO Xuerong Mgmt For For For
5 Elect HE Yan Mgmt For For For
6 Elect LIU Kaitong Mgmt For For For
7 Elect BAI Tao Mgmt For Against Against
8 Elect ZHAO Yan Mgmt For Against Against
9 Elect GU Lingyun Mgmt For For For
10 Elect WANG Liang Mgmt For For For
11 Elect SUN Xin Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 03/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and reports Mgmt For For For
3 Profit distribution Mgmt For For For
plan
4 Annual report Mgmt For For For
5 Audit report Mgmt For For For
6 Directors' reports Mgmt For For For
7 Supervisors' reports Mgmt For For For
8 Appointment of audit Mgmt For For For
firm
9 Repurchase and Mgmt For For For
cancellation of the
locked restricted
shares
10 Elect YU Qinyi Mgmt For For For
11 Amendments to the Mgmt For For For
company's articles of
association
12 Eligibility for Mgmt For For For
Private
Placement
13 Stock Type and Par Mgmt For For For
Value
14 Method and Time of Mgmt For For For
Issuance
15 Issuance Targets Mgmt For For For
16 Issuance Price and Mgmt For For For
Pricing
Benchmark
17 Issuance Amount Mgmt For For For
18 Subscription Method Mgmt For For For
19 Lock-Up Period Mgmt For For For
20 Listing Market Mgmt For For For
21 Amount and Use of Mgmt For For For
Raised
Funds
22 Arrangement of Mgmt For For For
Accumulated
Undistributed
Profits
23 Validity of Resolution Mgmt For For For
24 Preliminary Plan for Mgmt For For For
Private
Placement
25 Feasibility Report on Mgmt For For For
Use of Raised
Funds
26 Analytical Report on Mgmt For For For
Private
Placement
27 Use of Previously Mgmt For For For
Raised
Funds
28 Shareholder Return Plan Mgmt For For For
29 Board Authorization to Mgmt For For For
Implement Private
Placement
30 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
31 Set-up of Deposit Mgmt For For For
Account for Raised
Funds
32 Amendments to Articles Mgmt For Abstain Against
after Private
Placement
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 08/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Qiaoling Mgmt For For For
2 Elect HUANG Qiaolong Mgmt For For For
3 Elect ZHANG Xian Mgmt For For For
4 Elect ZHANG Jiankun Mgmt For For For
5 Elect LIU Yan Mgmt For For For
6 Elect SHANG Lingxia Mgmt For For For
7 Elect LAN Ke Mgmt For For For
8 Elect HE Siyuan Mgmt For For For
9 Elect FANG Dongbiao Mgmt For For For
10 ZHU Hualu Mgmt For Against Against
11 XU Jie Mgmt For For For
12 Amendments to Articles Mgmt For Abstain Against
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
14 Directors', Mgmt For For For
Supervisors', and
Executives'
Fees
________________________________________________________________________________
Sumavision Technologies Company Limited
Ticker Security ID: Meeting Date Meeting Status
300079 CINS Y81861109 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors and Mgmt For For For
Supervisors'
Fees
________________________________________________________________________________
Sumavision Technologies Company Limited
Ticker Security ID: Meeting Date Meeting Status
300079 CINS Y81861109 11/07/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ZHENG Haitao Mgmt For For For
2 MEI Meng Mgmt For For For
3 ZHANG Gang Mgmt For For For
4 WANG Wanchun Mgmt For For For
5 LIN Feng Mgmt For For For
6 HE Peizhong Mgmt For For For
7 ZHU Chafen Mgmt For For For
8 ZHOU Xin Mgmt For Against Against
9 TAI Zhiqiang Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Mgmt For For For
Project
Investment
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 03/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: ZHANG
Jindong
2 Elect Non-Independent Mgmt For Against Against
Director: SUN
Weimin
3 Elect Non-Independent Mgmt For Against Against
Director: REN
Jun
4 Elect Non-Independent Mgmt For For For
Director: MENG
Xiangsheng
5 Elect Non-Independent Mgmt For For For
Director: ZHANG
Yu
6 Elect Non-Independent Mgmt For For For
Director: YANG
Guang
7 Elect Independent Mgmt For For For
Director: SHEN
Houcai
8 Elect Independent Mgmt For For For
Director: LIU
Shiping
9 Elect Independent Mgmt For For For
Director: FANG
Xianming
10 Elect LI Jianying Mgmt For Against Against
11 Elect WANG Xiaoling Mgmt For For For
12 Approval to Set Up A Mgmt For For For
Special
Committee
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 04/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value, Size and Mgmt For For For
Method of
Issuance
3 Targets of Issuance Mgmt For For For
4 Duration of Bond Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Listing Market Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Previous
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Approval of Wealth Mgmt For For For
Management
10 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Funds
11 Approval of Risk Mgmt For For For
Investment
12 Expansion of Business Mgmt For For For
Scope
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/28/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Transfer of Mgmt For For For
Equity of
Subsidiary
2 Proposal to Provide Mgmt For For For
Financial
Aid
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For Against Against
Guarantees
8 Draft Pool Business Mgmt For For For
9 Transfer of Financial Mgmt For For For
Assets and Repurchase
Business
10 Investment in Wealth Mgmt For For For
Management
Products
11 Appointment of Auditor Mgmt For For For
12 Elect SHI Guoping as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 09/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
5 Constitution of Mgmt For For For
Procedural Rules:
Risk
Investment
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
External
Guarantee
8 Authority to Give Mgmt For For For
Guarantees for House
Rental
9 Authority to Give Mgmt For For For
Guarantees for
Subsidiary
10 Approval of Guarantee Mgmt For For For
Amount for
Subsidiaries
11 Authority to Give Mgmt For For For
Guarantees to Gold
Mantis Deluxe Science
and Technology
(Suzhou) Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to
Singapore Gold Mantis
Pte.
Ltd.
13 Elect ZHU Panying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 04/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Progress of Asset Mgmt For For For
Acquisition by Stock
and Extension of
Resuming
Trading
2 Approval of Line of Mgmt For For For
Credit
3 Approval to Implement Mgmt For For For
Venture
Capital
4 Elect BU Yong as Mgmt For For For
Non-Independent
Director
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 05/10/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Increase in Authorized Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 06/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Yugen Mgmt For For For
2 Elect QIAO Yi Mgmt For For For
3 Elect WU Jiafu Mgmt For For For
4 Elect BU Yong Mgmt For For For
5 Elect HUANG Peng Mgmt For For For
6 Elect FENG Chuan Mgmt For For For
7 Elect XU Yonghong Mgmt For Against Against
8 Elect CHEN Xi Mgmt For For For
9 Authority to Issue Mgmt For For For
Short-term Commercial
Papers and
Medium-Term
Notes
10 Authority to Mgmt For For For
Medium-Term
Notes
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For Abstain Against
3 Related Party Mgmt For Abstain Against
Transactions
4 Investment in Project Mgmt For For For
Construction
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Change in Use of Mgmt For For For
Raised
Funds
10 Authority to Issue Mgmt For For For
Wealth Management
Financing
Tool
11 Authority to Issue Mgmt For For For
Overseas
Bonds
12 Elect QIN Yumao Mgmt For For For
13 Elect AN Yanqing Mgmt For For For
14 Elect ZHANG Changxu Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Weiping Mgmt For For For
2 Elect WU Wei Mgmt For For For
3 Elect ZOU Jun Mgmt For For For
4 Elect JIANG Anqi Mgmt For For For
5 Elect DU Kunlun Mgmt For For For
6 Elect PAN Ying Mgmt For For For
7 Elect WEI Xianghui Mgmt For For For
8 YANG Qing Mgmt For For For
9 YAN Jin Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 03/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Independent
Directors
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
External Guarantee
Management
System
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision Making
System for Related
Party
Transactions
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provisions for Asset Mgmt For For For
Depreciation
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Give Mgmt For For For
Guarantees
5 Supervisors' Report Mgmt For For For
6 Directors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
12 Auditor Appointment Mgmt For Abstain Against
System
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 05/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Equity Mgmt For For For
Interests in a Joint
Stock
Company
2 Eligibility for Mgmt For For For
Issuance of Stocks w/
Preemptive
Rights
3 Type and Par Value Mgmt For For For
4 Issuance Methods Mgmt For For For
5 Issuance Base, Ratio Mgmt For For For
and
Size
6 Pricing Basis and Mgmt For For For
Issuance
Price
7 Issuance Target Mgmt For For For
8 Allocation of Mgmt For For For
Undistributed
Cumulative
Profits
9 Date of Issuance Mgmt For For For
10 Underwriting Methods Mgmt For For For
11 Use of Proceeds Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Listing Market Mgmt For For For
14 Preliminary Plan for Mgmt For For For
Issuance of Shares w/
Preemptive
Rights
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
17 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings and Relevant
Commitments
18 Shareholder Returns Mgmt For For For
Plan
19 Board Authorization to Mgmt For For For
Implement Issuance of
Shares
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 09/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 INVESTMENT IN A PROJECT Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Eligibility to Issue Mgmt For For For
Corporate
Bonds
4 Par Value and Size of Mgmt For For For
Issuance
5 Duration of Bond Mgmt For For For
6 Interest Rate, Mgmt For For For
Repayment of
Principal, and
Payment of
Interest
7 Method of Issuance Mgmt For For For
8 Targets of Issuance Mgmt For For For
and Placement to
Shareholders
9 Guarantees Mgmt For For For
10 Provisions for Mgmt For For For
Redemption or
Resale
11 Use of Proceeds Mgmt For For For
12 Method of Underwriting Mgmt For For For
and Listing
Arrangements
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
________________________________________________________________________________
Tianqi Lithium Industries,Inc.
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Acquisition Mgmt For Against Against
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 03/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Issuance of Corporate
Bonds
2 Issuance Volume Mgmt For Against Against
3 Par Value and Issuance Mgmt For Against Against
Price
4 Issuance Targets Mgmt For Against Against
5 Method of Issuance Mgmt For Against Against
6 Bond Type and Bond Mgmt For Against Against
Duration
7 Interest Rate and Mgmt For Against Against
Repayment of
Principal and
Interest
8 Guarantee Clause Mgmt For Against Against
9 Option for Adjustment Mgmt For Against Against
to Interest Rate and
Redemption or Resale
Provisions
10 Purpose of Raised Funds Mgmt For Against Against
11 Repayment Guarantee Mgmt For Against Against
Measures
12 Underwriting and Mgmt For Against Against
Listing of
Bonds
13 Validity Period Mgmt For Against Against
14 Board Authorization to Mgmt For Against Against
Implement Corporate
Bonds
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Investment in Wealth Mgmt For For For
Management
Products
10 Authority to Give Mgmt For For For
Guarantees
11 Elect XU Guanju Mgmt For For For
12 Elect XU Guanbao Mgmt For For For
13 Elect WU Jianhua Mgmt For For For
14 Elect ZHAO Jiahai Mgmt For For For
15 Elect LI Shaobo Mgmt For For For
16 Elect ZHU Jiangying Mgmt For For For
17 Elect ZHOU Chunsheng Mgmt For For For
18 Elect FEI Zhongxin Mgmt For For For
19 Elect LI Yi Mgmt For For For
20 Elect CHEN Jie Mgmt For Against Against
21 Elect GUO Jun Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 03/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: ZHAO
Weiguo
2 Elect Non-Independent Mgmt For For For
Director: REN
Zhijun
3 Elect Non-Independent Mgmt For For For
Director: GAO
Qiquan
4 Elect Non-Independent Mgmt For For For
Director: WANG
Huixuan
5 Elect Independent Mgmt For For For
Director: CHEN
Jinzhan
6 Elect Independent Mgmt For For For
Director: CHEN
Xian
7 Elect Independent Mgmt For For For
Director: WANG
Liyan
8 Elect WANG Zhihua Mgmt For For For
9 Elect ZHENG Bo Mgmt For For For
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Assets Acquisition Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension Due to
Assets
Restructuring
________________________________________________________________________________
WANDA CINEMA LINE CO. LTD
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 04/21/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of 2016 Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Excessive Amount of Mgmt For For For
2016 Related Party
Transactions
9 Related Party Mgmt For For For
Transactions
10 Investment Plan Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Change in Company Name Mgmt For For For
and Stock
Name
13 Elect LIU Xiaobin as Mgmt For For For
Non-Independent
Director
14 Elect LV Suiqi as Mgmt For For For
Independent
Director
15 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Wangsu Science & Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 03/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Asset Purchase Mgmt For For For
2 Overview of Scheme Mgmt For For For
3 Transaction Counterpart Mgmt For For For
4 Underlying Assets Mgmt For For For
5 Transaction Price Mgmt For For For
6 Source of Capital for Mgmt For For For
the Transaction and
Payment of
Consideration
7 Pricing Method Mgmt For For For
8 Delivery of the Mgmt For For For
Underlying
Asset
9 Liabilities for Breach Mgmt For For For
of
Contract
10 Transactions Mgmt For For For
Constitution of Major
Asset
Restructuring
11 Validity Period of Mgmt For For For
Resolution
12 Compliance with Mgmt For For For
Article 4 of
Regulation for Major
Asset
Restructuring
13 Compliance with Mgmt For For For
Article 11 of
Regulation for
Management Measures
on Major Asset
Restructuring
14 Major Asset Purchase Mgmt For For For
Non-constitution of
Related Party
Transaction
15 Transaction Mgmt For For For
Non-constitution of
Back-Door Listing as
Defined by Article 13
of the Management
Measures for Major
Asset
Restructuring
16 Signing of Conditional Mgmt For For For
Share Purchase
Agreement
17 Statement regarding Mgmt For For For
Completeness and
Compliance of Legal
Procedures for Major
Asset
Purchase
18 Asset Purchase Report Mgmt For For For
19 Verification Report Mgmt For For For
and Evaluation Report
for the
Transaction
20 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation
Hypothesis,
Correlation Between
Evaluation Method and
Objective and
Fairness of
Evaluation
Price
21 Statement on Pricing Mgmt For For For
Basis and
Fairness
22 Verification of the Mgmt For For For
Company's Conditions
Regarding Information
Disclosure
Regulations
23 Board Authorization Mgmt For For For
for Asset
Purchase
24 Risk Warning for Mgmt For For For
Diluted Immediate
Returns
25 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
26 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 02/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of New Share Mgmt For For For
Class: H-Share
Listing
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Pricing Method Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Issuance Date Mgmt For For For
8 Principals of Issuance Mgmt For For For
9 Company's Conversion Mgmt For For For
to Overseas Listed
Company
10 Raised Fund Usage Plan Mgmt For For For
11 Validity Period of Mgmt For For For
Public Issuance and
H-Share
Listing
12 Board Authorization Mgmt For For For
for H-Share
Listing
13 Scheme for Retained Mgmt For For For
Profits
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Procedures Governing
Shareholder General
Meetings
16 Amendments to Mgmt For Abstain Against
Procedural Rules:
Procedures Governing
Board
Meetings
17 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisor
Meetings
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/06/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Chengyan Mgmt For For For
2 Elect HONG Ke Mgmt For For For
3 Elect CHU Minjian Mgmt For For For
4 Elect YAN Yongchun Mgmt For For For
5 Elect WANG Weisong Mgmt For For For
6 Elect LI Zhiping Mgmt For For For
7 Elect HUANG Siying Mgmt For For For
8 Elect ZHANG Haiyan Mgmt For Against Against
9 Elect XUAN Jun Mgmt For For For
10 External Directors' Mgmt For For For
and Independent
Directors'
Fees
11 External Supervisors' Mgmt For For For
Fees
12 Assets Acquisition Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 06/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Participants and Scope Mgmt For For For
3 Source, Number of Mgmt For For For
Stocks and
Distribution
4 Price and Determining Mgmt For For For
Method
5 Valid Period, Granting Mgmt For For For
Date, Lock-up Period,
Unlocking date and
Restrictions
6 Conditions for Mgmt For For For
Granting and
Unlocking Restricted
Stocks
7 Method and Procedure Mgmt For For For
for Adjusting
Restricted Stock
Incentive
Plan
8 Repurchase and Mgmt For For For
Cancellation
9 Accounting Treatment Mgmt For For For
10 Implementation Mgmt For For For
Procedure
11 Rights and Obligations Mgmt For For For
12 Treatment under Mgmt For For For
Unusual
Situations
13 Implementation and Mgmt For For For
Appraisal Management
Measures for 2017
Restricted Stock
Incentive
Plan
14 Authorization to the Mgmt For For For
Board to Implement
2017 Restricted Stock
Incentive
Plan
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Amendments to Articles Mgmt For Against Against
17 Arrangement of Mgmt For For For
Minority Interest to
be Signed with
Shareholders of
CDN-VIDEO
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 09/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to the Mgmt For For For
Overseas CDN
Project
2 Replacement of Mgmt For For For
Proceeds and
Adjustment to
Investment
________________________________________________________________________________
Wangsu Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 30% Mgmt For For For
Equity in Shenzhen
Green Cloud
Technology Co.,
Ltd.
2 Acquisition of 100% Mgmt For For For
Equity in Green
Nebula Technology
(Shenzhen) Co.,
Ltd.
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions with
Shanxi Energy
Group
6 Related Party Mgmt For For For
Transactions with
Shanxi Investment
Group
7 Related Party Mgmt For For For
Transactions with
Western
Trust
8 Related Party Mgmt For For For
Transactions with
Shanxi People
Building
9 Related Party Mgmt For For For
Transactions with
Shanxi Qingshuichuan
Energy
10 Related Party Mgmt For For For
Transactions with
Shanxi Jintaiheng
Real
Estate
11 Related Party Mgmt For For For
Transactions with
Shanxi Jinxin
Industry
12 Related Party Mgmt For For For
Transactions with
Shanxi Qinlong
Electric
Power
13 Related Party Mgmt For For For
Transactions with
Shanxi Huashan
Innovation
Technology
14 Related Party Mgmt For For For
Transactions with
Macau Huashan
Innovation
International
Economic
Technology
15 Related Party Mgmt For For For
Transactions with
Shanxi Shanneng
Investment
16 Related Party Mgmt For For For
Transactions with
Western Lide
Fund
17 Related Party Mgmt For For For
Transactions with
Bank of
Chang'an
18 Approval of Scale of Mgmt For For For
the Company's
Self-operated
Businesses and Index
of Maximum Loss
Limit
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 06/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Management Measure
for Online Voting
System at Shareholder
Meetings
4 Shaanxi Fund Mgmt For For For
Management Co.,
Ltd
5 Changan Bank Co., Ltd Mgmt For For For
6 Elect XIE Kai as Mgmt For For For
Director
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to the Mgmt For For For
Scale of the
Company's
Self-operated
Businesses and Index
of Maximum Loss Limit
in
2016
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Shaanxi Investment
Group
2 Related Party Mgmt For For For
Transactions with
Chang An
Bank
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection Mgmt For For For
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 By-election of Mgmt For Against Against
Supervisory Board:
Elect HE
Weihong
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 12/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scope of Participants Mgmt For For For
2 Source, Number of Mgmt For For For
Shares and
Distribution
Method
3 Validity Period, Grant Mgmt For For For
Date, Lock-up Period,
Vesting
4 Exercise Price, Grant Mgmt For For For
Price and
Determination
Method
5 Rights and Interest of Mgmt For For For
Participants
6 Adjustment Measures Mgmt For For For
7 Accounting Treatment Mgmt For For For
8 Implementation Mgmt For For For
Procedures
9 Rights and Obligations Mgmt For For For
of the Company and
Participants
10 Treatment Under Mgmt For For For
Unusual
Circumstances
11 Implementation and Mgmt For For For
Appraisal Measures
for Stock Options and
Restricted Stock
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plans
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 02/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Non-Independent Mgmt For For For
Director: SHI
Yibing
2 Elect Non-Independent Mgmt For For For
Director: PAN
Zheng
3 Elect Non-Independent Mgmt For For For
Director: LI
Guangya
4 Elect Non-Independent Mgmt For For For
Director: WANG
Qing
5 Elect Independent Mgmt For For For
Director: WANG
Jianzhang
6 Elect Independent Mgmt For For For
Director: ZHU
Hongchao
7 Elect Independent Mgmt For For For
Director: LI
Bailing
8 Elect LOU Jialin Mgmt For Against Against
9 Elect ZONG Yuwei Mgmt For Against Against
10 Elect GENG Pingan Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 05/17/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
9 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
11 Amendments to Mgmt For For For
Management System for
Raised
Funds
12 Amendments to System Mgmt For For For
for
Guarantees
13 Amendments to Decision Mgmt For For For
System for Related
Party
Transactions
14 Directors, Independent Mgmt For For For
Directors and
Supervisors'
Fees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 06/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Size of Issuance Mgmt For For For
4 Par Value and Price of Mgmt For For For
Issuance
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Repayment of
Interests
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment to
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
11 Determination of Mgmt For For For
Number of Shares and
Treatment for
Remaining Bonds
Unconverted
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Dividends Distribution Mgmt For For For
15 Targets of Issuance Mgmt For For For
16 Placement to Mgmt For For For
Shareholders
17 Bondholders' Meetings Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Management of Raised Mgmt For For For
Fund and Deposit
Account
20 Guarantees Mgmt For For For
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Demonstration Analysis Mgmt For For For
on Issuance of
Convertible Corporate
Bonds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
27 Procedural Rules for Mgmt For For For
Bondholders
Meetings
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Assets Acquisition by Mgmt For For For
Stock and Auxiliary
Funds Raising
Constituting Major
Adjustment
3 Overview of Assets Mgmt For For For
Acquisition by Stock
and Auxiliary Funds
Raising
4 Assets Acquisition by Mgmt For For For
Stock: Stock Type,
Par Value and Listing
Market
5 Assets Acquisition by Mgmt For For For
Stock: Assets to be
Acquired and
Transaction
Price
6 Assets Acquisition by Mgmt For For For
Stock: Issuance
Targets and
Method
7 Assets Acquisition by Mgmt For For For
Stock: Issue Price
and Pricing
Principle
8 Assets Acquisition by Mgmt For For For
Stock: Analysis of
Rationality
9 Assets Acquisition by Mgmt For For For
Stock: Size of
Issuance
10 Assets Acquisition by Mgmt For For For
Stock: Lock-Up
Period
11 Assets Acquisition by Mgmt For For For
Stock: Profits and
Losses During
Transitional
Period
12 Auxiliary Funds Mgmt For For For
Raising: Size of
Funds to be Raised
and Projects of
Investment
13 Auxiliary Funds Mgmt For For For
Raising: Stock Type,
Par Value and Listing
Market
14 Auxiliary Funds Mgmt For For For
Raising: Issuance
Targets and
Subscription
Method
15 Auxiliary Funds Mgmt For For For
Raising: Pricing
Principle And
Method
16 Auxiliary Funds Mgmt For For For
Raising: Size of
Issuance
17 Auxiliary Funds Mgmt For For For
Raising: Lock-Up
Period
18 Auxiliary Funds Mgmt For For For
Raising: Validity of
Resolutions
19 Report and Summary of Mgmt For For For
Assets Acquisition by
Stock and Auxiliary
Funds
Raising
20 Statement on Pricing Mgmt For For For
Basis and Rationality
of
Acquisition
21 Compliance with Mgmt For For For
Article 43 of
Provisions on Issues
of Major Assets
Restructuring
22 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
of Listed
Companies'
23 Audit Reports and Mgmt For For For
Appraisal Reports For
Acquisition
24 Conditional Agreement Mgmt For For For
on Assets Acquisition
and Share
Subscription
25 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
26 Feasibility Report on Mgmt For For For
Use of
Proceeds
27 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
28 Independence of Mgmt For For For
Appraiser,
Rationality of
Assumptions,
Relevance of
Valuation and
Fairness of Pricing
Method
29 Share Price Variation Mgmt For For For
Not Reaching the
Standard in Article 5
of Provisions on
Issues of Listed
Companies'
Information
Disclosure and
Notification of
Relevant
Actions
30 Board Authorization to Mgmt For For For
Implement the
Transaction
31 Modification of Mgmt For For For
Auxiliary Fund
Raising
Usage
32 Feasibility Report for Mgmt For For For
Use of Proceeds of
Auxiliary Fund
Raising
33 Supplementary Share Mgmt For For For
Subscription
Agreements
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees For
Subsidiaries' Bank
Credit
2 Authority to Give Mgmt For For For
Guarantees For
Subsidiary's
Financing
Lease
3 Authority to Give Mgmt For For For
Counter
Guarantees
4 Change in Use of Mgmt For For For
Proceeds and
Replenish Working
Capital with Idle
Funds
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 09/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Line Mgmt For For For
of
Credit
2 Financial Leasing Mgmt For For For
Agreement
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Land Mgmt For For For
Restructuring
2 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
3 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
4 Transactions with Mgmt For For For
Xinjiang New Energy
Co.,
Ltd.
5 Elect GAO Jianjun Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Dividends and Bonus
Share
Issue
2 Authority to Issue Mgmt For For For
Bonds and
Asset-Backed
Securities
3 Amendments to Articles Mgmt For For For
Regarding
Issued/Registered
Share
Capital
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Annual Report Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Abstain Against
Guarantees
(Letter)
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Report on Use of Mgmt For For For
Proceeds
12 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
13 Elect XIAO Hong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 10/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in zPark Mgmt For For For
Capital
II
2 Elect Kelvin WONG Tin Mgmt For Against Against
Yau; Approval of
Directors'
Fees
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 01/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SUN Weijie Mgmt For For For
2 WANG Kunxiao Mgmt For For For
3 WANG Jili Mgmt For For For
4 LIU Dong Mgmt For For For
5 HE Yi Mgmt For For For
6 LI Xuefeng Mgmt For For For
7 YU Jianqing Mgmt For For For
8 YU Ximao Mgmt For For For
9 YAO Xiuyun Mgmt For For For
10 HU Wenguo Mgmt For Against Against
11 LIU Yuqiao Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 01/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Ownership
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Employee Stock
Ownership
Plan
3 Board Authorization To Mgmt For Against Against
Implement Stock
Ownership
Plan
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 04/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Foreign Exchange Mgmt For For For
Hedging
Buisiness
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 IPO and Permanent Mgmt For For For
Replenishment of
Working Capital with
Surplus Raised
Fund
11 Restructuring of Mgmt For For For
Shareholding and
Listing on the
National Equities
Exchange and
Quotations
________________________________________________________________________________
YGsoft Inc.
Ticker Security ID: Meeting Date Meeting Status
002063 CINS Y29316109 08/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees To YG Gong
Chuang Zhi Neng
Technology Co.
Ltd.
2 Authority to Give Mgmt For For For
Guarantees To YG Zhi
He Zhou Yuan
(Beijing) Technology
Co.,
Ltd.
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
YGsoft Inc.
Ticker Security ID: Meeting Date Meeting Status
002063 CINS Y29316109 09/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Volume and Mgmt For For For
Scale of
Fund-raising
5 Issuance Targets and Mgmt For For For
Subscription
Method
6 Issuance Price and Mgmt For For For
Pricing
Principal
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Amount and Purpose of Mgmt For For For
Raised
Funds
10 Disposal of Mgmt For For For
Accumulated Retained
Profits Before
Issuance
11 Validity Period Mgmt For For For
12 Preplan for Private Mgmt For For For
Placement
13 Requirement of Mgmt For For For
Previously Raised
Funds
Report
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
16 Approval of Mgmt For For For
Shareholder Profit
Return Plan (2016 -
2018)
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Objective of Plan Mgmt For For For
19 Management and Mgmt For For For
Institution of
Plan
20 Basis for Determining Mgmt For For For
Plan Participants and
Scope
21 Detailed Contents of Mgmt For For For
Plan
22 Relevant Procedures Mgmt For For For
for
Plan
23 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
24 Treatment Under Mgmt For For For
Unusual
Circumstances
25 Principals for Mgmt For For For
Repurchase and
Cancellation
26 Constitution of Mgmt For For For
Procedural Rules:
Measures for
Implementation and
Appraisal of
Restricted Stock
Incentive
Plan
27 Board Authorization to Mgmt For For For
Implement Stock
Incentive
Plan
________________________________________________________________________________
Yotrio Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002489 CINS Y9847C104 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 CHARITABLE DONATIONS Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Annual Report Mgmt For For For
10 Credit Quota and Mgmt For For For
Provision of
Financial Aid to
Subsidiaries
11 Approval to Conduct Mgmt For For For
Forward Foreign
Exchange
Transactions
12 Approval to Conduct Mgmt For For For
Factoring
Business
13 USE OF IDLE FUNDS TO Mgmt For For For
PURCHASE WEALTH
MANAGEMENT
PRODUCTS
14 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
________________________________________________________________________________
Yotrio Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002489 CINS Y9847C104 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiaries Mgmt For For For
Investment in Project
Construction
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 08/24/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Continued Trade
Suspension
________________________________________________________________________________
Zhefu Holding Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002266 CINS Y988AR108 12/13/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Mgmt For For For
Implement Asset
Purchase
2 Asset Purchase Mgmt For For For
Constitution of
Related Party
Transaction
3 Transaction Counterpart Mgmt For For For
4 Underlying Assets Mgmt For For For
5 Consideration and Mgmt For For For
Pricing
Basis
6 Consideration Payment Mgmt For For For
7 Contractual Obligations Mgmt For For For
8 Stock Type and Par Mgmt For For For
Value
9 Issuance Method, Mgmt For For For
Subscription Method
and
Targets
10 Issuance Price and Mgmt For For For
Pricing
Basis
11 Size of Issuance Mgmt For For For
12 Listing Market Mgmt For For For
13 Compensation and Mgmt For For For
Performance
Agreements
14 Lock-up Period Mgmt For For For
15 Reward Arrangement Mgmt For For For
16 Arrangement for Mgmt For For For
Profits and
Losses
17 Arrangement for Mgmt For For For
Accumulated Retained
Profits
18 Validity Period Mgmt For For For
19 Stock Type and Par Mgmt For For For
Value
20 Issuance Method, Mgmt For For For
Subscription Method
and
Targets
21 Issuance Price and Mgmt For For For
Pricing
Basis
22 Size of Issuance Mgmt For For For
23 Purpose of Raised Funds Mgmt For For For
24 Listing Market Mgmt For For For
25 Lock-up Period Mgmt For For For
26 Arrangement for Mgmt For For For
Accumulated Retained
Profits
27 Validity Period Mgmt For For For
28 Report Draft for Mgmt For For For
Transactions
29 Conditional Agreement Mgmt For For For
for Asset
Purchase
30 Conditional Mgmt For For For
Performance
Agreement
31 Supplementary Mgmt For For For
Agreement to
Performance
Agreement
32 Supplementary Mgmt For For For
Agreement to
Performance
Agreement
33 Risk Warnings on Mgmt For For For
Diluted Immediate
Return
34 Board Authorization to Mgmt For For For
Implement Asset
Purchase
35 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 03/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock type and face Mgmt For For For
value
3 Issuance method Mgmt For For For
4 Issuance object and Mgmt For For For
subscription
approach
5 Issuance amount Mgmt For For For
6 Issuance price and Mgmt For For For
pricing
method
7 Restricted period of Mgmt For For For
issued
shares
8 Listing Location Mgmt For For For
9 Amount and use of Mgmt For For For
proceeds
10 Allocation plan of the Mgmt For For For
cumulative
undistributed profits
prior to private
placement
11 Validity of resolution Mgmt For For For
12 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Related Party Mgmt For For For
Transactions in
Private
Placement
16 Approval of Share Mgmt For For For
Subscription
Agreements
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 2017-2019 Shareholder Mgmt For For For
Returns
Plan
19 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 04/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Use of Mgmt For For For
Previously Raised
Funds
6 Supervisors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 05/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Private Mgmt For For For
Placement
2 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
3 Type of Securities Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Term of Bond Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time and Method for Mgmt For For For
Repayment of
Interest
9 Conversion Period Mgmt For For For
10 Adjustment to Mgmt For For For
Conversion
Price
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Determination of Mgmt For For For
Number of Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Targets and Method of Mgmt For For For
Issuance
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Provisions on
Bondholders
Meetings
19 Purpose of Raised Fund Mgmt For For For
20 Guarantees Mgmt For For For
21 Depository of Raised Mgmt For For For
Fund
22 Validity of Resolution Mgmt For For For
23 Preliminary Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
24 Report on Deposit and Mgmt For For For
Use of Raised
Funds
25 Feasibility Report on Mgmt For For For
Use of
Proceeds
26 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
27 Procedural Rules for Mgmt For For For
Bondholders
Meetings
28 Board Authorization to Mgmt For For For
Implement Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Yuyan Mgmt For Against Against
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Implementation and Mgmt For For For
Appraisal Measures of
Employee Restricted
Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 12/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions:
Purchase of
Equipment
3 Amendments to Mgmt For For For
Registered Capital
and Articles of
Association
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection and Mgmt For For For
Equity
Transfer
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For Abstain Against
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Foreign Exchange Mgmt For For For
Transactions
10 Approval of Line of Mgmt For For For
Credit and
Financing
11 Authority to Give Mgmt For For For
Guarantees
12 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
13 Change in Registered Mgmt For For For
Capital and Amendment
to
Articles
14 Employee Stock Mgmt For Against Against
Ownership
Plan
15 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Public H
Shares
2 Stock Type and Par Mgmt For Against Against
Value
3 Method of Issuance Mgmt For Against Against
4 Issuance Date Mgmt For Against Against
5 Issuing Volume Mgmt For Against Against
6 Pricing Method Mgmt For Against Against
7 Issuance Targets Mgmt For Against Against
8 Issuing Principle Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Company's Conversion Mgmt For Against Against
into Oversea Fund
Raising Limited
Liability
Company
11 Plan on Use of Raised Mgmt For Against Against
Fund
12 Valid Period of Mgmt For Against Against
Issuance of Public H
Shares
13 Board Authorization to Mgmt For Against Against
Implement Issuance of
Public H
Shares
14 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits Before the
Public
Offering
15 Elect HUANG Siying as Mgmt For For For
Independent
Director
16 Amendments to Articles Mgmt For Against Against
17 Authority to Give Mgmt For For For
Guarantees
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 07/05/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Short-term Financing
Bills
3 Board Authorization to Mgmt For For For
Issue Short-term
Financing
Bills
4 Adjustment to Amount Mgmt For For For
of Capital
Increase
5 Joint Investment with Mgmt For For For
a Controlling
Shareholder
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 12/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Guarantee Mgmt For For For
Scope
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 05/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors and Senior Mgmt For For For
Managers'
Fees
9 Supervisors' Fees Mgmt For For For
10 Approval of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
11 Related Party Mgmt For For For
Transactions
12 Replenish Working Mgmt For For For
Capital with
Excessive Raised
Funds
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 12/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
4 Authority to Give Mgmt For For For
Guarantees
5 Manner of Share Mgmt For For For
Repurchase
6 Use of Shares Mgmt For For For
7 Price or Price Range, Mgmt For For For
and Pricing
Principle
8 Total Capital and Mgmt For For For
Capital
Source
9 Type, Size and Mgmt For For For
Proportion of
Shares
10 Period of Share Mgmt For For For
Repurchase
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Share
Repurchase
Plan
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 04/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
2 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
4 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 05/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Audit Report Mgmt For For For
6 Shareholder Returns Mgmt For For For
Plan
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Supervisors', and
Senior Executives'
Fees
9 Provision for Asset Mgmt For For For
Depreciation
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Appointment of Auditor Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 06/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Qualification and Mgmt For For For
Range of
Participants
2 Source, Amount and Mgmt For For For
Allocation of Stock
Options and
Restricted
Shares
3 Validity, Grant Date, Mgmt For For For
Lock-Up Period,
Unlocking Conditions
and Restricted Sale
Period
4 Exercise/Grant price Mgmt For For For
and Their
Determination
Methods
5 Eligibility and Mgmt For For For
Exercise Conditions
for Participants of
Stock Options, and
Grant and Unlocking
Conditions for
Restricted
Shares
6 Adjustment Methods and Mgmt For For For
Procedures
7 Accounting Treatments Mgmt For For For
8 Implementation Mgmt For For For
Procedures
9 Powers and Obligation Mgmt For For For
of
Participants
10 Solutions to Changes Mgmt For For For
in the Company and
Participants
11 Assessment Measures of Mgmt For For For
Stock Incentive
Plans
12 Board Authorization to Mgmt For For For
Implement Employee
Stock Incentive
Plans
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 10/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equity Mgmt For For For
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 01/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Pricing Base Date, Mgmt For Against Against
Issuing Price and
Pricing
Method
5 Issuance Targets and Mgmt For Against Against
Subscription
Method
6 Size of Issuance Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Volume and Purpose of Mgmt For Against Against
Raised
Funds
9 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits Before
Issuance
10 Listing Arrangement Mgmt For Against Against
11 Validity Period Mgmt For Against Against
12 Pre-plan for Private Mgmt For Against Against
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Waiver of Report on Mgmt For Against Against
Previously Raised
Funds
15 Shareholder Returns Mgmt For For For
Plan
16 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
17 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
18 Amendments to Articles Mgmt For Abstain Against
19 Board Authorization to Mgmt For Against Against
Implement Private
Placement
20 Amendments to Mgmt For Abstain Against
Procedural Rules:
Raised Fund
Management
System
21 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 04/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Transfar Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 01/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Amendments Mgmt For For For
to Investment Project
Implementation
Parties
________________________________________________________________________________
Zhejiang Transfar Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 11/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Mgmt For For For
Name, Stock
Abbreviation and
Expansion of Business
Scope
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 03/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Validity Mgmt For For For
of Board
Authorization for
Private
Placement
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 2017 Financing from Mgmt For For For
Banks
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
9 Cash Management with Mgmt For For For
Idle
Funds
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 08/26/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Ruoxu Mgmt For For For
2 Elect YAO Weiguo Mgmt For For For
3 Elect ZHANG Danfeng Mgmt For For For
4 Elect WANG Zhenyu Mgmt For For For
5 Elect SHEN Weikang Mgmt For For For
6 Elect HE Sunyi Mgmt For For For
7 Elect DU Liekang Mgmt For For For
8 Elect YAN Mengkun Mgmt For For For
9 Elect ZOU Jun Mgmt For For For
10 Elect LIU Jinhua Mgmt For Against Against
11 Elect ZHANG Yichun Mgmt For For For
________________________________________________________________________________
Zhejiang Wanma Cable Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002276 CINS Y9893H106 11/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of New Mgmt For For For
Company and Its
Vertical
Integration
________________________________________________________________________________
Zhejiang Yasha Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002375 CINS Y9893W103 11/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture of Mgmt For For For
Zhejiang Yasha
Landscape Garden
Engineering
2 Change of Registered Mgmt For For For
Capital Due to Right
Exercising
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision-Making
System for Related
Party
Transaction
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
External Guarantee
Management
System
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 01/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Guarantee for Mgmt For Against Against
Sub-leasing
Business
2 Guarantee for Line of Mgmt For Against Against
Credit
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 03/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 04/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 05/18/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors Report Mgmt For For For
3 Supervisors Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit and
Financing
10 Shareholder Return Plan Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from
Ping'an
Bank
12 Authority to Give Mgmt For Against Against
Guarantees for Line
of Credit from Bank
of
Changsha
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 07/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Eligibility for Mgmt For For For
Non-public Offering
of Corporate
Bonds
3 Issuance Size Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Bond Type and Bond Mgmt For For For
Duration
7 Interest Rate and Mgmt For For For
Determination
Method
8 Use of Proceeds Mgmt For For For
9 Issunace Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
10 Guarantee Arrangement Mgmt For For For
11 Transfer Arrangement Mgmt For For For
12 Repayment Guarantee Mgmt For For For
Measures
13 Valid Period of Mgmt For For For
Resolution
14 Board Authorization to Mgmt For For For
Implement Debt
Issuance
15 Authority to Give Mgmt For Against Against
Guarantees
16 Asset Securitization Mgmt For For For
Business
17 Authority to Give Mgmt For Against Against
Guarantees For Asset
Securitization
Business
18 Elect HAO Zhenxi Mgmt For For For
19 Elect CAI Mengke Mgmt For For For
20 Elect YAO Jiali Mgmt For For For
21 Elect SHI Zhuangping Mgmt For For For
22 Elect ZHANG Hongyu Mgmt For For For
23 Elect WU Qiyao Mgmt For For For
24 Elect LIU Xingxiang as Mgmt For For For
Independent
Director
25 Elect XU Yanjun as Mgmt For For For
Independent
Director
26 Elect SU Qingwei as Mgmt For For For
Independent
Director
27 Elect GONG Suming Mgmt For For For
28 Elect LIU Zhijian Mgmt For Against Against
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 11/04/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees to Zhuhai
Hengyuan Finance
Leasing Co.,
Ltd.
2 Authority to Give Mgmt For Against Against
Guarantees to
Zhongshan Hokai
Medical Technology
Co.,
Ltd.
________________________________________________________________________________
Zhuhai Hokai Medical Instruments Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300273 CINS Y9895Q104 12/09/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
Fund Name : VanEck Vectors Coal ETF
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 10/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Russell Caplan Mgmt For For For
3 Elect Michael Fraser Mgmt For For For
4 Elect Kate Vidgen Mgmt For For For
5 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 03/07/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Meeting
Regulations
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 08/17/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Meeting
Regulations
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory
Board Members'
Fees
9 Transaction of Other Mgmt For Against Against
Business
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Capital Mgmt For For For
Investment
Budget
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Revision of Annual Mgmt For For For
Caps (2015 Coal
Supply Framework
Agreement)
10 2018 Coal Supply Mgmt For For For
Framework
Agreement
11 2018 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
12 2018 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
13 2018 Financial Mgmt For For For
Services Framework
Agreement
14 Elect ZHANG Chengjie Mgmt For For For
15 Elect LEUNG Chong Shun Mgmt For For For
16 Elect DU Ji'an Mgmt For For For
17 Elect WANG Wenzhang Mgmt For Against Against
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Mgmt For For For
Dividend
7 Allocation of Special Mgmt For For For
Dividend
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect LING Wen Mgmt For For For
13 Elect HAN Jianguo Mgmt For For For
14 Elect LI Dong Mgmt For For For
15 Elect ZHAO Jibin Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Maria TAM Wai Chu Mgmt For Against Against
18 Elect JIANG Bo Mgmt For For For
19 Elect Christina ZHONG Mgmt For For For
Yingjie
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect ZHAI Richeng Mgmt For For For
22 Elect ZHOU Dayu Mgmt For Against Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cloud Peak Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CLD CUSIP 18911Q102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William T. Fox Mgmt For For For
III
2 Elect Robert C. Mgmt For For For
Skaggs,
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
7 Re-approval of the Mgmt For For For
Material Terms of the
Amended Long-Term
Incentive
Plan
8 Ratification of Mgmt For For For
Non-Employee Director
Maximum Award
Limitations
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alvin R. Mgmt For For For
Carpenter
1.2 Elect Palmer Clarkson Mgmt For For For
1.3 Elect William E. Davis Mgmt For For For
1.4 Elect Nicholas J. Mgmt For For For
Deluliis
1.5 Elect Maureen Mgmt For For For
Lally-Green
1.6 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.7 Elect John T. Mills Mgmt For For For
1.8 Elect Joseph Platt Mgmt For For For
1.9 Elect William P. Powell Mgmt For For For
1.10 Elect Edwin S. Roberson Mgmt For For For
1.11 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Corporate
Political Spending
Report
________________________________________________________________________________
Delta Dunia Makmur Terbuka
Ticker Security ID: Meeting Date Meeting Status
DOID CINS Y2036T103 05/23/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Election of Directors Mgmt For Against Against
(Slate)
7 Authority to Increase Mgmt For For For
Issued Shares
Resulting from the
Exercising of Shares
under the
MESOP
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/25/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Riaan Koppeschaar Mgmt For For For
2 Elect Ras Myburgh Mgmt For For For
3 Elect Peet Snyders Mgmt For For For
4 Re-elect Constantinus Mgmt For For For
Fauconnier
5 Re-elect Dalikhaya Mgmt For For For
Zihlangu
6 Elect Audit Committee Mgmt For For For
Member (Constantinus
Fauconnier)
7 Elect Audit Committee Mgmt For Against Against
Member (Vuyisa
Nkonyeni)
8 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (Salukazi
Dakile-Hlongwane)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Constantinus
Fauconnier)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Ras
Myburgh)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Fazel
Randera)
13 Approve Remuneration Mgmt For For For
Policy
14 Appointment of Auditor Mgmt For For For
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 12/30/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Revocation of Proposal Mgmt For For For
1
3 Authorisation of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/12/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Coverage of Meeting Mgmt For For For
Costs
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 06/23/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Presentation of Mgmt For For For
Financial
Statements
12 Presentation of Mgmt For For For
Management Board
Report
13 Presentation of Report Mgmt For For For
on Public
Administration
Payments
14 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
15 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Report on Public Mgmt For For For
Administration
Payments
19 Allocation of Mgmt For For For
Profits/Dividends
20 Settlement of Income Mgmt For For For
21 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
22 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
23 Financial Statements Mgmt For For For
(Consolidated)
24 Management Board Mgmt For For For
Report
(Consolidated)
25 Ratification of Mgmt For For For
Management Board
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Management
Board
Remuneration Policy
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
29 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Non-Current
Assets
30 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Services
Agreements
31 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Agreements on
Donations,
Discharge of Debt and
Similar
32 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Principles
and Procedures
for
Non-Current Assets
Disposal
33 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
34 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management
Board
Candidate
35 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management
Board
Member
36 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations on the
State
Assets Management
37 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 08/04/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Returning Mgmt For For For
Committee
7 Agenda Mgmt For For For
8 Divestiture (SEJ S.A.) Mgmt For Abstain Against
9 Pledge Agreement Mgmt For Abstain Against
10 Divestiture (Victoria Mgmt For Abstain Against
S.A.)
11 Pledge Agreement Mgmt For Abstain Against
12 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 09/28/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Disposal of Fixed Mgmt For For For
Assets
8 Approval to Waive Mgmt For For For
Tender
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 10/13/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Amendments to Mgmt For For For
Authority to Issue
Bonds
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 11/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Disposal of Organised Mgmt For For For
Part of
Company
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 10/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/26/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Motion Mgmt For For For
Regarding Allocation
of
Profits
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Mgmt For For For
Report
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Supervisory Board Mgmt For For For
Report
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Dividend Date and Mgmt For For For
Payment
Date
19 Shareholder Proposal ShrHoldr For For For
Regarding Amendments
to
Articles
20 Shareholder Proposal ShrHoldr For For For
Regarding New Text of
Enea Group
Code
21 Shareholder Proposal ShrHoldr For For For
Regarding Amendments
to Supervisory Board
Remuneration
Regulations
22 Transaction of Other Mgmt For Against Against
Business
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
National United Resources Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0254 CINS Y1500P126 07/18/2016 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/26/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/16/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/16/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Management Mgmt For Against Against
and Employee Stock
Option Program
("MESOP")
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/29/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
and Commissioners
(Slate)
6 Use of Proceed from IPO Mgmt For For For
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 05/02/2017 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order and Mgmt For For For
Proof of
Notice
3 Determination of Quorum Mgmt For For For
4 Minutes Mgmt For For For
5 Management Report Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Amendments to Articles Mgmt For For For
8 Scrip Dividend Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Isidro A. Mgmt For For For
Consunji
11 Elect Victor A. Mgmt For Against Against
Consunji
12 Elect Jorge A. Consunji Mgmt For For For
13 Elect Cesar A. Mgmt For For For
Buenaventura
14 Elect Herbert M. Mgmt For Against Against
Consunji
15 Elect Maria Cristina Mgmt For For For
C.
Gotianun
16 Elect Edwina C. Laperal Mgmt For Against Against
17 Elect Josefa Consuelo Mgmt For For For
C.
Reyes
18 Elect Luz Consuelo A. Mgmt For For For
Consunji
19 Elect Rogelio M. Murga Mgmt For Against Against
20 Elect Honorio Reyes-Lao Mgmt For For For
21 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 05/26/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ding Rucai Mgmt For For For
6 Elect CHEN Zhaoqiang Mgmt For For For
7 Elect DONG Yansheng Mgmt For For For
8 Elect CHAN Pat Lam Mgmt For For For
9 Elect Japhet Sebastian Mgmt For Against Against
Law
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter B. Hamilton Mgmt For For For
2 Elect James E. Sweetnam Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/20/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.4 Elect Edward C. Dowling Mgmt For For For
1.5 Elect Eiichi Fukuda Mgmt For For For
1.6 Elect Norman B. Keevil Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For Withhold Against
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Tracey L. McVicar Mgmt For For For
1.11 Elect Kenneth W. Mgmt For For For
Pickering
1.12 Elect Una M. Power Mgmt For For For
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/13/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Washington H. Soul Pattinson & Company Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS Q85717108 12/09/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Increase NEDs' Fees Cap Mgmt For For For
4 Re-Elect Robert D. Mgmt For Against Against
Millner
5 Equity Grant (MD Todd Mgmt For For For
Barlow)
6 Equity Grant (Finance Mgmt For For For
Director Melinda
Roderick)
________________________________________________________________________________
Westmoreland Coal Company
Ticker Security ID: Meeting Date Meeting Status
WLB CUSIP 960878106 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin A. Mgmt For For For
Paprzycki
1.2 Elect Gail E. Hamilton Mgmt For For For
1.3 Elect Michael G. Mgmt For For For
Hutchinson
1.4 Elect Robert C. Flexon Mgmt For For For
1.5 Elect Craig R. Mackus Mgmt For For For
1.6 Elect Jan B. Packwood Mgmt For For For
1.7 Elect Terry J. Mgmt For For For
Bachynski
1.8 Elect Robert C. Scharp Mgmt For For For
1.9 Elect Jeffrey S. Stein Mgmt For For For
1.10 Elect Robert A. Mgmt For For For
Tinstman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/20/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Mgmt For For For
Stinson
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Michael J. Mgmt For Against Against
Korenberg
5 Elect Brian Canfield Mgmt For For For
6 Elect Doug Souter Mgmt For For For
7 Elect Glen Clark Mgmt For For For
8 Elect H. Clark Hollands Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 10/27/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Paul
Flynn)
4 Re-elect Raymond Zage Mgmt For For For
5 Re-elect Christine F. Mgmt For For For
McLoughlin
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 03/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Provision of Loans to Mgmt For For For
Yancoal International
(Holding) Co.,
Ltd.
4 Extension of Repayment Mgmt For For For
Date of Outstanding
Loans
5 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
6 Elect KONG Xiangguo Mgmt For For For
7 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 03/10/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
10 Acquisition Mgmt For For For
11 Finance Service Mgmt For For For
Agreement
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Authority to Give Mgmt For For For
Guarantees
30 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
31 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
32 Authority to H Mgmt For For For
Repurchase
Shares
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Elect LI Xiyong Mgmt For For For
35 Elect LI Wei Mgmt For For For
36 Elect WU Xiangqian Mgmt For For For
37 Elect WU Yuxiang Mgmt For For For
38 Elect ZHAO Qingchun Mgmt For For For
39 Elect GUO Dechun Mgmt For For For
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Elect KONG Xiangguo Mgmt For For For
42 Elect JIA Shaohua Mgmt For For For
43 Elect POON Chiu Kwok Mgmt For Against Against
44 Elect QI Anbang Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Elect GU Shisheng as Mgmt For For For
Supervisor
47 Elect ZHOU Hong as Mgmt For Against Against
Supervisor
48 Elect MENG Qingjian as Mgmt For For For
Supervisor
49 Elect ZHANG Ning as Mgmt For Against Against
Supervisor
50 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/29/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CUSIP 984846105 08/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of A
Shares
2 Class and Nominal Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Issue Size Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
9 Validity Period For Mgmt For For For
Resolution
10 Place of Listing Mgmt For For For
11 Method of Subscription Mgmt For For For
12 Feasibility Report on Mgmt For For For
Use of
Proceeds
13 Non-Public Issuance of Mgmt For For For
A Shares
Plan
14 Board Authorization To Mgmt For For For
Implement Non-Public
Issuance of A
Shares
15 Dilution of Immediate Mgmt For For For
Return and Remedial
Measures
16 Undertaking of Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management Regarding
the Recovery of
Immediate
Return
17 Shareholders Return Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Class and Nominal Value Mgmt For For For
20 Method and Time of Mgmt For For For
Issuance
21 Issue Price and Mgmt For For For
Pricing
Principle
22 Issue Size Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Lock-up Period Mgmt For For For
25 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
26 Validity Period of Mgmt For For For
Resolution
27 Listing Market Mgmt For For For
28 Method of Subscription Mgmt For For For
29 Plan For Private Mgmt For For For
Placement
Fund Name : VanEck Vectors Egypt Index ETF
_______________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/11/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Bonus Share Issuance Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Property Rent Mgmt For TNA N/A
12 Transfer of Management Mgmt For TNA N/A
Rights
13 Netting Contracts Mgmt For TNA N/A
(Total F.
M.)
14 Netting Contracts (New Mgmt For TNA N/A
Tropicana)
________________________________________________________________________________
Amer Group Holding
Ticker Security ID: Meeting Date Meeting Status
AMER CINS M0989W100 03/11/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
6 and
7
4 Authorisation of Legal Mgmt For TNA N/A
Formalities (Signing
Amended
Articles)
5 Authority to Issue Mgmt For TNA N/A
Global Depository
Receipts
(GDRs)
6 Authorisation of Legal Mgmt For TNA N/A
Formalities (GDRs
Issunace)
7 Amendments to Article Mgmt For TNA N/A
19
________________________________________________________________________________
Arab Cotton Ginning
Ticker Security ID: Meeting Date Meeting Status
ACGC CINS M1359H103 10/02/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Netting Contracts Mgmt For TNA N/A
10 Charitable Donations Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Arabian Food Industries Co
Ticker Security ID: Meeting Date Meeting Status
DOMT CINS M1376L103 04/23/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Gordon E. Haslam Mgmt For Against Against
8 Elect Trevor Schultz Mgmt For Against Against
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/14/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Mgmt For For For
Directors'
Report
3 Presentation of Mgmt For For For
Auditor's
Report
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
6 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Charitable Donations Mgmt For For For
9 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10 Elect Hisham Ezz Al Mgmt For For For
Arab
11 Elect Medhat Hassanein Mgmt For Against Against
12 Elect Jawaid Mirza Mgmt For For For
13 Elect Sherif Kamel Mgmt For For For
14 Elect Yasser Hashem Mgmt For For For
15 Elect Mark Richards Mgmt For For For
16 Elect Bijan Mgmt For Against Against
Khorsowshahi
17 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Edita Food Industries
Ticker Security ID: Meeting Date Meeting Status
EFID CINS 28106T209 03/28/2017 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Netting Contracts Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Changes to the Board Mgmt For Abstain Against
11 Amendment to Article 4 Mgmt For Abstain Against
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/27/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Board
Changes
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/18/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 01/11/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 05/04/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Netting Contracts Mgmt For TNA N/A
7 Board Meetings Minutes Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
12 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 05/04/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Reduce Mgmt For TNA N/A
Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 03/28/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 08/18/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Cancel Mgmt For TNA N/A
Shares and Reduce
Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/14/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Netting Contracts Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/14/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 02/06/2017 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Delisting of Global Mgmt For For For
Depository
Receipts
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CUSIP 37953P 03/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/19/2017 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CUSIP 37953P 03/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Reserves Mgmt For For For
2 Directors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Auditor's Report Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS 37953P202 03/29/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Reserves Mgmt For For For
2 Directors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Auditor's Report Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For Abstain Against
8 Charitable Donations Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 05/10/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve 2017-2018 Mgmt For TNA N/A
Budget
3 Review Projects Under Mgmt For TNA N/A
Implementation
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 10/27/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Performance Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Employee Bonus Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Elect Hani Al-Dib Mgmt For TNA N/A
10 Review Projects Under Mgmt For TNA N/A
Implementation
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 10/27/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Stock Split Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Integrated Diagnostics Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
IDHC CINS G4836Q107 05/22/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anthony Tudor Mgmt For For For
St.
John
3 Elect Hend El-Sherbini Mgmt For For For
4 Elect Richard Henry Mgmt For For For
Phillips
5 Elect James Patrick Mgmt For For For
Nolan
6 Elect Dan Johan Wilmar Mgmt For For For
Olsson
7 Elect Hussein Hassan Mgmt For For For
Choucri
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 04/05/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 04/05/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article 4 Mgmt For TNA N/A
________________________________________________________________________________
Medinet Nasr for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 03/29/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Charitable Donations Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Amendments to Mgmt For TNA N/A
Remuneration
Plan
11 Netting Contracts Mgmt For TNA N/A
12 Election of Directors Mgmt For TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Medinet Nasr for Housing & Development
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 03/29/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Global Depository
Receipts (GDRs)
3 Increase in Authorised Mgmt For TNA N/A
Capital; Authority to
Increase Capital for
Bonus Share
Issuance
4 Amendments to Articles Mgmt For TNA N/A
5 Termination of Mgmt For TNA N/A
Employee Incentive
Scheme
6 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 05/28/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Adopt Board Decisions Mgmt For TNA N/A
11 Authority to Grant Mgmt For TNA N/A
Loans and Give
Guarantees; Netting
Contracts
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers Carpet Co.
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/02/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers Carpet Co.
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/02/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 02/26/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 02/26/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 02/26/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 02/26/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 04/13/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Global Depository
Receipts
(GDRs)
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 04/13/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 09/24/2016 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights (Employee
Share Option
Scheme)
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 09/24/2016 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Shares; Authority to
Reduce Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
6 and
7
4 Increase in Authorised Mgmt For TNA N/A
Capital (Employee
Share Option
Scheme)
5 Amendments to Articles Mgmt For TNA N/A
6 and
7
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 06/14/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Changes to Board Mgmt For TNA N/A
Composition
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 04/05/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditors'
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 03/20/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Netting Contracts Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Talaat Moustafa Group (TMG) Holding
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/25/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Board Changes Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/28/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Changes to the Board Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
11 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
TransGlobe Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TGL CINS 893662106 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert G. Mgmt For For For
Jennings
4 Elect Ross G. Clarkson Mgmt For For For
5 Elect Matthew J. Mgmt For For For
Brister
6 Elect David B. Cook Mgmt For For For
7 Elect Fred J. Dyment Mgmt For For For
8 Elect Lloyd W. Herrick Mgmt For For For
9 Elect Bob (G.R.) Mgmt For For For
MacDougall
10 Elect Susan M. Mgmt For For For
MacKenzie
11 Elect Steve W. Sinclair Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF
________________________________________________________________________________
Pacific Exploration & Production Corp
Ticker Security ID: Meeting Date Meeting Status
PRBLF CUSIP 69480UAH0 08/17/2016 Take No Action
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 APPROVAL OF THE PLAN Mgmt For TNA N/A
RESOLUTION. IF YOU
HAD ELECTED TO
RECEIVE CASH PRIOR,
YOU MUST ALSO VOTE
FOR THE PLAN IN
ORDER TO RECEIVE
PAYMENT. HOLDERS
WHO HAD SIGNED A
JOINDER AGREEMENT
PRIOR MUST ALSO VOTE
FOR THE PLAN.
PLEASE REFER TO THE
EXPANDED MATERIALS
FOR THIS EVENT FOR
FURTHER
DETAILS.
Fund Name : VanEck Vectors Environmental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony G. Mgmt For For For
Fernandes
2 Elect Thomas M. Mgmt For For For
Gartland
3 Elect Winifred Markus Mgmt For For For
Webb
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall S. Dearth Mgmt For For For
1.2 Elect John J. Paro Mgmt For For For
1.3 Elect Timothy G. Rupert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP 138098108 01/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Mark N. Diker Mgmt For For For
5 Elect Anthony B. Evnin Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Jorgen B. Hansen Mgmt For For For
9 Elect Ronnie Myers Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph G. Doody Mgmt For For For
1.2 Elect Emily Nagle Green Mgmt For For For
1.3 Elect Gregory B. Peters Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason DeZwirek Mgmt For Withhold Against
1.2 Elect Dennis Sadlowski Mgmt For For For
1.3 Elect Eric Goldberg Mgmt For For For
1.4 Elect David B. Liner Mgmt For For For
1.5 Elect Claudio A. Mgmt For For For
Mannarino
1.6 Elect Jonathan Pollack Mgmt For Withhold Against
1.7 Elect Seth Rudin Mgmt For For For
1.8 Elect Valerie G. Sachs Mgmt For Withhold Against
1.9 Elect Donald A. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Clarcor Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 02/23/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene Banucci Mgmt For For For
1.2 Elect Edward G. Galante Mgmt For For For
1.3 Elect Thomas J. Shields Mgmt For For For
1.4 Elect John R. Welch Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Annual CEO Incentive
Plan
5 Amendment to the Mgmt For For For
Management Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For Withhold Against
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For Against Against
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Hoffman
1.2 Elect Douglas A. Milroy Mgmt For For For
1.3 Elect Willard D. Mgmt For For For
Oberton
1.4 Elect John P. Wiehoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect Michael J. Caliel Mgmt For For For
1.3 Elect J. Samuel Butler Mgmt For For For
1.4 Elect Nelson Obus Mgmt For For For
1.5 Elect Robert Gilmore Mgmt For For For
1.6 Elect John T. Nesser Mgmt For For For
III
1.7 Elect Alan P. Krusi Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Anthony J. Best Mgmt For For For
1.3 Elect G. Stephen Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect Roderick A. Mgmt For For For
Larson
1.6 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
5 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Program
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect William J. Flynn Mgmt For For For
4 Elect Thomas W. Handley Mgmt For For For
5 Elect Jennifer M Kirk Mgmt For For For
6 Elect Michael Larson Mgmt For For For
7 Elect Ramon A. Mgmt For For For
Rodriguez
8 Elect Donald W. Slager Mgmt For For For
9 Elect John M. Trani Mgmt For For For
10 Elect Sandra M Volpe Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For For For
1.2 Elect Judith A. Mgmt For For For
Johansen
1.3 Elect Tamara L. Mgmt For For For
Lundgren
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Miller Mgmt For For For
2 Elect Jack W. Schuler Mgmt For Against Against
3 Elect Charles A. Alutto Mgmt For For For
4 Elect Brian P. Anderson Mgmt For For For
5 Elect Lynn D. Bleil Mgmt For For For
6 Elect Thomas D. Brown Mgmt For For For
7 Elect Thomas F. Chen Mgmt For For For
8 Elect Robert S. Murley Mgmt For For For
9 Elect John Patience Mgmt For For For
10 Elect Mike S. Mgmt For For For
Zafirovski
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720104 08/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia Feldmann Mgmt For For For
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Sir Duncan K. Mgmt For For For
Nichol
6 Elect Walter M Mgmt For For For
Rosebrough,
Jr.
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Elect John P. Wareham Mgmt For For For
10 Elect Loyal W. Wilson Mgmt For For For
11 Elect Michael B. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Ratification of Mgmt For For For
Statutory
Auditor
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Directors' Mgmt For For For
Remuneration Report
(Advisory)
17 Directors' Mgmt For For For
Remuneration Policy
(Binding)
18 Senior Executive Mgmt For For For
Management Incentive
Compensation
Plan
19 Amendment to the Mgmt For For For
Long-Term Equity
Incentive
Plan
20 General Authority to Mgmt For For For
Purchase Shares
Off-Market
21 Authority to Purchase Mgmt For For For
One Ordinary Share
Off-Market
22 Elimination of Mgmt For For For
Supermajority Voting
Requirements
23 Ratification of Mgmt For For For
Interim Dividend
Payment and Release
of
Claims
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect Donal L. Mulligan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Brian J. Kesseler Mgmt For For For
3 Elect Dennis J. Letham Mgmt For For For
4 Elect James S. Metcalf Mgmt For For For
5 Elect Roger B. Porter Mgmt For For For
6 Elect David B. Price, Mgmt For For For
Jr.
7 Elect Gregg M. Sherrill Mgmt For For For
8 Elect Paul T. Stecko Mgmt For For For
9 Elect Jane L. Warner Mgmt For For For
10 Elect Roger J. Wood Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For For For
1.3 Elect Patrick C. Haden Mgmt For For For
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Joanne M. Maguire Mgmt For For For
1.6 Elect Kimberly E. Mgmt For For For
Ritrievi
1.7 Elect Albert E. Smith Mgmt For For For
1.8 Elect J. Kenneth Mgmt For For For
Thompson
1.9 Elect Kristen M. Volpi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe F. Colvin Mgmt For For For
2 Elect Katina Dorton Mgmt For For For
3 Elect Jeffrey R. Feeler Mgmt For For For
4 Elect Daniel Fox Mgmt For For For
5 Elect Stephen A. Romano Mgmt For For For
6 Elect John T. Sahlberg Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Waste Connections Inc
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.2 Elect Robert H. Davis Mgmt For For For
1.3 Elect Edward E. Gullet Mgmt For For For
1.4 Elect Michael W. Harlan Mgmt For For For
1.5 Elect Larry S. Hughes Mgmt For For For
1.6 Elect Susan Lee Mgmt For For For
1.7 Elect William J. Mgmt For For For
Razzouk
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Split Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect James C Fish Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Patrick W. Gross Mgmt For For For
6 Elect Victoria M. Holt Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect John C. Pope Mgmt For For For
9 Elect Thomas H. Mgmt For For For
Weidemeyer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Fund Name : VanEck Vectors Gaming ETF
________________________________________________________________________________
Amaya Inc.
Ticker Security ID: Meeting Date Meeting Status
AYA CUSIP 02314M108 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Divyesh Gadhia Mgmt For For For
1.2 Elect Harlan W. Goodson Mgmt For For For
1.3 Elect Alfred F. Mgmt For For For
Hurley,
Jr.
1.4 Elect David A. Mgmt For For For
Lazzarato
1.5 Elect Peter E. Murphy Mgmt For For For
1.6 Elect Mary Turner Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change of Continuance Mgmt For For For
from Quebec to
Ontario
4 Company Name Change Mgmt For For For
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/27/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Arlene Tansey Mgmt For For For
4 Elect Sylvia Summers Mgmt For For For
Couder
5 Elect Pat Ramsey Mgmt For For For
6 Re-elect David Banks Mgmt For For For
7 Re-elect Kathleen Mgmt For For For
Conlon
8 Equity Grant (Incoming Mgmt For For For
MD/CEO Trevor
Croker)
9 Remuneration Report Mgmt For For For
10 Amendments to Mgmt For For For
Constitution
11 Renew Partial Takeover Mgmt For For For
Provisions
________________________________________________________________________________
Berjaya Sports Toto Berhad
Ticker Security ID: Meeting Date Meeting Status
BJTOTO CINS Y0849N107 10/10/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Robin TAN Yeong Mgmt For Against Against
Ching
3 Elect CHAN Kien Sing Mgmt For Against Against
4 Elect Robert YONG Kuen Mgmt For Against Against
Loke
5 Elect Nerine TAN Sheik Mgmt For For For
Ping
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETSB CINS W1556U310 05/11/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Directors and Mgmt For Against Against
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Remuneration Guidelines Mgmt For For For
20 Transferable Option Mgmt For For For
Plan
21 Stock Option Plan Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Pursuant to
LTIP
23 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
LTIP
24 Share Redemption Plan Mgmt For For For
25 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
26 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For Withhold Against
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Richard E. Mgmt For For For
Flaherty
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Keith E. Smith Mgmt For For For
1.8 Elect Christine J. Mgmt For For For
Spadafor
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Re-approval of the Mgmt For For For
Material Terms of the
2012 Stock Incentive
Plan
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Fealy Mgmt For For For
1.2 Elect Daniel P. Mgmt For For For
Harrington
2 Ratification of Auditor Mgmt For For For
3 Approval of Material Mgmt For For For
Terms of 162(m)
Performance Goals
Under the Executive
Annual Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/20/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John H. Mgmt For For For
Alexander
3 Re-elect Helen A. Mgmt For For For
Coonan
4 Re-elect Geoff J. Dixon Mgmt For For For
5 Re-elect John S. Mgmt For For For
Horvath
6 REMUNERATION REPORT Mgmt For For For
7 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 05/04/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paddy TANG Lui Mgmt For For For
Wai
Yu
5 Elect William YIP Shue Mgmt For For For
Lam
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph W. Mgmt For For For
Marshall,
III
1.2 Elect E. Scott Urdang Mgmt For For For
1.3 Elect Earl C. Shanks Mgmt For For For
1.4 Elect James B. Perry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 05/31/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect QUAH Chek Tin Mgmt For For For
4 Elect Mohd Zahidi bin Mgmt For For For
Zainuddin
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/20/2017 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LIM Kok Thay Mgmt For Against Against
3 Elect TJONG Yik Min Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Related Party Mgmt For For For
Transactions
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 04/27/2017 Take No Action
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Ratification of Board Mgmt For TNA N/A
and Auditor
Acts
5 Directors' Fees FY 2016 Mgmt For TNA N/A
6 Directors' Fees FY 2017 Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Board Transactions Mgmt For TNA N/A
9 Lease Agreement with Mgmt For TNA N/A
Horse Races
S.A
10 Lease Agreement with Mgmt For TNA N/A
Opap Services
S.A
11 Sublease Agreement Mgmt For TNA N/A
with Tora Direct
S.A
12 Sublease Agreement Mgmt For TNA N/A
with Tora Wallet
S.A
13 Trademark License Mgmt For TNA N/A
Agreement with Horse
Races
S.A
14 Trademark License Mgmt For TNA N/A
Agreement with
Hellenic Lotteries
S.A
15 Corporate Guarantee to Mgmt For TNA N/A
Bond Loan with
Hellenic
Lotteries S.A.
16 Corporate Guarantee Mgmt For TNA N/A
with Hellenic
Lotteries S.A.
(Hellenic Republic
Asset Development
Fund)
17 Corporate Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(GBI Racing
Ltd)
18 Corporate Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(ODIE/Ernst&Young)
19 Corporate Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(ODIE)
20 Corporate Guarantee Mgmt For TNA N/A
with Horse Races S.A.
(Eurobank)
21 Corporate Guarantee Mgmt For TNA N/A
with Opap Sports
Ltd
22 Corporate Guarantee Mgmt For TNA N/A
with Tora Direct
S.A.
23 Corporate Guarantee Mgmt For TNA N/A
with Neurosoft
S.A.
24 Agreement for the Mgmt For TNA N/A
Provision of
Consulting Services
with Emerging Markets
Capital
25 Ratification of Mgmt For TNA N/A
Co-option of Robert
Chvatal
26 Amendments to Articles Mgmt For TNA N/A
(Corporate
Purpose)
27 Authority to Mgmt For TNA N/A
Repurchase
Shares
28 Allocation of Profits Mgmt For TNA N/A
to Executive Board
Members and
Managers
29 Long-Term Incentive Mgmt For TNA N/A
Scheme
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 06/20/2017 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Paul Miles Mgmt For For For
6 Elect Will Whitehorn Mgmt For For For
7 Elect Kenneth J Mgmt For For For
Alexander
8 Elect Karl Diacono Mgmt For Against Against
9 Elect Lee Feldman Mgmt For For For
10 Elect Peter Isola Mgmt For Against Against
11 Elect Stephen Morana Mgmt For For For
12 Elect Norbert Mgmt For For For
Teufelberger
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Heiwa Corp
Ticker Security ID: Meeting Date Meeting Status
6412 CINS J19194109 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authorization of Mgmt For For For
Political
Donations
7 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/30/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 ELECTION OF Mgmt For Against Against
NON-EXECUTIVE
DIRECTOR: SHIN JOO
HO
5 Elect CHOI Don Yong Mgmt For For For
6 Elect HAN In Koo Mgmt For For For
7 ELECTION OF AUDIT Mgmt For For For
COMMITTEE MEMBER: KIM
SANG
IL
8 ELECTION OF AUDIT Mgmt For For For
COMMITTEE MEMBER:
CHOI DON
YONG
9 Election of Audit Mgmt For For For
Committee Member: HAN
In
Koo
________________________________________________________________________________
Kindred Group plc
Ticker Security ID: Meeting Date Meeting Status
KINDSDB CINS X9415A119 05/16/2017 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Board Size Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Elect Kristofer Arwin Mgmt For For For
7 Elect Sophia Bendz Mgmt For Against Against
8 Elect Peter Boggs Mgmt For For For
9 Elect Nigel Cooper Mgmt For For For
10 Elect Peter Friis Mgmt For For For
11 Elect Stefan Lundborg Mgmt For For For
12 Elect Anders Strom Mgmt For For For
13 Elect Anders Strom as Mgmt For For For
Chair
14 Nomination Committee Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Remuneration Guidelines Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ladbrokes Coral Group Plc
Ticker Security ID: Meeting Date Meeting Status
LCL CINS G5337D107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Paul Bowtell Mgmt For For For
6 Elect Mark Clare Mgmt For For For
7 Elect Annemarie Durbin Mgmt For For For
8 Elect Carl Leaver Mgmt For For For
9 Elect Stevie Spring Mgmt For For For
10 Elect Rob Templeman Mgmt For For For
11 Elect John M. Kelly Mgmt For For For
12 Elect Jim Mullen Mgmt For For For
13 Elect Mark Pain Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Performance Share Plan Mgmt For For For
18 Savings Related Share Mgmt For For For
Option
Scheme
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles D. Forman Mgmt For For For
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect George Jamieson Mgmt For For For
1.4 Elect Lewis Kramer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 03/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
2 Amendments to Mgmt For For For
Memorandum and
Articles of
Association
________________________________________________________________________________
Melco Crown Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 12/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's and its
Subsidiary's Stock
Incentive
Plans
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/24/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pansy Catilina Mgmt For Against Against
HO Chui
King
6 Elect William M. Scott Mgmt For For For
IV
7 Elect ZHE Sun Mgmt For For For
8 Elect Patricia LAM Sze Mgmt For For For
Wan
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Amendment to the Share Mgmt For For For
Option
Scheme
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Baldwin Mgmt For For For
1.2 Elect William A. Bible Mgmt For For For
1.3 Elect Mary Chris Gay Mgmt For For For
1.4 Elect William W. Mgmt For For For
Grounds
1.5 Elect Alexis M. Herman Mgmt For For For
1.6 Elect Roland Hernandez Mgmt For For For
1.7 Elect John B. Kilroy, Mgmt For For For
Sr.
1.8 Elect Rose Mgmt For For For
McKinney-James
1.9 Elect James J. Murren Mgmt For For For
1.10 Elect Gregory M. Mgmt For For For
Spierkel
1.11 Elect Daniel J. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
NetEnt publ AB
Ticker Security ID: Meeting Date Meeting Status
NET'B CINS ADPV35625 04/21/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Share Redemption Plan Mgmt For For For
22 Long-Term Incentive Mgmt For For For
Program
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Issue Mgmt For For For
Treasury
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paddy Power Betfair Plc
Ticker Security ID: Meeting Date Meeting Status
PPB CINS G68673113 05/17/2017 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Zillah Mgmt For For For
Byng-Thorne
6 Elect Michael E. Cawley Mgmt For For For
7 Elect Breon Corcoran Mgmt For For For
8 Elect Ian Dyson Mgmt For For For
9 Elect Alex Gersh Mgmt For For For
10 Elect Peter Jackson Mgmt For For For
11 Elect Gary McGann Mgmt For For For
12 Elect Padraig O Mgmt For Abstain Against
Riordain
13 Elect Peter Rigby Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Price Mgmt For For For
Range for Reissuance
of Treasury
Shares
________________________________________________________________________________
Paradise Company Limited
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect Phillip CHUN Mgmt For For For
3 Elect PARK Byeong Ryong Mgmt For For For
4 Elect SEO Chang Rok Mgmt For For For
5 Election of Corporate Mgmt For For For
Auditors
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Carlino Mgmt For For For
1.2 Elect Jane Scaccetti Mgmt For For For
1.3 Elect Timothy J. Mgmt For For For
Wilmott
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/17/2017 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Report Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Paul Hewitt Mgmt For For For
7 Elect John E. Jackson Mgmt For For For
8 Elect Claire Milne Mgmt For For For
9 Elect Andrew Thomas Mgmt For For For
10 Elect Alan Jackson Mgmt For For For
11 Elect Andrew Smith Mgmt For For For
12 Elect Mor Weizer Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/17/2017 Voted
Meeting Type Country of Trade
Ordinary ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For For For
(Binding)
2 One-Off Award Mgmt For Against Against
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sheldon G. Mgmt For Against Against
Adelson
6 Elect Rachel CHIANG Yun Mgmt For For For
7 Elect Victor Patrick Mgmt For For For
Hoog
Antink
8 Elect Kenneth Patrick Mgmt For For For
CHUNG
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sankyo Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Sega Sammy Holdings
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hajime Satomi Mgmt For For For
3 Elect Haruki Satomi Mgmt For For For
4 Elect Naoya Tsurumi Mgmt For For For
5 Elect Kohichi Fukuzawa Mgmt For For For
6 Elect Hideki Okamura Mgmt For For For
7 Elect Yuji Iwanaga Mgmt For For For
8 Elect Takeshi Natsuno Mgmt For Against Against
9 Elect Kohhei Katsukawa Mgmt For For For
10 Elect Shigeru Aoki Mgmt For Against Against
11 Elect Yukito Sakaue Mgmt For For For
12 Elect Tomio Kazashi Mgmt For For For
13 Elect Mineo Enomoto Mgmt For For For
14 Elect Izumi Ogata as Mgmt For Against Against
Alternate Statutory
Auditor
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y8076V106 06/13/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SO Shu Fai Mgmt For Against Against
6 Elect Angela LEONG On Mgmt For Against Against
Kei
7 Elect Timothy FOK Tsun Mgmt For Against Against
Ting
8 Elect Daisy HO Chiu Mgmt For Against Against
Fung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
12 Authority to Mgmt For For For
Repurchase
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/21/2016 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Chris Moller Mgmt For For For
2 Re-elect Bruce J. Mgmt For For For
Carter
3 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paula J. Dwyer Mgmt For For For
3 Re-elect Justin Milne Mgmt For Against Against
4 Remuneration Report Mgmt For Against Against
5 Equity Grant (MD/CEO Mgmt For For For
Mr David
Attenborough)
6 Increase NED Fee Pool Mgmt N/A Against N/A
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 10/27/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-Elect Brian Jamieson Mgmt For For For
4 Re-Elect Julien Mgmt For For For
Playoust
5 Equity Grant (MD/CEO Mgmt For For For
Robbie
Cooke)
________________________________________________________________________________
The Intertain Group Limited
Ticker Security ID: Meeting Date Meeting Status
IT CINS 46111Q101 09/23/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Neil Goulden Mgmt For For For
4 Elect Andrew McIver Mgmt For For For
5 Elect David Danziger Mgmt For Against Against
6 Elect Paul Pathak Mgmt For Against Against
7 Elect Jim Ryan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Change of Continuance Mgmt For For For
from Ontario to
United
Kingdom
________________________________________________________________________________
The Star Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SGR CINS Q8719T103 10/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Re-elect Richard Mgmt For For For
Sheppard
4 Re-elect Gerard Bradley Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Matt
Bekier)
6 Approve Increase in Mgmt For Against Against
NED's Fee
Cap
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 10/19/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Mahomed (Mac) Mgmt For For For
Gani
4 Re-elect John A. Mgmt For For For
Copelyn
5 Re-elect Yunis Shaik Mgmt For Against Against
6 Re-elect Busi A. Mabuza Mgmt For For For
7 Election of Audit & Mgmt For For For
RIsk Committee Member
(Mac
Gani)
8 Election of Audit & Mgmt For For For
RIsk Committee Member
(Busi
Mabuza)
9 Election of Audit & Mgmt For For For
RIsk Committee Member
(Jabu
Ngcobo)
10 Approve Remuneration Mgmt For Against Against
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Amendment to Memorandum Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Approve Financial Mgmt For For For
Assistance (Section
41, 42, 44 and
45)
________________________________________________________________________________
Unibet Group plc
Ticker Security ID: Meeting Date Meeting Status
UNIB CINS X9415A119 12/06/2016 Voted
Meeting Type Country of Trade
Special Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
Regarding Company
Name
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/09/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Mark Brooker Mgmt For For For
6 Elect John P O'Reilly Mgmt For For For
7 Elect Robin Terrell Mgmt For For For
8 Elect Gareth Davis Mgmt For For For
9 Elect Philip Bowcock Mgmt For For For
10 Elect Sir Roy Gardner Mgmt For For For
11 Elect Georgina Harvey Mgmt For For For
12 Elect Ashley Highfield Mgmt For For For
13 Elect David S. Lowden Mgmt For For For
14 Elect Imelda Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Interest)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Deferred Share Bonus Mgmt For For For
Plan
23 Performance Share Plan Mgmt For For For
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 06/01/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ian M. Coughlan Mgmt For For For
6 Elect Allan Zeman Mgmt For Against Against
7 Elect Nicholas R. Mgmt For Against Against
Sallnow-Smith
8 Elect Kim Marie Sinatra Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Authority to Issue Mgmt For Against Against
Shares Under the
Employee Ownership
Scheme
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 04/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Miller Mgmt For For For
1.2 Elect Clark T. Randt, Mgmt For For For
Jr.
1.3 Elect D. Boone Wayson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Fund Name : VanEck Vectors Generic Drug ETF
________________________________________________________________________________
Ajanta Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
AJANTPHARM CINS Y0R6E1145 07/05/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mannalal B. Mgmt For Against Against
Agrawal
4 Elect Purushottam B. Mgmt For Against Against
Agrawal
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Kapoor Mgmt For For For
1.2 Elect Kenneth Mgmt For Withhold Against
Abramowitz
1.3 Elect Adrienne Graves Mgmt For For For
1.4 Elect Ronald Johnson Mgmt For Withhold Against
1.5 Elect Steven Meyer Mgmt For Withhold Against
1.6 Elect Terry Allison Mgmt For For For
Rappuhn
1.7 Elect Brian Tambi Mgmt For Withhold Against
1.8 Elect Alan Weinstein Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 07/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John N. Kapoor Mgmt For For For
1.2 Elect Kenneth S. Mgmt For Withhold Against
Abramowitz
1.3 Elect Adrienne L. Mgmt For For For
Graves
1.4 Elect Ronald M. Johnson Mgmt For Withhold Against
1.5 Elect Steven J. Meyer Mgmt For Withhold Against
1.6 Elect Terry Allison Mgmt For For For
Rappuhn
1.7 Elect Brian Tambi Mgmt For For For
1.8 Elect Alan Weinstein Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Employee Stock Mgmt For For For
Purchase
Plan
2 Amendment to the 2014 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3.1 Elect Jim W. Nokes Mgmt For For For
3.2 Elect William H. Mgmt For For For
Hernandez
3.3 Elect Luther C. Kissam Mgmt For For For
IV
3.4 Elect Douglas L. Maine Mgmt For For For
3.5 Elect J. Kent Masters Mgmt For For For
3.6 Elect James J. O'Brien Mgmt For For For
3.7 Elect Barry W. Perry Mgmt For For For
3.8 Elect Gerald A. Steiner Mgmt For For For
3.9 Elect Harriett Tee Mgmt For For For
Taggart
3.10 Elect Alejandro D. Mgmt For For For
Wolff
4 Approve 2017 Incentive Mgmt For For For
Plan
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul J. Mitchell Mgmt For For For
2 Elect Richard F. Pops Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to the 2011 Mgmt For For For
Stock Option and
Incentive
Plan
6 Authority to Issue Mgmt For For For
Shares with
Preemptive
Rights
7 Right to Adjourn Mgmt For For For
Meeting
8 Authority to Issue Mgmt For For For
Shares without
Preemptive
Rights
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 08/15/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Re-elect John F. Mgmt For For For
Buchanan
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/06/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect John F. Mgmt For For For
Buchanan
4 Re-elect Maureen Mgmt For For For
Manyama-Matome
5 Elect Babalwa Ngonyama Mgmt For For For
6 Re-elect David S. Mgmt For Against Against
Redfern
7 Re-elect Sindiswa Mgmt For Against Against
(Sindi) V.
Zilwa
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Buchanan)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maureen
Manyama-Matome)
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Babalwa
Ngonyama)
13 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sindi
Zilwa)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Remuneration Mgmt For For For
Policy
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
26 Approve Financial Mgmt For For For
Assistance
27 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 08/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect K. Nithyananda Mgmt For For For
Reddy
5 Elect M. Madan Mohan Mgmt For For For
Reddy
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Approve Revised Mgmt For For For
Remuneration of N.
Govindarajan
(Managing
Director)
8 Approve Revised Mgmt For For For
Remuneration of M.
Madan Mohan Reddy
(Whole-time
Director)
9 Appointment of P. Mgmt For For For
Sarath Chandra
Reddy(Whole-time
Director);
Approval of
Remuneration
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 06/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital; Amendments
to
Memorandum
3 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Cadila Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
CADILAHC CINS Y1R73U123 03/30/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Cadila Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
CADILAHC CINS Y1R73U123 08/03/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sharvil P. Patel Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Pankaj Mgmt For Against Against
R. Patel (Chairman
and Managing
Director); Approval
of
Remuneration
7 Elect Apurva S. Diwanji Mgmt For For For
8 Directors' Commission Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosina B. Dixon Mgmt For For For
2 Elect Claes Glassell Mgmt For For For
3 Elect Louis J. Mgmt For For For
Grabowsky
4 Elect Bernhard Hampl Mgmt For For For
5 Elect Kathryn R. Mgmt For For For
Harrigan
6 Elect Ilan Kaufthal Mgmt For For For
7 Elect Steven M. Klosk Mgmt For For For
8 Elect Peter G. Tombros Mgmt For For For
9 Elect Shlomo Yanai Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the Mgmt For For For
Executive Cash
Incentive Plan for
the purposes of
162(m)
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KI Woo Seong Mgmt For For For
3 Elect KIM Hyung Ki Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Share Option Grant Mgmt For Against Against
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George E. Massaro Mgmt For For For
6 Elect George M. Milne, Mgmt For Against Against
Jr.
7 Elect C. Richard Reese Mgmt For For For
8 Elect Craig B. Thompson Mgmt For For For
9 Elect Richard F. Mgmt For For For
Wallman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Approval of the Mgmt For For For
Incentive
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Chemical Works of Gedeon Richter Plc.
Ticker Security ID: Meeting Date Meeting Status
RICHTER CINS X3124S107 04/26/2017 Take No Action
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Voting Method Mgmt For TNA N/A
5 Recording Device for Mgmt For TNA N/A
Meeting
6 Election of Presiding Mgmt For TNA N/A
Chair, Individuals to
Keep
Minutes and Counting
Commission
7 Financial Statements Mgmt For TNA N/A
(Consolidated)
8 Reports Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Allocation of Profits Mgmt For TNA N/A
to
Reserves
11 Financial Statements Mgmt For TNA N/A
12 Corporate Governance Mgmt For TNA N/A
Report
13 Establishment of New Mgmt For TNA N/A
Branch
Offices
14 Amendments to Articles Mgmt For TNA N/A
(Corporate
Purpose)
15 Amendments to Article Mgmt For TNA N/A
14.4
(m)
16 Amendments to Articles Mgmt For TNA N/A
16.13 and
16.14
17 Amendments to Article Mgmt For TNA N/A
19.5
18 Amendments to Article Mgmt For TNA N/A
15.5
19 Directors' Report on Mgmt For TNA N/A
Acquired Treasury
Shares
20 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
21 Elect Erik Bogsch Mgmt For TNA N/A
22 Elect Janos Csak Mgmt For TNA N/A
23 Elect Gabor Perjes Mgmt For TNA N/A
24 Elect Szilveszter E. Mgmt For TNA N/A
Vizi
25 Elect Kriszta Zolnay Mgmt For TNA N/A
26 Elect Ilona Hardy Mgmt For TNA N/A
27 Elect Gabor Orban Mgmt For TNA N/A
28 Directors' Fees Mgmt For TNA N/A
29 Supervisory Board Fees Mgmt For TNA N/A
30 Supervisory Board Mgmt For TNA N/A
Regulations
31 Non-Voting Meeting Note N/A N/A TNA N/A
32 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mustafa K. Hamied Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Naina Lal Kidwai Mgmt For For For
6 Re-appointment of S. Mgmt For For For
Radhakrishnan
(Whole-Time
Director); Approval
of
Remuneration
7 Elect Umang Vohra Mgmt For For For
8 Appointment of Umang Mgmt For Against Against
Vohra (Managing
Director and Global
CEO); Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 05/25/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CAI Dongchen Mgmt For Against Against
6 Elect CHAK Kin Man Mgmt For For For
7 Elect PAN Weidong Mgmt For For For
8 Elect Carmelo LEE Ka Mgmt For Against Against
Sze
9 Elect CHEN Chuan Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Madhusudana R. Mgmt For For For
Divi
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Satish Reddy Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of G.V. Mgmt For Against Against
Prasad (Co-Chairman
Managing Director,
CEO); Approval of
Remuneration
6 Elect Bharat Narotam Mgmt For For For
Doshi
7 Elect Hans Peter Hasler Mgmt For For For
8 Directors' Commission Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Eagle Pharmaceuticals Inc
Ticker Security ID: Meeting Date Meeting Status
EGRX CUSIP 269796108 08/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sander Flaum Mgmt For For For
1.2 Elect Scott Tarriff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Glenmark Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
GLENMARK CINS Y2711C144 08/12/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajesh V. Desai Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Milind S. Sarwate Mgmt For For For
8 Appointment of Rajesh Mgmt For For For
Desai (Executive
Director); Approval
of
Remuneration
9 Employee Stock Option Mgmt For Against Against
Scheme
2016
10 Extension of Employee Mgmt For Against Against
Stock Option Scheme
2016 to
Subsidiaries
________________________________________________________________________________
Green Cross Corporation
Ticker Security ID: Meeting Date Meeting Status
006280 CINS Y2R8RU107 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividens
2 Elect LEE In Jae Mgmt For Against Against
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
5 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Green Cross Holdings
Ticker Security ID: Meeting Date Meeting Status
005250 CINS Y28840117 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
5 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Budget Report Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
12 Application for Bank Mgmt For For For
Loans
13 Approval of Entrusted Mgmt For For For
Loans
14 Utilization of Mgmt For For For
Proceeds from
Previous Fund
Raising
15 Utilization of Mgmt For For For
Proceeds from
Internal
Fund
16 Continuing Connected Mgmt For For For
Transactions for
2017
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect LI Chuyuan Mgmt For For For
22 Elect CHEN Mao Mgmt For For For
23 Elect LIU Juyan Mgmt For For For
24 Elect CHENG Ning Mgmt For For For
25 Elect NI Yidong Mgmt For Against Against
26 Elect WU Changhai Mgmt For Against Against
27 Elect WANG Wenchu Mgmt For For For
28 Elect CHU Xiaoping Mgmt For For For
29 Elect JIANG Wenqi Mgmt For For For
30 Elect WONG Hin Wing Mgmt For For For
31 Elect WANG Weihong Mgmt For For For
32 Elect XIAN Jiaxiong Mgmt For Against Against
33 Elect GAO Yanzhu Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 11/11/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Declare Mgmt For For For
Special
Dividends
________________________________________________________________________________
Halozyme Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALO CUSIP 40637H109 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Kelley Mgmt For For For
1.2 Elect Matthew I. Posard Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hanmi Pharm Co Ltd
Ticker Security ID: Meeting Date Meeting Status
128940 CINS Y3063Q103 03/10/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Executive Mgmt For For For
Directors
(Slate)
3 Election of Mgmt For For For
Independent Director:
SEO Dong
Cheol
4 Election of Audit Mgmt For For For
Committee Member: SEO
Dong
Cheol
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Hanmi Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
008930 CINS Y3061Z105 03/10/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
2 Directors' Fees Mgmt For Against Against
3 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Mary R. Henderson Mgmt For For For
6 Elect Said Darwazah Mgmt For For For
7 Elect Mazen Darwazah Mgmt For For For
8 Elect Robert Pickering Mgmt For For For
9 Elect Ali Al-Husry Mgmt For For For
10 Elect Ronald Goode Mgmt For For For
11 Elect Pat Butler Mgmt For For For
12 Elect Jochen Gann Mgmt For For For
13 Elect John Castellani Mgmt For For For
14 Elect Pamela J. Kirby Mgmt For For For
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Extension of the Mgmt For For For
Executive Incentive
Plan
18 Increase in NED Fees Mgmt For For For
Cap
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Hisamitsu Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
4530 CINS J20076121 05/25/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hirotaka Nakatomi Mgmt For Against Against
3 Elect Kazuhide Nakatomi Mgmt For For For
4 Elect Kohsuke Sugiyama Mgmt For For For
5 Elect Tetsuo Akiyama Mgmt For For For
6 Elect Naruhito Higo Mgmt For For For
7 Elect Toshiaki Tsuruda Mgmt For For For
8 Elect Shinichiroh Takao Mgmt For For For
9 Elect Kyu Saitoh Mgmt For For For
10 Elect Nobuo Tsutsumi Mgmt For Against Against
11 Elect Shinichi Murayama Mgmt For Against Against
12 Elect Isao Ichikawa Mgmt For For For
13 Elect Teijiroh Furukawa Mgmt For For For
________________________________________________________________________________
Horizon Pharma plc
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G4617B105 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect Timothy P. Mgmt For For For
Walbert
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Authority to Mgmt For For For
Repurchase
Shares
6 Plurality Voting Mgmt For For For
Standard for
Contested
Elections
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Hall Mgmt For For For
2 Elect John Climax Mgmt For For For
3 Elect Steve Cutler Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Set Price Mgmt For For For
Range for Issuance of
Treasury
Shares
10 Amendments to Articles Mgmt For For For
of
Association
11 Amendments to Mgmt For For For
Memorandum of
Association
________________________________________________________________________________
Ipca Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
IPCALAB CINS Y4175R146 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Audited Financial Mgmt For For For
Statements
3 Audited Consolidated Mgmt For For For
Financial
Statements
4 Elect Ajit K. Jain Mgmt For For For
5 Elect Pranay Godha Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Prashant Godha
(Executive Director);
Approval of
Remuneration
8 Continuation of Mgmt For Against Against
Appointment of
Premchand Godha
(Managing
Director)
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 06/05/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Kolon Life Science Inc
Ticker Security ID: Meeting Date Meeting Status
102940 CINS Y4830K106 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Chan Hui Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kyowa Hakko Kirin Company Limited
Ticker Security ID: Meeting Date Meeting Status
4151 CINS J38296117 03/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuo Hanai Mgmt For Against Against
4 Elect Hiroyuki Kawai Mgmt For For For
5 Elect Kazuyoshi Mgmt For For For
Tachibana
6 Elect Toshifumi Mgmt For For For
Mikayama
7 Elect Masashi Miyamoto Mgmt For For For
8 Elect Noriya Yokota Mgmt For For For
9 Elect Kohichiroh Mgmt For For For
Nishikawa
10 Elect Yoshiko Leibowitz Mgmt For For For
11 Elect Jun Arai as Mgmt For For For
Statutory
Auditor
12 Directors' Compensation Mgmt For For For
13 Amendments to Equity Mgmt For For For
Compensation
Plan
14 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
LG Life Sciences Ltd.
Ticker Security ID: Meeting Date Meeting Status
068870 CINS Y52767103 11/28/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lonza Group AG
Ticker Security ID: Meeting Date Meeting Status
LONN CINS H50524133 04/25/2017 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
from
Reserves
6 Elect Patrick Aebischer Mgmt For TNA N/A
7 Elect Werner J. Bauer Mgmt For TNA N/A
8 Elect Jean-Daniel Mgmt For TNA N/A
Gerber
9 Elect Christoph Mader Mgmt For TNA N/A
10 Elect Barbara M. Mgmt For TNA N/A
Richmond
11 Elect Margot Scheltema Mgmt For TNA N/A
12 Elect Rolf Soiron Mgmt For TNA N/A
13 Elect Jurgen B. Mgmt For TNA N/A
Steinemann
14 Elect Antonio Trius Mgmt For TNA N/A
15 Elect Albert M. Baehny Mgmt For TNA N/A
16 Appoint Rolf Soiron as Mgmt For TNA N/A
Board
Chair
17 Elect Jean-Daniel Mgmt For TNA N/A
Gerber as Nominating
and Compensation
Committee
Member
18 Elect Christoph Mader Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
19 Elect Jurgen B. Mgmt For TNA N/A
Steinemann as
Nominating and
Compensation
Committee
Member
20 Appointment of Auditor Mgmt For TNA N/A
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation Mgmt For TNA N/A
(Fixed)
24 Executive Compensation Mgmt For TNA N/A
(Variable
Short-Term)
25 Executive Compensation Mgmt For TNA N/A
(Variable
Long-Term)
26 Rights Issue Mgmt For TNA N/A
27 Increase in Authorised Mgmt For TNA N/A
Capital
28 Increase in Mgmt For TNA N/A
Conditional
Capital
29 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 08/03/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nilesh Gupta Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint Mgmt For Against Against
Ramesh Swaminathan
(CFO and Executive
Director); Approval
of
Remuneration
7 Elect Jean-Luc Mgmt For Against Against
Belingard
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Virgil D. Mgmt For For For
Thompson
8 Elect Mark C. Trudeau Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
15 Amendments to the Mgmt For For For
Memorandum of
Association
16 Amendments to the Mgmt For For For
Articles of
Association
17 Reduction of Company Mgmt For For For
Capital
________________________________________________________________________________
Mayne Pharma Group Limited
Ticker Security ID: Meeting Date Meeting Status
MYX CINS Q5857C108 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ron Best Mgmt For For For
3 Re-elect Bruce Mgmt For For For
Mathieson
4 Elect Nancy Dolan Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Scott
Richards)
7 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Medy-Tox Inc.
Ticker Security ID: Meeting Date Meeting Status
086900 CINS Y59079106 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For For For
Previously Granted by
Board
Resolution
3 Elect JUNG Hyeon Ho Mgmt For Against Against
4 Elect PARK Seong Bum Mgmt For Against Against
5 Elect JUNG Tae Cheon Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For Against Against
7 Elect Melina Higgins Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Mark Parrish Mgmt For Against Against
10 Elect Randall L. Mgmt For For For
Vanderveen
11 Elect Sjoerd S. Mgmt For For For
Vollebregt
12 Adoption of the Dutch Mgmt For For For
Annual
Accounts
13 Ratification of Auditor Mgmt For For For
14 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Authorization for Mgmt For For For
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Natco Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
NATCOPHARM CINS Y6211C157 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect A.K.S. Bhujanga Mgmt For Against Against
Rao
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Continued Appointment Mgmt For Against Against
of V.C. Nannapaneni
(Chairman and
Managing
Director)
7 Increase in Mgmt For For For
Remuneration of
A.K.S. bhujanga Rao
(president (R&D and
Tech)
8 Increase in Mgmt For For For
Remuneration of
P.S.R.K. Prasad
(Executive Vice
President (Corporate
Engineering
Services))
9 Increase in Mgmt For For For
Remuneration of D.
Linga Rao (Executive
Director and
President (Tech.
Affairs))
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Approval of Employee Mgmt For Against Against
Stock Option Scheme
2016 ("NATSOP
2016")
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For Withhold Against
1.4 Elect Richard M. Krasno Mgmt For For For
1.5 Elect Richard A. Lerner Mgmt For Withhold Against
1.6 Elect John A. Paganelli Mgmt For Withhold Against
1.7 Elect Richard C. Mgmt For Withhold Against
Pfenniger
1.8 Elect Alice Lin-Tsing Mgmt For Withhold Against
Yu
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Orion Oyj
Ticker Security ID: Meeting Date Meeting Status
ORNBV CINS X6002Y112 03/22/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For For For
Regarding Age
Limit
19 Amendments to Articles Mgmt For For For
Regarding
Auditor
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Peptidream Inc
Ticker Security ID: Meeting Date Meeting Status
4587 CINS J6363M109 09/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Kiichi Kubota Mgmt For Against Against
3 Elect Patrick C. Reid Mgmt For For For
4 Elect Yoshiyuki Sekine Mgmt For For For
5 Elect Keiichi Masuya Mgmt For For For
6 Elect Hiroaki Suga Mgmt For For For
7 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin Shannon Mgmt For For For
1.2 Elect James C. Momtazee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2017 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
ProMetic Life Sciences Inc.
Ticker Security ID: Meeting Date Meeting Status
PLI cins 74342Q104 05/10/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Simon Best Mgmt For For For
3 Elect Andrew Bishop Mgmt For For For
4 Elect Stefan Clulow Mgmt For For For
5 Elect Kenneth Galbraith Mgmt For For For
6 Elect David John Jeans Mgmt For For For
7 Elect Charles Kenworthy Mgmt For Against Against
8 Elect Pierre Laurin Mgmt For For For
9 Elect Louise Menard Mgmt For For For
10 Elect Paul Mesburis Mgmt For For For
11 Elect John Moran Mgmt For For For
12 Elect Nancy Orr Mgmt For For For
13 Elect Bruce Wendel Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Amendment to the Stock Mgmt For For For
Option
Plan
16 Share Consolidation Mgmt For For For
17 Approval and Mgmt For For For
Ratification of Acts
of
Directors
18 Amend Articles Mgmt For For For
Regarding Directors'
Ability to Appoint
Directors
________________________________________________________________________________
Quintiles IMS Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan J. Mgmt For For For
Coslet
1.2 Elect Michael J. Mgmt For For For
Evanisko
1.3 Elect Dennis B. Mgmt For For For
Gillings
1.4 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Incentive and Stock
Award
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quintiles Transnational Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 74876Y101 09/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Shares for Mgmt For For For
Merger
3 Reincorporation Mgmt For For For
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
9 Appraisal Results and Mgmt For For For
Directors'
Fees
10 Appraisal Program for Mgmt For For For
2017
11 Approval of Entrusted Mgmt For For For
Loans
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
14 Authority to Issue Mgmt For For For
Interbank Debt
Instruments
15 Approve Compliance Mgmt For For For
with Conditions of
Bonds
Issuance
16 Size and method of Mgmt For For For
issuance
17 Bond Rate Mgmt For For For
18 Maturity Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Investors and Placing Mgmt For For For
Arrangements
21 Guarantee Mgmt For For For
22 Provisions Mgmt For For For
23 Credit Standing Mgmt For For For
24 Underwriting Mgmt For For For
25 Listing Mgmt For For For
26 Validity Mgmt For For For
27 Board Authorisation to Mgmt For For For
Implement Corporate
Bonds
28 Adoption of Share Mgmt For For For
Option
Scheme
29 Amendments of Mgmt For For For
Management System of
Connected
Transactions
30 Approve Renewal of Mgmt For For For
Guarantee
Quota
31 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WU Yifang Mgmt For For For
3 Compliance of Overseas Mgmt For For For
Listing of Sisram
Medical Ltd. (or
Sisram
Listco)
4 Issuing Entity Mgmt For For For
5 Place of Listing Mgmt For For For
6 Type of Securities to Mgmt For For For
Be
Issued
7 Target Subscribers Mgmt For For For
8 Listing Date Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Size of Issuance Mgmt For For For
11 Offer Price Mgmt For For For
12 Underwriting Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company.
15 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
16 Board Authority Mgmt For For For
regarding Overseas
Listing and Related
Matters of Sisram
Medical Ltd. (or
Sisram
Listco)
17 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 12/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules for
General
Meeting
4 Amendments to Mgmt For For For
Procedural Rules for
Board
5 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
6 Amendments to the CT Mgmt For For For
Rules
7 Amendments to the Mgmt For For For
Management System for
Proceeds
8 Amendments to the Mgmt For For For
Implementation Rules
of Cumulative Voting
System
9 Renewed Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 2017 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Appointment of Mgmt For For For
International and PRC
Auditors
10 Authority to Give Mgmt For For For
Guarantees
11 Amendment to Mgmt For For For
Commitment of Shares
to Employee Share
Ownership
Committee
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHOU Jun Mgmt For Against Against
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sino Biopharmaceutical Limited
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 06/22/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHENG Cheung Ling Mgmt For For For
6 Elect WANG Shanchun Mgmt For Against Against
7 Elect TIAN Zhoushan Mgmt For For For
8 Elect LU Hong Mgmt For For For
9 Elect ZHANG Lu Fu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Adoption of Restricted Mgmt For For For
Share Incentive
Scheme
5 Elect MA Ping Mgmt For For For
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Asset-Backed
Securities
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 08/26/2016 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Remuneration Policy Mgmt For TNA N/A
11 Amendments to Articles Mgmt For TNA N/A
Regarding Elimination
of Restrictions on
the Transferability
of
Shares
12 Elect Birgit Kudlek Mgmt For TNA N/A
13 Elect Tina Muller Mgmt For TNA N/A
14 Elect Gunnar Riemann Mgmt For TNA N/A
15 Elect Rolf Hoffmann Mgmt For TNA N/A
16 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Removal of
Martin
Abend
17 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Removal of
Carl Ferdinand
Oetker
18 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Election of
Eric
Cornut
19 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Election of
Ursula
Schutze-Kreilkamp
20 Additional or ShrHoldr N/A TNA N/A
Miscellaneous
Shareholder
Proposals
________________________________________________________________________________
Strides Shasun Limited
Ticker Security ID: Meeting Date Meeting Status
STAR CINS Y8175G117 03/21/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capping of Investments Mgmt For For For
in Stelis Biopharma
Private
Limited
________________________________________________________________________________
Strides Shasun Limited
Ticker Security ID: Meeting Date Meeting Status
STAR CINS Y8175G117 07/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Deepak Vaidya Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect and Appoint S. Mgmt For For For
Abhaya Kumar
(Executive Director);
Approval of
Remuneration
6 Elect Bharat D. Shah Mgmt For For For
7 Adoption of New Mgmt For Abstain Against
Articles
8 SERVICE OF DOCUMENTS Mgmt For For For
TO THE MEMBERS OF THE
COMPANY
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 06/20/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 09/17/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dilip S. Shanghvi Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect S. Mohanchand Mgmt For Against Against
Dadha
7 Elect Keki M. Mistry Mgmt For Against Against
8 Elect Ashwin S. Dani Mgmt For Against Against
9 Elect Hasmukh Shah Mgmt For For For
10 Elect Rekha Sethi Mgmt For For For
11 Amendment to Mgmt For For For
Remuneration of Dilip
S. Shanghvi (Managing
Director)
12 Amendment to Mgmt For For For
Remuneration of
Sudhir V. Valia
(Whole-time
Director)
13 Amendment to Mgmt For For For
Remuneration of
Sailesh T. Desai
(Whole-time
Director)
14 Adoption of New Mgmt For Against Against
Articles
15 Re-Classification in Mgmt For For For
Promoter
Group
________________________________________________________________________________
Taisho Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
4581 CINS J79885109 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Uehara Mgmt For Against Against
4 Elect Shigeru Uehara Mgmt For For For
5 Elect Akira Ohhira Mgmt For For For
6 Elect Ken Uehara Mgmt For For For
7 Elect Kenichi Fujita Mgmt For For For
8 Elect Kazuya Kameo Mgmt For For For
9 Elect Tetsu Watanabe Mgmt For Against Against
10 Elect Toshio Morikawa Mgmt For Against Against
11 Elect Hiroyuki Uemura Mgmt For Against Against
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Elect Dilip S. Shanghvi Mgmt For For For
4 Elect Sudhir V. Valia Mgmt For For For
5 Elect James Kedrowski Mgmt For For For
6 Elect Dov Pekelman Mgmt For For For
7 Approve Remuneration Mgmt For For For
for Director
Shanghvi
8 Declaration of Mgmt N/A For N/A
Material
Interest
9 Approve Remuneration Mgmt For For For
for Director
Valia
10 Declaration of Mgmt N/A For N/A
Material
Interest
11 Approve Remuneration Mgmt For For For
for Director
Pekelman
12 Elect Uday Baldota and Mgmt For For For
Approve
Remuneration
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 Elect Linda Benshoshan Mgmt For For For
15 Elect Elhanan Streit Mgmt For For For
16 Declaration of Mgmt N/A For N/A
Material
Interest
17 Declaration of Mgmt N/A For N/A
Material
Interest
18 Elect Abhay Gandhi and Mgmt For For For
Approve
Remuneration
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORNTPHARM CINS Y8896L148 07/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Samir U. Mehta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/27/2017 Take No Action
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Remuneration Report Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Ratification of Mgmt For TNA N/A
Auditor's
Acts
10 Elect Viviane Monges Mgmt For TNA N/A
to the Board of
Directors
11 Ratify Independence of Mgmt For TNA N/A
Viviane
Monges
12 Elect Bert de Graeve Mgmt For TNA N/A
to the Board of
Directors
13 Ratify Independence of Mgmt For TNA N/A
Aalbrecht
Graeve
14 Elect Roch Doliveux to Mgmt For TNA N/A
the Board of
Directors
15 Equity Compensation Mgmt For TNA N/A
Plan
16 US Employee Stock Mgmt For TNA N/A
Purchase
Plan
17 Change of Control Mgmt For TNA N/A
Clause (EMTN
Program)
________________________________________________________________________________
Wockhardt Limited
Ticker Security ID: Meeting Date Meeting Status
WOCKPHARMA CINS Y73505136 01/12/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revision of Mgmt For For For
Remuneration of H.F.
Khorakiwala
(Executive
Chairman)
3 Revision of Mgmt For For For
Remuneration of
Huzaifa Khorakiwala
(Executive
Director)
4 Revision of Mgmt For For For
Remuneration of
Murtaza Khorakiwala
(Managing
Director)
________________________________________________________________________________
Wockhardt Limited
Ticker Security ID: Meeting Date Meeting Status
WOCKPHARMA CINS Y73505136 08/13/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Elect Huzaifa H. Mgmt For For For
Khorakiwala
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Authorize Board to Mgmt For For For
Determine Fees for
Delivery
of
Documents
________________________________________________________________________________
Yuhan Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y9873D109 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect GO In Young Mgmt For For For
3 Elect JUNG Soon Chul Mgmt For For For
4 Elect LEE Chul Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Yungjin Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
003520 CINS Y9856H101 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Members
(Slate)
4 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
5 Directors' Fees Mgmt For For For
Fund Name : VanEck Vectors Global Alternative Energy ETF
________________________________________________________________________________
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd A. Adams Mgmt For Withhold Against
1.2 Elect Thomas J. Fischer Mgmt For For For
1.3 Elect Gale E. Klappa Mgmt For For For
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Meeusen
1.6 Elect Andrew J. Mgmt For For For
Policano
1.7 Elect James F. Stern Mgmt For For For
1.8 Elect Glen E. Tellock Mgmt For For For
1.9 Elect Todd J. Teske Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew WONG Luen Mgmt For For For
Cheung
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Final Financial Mgmt For For For
Accounts
7 Allocation of Mgmt For For For
Profits/Dividends
8 2017 Financial Budget Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Registration and Issue Mgmt For For For
of Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Renewable Corporate
Bonds
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 08/12/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LUAN Baoxing Mgmt For Against Against
3 Elect Yang Xiangbin Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For Withhold Against
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Mgmt For For For
Swoboda
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect C. Howard Nye Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZOU Lei Mgmt For For For
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Richard H. Fearon Mgmt For Against Against
6 Elect Charles E. Golden Mgmt For For For
7 Elect Arthur E. Johnson Mgmt For For For
8 Elect Deborah L. McCoy Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sandra Pianalto Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Amendment to Articles Mgmt For For For
to Adopt Proxy
Access
14 Amendments to Articles Mgmt For For For
Regarding Notice
Periods
15 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
EDP Renovaveis SA
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/06/2017 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Management and Mgmt For For For
Corporate Governance
Reports
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Election of Chair of Mgmt For For For
Board of the General
Meeting
6 Remuneration Policy Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authorisation of Legal Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard I. Hoffen Mgmt For For For
2 Elect Joseph C. Muscari Mgmt For For For
3 Elect David M. Shaffer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Craig Kennedy Mgmt For For For
6 Elect James F. Nolan Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect J. Thomas Presby Mgmt For For For
9 Elect Paul H. Stebbins Mgmt For Against Against
10 Elect Michael T. Mgmt For For For
Sweeney
11 Elect Mark Widmar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David T. Brown Mgmt For For For
2 Elect David A. Roberts Mgmt For For For
3 Elect Thomas R. VerHage Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Stock
Plan
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Luis Javier
Cortes
Dominguez
7 Ratify Co-option and Mgmt For For For
Elect Markus
Tacke
8 Ratify Co-option and Mgmt For For For
Elect Michael
Sen
9 Ratify Co-option and Mgmt For For For
Elect Carlos
Rodriguez Quiroga
Menendez
10 Amendments to Article Mgmt For For For
1 (Company
Name)
11 Amendments to Article Mgmt For For For
17
(Venue)
12 Amendments to Article Mgmt For For For
49 (Fiscal
Year)
13 Consolidation of Mgmt For For For
Articles of
Association
14 Amendments to General Mgmt For For For
Meeting Regulations'
Articles 1 and 5
(Company
Name)
15 Amendments to General Mgmt For For For
Meeting Regulations'
Article 19
(Venue)
16 Consolidation of Mgmt For For For
General Meeting
Regulations
17 Appointment of Auditor Mgmt For For For
18 Remuneration Policy Mgmt For For For
(Binding)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Remuneration Report Mgmt For For For
(Advisory)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 10/24/2016 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Balance Sheet Mgmt For For For
3 Merger Agreement Mgmt For For For
4 Approve Merger Common Mgmt For For For
Terms
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Authority to Trade in Mgmt For For For
the Madrid,
Barcelona, Valencia
and Bilbao Stock
Exchanges
7 Application of Tax Mgmt For For For
Regime
8 Authorisation of Legal Mgmt For For For
Formalities Regarding
Merger
9 Amendments to Articles Mgmt For For For
10 Consolidation of Mgmt For For For
Articles
11 Special Dividend Mgmt For For For
12 Board Size Mgmt For For For
13 Elect Rosa Maria Mgmt For For For
Garcia
Garcia
14 Elect Mariel von Mgmt For For For
Schumann
15 Elect Lisa Davis Mgmt For For For
16 Elect Klaus Helmrich Mgmt For For For
17 Elect Ralf Thomas Mgmt For For For
18 Elect Klaus Rosenfeld Mgmt For For For
19 Elect Swantje Conrad Mgmt For For For
20 Ratify Co-option and Mgmt For For For
Elect Gerardo Codes
Calatrava
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 02/09/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Coal Purchase Mgmt For Against Against
Framework
Agreement
4 Wafer Products Supply Mgmt For Against Against
Framework
Agreement
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/24/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Zhanjun Mgmt For For For
5 Elect ZHU Yufeng Mgmt For Against Against
6 Elect SUN Wei Mgmt For For For
7 Elect Charles YEUNG Mgmt For For For
Man
Chung
8 Elect YIP Tai Him Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Anderson Mgmt For For For
1.2 Elect Wayne Hoovestol Mgmt For Withhold Against
1.3 Elect Ejnar Knudsen Mgmt For For For
2 Approval of the Mgmt For For For
amendment to the 2009
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Innergex Renewable Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
INE CINS 45790B104 05/09/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jean La Couture Mgmt For For For
3 Elect Nathalie Mgmt For For For
Francisci
4 Elect Richard Gagnon Mgmt For For For
5 Elect Daniel L. Mgmt For For For
Lafrance
6 Elect Michel Letellier Mgmt For For For
7 Elect Dalton McGuinty Mgmt For For For
8 Elect Monique Mercier Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Reduction in Mgmt For For For
Authorized
Capital
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank M. Jaehnert Mgmt For For For
2 Elect Jerome J. Lande Mgmt For For For
3 Elect Timothy Leyden Mgmt For For For
4 Elect Gary E. Pruitt Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2010 Mgmt For For For
Stock incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 09/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynda L. Ziegler Mgmt For For For
2 Elect Thomas S. Mgmt For Against Against
Glanville
3 Elect Diana D. Tremblay Mgmt For For For
4 Elect Peter Mainz Mgmt For For For
5 Elect Jerome J. Lande Mgmt For For For
6 Elect Frank M. Jaehnert Mgmt For Against Against
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JinkoSolar Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKS CUSIP 47759T100 12/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kangping Chen Mgmt For Against Against
2 Elect Xianhua Li Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michiya Kadota Mgmt For Against Against
4 Elect Kohichi Iioka Mgmt For For For
5 Elect Kiyoshi Itoh Mgmt For For For
6 Elect Takahito Namura Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Ikuo Ishimaru Mgmt For For For
10 Elect Hirohiko Ejiri Mgmt For For For
11 Elect Tsuguto Moriwaki Mgmt For For For
12 Elect Ryohko Sugiyama Mgmt For For For
13 Elect Shigekazu Mgmt For For For
Torikai as Statutory
Auditor
14 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBEB CINS W57113149 05/11/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For Against Against
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Remuneration Guidelines Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBE'B CINS W57113149 10/03/2016 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendments to Articles Mgmt For For For
Regarding Share
Capital
12 Rights Issue Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX1 CINS D5736K135 05/30/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendments to Mgmt For For For
Certificate of
Incorporation -
Bundled
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy Arienzo Mgmt For For For
1.2 Elect Balu Balakrishnan Mgmt For For For
1.3 Elect Alan D. Bickell Mgmt For For For
1.4 Elect Nicholas E. Mgmt For For For
Brathwaite
1.5 Elect William L. George Mgmt For For For
1.6 Elect Balakrishnan S. Mgmt For For For
Iyer
1.7 Elect E. Floyd Kvamme Mgmt For For For
1.8 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 11/17/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Helle Mgmt For For For
Kristoffersen
1.2 Elect Thomas R. Mgmt For For For
McDaniel
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 11/17/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For Against Against
2 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elon Musk Mgmt For For For
2 Elect Robyn M. Denholm Mgmt For For For
3 Elect Stephen T. Mgmt For For For
Jurvetson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Trina Solar Limited
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YEUNG Kwok On Mgmt For For For
2 Elect Qian Zhao Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Trina Solar Limited
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For Against Against
2 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Bayless
1.2 Elect Gordon Hunter Mgmt For For For
1.3 Elect Peter J. Simone Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/05/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Gerhard Roiss to Mgmt For For For
the Supervisory
Board
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/06/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For For For
12 Elect Henry Stenson Mgmt For For For
13 Elect Lars G. Josefsson Mgmt For For For
14 Elect Lykke Friis Mgmt For For For
15 Elect Torben Mgmt For For For
Ballegaard
Sorensen
16 Directors' Fees for Mgmt For For For
2016
17 Directors' Fees for Mgmt For For For
2017
18 Appointment of Auditor Mgmt For For For
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
Regarding
Attendance
22 Authority to Carry Out Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 02/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Participation in Land Mgmt For For For
Restructuring
3 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
4 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
5 Transactions with Mgmt For For For
Xinjiang New Energy
Co.,
Ltd.
6 Elect GAO Jianjun Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Dividends and Bonus
Share
Issue
3 Authority to Issue Mgmt For For For
Bonds and
Asset-Backed
Securities
4 Amendments to Articles Mgmt For For For
Regarding
Issued/Registered
Share
Capital
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Annual Report Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For Abstain Against
Guarantees
(Letter)
11 Authority to Give Mgmt For Abstain Against
Guarantees
12 Report on Use of Mgmt For For For
Proceeds
13 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
14 Elect XIAO Hong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 10/21/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in zPark Mgmt For For For
Capital
II
3 Elect Kelvin WONG Tin Mgmt For Against Against
Yau; Approval of
Directors'
Fees
Fund Name : VanEck Vectors Global Spin-Off ETF
_____________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Adient plc
Ticker Security ID: Meeting Date Meeting Status
ADNT CUSIP G0084W101 03/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Barth Mgmt For For For
2 Elect Julie L. Bushman Mgmt For For For
3 Elect Raymond L. Conner Mgmt For For For
4 Elect Richard A. Mgmt For For For
Goodman
5 Elect Frederick A. Mgmt For For For
Henderson
6 Elect R. Bruce McDonald Mgmt For For For
7 Elect Barb J. Mgmt For For For
Samardzich
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Approval of the Mgmt For For For
Material Terms of
Performance Goals
Under 2016
Plan
________________________________________________________________________________
AdvanSix Inc
Ticker Security ID: Meeting Date Meeting Status
ASIX CUSIP 00773T101 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darrell K. Hughes Mgmt For For For
2 Elect Todd Karran Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the Mgmt For For For
Material Terms of the
162(m) Performance
Goals under the 2016
Stock Incentive
Plan
________________________________________________________________________________
Aker Solutions ASA
Ticker Security ID: Meeting Date Meeting Status
AKSO CINS R0138P118 04/20/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Agenda Mgmt For TNA N/A
7 Minutes Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
10 Non-Voting Agenda Item N/A N/A TNA N/A
11 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
12 Incentive Guidelines Mgmt For TNA N/A
(Binding)
13 Directors' Fees Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
Fees
15 Election of Directors Mgmt For TNA N/A
16 Nomination Committee Mgmt For TNA N/A
17 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
18 Authority to Mgmt For TNA N/A
Repurchase
Shares
19 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to
LTIP
20 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Amendment to the Mgmt For For For
Annual Cash Incentive
Compensation
Plan
17 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Alexander & Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Allen Doane Mgmt For For For
1.2 Elect David C. Hulihee Mgmt For For For
1.3 Elect Stanley M. Mgmt For For For
Kuriyama
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Chesser
2 Elect Carla Cico Mgmt For For For
3 Elect Kirk S. Hachigian Mgmt For For For
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altisource Residential Corp
Ticker Security ID: Meeting Date Meeting Status
RESI CUSIP 02153W100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Reiner Mgmt For For For
1.2 Elect Rochelle R. Dobbs Mgmt For For For
1.3 Elect George G. Ellison Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Eruzione
1.5 Elect Wade J. Henderson Mgmt For For For
1.6 Elect William P. Wall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armstrong Flooring, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFI CUSIP 04238R106 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen S. Lane Mgmt For For For
2 Elect Michael W. Malone Mgmt For For For
3 Elect Jacob H. Welch Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of Amended Mgmt For For For
2016 Long-Term
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Associated Capital Group Inc
Ticker Security ID: Meeting Date Meeting Status
AC CUSIP 045528106 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Bready Mgmt For For For
1.2 Elect Mario J. Gabelli Mgmt For For For
1.3 Elect Douglas R. Mgmt For For For
Jamieson
1.4 Elect Daniel R. Lee Mgmt For Withhold Against
1.5 Elect Bruce M. Lisman Mgmt For For For
1.6 Elect Frederic V. Mgmt For For For
Salerno
1.7 Elect Salvatore F. Mgmt For For For
Sodano
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Babcock & Wilcox Enterprises Inc.
Ticker Security ID: Meeting Date Meeting Status
BW CUSIP 05614L100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen G. Hanks Mgmt For For For
1.2 Elect Anne R. Mgmt For For For
Pramaggiore
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bonava AB
Ticker Security ID: Meeting Date Meeting Status
BONAVA CINS W4200R113 04/04/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors; Mgmt For For For
Appointment of
Auditors
19 Nomination Committee Mgmt For For For
20 Nomination Committee Mgmt For For For
Instructions
21 Remuneration Guidelines Mgmt For For For
22 Long-Term Incentive Mgmt For For For
Programme
23 Authority to Mgmt For For For
Repurchase and Issue
Treasury
Shares
24 Amendments to Articles Mgmt For For For
Regarding Registered
Office
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Shareholder Proposal ShrHoldr For Against Against
Regarding
Equality
27 Shareholder Proposal ShrHoldr For Against Against
Regarding
Implementing
Equality
28 Shareholder Proposal ShrHoldr For Against Against
Regarding Annual
Report
29 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Shareholders'
Association
30 Shareholder Proposal ShrHoldr For Against Against
Regarding Directors'
Fees
31 Shareholder Proposal ShrHoldr For Against Against
Regarding Nomination
Committee
Instructions
32 Shareholder Proposal ShrHoldr For Against Against
Regarding Small and
Medium-sized
Shareholders
33 Shareholder Proposal ShrHoldr For Against Against
Regarding Zero
Tolerance Policy for
Work Place
Accidents
34 Shareholder Proposal ShrHoldr For Against Against
Regarding
Implementation of
Zero Tolerance
Policy
35 Shareholder Proposal ShrHoldr For Against Against
Regarding Zero
Tolerance Policy for
Work
Place
Accidents
36 Shareholder Proposal ShrHoldr For For For
Regarding Unequal
Voting
Rights
37 Shareholder Proposal ShrHoldr For Against Against
Regarding Recruitment
of
Politicians
38 Shareholder Proposal ShrHoldr For Against Against
Regarding Directors'
Fees
Petition
39 Shareholder Proposal ShrHoldr For Against Against
Regarding
Petition
40 Shareholder Proposal ShrHoldr For Against Against
Regarding Recruitment
of
Politicians
41 Shareholder Proposal ShrHoldr For Against Against
Regarding Unequal
Voting
Rights
42 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bonava AB
Ticker Security ID: Meeting Date Meeting Status
BONAVA CINS W4200R113 09/26/2016 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Long-term Incentive Mgmt For For For
Plan
11 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
________________________________________________________________________________
Cable One, Inc.
Ticker Security ID: Meeting Date Meeting Status
CABO CUSIP 12685J105 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan G. Spoon Mgmt For For For
2 Elect Wallace R. Weitz Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
California Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CRC CUSIP 13057Q206 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Richard W. Mgmt For For For
Moncrief
3 Elect Todd A. Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Care Capital Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCP CUSIP 141624106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Crocker, Mgmt For For For
II
2 Elect John S. Gates, Mgmt For For For
Jr.
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Raymond J. Lewis Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Malehorn
6 Elect Dale Anne Reiss Mgmt For For For
7 Elect John L. Workman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CareTrust REIT Inc
Ticker Security ID: Meeting Date Meeting Status
CTRE CUSIP 14174T107 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory K. Mgmt For For For
Stapley
1.2 Elect Spencer G. Plumb Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caverion Corporation OYJ
Ticker Security ID: Meeting Date Meeting Status
CAV1V CINS X09586102 03/17/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Amendments to Articles Mgmt For For For
Regarding Board
Size
13 Board Size Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CDK Global Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian P. Mgmt For For For
MacDonald
5 Elect Eileen J. Mgmt For For For
Martinson
6 Elect Stephen A. Miles Mgmt For For For
7 Elect Robert E. Radway Mgmt For For For
8 Elect Stephen F. Mgmt For For For
Schuckenbrock
9 Elect Frank S. Sowinski Mgmt For For For
10 Elect Robert M. Tarkoff Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemours Co
Ticker Security ID: Meeting Date Meeting Status
CC CUSIP 163851108 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Curtis V. Mgmt For For For
Anastasio
2 Elect Bradley J. Bell Mgmt For For For
3 Elect Richard H. Brown Mgmt For For For
4 Elect Mary B. Cranston Mgmt For For For
5 Elect Curtis J. Mgmt For For For
Crawford
6 Elect Dawn L. Farrell Mgmt For For For
7 Elect Stephen D. Newlin Mgmt For Against Against
8 Elect Mark P. Vergnano Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Equity and Incentive
Plan
12 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between NEO and
Employee
Pay
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 03/14/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Joint Venture Mgmt For For For
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 05/11/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Mgmt For For For
Kuoi
6 Elect KAM Hing Lam Mgmt For For For
7 Elect Davy CHUNG Sun Mgmt For For For
Keung
8 Elect Henry CHEONG Mgmt For Against Against
Ying
Chew
9 Elect Colin S. Russel Mgmt For For For
10 Elect Donald J. Roberts Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 05/23/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Xiao Mgmt For Against Against
6 Elect WANG Qi Mgmt For For For
7 Elect KAM Yuk Fai Mgmt For For For
8 Elect Samuel YUNG Wing Mgmt For For For
Ki
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Chorus Limited
Ticker Security ID: Meeting Date Meeting Status
CNU CINS Q6634X100 11/01/2016 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Anne Urlwin Mgmt For For For
2 Re-elect Keith S. Mgmt For For For
Turner
3 Elect Mark Cross Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Colony NorthStar Inc
Ticker Security ID: Meeting Date Meeting Status
CLNS CUSIP 19625W104 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
2 Elect David T. Hamamoto Mgmt For For For
3 Elect Douglas Crocker Mgmt For For For
II
4 Elect Nancy A. Curtin Mgmt For For For
5 Elect Jon A. Fosheim Mgmt For For For
6 Elect Justin Metz Mgmt For Against Against
7 Elect George G. C. Mgmt For For For
Parker
8 Elect Charles W. Mgmt For For For
Schoenherr
9 Elect John A. Somers Mgmt For For For
10 Elect John L Steffens Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Starwood Homes
Ticker Security ID: Meeting Date Meeting Status
SFR CUSIP 19625X102 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
1.2 Elect Barry S. Mgmt For For For
Sternlicht
1.3 Elect Robert T. Best Mgmt For For For
1.4 Elect Thomas M. Bowers Mgmt For For For
1.5 Elect Richard D. Mgmt For For For
Bronson
1.6 Elect Justin T. Chang Mgmt For For For
1.7 Elect Michael D. Mgmt For For For
Fascitelli
1.8 Elect Renee Lewis Mgmt For For For
Glover
1.9 Elect Jeffrey E. Kelter Mgmt For For For
1.10 Elect Thomas W. Knapp Mgmt For For For
1.11 Elect Richard Saltzman Mgmt For For For
1.12 Elect John L Steffens Mgmt For For For
1.13 Elect J. Ronald Mgmt For Withhold Against
Terwilliger
1.14 Elect Frederick C. Mgmt For For For
Tuomi
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Employee Share
Purchase
Plan
4 Amendment to the Mgmt For For For
Equity
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CommerceHub, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHUBA CUSIP 20084V306 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark P. Cattini Mgmt For Withhold Against
1.2 Elect David Goldhill Mgmt For For For
1.3 Elect Chad Mgmt For For For
Hollingsworth
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2016 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
CSRA Inc.
Ticker Security ID: Meeting Date Meeting Status
CSRA CUSIP 12650T104 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith B. Mgmt For For For
Alexander
2 Elect Sanju K. Bansal Mgmt For For For
3 Elect Michele A. Mgmt For For For
Flournoy
4 Elect Mark A. Frantz Mgmt For For For
5 Elect Nancy Killefer Mgmt For For For
6 Elect Craig R. Martin Mgmt For For For
7 Elect Sean O'Keefe Mgmt For For For
8 Elect Lawrence B. Mgmt For For For
Prior
III
9 Elect Michael E. Mgmt For For For
Ventling
10 Elect Billie I. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2015 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Donnelley Financial Solutions Inc
Ticker Security ID: Meeting Date Meeting Status
DFIN CUSIP 25787G100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel N. Leib Mgmt For For For
2 Elect Lois M. Martin Mgmt For For For
3 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Performance Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 01/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cynthia J. Mgmt For For For
Brinkley
2 Elect John E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
5 Declassify the Board Mgmt For For For
of
Directors
________________________________________________________________________________
Engility Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EGL CUSIP 29286C107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Barter, Mgmt For For For
III
1.2 Elect Anthony J. Mgmt For For For
Principi
1.3 Elect Peter A. Marino Mgmt For For For
1.4 Elect David A. Savner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exterran Corporation
Ticker Security ID: Meeting Date Meeting Status
EXTN CUSIP 30227H106 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William M. Mgmt For Withhold Against
Goodyear
1.2 Elect James C. Gouin Mgmt For Withhold Against
1.3 Elect John P. Ryan Mgmt For Withhold Against
1.4 Elect Christopher T. Mgmt For Withhold Against
Seaver
1.5 Elect Mark R. Sotir Mgmt For For For
1.6 Elect Richard R. Mgmt For For For
Stewart
1.7 Elect Andrew J. Way Mgmt For For For
1.8 Elect Ieda Gomes Yell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fiesta Restaurant Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FRGI CUSIP 31660B101 06/07/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dissident Mgmt N/A TNA N/A
Nominee John B.
Morlock
1.2 Elect Dissident Mgmt N/A TNA N/A
Nominee James C.
Pappas
1.3 Elect Management Mgmt N/A TNA N/A
Nominee Stephen P.
Elker
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 Amendment to the 2012 Mgmt N/A TNA N/A
Stock Incentive
Plan
4 Adoption of Majority Mgmt N/A TNA N/A
Vote for Election of
Directors
5 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
Fiesta Restaurant Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FRGI CUSIP 31660B101 06/07/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian P. Friedman Mgmt For For For
1.2 Elect Stephen P. Elker Mgmt For For For
1.3 Elect Barry J. Alperin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kate D. Mitchell Mgmt For For For
2 Elect Israel Ruiz Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Four Corners Property Trust Inc
Ticker Security ID: Meeting Date Meeting Status
FCPT CUSIP 35086T109 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Lenehan
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect John S. Moody Mgmt For For For
4 Elect Marran H. Ogilvie Mgmt For For For
5 Elect Paul E. Szurek Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Frasers Centrepoint Ltd
Ticker Security ID: Meeting Date Meeting Status
TQ5 CINS Y2642R103 01/24/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Philip ENG Heng Mgmt For Against Against
Nee
5 Elect Charles MAK Ming Mgmt For Against Against
Ying
6 Elect WEE Joo Yeow Mgmt For Against Against
7 Elect Sithichai Mgmt For Against Against
Chaikriangkrai
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares under the
Restricted and
Performance Share
Plans
12 Related Party Mgmt For For For
Transactions
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
FTD Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
FTD CUSIP 30281V108 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tracey L. Mgmt For For For
Belcourt
1.2 Elect Joseph W. Harch Mgmt For For For
1.3 Elect Robin Mgmt For For For
Hickenlooper
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For Against Against
Incentive and
Compensation
Plan
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph W. Mgmt For For For
Marshall,
III
1.2 Elect E. Scott Urdang Mgmt For For For
1.3 Elect Earl C. Shanks Mgmt For For For
1.4 Elect James B. Perry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Gannett Co Inc
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 36473H104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Cody Mgmt For For For
2 Elect Stephen W. Coll Mgmt For For For
3 Elect Robert J. Dickey Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Lila Ibrahim Mgmt For For For
6 Elect Lawrence S. Mgmt For For For
Kramer
7 Elect John Jeffry Louis Mgmt For For For
8 Elect Tony A. Prophet Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Chloe R. Sladden Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCP Applied Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
GCP CUSIP 36164Y101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice K. Henry Mgmt For For For
2 Elect Gregory E. Poling Mgmt For For For
3 Elect Danny R. Shepherd Mgmt For For For
4 Elect Gerald G. Colella Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Approval of the Mgmt For For For
Amendment to the
Equity and Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Global Brands Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
787 CINS G39338101 09/15/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Dow FAMULAK Mgmt For For For
5 Elect LEE Hau Leung Mgmt For For For
6 Elect Audrey WANG LO Mgmt For For For
7 Elect Ann Marie Mgmt For For For
SCICHILI
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Adoption of Share Mgmt For Against Against
Award
Scheme
________________________________________________________________________________
Global Brands Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
787 CINS G39338101 12/12/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Restated Buying Agency Mgmt For For For
Agreement
________________________________________________________________________________
Groupe Fnac SA
Ticker Security ID: Meeting Date Meeting Status
FNAC CINS F4604M107 05/24/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Brigitte Mgmt For For For
Taitinger-Jouyet
10 Elect Carole Ferrand Mgmt For Against Against
11 Elect Heloise Mgmt For Against Against
Temple-Boyer
12 Appointment of Auditor Mgmt For For For
13 Remuneration of Mgmt For Against Against
Alexandre Bompard,
Chair and
CEO
14 Remuneration Policy Mgmt For Against Against
(Chair and
CEO)
15 Directors' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Priority Subscription
Rights
19 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
20 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive Rights
Through Private
Placement
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
23 Authority to Set Mgmt For For For
Offering Price of
Shares
24 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Amendments to Articles Mgmt For For For
Regarding Corporate
Name
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Halyard Health Inc
Ticker Security ID: Meeting Date Meeting Status
HYH CUSIP 40650V100 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Mgmt For For For
Abernathy
2 Elect Ronald W. Dollens Mgmt For For For
3 Elect Heidi K. Kunz Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Herc Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
HRI CUSIP 42704L104 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert L. Henkel Mgmt For For For
2 Elect Lawrence Silber Mgmt For For For
3 Elect James H. Browning Mgmt For For For
4 Elect Patrick D. Mgmt For For For
Campbell
5 Elect Michael A. Kelly Mgmt For For For
6 Elect Courtney Mather Mgmt For For For
7 Elect Stephen Mongillo Mgmt For For For
8 Elect Louis J. Pastor Mgmt For For For
9 Elect Mary Pat Salomone Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hewlett Packard Enterprise Company
Ticker Security ID: Meeting Date Meeting Status
HPE CUSIP 42824C109 03/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Ammann Mgmt For For For
2 Elect Marc L. Mgmt For For For
Andreessen
3 Elect Michael J. Mgmt For For For
Angelakis
4 Elect Leslie A. Brun Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Klaus Kleinfeld Mgmt For Against Against
7 Elect Raymond J. Lane Mgmt For For For
8 Elect Ann M. Livermore Mgmt For For For
9 Elect Raymond E. Ozzie Mgmt For For For
10 Elect Gary M. Reiner Mgmt For For For
11 Elect Patricia F. Russo Mgmt For For For
12 Elect Lip-Bu Tan Mgmt For Against Against
13 Elect Margaret C. Mgmt For For For
Whitman
14 Elect Mary A. Mgmt For For For
Wilderotter
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Horizon Global Corporation
Ticker Security ID: Meeting Date Meeting Status
HZN CUSIP 44052W104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Ilitch Mgmt For For For
1.2 Elect Richard L. DeVore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hyster-Yale Materials Handling Inc.
Ticker Security ID: Meeting Date Meeting Status
HY CUSIP 449172105 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. C. Butler, Jr. Mgmt For For For
1.2 Elect Carolyn Corvi Mgmt For For For
1.3 Elect John P. Jumper Mgmt For For For
1.4 Elect Dennis W. LaBarre Mgmt For For For
1.5 Elect H. Vincent Poor Mgmt For For For
1.6 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
1.7 Elect Claiborne R. Mgmt For For For
Rankin
1.8 Elect John M. Stropki, Mgmt For For For
Jr.
1.9 Elect Britton T. Taplin Mgmt For For For
1.10 Elect Eugene Wong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Indivior Plc
Ticker Security ID: Meeting Date Meeting Status
INDV CINS G4766E108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Howard H. Pien Mgmt For For For
4 Elect Shaun Thaxter Mgmt For For For
5 Elect Mark Crossley Mgmt For For For
6 Elect Yvonne Mgmt For For For
Greenstreet
7 Elect A. Thomas Mgmt For Against Against
McLellan
8 Elect Tatjana May Mgmt For For For
9 Elect Lorna Parker Mgmt For For For
10 Elect Daniel J. Phelan Mgmt For For For
11 Elect Christian S. Mgmt For For For
Schade
12 Elect Daniel Tasse Mgmt For For For
13 Elect Lizabeth H. Mgmt For For For
Zlatkus
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ingevity Corp
Ticker Security ID: Meeting Date Meeting Status
NGVT CUSIP 45688C107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard B. Kelson Mgmt For For For
2 Elect D. Michael Wilson Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
4 Approval of material Mgmt For For For
terms of 162(m)
performance goals
under the 2016
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Seaways Inc
Ticker Security ID: Meeting Date Meeting Status
INSW CUSIP Y41053102 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas D. Wheat Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Bernlohr
1.3 Elect Ian T. Blackley Mgmt For For For
1.4 Elect Randee E. Day Mgmt For For For
1.5 Elect David I. Mgmt For For For
Greenberg
1.6 Elect Joseph I. Mgmt For For For
Kronsberg
1.7 Elect Ty E. Wallach Mgmt For For For
1.8 Elect Gregory A. Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Italgas S.p.A.
Ticker Security ID: Meeting Date Meeting Status
IG CINS T6R89Z103 04/28/2017 Take No Action
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
4 Adoption of LTI Plan Mgmt For TNA N/A
5 Remuneration Policy Mgmt For TNA N/A
6 Elect Barbara Mgmt For TNA N/A
Cavalieri as
Alternate Statutory
Auditor
________________________________________________________________________________
Keysight Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
KEYS CUSIP 49338L103 03/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect Richard Hamada Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KLX Inc
Ticker Security ID: Meeting Date Meeting Status
KLXI CUSIP 482539103 08/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin A. Mgmt For For For
Hardesty
1.2 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Niew Mgmt For For For
2 Elect Keith L. Barnes Mgmt For For For
3 Elect Richard K. Mgmt For For For
Lochridge
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lands` End, Inc.
Ticker Security ID: Meeting Date Meeting Status
LE CUSIP 51509F105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert A. Bowman Mgmt For For For
1.2 Elect Robert Galvin Mgmt For For For
1.3 Elect Jerome S. Mgmt For For For
Griffith
1.4 Elect Elizabeth Darst Mgmt For For For
Leykum
1.5 Elect Josephine Linden Mgmt For For For
1.6 Elect John T. McClain Mgmt For For For
1.7 Elect Jignesh Patel Mgmt For For For
1.8 Elect Jonah Staw Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2017 Mgmt For For For
Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Malone Mgmt For Withhold Against
1.2 Elect John E. Welsh, Mgmt For Withhold Against
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LSC Communications Inc
Ticker Security ID: Meeting Date Meeting Status
LKSD CUSIP 50218P107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Quinlan,
III
2 Elect M. Shan Atkins Mgmt For For For
3 Elect Margaret Mgmt For For For
("Marge") A.
Breya
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the 2016 Mgmt For For For
Performance Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lumentum Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
LITE CUSIP 55024U109 11/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin A. Kaplan Mgmt For For For
2 Elect Harold L. Covert Mgmt For For For
3 Elect Penelope A. Mgmt For For For
Herscher
4 Elect Samuel F. Thomas Mgmt For For For
5 Elect Brian J. Lillie Mgmt For For For
6 Elect Alan S. Lowe Mgmt For For For
7 Approval of the Mgmt For For For
Executive Officer
Performance-Based
Incentive
Plan
8 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Madison Square Garden Co
Ticker Security ID: Meeting Date Meeting Status
MSG CUSIP 55825T103 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Biondi, Mgmt For For For
Jr.
1.2 Elect Richard D. Mgmt For For For
Parsons
1.3 Elect Nelson Peltz Mgmt For For For
1.4 Elect Scott M. Sperling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2015 Employee Stock Mgmt For For For
Plan
4 2015 Cash Incentive Mgmt For For For
Plan
5 2010 Director Stock Mgmt For For For
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Virgil D. Mgmt For For For
Thompson
8 Elect Mark C. Trudeau Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
15 Amendments to the Mgmt For For For
Memorandum of
Association
16 Amendments to the Mgmt For For For
Articles of
Association
17 Reduction of Company Mgmt For For For
Capital
________________________________________________________________________________
Murphy USA Inc.
Ticker Security ID: Meeting Date Meeting Status
MUSA CUSIP 626755102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Claiborne P. Mgmt For For For
Deming
1.2 Elect Thomas M. Mgmt For For For
Gattle,
Jr.
1.3 Elect Jack T. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams, Mgmt For For For
Jr.
2 Elect Anna Escobedo Mgmt For For For
Cabral
3 Elect William M. Mgmt For For For
Diefenderfer
III
4 Elect Diane Suitt Mgmt For For For
Gilleland
5 Elect Katherine A. Mgmt For For For
Lehman
6 Elect Linda A. Mills Mgmt For For For
7 Elect John F. Remondi Mgmt For For For
8 Elect Jane J. Thompson Mgmt For For For
9 Elect Laura S. Unger Mgmt For For For
10 Elect Barry L. Williams Mgmt For For For
11 Elect David L Yowan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
New Media Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley R. Edens Mgmt For Withhold Against
1.2 Elect Kevin Sheehan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Tyson Mgmt For For For
2 Elect David Saltzman Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Senior Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SNR CUSIP 648691103 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley R. Edens Mgmt For Withhold Against
1.2 Elect Stuart A. Mgmt For For For
McFarland
1.3 Elect Robert Savage Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthStar Asset Management Group
Ticker Security ID: Meeting Date Meeting Status
NSAM CUSIP 66705Y104 12/20/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendments to Articles Mgmt For For For
Pursuant to
Merger
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
NOW Inc.
Ticker Security ID: Meeting Date Meeting Status
DNOW CUSIP 67011P100 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Alario Mgmt For For For
2 Elect Rodney Eads Mgmt For For For
3 Elect Merrill A. Mgmt For For For
Miller,
Jr.
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
One Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
OGS CUSIP 68235P108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Evans Mgmt For For For
2 Elect Michael G. Mgmt For For For
Hutchinson
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the Mgmt For For For
Material Terms of the
Annual Officer
Incentive
Plan
________________________________________________________________________________
Orora Limited
Ticker Security ID: Meeting Date Meeting Status
ORA CINS Q7142U109 10/13/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Samantha L. Mgmt For For For
Lewis
3 Re-elect Jeremy L. Mgmt For For For
Sutcliffe
4 Equity Grant (MD/CEO Mgmt For For For
Nigel Garrard -
STI)
5 Equity Grant (MD/CEO Mgmt For For For
Nigel Garrard -
LTI)
6 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Osram Licht AG
Ticker Security ID: Meeting Date Meeting Status
OSR CINS D5963B113 02/14/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Amendment to Corporate Mgmt For TNA N/A
Purpose
11 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
12 Authority to Mgmt For TNA N/A
Repurchase Shares
Using Equity
Derivatives
________________________________________________________________________________
Paypal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wences Casares Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect John J. Donahoe Mgmt For Against Against
II
4 Elect David Dorman Mgmt For For For
5 Elect Belinda J. Mgmt For For For
Johnson
6 Elect Gail J. McGovern Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Daniel H. Mgmt For For For
Schulman
9 Elect Frank D. Yeary Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to Articles Mgmt For For For
Regarding Proxy
Access
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pinnacle Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 72348Y105 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Atwood Mgmt For For For
2 Elect Stephen C. Comer Mgmt For For For
3 Elect Ron Huberman Mgmt For For For
4 Elect James L. Mgmt For Against Against
Martineau
5 Elect Desiree Rogers Mgmt For For For
6 Elect Carlos A. Mgmt For Against Against
Ruisanchez
7 Elect Anthony M. Mgmt For For For
Sanfilippo
8 Elect Jaynie Miller Mgmt For For For
Studenmund
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2016 Mgmt For For For
Equity and
Performance Incentive
Plan
________________________________________________________________________________
PJT Partners Inc
Ticker Security ID: Meeting Date Meeting Status
PJT CUSIP 69343T107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis S. Hersch Mgmt For For For
2 Elect Thomas M. Ryan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Post Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POST CUSIP 737446104 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Grote Mgmt For For For
1.2 Elect David W. Kemper Mgmt For For For
1.3 Elect Robert V. Vitale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Cage-Free
Eggs
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Prothena Corporation plc
Ticker Security ID: Meeting Date Meeting Status
PRTA CUSIP G72800108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lars G. Ekman Mgmt For For For
2 Elect Gene G. Kinney Mgmt For For For
3 Elect Dr. Dennis J. Mgmt For For For
Selkoe
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2012 Mgmt For For For
Long Term Incentive
Plan
7 Authority to Issue Mgmt For For For
Shares with
Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Quality Care Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCP CUSIP 747545101 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn G. Cohen Mgmt For For For
1.2 Elect Jerry Doctrow Mgmt For For For
1.3 Elect Paul J. Klaassen Mgmt For For For
1.4 Elect Mark S. Ordan Mgmt For For For
1.5 Elect Philip R Schimmel Mgmt For For For
1.6 Elect Kathleen Smalley Mgmt For For For
1.7 Elect Donald C. Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rayonier Advanced Materials Inc
Ticker Security ID: Meeting Date Meeting Status
RYAM CUSIP 75508B104 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect De Lyle W. Mgmt For For For
Bloomquist
2 Elect Paul G. Boynton Mgmt For For For
3 Elect Mark E. Gaumond Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Incentive Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Science Applications International Corporation
Ticker Security ID: Meeting Date Meeting Status
SAIC CUSIP 808625107 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Mgmt For For For
Bedingfield
2 Elect Deborah B. Dunie Mgmt For For For
3 Elect John J. Hamre Mgmt For For For
4 Elect Timothy J. Mgmt For Against Against
Mayopoulos
5 Elect Anthony J. Moraco Mgmt For For For
6 Elect Donna S. Morea Mgmt For For For
7 Elect Edward J. Mgmt For For For
Sanderson,
Jr.
8 Elect Steven R. Shane Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Wayne Osborn Mgmt For For For
3 Re-elect Keith Rumble Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
________________________________________________________________________________
SPX FLOW, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLOW CUSIP 78469X107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Hull, Mgmt For For For
Jr.
2 Elect David V. Singer Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Theravance Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dean J. Mitchell Mgmt For For For
2 Elect Peter S. Ringrose Mgmt For For For
3 Elect George M. Mgmt For For For
Whitesides
4 Elect William D. Young Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Time Inc.
Ticker Security ID: Meeting Date Meeting Status
TIME CUSIP 887228104 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Battista Mgmt For For For
2 Elect David A. Bell Mgmt For For For
3 Elect John M. Fahey, Mgmt For For For
Jr.
4 Elect Manuel A. Mgmt For For For
Fernandez
5 Elect Dennis J. Mgmt For For For
FitzSimons
6 Elect Betsy D. Holden Mgmt For For For
7 Elect Kay Koplovitz Mgmt For For For
8 Elect Ronald S. Rolfe Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For Against Against
10 Elect Michael P. Mgmt For For For
Zeisser
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall H. Mgmt For For For
Edwards
1.2 Elect Ward J. Timken, Mgmt For For For
Jr.
1.3 Elect Randall A. Mgmt For For For
Wotring
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TopBuild Corp.
Ticker Security ID: Meeting Date Meeting Status
BLD CUSIP 89055F103 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Petrarca Mgmt For For For
1.2 Elect Margaret M. Mgmt For For For
Whelan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uniti Group Inc.
Ticker Security ID: Meeting Date Meeting Status
UNIT CUSIP 91325V108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer S. Mgmt For For For
Banner
2 Elect Scott G Bruce Mgmt For For For
3 Elect Francis X. Frantz Mgmt For For For
4 Elect Andrew Frey Mgmt For For For
5 Elect Kenneth A. Mgmt For For For
Gunderman
6 Elect David L. Solomon Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Urban Edge Properties
Ticker Security ID: Meeting Date Meeting Status
UE CUSIP 91704F104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Gould Mgmt For For For
1.2 Elect Steven Guttman Mgmt For For For
1.3 Elect Kevin P. O'Shea Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valmet Oyj
Ticker Security ID: Meeting Date Meeting Status
VALMT CINS X96478114 03/23/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Versum Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSM CUSIP 92532W103 03/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seifi Ghasemi Mgmt For For For
1.2 Elect Guillermo Novo Mgmt For For For
1.3 Elect Jacques Mgmt For For For
Croisetiere
1.4 Elect Yi Hyon Paik Mgmt For For For
1.5 Elect Thomas J. Riordan Mgmt For For For
1.6 Elect Susan C. Schnabel Mgmt For For For
1.7 Elect Alejandro D. Mgmt For For For
Wolff
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Vista Outdoor Inc.
Ticker Security ID: Meeting Date Meeting Status
VSTO CUSIP 928377100 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect April H. Foley Mgmt For For For
2 Elect Tig H. Krekel Mgmt For For For
3 Approval of Employee Mgmt For For For
Stock Purchase
Plan
4 Approval of 2014 Stock Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Sandy Hook
Principles
________________________________________________________________________________
Washington Prime Group Inc.
Ticker Security ID: Meeting Date Meeting Status
WPG CUSIP 93964W108 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Taggert Birge Mgmt For For For
1.2 Elect Louis G. Conforti Mgmt For For For
1.3 Elect John J. Dillon Mgmt For For For
III
1.4 Elect Robert J. Laikin Mgmt For For For
1.5 Elect John F. Levy Mgmt For For For
1.6 Elect Sheryl G. von Mgmt For For For
Blucher
1.7 Elect Jacquelyn R. Mgmt For For For
Soffer
2 Confirm Majority Vote Mgmt For For For
for Election of
Directors
3 Change Voting Mgmt For For For
Requirement to Amend
Bylaws
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Welbilt, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBT CUSIP 563568104 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dino Bianco Mgmt For For For
1.2 Elect Joan K. Chow Mgmt For For For
1.3 Elect Thomas D. Davis Mgmt For For For
1.4 Elect Cynthia M. Mgmt For For For
Egnotovich
1.5 Elect Andrew Langham Mgmt For For For
1.6 Elect Hubertus Mgmt For For For
Muehlhaeuser
1.7 Elect Brian R. Gamache Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the Mgmt For For For
Material Terms of the
Performance Goals
under the 2016
Omnibus Incentive
Plan
________________________________________________________________________________
WP Glimcher Inc.
Ticker Security ID: Meeting Date Meeting Status
WPG CUSIP 92939N102 08/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis G. Conforti Mgmt For For For
1.2 Elect John J. Dillon Mgmt For For For
III
1.3 Elect Robert J. Laikin Mgmt For For For
1.4 Elect John F. Levy Mgmt For For For
1.5 Elect Mark S. Ordan Mgmt For For For
1.6 Elect Jacquelyn R. Mgmt For For For
Soffer
2 Company Name Change Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect William R. Mgmt For For For
Granberry
3 Elect Robert K. Herdman Mgmt For For For
4 Elect Kelt Kindick Mgmt For For For
5 Elect Karl F. Kurz Mgmt For For For
6 Elect Henry E. Lentz Mgmt For For For
7 Elect George A. Lorch Mgmt For For For
8 Elect William G. Lowrie Mgmt For For For
9 Elect Kimberly S. Lubel Mgmt For For For
10 Elect Richard E. Mgmt For For For
Muncrief
11 Elect David F. Work Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xenia Hotels & Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
XHR CUSIP 984017103 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey H. Mgmt For For For
Donahue
1.2 Elect John H. Alschuler Mgmt For For For
1.3 Elect Keith E. Bass Mgmt For For For
1.4 Elect Thomas M. Mgmt For For For
Gartland
1.5 Elect Beverly K. Goulet Mgmt For For For
1.6 Elect Mary E. McCormick Mgmt For For For
1.7 Elect Dennis D. Oklak Mgmt For For For
1.8 Elect Marcel Verbaas Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Gold Miners ETF
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect Howard R. Mgmt For For For
Stockford
1.12 Elect Pertti Mgmt For For For
Voutilainen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark J. Daniel Mgmt For For For
3 Elect Patrick D. Downey Mgmt For For For
4 Elect David Fleck Mgmt For For For
5 Elect David Gower Mgmt For For For
6 Elect Claire Kennedy Mgmt For For For
7 Elect John A. McCluskey Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Rodney J. Mgmt For For For
Ruston
3 Re-elect Maria Richter Mgmt For For For
4 Elect Sindiswa V. Zilwa Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa V.
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares pursuant to
DSP
17 Authority to Issue Mgmt For For For
Shares Pursuant to
DSP (Section
41)
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to MOI Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CUSIP 04341Y105 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Colin G. Steyn Mgmt For For For
2.2 Elect Peter Breese Mgmt For For For
2.3 Elect Shawn K. Wallace Mgmt For For For
2.4 Elect Gordon J. Mgmt For For For
Fretwell
2.5 Elect Marcel de Groot Mgmt For For For
2.6 Elect Michael Price Mgmt For For For
2.7 Elect William Smart Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Share Mgmt For For For
Option
Plan
5 Renewal of Share Mgmt For For For
Option
Plan
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For Withhold Against
2.7 Elect George Johnson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Pablo Marcet Mgmt For For For
1.10 Elect Dambisa F. Moyo Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Gordon E. Haslam Mgmt For Against Against
8 Elect Trevor Schultz Mgmt For Against Against
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Nurlan Kyshtobaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael Parrett Mgmt For For For
7 Elect Scott G. Perry Mgmt For For For
8 Elect Jacques Perron Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
15 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Election of Directors Mgmt For For For
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Pamela M. Gibson Mgmt For For For
1.4 Elect Robert Gilmore Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect Jonathan A. Mgmt For For For
Rubenstein
1.9 Elect John Webster Mgmt For For For
1.10 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/27/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For For For
Beckett
3 Elect Ian D. Cockerill Mgmt For For For
4 Elect Olivier Colom Mgmt For For For
5 Elect Livia Mahler Mgmt For For For
6 Elect Wayne McManus Mgmt For For For
7 Elect Sebastien de Mgmt For For For
Montessus
8 Elect Naguib Sawiris Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of Mgmt For For For
Performance Share
Unit
Plans
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 06/21/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Relevant Interest in
Company
Shares
3 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Colin Johnstone Mgmt For For For
4 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein - LTI
FY2017)
5 Equity Grant Mgmt For Against Against
(Executive Chairman
Jacob Klein -
Retention
Rights)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway - LTI
FY2017)
7 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein -
Adjustment
Issuance)
8 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway -
Adjustment
Issuance)
9 Approve NED Equity Plan Mgmt For For For
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David A. Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Graham Mgmt For For For
Farquharson
1.6 Elect Catherine Farrow Mgmt For For For
1.7 Elect Louis P. Gignac Mgmt For For For
1.8 Elect Randall Oliphant Mgmt For For For
1.9 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Margot A. Mgmt For For For
Franssen
1.3 Elect David Garofalo Mgmt For For For
1.4 Elect Clement A. Mgmt For For For
Pelletier
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Charlie Sartain Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jean-Pierre Mgmt For For For
Chauvin
3 Elect Alan Ferry Mgmt For For For
4 Elect Daniel Noone Mgmt For For For
5 Elect Wendy Kei Mgmt For For For
6 Elect David Beatty Mgmt For For For
7 Elect Rene Marion Mgmt For For For
8 Elect Scott Caldwell Mgmt For For For
9 Elect J. Patrick Mgmt For For For
Sheridan
10 Elect Michael Richings Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Deferred Share Unit Mgmt For For For
Plan
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Cathie Markus Mgmt For For For
2 Re-elect Karabo Nondumo Mgmt For For For
3 Re-elect Vishnu Pillay Mgmt For Against Against
4 Re-elect Andre Wilkens Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Amendments to Mgmt For For For
2006 Share
Plan
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect George R. Johnson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Provide Right to Call Mgmt For For For
a Special
Meeting
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Independence Group NL
Ticker Security ID: Meeting Date Meeting Status
IGO CINS Q48886107 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Geoffrey Mgmt For For For
Clifford
3 Re-elect Peter Buck Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Approval of the Mgmt For For For
Employee Incentive
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Peter
Bradford)
7 Ratify Placement of Mgmt For For For
Securities
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KLG CINS 49740P106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Mgmt For For For
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CUSIP 498696103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Cooper Mgmt For For For
1.2 Elect Mark J. Daniel Mgmt For For For
1.3 Elect James Haggarty Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Paul Huet Mgmt For For For
1.6 Elect William Matlack Mgmt For For For
1.7 Elect Charles Oliver Mgmt For For For
1.8 Elect Blair Schultz Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
1.9 Elect Robin E. Dunbar Mgmt For For For
2 Issuance of Shares to Mgmt For For For
Robert McEwan in
Connection with Lexam
Acquisition
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Emerson Mgmt For For For
1.2 Elect James Estey Mgmt For For For
1.3 Elect Vahan Kololian Mgmt For For For
1.4 Elect Martyn Konig Mgmt For For For
1.5 Elect Randall Oliphant Mgmt For For For
1.6 Elect Ian W Pearce Mgmt For For For
1.7 Elect Hannes Portmann Mgmt For For For
1.8 Elect Kay Priestly Mgmt For For For
1.9 Elect Raymond Threlkeld Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Approval of the Long Mgmt For For For
Term Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/08/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter A.F. Hay Mgmt For For For
3 Re-elect Philip Aiken Mgmt For For For
4 Re-elect Richard Mgmt For For For
(Rick) J.
Lee
5 Re-elect John M. Spark Mgmt For For For
6 Elect Vickki McFadden Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
8 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
9 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report
Regarding Reporting
on Company's Human
Rights Policies and
Risks
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John D. Mgmt For For For
Fitzgerald
4 Elect Shirley In't Veld Mgmt For For For
5 Elect David Flanagan Mgmt For For For
6 Re-elect William J. Mgmt For For For
Beament
7 Approve Long-Term Mgmt For For For
incentive
Plan
8 Approve Termination Mgmt For For For
Benefits
9 Equity Grant Mgmt For For For
(Executive chairman
William
Beament)
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Jose P. Leviste Mgmt For For For
Jr.
4 Elect Geoffrey W. Raby Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Elect William H. Mgmt For For For
Myckatyn
7 Elect Paul B. Sweeney Mgmt For For For
8 Elect Diane R. Garrett Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Binding Advisory Mgmt For For For
Vote on Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect Victor H. Bradley Mgmt For For For
1.3 Elect John Burzynski Mgmt For For For
1.4 Elect Christopher C. Mgmt For For For
Curfman
1.5 Elect Joanne Ferstman Mgmt For For For
1.6 Elect Andre Gaumond Mgmt For For For
1.7 Elect Pierre Labbe Mgmt For For For
1.8 Elect Charles E. Page Mgmt For For For
1.9 Elect Jacques Perron Mgmt For For For
1.10 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect C. Noel Dunn Mgmt For For For
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect David C. Press Mgmt For For For
1.7 Elect Walter T. Mgmt For For For
Segsworth
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Paul Thomas Mgmt For For For
4 Elect James Mactier Mgmt For For For
5 Re-elect Donald Mark Mgmt For For For
Okeby
6 Approve Executive Mgmt For For For
Incentive
Plan
7 Equity Grant Mgmt For For For
(Executive Chairman
Mark
Clark)
8 Equity Grant (COO Paul Mgmt For For For
Thomas)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter E. Mgmt For For For
Huston
4 Re-elect Marthinus Mgmt For For For
Johan
Botha
5 Renew Performance Mgmt For For For
Rights
Plan
6 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
7 Performance Rights Mgmt For For For
Grant- Special Issue
(MD/CEO John
Welborn)
8 Ratify Placement of Mgmt For For For
Securities
9 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Martin Reed Mgmt For Against Against
3 Remuneration Report Mgmt For For For
4 Renew Performance Mgmt For For For
Rights
Plan
5 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Mgmt For For For
Shareholder Rights
Plan
12 Advance Notice Mgmt For For For
Provision
13 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For Against Against
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Chris Chadwick Mgmt For For For
3 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
4 Re-elect Timothy Mgmt For For For
Cumming
5 Re-elect Charl Keyter Mgmt For For For
6 Re-elect Sello Moloko Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
8 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve 2017 Share Plan Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Gustavo A. Mgmt For For For
Herrero
2.5 Elect Beverlee F. Park Mgmt For For For
2.6 Elect Richard D. Mgmt For For For
Paterson
2.7 Elect Steven P. Reid Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of 2017 Share Mgmt For For For
Compensation
Plan
6 Name Change Resolution Mgmt For For For
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change in Company Name Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Bob
Vassie)
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Kevin McArthur Mgmt For For For
1.2 Elect Ronald W. Clayton Mgmt For For For
1.3 Elect Tanya M. Mgmt For For For
Jakusconek
1.4 Elect Charles A. Mgmt For For For
Jeannes
1.5 Elect Drago G. Kisic Mgmt For For For
1.6 Elect Alan C. Moon Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Paul B. Sweeney Mgmt For For For
1.9 Elect James S. Voorhees Mgmt For For For
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CINS 873868103 05/03/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect C. Kevin McArthur Mgmt For For For
3 Elect Ronald W. Clayton Mgmt For For For
4 Elect Tanya M. Mgmt For For For
Jakusconek
5 Elect Charles A. Mgmt For For For
Jeannes
6 Elect Drago G. Kisic Mgmt For For For
7 Elect Alan C. Moon Mgmt For For For
8 Elect A. Dan Rovig Mgmt For For For
9 Elect Paul B. Sweeney Mgmt For For For
10 Elect James S. Voorhees Mgmt For For For
11 Elect Kenneth F. Mgmt For For For
Williamson
12 Appointment of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect A. Terrance Mgmt For For For
MacGibbon
3 Elect Andrew Adams Mgmt For For For
4 Elect James Crombie Mgmt For For For
5 Elect Frank L. Davis Mgmt For For For
6 Elect David Fennell Mgmt For For For
7 Elect Michael Murphy Mgmt For For For
8 Elect William M. Shaver Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Wademan
10 Elect Fred Stanford Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander J. Mgmt For For For
Davidson
1.4 Elect Richard P. Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Peter J. Marrone Mgmt For For For
1.8 Elect Patrick J. Mars Mgmt For For For
1.9 Elect Carl L. Renzoni Mgmt For For For
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase H
Shares
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/09/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Renewable
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Shares Mgmt For For For
Subscription
Plan
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/19/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Shares Mgmt For For For
Subscription
Plan
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Guarantee Mgmt For For For
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Phase 1 of Employee Mgmt For For For
Stock
Ownership
Scheme
4 Formulation of Mgmt For For For
Administrative
Policy
of Approval of the
establishment of the
Administrative
Measures for Employee
Stock Ownership
Scheme
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Scheme
6 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
Shares
7 Class and Nominal Value Mgmt For For For
8 Method and Time of Mgmt For For For
Issuance
9 Issuing Objects and Mgmt For For For
Methods of
Subscription;
10 Subscription Price and Mgmt For For For
Pricing
Principles;
11 Number of Shares to Be Mgmt For For For
Issued
12 Lock-up Period Mgmt For For For
13 Use of Proceeds Raised Mgmt For For For
14 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
15 Listing place Mgmt For For For
16 Validity period Mgmt For For For
17 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
18 Feasibility Report on Mgmt For For For
the Use of Proceeds
Raised in Non-public
Issuance of A
Shares
19 Not to Produce a Mgmt For For For
Report on Use of
Proceeds Previously
Raised
20 Connected Transactions Mgmt For For For
under Non-public
Issuance of A
Shares
21 Conditional Share Mgmt For For For
subscription
Agreement for
Non-public Issuance
of A
Shares
22 Conditional Share Mgmt For For For
Subscription
Agreement for
Non-public Issuance
of A Shares with
Phase 1 of Employee
Stock Ownership
Scheme
23 Dilutive Impact of Mgmt For For For
Non-public
Issuance of A Shares
on Immediate Returns
and Adoption of
Recovery
Measures
24 Undertakings of Mgmt For For For
Directors and Senior
Management of Company
in relation to
Recovery Measures for
Returns
25 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
26 Eligibility for Mgmt For For For
Issuance of Renewable
Corporate
Bond
27 Issue Size and Nominal Mgmt For For For
Value
28 Maturity Mgmt For For For
29 Interest Rate and Mgmt For For For
Interest
Determination
Principles
30 Issuance Method Mgmt For For For
31 Guarantee Measures Mgmt For For For
32 Terms of Redemption Mgmt For For For
33 Terms of Interest Mgmt For For For
Payments
34 Interest Payment Mgmt For For For
Restrictions
35 Use of Proceeds Mgmt For For For
36 Target Subscribers and Mgmt For For For
Arrangements For
Existing
Shareholders
37 Underwriting and Mgmt For For For
Listing
Arrangements
38 Repayment Safeguards Mgmt For For For
39 Validity of Resolution Mgmt For For For
40 Renewable Measures Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/25/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Issuing Objects and Mgmt For For For
Methods of
Subscription
5 Subscription Price and Mgmt For For For
Pricing
Principles
6 Number of Shares to Be Mgmt For For For
Issued
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
10 Listing place Mgmt For For For
11 Validity period Mgmt For For For
12 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
13 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
5 One-off Use of Mgmt For For For
Personal Option Bonus
Remuneration
6 Amendments to the Mgmt For For For
Administrative
Measures of Connected
Transactions
7 Elect CHEN Jinghe Mgmt For Against Against
8 Elect LAN Fusheng Mgmt For For For
9 Elect ZOU Laichang Mgmt For For For
10 Elect LIN Hongfu Mgmt For For For
11 Elect FANG Qixue Mgmt For For For
12 Elect LIN Hongying Mgmt For For For
13 Elect LI Jian Mgmt For Against Against
14 Elect LU Shihua Mgmt For For For
15 Elect ZHU Guang Mgmt For For For
16 Elect Kenneth SIT Hoi Mgmt For For For
Wah
17 Elect CAI Meifeng Mgmt For For For
18 Elect LIN Shuiqing Mgmt For For For
19 Elect XU Qiang Mgmt For For For
20 Elect FAN Wensheng Mgmt For For For
Fund Name : VanEck Vectors Gulf States Index ETF
________________________________________________________________________________
Vodafone Qatar
Ticker Security ID: Meeting Date Meeting Status
VFQS CINS M9764S101 07/25/2016 Take No Action
Meeting Type Country of Trade
Ordinary Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Sharia Mgmt For TNA N/A
Supervisory Board
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
8 Corporate Governance Mgmt For TNA N/A
Report
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Election of Sharia Mgmt For TNA N/A
Supervisory
Board
11 Election of Directors Mgmt For TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Vodafone Qatar
Ticker Security ID: Meeting Date Meeting Status
VFQS CINS M9764S101 07/25/2016 Take No Action
Meeting Type Country of Trade
Special Qatar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Foreign Investment Mgmt For TNA N/A
Threshold; Amendments
to
Articles
3 Amendments to Articles Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
5 Non-Voting Meeting Note N/A N/A TNA N/A
Fund Name : VanEck Vectors High Income Infrastructure MLP ETF
________________________________________________________________________________
Buckeye Partners LP
Ticker Security ID: Meeting Date Meeting Status
BPL CUSIP 118230101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara J. Mgmt For For For
Duganier
1.2 Elect Joseph A. LaSala Mgmt For For For
1.3 Elect Larry C. Payne Mgmt For For For
1.4 Elect Martin A. White Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Columbia Pipeline Partners LP
Ticker Security ID: Meeting Date Meeting Status
CPPL CUSIP 198281107 02/16/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Energy Transfer Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
ETP CUSIP 29273R109 04/26/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Martin Midstream Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
MMLP CUSIP 573331105 05/26/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2017 Mgmt For For For
Restricted Unit
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Oneok Partners LP
Ticker Security ID: Meeting Date Meeting Status
OKS CUSIP 68268N103 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Plains GP Holdings LP
Ticker Security ID: Meeting Date Meeting Status
PAGP CUSIP 72651A108 11/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring/Simplific Mgmt For For For
ation
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesoro Logistics LP
Ticker Security ID: Meeting Date Meeting Status
TLLP CUSIP 88160T107 10/04/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors High Income MLP ETF
________________________________________________________________________________
Archrock Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
APLP CUSIP 03957U100 04/26/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Black Stone Minerals L.P.
Ticker Security ID: Meeting Date Meeting Status
BSM CUSIP 09225M101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Bardel Mgmt For For For
1.2 Elect Carin M. Barth Mgmt For For For
1.3 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.4 Elect D. Mark DeWalch Mgmt For For For
1.5 Elect Ricky J. Mgmt For For For
Haeflinger
1.6 Elect Jerry V. Kyle, Mgmt For For For
Jr.
1.7 Elect Michael C. Linn Mgmt For For For
1.8 Elect John H. Longmaid Mgmt For For For
1.9 Elect William N. Mathis Mgmt For Withhold Against
1.10 Elect William E. Mgmt For For For
Randall
1.11 Elect Alexander D. Mgmt For For For
Stuart
1.12 Elect Allison K. Mgmt For For For
Thacker
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gaslog Partners LP
Ticker Security ID: Meeting Date Meeting Status
GLOP CUSIP Y2687W108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Gibson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Partners LP
Ticker Security ID: Meeting Date Meeting Status
GMLP CUSIP Y2745C102 09/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alf C. Mgmt For For For
Thorkildsen
________________________________________________________________________________
KNOT Offshore Partners LP
Ticker Security ID: Meeting Date Meeting Status
KNOP CUSIP Y48125101 08/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Simon Bird Mgmt For For For
2 Resident Status Mgmt N/A Against N/A
________________________________________________________________________________
Transocean Partners LLC
Ticker Security ID: Meeting Date Meeting Status
RIGP CUSIP Y8977Y100 12/06/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
Fund Name : VanEck Vectors India Small-Cap Index ETF
________________________________________________________________________________
8K Miles Software Services Limited
Ticker Security ID: Meeting Date Meeting Status
8KMILES CINS Y7027G101 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lakshmanan Mgmt For Against Against
Kannappan
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Dinesh Raja Mgmt For For For
Punniamurthy
5 Elect Babita Singaram Mgmt For For For
6 Appointment of R.S. Mgmt For Against Against
Ramani (Whole-time
Director); Approval
of
Remuneration
7 Related Party Mgmt For Against Against
Transactions
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Sub-division of Equity Mgmt For For For
Shares
10 Increase in Authorized Mgmt For For For
Capital
11 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect P. Venkateswaran Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Re-appointment of P. Mgmt For Against Against
Venkateswaran (Deputy
Managing Director);
Approval of
Remuneration
5 Re-appointment of C.P. Mgmt For Against Against
Gopalkrishnan (Deputy
Managing Director);
Approval of
Remuneration
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
7 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Secutrities w/o
Preemptive Rights to
Qualified
Institutional
Buyers
8 Amendments to ESOS 2005 Mgmt For For For
9 Adoption of the Mgmt For Against Against
Employee Stock Option
Scheme-2016 ("ESOS
2016")
10 Extension of ESOS 2016 Mgmt For Against Against
to
Subsidiaries
________________________________________________________________________________
Adani Transmissions Ltd
Ticker Security ID: Meeting Date Meeting Status
ADANITRANS CINS Y0R15S105 08/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Deepak Bhargava Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Gautam S. Adani Mgmt For For For
5 Elect Rajesh S. Adani Mgmt For For For
6 Elect K. Jairaj Mgmt For For For
7 Elect V. Subramanian Mgmt For For For
8 Elect Ravindra H. Mgmt For For For
Dholakia
9 Elect Meera Shankar Mgmt For For For
10 Waiver of Excess Mgmt For For For
Remuneration for
Deepak Bhargava,
Whole-Time
Director
11 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
13 Related Party Mgmt For For For
Transactions
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Advanced Enzyme Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
ADVENZYMES CINS Y0R165104 05/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Subdivision Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum
4 Extension of Employees Mgmt For Against Against
Stock Option Scheme -
2015 to Employees of
Subsidiaries
5 Approval of AETL Mgmt For For For
Employees Incentive
Plan
2017
6 Extension of AETL Mgmt For For For
Employees Incentive
Plan 2017 to
Subsidiaries
7 Acquisition of Shares Mgmt For For For
by Trust to Implement
the AETL Employees
Incentive Plan
2017
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 05/17/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 06/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 09/28/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Allotment Mgmt For For For
of Equity Shares to
Government of India
and Life Insurance
Corporation of India
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 03/25/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Mgmt For For For
Allottment of Shares
w/o Preemptive
Rights
2 Appoint John Ernest Mgmt For For For
Flintham (Vice
Chairman and Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John Ernest Mgmt For For For
Flintham
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Related Party Mgmt For Against Against
Transactions
Including
Guarantees
6 Amendments to Articles Mgmt For For For
7 Conversion of Loans Mgmt For Against Against
into Equity
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anant Raj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashok Sarin Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 05/06/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
2 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 07/20/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Astra Microwave Products Limited
Ticker Security ID: Meeting Date Meeting Status
ASTRAMICRO CINS Y4066G118 07/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Audited Financial Mgmt For For For
Statements
3 Audited Consolidated Mgmt For For For
Financial
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect C. Prameelamma Mgmt For For For
6 Elect M. V. Reddy Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Elect Arun Kumar Tiwari Mgmt For For For
9 Elect Vadlamani Mgmt For For For
Venkata Rama
Sastry
10 Elect Buddharaju Mgmt For For For
Lakshmi Narayana
Raju
11 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Atul Auto Limited
Ticker Security ID: Meeting Date Meeting Status
ATULAUTO CINS Y0450K145 09/16/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Niraj J. Chandra Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Hakubhai J. Mgmt For For For
Lalakiya
6 Elect Hasmukh H. Mgmt For Against Against
Adhvaryoo
7 Elect CA Hemantkumar Mgmt For For For
J.
Bhatt
8 Reappointment of Mgmt For Against Against
Jayantibhai J
Chandra (Executive
chairman and managing
director); Approval
of
Remuneration
9 Reappointment of Mgmt For For For
Mahendrakumar J Patel
(Executive director
and CFO); Approval of
Remuneration
10 Amendments to Mgmt For For For
Remuneration of Niraj
J Chandra (Whole-time
Director)
________________________________________________________________________________
Atul Limited
Ticker Security ID: Meeting Date Meeting Status
ATUL CINS Y0450Y111 07/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bansidhar S. Mgmt For Against Against
Mehta
4 Elect B.N. Mohanan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of B N Mgmt For For For
Mohanan (Whole-time
Director); Approval
of
Remuneration
7 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELEC CINS Y05477164 08/04/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anant Bajaj Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Anuj Poddar Mgmt For For For
6 Elect Siddharth Mehta Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 02/17/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale and Transfer of Mgmt For For For
the Co-Generation
Power
Business
3 Business Transfer Mgmt For For For
Agreement
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 04/27/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale and Transfer of Mgmt For For For
Co-Generation Power
Business
3 Business Transfer Mgmt For For For
Agreement
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 09/16/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Kushagra Nayan Mgmt For Against Against
Bajaj
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Vipulkumar S. Mgmt For For For
Modi
6 Elect Ashok Mukand Mgmt For Against Against
7 Elect Binod Kumar Mgmt For Against Against
8 Re-appointment of Mgmt For Against Against
Kushagra Nayan Bajaj
(Chairman and
Managing Director);
Approval of
Remuneration
9 Payment of Minimum Mgmt For Against Against
Remuneration to Ashok
Kumar Gupta
(Executive Director -
Group
Operations)
10 Appointment of Kiran Mgmt For For For
Anuj (Wholetime
Director -
Administration);
Approval of
Remuneration
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 08/12/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Meenakshi Saraogi Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Re-designation of Mgmt For For For
Meenakshi Saraogi as
Non-Executive
Director
6 Directors' Commission Mgmt For For For
7 Elect Sakti Prasad Mgmt For Against Against
Ghosh
8 Elect Sumit Mazumder Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 12/30/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
BEML Ltd
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/15/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Aniruddh Kumar Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Sanjay Prasad Mgmt For Against Against
7 Elect M. G. Raghuveer Mgmt For For For
8 Elect B. P. Rao Mgmt For For For
9 Elect Sudhir Kumar Beri Mgmt For Against Against
10 Elect B. R. Viswanatha Mgmt For For For
11 Elect R. H. Muralidhara Mgmt For For For
12 Elect Surina Rajan Mgmt For Against Against
13 Elect D. K. Hota Mgmt For For For
14 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Babasaheb N. Mgmt For Against Against
Kalyani
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Mortgage Mgmt For For For
Assets
5 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/14/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Arumugam Mgmt For For For
Swaminathan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Cost Mgmt For For For
Auditor's
Fees
5 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Bharat Financial Inclusion Limited
Ticker Security ID: Meeting Date Meeting Status
SKSMICRO CINS Y8084Y100 07/19/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
4 Authority to Issue Mgmt For Against Against
Debentures
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 09/14/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of S.N. Mgmt For For For
Kamath (Managing
Director); Approval
of
Remuneration
5 Appointment of Vibha Mgmt For For For
G. Sharma (Whole-Time
Director); Approval
of
Remuneration
6 Appointment of Shruti Mgmt For For For
V. Rao (Whole-Time
Director); Approval
of
Remuneration
7 Elect Santosh Parab Mgmt For For For
8 Appointment of Gagan Mgmt For For For
Harsh Sharma
(Relative of Vibha G.
Sharma); Approval of
Remuneration
9 Appointment of Arjun Mgmt For For For
Gautam Ashra
(Relative of Gautam
Rasiklal Ashra);
Approval of
Remuneration
10 Appointment of Vishal Mgmt For For For
Vijay Rao (Relative
of Shruti V. Rao);
Approval of
Remuneration
11 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 12/27/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 03/27/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 05/11/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 08/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nusli N. Wadia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Cost Mgmt For For For
Auditor's
Fees
7 Appointment of Mgmt For Against Against
Jehangir N. Wadia
(Managing Director);
Approval of
Remuneration
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Capital First Limited
Ticker Security ID: Meeting Date Meeting Status
CAPF CINS Y2687H101 07/05/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narendra Ostawal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect and Appoint Apul Mgmt For For For
Nayyar (Executive
Director); Approve
Remuneration
6 Elect and Appoint Mgmt For For For
Nihal Desai
(Executive Director);
Approve
Remuneration
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
9 CFL Employee Stock Mgmt For Against Against
Option Scheme -
2016
10 Extension of CFL Mgmt For Against Against
Employee Stock Option
Scheme - 2016 to
Subsidiaries
________________________________________________________________________________
Capital First Limited
Ticker Security ID: Meeting Date Meeting Status
CAPF CINS Y2687H101 12/08/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ceat Limited
Ticker Security ID: Meeting Date Meeting Status
CEATLTD CINS Y1229V149 08/09/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arnab Banerjee Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Paras K. Mgmt For Against Against
Chowdhary
6 Authority to Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Century Plyboards India Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYPLY CINS Y1274H102 08/31/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vishnu Khemani Mgmt For Against Against
4 Elect Ajay Baldawa Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect J. P. Dua Mgmt For For For
7 Elect Keshav Bhajanka Mgmt For For For
8 Appointment of Keshav Mgmt For Against Against
Bhajanka (Executive
Director); Approve
Remuneration
9 Appointment of Sajjan Mgmt For Against Against
Bhajanka (Managing
Director); Approve
Remuneration
10 Appointment of Sanjay Mgmt For Against Against
Agarwal (Managing
Director); Approve
Remuneration
11 Appointment of Ajay Mgmt For For For
Baldawa (Executive
Technical Director);
Approve
Remuneration
12 Servicing of Documents Mgmt For For For
________________________________________________________________________________
Century Textile & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYTEX CINS Y12504125 07/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kumar Mangalam Mgmt For Against Against
Birla
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint of Mgmt For Against Against
D.K. Agrawal
(Whole-time
Director); Approve
remuneration
7 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBLFERT CINS Y12916139 09/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Shyam Sunder Mgmt For Against Against
Bhartia
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
7 Reappointment of Anil Mgmt For Against Against
Kapoor (Managing
Director); Approval
of
Remuneration
8 Authority to Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Conversion of Loans Mgmt For Against Against
into Equity
Shares
________________________________________________________________________________
Chennai Petroleum Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
CHENNPETRO CINS Y53733112 09/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends:
Preference
Shares
3 Allocation of Mgmt For For For
Profits/Dividends:
Equity
Shares
4 Elect Ashok Mgmt For Against Against
Balasubramanian
5 Elect U. Ventaka Ramana Mgmt For Against Against
6 Elect K.M. Mahesh Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Report on Improvement Mgmt For For For
in Net
Worth
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COX&KINGS CINS Y17730113 09/23/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Urrshila Kerkar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Credit Analysis And Research Ltd
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 05/19/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
________________________________________________________________________________
Credit Analysis And Research Ltd
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Suryakanth B. Mgmt For For For
Mainak
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Anil Kumar Bansal Mgmt For For For
6 Elect Ashima Goyal Mgmt For Against Against
7 Appointment of Rajesh Mgmt For For For
Mokashi (Managing
Director & CEO);
Approval of
Remuneration
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Shahid U. Balwa Mgmt For Against Against
4 Elect Jayvardhan V. Mgmt For Against Against
Goenka
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCBBANK CINS Y2051L134 04/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Change of Location of Mgmt For For For
Company
Documentation
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCBBANK CINS Y2051L134 06/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amin Manekia Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Amendment to Borrowing Mgmt For For For
Powers
7 Ratification of Bonus Mgmt For For For
Paid to Murali M.
Natrajan (Managing
Director &
CEO)
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 03/02/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 04/18/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 09/23/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rakesh Mgmt For Against Against
Jhunjhunwala
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 03/11/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports - Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports - Mgmt For For For
Consolidated
Financial
Statements
3 Elect Ankur Ambika Sahu Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Krishna Kumar Mgmt For For For
Gangadharan
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Ratification of Mgmt For For For
Foreign Investor
Restrictions
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 10/14/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Allotment Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 03/27/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential Basis to
GOI
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential Basis to
LIC and
GIC
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 06/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 09/22/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Government
of
India
________________________________________________________________________________
Dewan Housing Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DHFL CINS Y2055V112 07/20/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dheeraj R. Mgmt For For For
Wadhawan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Rajiv Kumar Mgmt For For For
6 Authority to Issue Mgmt For Against Against
Non-convertible
Debentures
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dishman Pharmaceuticals and Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
DISHMAN CINS Y2076D117 08/05/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
and
Amalgamation
________________________________________________________________________________
Dishman Pharmaceuticals and Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
DISHMAN CINS Y2076D117 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Janmejay R. Vyas Mgmt For For For
4 Appointment of Mgmt For For For
Statutory Auditor and
Authority to Set
Fees
5 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Dredging Corporation of India Ltd
Ticker Security ID: Meeting Date Meeting Status
DREDGECORP CINS Y2107Z111 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S. Charles Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Sheila Sangwan Mgmt For For For
6 Elect Vrushali Mgmt For For For
Rajendra
Waghmare
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 01/07/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures on Private
Placement
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Board Vacancy and Mgmt For For For
Resignation of Vijay
Ahuja
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 09/20/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hardeep Singh Mgmt For Against Against
4 Elect Girish Behari Mgmt For Against Against
Mathur
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Elect D. J. Kakalia Mgmt For For For
8 Payment of Mgmt For Against Against
Professional Fees to
Girish Behari
Mathur
________________________________________________________________________________
Eveready Industries India Limited
Ticker Security ID: Meeting Date Meeting Status
EVERREADY CINS Y2361Z120 07/25/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Suvamoy Saha Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Re-Classification in Mgmt For For For
Promoter
Group
________________________________________________________________________________
Finolex Cables Limited
Ticker Security ID: Meeting Date Meeting Status
FINCABLES CINS Y24953146 09/08/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Namita Vikas Mgmt For Against Against
Thapar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Related Party Mgmt For For For
Transactions with
Corning Finolex
Optical Fibre Private
Limited
________________________________________________________________________________
Firstsource Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
FSL CINS Y25655104 07/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Shashwat Goenka Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Re-Appointment of Mgmt For Against Against
Rajesh Subramaniam
(CEO and Managing
Director); Approve
Remuneration
________________________________________________________________________________
Force Motors Limited
Ticker Security ID: Meeting Date Meeting Status
FORCEMOT CINS Y05481117 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sudhir Mehta Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Charitable Donations Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Deposits from Members Mgmt For Against Against
and/or the
Public
8 Elect Arvind Mahajan Mgmt For For For
________________________________________________________________________________
Future Consumer Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
FCEL CINS Y2677P113 02/16/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
3 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Future Consumer Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
FCEL CINS Y2677P113 08/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Krishan K. Rathi Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Adhiraj Anil Mgmt For For For
Harish
5 Elect Frederic de Mgmt For Against Against
Mevius
6 Elect Deepak Malik Mgmt For For For
7 Approve Related Party Mgmt For Against Against
Transactions with
Bharti Retail
Limited
________________________________________________________________________________
Future Consumer Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
FCEL CINS Y2677P113 09/29/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum - Objects
Clause
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 03/12/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 08/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kishore Biyani Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Re-Designation of Mgmt For For For
Vijay Biyani
(Managing Director);
Approve
Remuneration
7 Appointment of Dinesh Mgmt For Against Against
Maheshwari (CFO);
Approve
Remuneration
8 Re-Classification of Mgmt For For For
Authorised Share
Capital
9 Related Party Mgmt For For For
Transactions
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 11/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Future Retail Limited
Ticker Security ID: Meeting Date Meeting Status
FRETAIL CINS Y0R8CN111 11/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Future Mgmt For Against Against
Retail Limited
Employee Stock Option
Plan 2016 ("ESOP
2016")
3 Extension of ESOP 2016 Mgmt For Against Against
to Subsidiary
Companies
4 Acquisition of Shares Mgmt For Against Against
on Secondary Market
to Implement ESOP
2016
5 Implementation of ESOP Mgmt For Against Against
2016 by Employee
Welfare
Trust
6 Provision of Loan to Mgmt For Against Against
Employee Welfare
Trust to Implement
ESOP
2016
7 Authority to Give Mgmt For Against Against
Guarantees
8 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GDL CINS Y26839103 09/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Retirement of Arun Mgmt For For For
Agarwal
6 Elect Mamta Gupta Mgmt For For For
7 Elect Arun Kumar Gupta Mgmt For For For
8 Elect Bhaskar A. Reddy Mgmt For For For
9 Elect Shabbir H. Mgmt For Against Against
Hassanbhai
________________________________________________________________________________
Gati Limited
Ticker Security ID: Meeting Date Meeting Status
GATI CINS Y26835135 08/04/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements
2 Consolidated Financial Mgmt For For For
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Yoshinobu Mgmt For Against Against
Mitsuhashi
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Appointment of Mgmt For For For
Mahendra Agarwal
(Managing Director);
Approve
Remuneration
8 Authority to Give Mgmt For For For
Loans and
Guarantees
9 Holding of Office or Mgmt For For For
Place of Profit by
Dhruv
Agarwal
10 Holding of Office or Mgmt For For For
Place of Profit by
Manisha
Agarwal
________________________________________________________________________________
Geometric Limited
Ticker Security ID: Meeting Date Meeting Status
GEOMETRIC CINS Y3690Q138 08/09/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
and
Amalgamation
________________________________________________________________________________
Geometric Limited
Ticker Security ID: Meeting Date Meeting Status
GEOMETRIC CINS Y3690Q138 08/09/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction of Mgmt For For For
Securities Premium
Account
2 Amendment to ESOPS Mgmt For For For
2009, 2011, 2013 and
2015
3 Remuneration Payable Mgmt For For For
to Manu Parpia
(Managing Director
and
CEO)
________________________________________________________________________________
Geometric Limited
Ticker Security ID: Meeting Date Meeting Status
GEOMETRIC CINS Y3690Q138 08/09/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jamshyd N. Godrej Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' Commission Mgmt For For For
________________________________________________________________________________
Ghcl Limited
Ticker Security ID: Meeting Date Meeting Status
GHCL CINS Y29443119 06/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Neelabh Dalmia Mgmt For For For
4 Elect Raman Chopra Mgmt For For For
5 Appointment of S. R. Mgmt For For For
Batliboi & Co. as
Auditor and Authority
to Set
Fees
6 Appointment of Ravi S. Mgmt For For For
Jalan (Managing
Director); Approval
of
Remuneration
7 Elect Vijaylaxmi Joshi Mgmt For For For
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 06/12/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsha Mgmt For Against Against
Chigurupati
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 07/07/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 08/12/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Krishna R. Bhupal Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Waiver of Excess Mgmt For Against Against
Remuneration for A.
Issac George,
CFO
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Pawan Kumar Mgmt For For For
Danwar
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Himachal Futuristic Communications Ltd
Ticker Security ID: Meeting Date Meeting Status
HFCL CINS Y3196Q145 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
5 Elect Ranjit Mal Kastia Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Mahendra Pratap Mgmt For Against Against
Shukla
8 Elect Bela Banerjee Mgmt For Against Against
9 Re-Classification in Mgmt For For For
Promoter
Group
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Himatsingka Seide Limited
Ticker Security ID: Meeting Date Meeting Status
HIMATSEIDE CINS Y3196U138 09/17/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Aditya Mgmt For Against Against
Himatsingka
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Re-Designation of D. Mgmt For For For
K. Himatsingka
(Executive Chairman);
Approve
Remuneration
7 Re-Designation of Mgmt For Against Against
Shrikant Himatsingka
(Executive Chairman);
Revise
Remuneration
8 Amendment to Mgmt For For For
Remuneration of
Aditya
Himatsingka
9 Elect and Appoint V. Mgmt For Against Against
Vasudevan (Whole Time
Director); Approve
Remuneration
10 Elect Sangeeta Kulkarni Mgmt For For For
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 01/05/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Conversion of Debt Mgmt For For For
into Equity Shares
and/or Optionally
Convertible
Debentures
4 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 07/14/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Nateri Ramanuj Mgmt For Against Against
Acharyulu
4 Remuneration of Ajit Mgmt For For For
Gulabchand (Chairman
and Managing
Director) for
Financial Year
2016-17
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
7 Authority to Convert Mgmt For Against Against
Debt into Shares of
the
Company
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hitachi Home & Life Solutions (India) Limited
Ticker Security ID: Meeting Date Meeting Status
HITACHIHOM CINS Y3227X119 07/25/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anil Shah Mgmt For For For
4 Elect Gurmeet Singh Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Elect Franz Cerwinka Mgmt For For For
8 Elect and Appoint Mgmt For Against Against
Atsushi Ohtsuka
(Managing Director);
Approval of
Remuneration
9 Elect and Appoint Mgmt For Against Against
Varghese Joseph
(Executive Director);
Approval of
Remuneration
10 Amendments to Mgmt For For For
Remuneration of Anil
Shah (CFO & Executive
Director)
11 Appointment of Anil Mgmt For For For
Shah (CFO & Executive
Director); Approval
of
Remuneration
12 Amendments to Mgmt For For For
Remuneration of Vinay
Chauhan (Executive
Director)
13 Appointment of Vinay Mgmt For For For
Chauhan (Executive
Director); Approval
of
Remuneration
14 Amendments to Mgmt For For For
Remuneration of
Gurmeet Singh
(Executive
Director)
15 Change in Company Name Mgmt For For For
16 Maintenance of Mgmt For For For
Company's
Register
17 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 07/14/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Ashok Kumar Gupta Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
5 Elect N Balakrishnan Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
IIFL Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
IIFL CINS Y3914X109 07/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nirmal B. Jain Mgmt For For For
3 Elect Rajamani Mgmt For Against Against
Venkataraman
4 Elect Chandran Mgmt For For For
Ratnaswami
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Commision Mgmt For For For
7 Adoption of New Mgmt For Abstain Against
Articles
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
IIFL Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
IIFL CINS Y3914X109 08/06/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Loans and
Guarantees
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Narendra Gehlaut Mgmt For Against Against
3 Elect Vishal Mgmt For For For
Gaurishankar
Damani
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Bisheshwar Mgmt For Against Against
Prasad
Singh
6 Elect Labh S. Sitara Mgmt For For For
7 Elect Shamsher Singh Mgmt For Against Against
Ahlawat
8 Elect Aishwarya Katoch Mgmt For For For
9 Elect Gyan Sudha Misra Mgmt For For For
10 Authority to Issue Mgmt For For For
Non-convertible
Debentures/
Bonds
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 06/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Employee Stock Mgmt For Against Against
Purchase
Scheme
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential Basis to
Government of
India
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 07/18/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Approval to Issue Mgmt For Abstain Against
Shares Under the
SBEB-ESPS
2016
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 09/15/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Indo Count Industries Limited
Ticker Security ID: Meeting Date Meeting Status
INDOCOUIN CINS Y39739118 07/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
(Interim)
4 Allocation of Mgmt For For For
Profits/Dividends
(Final)
5 Elect Kamal Mitra Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Mohit Anilkumar Mgmt For Against Against
Jain
8 Appointment of Mohit Mgmt For Against Against
Anilkumar Jain
(Managing Director);
Approval of
Remuneration
9 Appointment of Anil Mgmt For For For
Kumar Jain (Executive
Chairman); Approval
of
Remuneration
10 Appointment of Kailash Mgmt For For For
R. Lalpuria
(Executive Director);
Approval of
Remuneration
11 Appointment of Kamal Mgmt For Against Against
Mitra (Director -
Works); Approval of
Remuneration
12 Amendment to Borrowing Mgmt For For For
Powers
13 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Indo Count Industries Limited
Ticker Security ID: Meeting Date Meeting Status
INDOCOUIN CINS Y39739118 09/29/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum (Capital
Clause)
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ106 02/22/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
2 Authority to Give Mgmt For Against Against
Guarantees
3 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS ADPV34952 09/15/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ajit Mehta Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of RBC & Mgmt For For For
Co. LLP as Joint
Statutory Auditors
and Authority to Set
Fees
5 Ratificiation of Mgmt For Against Against
Pre-IPO Employee
Stock Option
Plans
6 Ratification and Mgmt For Against Against
Granting of Balance
of Shares Under the
Pre-IPO 2013-14 ESOP
Scheme
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 07/21/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Anil Kumar Verma Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Charitable Donations Mgmt For For For
6 Re-Classification in Mgmt For For For
Promoter
Group
7 Adopt and Issue Shares Mgmt For Against Against
under the Intellect
Stock Option Plan
2016 ("ISOP
2016")
8 Extension of Stock Mgmt For Against Against
Option Plan to
Subsidiaries
9 Elect Arun Shekhar Aran Mgmt For For For
10 Increase in Authorized Mgmt For For For
Capital
11 Amendments to Articles Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
International Paper APPM Limited
Ticker Security ID: Meeting Date Meeting Status
IPAPPM CINS Y0128P146 07/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Thomas G. Kadien Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
International Paper APPM Limited
Ticker Security ID: Meeting Date Meeting Status
IPAPPM CINS Y0128P146 12/21/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
J. B. Chemicals & Pharmaceuticals Ltd
Ticker Security ID: Meeting Date Meeting Status
JBCHEPHARM CINS Y4429Q142 08/23/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pranabh D. Mody Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shaukat H. Mgmt For Against Against
Merchant
6 Authority to Cost Mgmt For For For
Auditor's
Fees
7 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
J. Kumar Infraprojects Limited
Ticker Security ID: Meeting Date Meeting Status
JKIL CINS Y44492133 05/16/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions with J.
Kumar Developers
Limited
3 Related Party Mgmt For For For
Transactions with
Jagdish Madanlal
Gupta and Kamal
Jagdish
Gupta
4 Related Party Mgmt For Against Against
Transactions with
Jagdish Madanlal
Gupta and Kusum
Jagdish
Gupta
5 Related Party Mgmt For Against Against
Transactions with
Govind
Dabriwal
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORPLTD CINS Y4252Z136 09/21/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For Against Against
and
Reports
3 Dividend on Preference Mgmt For For For
Shares
4 Dividend on Equity Mgmt For For For
Shares
5 Elect Anand J. Jain Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Related Party Mgmt For Against Against
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 03/24/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Foreign Currency
Convertible
Bonds
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Atul B. Jain Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Amendments to Articles Mgmt For Abstain Against
7 Ratification of Mgmt For For For
Disclosure of
Ultimate Beneficial
Owner of issue and
allotment of
CCDs
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sunny Gaur Mgmt For Against Against
3 Elect Rahul Kumar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Option to Convert Mgmt For Against Against
Loans, Debentures and
Debt into Equity
Shares
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 10/22/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal Mgmt For For For
________________________________________________________________________________
Jaiprakash Power Ventures Ltd
Ticker Security ID: Meeting Date Meeting Status
JPPOWER CINS Y4253C102 09/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ravindra Mohan Mgmt For Against Against
Chadha
3 Elect Sunil Kumar Mgmt For For For
Sharma
4 Elect Dharam Paul Goyal Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Cost Mgmt For For For
Auditor's
Fees
7 Conversion of Loans Mgmt For For For
into Equity
Shares
8 Authority to Give Mgmt For For For
Guarantees
9 Reappointment of Mgmt For For For
Praveen Kumar Singh
(Whole-time Director;
Approve
Remuneration
10 Authority to Issue Mgmt For For For
Shares and/or
Converible Debt
Instruments w/o
Preemptive
Rights
________________________________________________________________________________
Jammu and Kashmir Bank Limited
Ticker Security ID: Meeting Date Meeting Status
J&KBANK CINS Y4S53D136 03/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to
Promoters
________________________________________________________________________________
Jammu and Kashmir Bank Limited
Ticker Security ID: Meeting Date Meeting Status
J&KBANK CINS Y4S53D136 05/24/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Jammu and Kashmir Bank Limited
Ticker Security ID: Meeting Date Meeting Status
J&KBANK CINS Y4S53D136 06/17/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Azhar Ul Amin Mgmt For Against Against
5 Authority to Set Mgmt For Against Against
Auditor's
Fees
6 Amendments to Articles Mgmt For For For
7 Elect Rahul Bansal Mgmt For Against Against
8 Elect Daman Kumar Mgmt For For For
Pandoh
9 Elect Mohammad Maqbool Mgmt For For For
Rather
10 Elect Mohammad Ashraf Mgmt For For For
Mir
11 Elect Pronab Sen Mgmt For For For
12 Elect Sanjiv Agarwal Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
14 Elect Vijayalakshmi R. Mgmt For For For
Iyer
15 Elect Sunil Mgmt For For For
Chandiramani
16 Elect Mohinder Kumar Mgmt For For For
Chopra
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAYS CINS Y4440B116 12/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect James Rigney Mgmt For For For
3 Appointment of Mgmt For For For
Chaturvedi & Shah as
Joint Auditor and
Authority to Set
Fees
4 Appointment of BSR & Mgmt For For For
Co. as Joint Auditor
and Authority to Set
Fees
5 Elect Vikram S. Mehta Mgmt For For For
6 Elect Rajshree Pathy Mgmt For For For
7 Elect Ranjan Mathai Mgmt For For For
8 Revision to Mgmt For For For
Remuneration of
Gaurant Shetty (Whole
Time
Director)
9 PAYMENT OF COMMISSION Mgmt For For For
TO INDEPENDENT
DIRECTORS
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDALSAW CINS Y4449A101 12/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tripti Puneet Mgmt For Against Against
Arya
5 Elect Hawa Singh Mgmt For Against Against
Chaudhary
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Ajit Kumar Mgmt For For For
Hazarika
8 Appointment of Sminu Mgmt For For For
Jindal (Managing
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
11 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights to
Qualified
Institutional
Buyers
12 Authority to Issue Mgmt For Against Against
Shares and/or
Depository Recepits
and/or Convertible
Debt w/o Preemptive
Rights
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 09/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Raghupati Mgmt For Against Against
Singhania
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Payment of Minimum Mgmt For For For
Remuneration to
Bharat Hari Singhania
(Managing
Director)
7 Payment of Minimum Mgmt For For For
Remuneration to
Vinita Singhania
(Vice Chairman and
Managing
Director)
8 Payment of Minimum Mgmt For For For
Remuneration to
Sushil Kumar Wali
(Executive
Director)
9 Payment of Minimum Mgmt For For For
Remuneration to
Shailendra Chouksey
(Executive
Director)
10 Directors' Commssion Mgmt For For For
11 Re-appointment of Mgmt For For For
Bharat Hari Singhania
(Managing Director);
Approve
Remuneration
12 Re-appointment of Mgmt For For For
Vinita Singhania
(Managing Director);
Approve
Remuneration
13 Re-appointment of Mgmt For For For
Sushil Kumar
(Executive Director);
Approve
Remuneration
14 Re-appointment of Mgmt For For For
Shailendra Chouksey
(Executive Director);
Approve
Remuneration
15 Charitable Donations Mgmt For For For
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 12/15/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
JK Tyre & Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 02/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
JK Tyre & Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 09/02/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bharat H. Mgmt For For For
Singhania
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Shreekant Somany Mgmt For For For
7 Elect Anshuman Mgmt For For For
Singhania
8 Appointment of Mgmt For For For
Anshuman Singhania
(Whole-time
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Appointment of Mgmt For Against Against
Raghupati Singhania
(Chairman & Managing
Director); Approval
of
Remuneration
11 Appointment of Bharat Mgmt For For For
Hari Singhania
(Managing Director);
Approval of
Remuneration
________________________________________________________________________________
JM Financial Limited
Ticker Security ID: Meeting Date Meeting Status
JMFINANCIL CINS Y44462110 08/02/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nimesh Kampani Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Vishal Kampani Mgmt For For For
6 Directors' Commission Mgmt For For For
7 Authority to Issue Non Mgmt For For For
Convertible
Debt
8 Related Party Mgmt For For For
Transactions -
Authority to Give
Guarantees - JM
Financial Credit
Solutions
Ltd
9 Related Party Mgmt For For For
Transactions -
Authority to Give
Guarantees - JM
Financial Asset
Reconstruction
Company Private
Limited
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 01/07/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Just Dial Mgmt For For For
Limited Employee
Stock Option Scheme
2016 ("ESOP
2016")
3 Extension of ESOP 2016 Mgmt For For For
to
Subsidaries
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 01/16/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 01/17/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Elect Ramani Iyer Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of V.S.S. Mgmt For Against Against
Mani (Managing
Director and CEO);
Approval of
Remuneration
7 Appointment of V. Mgmt For For For
Krishnan (Whole-Time
Director); Approval
of
Remuneration
8 Amendments to Mgmt For For For
Remuneration of
Ramani Iyer
(Whole-Time
Director)
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KTKBANK CINS Y4590V128 07/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Appointment of Branch Mgmt For For For
and Authority to Set
Fees
5 Elect Ravindra U. Bhat Mgmt For For For
6 Elect Keshav K. Desai Mgmt For For For
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 05/27/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. Pawan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Re-appointment of G.V. Mgmt For Against Against
Bhaskar Rao (Managing
Director); Approval
of
Remuneration
6 Re-appointment of Mgmt For Against Against
G.Vanaja Devi
(Whole-time
Director); Approval
of
Remuneration
7 Re-appointment of C. Mgmt For For For
Vamsheedhar
(Whole-time
Director); Approval
of
Remuneration
8 Re-appointment of C. Mgmt For For For
Mithun Chand
(Whole-time
Director); Approval
of
Remuneration
9 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Kaya Ltd.
Ticker Security ID: Meeting Date Meeting Status
KAYA CINS Y4S8B1103 08/04/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajen Mariwala Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Harsh Mgmt For Against Against
Mariwala (Chairman
and Managing
Director); Approval
of
Remuneration
6 Adoption of the Kaya Mgmt For Against Against
Employee Stock Option
Plan
2016
7 Extension of the Kaya Mgmt For Against Against
Employee Stock Option
Plan 2016 to
Subsidiaries
________________________________________________________________________________
KEC International Limited
Ticker Security ID: Meeting Date Meeting Status
KEC CINS Y4605M113 07/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ramesh Mgmt For Against Against
Deokisandas
Chandak
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditors
6 Elect Vimal Kejriwal Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assests
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 06/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vinay Sah Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Revision of Mgmt For For For
Remuneration of
Manjushree Khaitan
(Whole-time
Director)
6 Appointment of Mgmt For Against Against
Manjushree Khaitan
(Whole-time
Director); Approval
of
Remuneration
7 Appointment of Tridib Mgmt For Against Against
Kumar Das (Whole-time
Director); Approval
of
Remuneration
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 07/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Basant Kumar Mgmt For Against Against
Birla
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect and Appoint Mgmt For Against Against
Tridib Kumar Das (CFO
& Whole-time
Director); Approve
Remuneration
________________________________________________________________________________
Kitex Garments Limited
Ticker Security ID: Meeting Date Meeting Status
KITEX CINS Y4807P120 06/19/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect K L V Narayanan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Mgmt For For For
Remuneration of
Sindhu Chandrasekhar
(Whole-Time
Director)
6 Bonus Share Issuance Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPIT CINS Y4984R147 08/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B V R Subbu Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Sachin Mgmt For For For
Tikekar (Executive
Director); Approval
of
Remuneration
________________________________________________________________________________
Kushal Tradelink Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 01/01/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum
3 Amendments to Mgmt For For For
Memorandum - Deletion
of "Other
Objects"
4 Adoption of New Mgmt For Against Against
Articles
5 Elect Manoj Tulsiram Mgmt For For For
Agrawal
6 Elect Anil Soni Mgmt For For For
7 Elect Kavita Jain Mgmt For Against Against
8 Elect CS Sagar Sharma Mgmt For For For
9 Elect Dharmendra Mgmt For For For
Bhuchhada
________________________________________________________________________________
Kushal Tradelink Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 02/27/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Bonus Share Issuance Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kwality Limited
Ticker Security ID: Meeting Date Meeting Status
KWALITYD CINS Y5058N128 08/08/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
3 Approve Preferential Mgmt For For For
Issuance of
Convertible
Warrants
4 Approve Preferential Mgmt For For For
Issuance of
Compulsorily
Convertible
Debentures
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kwality Limited
Ticker Security ID: Meeting Date Meeting Status
KWALITY CINS Y5058N128 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjay Dhingra Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Satyendra Kumar Mgmt For For For
Bhalla
7 Appoint Satyendra Mgmt For For For
Kumar Bhalla as
Whole-time Director;
Approval of
Fees
8 Elect Ankita Mehrotra Mgmt For For For
9 Elect Ahok Kumar Gupta Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares and/or
Convertible Shares
w/o Preemptive
Rights
________________________________________________________________________________
Lanco Infratech Ltd
Ticker Security ID: Meeting Date Meeting Status
LITL CINS Y5144P111 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect G. Venkatesh Babu Mgmt For For For
3 Elect G. Bhaskara Rao Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Hiranmoy Biswas Mgmt For For For
6 Elect Rajesh Kumar Mgmt For For For
Yaduvanshi
7 Elect K. Raja Gopal Mgmt For For For
8 Elect Raj Kumar Roy Mgmt For For For
9 Elect Rengaraj Mgmt For For For
Viswanathan
10 Elect Jaskiran Arora Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Re-appointment of L. Mgmt For For For
Madhududhan Rao
(Executive Chairman);
Approval of
Remuneration
13 Re-appointment of G. Mgmt For For For
Bhaskara Rao
(Executive
Vice-chairman);
Approval of
Remuneration
14 Appointment of Raj Mgmt For For For
Kumar Roy (Whole-time
Director); Approval
of
Remuneration
15 Re-appointment of G. Mgmt For For For
Venkatesh Babu
(Managing Director);
Approval of
Remuneration
16 Related Party Mgmt For Against Against
Transactions -
Authority to Give
Guarantees
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lloyd Electric & Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
LLOYDELENG CINS Y5324Z129 03/23/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Consumer Mgmt For For For
Durables
Business
3 Change in Company Name Mgmt For For For
________________________________________________________________________________
Lloyd Electric & Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
LLOYDELENG CINS Y5324Z129 08/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bharat Raj Punj Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Re-designation of Mgmt For For For
Bharat Raj Punj
(Deputy Managing
Director); Approve
Remuneration
7 Elect Deepti Sahai Mgmt For For For
8 Re-appointment of Mgmt For For For
Achin Kumar Roy
(Wholetime Director);
Approve
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Lloyd Electric & Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
LLOYDELENG CINS Y5324Z129 12/27/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
Registered
Office
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Pravin Kumar Mgmt For For For
Purwar
3 Elect Sunil Kumar Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Sanjeev Kumar Mgmt For Against Against
6 Elect Rakesh Nangia Mgmt For For For
7 Elect Ashok Mittal Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
9 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 07/02/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ketan Mehta Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' Commission Mgmt For For For
6 Amendment to ESOP Plan Mgmt For For For
I
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Deep Kalra Mgmt For For For
4 Elect Vivek Gour Mgmt For For For
5 Elect Rajesh Magow Mgmt For For For
6 Elect James Jianzhang Mgmt For Against Against
Liang
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 12/09/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPURAM CINS Y5759P141 07/03/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Manappuram Mgmt For Against Against
Finance Limited
Employee Stock Option
Scheme 2016 ("MAFIL
ESOS
2016")
3 Granting of Shares Mgmt For Against Against
under the MAFIL ESOS
2016 to
Employees/Directors
of
Subsidiaries
4 Granting of Shares Mgmt For Against Against
under the MAFIL ESOS
2016 to
Employees/Directors
of the
Company
5 Revision of Salary of Mgmt For For For
Sumitha Nandan
(Senior Vice
President), Holding
Office of Place of
Profit
6 Revision of Salary of Mgmt For For For
Sooraj Nandan (Senior
Vice President),
Holding Office of
Place of
Profit
7 Revision of Mgmt For For For
Remuneration of V.P.
Nandakumar (Managing
Director and
CEO)
________________________________________________________________________________
Manappuram Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
MANAPPURAM CINS Y5759P141 08/09/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Redeemable
Non-Convertible
Debentures
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 09/03/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Variation in Use of Mgmt For For For
Proceeds from
IPO
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 09/05/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vishal Sood Mgmt For For For
3 Elect Dhruv Agrawal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Revision of Mgmt For For For
Remuneration for
Dhirendra Singh
(Chairman and
Managing
Director)
6 Revision of Mgmt For For For
Remuneration for
Abhishek Singh (Whole
Time
Director)
7 Increase in Authorized Mgmt For For For
Share
Capital
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Marksans Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
MARKSANS CINS Y57686100 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sandra Saldanha Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Vinay Gopal Nayak Mgmt For Against Against
6 Appointment of Vinay Mgmt For Against Against
Gopal Nayak
(Whole-time
Director); Approval
of
Remuneration
7 Employee Stock Option Mgmt For Against Against
Scheme 2016 ("ESOP
2016")
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS Y8551L102 06/10/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
W/o Preemptive
Rights
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS ADPV34978 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
3 Elect Ashok Brijmohan Mgmt For For For
Kacker
4 Elect Dipankar Gupta Mgmt For For For
5 Elect Rahul Khosla Mgmt For For For
6 Elect Mohit Talwar Mgmt For For For
7 Elect Tara Singh Mgmt For For For
Vachani
8 Elect Ashwani Windlass Mgmt For For For
9 Elect Sanjeev Kishen Mgmt For For For
Mehra
10 Appointment of Mohit Mgmt For Against Against
Talwar (Managing
Director); Approval
of
Remuneration
11 Amendment to Trade Mgmt For For For
Mark License
Agreement
12 Max India Employee Mgmt For Against Against
Stock Plan
2016
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEODRUSS CINS Y5934T133 08/08/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Brij M. Khaitan Mgmt For Against Against
4 Elect Azam Monem Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Waiver of Excess Mgmt For Against Against
Remuneration for A.
Khaitan (Managing
Director)
7 Waiver of Excess Mgmt For Against Against
Remuneration for R.
Takru (Wholetime
Director)
8 Waiver of Excess Mgmt For Against Against
Remuneration for A.
Monem (Wholetime
Director)
9 Waiver of Excess Mgmt For Against Against
Remuneration for K.K
Baheti (Wholetime
Director)
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Mirza International Limited
Ticker Security ID: Meeting Date Meeting Status
MIRZAINT CINS Y6079Q132 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tasneef Ahmad Mgmt For Against Against
Mirza
5 Elect N.P. Upadhyay Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For Against Against
Transactions with
Euro Footwear Private
Limited
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Monsanto India Limited
Ticker Security ID: Meeting Date Meeting Status
MONSANTO CINS Y6137L117 08/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sekhar Natarajan Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Piyush Ramesh Mgmt For For For
Nagar
5 Elect Hemraj C. Asher Mgmt For Against Against
6 Elect Pradeep Poddar Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Monte Carlo Fashions Ltd.
Ticker Security ID: Meeting Date Meeting Status
MONTECARLO CINS Y6134H101 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Paurush Roy Mgmt For Against Against
5 Elect Sandeep Jain Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For Against Against
Transactions
8 Elect Amrik Singh Sohi Mgmt For For For
9 Elect Alok Kumar Misra Mgmt For For For
10 Re-appointment of Mgmt For Against Against
Jawahar Lal Oswal
(Chairman and
Managing Director);
Approval of
Remuneration
11 Re-appointment of Mgmt For For For
Ruchika Oswal
(Executive Director);
Approval of
Remuneration
12 Re-appointment of Mgmt For For For
Monica Oswal
(Executive Director);
Approval of
Remuneration
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAVKARCORP CINS Y6S11Y102 05/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds from
IPO
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAVKARCORP CINS ADPV30119 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements
2 Consolidated Financial Mgmt For For For
Statements
3 Elect Shantilal Mgmt For For For
Jayavantraj
Mehta
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Mgmt For For For
Nemichand Jayavantraj
Mehta (Whole-time
Director); Approval
of
Remuneration
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NCC CINS Y6198W135 08/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Utpal H. Sheth Mgmt For Against Against
4 Elect A V N Raju Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Shankararamiah Mgmt For For For
Ravi
7 Elect A.S. Durga Prasad Mgmt For For For
8 Appointment of A V N Mgmt For For For
Raju (Whole-time
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIIT CINS Y63532140 08/01/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajendra S. Pawar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 08/01/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vijay K. Thadani Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Nilkamal Limited
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL CINS Y6362S118 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Hiten V. Parekh Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Re-desigantion of Mgmt For For For
Hiten V. Parekh as
Joint Managing
Director
6 Re-desigantion of Mgmt For For For
Manish V. Parekh as
President and
Executive Director
(Furniture)
7 Re-desigantion of Mgmt For For For
Nayan S. Parekh as
President and
Executive Director
(Material
Handling)
________________________________________________________________________________
Omaxe Limited
Ticker Security ID: Meeting Date Meeting Status
OMAXE CINS Y64225108 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends on
Preferred
Shares
4 Allocation of Mgmt For For For
Profits/Dividends on
Ordinary
Shares
5 Elect Jai Bhagwan Goel Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Sudip Mgmt For For For
Bandyopadhyay
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issues Mgmt For For For
Non-Convertible Debt
Instruments and Other
Securities
10 Appointment of Mgmt For Against Against
Sudhangshu S. Biswal
(Whole-time
Director); Approve
Remuneration
________________________________________________________________________________
Onmobile Global Limited
Ticker Security ID: Meeting Date Meeting Status
ONMOBILE CINS Y6449B104 09/14/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Francois-Charles Mgmt For For For
Sirois
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Rajiv Mgmt For For For
Pancholy to Hold
Office or Place of
Profit with a
Subsidiary; Approval
of
Remuneration
7 Appointment of Mgmt For For For
Francois-Charles
Sirois to Hold Office
or Place of Profit
with a Subsidiary;
Approval of
Remuneration
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 06/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Parag Milk Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
PARAGMILK CINS ADPV35390 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
3 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
4 Elect Bharatkumar Mgmt For For For
Mahendra
Vyas
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ramesh Mgmt For For For
Deokisandas
Chandak
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 06/28/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Share Capital;
Amendment to
Memorandum
3 Bonus Share Issuance Mgmt For For For
4 Amendments to Mgmt For For For
Remuneration of
Ramesh Kumar Sharma
(Executive Director
and
COO)
5 Extension of PC Mgmt For Against Against
Jeweller Limited
Employee Stock Option
Plan 2011 to
Employees of
Subsidiary
Companies
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 07/04/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Muneesh Chawla Mgmt For Against Against
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 08/22/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Issuance of Mgmt For For For
Compulsorily
Convertible
Preference
Shares
________________________________________________________________________________
PC Jeweller Limited (PCJ)
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 09/19/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Padam Chand Gupta Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Ramesh Mgmt For For For
Kumar Sharma
(Whole-time
Director); Approval
of
Remuneration
6 Appointment of Nitin Mgmt For For For
Gupta (Relative of
Padam Chand Gupta);
Approval of
Remuneration
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 03/22/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 07/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jitin Goyal Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 11/08/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Prabhat Dairy Limited
Ticker Security ID: Meeting Date Meeting Status
PRABHAT CINS Y7S52S129 09/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For Against Against
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Vivek S. Nirmal Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Rajesh Srivastava Mgmt For Against Against
8 Elect Raphael Plihon Mgmt For For For
9 Elect Soundararajan Mgmt For For For
Bangarusamy
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 07/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Parimal P. Mgmt For For For
Chaudhari
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PTC India Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
PFS CINS Y711AW103 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajit Kumar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Pravin Tripathi Mgmt For For For
6 Elect Harbans Lal Bajaj Mgmt For For For
________________________________________________________________________________
PTC India Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
PFS CINS Y711AW103 11/13/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For Against Against
Non-convertible
Debentures
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi P. Singh Mgmt For Against Against
5 Elect Jyoti Arora Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Kulamani Biswal Mgmt For Against Against
8 Elect Jayant Kumar Mgmt For For For
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjeev Kumar Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Quick Heal Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
QUICKHEAL CINS ADPV34074 08/05/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shailesh Lakhani Mgmt For For For
4 Elect Sanjay Katkar Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Appointment of Anupama Mgmt For For For
Katkar (Relative of
Kailash Katkar -
Managing Director &
CEO); Approval of
Remuneration
8 Approval of 2010 Mgmt For For For
Employee Stock Option
Scheme
9 Approval of 2014 Mgmt For For For
Employee Stock Option
Scheme
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 07/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Shailja Devi Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Rallis India Limited
Ticker Security ID: Meeting Date Meeting Status
RALLIS CINS Y7181S131 06/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bharat D. Vasani Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect C.V. Natraj Mgmt For For For
7 Elect Padmini K. Mgmt For For For
Kaicker
8 Appointment of V. Mgmt For Against Against
Shankar (Managing
Director and CEO);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rashtriya Chemicals Fertilizers Limited
Ticker Security ID: Meeting Date Meeting Status
RCF CINS Y7197K114 09/23/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect S.K. Lohani Mgmt For Against Against
6 Elect Suresh Warior Mgmt For For For
7 Elect Dharm Pal Mgmt For For For
8 Elect Harin Pathak Mgmt For For For
9 Elect Bharatkumar Barot Mgmt For For For
10 Elect G.M. Inamdar Mgmt For Against Against
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/05/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gautam Hari Mgmt For Against Against
Singhania
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Akshaykumar N. Mgmt For For For
Chudasama
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Non-Executive Mgmt For For For
Directors'
Commission
9 Appointment of Sunder Mgmt For For For
H. Subramanian
(Executive Director);
Approval of
Remuneration
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Redington (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
REDINGTON CINS Y72020111 07/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports - Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports - Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tu Shu-Chyuan Mgmt For For For
5 Elect Lin Tai-Yang Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Appointment of M. Mgmt For For For
Raghunandan (Whole
Time Director);
Approve
Remuneration
8 Elect and Appoint E H Mgmt For For For
Kasturi Rangan (Whole
Time Director);
Approve
Remuneration
9 Elect B. Ramaratnam Mgmt For Against Against
10 Appointment of Branch Mgmt For For For
Auditor
________________________________________________________________________________
Reliance Defence & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
RDEL CINS Y6934A108 03/20/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Authorized Share
Capital
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to CDR
Lenders
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Non-CDR
Lenders
5 Authority to Issue Mgmt For For For
Compulsory Redeemable
Preference
Shares
6 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
7 Amendments to Articles Mgmt For For For
8 Authority to Avail Mgmt For Against Against
Financial Assistance
with the Option to
Convert into Equity
Shares
________________________________________________________________________________
Reliance Defence & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
RDEL CINS Y6934A108 08/20/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements
2 Consolidated Financial Mgmt For For For
Statements
3 Elect Nikhil P. Gandhi Mgmt For For For
4 Elect Bhavesh P. Gandhi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 09/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjeevanee Kutty Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures and
Commercial
Papers
7 Approval of 2016 RHFL Mgmt For For For
Employee Stock Option
Scheme
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 12/27/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 08/20/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Homai A. Mgmt For For For
Daruwalla
5 Elect Ramnath Pradeep Mgmt For For For
6 Elect Padam Pal Singh Mgmt For For For
Bhandari
7 Elect K. T. Parnaik Mgmt For For For
8 Appointment of K.T Mgmt For For For
Parnaik (Joint
Managing Director);
Approval of
Remuneration
9 Elect Rajesh Mgmt For For For
Ramachandran
10 Appointment of Rajesh Mgmt For For For
Ramachandran (Joint
Managing Director);
Approval of
Remuneration
11 Elect Ramakrishna Mgmt For For For
Prabhu
12 Appointment of Mgmt For For For
Ramakrishna Prabhu
(Director, Corporate
Affairs & Chief
Financial Officer);
Approval of
Remuneration
13 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
S H Kelkar and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SHK CINS Y7T57W116 08/09/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit Dalmia Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Sharda Cropchem
Ticker Security ID: Meeting Date Meeting Status
SHARDACROP CINS Y7T01D107 09/03/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashish R. Bubna Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 09/27/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vidya Madhusudan Mgmt For For For
Murkumbi
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Bhupatrai M. Mgmt For For For
Premji
5 Elect Dorab E. Mistry Mgmt For For For
6 Elect Stephen Ho Kiam Mgmt For For For
Kong
7 Conversion of Loans Mgmt For For For
into Equity
Shares
8 Revision of Mgmt For For For
Remuneration of
Narendra Murkumbi
(Vice-chairman and
Managing
Director)
9 Related Party Mgmt For Against Against
Transactions
10 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 01/17/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh B. Patel Mgmt For Against Against
5 Elect Rahul A. Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Conversion of Loans Mgmt For Against Against
into Equity
Shares
11 Authority to Cost Mgmt For For For
Auditor's
Fees
12 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
13 Maintenance of Mgmt For For For
Location of Register
of
Members
________________________________________________________________________________
SML Isuzu Limited
Ticker Security ID: Meeting Date Meeting Status
SMLISUZU CINS Y8319Z112 08/05/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pankaj Bajaj Mgmt For For For
5 Elect Kei Katayama Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Takeru Kikkawa Mgmt For Against Against
8 Directors' Commisssion Mgmt For For For
________________________________________________________________________________
Snowman Logistics Ltd
Ticker Security ID: Meeting Date Meeting Status
SNOWMAN CINS Y8075K101 09/22/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Prem K. Gupta Mgmt For Against Against
4 Elect Tomoyuki Masuda Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Mamta Gupta Mgmt For For For
7 Elect Shabbir H. Mgmt For For For
Hassanbhai
8 Elect Bhaskar Avula Mgmt For For For
Reddy
9 Elect Arun Kumar Gupta Mgmt For For For
10 Elect AKT Chari Mgmt For For For
11 Elect Pradeep Kumar Mgmt For For For
Dubey
12 Appointment of Pradeep Mgmt For Against Against
Kumar Dubey
(Whole-time
Director); Approve
Remuneration
________________________________________________________________________________
Sobha Limited
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 08/03/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect J.C. Sharma Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Reappointment of Ravi Mgmt For For For
PNC Menon (Whole-time
Director); Approval
of
Remuneration
6 Authority to Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on Private
Placements
________________________________________________________________________________
South Indian Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SOUTHBANK CINS Y8089N141 07/08/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Cheryan Varkey Mgmt For For For
6 Appointment of Branch Mgmt For For For
Auditor
7 Amendment to Foreign Mgmt For For For
Investor
Restrictions
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 12/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ajay Singh Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Anurag Bhargava Mgmt For For For
5 Elect Harsha Vardhana Mgmt For For For
Singh
6 Revision of Mgmt For For For
Remuneration to Ajay
Singh (Managing
Director)
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 08/06/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Hemant Kanoria Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Ram Krishna Mgmt For For For
Agarwal
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 06/23/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 08/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pratik Agarwal Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Suven Life Sciences
Ticker Security ID: Meeting Date Meeting Status
SUVEN CINS Y8317Y133 08/10/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sudha R. Jasti Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 06/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 09/16/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect S. Rajagopalan Mgmt For N/A N/A
8 Elect Sunil Vashisht Mgmt For Abstain Against
________________________________________________________________________________
T.V. Today Network Limited
Ticker Security ID: Meeting Date Meeting Status
TVTODAY CINS Y9014T104 08/31/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Koel Purie Mgmt For For For
Rinchet
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect and Appoint of Mgmt For For For
Kalli Purie Bhandai
(Whole-time
Director); Approve
Remuneration
8 Elect Sudhir Mehra Mgmt For For For
9 Elect Rajeev Gupta Mgmt For For For
________________________________________________________________________________
Take Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
TAKE CINS Y8431N104 08/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect N.S. Nanda Mgmt For For For
Kishore
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Raman Kapur Mgmt For For For
7 Reppointment of H.R. Mgmt For For For
Srinivasan (Managing
Director); Approval
of
Remuneration
8 Directors' Commission Mgmt For For For
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 07/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N.G. Subramaniam Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Madaboosi Mgmt For For For
Santhanam
Ananth
6 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 07/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Raghupathy Rao Mgmt For Against Against
Ranganath
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Related Party Mgmt For For For
Transactions
7 Appointment of Mgmt For For For
Digambar Pandurang
Deshpande (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TEXRAIL CINS Y85848102 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akshay Poddar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
6 Re-appointment of D. Mgmt For Against Against
H. Kela (Executive
Director); Approval
of
Remuneration
7 Re-appointment of Mgmt For Against Against
Sandeep Fuller
(Executive Director);
Approval of
Remuneration
8 Elect Vinod Kumar Mgmt For For For
Sharma
9 Directors' Commission Mgmt For For For
10 Waiver of Excess Mgmt For For For
Remuneration for
Executives
________________________________________________________________________________
The India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDIACEM CINS Y39167153 01/30/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the Mgmt For Against Against
Employees Stock
Option Scheme
2016
________________________________________________________________________________
The India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDIACEM CINS Y39167153 08/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chitra Srinivasan Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Rabinarayan Panda Mgmt For For For
7 Elect Balasubramanian Mgmt For For For
S
Adityan
8 Elect Arun Datta Mgmt For For For
9 Elect N.R. Krishnan Mgmt For For For
10 Elect Gounder V. Mgmt For Against Against
Manickam
11 Elect N. Srinivasan Mgmt For For For
12 Appointment of N. Mgmt For For For
Srinivasan (Managing
Director); Approval
of
Remuneration
13 Authority to Set Cost Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 02/11/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds from the
Further Public
Offering
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Kelath Devadas Mgmt For Against Against
4 Elect H.K. Joshi Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect S. V. Kher Mgmt For Against Against
7 Elect Arun Balakrishnan Mgmt For For For
8 Elect Sukamal Chandra Mgmt For For For
Basu
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Umesh Chowdhary Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to the Mgmt For For For
Payment of Minimum
Remuneration to Umesh
Chowdhary (Vice
chairman and Managing
Director)
6 Amendment to the Mgmt For For For
Payment of Minimum
Remuneration to J.P
Chowdhary (Executive
chairman)
7 Re-Classification of Mgmt For For For
Promoter Group
Member
8 Re-Designation of Mgmt For For For
Sudipta
Mukherjee(Whole-time
Director); Revised
Remuneration
9 Related Party Mgmt For For For
Transactions
10 Authority to Cost Mgmt For For For
Auditor's
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Triveni Engineering & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
TRIVENI CINS Y89767159 03/31/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Remuneration of Tarun
Sawhney (Vice
Chairman & Managing
Director)
3 Elect Faqir C. Kohli Mgmt For For For
4 Elect Kanwal K. Hazari Mgmt For Against Against
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRESTIG CINS Y89993110 05/20/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRESTIG CINS Y89993110 08/03/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect T. T. Raghunathan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Directors' Commission Mgmt For For For
7 Maintainance of Mgmt For For For
Company's
Registers
________________________________________________________________________________
TV18 Broadcast Ltd
Ticker Security ID: Meeting Date Meeting Status
TV18BRDCST CINS Y2714T110 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Dhruv Subodh Kaji Mgmt For For For
5 Elect Rajiv Krishan Mgmt For For For
Luthra
6 Elect Nirupama Rao Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 06/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Employee Stock Mgmt For Against Against
Purchase
Scheme
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential Basis to
Government of
India
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 09/17/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 11/05/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Unitech Limited
Ticker Security ID: Meeting Date Meeting Status
UNITECH CINS Y9164M149 09/12/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Ajay Chandra Mgmt For Against Against
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Virender Kumar Mgmt For For For
Bhutani
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
VA Tech Wabag Limited
Ticker Security ID: Meeting Date Meeting Status
WABAG CINS Y9356W111 07/25/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S Varadarajan Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 07/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Interim
Dividend
3 Allocation of Final Mgmt For For For
Dividend
4 Elect Radhika Piramal Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Maintenance of Mgmt For For For
Company's
Register
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VRL Logistics
Ticker Security ID: Meeting Date Meeting Status
VRLLOG CINS Y9380Z106 09/24/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect S.R. Prabhu Mgmt For For For
5 Elect Raghottam Mgmt For For For
Akamanchi
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 03/24/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Appointment of Mgmt For For For
Lalitkumas Naik
(Managing Director &
CEO); Approval of
Remuneration
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 09/29/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajesh R. Mgmt For Against Against
Mandawewala
5 Elect Braja K. Mishra Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Wonderla Holidays Limited
Ticker Security ID: Meeting Date Meeting Status
WONDERLA CINS Y73508106 08/01/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kochouseph T. Mgmt For Against Against
Chittilappily
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Arun K Mgmt For For For
Chittilappilly
(Managing Director);
Approval of
Remuneration
7 Authority to Issue Mgmt For Against Against
Shares under Stock
Option
Plan
Fund Name : VanEck Vectors Indonesia Index ETF
________________________________________________________________________________
Adhi Karya Persero Tbk
Ticker Security ID: Meeting Date Meeting Status
ADHI CINS Y7115S108 08/05/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Dwiwarna
Shares
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Approval of
Directors' and
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from LPO Mgmt For For For
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/20/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners and
Remuneration of
Directors and
Commissioners
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 09/07/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rita Mirasari Mgmt For For For
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 06/02/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from Mgmt For For For
Bond
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 12/02/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with PT Ciputra Mgmt For For For
Property Tbk and/or
PT Ciputra Surya
Tbk
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 12/27/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger with PT Ciputra Mgmt For For For
Property Tbk and/or
PT Ciputra Surya
Tbk
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For For For
and Commissioners
(Slate)
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 01/23/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Continuing Connected Mgmt For Against Against
Transactions with
Infood Group's
Noodles Business
Transactions
(2017-2019)
4 Continuing Connected Mgmt For Against Against
Transactions of
Indofood Group's
Plantations Business
Transactions
(2017-19)
5 Continuing Connected Mgmt For Against Against
Transactions of
Indofood Group's
Distribution Business
Transactions
(2017-19)
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/07/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Robert Charles Mgmt For For For
Nicholson
7 Elect Benny Setiawan Mgmt For Against Against
Santoso
8 Elect Albert F. del Mgmt For For For
Rosario
9 Elect Tedy Djuhar Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Appoint Mgmt For For For
Additional
Directors
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 10/19/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal of Equity Mgmt For For For
Interest in China
Minzhong Food
Corporation
Limited
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/28/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ciliandra Mgmt For Against Against
Fangiono
4 Elect HEE Theng Fong Mgmt For Against Against
5 Elect TAN Seow Kheng Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LEW Syn Pau Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Special Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/22/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Mgmt For Against Against
Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 12/02/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Clarke Mgmt For For For
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 06/02/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Use Mgmt For For For
of Proceeds
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indofood Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 10/21/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Sukses Makmur Tbk PT
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 06/02/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/28/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect James A. Watkins Mgmt For For For
5 Elect Mark S. Greenberg Mgmt For Against Against
6 Elect Marty M. Mgmt For For For
Natalegawa
7 Elect Benjamin W. Mgmt For For For
Keswick
8 Elect Vimala V.R. Menon Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 06/05/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 04/21/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 11/30/2016 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition and the Mgmt For For For
Master
Leases
________________________________________________________________________________
Media Nusantara Citra Tbk
Ticker Security ID: Meeting Date Meeting Status
MNCN CINS Y71280104 09/30/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Mitra Keluarga Karyasehat Terbuka
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 05/31/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Use of Proceeds from Mgmt For For For
IPO
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 06/02/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
-
Change in Company
Address
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 12/01/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Mgmt For For For
Director Irene
Tedja
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/26/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 04/06/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Interim Mgmt For For For
Dividend for Fiscal
Year
2017
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 03/14/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Use of
Proceeds
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
6 Amendments to Articles Mgmt For Against Against
7 Resignation of Suwhono Mgmt For For For
as
Commissioner
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/16/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Implementation of New Mgmt For For For
Regulation
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Resignation of Herman Mgmt For For For
Sugianto
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 01/13/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Bonds
2 Conduct IPO of Mgmt For Against Against
Subsidiary
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 06/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 07/28/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 07/28/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For Against Against
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 03/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors and Mgmt For For For
Commissioners
Fees
6 Reports on Use of Mgmt For For For
Proceeds from the
IPO, LPO, and Bond
Issuance
7 Change in the Mgmt For For For
Company's Use of
Proceeds from the
LPO
8 Authorization of Legal Mgmt For For For
Formalities
9 Amendments to Articles Mgmt For Against Against
10 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 08/29/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
(Rights
Issue)
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 03/23/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners
and Payment of
Directors' and
Commissioners' Fees
(Slate)
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Lippo Karawaci Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 08/31/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 04/26/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate) and Approval
of
Fees
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 03/16/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Partnership and Mgmt For For For
Community Development
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Implementation of New Mgmt For For For
Regulation
8 Amendments to Articles Mgmt For Against Against
9 Use of Proceeds from Mgmt For For For
IPO and
LPO
10 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 08/23/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For Against Against
Preemptive Rights
(Rights
Issue)
2 Amendments to Articles Mgmt For Against Against
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Perusahaan Gas Negara (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 05/04/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Mgmt For For For
Partnership and
Community Development
Program
Report
3 Account and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Amendments to Articles Mgmt For Against Against
8 Authorization of Legal Mgmt For For For
Formalities
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/15/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 04/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividend
4 Directors' Fees Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Ratification of Mgmt For For For
Regulations for the
Partnership and
Community Development
Program
7 Amendments to Articles Mgmt For For For
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 03/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Management and Mgmt For For For
Employee Stock Option
Plan
("MESOP")
7 Authority to Give Mgmt For Against Against
Guarantees
8 Implementation of New Mgmt For For For
Regulation
9 Use of Proceeds from Mgmt For For For
the LPO and Bond
Issuances
10 Amendments to Articles Mgmt For Against Against
11 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 11/25/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Wijaya Karya (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
WIKA CINS Y7148V102 03/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Approval of Mgmt For For For
Partnership and
Community Development
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Directors' and Mgmt For For For
Commissioners'
Fees
7 Use of Proceed from LPO Mgmt For For For
8 Implementation of New Mgmt For For For
Regulations
9 Amendments to Articles Mgmt For Against Against
10 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Wijaya Karya (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
WIKA CINS Y7148V102 08/22/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
(Rights
Issue)
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Sawit Sumbermas Terbuka
Ticker Security ID: Meeting Date Meeting Status
SSMS CINS Y71391109 02/02/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Underwrite Assets Mgmt For Against Against
2 Pledge Assets for Loans Mgmt For Against Against
________________________________________________________________________________
Sawit Sumbermas Terbuka
Ticker Security ID: Meeting Date Meeting Status
SSMS CINS Y71391109 05/18/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Business Mgmt For For For
Purpose and
Objectives
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 03/31/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Report on the Mgmt For For For
Partnership and
Community Development
Program
2016
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Amendments to Articles Mgmt For Against Against
8 Creation of Series A Mgmt For Against Against
Shares
"Dwiwarna"
9 Election of Mgmt For Against Against
Commissioners
(Slate)
________________________________________________________________________________
Surya Citra Media Terbuka
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 05/18/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Use of Proceeds from Mgmt For For For
Bond
Issuance
8 Ratification of Board Mgmt For For For
of
Commissioners
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 10/24/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Transfer Method Mgmt For Against Against
of Treasury
Shares
2 Authority to Reduce Mgmt For For For
Share Capital;
Amendment to
Articles
3 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 04/27/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jochanan Senf Mgmt For For For
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/20/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Loan Agreement Mgmt For For For
2 Approval to Establish Mgmt For For For
Pension Fund for
Employee
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/20/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and Commissioners and
Remuneration of
Directors and
Commissioners
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 08/30/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/13/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 03/31/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Elect Vivek Sood Mgmt For For For
6 Use of Proceeds from Mgmt For For For
Sukuk Issuance and
LPO
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 09/29/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Commissioners
(Slate)
2 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Indonesia Small-Cap ETF
________________________________________________________________________________
3-D Matrix Ltd
Ticker Security ID: Meeting Date Meeting Status
7777 CINS J835A0107 07/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tsuyoshi Dai as Mgmt For For For
Statutory
Auditor
2 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Lippo Cikarang Terbuka
Ticker Security ID: Meeting Date Meeting Status
LPCK CINS Y7130J117 09/02/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Bachrumsjah Mgmt For For For
Hamzah
________________________________________________________________________________
Visi Media Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS Y71464112 09/02/2016 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Divestment of Mgmt For Against Against
Subsidiary's Shares
to Repay
Loans
3 Acquisition of Loans Mgmt For For For
from
Subsidiaries
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Visi Media Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS Y71464112 09/02/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Divestment of Mgmt For Against Against
Subsidiary's Shares
to Repay
Loans
3 Acquisition of Loans Mgmt For For For
from
Subsidiaries
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Visi Media Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
VIVA CINS Y71464112 09/30/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Loans Mgmt For For For
from
Subsidiaries
Fund Name : VanEck Vectors International High-Yield Bond ETF
________________________________________________________________________________
Lightstream Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LTS CUSIP 71645AAA7 09/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Recapitalization Mgmt For For For
Arrangement
________________________________________________________________________________
Lightstream Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LTS CINS 71645AAA7 09/30/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Recapitalization Mgmt For For For
Arrangement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pacific Exploration & Production Corp
Ticker Security ID: Meeting Date Meeting Status
PRBLF CUSIP 69480UAF4 08/17/2016 Take No Action
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 APPROVAL OF THE PLAN Mgmt For TNA N/A
RESOLUTION. IF YOU
HAD ELECTED TO
RECEIVE CASH PRIOR,
YOU MUST ALSO VOTE
FOR THE PLAN IN
ORDER TO RECEIVE
PAYMENT. HOLDERS
WHO HAD SIGNED A
JOINDER AGREEMENT
PRIOR MUST ALSO VOTE
FOR THE PLAN.
PLEASE REFER TO THE
EXPANDED MATERIALS
FOR THIS EVENT FOR
FURTHER
DETAILS.
________________________________________________________________________________
Tervita Corporation
Ticker Security ID: Meeting Date Meeting Status
CCRU3919790CUSIP 88156LAA8 11/30/2016 Take No Action
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resolution Of The Mgmt For TNA N/A
Unsecured
Noteholders
Fund Name : VanEck Vectors Israel ETF
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/09/2017 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Brian Mattingley Mgmt For For For
4 Elect Itai Frieberger Mgmt For For For
5 Elect Aviad Kobrine Mgmt For For For
6 Elect Ron McMillan Mgmt For For For
7 Elect Zvika Zivlin Mgmt For For For
8 Elect Ron McMillan Mgmt For For For
(Independent
Shareholders
Only)
9 Elect Zvika Zivlin Mgmt For For For
(Independent
Shareholders
Only)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Allocation of Mgmt For For For
Profits/Dividends
13 Special Dividend Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Aevi Genomic Medicine Inc
Ticker Security ID: Meeting Date Meeting Status
GNMX CUSIP 00835P105 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sol J. Barer Mgmt For For For
1.2 Elect Eugene A. Bauer Mgmt For Withhold Against
1.3 Elect Alastair J. T. Mgmt For For For
Clemow
1.4 Elect Michael F. Cola Mgmt For For For
1.5 Elect Barbara G. Duncan Mgmt For Withhold Against
1.6 Elect Wilbur H. Gantz Mgmt For For For
1.7 Elect Joseph Grano, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 02/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel Bernshtein Mgmt For For For
3 Elect Leah Nass Mgmt For For For
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 05/11/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Compensation Policy Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 10/27/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Elect Avraham Mgmt For For For
Novogrocki
4 Elect Avinadav Mgmt For For For
Grinshpon
5 Elect Menashe Sagiv Mgmt For For For
6 Elect David Blumberg Mgmt For For For
7 Appointment of Joint Mgmt For Abstain Against
Auditors
8 Liability Insurance of Mgmt For For For
Directors &
Officers
9 Amendments to Articles Mgmt For For For
10 Indemnification of Mgmt For For For
Directors
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 03/08/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For For For
Agreement with Joint
CEO
3 Management Services Mgmt For For For
Agreement with Joint
CEO
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 07/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Declaration of Mgmt N/A Against N/A
Material
Interest
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Howard B. Rosen Mgmt For For For
4 Elect Yaron Daniely Mgmt For For For
5 Elect Joao Siffert Mgmt For For For
6 Elect Daniel E. Geffken Mgmt For For For
7 Elect Aharon Schwartz Mgmt For For For
8 Elect Arieh Ben Yosef Mgmt For For For
9 Elect Ofer Segev and Mgmt For For For
Approval of
Remuneration
10 Elect Orli Tori and Mgmt For For For
Approval of
Remuneration
11 Compensation Policy Mgmt For Against Against
12 Amendment to the 2010 Mgmt For For For
Incentive Option
Plan
13 Amendments to CEO Mgmt For Against Against
Compensation
14 Stock Options Grant of Mgmt For Against Against
Howard
Rosen
15 Stock Options Grant of Mgmt For Against Against
Joao
Siffert
16 Stock Options Grant of Mgmt For Against Against
Daniel
Geffken
17 Stock Options Grant of Mgmt For Against Against
Aharon
Schwartz
18 Stock Options Grant of Mgmt For Against Against
Arieh Ben
Yosef
________________________________________________________________________________
Allot Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 04/27/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Declassification Mgmt For For For
and Elimination of
Supermajority Vote
Requirements
2 Employment agreement Mgmt For Against Against
with
Chair
3 Employment Agreement Mgmt For Against Against
with President and
CEO
4 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
5 Elect Nadav Zohar Mgmt For For For
6 Approval of Equity Mgmt For Against Against
Compensation for
Nadav
Zohar
7 Restricted Stock Units Mgmt For Against Against
Grant for New
Directors
8 Elect Itzhak Danziger Mgmt For For For
9 Elect Miron Kenneth Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Elect Pedro Vazquez Mgmt Against Against For
________________________________________________________________________________
Allot Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 09/13/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shraga Katz Mgmt For For For
2 Elect Steven D. Levy Mgmt For For For
as External
Director
3 Declaration of Mgmt N/A For N/A
Controlling
Shareholder
4 Compensation Policy Mgmt For Against Against
5 Declaration of Mgmt N/A For N/A
Controlling
Shareholder
6 Amendment to Director Mgmt For Against Against
Compensation
7 Restricted Stock Units Mgmt For Against Against
Grant of
Chairman
8 Amend CEO Employment Mgmt For For For
Terms
9 Declaration of Mgmt N/A For N/A
Controlling
Shareholder
10 Restricted Stock Units Mgmt For Against Against
Grant of
CEO
11 Declaration of Mgmt N/A For N/A
Controlling
Shareholder
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alon USA Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
ALJ CUSIP 020520102 06/28/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Alony-Hetz Properties & Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 12/29/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Aviram Wertheim Mgmt For For For
5 Elect Nathan Hetz Mgmt For For For
6 Elect Adva Sharvit Mgmt For For For
7 Elect Aaron Nahumi Mgmt For For For
8 Elect Gittit Guberman Mgmt For For For
9 Elect Amos Yadlin Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 01/18/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
with Son of
Controlling
Shareholder
3 Extension of Mgmt For For For
Employment Agreement
with
CEO
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 06/27/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Chair to Mgmt For For For
Assume Duties of CEO
on Interim
Basis
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 10/13/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Amendments to Articles Mgmt For For For
Regarding D&O
Indemnification
4 Indemnification of Mgmt For For For
Directors and
Officers
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Alfred Akirov Mgmt For For For
7 Elect Joshua Rosensweig Mgmt For For For
8 Elect Eitan Raff Mgmt For For For
9 Discussion of 2015 Mgmt For For For
Financial
Statements
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect John T. McLennan Mgmt For For For
4 Elect Simon Olswang Mgmt For For For
5 Elect Zohar Zisapel Mgmt For Against Against
6 Elect Julian A. Brodsky Mgmt For For For
7 Elect Clayton M. Mgmt For For For
Christensen
8 Elect Eli Gelman Mgmt For For For
9 Elect James S. Kahan Mgmt For For For
10 Elect Richard T.C. Mgmt For For For
LeFave
11 Elect Giora Yaron Mgmt For For For
12 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
13 Increase in Dividend Mgmt For For For
14 Accounts and Reports Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 09/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For Withhold Against
1.2 Elect Dov Biran Mgmt For Withhold Against
1.3 Elect Dan Falk Mgmt For Withhold Against
1.4 Elect Ron Zuckerman Mgmt For Withhold Against
2 Elect Gil Weiser Mgmt For Against Against
3 Declaration of Mgmt N/A Against N/A
Material
Interest
4 Compensation Policy Mgmt For Against Against
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Stock Option Grant to Mgmt For Against Against
CEO
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 12/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zehava Simon Mgmt For For For
2 Compensation Policy Mgmt For For For
3 Declaration of Mgmt N/A For N/A
Material
Interest
4 Options Grant to Mgmt For For For
Zehava
Simon
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Avgol Industries 1953 Ltd
Ticker Security ID: Meeting Date Meeting Status
AVGL CINS M15565100 03/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael J Teacher Mgmt For For For
3 Elect Adam H. Teeger Mgmt For For For
4 Elect Mark R. Jacobson Mgmt For For For
5 Elect Mano Stoffer Mgmt For For For
6 Elect Jan Moulign Mgmt For For For
7 Elect Marc Slendebroek Mgmt For For For
8 Elect Saar Avnery Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Application of 2013 Mgmt For For For
Compensation Policy
to Last Quarter of
2016
11 Compensation Policy Mgmt For For For
12 Employment Agreement Mgmt For For For
with
CEO
13 Options Grant to CEO Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 04/04/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Board Term Length of Mgmt For For For
Oded
Eran
5 Employment Agreement Mgmt For For For
with
Chair
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 09/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yacov Peer as Mgmt For For For
External
Director
3 Elect Israel Tapoohi Mgmt For For For
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 12/19/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 07/11/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect David Brodet Mgmt N/A For N/A
5 Elect Yoav Nerdi Mgmt N/A For N/A
6 Elect Esther Levanon Mgmt N/A Abstain N/A
7 Elect Regina Unger Mgmt N/A Abstain N/A
8 Elect Yofi Tirosh Mgmt N/A For N/A
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 11/03/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Yitzhak Mgmt For N/A N/A
Frankovits
5 Elect Yitzhak Sharir Mgmt For For For
6 Elect Esther Mgmt For N/A N/A
Dominissini
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Gideon Schurr Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Yoram Michaelis Mgmt N/A Abstain N/A
as External
Director
11 Elect Yitzhak Edelman Mgmt N/A For N/A
as External
Director
12 Addition of Article Mgmt For For For
Regarding D&O
Indemnification
13 Technical Amendment to Mgmt For For For
Articles
14 Amendments to Articles Mgmt For Against Against
Regarding Stipulation
of
Jurisdiction
15 Amendment to Mgmt For For For
Indemnification of
Directors/Officers
16 Compensation Policy Mgmt For For For
17 Employment Terms of Mgmt For For For
Chairman
18 Employment Terms of CEO Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 05/15/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 07/04/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Property Purchase from Mgmt For For For
Controlling
Shareholder
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 12/26/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 03/26/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Amended Mgmt For For For
Agreement Between the
Company's Subsidiary
and a Related
Party
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 04/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 05/09/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Dividends Mgmt For For For
4 Elect Shaul Elovitch Mgmt For For For
5 Elect Or Elovitch Mgmt For For For
6 Elect Orna Elovitch Mgmt For For For
Peled
7 Elect Rami Nomkin Mgmt For For For
8 Elect Joshua Rosensweig Mgmt For For For
9 Elect David Granot Mgmt For For For
10 Indemnification and Mgmt For Against Against
Exemption of David
Granot
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Salary Increase of CEO Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 08/30/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dividend Mgmt For For For
________________________________________________________________________________
Big Shopping Centers Limited
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 01/05/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Consulting Agreement Mgmt For For For
with Yehuda
Naftali
3 Indemnification of Mgmt For For For
Daniel
Naftali
4 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Big Shopping Centers Limited
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 09/19/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yehuda Naftali Mgmt For For For
5 Elect Ron Naftali Mgmt For For For
6 Elect Eitan Bar Zeev Mgmt For For For
7 Elect Barak Ben Eliezer Mgmt For For For
8 Elect Israel Yaaqovi Mgmt For For For
9 Elect Azriel Gonen Mgmt For For For
10 Elect Sharon Schweppe Mgmt For For For
________________________________________________________________________________
BiolineRx Ltd.
Ticker Security ID: Meeting Date Meeting Status
BLRX CINS M2014R106 07/05/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Aharon Schwartz Mgmt For Against Against
3 Elect Michael J. Anghel Mgmt For Against Against
4 Elect B.J. Bormann Mgmt For For For
5 Elect Raphael Hofstein Mgmt For For For
6 Elect Sandra Panem Mgmt For For For
7 Option Grant to Aharon Mgmt For For For
Schwartz
8 Option Grant to Mgmt For For For
Michael
Anghel
9 Option Grant to B.J. Mgmt For For For
Bormann
10 Option Grant to Rapael Mgmt For For For
Hofstein
11 Option Grant to Sandra Mgmt For For For
Panem
12 Elect Nurit Benjamini Mgmt For For For
as External
Director
13 Elect Avraham Molcho Mgmt For For For
as External
Director
14 Salary Increase for CEO Mgmt For For For
15 Bonus Plan for the CEO Mgmt For For For
16 Equity Grants to CEO Mgmt For For For
17 Compensation Policy Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Discussion of 2015 Mgmt For For For
Financial
Statements
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 01/31/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Mordechay Mgmt For For For
Ben-Moshe
4 Elect Yaniv Rog Mgmt For For For
5 Elect Yehuda van der Mgmt For For For
Walde
6 Elect Oded Nagar Mgmt For For For
7 Elect Tali Bellish Mgmt For For For
Michaud
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 08/31/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Amit Ben Itzhak Mgmt For For For
4 Elect Avigdor Kaplan Mgmt For For For
5 Elect Israel Yaniv Mgmt For For For
6 Elect Dana Schlezinger Mgmt For For For
7 Elect Tali Bellish Mgmt For For For
Michaud
8 Elect Avraham Basson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Liability Insurance of Mgmt For For For
Directors &
Officers
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 11/16/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Mordechay Mgmt For For For
Ben-Moshe
4 Elect Yaniv Rog Mgmt For For For
5 Elect Yehuda van der Mgmt For For For
Walde
6 Elect Oded Nagar Mgmt For For For
7 Elect Tali Bellish Mgmt For For For
Michaud
8 Appointment of Auditor Mgmt For For For
9 Elect Uri Lazar as Mgmt For For For
External
Director
10 Indemnification of Mgmt For For For
Directors &
Officers
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 12/07/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mordechay Mgmt For For For
Ben-Moshe
3 Elect Yaniv Rog Mgmt For For For
4 Elect Yehuda van der Mgmt For For For
Walde
5 Elect Oded Nagar Mgmt For For For
6 Elect Tali Bellish Mgmt For For For
Michaud
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 12/21/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance Mgmt For For For
(Basic) for Directors
and
Officers
3 Liability Insurance Mgmt For For For
(Group) for Directors
and
Officers
4 Liability Insurance Mgmt For For For
(Prior Period) for
Directors and
Officers
________________________________________________________________________________
Caesarstone Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 12/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ofer Tsimchi Mgmt For For For
2 Elect Ronald Kaplan Mgmt For For For
3 Elect Amit Ben Zvi Mgmt For For For
4 Elect Ariel Halperin Mgmt For For For
5 Elect Dori Brown Mgmt For For For
6 Elect Roger Abravanel Mgmt For For For
7 Elect Eric D. Mgmt For For For
Herschmann
8 Directors' Fees Mgmt For For For
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Chairman's Fees Mgmt For For For
11 Compensation Terms of Mgmt For For For
CEO
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Amendment to Mgmt For For For
Compensation Terms of
Former
CEO
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Compensation Policy Mgmt For Against Against
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 01/18/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 06/07/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ronit Baytel Mgmt For For For
3 Elect Joseph Barnea Mgmt For For For
4 Compensation Terms of Mgmt For For For
Chair
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 09/21/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Variable Compensation Mgmt For For For
of CEO for
2016
3 Declaration of Mgmt N/A Against N/A
Material
Interest
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For For For
1.3 Elect Bruce A. Mann Mgmt For For For
1.4 Elect Maria Marced Mgmt For For For
1.5 Elect Peter McManamon Mgmt For For For
1.6 Elect Sven-Christer Mgmt For For For
Nilsson
1.7 Elect Louis Silver Mgmt For For For
1.8 Elect Gideon Wertheizer Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
3 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Marius Nacht Mgmt For For For
3 Elect Jerry Ungerman Mgmt For For For
4 Elect Dan Propper Mgmt For For For
5 Elect David Rubner Mgmt For Abstain Against
6 Elect Tal Shavit Mgmt For For For
7 Elect Irwin Federman Mgmt For For For
8 Elect Ray Rothrock Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Compensation Terms of Mgmt For Against Against
CEO
11 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
12 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 10/06/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sami Mualem as Mgmt N/A Abstain N/A
external
director
3 Elect Meir Mishel Mgmt N/A For N/A
Menachem as external
director
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 12/18/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Amendment of Deferral Mgmt For Against Against
Mechanism of
Bonuses
4 Liability Exemption of Mgmt For Against Against
Directors &
Officers
5 Amendment of Mgmt For For For
Chairman's Maximum
Compensation
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 12/29/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Dani Naveh Mgmt For For For
5 Elect Avraham Knobel Mgmt For For For
6 Elect Varda Alshech Mgmt For For For
7 Elect Hana Mazal Mgmt For For For
Margaliot
________________________________________________________________________________
CyberArk Software
Ticker Security ID: Meeting Date Meeting Status
CYBR CUSIP M2682V108 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ron Gutler Mgmt For For For
2 Elect Kim E. Perdikou Mgmt For For For
3 Elect Gadi Tirosh Mgmt For For For
4 Equity Grants of Chair Mgmt For Against Against
and
CEO
5 Amendment to Mgmt For For For
Directors' Equity
Compensation
6 Liability Insurance Mgmt For For For
Coverage for
Directors and
Officers
7 Declaration of Mgmt For Against Against
Material
Interest
8 Amendment to Maximum Mgmt For For For
Board
Size
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 06/21/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Malka Ben Dor Mgmt For For For
and Approve
Compensation
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 07/04/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Private Placement of Mgmt For For For
Share Options to
CFO
5 Private Placement of Mgmt For Against Against
Share Options to
Shachar Shemesh, CEO
of Delek
Motors
6 Private Placement of Mgmt For For For
Share Options to
Yoram Mizrahi, Deputy
CEO of Delek
Motors
7 Private Placement of Mgmt For For For
Share Options to
Shlomo Geva, Deputy
CEO of Delek
Motors
8 Private Placement of Mgmt For For For
Share Options to
Barak Cohen, Deputy
CEO of Delek
Motors
9 Private Placement of Mgmt For For For
Share Options to
Moshe Levy, CIO of
Delek
Motors
________________________________________________________________________________
Delek Automotive Systems
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 10/13/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Retention Bonus of Mgmt For For For
Chairman
________________________________________________________________________________
Delek Energy Systems Ltd (Delek Energy)
Ticker Security ID: Meeting Date Meeting Status
DLEN CINS M2775P109 02/28/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Rami Sasson Mgmt For For For
7 Elect Ron Nahmani Mgmt For N/A N/A
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Payment of
Dividend/Redistributio
n of
Profits
9 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Payment of
Dividend/Redistributio
n of
Profits
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Payment of
Dividend/Redistributio
n of
Profits
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 04/02/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Employment Agreement Mgmt For For For
with
CEO
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 09/08/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek US Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 246647101 06/29/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue Shares for Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 246647101 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Carlos E. Jorda Mgmt For For For
1.4 Elect Charles H. Mgmt For For For
Leonard
1.5 Elect Gary M. Sullivan Mgmt For For For
1.6 Elect Shlomo Zohar Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 01/02/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noam Lautman Mgmt For For For
3 Elect Isaac Dabah Mgmt For For For
4 Elect Gideon Chitayat Mgmt For For For
5 Elect Izhak Weinstock Mgmt For For For
6 Elect Tzipora Carmon Mgmt For For For
7 Elect Israel Baum Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendment to Mgmt For For For
Compensation
Policy
11 Employment Agreement Mgmt For For For
with Gloria
Dabah
12 Amendments to Articles Mgmt For For For
Regarding Insurance
and
Indemnification
13 Increase in Authorized Mgmt For For For
Capital
14 Bundled Amendments to Mgmt For Against Against
Articles
15 Amendment to Company Mgmt For For For
Memorandum
16 Amendment to Mgmt For For For
Indemnification
Agreement Regarding
Officers of
Subsidiary
Companies
17 Indemnification of Mgmt For For For
Officers Affiliated
to the Controlling
Shareholder
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 03/01/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 05/04/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
3 Service Provision Mgmt For For For
Agreement w/
Controlling
Shareholder
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ofer Elyakim Mgmt For For For
1.2 Elect Thomas A. Lacey Mgmt For For For
1.3 Elect Gabi Seligsohn Mgmt For For For
1.4 Elect Yair Seroussi Mgmt For For For
1.5 Elect Norman Taffe Mgmt For For For
1.6 Elect Patrick Tanguy Mgmt For For For
1.7 Elect Kenneth H. Traub Mgmt For For For
2 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 06/28/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Nimrod
Borovitz
3 Bonus of Nimrod Mgmt For For For
Borovitz
4 Employment Terms of Mgmt For For For
Chair
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 12/01/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Elect Amikam Cohen Mgmt For For For
5 Elect Tamar Mozes Mgmt For For For
Borovitz
6 Elect Yehuda Levy Mgmt For For For
7 Elect Pinchas Ginsburg Mgmt For For For
8 Elect Shlomo Hanael Mgmt For For For
9 Elect Sofia Kimerling Mgmt For For For
10 Elect Eli Depes Mgmt For Against Against
11 Elect Ruth Dahan Mgmt For For For
12 Compensation Policy Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 11/23/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Federmann Mgmt For For For
3 Elect Rina Baum Mgmt For For For
4 Elect Yoram Ben-Zeev Mgmt For For For
5 Elect David Federmann Mgmt For For For
6 Elect Dov Ninveh Mgmt For For For
7 Elect Ehood Nisan Mgmt For For For
8 Elect Yuli Tamir Mgmt For For For
9 Elect Dalia Rabin Mgmt For For For
10 Compensation Policy Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 01/10/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 08/23/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechai Mgmt For For For
Friedman
5 Elect Daniel Salkind Mgmt For For For
6 Elect Michael Salkind Mgmt For For For
7 Elect Gabriela Heller Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
(D&O Indemnification
&
Exemption)
9 Amendments to Articles Mgmt For For For
(Other
Amendments)
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 02/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yair Cohen Mgmt For For For
3 Elect Yael Reznick Mgmt For For For
Cramer
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 03/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 05/04/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 06/25/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
3 Indemnification of Mgmt For For For
Directors/Officers
Deemed Controlling
Shareholders
4 Indemnification of CEO Mgmt For For For
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 08/03/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Michael Salkind Mgmt For For For
5 Elect Daniel Salkind Mgmt For For For
6 Elect Irit Stern Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Meeting
Announcements)
8 Amendments to Articles Mgmt For Against Against
(D&O
Liability)
________________________________________________________________________________
Enzymotec Ltd
Ticker Security ID: Meeting Date Meeting Status
ENZY CUSIP M4059L101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of CEO Mgmt For Against Against
Compensation and of a
One-Time Increase
Shares Under 2013
LTIP
2 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Enzymotec Ltd
Ticker Security ID: Meeting Date Meeting Status
ENZY CUSIP M4059L101 08/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Dubin Mgmt For For For
2 Elect Michal Silverberg Mgmt For For For
3 Elect Joseph Tenne Mgmt For Against Against
4 Elect Dov Pekelman Mgmt For For For
5 Cash Compensation of Mgmt For For For
Directors
6 Cash Compensation of Mgmt For For For
Directors
7 One-Time Equity Grant Mgmt For Against Against
of
Directors
8 Cash Bonus of CEO Mgmt For For For
9 Declaration of Mgmt N/A For N/A
Material
Interest
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 01/17/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sarit Firon Mgmt For For For
3 Compensation Policy Mgmt For For For
4 Options Grant Mgmt For For For
________________________________________________________________________________
Evogene Limited
Ticker Security ID: Meeting Date Meeting Status
EVGN CINS M4119S104 07/20/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Martin S. Gerstel Mgmt For For For
3 Elect Ziv Kop Mgmt For For For
4 Elect Adina Makover Mgmt For For For
5 Elect Leon Recanati Mgmt For For For
6 Elect Kinneret Mgmt For For For
Savitsky
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Bonus Mgmt For For For
Payment to
CEO
9 Approval of Terms for Mgmt For For For
CEO
Bonus
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 02/23/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Elect Irit Izakson Mgmt For For For
4 Employment Agreement Mgmt For For For
5 Amendments to Articles Mgmt For For For
Regarding Notice of
Meetings
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 10/13/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Zeev Ben-Asher Mgmt For For For
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 11/20/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Chairman
3 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Formula Systems (1985) Ltd.
Ticker Security ID: Meeting Date Meeting Status
FORTY CINS M46518102 12/21/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marek Panek Mgmt For For For
3 Elect Rafal Kozlowski Mgmt For For For
4 Elect Dafna Cohen Mgmt For For For
5 Compensation Policy Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 06/22/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Adjust Employment Mgmt For For For
Terms of
CEO
5 Adjust Employment Mgmt For For For
Terms of Assaf
Wiesel
6 Adjust Employment Mgmt For For For
Terms of Elad
Vered
7 Adjust Employment Mgmt For For For
Terms of Michal
Rivkind-Fuchs
8 Amend Base Salary of Mgmt For For For
Shahar
Rania
9 Amend Base Salary of Mgmt For For For
Noah
Landau
10 Renew Employment Mgmt For For For
Agreement of Assaf
Wiesel
11 Renew Employment Mgmt For For For
Agreement of Elad
Vered
12 Renew Employment Mgmt For For For
Agreement with Tomer
Chapnick
13 Grant RSUs to CEO Mgmt For Against Against
14 Renew Employment Mgmt For For For
Agreement of
CEO
15 Renew Employment Mgmt For For For
Agreement of Michal
Rivkind
Fuchs
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 11/06/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Harel Wiesel Mgmt For For For
5 Elect Abraham Fuchs Mgmt For For For
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Discussion of
Fees
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUT CINS M4692H103 01/10/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ziv Gil Mgmt For For For
3 Elect Dafna Sharir Mgmt For For For
4 Compensation Policy Mgmt For For For
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 03/23/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
with
CEO
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOB CINS M4793C102 11/21/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Chaim Katzman Mgmt For For For
5 Elect Dori J. Segal Mgmt For For For
6 Elect Rachel Lavine Mgmt For For For
7 Elect Haim Ben-Dor Mgmt For For For
8 Elect Douglas Sesler Mgmt For For For
9 Elect Zehavit Cohen Mgmt For For For
10 Elect Yair Orgler and Mgmt For For For
Approve
Remuneration
11 Liability Insurance of Mgmt For For For
Directors &
Officers
12 Liability Insurance of Mgmt For For For
Son-in-Law of
Controlling
Shareholder
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 06/08/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dov Baharav Mgmt For For For
3 Elect Amiram Boehm Mgmt For For For
4 Elect Ishay Davidi Mgmt For For For
5 Elect Amir Ofek Mgmt For Against Against
6 Elect Aylon Rafaeli Mgmt For For For
7 Elect Meir Shamir Mgmt For For For
8 Elect Dafna Sharir Mgmt For For For
9 Elect Elyezer Shkedy Mgmt For For For
as External
Director
10 Approval of Option Mgmt For For For
Grant to Director
Shkedy
11 Amendment of Mgmt For For For
Compensation
Policy
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 01/17/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ben Hamburger Mgmt For For For
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 03/28/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Abstain Against
4 Elect Yair Hamburger Mgmt For For For
5 Elect Ben Hamburger Mgmt For For For
6 Elect Gideon Hamburger Mgmt For For For
7 Elect Joav Manor Mgmt For For For
8 Elect Doron Cohen Mgmt For For For
9 Elect Joseph Mgmt For For For
Ciechanover
10 Elect Hava Mgmt For For For
Friedman-Shapira as
External
Director
11 Elect Ehud Nissan as Mgmt For For For
External
Director
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 10/31/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amended Employment Mgmt For For For
Terms of
CEO
3 Compensation Policy Mgmt For For For
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 04/23/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Oranit Kravitz Mgmt For For For
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 12/21/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Compensation Policy Mgmt For For For
4 Service Terms of Mgmt For Against Against
Chairman
5 Service Terms of CEO Mgmt For Against Against
6 Elect Ram Entin Mgmt For For For
7 Elect Avraham Baum Mgmt For For For
8 Elect Miron Oren Mgmt For For For
9 Elect Hadas Gelander Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 03/30/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purchase of Consumer Mgmt For For For
Loans Portfolio of a
Sister
Company
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 05/14/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Schneidman Mgmt For For For
3 Elect Doron Schneidman Mgmt For For For
4 Elect Michael Brown Mgmt For For For
5 Elect Joseph Kucik Mgmt For For For
6 Elect Yehoshua Mgmt For For For
Abramovich as
External
Director
7 Elect Pnina Shenhav as Mgmt For For For
External
Director
8 Fees of Yehoshua Mgmt For For For
Abramovich
9 Fees of Pnina Shenhav Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Imperva, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert A. Mgmt For For For
Pimentel
1.2 Elect Randall Spratt Mgmt For For For
1.3 Elect James R. Tolonen Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2011 Mgmt For Against Against
Stock Option and
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 06/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transaction
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 01/03/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Johanan Locker Mgmt For For For
3 Elect Avisar Paz Mgmt For For For
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Ovadia Eli Mgmt For For For
6 Elect Geoffery E. Mgmt For For For
Merszei
7 Elect Shimon Eckhaus Mgmt For For For
8 Elect Ron Moskovitz Mgmt For For For
9 Elect Sagi Kabla Mgmt For For For
10 Equity Grant to Mgmt For For For
Unaffiliated
Directors
11 Equity Grant to Mgmt For For For
Affiliated
Directors
12 Assignment of Mgmt For For For
Compensation to
Controlling
Shareholders
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/29/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Elect Johanan Locker Mgmt For For For
4 Compensation Terms and Mgmt For Against Against
Equity Grant of
Executive
Chairman
5 Equity Grant of CEO Mgmt For Against Against
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 01/30/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Zehavit Cohen Mgmt For For For
7 Elect Dan Suesskind Mgmt For For For
8 Elect Michael Bricker Mgmt For For For
9 Amendment to Articles Mgmt For For For
Regarding Board
Size
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 05/08/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Joshua Rosenzweig Mgmt For For For
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 09/29/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yaacov Amidror Mgmt For For For
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 11/08/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Dividend of Preference Mgmt For For For
Shareholders
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Yali Sheffi Mgmt For For For
7 Elect David Zaken Mgmt For N/A N/A
8 Elect Miri Katz Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Employment Terms of CEO Mgmt For For For
11 Employment Terms of Mgmt For For For
Chairman
12 Amendments to Articles Mgmt For Against Against
Regarding Stipulation
of
Jurisdiction
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 11/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/28/2016 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Eyal Sheratzky Mgmt For For For
3 Elect Efraim Sheratzky Mgmt For Against Against
4 Elect Tal Sheratzky Mgmt For Against Against
-Jaffa
5 Elect Yoav Kahane Mgmt For Against Against
6 Elect Gidon Kotler Mgmt For For For
7 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 01/09/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moti Amiga Mgmt For For For
3 Elect Efrat Noga Mgmt For For For
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 09/14/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For Against Against
5 Elect Boaz Simons Mgmt For For For
6 Elect Gilad Weizman Mgmt For For For
7 Compensation Policy Mgmt For For For
8 Employment Terms of Mgmt For For For
Chairman (Controlling
Shareholder)
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 02/07/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Granot Mgmt For Against Against
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 04/20/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Amendment to Articles Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 08/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Orly Silberman Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 10/05/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Updated Employment Mgmt For Against Against
Terms of
CEO
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 12/29/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Zohar Levy Mgmt For Against Against
5 Elect Ron Beery Mgmt For For For
6 Elect Amir Burger Mgmt For For For
7 Elect Tal Fuhrer Mgmt For For For
8 Elect Alon Cohen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Employment Terms of Mgmt For For For
Chairman
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 08/30/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Recanati Mgmt For For For
3 Elect Michael Mgmt For For For
Berelowitz
4 Elect Jonathan Hahn Mgmt For For For
5 Elect Saadia Ozeri Mgmt For For For
6 Elect David Tsur Mgmt For For For
7 Elect Avraham Berger Mgmt For For For
8 Indemnification of Mgmt For For For
Directors
9 Options Grant of Mgmt For Against Against
Directors
10 Options Grant of Mgmt For Against Against
External
Directors
11 Compensation Terms of Mgmt For Against Against
CEO
12 Amendments to Articles Mgmt For For For
13 Amended and Restated Mgmt For For For
Compensation
Policy
14 Appointment of Auditor Mgmt For For For
15 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Kenon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 06/22/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cyril Ducau Mgmt For For For
2 Elect Antoine Bonnier Mgmt For For For
3 Elect Laurence N. Mgmt For For For
Charney
4 Elect Nathan Scott Fine Mgmt For Against Against
5 Elect Bill Foo Mgmt For For For
6 Elect Aviad Kaufman Mgmt For For For
7 Elect Arunava Sen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approval of Annual Mgmt For For For
Cash Compensation
for
Non-Employee Directors
10 Approval of Grant of Mgmt For For For
Equity Compensation
to Non-Executive
Directors
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plans
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kornit Digital
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 07/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alon Lumbroso Mgmt For For For
2 Elect Dov Ofer Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Block Mgmt For Withhold Against
1.2 Elect Fred Mossler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
6 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Magic Software Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGIC CUSIP 559166103 12/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Naamit Salomon Mgmt For For For
3 Elect Yehezkel Zeira Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 11/07/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Guy Bernstein Mgmt For For For
5 Elect Eliezer Oren Mgmt For For For
6 Elect Eyal Mgmt For For For
Ben-Chelouche
7 Elect Pinhas Greenfield Mgmt For For For
8 Compensation Policy Mgmt For For For
________________________________________________________________________________
Maytronics Limited
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 01/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Isaac Lidor Mgmt For For For
3 Elect Nir Shapira Mgmt For For For
4 Compensation Policy Mgmt For For For
5 Service Provision Mgmt For For For
Agreement With
Kibbutz
Azrieli
________________________________________________________________________________
Maytronics Limited
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 05/08/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Election of Directors Mgmt For For For
5 Elect Ariel Brin Mgmt For For For
Dolinko
6 Bonus Terms of CEO for Mgmt For For For
2017
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 07/19/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Bonus of CEO Mgmt For Against Against
3 Salary Increase of CEO Mgmt For Against Against
4 Stock Options Grant of Mgmt For Against Against
CEO
5 Special Bonuses of Mgmt For For For
Senior
Officers
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 11/28/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Discussion of
Fees
3 Elect Jonathan Adereth Mgmt For For For
and Grant Stock
Options
4 Elect Ori Hadomi Mgmt For For For
5 Elect Michael Berman Mgmt For For For
and Grant Stock
Options
6 Elect Sarit Soccary Mgmt For For For
Ben-Yochanan and
Grant Stock
Options
7 Elect Gil Bianco and Mgmt For For For
Grant Stock
Options
8 Elect Yuval Yanai and Mgmt For For For
Grant Stock
Options
9 Acceleration of Mgmt For For For
External Director's
Stock
Options
10 Compensation Policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 04/27/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shlomo Sherf Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 12/29/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Liora Ofer Mgmt For For For
5 Elect Ron Avidan Mgmt For For For
6 Elect Oded Shamir Mgmt For For For
7 Exemption of Mgmt For Against Against
Directors/Officers
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irwin Federman Mgmt For For For
2 Elect Eyal Waldman Mgmt For For For
3 Elect Dov Baharav Mgmt For For For
4 Elect Shai Cohen Mgmt For For For
5 Elect Glenda M Dorchak Mgmt For For For
6 Elect David Perlmutter Mgmt For For For
7 Elect Thomas Mgmt For For For
Weatherford
8 Salary Increase and Mgmt For Against Against
Bonus of
CEO
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Approval of CEO Equity Mgmt For Against Against
Grant
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Directors' Fees Mgmt For For For
15 Amendment to the Mgmt For For For
Global Share Option
Incentive Plan
(2006)
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 05/03/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Avital Stein as Mgmt For For For
External
Director
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 08/10/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Discussion of 2015 Mgmt For For For
Financial
Statements
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Eran Griffel Mgmt For For For
6 Elect Gedalya Doron Mgmt For For For
7 Elect Shlomo Milo Mgmt For For For
8 Elect Orly Yarkoni Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 02/08/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Yohanan Danino Mgmt For For For
3 Elect Yohanan Danino Mgmt For For For
as
Chairman
4 Elect Shlomo Eliahu Mgmt For For For
5 Elect Israel Eliahu Mgmt For For For
6 Elect Gavriel Picker Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 03/22/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/26/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Merav Ben Mgmt For For For
Canaan-Heller
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 08/04/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment of Mgmt For For For
Subsidiary's Purchase
of Controlling
Shareholder's Run-Off
Insurance
Portfolio
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 10/06/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ronit Bodo Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 12/30/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
with
Chairman
4 Employment Agreement Mgmt For For For
with CEO of
Subsidiary
5 Employment Agreement Mgmt For For For
with
CEO
6 Bonus for Eli Eliahu Mgmt For For For
for
2017-2019
7 Indemnification of Mgmt For For For
Interested
Directors/Officers
8 Exemption of Officers Mgmt For Against Against
9 Exemption of Mgmt For Against Against
Interested
Officers
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 02/14/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
with
Chairman
4 Employment Agreement Mgmt For For For
with
CEO
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 09/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Osnat Ronen Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/28/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discussion of 2015 Mgmt For For For
Financial
Statements
3 Elect Moshe Vidman Mgmt For For For
4 Elect Zvi Ephrat Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Liora Ofer Mgmt For For For
7 Elect Mordechai Meir Mgmt For For For
8 Elect Jonathan Kaplan Mgmt For For For
9 Elect Joav-Asher Mgmt For For For
Nachshon
10 Elect Avraham Zeldman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Notice of
General
Meeting
13 Amendments to Articles Mgmt For Against Against
Regarding Stipulation
of
Jurisdiction
________________________________________________________________________________
Mobileye N.V.
Ticker Security ID: Meeting Date Meeting Status
MBLY CUSIP N51488117 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Liquidation Mgmt For For For
3 Conversion from N.V. Mgmt For For For
to
B.V.
4 Article Amendment Mgmt For For For
Regarding
Conversion
5 Article Amendment Mgmt For For For
Regarding
Delisting
6 Accounts and Reports Mgmt For For For
7 Ratification of Mgmt For For For
Management
Acts
8 Ratification of Mgmt For For For
Management
Acts
9 Elect Tomaso A. Poggio Mgmt For For For
10 Elect Eli Barkat Mgmt For For For
11 Elect Judith Richter Mgmt For For For
12 Elect Tiffany D. Silva Mgmt For For For
13 Elect David J. Miles Mgmt For For For
14 Elect Nicholas J. Mgmt For For For
Hudson
15 Elect Mark L. Legaspi Mgmt For For For
16 Elect Gary Kershaw Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Naphtha Israel Petroleum Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
NFTA CINS M7065M104 07/20/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For Against Against
5 Elect Boaz Simons Mgmt For For For
6 Elect Izak Yechezkel Mgmt For For For
7 Elect Rachel Turgeman Mgmt For For For
8 Compensation Policy Mgmt N/A Abstain N/A
9 Employment Terms of Mgmt N/A Abstain N/A
Chairman (Controlling
Shareholder)
10 Services Agreement of Mgmt N/A Abstain N/A
Affiliated
Companies
11 Employment Terms of CEO Mgmt N/A Abstain N/A
________________________________________________________________________________
Naphtha Israel Petroleum Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
NFTA CINS M7065M104 09/13/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Terms of Mgmt For For For
Chairman
(Controlling
Shareholder)
4 Services Agreement of Mgmt For For For
Affiliated
Companies
5 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Neuroderm Limited
Ticker Security ID: Meeting Date Meeting Status
NDRM CUSIP M74231107 03/02/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Option Grant and Mgmt For Against Against
Salary Increase for
CEO
2 Confirmation of No Mgmt N/A For N/A
Personal Interest in
Proposal
1.00
3 Option Grant and Fee Mgmt For For For
Increase for
Independent
Directors
4 Option Grant to Larry Mgmt For For For
Ellberger
________________________________________________________________________________
NICE Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 06/27/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Equity Grants of Mgmt For Against Against
Non-Executive
Directors
8 Option Grant of Chair Mgmt For Against Against
9 Extend Employment Mgmt For For For
Terms of
CEO
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Discussion of 2016 Mgmt For For For
Financial
Statements
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NICE Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 12/21/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Regarding External
Directors
3 Amendments to Mgmt For For For
Compensation
Policy
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 06/22/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For For For
3 Elect Alon Dumanis Mgmt For For For
4 Elect Avi Cohen Mgmt For For For
5 Elect Raanan Cohen Mgmt For Against Against
6 Elect Eli Fruchter Mgmt For For For
7 Elect Zehava Simon as Mgmt For Against Against
External
Director
8 Revised Employment Mgmt For For For
Agreement with
CEO
9 Liability Insurance of Mgmt For For For
Directors/Officers
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 01/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Dividend Mgmt For For For
Distribution
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 12/29/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ovadia Eli Mgmt For For For
5 Elect David Federman Mgmt For For For
6 Elect Maya Alchech Mgmt For For For
Kaplan
7 Elect Jacob Gottenstein Mgmt For For For
8 Elect Nir Gilad Mgmt For For For
9 Elect Arie Ovadia Mgmt For Against Against
10 Elect Avisar Paz Mgmt For For For
11 Elect Alexander Passal Mgmt For Against Against
12 Elect Sagi Kabla Mgmt For Against Against
13 Elect Mordechai Peled Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For Withhold Against
1.4 Elect Richard M. Krasno Mgmt For For For
1.5 Elect Richard A. Lerner Mgmt For Withhold Against
1.6 Elect John A. Paganelli Mgmt For Withhold Against
1.7 Elect Richard C. Mgmt For Withhold Against
Pfenniger
1.8 Elect Alice Lin-Tsing Mgmt For Withhold Against
Yu
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Elect Michael J. Anghel Mgmt For Against Against
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Elect Joseph Tenne Mgmt For For For
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 09/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Compensation Policy Mgmt For Against Against
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 CEO Equity Bonus Mgmt For Against Against
13 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendments to Mgmt For For For
Certificate of
Incorporation -
Bundled
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 09/28/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Directors' Fees for Mgmt For For For
Ms. Ronen and Mr.
Steinberg
8 Indemnification of Mgmt For For For
Barak
Pridor
9 Amendments to Articles Mgmt For Against Against
Regarding
Indemnification of
Officers
10 Indemnification of Mgmt For Against Against
Officers
11 Compensation Policy Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 07/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Efraim Sadka Mgmt For For For
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 08/25/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zadik Bino Mgmt For For For
3 Elect Menachem Brenner Mgmt For For For
4 Elect Gil Bino Mgmt For For For
5 Elect Hadar Bino Mgmt For For For
Shmueli
6 Elect Yitzhak Ezer Mgmt For For For
7 Elect Dalia Lev Mgmt For For For
8 Elect Gabriel Rotter Mgmt For For For
9 Elect Arik Schor Mgmt For For For
10 Elect Revital Aviram Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Discussion of Auditor Mgmt For For For
Fees for
2015
13 Discussion of Annual Mgmt For For For
Report for
2015
14 Compensation Policy Mgmt For For For
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/27/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Employment Terms of Mgmt For For For
Chairman
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 01/05/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Gelman Mgmt For For For
2 Elect Dror Erez Mgmt For For For
3 Elect Sarit Firon Mgmt For For For
4 Declaration of Mgmt N/A For N/A
Material
Interest
5 Compensation Policy Mgmt For Against Against
6 Declaration of Mgmt N/A For N/A
Material
Interest
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 03/23/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Employment Agreement Mgmt For Against Against
with
CEO
4 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
5 Directors' Compensation Mgmt For For For
6 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
7 Additional Mgmt For For For
Compensation for
Chairman of the
Board
8 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 09/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding Board
Declassification and
the Appointment of
Directors
2 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Declassification and
the Appointment of
Directors
________________________________________________________________________________
Pluristem Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R102 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Israel Ben-Yoram Mgmt For For For
3 Elect Isaac Braun Mgmt For For For
4 Elect Mark Germain Mgmt For For For
5 Elect Moria Kwiat Mgmt For For For
6 Elect Hava Meretzki Mgmt For Against Against
7 Elect Nachum Rosman Mgmt For For For
8 Elect Doron Shorrer Mgmt For Against Against
9 Elect Yaky Yanay Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 06/01/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Penelope Judd Mgmt For For For
2 Elect Gal Haber Mgmt For For For
3 Elect Asaf Elimelech Mgmt For For For
4 Elect Elad Even-Chen Mgmt For For For
5 Elect Steve Baldwin Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
(Penelope
Judd)
8 Directors' Fees Mgmt For For For
(Charles
Fairbairn)
9 Directors' Fees Mgmt For For For
(Steven
Baldwin)
10 Remuneration Policy Mgmt For Against Against
(Binding)
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 12/15/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employment Terms of CEO Mgmt For For For
2 Employment Terms of CFO Mgmt For For For
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 01/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 05/14/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Radcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDCM CUSIP M81865111 08/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zohar Zisapel Mgmt For Against Against
2 Elect Matty Karp Mgmt For For For
3 Elect Rachel (Heli) Mgmt For For For
Bennun
4 Elect Uri Har Mgmt For For For
5 Elect Irit Hillel Mgmt For For For
6 Declaration of Mgmt N/A For N/A
Material
Interest
7 Amendment to Articles Mgmt For Against Against
8 Director Compensation Mgmt For Against Against
9 Declaration of Mgmt N/A For N/A
Material
Interest
10 Compensation Policy Mgmt For Against Against
11 Declaration of Mgmt N/A For N/A
Material
Interest
12 Compensation of CEO Mgmt For Against Against
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 Bonus of Active Mgmt For Against Against
Chairman
15 Declaration of Mgmt N/A For N/A
Material
Interest
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Radware Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Zisapel Mgmt For For For
2 Elect Joel Maryles Mgmt For Against Against
3 Elect Yair Tauman Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rami Levy Chain Stores Limited
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 03/01/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Rami Levy Mgmt For For For
4 Elect Ofir Atias Mgmt For Against Against
5 Elect Mordechai Mgmt For For For
Berkovitch
6 Elect Dalia Itzik Mgmt For For For
7 Elect Yoram Dar Mgmt For For For
8 Elect Michaela Elram Mgmt For For For
9 Elect Chaim Lotan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Elect Yair Shamir Mgmt For For For
12 Elect Nofia Ohana Mgmt For For For
13 Compensation Policy Mgmt For For For
________________________________________________________________________________
Redhill Biopharma Limited
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Dror Ben-Asher Mgmt For For For
3 Elect Rick D Scruggs Mgmt For For For
4 Elect Nicolas Mgmt For For For
Weinstein
Manieu
5 Elect Ofer Tsimchi Mgmt For For For
6 Elect Nurit Benjamini Mgmt For For For
7 Amendments to Articles Mgmt For For For
Regarding Board
Size
8 Amendments to Articles Mgmt For For For
Regarding Nomination
Right of December
Offering
Investor
9 Amendments to Articles Mgmt For For For
10 Approval of Dror Mgmt For Against Against
Ben-Asher to Serve as
Chair and
CEO
11 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
12 Compensation Terms of Mgmt For Against Against
Chair and
CEO
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 Options Grant of Mgmt For Against Against
Non-Executive
Directors
15 Amendment to the Mgmt For Against Against
Amended and Restated
Award Plan
(2010)
________________________________________________________________________________
Safecharge International Group Limited
Ticker Security ID: Meeting Date Meeting Status
SCH CINS G7740U106 05/19/2017 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Roger Withers Mgmt For For For
4 Elect David Avgi Mgmt For For For
5 Elect Tim Mickley Mgmt For For For
6 Elect Yuval Ziv Mgmt For For For
7 Elect John Le Poidevin Mgmt For For For
8 Elect Jeremy Nicholds Mgmt For For For
9 Elect Robert Caplehorn Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Remuneration Policy Mgmt For For For
(Advisory - Overseas
AIM
Issuer)
________________________________________________________________________________
Sarine Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/25/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Avraham Eshed Mgmt For For For
5 Elect Daniel Benjamin Mgmt For Against Against
Glinert
6 Elect Uzi Levami Mgmt For For For
7 Elect Yehezkel Pinhas Mgmt For For For
Blum
8 Elect Valerie ONG Choo Mgmt For For For
Lin
9 Elect CHAN Kam Loon Mgmt For For For
10 Elect Varda Shine Mgmt For For For
11 Appoint CHAN Kam Loon Mgmt For For For
as Lead Independent
Director
12 Equity Grant of Up to Mgmt For For For
1,050,000 Options to
Independent
Directors
13 Non-Executive Mgmt For For For
Directors'
Participation
Fees
14 Approve Remuneration Mgmt For For For
of David Sydney Block
(CEO)
15 Approve Remuneration Mgmt For For For
of Uzi Levami (Former
CEO)
16 Approve Appointment Mgmt For For For
and Remuneration of
Eyal Mashiah
(Retiring Executive
Director) as
Consultant
17 Engagement of Messrs. Mgmt For For For
Ilan Weisman and
Aharon (Rony) Shapira
in the Allegro
Project
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Grant Mgmt For For For
Options and Issue
Shares Under Sarine
Technologies Ltd 2015
Share Option
Plan
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sarine Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
U77 CINS M8234Z109 04/25/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 11/15/2016 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Harel Shapira Mgmt For For For
4 Elect Israel Shapira Mgmt For For For
5 Elect Gil Shapira Mgmt For For For
6 Elect Chen Shapira Mgmt For For For
7 Elect Erez Balaga Mgmt For For For
8 Elect Yehuda Segev Mgmt For For For
9 Elect Eynat Tsafrir Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
and Discussion of
Fees
11 Amendments to Mgmt For Against Against
Compensation
Policy
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 02/12/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ofra Rahav and Mgmt For Against Against
Approve Terms of
Service
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 03/28/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lily Ayalon and Mgmt For For For
Approve Terms of
Service
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 12/18/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Moshe Lahmany Mgmt For For For
4 Elect Efrat Peled Mgmt For For For
5 Elect Irit Izacson Mgmt For For For
6 Elect Nir Zichlinskey Mgmt For For For
7 Elect Ido Stern Mgmt For For For
8 Elect Tal Atsmon Mgmt For For For
9 Elect Shalom Simhon Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
Re: D&O
Indemnification
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 05/15/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 06/12/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Israel Berman Mgmt For For For
5 Elect Isaac Idan Mgmt For For For
6 Elect Diana Elsztain Mgmt For For For
Dan
7 Elect Ayelet Ben Ezer Mgmt For For For
8 Elect Mauricio Wior Mgmt For For For
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 12/26/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Indemnification of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shaike Orbach Mgmt For For For
2 Grant of Options to Mgmt For Against Against
Active
Chair
3 Grant of Options to Mgmt For Against Against
President and
CEO
4 Declaration of Mgmt For Against Against
Material
Interest
5 Grant of RSUs to Mgmt For For For
Active
Chair
6 Grant of RSUs to Mgmt For For For
President and
CEO
7 Declaration of Mgmt For Against Against
Material
Interest
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 03/13/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Stock Options of Mgmt For Against Against
Yehezkel
Ofir
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Stock Options of Mgmt For Against Against
Avishai
Abrahami
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Stock Options of Mgmt For Against Against
Torsten
Koster
8 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 12/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Morris Mgmt For For For
2 Elect Yehezkel Ofir Mgmt For For For
3 Elect Richard Hunter Mgmt For For For
4 Elect Torsten Koster Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SolarEdge Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tal Payne Mgmt For For For
2 Elect Marcel Gani Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Space Communication
Ticker Security ID: Meeting Date Meeting Status
SCC CINS M8693P105 04/03/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Mgmt For For For
Management Agreement
w/ Controlling
Shareholder
3 Compensation Policy Mgmt For For For
4 Amend Satellite Mgmt For For For
Services Agreement w/
Yes (Related
Party)
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 02/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dalia Narkys Mgmt For For For
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 06/12/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Samer Haj Yehia Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 09/26/2016 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Employment Terms of Mgmt For Against Against
Chairman
5 Employment Terms of CEO Mgmt For Against Against
6 Indemnification of Adi Mgmt For For For
Strauss
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Ronit Haimovitz Mgmt For For For
10 Elect Akiva Mozes Mgmt For For For
11 Elect Galia Maor Mgmt For For For
________________________________________________________________________________
SuperCom Ltd
Ticker Security ID: Meeting Date Meeting Status
SPCB CUSIP M87095119 12/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
2 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Syneron Medical Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 06/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 1A. ARE YOU MERGER Mgmt N/A Against N/A
SUB, PARENT, OR A
PERSON OR ENTITY,
DIRECTLY OR
INDIRECTLY, HOLDING
AT LEAST 25% OF THE
MEANS OF CONTROL OF
MERGER SUB OR PARENT,
OR ANYONE ACTING ON
BEHALF OF MERGER SUB,
PARENT OR A PERSON OR
ENTITY DESCRIBED IN
THE PREVIOUS CLAUSE,
INCLUDING ANY OF
THEIR AFFILIATES (YOU
MUST MARK THIS ITEM
1A FOR YOUR VOTE TO
BE COUNTED)? MARK FOR
= YES OR AGAINST =
NO.
________________________________________________________________________________
Syneron Medical Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 09/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Fanning
3 Elect Yaffa Krindel Mgmt For For For
4 Elect Michael J. Anghel Mgmt For Against Against
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Elect Dan Suesskind Mgmt For For For
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Compensation Policy Mgmt For Against Against
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Equity Grants of Mgmt For For For
Non-Executive
Directors
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Elect Dilip S. Shanghvi Mgmt For For For
4 Elect Sudhir V. Valia Mgmt For For For
5 Elect James Kedrowski Mgmt For For For
6 Elect Dov Pekelman Mgmt For For For
7 Approve Remuneration Mgmt For For For
for Director
Shanghvi
8 Declaration of Mgmt N/A For N/A
Material
Interest
9 Approve Remuneration Mgmt For For For
for Director
Valia
10 Declaration of Mgmt N/A For N/A
Material
Interest
11 Approve Remuneration Mgmt For For For
for Director
Pekelman
12 Elect Uday Baldota and Mgmt For For For
Approve
Remuneration
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 Elect Linda Benshoshan Mgmt For For For
15 Elect Elhanan Streit Mgmt For For For
16 Declaration of Mgmt N/A For N/A
Material
Interest
17 Declaration of Mgmt N/A For N/A
Material
Interest
18 Elect Abhay Gandhi and Mgmt For For For
Approve
Remuneration
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Telit Communications Plc
Ticker Security ID: Meeting Date Meeting Status
TCM CINS G87535103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Yosi Fait Mgmt For For For
7 Elect Lars Reger Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Scrip Dividend Mgmt For For For
Alternative
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 04/27/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Danna Azrieli Mgmt For For For
3 Elect Sharon Azrieli Mgmt For For For
4 Elect Naomi Azrieli Mgmt For For For
5 Elect Menachem Einan Mgmt For Against Against
6 Elect Joseph Mgmt For For For
Ciechanover
7 Elect Tzipora Carmon Mgmt For For For
8 Elect Oran Dror Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Indemnification and Mgmt For Against Against
Exemption of
Controlling
Directors
13 Indemnification and Mgmt For Against Against
Exemption of
Directors/Officers
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 08/09/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Menachem Einan Mgmt For Against Against
3 Elect Niv Ahituv Mgmt For For For
4 Elect Efraim Halevy Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 10/06/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Amendments to Articles Mgmt For For For
(D&O Liability
Exemption)
4 Fee Increase of CEO Mgmt For For For
5 Extension of Mgmt For For For
Chairman's
Terms
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 06/20/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Compensation Policy Mgmt For For For
5 Revised Employment Mgmt For For For
Agreement with
CEO
________________________________________________________________________________
The Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 11/03/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Asaf Bartfeld Mgmt For For For
5 Elect Leora Pratt Levin Mgmt For For For
6 Elect Avraham Harel Mgmt For For For
7 Elect Omer Shachar Mgmt For For For
8 Elect Israel Kass Mgmt For For For
9 Elect Rivi Cohen as Mgmt For For For
External
Director
10 Elect Ronny Maliniak Mgmt For For For
as External
Director
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 06/29/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Kalman Kaufman Mgmt For For For
3 Elect Dana Gross Mgmt For For For
4 Elect Rami Guzman Mgmt For For For
5 Elect Yoav Chelouche Mgmt For For For
6 Elect Rony Ross Mgmt For For For
7 Elect Alex Kornhauser Mgmt For For For
8 Elect Ilan Flato Mgmt For For For
9 Elect Iris Avner Mgmt For For For
10 Elect Russell C Mgmt For For For
Ellwanger
11 Appoint Amir Elstein Mgmt For For For
as
Chair
12 Amended Compensation Mgmt For For For
Policy
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Equity Grant of CEO Mgmt For For For
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Directors' Fees Mgmt For For For
17 Equity Grant of Mgmt For For For
Directors
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yakov Faitelson Mgmt For For For
1.2 Elect Ohad Korkus Mgmt For For For
1.3 Elect Thomas F. Mendoza Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect Victor DeMarines Mgmt For For For
1.3 Elect John Egan Mgmt For For For
1.4 Elect Penelope Herscher Mgmt For For For
1.5 Elect William Kurtz Mgmt For For For
1.6 Elect Richard Mgmt For For For
Nottenburg
1.7 Elect Howard Safir Mgmt For For For
1.8 Elect Earl Shanks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Long-Term Stock
Incentive
Plan
________________________________________________________________________________
Wix.Com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 06/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Allon Bloch Mgmt For For For
2 Elect Erika Rottenberg Mgmt For For For
3 Compensation Policy Mgmt For Against Against
4 Confirmation of Mgmt For Against Against
Non-Controlling
Shareholder
5 Directors' Mgmt For Against Against
Compensation
Plan
6 Confirmation of Mgmt For Against Against
Non-Controlling
Shareholder
7 Increase Annual Equity Mgmt For Against Against
Grant of
Chair
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Wix.Com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 09/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding External
Directors
2 Elect Avishai Abrahami Mgmt For For For
3 Elect Giora Kaplan Mgmt For For For
4 Elect Mark Tluszcz Mgmt For For For
5 Elect Ron Gutler Mgmt For For For
6 Elect Allon Bloch Mgmt For For For
7 Director Compensation Mgmt For Against Against
8 Double-Trigger Vesting Mgmt For For For
of Erika Rottenberg's
Stock
Options
9 Double-Trigger Vesting Mgmt For For For
of Norbert Becker's
Stock
Options
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
XLMedia Plc
Ticker Security ID: Meeting Date Meeting Status
XLM CINS G9828U107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Chris Bell Mgmt For For For
3 Elect Richard B. Mgmt For For For
Rosenberg
4 Elect Ory Weihs Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
Fund Name : VanEck Vectors Junior Gold Miners ETF
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 04/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Mgmt For For For
Dowling,
Jr.
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Approval of the 2017 Mgmt For For For
Restricted Stock Unit
Plan
10 Advisory Resolution on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Argonaut Gold Inc
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/10/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Mgmt For For For
Dougherty
3 Elect James E. Kofman Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Peter Mordaunt Mgmt For For For
6 Elect Dale C. Peniuk Mgmt For For For
7 Elect Audra Walsh Mgmt For For For
8 Elect Ian Atkinson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CUSIP 04341Y105 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Colin G. Steyn Mgmt For For For
2.2 Elect Peter Breese Mgmt For For For
2.3 Elect Shawn K. Wallace Mgmt For For For
2.4 Elect Gordon J. Mgmt For For For
Fretwell
2.5 Elect Marcel de Groot Mgmt For For For
2.6 Elect Michael Price Mgmt For For For
2.7 Elect William Smart Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Share Mgmt For For For
Option
Plan
5 Renewal of Share Mgmt For For For
Option
Plan
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For Withhold Against
2.7 Elect George Johnson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Brant Hinze Mgmt For For For
4 Elect Nicole Mgmt For For For
Adshead-Bell
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Equity Grant (NED Mgmt For Against Against
Nicole
Adshead-Bell)
7 Equity Grant (MD/CEO Mgmt For For For
Simon
Jackson)
8 Approve increase in Mgmt For For For
NEDs' Fee
Cap
9 Ratify Placement of Mgmt For For For
Securities
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Nurlan Kyshtobaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael Parrett Mgmt For For For
7 Elect Scott G. Perry Mgmt For For For
8 Elect Jacques Perron Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
15 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Xin Song Mgmt For For For
4 Elect Bing Liu Mgmt For For For
5 Elect Lianzhong Sun Mgmt For For For
6 Elect Liangyou Jiang Mgmt For For For
7 Elect Ian He Mgmt For For For
8 Elect Yunfei Chen Mgmt For For For
9 Elect Gregory Hall Mgmt For For For
10 Elect John King Burns Mgmt For For For
11 Elect Xiangdong Jiang Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Supplemental Loan Mgmt For For For
Framework
Agreement
17 Supplemental Contract Mgmt For For For
for Purchase and Sale
of
Dore
18 Supplemental Product Mgmt For For For
and Service Framework
Agreement
19 New Financial Services Mgmt For Against Against
Agreement
20 Transaction of Other Mgmt For Against Against
Business
21 Authority For Mgmt For Against Against
Proxyholders to Vote
on Amended
Proposals
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 07/20/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Munsun Asset Mgmt For Against Against
Management
Acquisition
4 Munsun Securities Mgmt For Against Against
Acquisition
5 Munsun Shenzhen Asset Mgmt For Against Against
Management
Acquisition
________________________________________________________________________________
China Precious Metal Resources Holdings
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G2158B104 09/19/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Refreshment of Share Mgmt For Against Against
Option
Scheme
4 Change in Company Name Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Continental Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS 21146A108 06/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Teicher Mgmt For For For
3 Elect Ari B. Sussman Mgmt For For For
4 Elect Martin Carrizosa Mgmt For For For
5 Elect James G. Mgmt For For For
Gallagher
6 Elect Claudia Jimenez Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect Christopher Mgmt For For For
Sattler
9 Elect Kenneth G. Thomas Mgmt For For For
10 Elect Timothy A. Warman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Richard Howes Mgmt For For For
5 Elect Jeremy Kinsman Mgmt For For For
6 Elect Juanita Montalvo Mgmt For For For
7 Elect Peter Nixon Mgmt For For For
8 Elect Marie-Anne Tawil Mgmt For For For
9 Elect Anthony (Tony) Mgmt For For For
Walsh
10 Elect Donald Young Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/27/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For For For
Beckett
3 Elect Ian D. Cockerill Mgmt For For For
4 Elect Olivier Colom Mgmt For For For
5 Elect Livia Mahler Mgmt For For For
6 Elect Wayne McManus Mgmt For For For
7 Elect Sebastien de Mgmt For For For
Montessus
8 Elect Naguib Sawiris Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of Mgmt For For For
Performance Share
Unit
Plans
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ricardo M. Campoy Mgmt For For For
1.2 Elect Bradford J. Cooke Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Rex J. McLennan Mgmt For For For
1.5 Elect Kenneth Pickering Mgmt For For For
1.6 Elect Mario Szotlender Mgmt For Withhold Against
1.7 Elect Godfrey J. Walton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
First Mining Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CINS 320883101 06/22/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith Neumeyer Mgmt For Against Against
4 Elect Michael Bouchard Mgmt For For For
5 Elect Christopher Mgmt For For For
Osterman
6 Elect Raymond Polman Mgmt For Against Against
7 Elect David Shaw Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Gold Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For For For
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Gary C. Huber Mgmt For For For
1.4 Elect Alex G. Morrison Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Gilmour Clausen Mgmt For For For
1.3 Elect Samuel T. Coetzer Mgmt For For For
1.4 Elect Anu Dhir Mgmt For For For
1.5 Elect Robert E. Doyle Mgmt For For For
1.6 Elect Daniel Owiredu Mgmt For For For
1.7 Elect Craig J. Nelsen Mgmt For For For
1.8 Elect Mona Quartey Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Performance and
Restricted Share Unit
Plan
________________________________________________________________________________
Great Panther Silver Limited
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert A. Archer Mgmt For For For
2.2 Elect Robert W. Garnett Mgmt For For For
2.3 Elect Kenneth W. Major Mgmt For For For
2.4 Elect John Jennings Mgmt For For For
2.5 Elect W. J. Mullin Mgmt For For For
2.6 Elect Elise Rees Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jean-Pierre Mgmt For For For
Chauvin
3 Elect Alan Ferry Mgmt For For For
4 Elect Daniel Noone Mgmt For For For
5 Elect Wendy Kei Mgmt For For For
6 Elect David Beatty Mgmt For For For
7 Elect Rene Marion Mgmt For For For
8 Elect Scott Caldwell Mgmt For For For
9 Elect J. Patrick Mgmt For For For
Sheridan
10 Elect Michael Richings Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Deferred Share Unit Mgmt For For For
Plan
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Cathie Markus Mgmt For For For
2 Re-elect Karabo Nondumo Mgmt For For For
3 Re-elect Vishnu Pillay Mgmt For Against Against
4 Re-elect Andre Wilkens Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Amendments to Mgmt For For For
2006 Share
Plan
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/17/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Duncan Baxter Mgmt For For For
4 Elect Valery Oyf Mgmt For For For
5 Elect John Mann Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/11/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Graham Birch Mgmt For For For
4 Elect Enrico Bombieri Mgmt For For For
5 Elect Jorge Born Mgmt For For For
6 Elect Ignacio Mgmt For For For
Bustamante
7 Elect Eduardo Mgmt For For For
Hochschild
8 Elect Eileen A. Mgmt For For For
Kamerick
9 Elect Michael Rawlinson Mgmt For For For
10 Elect Sanjay Sarma Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/15/2017 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Final Mgmt For For For
Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Independence Group NL
Ticker Security ID: Meeting Date Meeting Status
IGO CINS Q48886107 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Geoffrey Mgmt For For For
Clifford
3 Re-elect Peter Buck Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Approval of the Mgmt For For For
Employee Incentive
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Peter
Bradford)
7 Ratify Placement of Mgmt For For For
Securities
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KLG CINS 49740P106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Mgmt For For For
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CUSIP 498696103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Cooper Mgmt For For For
1.2 Elect Mark J. Daniel Mgmt For For For
1.3 Elect James Haggarty Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Paul Huet Mgmt For For For
1.6 Elect William Matlack Mgmt For For For
1.7 Elect Charles Oliver Mgmt For For For
1.8 Elect Blair Schultz Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect Richard P. Clark Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Daniel T. Mgmt For For For
MacInnis
1.6 Elect George Paspalas Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Derek C. White Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to Share Mgmt For For For
Unit
Plan
5 Amendment to Deferred Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
1.9 Elect Robin E. Dunbar Mgmt For For For
2 Issuance of Shares to Mgmt For For For
Robert McEwan in
Connection with Lexam
Acquisition
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Munsun Capital Group Limited
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G63356102 06/22/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Shuguang Mgmt For For For
5 Elect XIAO Rong Ge Mgmt For Against Against
6 Elect WU Tai Cheung Mgmt For For For
7 Elect YIN Chenggang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Increase in Authorized Mgmt For For For
Capital
14 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Newmarket Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NMI CINS 65158L106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Company Name Change Mgmt For For For
4 Share Consolidation Mgmt For For For
5 Board Size Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Maryse Belanger Mgmt For For For
8 Elect Jonathan Gill Mgmt For For For
9 Elect Arnold Klassen Mgmt For For For
10 Elect Pamela J. Klessig Mgmt For For For
11 Elect Barry P. Olson Mgmt For For For
12 Elect Jeffrey S. Parr Mgmt For For For
13 Elect Eric S. Sprott Mgmt For For For
14 Elect Raymond Threlkeld Mgmt For For For
15 Authority to Increase Mgmt For For For
Board
Size
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon E. Dowdall Mgmt For For For
2 Elect Marc Faber Mgmt For For For
3 Elect Thomas Kaplan Mgmt For For For
4 Elect Gregory Lang Mgmt For For For
5 Elect Gillyeard Mgmt For For For
Leathley
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas V. Mgmt For For For
Madhavpeddi
8 Elect Gerald J. Mgmt For For For
McConnell
9 Elect Clynton Nauman Mgmt For For For
10 Elect Rick Van Mgmt For Abstain Against
Nieuwenhuyse
11 Elect Anthony (Tony) Mgmt For For For
Walsh
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Re-approval of the Mgmt For For For
Stock Award
Plan
15 Renewal of 2009 Mgmt For For For
Performance Share
Unit
Plan
16 Renewal of Deferred Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect Victor H. Bradley Mgmt For For For
1.3 Elect John Burzynski Mgmt For For For
1.4 Elect Christopher C. Mgmt For For For
Curfman
1.5 Elect Joanne Ferstman Mgmt For For For
1.6 Elect Andre Gaumond Mgmt For For For
1.7 Elect Pierre Labbe Mgmt For For For
1.8 Elect Charles E. Page Mgmt For For For
1.9 Elect Jacques Perron Mgmt For For For
1.10 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Manuel de Prado Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/22/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Begeman Mgmt For For For
3 Elect Ewan S. Downie Mgmt For For For
4 Elect Claude Lemasson Mgmt For For For
5 Elect Ronald Little Mgmt For For For
6 Elect Anthony Makuch Mgmt For Against Against
7 Elect John Seaman Mgmt For For For
8 Elect Michael Vitton Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect C. Noel Dunn Mgmt For For For
2.3 Elect Joseph J. Ovsenek Mgmt For For For
2.4 Elect George Paspalas Mgmt For For For
2.5 Elect Peter Birkey Mgmt For For For
2.6 Elect Shaoyang Shen Mgmt For For For
2.7 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.8 Elect David Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primero Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
P CUSIP 74164W106 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wade Nesmith Mgmt For For For
1.2 Elect Joseph Conway Mgmt For For For
1.3 Elect David Demers Mgmt For For For
1.4 Elect Grant Edey Mgmt For For For
1.5 Elect Patricia A. Mgmt For For For
Fortier
1.6 Elect Robert Mgmt For For For
Quartermain
1.7 Elect Michael Riley Mgmt For For For
1.8 Elect Brad Marchant Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Paul Thomas Mgmt For For For
4 Elect James Mactier Mgmt For For For
5 Re-elect Donald Mark Mgmt For For For
Okeby
6 Approve Executive Mgmt For For For
Incentive
Plan
7 Equity Grant Mgmt For For For
(Executive Chairman
Mark
Clark)
8 Equity Grant (COO Paul Mgmt For For For
Thomas)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter E. Mgmt For For For
Huston
4 Re-elect Marthinus Mgmt For For For
Johan
Botha
5 Renew Performance Mgmt For For For
Rights
Plan
6 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
7 Performance Rights Mgmt For For For
Grant- Special Issue
(MD/CEO John
Welborn)
8 Ratify Placement of Mgmt For For For
Securities
9 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Richmont Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
RIC CUSIP 76547T106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rene Marion Mgmt For For For
1.2 Elect Renaud Adams Mgmt For For For
1.3 Elect Elaine Ellingham Mgmt For For For
1.4 Elect Michael Pesner Mgmt For For For
1.5 Elect Peter Barnes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of new Mgmt For For For
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Martin Reed Mgmt For Against Against
3 Remuneration Report Mgmt For For For
4 Renew Performance Mgmt For For For
Rights
Plan
5 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
2.2 Elect Rudi P. Fronk Mgmt For For For
2.3 Elect Eliseo Mgmt For For For
Gonzalez-Urien
2.4 Elect Richard C. Kraus Mgmt For For For
2.5 Elect Jay Layman Mgmt For For For
2.6 Elect John Sabine Mgmt For For For
2.7 Elect Gary Sugar Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Option Grants to Mgmt For For For
Executive and
Non-Executive
Directors
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect Jean Lamarre Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Lawrence I. Mgmt For For For
McBrearty
9 Elect Tertius Zongo Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Mgmt For For For
Shareholder Rights
Plan
12 Advance Notice Mgmt For For For
Provision
13 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
Silver Standard Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
SSO CUSIP 82823L106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Gustavo A. Mgmt For For For
Herrero
2.5 Elect Beverlee F. Park Mgmt For For For
2.6 Elect Richard D. Mgmt For For For
Paterson
2.7 Elect Steven P. Reid Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of 2017 Share Mgmt For For For
Compensation
Plan
6 Name Change Resolution Mgmt For For For
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CINS 82835P103 09/30/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rui Feng Mgmt For For For
4 Elect S. Paul Simpson Mgmt For For For
5 Elect David Kong Mgmt For For For
6 Elect Yikang Liu Mgmt For For For
7 Elect Malcolm J.A. Mgmt For For For
Swallow
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Reapproval of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Bob
Vassie)
________________________________________________________________________________
Sulliden Mining Capital Inc
Ticker Security ID: Meeting Date Meeting Status
SMC CINS 865125108 01/13/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stan Bharti Mgmt For Abstain Against
3 Elect Justin Reid Mgmt For Abstain Against
4 Elect Diane Lai Mgmt For Abstain Against
5 Elect Pierre Pettigrew Mgmt For Abstain Against
6 Elect Bruce Humphrey Mgmt For Abstain Against
7 Elect Peter Tagliamonte Mgmt For Abstain Against
8 Elect William Clarke Mgmt For Abstain Against
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Stock Option Plan Mgmt For Against Against
Renewal
________________________________________________________________________________
Teranga Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TGZ CINS 880797105 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan R. Hill Mgmt For For For
3 Elect Richard S. Young Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Jendayi E. Frazer Mgmt For For For
6 Elect Edward Goldenberg Mgmt For Against Against
7 Elect David J. Mimran Mgmt For For For
8 Elect Alan R. Thomas Mgmt For For For
9 Elect Frank D. Wheatley Mgmt For For For
10 Elect William J. Biggar Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Stock Mgmt For For For
Option
Plan
13 Share Consolidation Mgmt For For For
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect A. Terrance Mgmt For For For
MacGibbon
3 Elect Andrew Adams Mgmt For For For
4 Elect James Crombie Mgmt For For For
5 Elect Frank L. Davis Mgmt For For For
6 Elect David Fennell Mgmt For For For
7 Elect Michael Murphy Mgmt For For For
8 Elect William M. Shaver Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Wademan
10 Elect Fred Stanford Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Charles Page Mgmt For For For
6 Elect Warwick Mgmt For For For
Morley-Jepson
7 Elect Rolly Uloth Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the 2017 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CUSIP 95083R100 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Charles Page Mgmt For For For
6 Elect Warwick Mgmt For For For
Morley-Jepson
7 Elect Rolly Uloth Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the 2017 Mgmt For For For
Omnibus
Plan
Fund Name : VanEck Vectors Morningstar International Moat ETF
________________________________________________________________________________
Airbus Group NV
Ticker Security ID: Meeting Date Meeting Status
AIR CINS N0280E105 04/12/2017 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Ratification of Mgmt For TNA N/A
Non-Executive
Directors'
Acts
4 Ratification of Mgmt For TNA N/A
Executive Directors'
Acts
5 Appointment of Auditor Mgmt For TNA N/A
6 Elect Denis Ranque to Mgmt For TNA N/A
the Board of
Directors
7 Elect Ralph D. Crosby, Mgmt For TNA N/A
Jr. to the Board of
Directors
8 Elect Hermann-Josef Mgmt For TNA N/A
Lamberti to the Board
of
Directors
9 Elect Lord Paul Mgmt For TNA N/A
Drayson to the Board
of
Directors
10 Amendment to Articles Mgmt For TNA N/A
11 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights
(Stock
Plans)
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
13 Authority to Mgmt For TNA N/A
Repurchase
Shares
14 Cancellation of Shares Mgmt For TNA N/A
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
AMP Limited
Ticker Security ID: Meeting Date Meeting Status
AMP CINS Q0344G101 05/11/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Catherine M. Mgmt For For For
Brenner
3 Re-elect Patricia E. Mgmt For For For
Akopiantz
4 Re-elect Trevor Mgmt For For For
Matthews
5 Elect Geoff Roberts Mgmt For For For
6 Elect Peter Varghese Mgmt For For For
7 Elect Michael (Mike) Mgmt For For For
J.
Wilkins
8 Remuneration Report Mgmt For For For
9 Equity Grant (MD/CEO Mgmt For For For
Craig
Meller)
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Investment Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect CHEN Siqing Mgmt For For For
10 Elect ZHANG Xiangdong Mgmt For For For
11 Elect XIAO Lihong Mgmt For For For
12 Elect WANG Xiaoya Mgmt For For For
13 Elect ZHAO Jie Mgmt For For For
14 Authority to Issue Mgmt For For For
Bonds
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Xiquan as Mgmt For Against Against
Supervisor
3 Elect REN Deqi as Mgmt For For For
Director
4 Elect GAO Yingxin as Mgmt For For For
Director
5 Elect Angela Chao as Mgmt For For For
Director
6 Directors' and Mgmt For For For
Supervisor
Remuneration
Distribution
Plan
7 Establishment of Mgmt For For For
Charity
Foundation
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank of Montreal
Ticker Security ID: Meeting Date Meeting Status
BMO CINS 063671101 04/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Janice M. Babiak Mgmt For For For
4 Elect Sophie Brochu Mgmt For For For
5 Elect George A. Cope Mgmt For For For
6 Elect William A. Downe Mgmt For For For
7 Elect Christine A. Mgmt For For For
Edwards
8 Elect Martin S. Mgmt For For For
Eichenbaum
9 Elect Ronald H. Farmer Mgmt For For For
10 Elect Eric R. La Fleche Mgmt For For For
11 Elect Linda Huber Mgmt For For For
12 Elect Lorraine Mgmt For For For
Mitchelmore
13 Elect Philip S. Orsino Mgmt For For For
14 Elect J. Robert S. Mgmt For For For
Prichard
15 Elect Don M. Wilson III Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Approve Maximum Mgmt For For For
Variable Pay Ratio
for Certain European
Employees
19 Advisory vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 04/28/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Presentation of Mgmt For TNA N/A
Accounts and Reports;
Allocation of
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Elect Werner Wenning Mgmt For TNA N/A
9 Elect Paul Achleitner Mgmt For TNA N/A
10 Elect Norbert W. Mgmt For TNA N/A
Bischofberger
11 Elect Thomas Ebeling Mgmt For TNA N/A
12 Elect Colleen A. Mgmt For TNA N/A
Goggins
13 Elect Klaus Sturany Mgmt For TNA N/A
14 Supervisory Board Mgmt For TNA N/A
Members'
Fees
15 Approval of Mgmt For TNA N/A
Intra-company Control
Agreement with Bayer
CropScience
Aktiengesellschaft
16 Appointment of Auditor Mgmt For TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Heinrich Mgmt For TNA N/A
Hiesinger to the
Supervisory
Board
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/22/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Si Mgmt For Against Against
6 Elect LI Fucheng Mgmt For Against Against
7 Elect E Meng Mgmt For For For
8 Elect JIANG Xinhao Mgmt For For For
9 Elect LAM Hoi Ham Mgmt For Against Against
10 Elect MA She Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Blackmores Limited
Ticker Security ID: Meeting Date Meeting Status
BKL CINS Q15790100 10/27/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Stephen Mgmt For Against Against
Chapman
4 Approve Executive Mgmt For For For
Share
Plan
5 Equity Grant (CEO Mgmt For For For
Christine
Holgate)
________________________________________________________________________________
Bureau Veritas SA
Ticker Security ID: Meeting Date Meeting Status
BVI CINS F96888114 05/16/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non-Tax Deductibles
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Severance Agreements Mgmt For For For
for Didier
Michaud-Daniel,
CEO
10 Elect Frederic Lemoine Mgmt For For For
11 Elect Stephane Mgmt For For For
Bacquaert
12 Elect Ieda Gomes Yell Mgmt For For For
13 Elect Jean-Michel Mgmt For For For
Ropert
14 Elect Lucia Mgmt For Against Against
Sinapi-Thomas
15 Elect Ana Giros Calpe Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Remuneration of Didier Mgmt For For For
Michaud-Daniel,
CEO
18 Remuneration Policy Mgmt For For For
(Chair, until March
8,
2017)
19 Remuneration Policy Mgmt For For For
(CHAIR, from March 8,
2017)
20 Remuneration Policy Mgmt For For For
(CEO)
21 Relocation of Mgmt For For For
Corporate
Headquarters
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Greenshoe Mgmt For For For
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
28 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offer
29 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
30 Global Ceiling on Mgmt For For For
Capital
Increases
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Canadian Imperial Bank Of Commerce
Ticker Security ID: Meeting Date Meeting Status
CM CINS 136069101 04/06/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brent S. Belzberg Mgmt For For For
3 Elect Nanci E. Caldwell Mgmt For For For
4 Elect Gary F. Colter Mgmt For For For
5 Elect Patrick D. Daniel Mgmt For For For
6 Elect Luc Desjardins Mgmt For For For
7 Elect Victor G. Dodig Mgmt For For For
8 Elect Linda S. Mgmt For For For
Hasenfratz
9 Elect Kevin J. Kelly Mgmt For For For
10 Elect Christine E. Mgmt For For For
Larsen
11 Elect Nicholas D. Le Mgmt For For For
Pan
12 Elect John P. Manley Mgmt For For For
13 Elect Jane L. Peverett Mgmt For For For
14 Elect Katharine B. Mgmt For For For
Stevenson
15 Elect Martine Turcotte Mgmt For For For
16 Elect Ronald W. Tysoe Mgmt For For For
17 Elect Barry L. Zubrow Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawing
from Tax
Havens
________________________________________________________________________________
CapitaLand Commercial Trust
Ticker Security ID: Meeting Date Meeting Status
C61U CINS Y1091N100 04/18/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Units
________________________________________________________________________________
CapitaLand Commercial Trust
Ticker Security ID: Meeting Date Meeting Status
C61U CINS Y1091N100 07/13/2016 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/24/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Cash and Mgmt For For For
Equity-Based
Directors'
Fees
4 Elect Euleen GOH Yiu Mgmt For For For
Kiang
5 Elect Phillip Nalliah Mgmt For For For
Pillai
6 Elect MAH Chee Kheong Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Grant Mgmt For Against Against
Awards and Issue
Shares under Equity
Incentive
Plans
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
CapitaLand Mall Trust Management Limited
Ticker Security ID: Meeting Date Meeting Status
C38U CINS Y1100L160 04/13/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Carnival plc
Ticker Security ID: Meeting Date Meeting Status
CCL CINS G19081101 04/05/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Sir Jonathon Band Mgmt For For For
3 Elect Helen Deeble Mgmt For For For
4 Elect Arnold W. Donald Mgmt For For For
5 Elect Richard J. Mgmt For For For
Glasier
6 Elect Debra J. Mgmt For For For
Kelly-Ennis
7 Elect Sir John Parker Mgmt For For For
8 Elect Stuart Subotnick Mgmt For For For
9 Elect Laura A. Weil Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Advisory vote on the Mgmt For For For
frequency of future
advisory votes on
executive
compensation: please
vote on this
resolution to approve
1
year
14 Advisory vote on the Mgmt For N/A N/A
frequency of future
advisory votes on
executive
compensation: please
vote on this
resolution to approve
2
years
15 Advisory vote on the Mgmt For N/A N/A
frequency of future
advisory votes on
executive
compensation: please
vote on this
resolution to approve
3
years
16 Advisory vote on the Mgmt For N/A N/A
frequency of future
advisory votes on
executive
compensation: please
vote on this
resolution to approve
abstain
17 Approval of Directors' Mgmt For For For
Remuneration
Report
18 Approval of Directors' Mgmt For For For
Remuneration
Policy
19 Appointment of Auditor Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Accounts and Reports Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 03/14/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Joint Venture Mgmt For For For
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 05/11/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Mgmt For For For
Kuoi
6 Elect KAM Hing Lam Mgmt For For For
7 Elect Davy CHUNG Sun Mgmt For For For
Keung
8 Elect Henry CHEONG Mgmt For Against Against
Ying
Chew
9 Elect Colin S. Russel Mgmt For For For
10 Elect Donald J. Roberts Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Fixed Asset Mgmt For For For
Investment
Plan
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Elect Malcolm C. Mgmt For For For
McCarthy as
Director
11 Elect FENG Bing as Mgmt For For For
Director
12 Elect ZHU Hailin as Mgmt For For For
Director
13 Elect WU Min as Mgmt For For For
Director
14 Elect ZHANG Qi as Mgmt For For For
Director
15 Elect GUO You as Mgmt For For For
Supervisor
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Amendment to Articles Mgmt For For For
19 Amendments to Rules of Mgmt For For For
Procedures for
General
Meeting
20 Amendments to Mgmt For For For
Procedural Rules
Regarding the
Board
21 Amendments to Mgmt For For For
Procedural Rules
Regarding Supervisory
Board
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/25/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Xin Mgmt For For For
6 Elect Frank WONG Kwong Mgmt For For For
Shing
7 Elect Moses CHENG Mo Mgmt For Against Against
Chi
8 Elect Paul CHOW Man Yiu Mgmt For For For
9 Elect Stephen YIU Kin Mgmt For For For
Wah
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Telecom Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 05/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect YANG Jie Mgmt For For For
7 Elect YANG Xiaowei Mgmt For For For
8 Elect KE Ruiwen Mgmt For For For
9 Elect SUN Kangmin Mgmt For For For
10 Elect ZHEN Caiji Mgmt For For For
11 Elect GAO Tongqing Mgmt For For For
12 Elect CHEN Zhongyue Mgmt For For For
13 Elect CHEN Shengguang Mgmt For For For
14 Elect Aloysius TSE Hau Mgmt For Against Against
Yin
15 Elect Laura M.L. Cha Mgmt For Against Against
16 Elect XU Erming Mgmt For Against Against
17 Elect WANG Hsuehming Mgmt For Against Against
18 Elect SUI Yixin Mgmt For For For
19 Elect HU Jing Mgmt For Against Against
20 Elect YE Zhong Mgmt For Against Against
21 Amendments to Article Mgmt For For For
1 - License
Number
22 Amendments to Article Mgmt For For For
13 - Scope of
Business
23 Ratification of Board Mgmt For For For
Acts: Amendments to
Articles
24 Authority to Issue Mgmt For For For
Debentures
25 Ratification of Board Mgmt For For For
Acts:
Debentures
26 Debentures Registration Mgmt For For For
27 Authority to Issue Mgmt For For For
Bonds
28 Ratification of Board Mgmt For For For
Acts:
Bonds
29 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
30 Increase in Registered Mgmt For Against Against
Capital
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 11/09/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Shirish Apte Mgmt For For For
3 Re-elect David Higgins Mgmt For For For
4 Re-elect Brian J. Long Mgmt For For For
5 Elect Catherine Mgmt For For For
Livingstone
6 Elect Mary Padbury Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (MD/CEO Mgmt For For For
Ian
Narev)
________________________________________________________________________________
Computershare Limited
Ticker Security ID: Meeting Date Meeting Status
CPU CINS Q2721E105 11/09/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Les Owen Mgmt For For For
3 Re-elect Simon Jones Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (CEO Mgmt For For For
Stuart
Irving)
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3014T106 10/20/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John H. Mgmt For For For
Alexander
3 Re-elect Helen A. Mgmt For For For
Coonan
4 Re-elect Geoff J. Dixon Mgmt For For For
5 Re-elect John S. Mgmt For For For
Horvath
6 REMUNERATION REPORT Mgmt For For For
7 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/12/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Marie McDonald Mgmt For For For
3 Elect Megan Clark Mgmt For For For
4 Elect Tadataka Yamada Mgmt For For For
5 Remuneration Report Mgmt For Against Against
6 Equity Grant (MD/CEO Mgmt For Against Against
Paul
Perreault)
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/27/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Profits Mgmt For For For
8 Scrip Dividend Mgmt For For For
9 Elect Gaelle Olivier Mgmt For For For
10 Elect Isabelle Seillier Mgmt For For For
11 Elect Jean-Michel Mgmt For For For
Severino
12 Elect Lionel Mgmt For For For
Zinsou-Derlin
13 Elect Greg L. Engles Mgmt For For For
14 Related Party Mgmt For For For
Transactions
15 Remuneration of Franck Mgmt For For For
Riboud,
Chair
16 Remuneration of Mgmt For For For
Emmanuel Faber,
CEO
17 Remuneration Policy Mgmt For For For
(Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive Rights
with Priority
Subscription
22 Greenshoe Mgmt For For For
23 Authority to Increase Mgmt For For For
Capital in Case of
Exchange Offer
Initiated by the
Company
24 Authority to Increase Mgmt For For For
Capital in
Consideration of
Contributions in
Kind
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Authority to Issue Mgmt For For For
Performance
Shares
28 Cancellation of Shares Mgmt For For For
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
DBS Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/27/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Bart J. Broadman Mgmt For For For
6 Elect HO Tian Yee Mgmt For For For
7 Elect OW Foong Pheng Mgmt For Against Against
8 Authority to Grant Mgmt For Against Against
Awards and Issue
Shares Under the DBSH
Share
Plan
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares Pursuant to
the DBSH Scrip
Dividend Scheme
FY2016
11 Authority to Issue Mgmt For For For
Shares Pursuant to
the DBSH Scrip
Dividend Scheme
FY2017
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Dongfeng Motor Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Allocation of Interim Mgmt For For For
Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
12 Removal of MA Liangjie Mgmt For For For
as
Supervisor
13 Elect WEN Shuzhong as Mgmt For For For
Supervisor
14 Resignation of TONG Mgmt For For For
Dongcheng as
Non-Executive
Director
15 Resignation of OUYANG Mgmt For For For
Jie as Non-Executive
Director
16 Authority to Issue Mgmt For Against Against
Domestic/H Shares w/o
Preemptive
Rights
________________________________________________________________________________
DuluxGroup Limited
Ticker Security ID: Meeting Date Meeting Status
DLX CINS Q32914105 12/14/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Graeme Liebelt Mgmt For For For
3 Re-elect Andrew Larke Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Patrick
Houlihan)
6 Equity Grant (CFO Mgmt For For For
Stuart
Boxer)
7 Approve Termination Mgmt For For For
Benefits
8 Equity Grant (NEDs) Mgmt For For For
9 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTA CINS W2479G107 09/01/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Compensation Guidelines Mgmt For For For
21 Performance Share Plan Mgmt For For For
2016
22 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan
2016
23 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan 2014 and
2015
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Issue Mgmt For For For
Treasury
Shares
26 Nomination Committee Mgmt For For For
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Policy
28 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents Working
Group
29 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Report
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementation of
Equality
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Report
33 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
35 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
36 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
37 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Unequal
Voting
Rights
38 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting Rights
Petition
39 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
40 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Cool-Off
Period for
Politicians
41 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-Sized
Shareholders
42 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-Sized
Shareholders
Petition
43 Non-Voting Agenda Item N/A N/A N/A N/A
44 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ENN Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2688 CINS G3066L101 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Zizheng Mgmt For For For
6 Elect MA Zhixiang Mgmt For For For
7 Elect YUEN Po Kwong Mgmt For For For
8 Elect Sean S. J. WANG Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
G1A cins D28304109 04/20/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorised Mgmt For TNA N/A
Capital
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/20/2017 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LIM Kok Thay Mgmt For Against Against
3 Elect TJONG Yik Min Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Related Party Mgmt For For For
Transactions
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/04/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Emma Walmsley Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Patrick Vallance Mgmt For For For
7 Elect Sir Philip Mgmt For For For
Hampton
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Manvinder S. Mgmt For For For
Banga
10 Elect Simon Dingemans Mgmt For For For
11 Elect Lynn L. Elsenhans Mgmt For For For
12 Elect Jesse Goodman Mgmt For For For
13 Elect Judy C. Lewent Mgmt For For For
14 Elect Urs Rohner Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Exemption From Mgmt For For For
Statement of Senior
Auditor's
Name
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 2017 Performance Share Mgmt For For For
Plan
25 2017 Deferred Annual Mgmt For For For
Bonus
Plan
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 02/24/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Revoke and Grant Mgmt For Abstain Against
General and/or
Special
Powers
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 04/28/2017 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Shares Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board of Mgmt For For For
Directors
3 Report of the CEO and Mgmt For For For
Independent
Auditor
4 Presentation of Mgmt For For For
Statutory
Reports
5 Accounts and Reports Mgmt For Abstain Against
6 Allocation of Profits Mgmt For For For
and Dividends;
Authority to
Repurchase
Shares
7 Election of Directors; Mgmt For For For
Election of Committee
Members
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte SAB de CV
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 05/31/2017 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Shares Mgmt For For For
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jenny A. Mgmt For For For
Seabrook
3 Re-elect Marcelo H. Mgmt For For For
Bastos
4 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Fixed Asset Mgmt For For For
Investment
Plan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect YE Donghai Mgmt For For For
10 Elect MEI Yingchun Mgmt For For For
11 Elect DONG Shi Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 11/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GU Shu Mgmt For For For
4 Elect Sheila C. Bair Mgmt For For For
5 2015 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
6 Elect WANG Jingdong Mgmt For For For
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 03/31/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Remuneration of U.B.
Pravin Rao (COO &
Whole-time
Director)
3 Elect D.N. Prahlad Mgmt For Against Against
4 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 06/24/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect U. B. Pravin Rao Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
________________________________________________________________________________
IOOF Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IFL CINS Q49809108 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Allan R. Mgmt For For For
Griffiths
3 Elect John Selak Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD Mgmt For For For
Christopher
Kelaher)
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michitaka Sawada Mgmt For For For
4 Elect Katsuhiko Yoshida Mgmt For For For
5 Elect Toshiaki Takeuchi Mgmt For For For
6 Elect Yoshihiro Hasebe Mgmt For For For
7 Elect Sohnosuke Mgmt For For For
Kadonaga
8 Elect Masayuki Oku Mgmt For Against Against
9 Elect Yukio Nagira Mgmt For For For
10 Elect Katsuya Fujii Mgmt For For For
11 Elect Hideki Amano Mgmt For For For
12 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
KBC Groupe SA
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/04/2017 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Remuneration Report Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Auditor's
Acts
11 Elect Katelijn Mgmt For TNA N/A
Callewaert
12 Elect Matthieu Vanhove Mgmt For TNA N/A
13 Elect Walter Nonneman Mgmt For TNA N/A
14 Elect Philippe Vlerick Mgmt For TNA N/A
15 Elect Hendrik Mgmt For TNA N/A
Scheerlinck
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tadashi Onodera Mgmt For Against Against
4 Elect Takashi Tanaka Mgmt For For For
5 Elect Hirofumi Morozumi Mgmt For For For
6 Elect Makoto Takahashi Mgmt For For For
7 Elect Yuzoh Ishikawa Mgmt For For For
8 Elect Yoshiaki Uchida Mgmt For For For
9 Elect Takashi Shohji Mgmt For For For
10 Elect Shinichi Muramoto Mgmt For For For
11 Elect Keiichi Mori Mgmt For For For
12 Elect Goroh Yamaguchi Mgmt For Against Against
13 Elect Nobuyori Kodaira Mgmt For For For
14 Elect Shinji Fukukawa Mgmt For For For
15 Elect Kuniko Tanabe Mgmt For For For
16 Elect Yoshiaki Nemoto Mgmt For For For
________________________________________________________________________________
Kion Group AG
Ticker Security ID: Meeting Date Meeting Status
KGX CINS D4S14D103 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Birgit A. Mgmt For TNA N/A
Behrendt
10 Elect Alexander Mgmt For TNA N/A
Dibelius
11 Elect John Feldmann Mgmt For TNA N/A
12 Elect Jiang Kui Mgmt For TNA N/A
13 Elect Christina Reuter Mgmt For TNA N/A
14 Elect Hans Peter Ring Mgmt For TNA N/A
15 Elect Tan Xuguang Mgmt For TNA N/A
16 Elect Xu Ping Mgmt For TNA N/A
17 Supervisory Board Mgmt For TNA N/A
Members'
Fees
18 Amendments to Mgmt For TNA N/A
Compensation
Policy
19 Increase in Authorised Mgmt For TNA N/A
Capital
20 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
21 Amendments to Mgmt For TNA N/A
Corporate
Purpose
22 Merger by Absorption Mgmt For TNA N/A
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Amendments to Mgmt For TNA N/A
Remuneration
Policy
9 Long-Term Incentive Mgmt For TNA N/A
Plan
10 Elect Jeroen van der Mgmt For TNA N/A
Veer to the
Supervisory
Board
11 Elect C.A. Poon to the Mgmt For TNA N/A
Supervisory
Board
12 Supervisory Board Fees Mgmt For TNA N/A
13 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For TNA N/A
Preemptive
Rights
15 Authority to Mgmt For TNA N/A
Repurchase
Shares
16 Cancellation of Shares Mgmt For TNA N/A
17 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
KT Corp
Ticker Security ID: Meeting Date Meeting Status
030200 CINS Y49915104 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Chairman Mgmt For For For
and CEO: HWANG Chang
Kyu
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect LIM Heon Mun Mgmt For For For
5 Elect KOO Hyun Mo Mgmt For For For
6 Elect KIM Jong Ku Mgmt For For For
7 Elect PARK Dae Geun Mgmt For For For
8 Elect LEE Gye Min Mgmt For For For
9 Elect LIM Il Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member: KIM
Jong
Ku
11 Election of Audit Mgmt For For For
Committee Member:
PARK Dae
Geun
12 Directors' Fees Mgmt For For For
13 Executive Chairman Mgmt For For For
Contract
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Jacques Aigrain Mgmt For For For
6 Elect Donald Brydon Mgmt For For For
7 Elect Paul Heiden Mgmt For For For
8 Elect Lex Hoogduin Mgmt For For For
9 Elect Raffaele Mgmt For For For
Jerusalmi
10 Elect David Nish Mgmt For For For
11 Elect Stephen O'Connor Mgmt For For For
12 Elect Xavier Rolet Mgmt For For For
13 Elect Mary L. Schapiro Mgmt For For For
14 Elect David Warren Mgmt For For For
15 Elect Andrea Sironi Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 07/04/2016 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 07/04/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Deutsche Borse Mgmt For For For
Transaction
2 Board Acts Related to Mgmt For For For
Acquisition
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meggitt plc
Ticker Security ID: Meeting Date Meeting Status
MGGT CINS G59640105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sir Nigel R. Rudd Mgmt For For For
6 Elect Stephen Young Mgmt For For For
7 Elect Guy Berruyer Mgmt For For For
8 Elect Colin Day Mgmt For For For
9 Elect Alison Goligher Mgmt For For For
10 Elect Philip E. Green Mgmt For For For
11 Elect Paul Heiden Mgmt For For For
12 Elect Doug Webb Mgmt For For For
13 Elect Antony Wood Mgmt For For For
14 Elect Nancy L. Gioia Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/24/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pansy Catilina Mgmt For Against Against
HO Chui
King
6 Elect William M. Scott Mgmt For For For
IV
7 Elect ZHE Sun Mgmt For For For
8 Elect Patricia LAM Sze Mgmt For For For
Wan
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Amendment to the Share Mgmt For For For
Option
Scheme
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/16/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Anthony Yuen Mgmt For For For
3 Elect Philip Chronican Mgmt For For For
4 Elect Doug McKay Mgmt For For For
5 REMUNERATION REPORT Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Andrew
Thorburn)
________________________________________________________________________________
National Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
NA CINS 633067103 04/21/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Raymond Bachand Mgmt For For For
3 Elect Maryse Bertrand Mgmt For For For
4 Elect Pierre J. Blouin Mgmt For For For
5 Elect Pierre Boivin Mgmt For For For
6 Elect Andre Caille Mgmt For For For
7 Elect Gillian H. Denham Mgmt For For For
8 Elect Richard Fortin Mgmt For For For
9 Elect Jean Houde Mgmt For For For
10 Elect Karen Kinsley Mgmt For For For
11 Elect Julie Payette Mgmt For For For
12 Elect Lino A. Saputo, Mgmt For For For
Jr.
13 Elect Andree Savoie Mgmt For For For
14 Elect Pierre Thabet Mgmt For For For
15 Elect Louis Vachon Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Appointment of Auditor Mgmt For For For
18 Amendment to Bylaws Mgmt For For For
Regarding
Quorum
19 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Nidec Corporation
Ticker Security ID: Meeting Date Meeting Status
6594 CINS J52968104 06/16/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shigenobu Mgmt For For For
Nagamori
3 Elect Hiroshi Kobe Mgmt For For For
4 Elect Mikio Katayama Mgmt For For For
5 Elect Akira Satoh Mgmt For For For
6 Elect Toshihiko Miyabe Mgmt For For For
7 Elect Hiroyuki Mgmt For For For
Yoshimoto
8 Elect Tetsuo Ohnishi Mgmt For For For
9 Elect Kiyoto Ido Mgmt For For For
10 Elect Noriko Ishida Mgmt For For For
11 Elect Kazuya Murakami Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Nippon Telegraph And Telephone Corporation
Ticker Security ID: Meeting Date Meeting Status
9432 CINS J59396101 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Orange SA
Ticker Security ID: Meeting Date Meeting Status
ORA CINS F6866T100 06/01/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Elect Nicolas Dufourcq Mgmt For For For
11 Elect Alexandre Bompard Mgmt For For For
12 Remuneration of Mgmt For For For
Stephane Richard,
CEO
13 Remuneration of Ramon Mgmt For For For
Fernandez, deputy
CEO
14 Remuneration of Pierre Mgmt For For For
Louette, deputy
CEO
15 Remuneration of Mgmt For For For
Gervais Pellissier,
deputy
CEO
16 Remuneration policy of Mgmt For For For
Stephane Richard,
CEO
17 Remuneration policy of Mgmt For For For
Ramon Fernandez,
deputy
CEO
18 Remuneration policy of Mgmt For For For
Pierre Louette,
deputy
CEO
19 Remuneration policy of Mgmt For For For
Gervais Pellissier,
deputy
CEO
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive Rights
(During Public
Takeover)
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(During Public
Takeover)
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights
Through Private
Placement
26 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
Through Private
Placement (During
Public
Takeover)
27 Greenshoe Mgmt For For For
28 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
29 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
(During Public
Takeover)
30 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
31 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in Kind
(During Public
Takeover)
32 Global Ceiling to Mgmt For For For
Capital
Increase
33 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
34 Authority to Issue Mgmt For For For
Performance Shares
(Corporate
Officers)
35 Authority to Issue Mgmt For For For
Performance Shares
(Employees)
36 Employee Stock Mgmt For For For
Purchase
Plan
37 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
38 Authorisation of Legal Mgmt For For For
Formalities
39 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Articles (Proposal
A)
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/28/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect LEE Tih Shih Mgmt For For For
4 Elect QUAH Wee Ghee Mgmt For For For
5 Elect Samuel N. TSIEN Mgmt For For For
6 Elect WEE Joo Yeow Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees in Cash Mgmt For For For
9 Authority to Issue Mgmt For For For
Ordinary Shares to
Non-Executive
Directors
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the OCBC
Share Option Scheme
2001 and OCBC
Employee Share
Purchase
Plan
13 Authority to Issue Mgmt For For For
Shares Under The OCBC
Scrip Dividend
Scheme
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Platinum Asset Management Limited
Ticker Security ID: Meeting Date Meeting Status
PTM CINS Q7587R108 11/17/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Anne Loveridge Mgmt For For For
3 Re-elect Andrew Mgmt For Against Against
Clifford
4 Re-elect Elizabeth Mgmt For Against Against
Norman
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
QBE Insurance Group Limited
Ticker Security ID: Meeting Date Meeting Status
QBE CINS Q78063114 05/03/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
4 Re-elect Marty Becker Mgmt For For For
5 Elect Kathy Lisson Mgmt For For For
6 Elect Mike Wilkins Mgmt For For For
________________________________________________________________________________
Safran SA
Ticker Security ID: Meeting Date Meeting Status
SAF CINS F4035A557 06/15/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Supplementary Mgmt For Against Against
Retirement Benefits
(Ross McInnes,
Non-Executive
Chair)
9 Supplementary Mgmt For For For
Retirement Benefits
(Philippe Petitcolin,
CEO)
10 Related Party Mgmt For For For
Transactions (French
State)
11 Elect Odile Desforges Mgmt For For For
12 Elect Helene Mgmt For For For
Auriol-Potier
13 Elect Patrick Pelata Mgmt For For For
14 Elect Sophie Zurquiyah Mgmt For For For
15 Remuneration of Ross Mgmt For For For
McInnes,
Non-Executive
Chair
16 Remuneration of Mgmt For For For
Philippe Petitcolin,
CEO
17 Remuneration Policy Mgmt For For For
(Non-Executive
Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Amendments to Articles Mgmt For For For
Regarding CEO Age
Limit
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
23 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
25 Greenshoe Mgmt For For For
26 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
27 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive Rights
(During Public
Takeover)
28 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(During Public
Takeover)
29 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
(During Public
Takeover)
30 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through
Private Placement
(During Public
Takeover)
31 Greenshoe (During Mgmt For Against Against
Public
Takeover)
32 Authority to Increase Mgmt For Against Against
Capital Through
Capitalisations
(During Public
Takeover)
33 Employee Stock Mgmt For For For
Purchase
Plan
34 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
35 Authority to Issue Mgmt For For For
Performance
Shares
36 Authority to Create Mgmt For For For
Preferred
Shares
37 Authority to Issue Mgmt For For For
Preferred
Shares
38 Authorisation of Legal Mgmt For For For
Formalities
39 Shareholder ShrHoldr Against Against For
Countermotion
Regarding the
Authority to Grant
Performance Shares to
Company Employees
(Proposal
A)
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/10/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions (Olivier
Brandicourt)
9 Directors' Fees Mgmt For For For
10 Elect Fabienne Mgmt For For For
Lecorvaisier
11 Elect Bernard Charles Mgmt For For For
12 Elect Melanie G Lee Mgmt For For For
13 Remuneration Policy Mgmt For For For
(Chairman)
14 Remuneration Policy Mgmt For For For
(CEO)
15 Remuneration of Serge Mgmt For For For
Weinberg
(Chair)
16 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
CEO
17 Approval to Reappoint Mgmt For For For
PricewaterhouseCoopers
as one of the
Company's Independent
Auditors for the Next
Six
Years
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
22 Authority to Issue Mgmt For For For
Debt
Instruments
23 Greenshoe Mgmt For For For
24 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Amendments to Articles Mgmt For For For
29 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Seven & I Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/25/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ryuichi Isaka Mgmt For For For
4 Elect Katsuhiro Gotoh Mgmt For For For
5 Elect Junroh Itoh Mgmt For For For
6 Elect Katsutane Aihara Mgmt For For For
7 Elect Kimiyoshi Mgmt For For For
Yamaguchi
8 Elect Kazuki Furuya Mgmt For For For
9 Elect Takashi Anzai Mgmt For For For
10 Elect Zenkoh Ohtaka Mgmt For For For
11 Elect Joseph M. DePinto Mgmt For For For
12 Elect Scott T. Davis Mgmt For For For
13 Elect Yoshio Tsukio Mgmt For For For
14 Elect Kunio Itoh Mgmt For For For
15 Elect Toshiroh Yonemura Mgmt For For For
16 Elect Noriyuki Habano Mgmt For For For
as Statutory
Auditor
17 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 04/25/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sun Hung Kai Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0016 CINS Y82594121 11/09/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Christopher KWOK Mgmt For For For
Kai-wang
6 Elect Raymond KWOK Mgmt For For For
Ping
Luen
7 Elect LEE Shau Kee Mgmt For Against Against
8 Elect Mike WONG Chik Mgmt For For For
Wing
9 Elect Dicky Peter YIP Mgmt For For For
10 Elect Richard WONG Yue Mgmt For Against Against
Chim
11 Elect William FUNG Mgmt For Against Against
Kwok
Lun
12 Elect Norman LEUNG Nai Mgmt For For For
Pang
13 Elect Donald LEUNG Kui Mgmt For For For
King
14 Elect William KWAN Mgmt For Against Against
Cheuk
Yin
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Swire Properties Limited
Ticker Security ID: Meeting Date Meeting Status
1972 CINS Y83191109 05/16/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect John R. Slosar Mgmt For Against Against
4 Elect Raymond LIM Mgmt For For For
Siang
Keat
5 Elect Michelle LOW Mei Mgmt For For For
Shuen
6 Elect CHENG Lily Ka Lai Mgmt For For For
7 Elect WU May Yihong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/17/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Tata Consultancy Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCS CINS Y85279100 04/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Tata Consultancy Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCS CINS Y85279100 06/16/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Aarthi Mgmt For Against Against
Subramanian
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Natarajan Mgmt For Against Against
Chandrasekaran
6 Elect Rajesh Gopinathan Mgmt For Against Against
7 Appointment of Rajesh Mgmt For Against Against
Gopinathan (CEO and
Managing Director);
Approval of
Remuneration
8 Elect N. Ganapathy Mgmt For Against Against
Subramaniam
9 Appointment of N. Mgmt For For For
Ganapathy Subramaniam
(COO); Approval of
Remuneration
10 Appointment of Branch Mgmt For For For
Auditor
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 08/09/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravindra Mgmt For For For
Pisharody
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Guenter Butschek Mgmt For For For
6 Appointment of Guenter Mgmt For For For
Butschek (Chief
Executive Officer and
Managing Director);
Approval of
Remuneration
7 Appointment of Mgmt For For For
Ravindra Pisharody
(Executive Director -
Commercial Vehicles);
Approval of
Remuneration
8 Appointment of Satish Mgmt For For For
Borwankar (Executive
Director - Quality);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 12/22/2016 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Removal of
Cyrus
Mistry
4 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Removal of
Nusli
Wadia
________________________________________________________________________________
Telefonica SA
Ticker Security ID: Meeting Date Meeting Status
TEF CINS 879382109 06/08/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jose Maria Mgmt For For For
Alvarez-Pallete
Lopez
6 Elect Ignacio Moreno Mgmt For For For
Martinez
7 Ratify Co-Option and Mgmt For For For
Elect Francisco Jose
Riberas
Mera
8 Ratify Co-Option and Mgmt For For For
Elect Carmen Garcia
de
Andres
9 Board Size Mgmt For For For
10 Special Dividend Mgmt For For For
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
12 Authorisation of Legal Mgmt For For For
Formalities
13 Remuneration Report Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telstra Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
TLS CINS Q8975N105 10/11/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Craig W Dunn Mgmt For For For
3 Elect Jane S Hemstritch Mgmt For For For
4 Re-elect Nora L Mgmt For For For
Scheinkestel
5 Equity Grant (CEO Mgmt For For For
Andrew
Penn)
6 REMUNERATION REPORT Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Elect YANG Siu Shun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Share Option Scheme Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment
Group
________________________________________________________________________________
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
U11 CINS Y9T10P105 04/20/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Fees to WEE Cho Yaw Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WEE Ee Cheong Mgmt For For For
7 Elect Willie CHENG Jue Mgmt For For For
Hiang
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 UOB Scrip Dividend Mgmt For For For
Scheme
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vocus Communications Limited
Ticker Security ID: Meeting Date Meeting Status
VOC CINS Q9479K100 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Jonathon K Mgmt For Against Against
Brett
4 Elect Vaughan Bowen Mgmt For For For
5 Elect Craig Farrow Mgmt For For For
6 Elect Rhoda Phillippo Mgmt For For For
7 Elect Michael Simmons Mgmt For For For
8 Approve Long Term Mgmt For Against Against
Incentive
Plan
9 Equity Grant Mgmt For For For
(Executive Director
Vaughan
Bowen)
10 Change in Company Name Mgmt For For For
11 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
12 Approve Financial Mgmt For For For
Assistance (NextGen,
Skiron &
ASC)
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/09/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Brian
Hartzer)
4 Re-elect Ewen G.W. Mgmt For For For
Crouch
5 Re-elect Peter R. Mgmt For For For
Marriott
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
William Demant Holdings A/S
Ticker Security ID: Meeting Date Meeting Status
WDH CINS ADPV35657 03/27/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Peter Foss Mgmt For For For
10 Elect Niels B Mgmt For Abstain Against
Christiansen
11 Elect Benedikte Leroy Mgmt For For For
12 Elect Lars Rasmussen Mgmt For Abstain Against
13 Elect Neils Jacobsen Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Reduce Mgmt For For For
Share
Capital
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Articles Mgmt For For For
Regarding Ballot
Cards
18 Authority to Carry Out Mgmt For For For
Formalities
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 07/18/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rishad Azim Mgmt For For For
Premji
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Patrick J. Ennis Mgmt For For For
7 Elect Patrick Dupuis Mgmt For For For
8 Elect Narayanan Vaghul Mgmt For Against Against
9 Elect Ashok Sekhar Mgmt For Against Against
Ganguly
10 Elect M.K. Sharma Mgmt For Against Against
11 Elect and Appoint T. Mgmt For For For
K. Kurien (Executive
Vice Chairman);
Approve
remuneration
12 elect and Appoint Mgmt For For For
Abidali Z.
Neemuchwala (CEO);
Approve
Remuneration
13 Amendment to Executive Mgmt For For For
Remuneration of
Rishad A.
Premji
________________________________________________________________________________
Woolworths Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Holly Kramer Mgmt For For For
3 Elect Siobhan McKenna Mgmt For For For
4 Elect Kathee Tesija Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Brian
Banducci)
6 Remuneration Report Mgmt For For For
Fund Name : VanEck Vectors Morningstar Wide Moat ETF
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect James H. Bloem Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Catherine M. Mgmt For For For
Klema
8 Elect Peter J. Mgmt For For For
McDonnell
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Ronald R. Taylor Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of Mgmt For For For
performance goals
under the 2017 Annual
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Daniel P. Mgmt For For For
Huttenlocher
6 Elect Judith A. McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
14 Amendment to the 1997 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Use of Criminal
Background Checks in
Hiring
Decisions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth I. Mgmt For For For
Chenault
5 Elect Peter Chernin Mgmt For For For
6 Elect Ralph de la Vega Mgmt For For For
7 Elect Anne L. Mgmt For For For
Lauvergeon
8 Elect Micheal O. Mgmt For For For
Leavitt
9 Elect Theodore Leonsis Mgmt For For For
10 Elect Richard C. Levin Mgmt For For For
11 Elect Samuel J. Mgmt For For For
Palmisano
12 Elect Daniel L. Vasella Mgmt For For For
13 Elect Robert D. Walter Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendments to Mgmt For For For
Certificate of
Incorporation To
Permit Removal of
Directors Without
Cause
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Francois de Mgmt For For For
Carbonnel
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Mgmt For For For
Herringer
9 Elect Charles M. Holley Mgmt For For For
10 Elect Tyler Jacks Mgmt For For For
11 Elect Ellen J. Kullman Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Z. Cook Mgmt For For For
2 Elect Nicholas M. Mgmt For For For
Donofrio
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Edward P. Garden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Goldstein
6 Elect Gerald L. Hassell Mgmt For For For
7 Elect John M. Hinshaw Mgmt For For For
8 Elect Edmund F. Kelly Mgmt For For For
9 Elect John A. Luke, Jr. Mgmt For For For
10 Elect Jennifer B. Mgmt For For For
Morgan
11 Elect Mark A. Mgmt For For For
Nordenberg
12 Elect Elizabeth E. Mgmt For For For
Robinson
13 Elect Samuel C. Scott Mgmt For For For
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Voting
Practices
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 05/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Fossil Fuel
Divestment
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Stephen A. Mgmt For For For
Sherwin
11 Elect Michel Vounatsos Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Laurie H. Mgmt For For For
Glimcher
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For Against Against
11 Elect Vicki L. Sato Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan for
the Purposes of
Section
162(m)
15 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Bradford M. Mgmt For For For
Freeman
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For Against Against
7 Elect Frederic V. Malek Mgmt For For For
8 Elect Paula R. Reynolds Mgmt For For For
9 Elect Robert E. Mgmt For For For
Sulentic
10 Elect Laura D'Andrea Mgmt For For For
Tyson
11 Elect Ray Wirta Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Mgmt For For For
Gerberding
2 Elect Neal L. Patterson Mgmt For For For
3 Elect William D. Mgmt For For For
Zollars
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Valdemar L. Mgmt For For For
Fischer
2 Elect Richard S. Grant Mgmt For For For
3 Elect Amy J. Yoder Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Alan C. Heuberger Mgmt For For For
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect John C. Mgmt For For For
Lechleiter
4 Elect David A. Ricks Mgmt For For For
5 Elect Marschall S. Mgmt For For For
Runge
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the Mgmt For For For
Directors' Deferral
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David N. Farr Mgmt For For For
1.2 Elect William R. Mgmt For For For
Johnson
1.3 Elect Mathew S. Mgmt For For For
Levatich
1.4 Elect Joseph W. Prueher Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Electioneering
Expenditures and
Payments to Advocacy
Organizations
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
GHG
Emissions
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maura C. Breen Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Elder Granger Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mgmt For For For
Mergenthaler
7 Elect Woodrow A. Mgmt For For For
Myers,
Jr.
8 Elect Roderick A. Mgmt For For For
Palmore
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Timothy Wentworth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kelly A. Kramer Mgmt For For For
3 Elect Kevin E. Lofton Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Harley-Davidson, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 04/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Troy Alstead Mgmt For For For
1.2 Elect R. John Anderson Mgmt For For For
1.3 Elect Michael J. Cave Mgmt For For For
1.4 Elect Allan C. Golston Mgmt For For For
1.5 Elect Matthew S. Mgmt For For For
Levatich
1.6 Elect Sara L. Levinson Mgmt For For For
1.7 Elect N. Thomas Mgmt For For For
Linebarger
1.8 Elect Brian Niccol Mgmt For For For
1.9 Elect Maryrose T. Mgmt For For For
Sylvester
1.10 Elect Jochen Zeitz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect DeAnne S. Julius Mgmt For For For
4 Elect Ming Lu Mgmt For For For
5 Elect Bridget Macaskill Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Sheila A. Penrose Mgmt For For For
8 Elect Ann Marie Petach Mgmt For For For
9 Elect Shailesh Rao Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of the 2017 Mgmt For For For
Stock Award and
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna A. James Mgmt For For For
2 Elect Jeffrey H. Miro Mgmt For For For
3 Elect Michael G. Morris Mgmt For For For
4 Elect Raymond Zimmerman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 08/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For Withhold Against
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For Against Against
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Material Mgmt For For For
Terms under the 2006
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Mead Johnson Nutrition Company
Ticker Security ID: Meeting Date Meeting Status
MJN CUSIP 582839106 05/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Teri L. Mgmt For For For
List-Stoll
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Mgmt For For For
Panke
7 Elect Sandra E. Mgmt For For For
Peterson
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to Articles Mgmt For For For
to Reduce the
Ownership Threshold
Required to Call a
Special
Meeting
15 Amendment to the 2001 Mgmt For For For
Stock Plan and French
Sub-Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Nelson Peltz Mgmt For For For
8 Elect Fredric G. Mgmt For For For
Reynolds
9 Elect Irene B. Mgmt For For For
Rosenfeld
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Ruth J. Simmons Mgmt For For For
13 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
On The Use of
Non-Recyclable
Packaging
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Plant
Closings
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment
to the Long-Term
Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell, Mgmt For For For
Jr.
2 Elect Erskine B. Bowles Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Wesley G. Bush Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
7 Elect Marcela E. Mgmt For For For
Donadio
8 Elect Steven F. Leer Mgmt For For For
9 Elect Michael D. Mgmt For For For
Lockhart
10 Elect Amy E. Miles Mgmt For For For
11 Elect Martin H. Nesbitt Mgmt For For For
12 Elect James A. Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Polaris Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary E. Mgmt For For For
Hendrickson
1.2 Elect Gwenne A. Mgmt For For For
Henricks
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Craig A. Conway Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For For For
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Rosalind G. Mgmt For For For
Brewer
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Robert M. Gates Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman Mgmt For For For
III
14 Elect Craig E. Mgmt For For For
Weatherup
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Patrick de Mgmt For For For
Saint-Aignan
3 Elect Lynn A. Dugle Mgmt For For For
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect William C. Freda Mgmt For For For
6 Elect Linda A. Hill Mgmt For For For
7 Elect Joseph L. Hooley Mgmt For For For
8 Elect Sean O'Sullivan Mgmt For For For
9 Elect Richard P. Sergel Mgmt For For For
10 Elect Gregory L. Summe Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of the 2017 Mgmt For For For
Stock Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Miller Mgmt For For For
2 Elect Jack W. Schuler Mgmt For Against Against
3 Elect Charles A. Alutto Mgmt For For For
4 Elect Brian P. Anderson Mgmt For For For
5 Elect Lynn D. Bleil Mgmt For For For
6 Elect Thomas D. Brown Mgmt For For For
7 Elect Thomas F. Chen Mgmt For For For
8 Elect Robert S. Murley Mgmt For For For
9 Elect John Patience Mgmt For For For
10 Elect Mike S. Mgmt For For For
Zafirovski
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For Against Against
3 Elect Jack Dorsey Mgmt For Against Against
4 Elect Robert A. Iger Mgmt For For For
5 Elect Maria Elena Mgmt For For For
Lagomasino
6 Elect Fred H. Mgmt For For For
Langhammer
7 Elect Aylwin B. Lewis Mgmt For Against Against
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Mark G. Parker Mgmt For For For
10 Elect Sheryl Sandberg Mgmt For For For
11 Elect Orin C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 02/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Dries Mgmt For For For
1.2 Elect Mervin Dunn Mgmt For Withhold Against
1.3 Elect Michael Graff Mgmt For For For
1.4 Elect Sean P. Hennessy Mgmt For For For
1.5 Elect W. Nicholas Mgmt For For For
Howley
1.6 Elect Raymond Mgmt For For For
Laubenthal
1.7 Elect Douglas W. Mgmt For For For
Peacock
1.8 Elect Robert J. Small Mgmt For For For
1.9 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For Against Against
Baker,
Jr.
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Andrew Cecere Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Collins,
Jr.
6 Elect Richard K. Davis Mgmt For For For
7 Elect Kimberly J. Mgmt For For For
Harris
8 Elect Roland Hernandez Mgmt For For For
9 Elect Doreen Woo Ho Mgmt For For For
10 Elect Olivia F. Kirtley Mgmt For For For
11 Elect Karen S. Lynch Mgmt For For For
12 Elect David B. O'Maley Mgmt For For For
13 Elect O'dell M. Owens Mgmt For For For
14 Elect Craig D. Schnuck Mgmt For For For
15 Elect Scott W. Wine Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J Austin Mgmt For For For
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Edward A. Kangas Mgmt For For For
7 Elect Ellen J. Kullman Mgmt For For For
8 Elect Marshall O. Mgmt For For For
Larsen
9 Elect Harold W. McGraw Mgmt For For For
III
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect Brian C. Rogers Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
V.F. Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard T. Mgmt For For For
Carucci
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect Benno Dorer Mgmt For For For
1.4 Elect Mark S. Mgmt For For For
Hoplamazian
1.5 Elect Robert J. Hurst Mgmt For For For
1.6 Elect Laura W. Lang Mgmt For For For
1.7 Elect W. Alan Mgmt For For For
McCollough
1.8 Elect W. Rodney Mgmt For Withhold Against
McMullen
1.9 Elect Clarence Otis, Mgmt For For For
Jr.
1.10 Elect Steven E. Rendle Mgmt For For For
1.11 Elect Carol L. Roberts Mgmt For For For
1.12 Elect Matthew J. Mgmt For For For
Shattock
1.13 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Bostrom Mgmt For For For
1.2 Elect Judy Bruner Mgmt For For For
1.3 Elect Regina E. Dugan Mgmt For For For
1.4 Elect R. Andrew Eckert Mgmt For For For
1.5 Elect Mark R. Laret Mgmt For For For
1.6 Elect Erich R. Mgmt For For For
Reinhardt
1.7 Elect Dow R. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Gary A. Hoffman Mgmt For For For
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect Robert W. Mgmt For For For
Matschullat
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect John A.C. Mgmt For For For
Swainson
9 Elect Maynard G. Webb, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect John S. Chen Mgmt For Against Against
3 Elect Lloyd H. Dean Mgmt For Against Against
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Enrique Mgmt For Against Against
Hernandez,
Jr.
6 Elect Donald M. James Mgmt For For For
7 Elect Cynthia H. Mgmt For Against Against
Milligan
8 Elect Karen B. Peetz Mgmt For For For
9 Elect Federico F. Pena Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect Ronald L. Sargent Mgmt For For For
13 Elect Timothy J. Sloan Mgmt For For For
14 Elect Susan Swenson Mgmt For Against Against
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retail
Banking Sales
Practices
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Peoples' Rights
Policy
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect David C. Dvorak Mgmt For For For
5 Elect Michael J. Mgmt For For For
Farrell
6 Elect Larry C. Mgmt For For For
Glasscock
7 Elect Robert A. Mgmt For For For
Hagemann
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Michael W. Mgmt For For For
Michelson
10 Elect Cecil B. Pickett Mgmt For For For
11 Elect Jeffrey K. Rhodes Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
Fund Name : VanEck Vectors Mortgage REIT Income ETF
________________________________________________________________________________
AG Mortgage Investment Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MITT CUSIP 001228105 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur S. Mgmt For For For
Ainsberg
1.2 Elect Andrew L. Berger Mgmt For For For
1.3 Elect Joseph LaManna Mgmt For For For
1.4 Elect Jonathan Mgmt For For For
Lieberman
1.5 Elect Peter Linneman Mgmt For For For
1.6 Elect David Roberts Mgmt For For For
1.7 Elect Frank Stadelmaier Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Charter Mgmt For For For
Amendment
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Kain Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect Larry K. Harvey Mgmt For For For
4 Elect Prue B. Larocca Mgmt For For For
5 Elect Paul E. Mullings Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 12/09/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Equity and Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Altisource Residential Corp
Ticker Security ID: Meeting Date Meeting Status
RESI CUSIP 02153W100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Reiner Mgmt For For For
1.2 Elect Rochelle R. Dobbs Mgmt For For For
1.3 Elect George G. Ellison Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Eruzione
1.5 Elect Wade J. Henderson Mgmt For For For
1.6 Elect William P. Wall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francine J. Mgmt For For For
Bovich
2 Elect Jonathan D. Green Mgmt For For For
3 Elect John H. Schaefer Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Joe E. Davis Mgmt For For For
4 Elect Robert C. Davis Mgmt For For For
5 Elect Mark S. Maron Mgmt For For For
6 Elect Joseph E. McAdams Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffery M. Gault Mgmt For For For
1.2 Elect Mark C. Biderman Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Eric L. Press Mgmt For For For
1.5 Elect Scott S. Prince Mgmt For For For
1.6 Elect Stuart A. Mgmt For For For
Rothstein
1.7 Elect Michael E. Mgmt For For For
Salvati
1.8 Elect Cindy Z. Michel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Armour Residential REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Carolyn Downey Mgmt For For For
1.6 Elect Thomas K. Guba Mgmt For For For
1.7 Elect Robert C. Hain Mgmt For For For
1.8 Elect John P. Hollihan Mgmt For For For
III
1.9 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Nash Mgmt For For For
1.2 Elect Stephen D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For For For
1.6 Elect Henry N. Nassau Mgmt For Withhold Against
1.7 Elect Jonathan Pollack Mgmt For For For
1.8 Elect Lynne B. Sagalyn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Bernard Mgmt For For For
2 Elect Jack Biegler Mgmt For For For
3 Elect Michelle P. Mgmt For For For
Goolsby
4 Elect Gary Keiser Mgmt For For For
5 Elect Christopher W. Mgmt For For For
Mahowald
6 Elect Michael G. O'Neil Mgmt For For For
7 Elect Phillip A. Mgmt For Abstain Against
Reinsch
8 Elect Mark S. Whiting Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Donlin Mgmt For For For
2 Elect Mark Abrams Mgmt For For For
3 Elect Gerard Creagh Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19624R106 12/20/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendments to Articles Mgmt For For For
Pursuant to
Merger
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CYS Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Grant Mgmt For For For
1.2 Elect Tanya S. Beder Mgmt For For For
1.3 Elect Karen Hammond Mgmt For For For
1.4 Elect Stephen P. Jonas Mgmt For For For
1.5 Elect Raymond A. Mgmt For For For
Redlingshafer,
Jr.
1.6 Elect Dale Anne Reiss Mgmt For For For
1.7 Elect James A. Stern Mgmt For For For
1.8 Elect David A. Tyson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q506 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Byron L. Boston Mgmt For For For
1.2 Elect Michael R. Hughes Mgmt For Withhold Against
1.3 Elect Barry Igdaloff Mgmt For For For
1.4 Elect Valerie A. Mosley Mgmt For For For
1.5 Elect Robert A. Mgmt For For For
Salcetti
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Rebecca A. Mgmt For For For
Blalock
1.3 Elect Teresa M. Brenner Mgmt For For For
1.4 Elect Mark J. Cirilli Mgmt For For For
1.5 Elect Charles M. O'Neil Mgmt For For For
1.6 Elect Richard J. Mgmt For For For
Osborne
1.7 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Balloun Mgmt For For For
2 Elect John S. Day Mgmt For For For
3 Elect Karen D. Kelley Mgmt For For For
4 Elect Carolyn B. Mgmt For For For
Handlon
5 Elect Edward J. Hardin Mgmt For For For
6 Elect James R. Lientz, Mgmt For For For
Jr.
7 Elect Dennis P. Mgmt For For For
Lockhart
8 Elect Gregory G. Mgmt For For For
McGreevey
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iStar Inc.
Ticker Security ID: Meeting Date Meeting Status
STAR CUSIP 45031U408 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Clifford De Souza Mgmt For For For
1.3 Elect Robert W. Mgmt For For For
Holman,
Jr.
1.4 Elect Robin Josephs Mgmt For For For
1.5 Elect Dale Anne Reiss Mgmt For For For
1.6 Elect Barry W. Ridings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote for
Bylaw
Amendments
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Harris Mgmt For For For
1.2 Elect Mark Alexander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen R. Blank Mgmt For For For
2 Elect Laurie Goodman Mgmt For For For
3 Elect William S. Gorin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MTGE Investment Corp
Ticker Security ID: Meeting Date Meeting Status
MTGE CUSIP 55378A105 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary D. Kain Mgmt For For For
2 Elect Steven W. Mgmt For For For
Abrahams
3 Elect Julia L. Coronado Mgmt For For For
4 Elect Robert M. Couch Mgmt For For For
5 Elect Randy E. Dobbs Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Tyson Mgmt For For For
2 Elect David Saltzman Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Bock Mgmt For For For
1.2 Elect Michael B. Mgmt For For For
Clement
1.3 Elect Kevin M. Donlon Mgmt For For For
1.4 Elect Alan L. Hainey Mgmt For For For
1.5 Elect Steven R. Mumma Mgmt For For For
1.6 Elect Steven G. Norcutt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Preston Mgmt For For For
DuFauchard
1.2 Elect Nancy McAllister Mgmt For For For
1.3 Elect Stacey D. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect Mariann Mgmt For For For
Byerwalter
4 Elect Debora D. Horvath Mgmt For For For
5 Elect Martin S. Hughes Mgmt For For For
6 Elect Greg H. Kubicek Mgmt For For For
7 Elect Karen R. Pallota Mgmt For For For
8 Elect Jeffrey T. Pero Mgmt For For For
9 Elect Georganne C. Mgmt For For For
Proctor
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Bronson
1.2 Elect Jeffrey G. Mgmt For For For
Dishner
1.3 Elect Camille J. Mgmt For For For
Douglas
1.4 Elect Solomon J. Kumin Mgmt For For For
1.5 Elect Barry S. Mgmt For For For
Sternlicht
1.6 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For Against Against
Manager Equity
Plan
5 Approval of the 2017 Mgmt For Against Against
Equity
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect James J. Bender Mgmt For For For
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect Lisa A. Pollina Mgmt For For For
5 Elect William Roth Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect Thomas Siering Mgmt For For For
8 Elect Brian C. Taylor Mgmt For For For
9 Elect Hope B. Woodhouse Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
WMC CUSIP 95790D105 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward D. Fox Mgmt For For For
1.2 Elect James W. Mgmt For For For
Hirschmann
1.3 Elect Ranjit M. Mgmt For For For
Kripalani
1.4 Elect M. Christian Mgmt For For For
Mitchell
1.5 Elect Jennifer W. Mgmt For For For
Murphy
1.6 Elect Richard W. Roll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Natural Resources ETF
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E00460233 05/31/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Special Dividend Mgmt For For For
8 Remuneration Policy Mgmt For Against Against
(Binding)
9 Elect Ryo Hattori Mgmt For For For
10 Ratify Co-option and Mgmt For For For
Elect Tomas Hevia
Armengol
11 Ratify Co-option and Mgmt For For For
Elect Rosa Maria
Garcia
Pineiro
12 Ratify Co-option and Mgmt For For For
Elect Laura Gonzalez
Molero
13 Elect Marta Martinez Mgmt For For For
Alonso
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For Against Against
(Advisory)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Minutes Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2016 Mgmt For For For
Accounts
3 Allocation of 2016 Mgmt For For For
Results
4 Ratification of Board Mgmt For For For
Acts
5 Approval of 2016 Mgmt For For For
Directors
Fees
6 Approval of 2017 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Mariano Bosch Mgmt For For For
9 Elect Plinio Villares Mgmt For For For
Musetti
10 Elect Daniel C. Mgmt For For For
Gonzalez
11 Elect James David Mgmt For For For
Anderson
12 Elect Marcelo Vieira Mgmt For For For
13 Elect Walter M. Sanchez Mgmt For For For
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Wolfgang Deml Mgmt For For For
5 Elect George E. Minnich Mgmt For For For
6 Elect Martin H. Mgmt For For For
Richenhagen
7 Elect Gerald L. Shaheen Mgmt For For For
8 Elect Mallika Mgmt For For For
Srinivasan
9 Elect Hendrikus Visser Mgmt For For For
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect Howard R. Mgmt For For For
Stockford
1.12 Elect Pertti Mgmt For For For
Voutilainen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/24/2017 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividends Policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agency
7 Directors' Fees Mgmt For For For
8 Report on Board of Mgmt For For For
Directors'
Expenses
9 Directors' Committee Mgmt For For For
Fees and
Budget
10 Report of the Mgmt For For For
Director's Committee
Acts and
Expenditures
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Ralph S. Mgmt For For For
Michael,
III
7 Elect Roger K. Newport Mgmt For For For
8 Elect James A. Thomson Mgmt For For For
9 Elect Dwayne A. Wilson Mgmt For For For
10 Elect Vicente Wright Mgmt For For For
11 Elect Arlene M. Yocum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the Mgmt For For For
Omnibus Management
Incentive
Plan
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark J. Daniel Mgmt For For For
3 Elect Patrick D. Downey Mgmt For For For
4 Elect David Fleck Mgmt For For For
5 Elect David Gower Mgmt For For For
6 Elect Claire Kennedy Mgmt For For For
7 Elect John A. McCluskey Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Amendment to the Mgmt For For For
Annual Cash Incentive
Compensation
Plan
17 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 10/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Diggs Mgmt For For For
2 Elect J. Brett Harvey Mgmt For For For
3 Elect David J. Mgmt For For For
Morehouse
4 Approval of 2017 Mgmt For For For
Incentive
Plan
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/25/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John Pizzey Mgmt For For For
4 Re-elect Peter Day Mgmt For For For
5 Re-elect Michael Mgmt For For For
Ferraro
6 Equity Grant (MD/CEO Mgmt For For For
Peter
Wasow)
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Loss Recovery Proposals Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
Standards
9 Renewal of Liability Mgmt For Abstain Against
Insurance
10 Authority to Give Mgmt For For For
Guarantees by Chalco
Shandong to Shandong
Advanced
Material
11 Authority to Give Mgmt For For For
Guarantees to Chalco
Hong Kong and
Subsidiaries
12 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
13 Authority to Give Mgmt For For For
Guarantees by the
Chalco Trading to
Chalco Trading Hong
Kong
14 Authority to Give Mgmt For For For
Guarantees (Ningxia
Energy and
Subsidiaries)
15 Acquisition Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Authority to Issue Mgmt For For For
Overseas
Bonds
19 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Increase in Guarantee Mgmt For For For
Amount
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Fielder Mgmt For For For
1.2 Elect James F. McNulty Mgmt For For For
1.3 Elect Janice F. Wilkins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect David E. Mgmt For For For
Constable
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Claire S. Farley Mgmt For For For
5 Elect Peter J. Fluor Mgmt For For For
6 Elect Richard L. George Mgmt For For For
7 Elect Joseph W. Gorder Mgmt For For For
8 Elect John R. Gordon Mgmt For For For
9 Elect Sean Gourley Mgmt For For For
10 Elect Mark C. McKinley Mgmt For For For
11 Elect Eric D. Mullins Mgmt For For For
12 Elect R. A. Walker Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 02/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Medium Term
Notes
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For For For
11 Authority to Issue H Mgmt For Against Against
shares or other
transferable rights
w/o Preemptive
Rights
12 Amendments to Articles Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mark Cutifani Mgmt For For For
2 Re-elect Richard M.W. Mgmt For For For
Dunne
3 Re-elect Mohammed V. Mgmt For For For
Moosa
4 Re-elect Anthony M. Mgmt For For For
O'Neill
5 Elect Audit & Risk Mgmt For For For
Committee Member
(Richard
Dunne)
6 Elect Audit & Risk Mgmt For Against Against
Committee Member
(Peter
Mageza)
7 Elect Audit & Risk Mgmt For For For
Committee Member
(John
Vice)
8 Elect Audit & Risk Mgmt For Against Against
Committee Member
(Daisy
Naidoo)
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/24/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Stephen Pearce Mgmt For For For
3 Elect Nolitha Fakude Mgmt For For For
4 Elect Mark Cutifani Mgmt For For For
5 Elect Byron E. Grote Mgmt For For For
6 Elect Sir Philip Mgmt For For For
Hampton
7 Elect Tony O'Neill Mgmt For For For
8 Elect Sir John Parker Mgmt For For For
9 Elect Mphu Ramatlapeng Mgmt For For For
10 Elect Jim Rutherford Mgmt For For For
11 Elect Anne Stevens Mgmt For For For
12 Elect Jack Thompson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Board Size Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Rodney J. Mgmt For For For
Ruston
3 Re-elect Maria Richter Mgmt For For For
4 Elect Sindiswa V. Zilwa Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa V.
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares pursuant to
DSP
17 Authority to Issue Mgmt For For For
Shares Pursuant to
DSP (Section
41)
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to MOI Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/24/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
6 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
7 Elect Gonzalo Menendez Mgmt For For For
Duque
8 Elect Ramon F. Jara Mgmt For For For
9 Elect Juan Claro Mgmt For For For
Gonzalez
10 Elect William M. Hayes Mgmt For For For
11 Elect Timothy C. Baker Mgmt For For For
12 Elect Andronico Luksic Mgmt For For For
13 Elect Vivianne Blanlot Mgmt For For For
14 Elect Jorge Bande Bruck Mgmt For For For
15 Elect Francisca Castro Mgmt For For For
Fones
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Chansoo Joung Mgmt For For For
4 Elect William C. Mgmt For For For
Montgomery
5 Elect Amy H. Nelson Mgmt For For For
6 Elect Daniel W. Rabun Mgmt For For For
7 Elect Peter A. Ragauss Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carolyn J. Burke Mgmt For For For
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Christopher H. Mgmt For For For
Franklin
1.4 Elect Richard H. Mgmt For For For
Glanton
1.5 Elect Lon R. Greenberg Mgmt For For For
1.6 Elect William P. Mgmt For Withhold Against
Hankowsky
1.7 Elect Wendell F. Mgmt For For For
Holland
1.8 Elect Ellen T. Ruff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David L. Collyer Mgmt For For For
3 Elect John P. Dielwart Mgmt For For For
4 Elect Fred J. Dyment Mgmt For For For
5 Elect Timothy J. Hearn Mgmt For For For
6 Elect James C. Houck Mgmt For For For
7 Elect Harold N. Kvisle Mgmt For For For
8 Elect Kathleen M. Mgmt For For For
O'Neill
9 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
10 Elect William G. Sembo Mgmt For For For
11 Elect Nancy L. Smith Mgmt For For For
12 Elect Myron M Stadnyk Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D129 05/10/2017 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Elect Lakshmi N. Mittal Mgmt For For For
9 Elect Bruno Lafont Mgmt For For For
10 Elect Michel Wurth Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Performance Share Unit Mgmt For Against Against
Plan
13 Reverse Stock Split Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Amendments to Articles Mgmt For For For
16 Dematerialisation of Mgmt For For For
Bearer
Shares
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Terrell K. Crews Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Suzan F. Harrison Mgmt For For For
6 Elect Juan R. Luciano Mgmt For For For
7 Elect Patrick J. Moore Mgmt For Against Against
8 Elect Francisco Sanchez Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 05/25/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amy E. Alving Mgmt For TNA N/A
1.2 Elect David P Hess Mgmt For TNA N/A
1.3 Election of Directors Mgmt For TNA N/A
1.4 Elect Ulrich R. Schmidt Mgmt For TNA N/A
1.5 Election of Directors Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year TNA Against
Vote on Executive
Compensation
5 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Fair
Price
Protection)
6 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Director
Elections)
7 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Removal
of
Directors)
8 Repeal of Classified Mgmt For TNA N/A
Board
9 Shareholder Proposal ShrHoldr For TNA N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 05/25/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amy E. Alving Mgmt For TNA N/A
1.2 Elect David P Hess Mgmt For TNA N/A
1.3 Elect James F. Albaugh Mgmt For TNA N/A
1.4 Elect Ulrich R. Schmidt Mgmt For TNA N/A
1.5 Elect Janet C. Mgmt For TNA N/A
Wolfenbarger
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year TNA Against
Vote on Executive
Compensation
5 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Fair
Price
Protection)
6 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Director
Elections)
7 Amendment to Articles Mgmt For TNA N/A
Regarding Elimination
of Supermajority
Requirement (Removal
of
Directors)
8 Repeal of Classified Mgmt For TNA N/A
Board
9 Shareholder Proposal ShrHoldr For TNA N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 05/25/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt N/A For N/A
Ayers
1.2 Elect Elmer L. Doty Mgmt N/A For N/A
1.3 Elect Bernd F. Kessler Mgmt N/A For N/A
1.4 Elect Patrice E. Merrin Mgmt N/A For N/A
1.5 Elect Management Mgmt N/A For N/A
Nominee Ulrich
Schmidt
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
5 Amendment to Articles Mgmt N/A For N/A
Regarding Elimination
of Supermajority
Requirement (Fair
Price
Protection)
6 Amendment to Articles Mgmt N/A For N/A
Regarding Elimination
of Supermajority
Requirement (Director
Elections)
7 Amendment to Articles Mgmt N/A For N/A
Regarding Elimination
of Supermajority
Requirement (Removal
of
Directors)
8 Repeal of Classified Mgmt N/A For N/A
Board
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/11/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Approval of
Directors' and
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from LPO Mgmt For For For
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 03/02/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/16/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Clive T. Johnson Mgmt For For For
4 Elect Robert Cross Mgmt For For For
5 Elect Robert Gayton Mgmt For For For
6 Elect Jerry R. Korpan Mgmt For For For
7 Elect Bongani Mtshisi Mgmt For For For
8 Elect Kevin Bullock Mgmt For Against Against
9 Elect George Johnson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory D. Mgmt For For For
Brenneman
2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
3 Elect Martin S. Mgmt For For For
Craighead
4 Elect William H. Mgmt For For For
Easter
III
5 Elect Lynn L. Elsenhans Mgmt For For For
6 Elect Anthony G. Mgmt For For For
Fernandes
7 Elect Claire W. Mgmt For For For
Gargalli
8 Elect Pierre J. Jungels Mgmt For For For
9 Elect James A. Lash Mgmt For For For
10 Elect J. Larry Nichols Mgmt For For For
11 Elect James W. Stewart Mgmt For For For
12 Elect Charles L. Watson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
5 Approval of Mgmt For For For
Performance Terms
under the STI Plan
and LTI
Plan
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Pablo Marcet Mgmt For For For
1.10 Elect Dambisa F. Moyo Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 10/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Max Roberts Mgmt For Against Against
4 Re-elect Richard Platts Mgmt For Against Against
5 Approve Increase in Mgmt For For For
Directors' Fee
Cap
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/17/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration Report Mgmt For For For
(Advisory--
UK)
9 Remuneration Report Mgmt For For For
(Advisory--
AUS)
10 Equity Grant (MD/CEO Mgmt For For For
Andrew
Mackenzie)
11 Elect Ken N. MacKenzie Mgmt For For For
12 Re-elect Malcolm Mgmt For Against Against
Brinded
13 Re-elect Malcolm Mgmt For Against Against
Broomhead
14 Re-elect Pat Davies Mgmt For Against Against
15 Re-elect Anita Frew Mgmt For For For
16 Re-elect Carolyn Hewson Mgmt For For For
17 Re-elect Andrew Mgmt For For For
Mackenzie
18 Re-elect Lindsay P. Mgmt For For For
Maxsted
19 Re-elect Wayne Murdy Mgmt For For For
20 Re-elect Shriti Vadera Mgmt For For For
21 Re-elect Jacques Nasser Mgmt For For For
________________________________________________________________________________
BillerudKorsnas AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/10/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size Mgmt For For For
19 Directors and Mgmt For For For
Auditors'
Fees
20 Elect Andrea Gisle Mgmt For Against Against
Joosen
21 Elect Bengt Hammar Mgmt For For For
22 Elect Mikael Hellberg Mgmt For For For
23 Elect Lennart Holm Mgmt For For For
24 Elect Michael Kaufmann Mgmt For For For
25 Elect Kristina Schauman Mgmt For For For
26 Elect Victoria Van Camp Mgmt For For For
27 Election of Chair and Mgmt For For For
Vice
Chair
28 Appointment of Auditor Mgmt For For For
29 Remuneration Guidelines Mgmt For For For
30 Long Term Incentive Mgmt For For For
Plan
31 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
LTIP
32 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
LTIP
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
35 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents Working
Group
36 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Report
37 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
38 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Working
Group
39 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Report
40 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
41 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
42 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
43 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
44 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting Rights
Petition
45 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
46 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Cool Off
Period for
Politicians
47 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium Sized
Shareholders
48 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium Sized
Shareholders
Petition
49 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 11/10/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Ewen Crouch Mgmt For For For
4 Re-elect Lloyd Jones Mgmt For For For
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218103 04/25/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Board Size; Number of Mgmt For For For
Auditors
18 Directors' Fees Mgmt For For For
19 Election of Directors Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Appointment of Auditor Mgmt For For For
22 Remuneration Guidelines Mgmt For Against Against
23 Nomination Committee Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Nils Andersen Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Alan L. Boeckmann Mgmt For For For
9 Elect Frank L. Bowman Mgmt For For For
10 Elect Ian E.L. Davis Mgmt For For For
11 Elect Ann Dowling Mgmt For For For
12 Elect Melody B. Meyer Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Paula Rosput Mgmt For For For
Reynolds
15 Elect John Sawers Mgmt For For For
16 Elect Carl-Henric Mgmt For For For
Svanberg
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Mgmt For For For
Bachrach
2 Elect Enrique H. Mgmt For For For
Boilini
3 Elect Carol M. Browner Mgmt For For For
4 Elect Paul Cornet de Mgmt For For For
Ways-Ruart
5 Elect Andrew A. Ferrier Mgmt For For For
6 Elect Andreas Fibig Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect L. Patrick Lupo Mgmt For For For
9 Elect John E. McGlade Mgmt For For For
10 Elect Soren Schroder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Non-Employee
Directors Equity
Incentive
Plan
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Matsumoto Mgmt For For For
4 Elect Shuji Itoh Mgmt For For For
5 Elect Yuzaburoh Mogi Mgmt For For For
6 Elect Takahisa Takahara Mgmt For For For
7 Elect Atsuko Fukushima Mgmt For For For
8 Elect Yoshihiko Mgmt For For For
Miyauchi
9 Elect YAO Weiwei Mgmt For For For
10 Elect Kazunari Uchida Mgmt For For For
as Alternate
Statutory
Auditor
11 Bonus Mgmt For For For
12 Extension and Revision Mgmt For For For
to Performance-Linked
Equity Compensation
Plan
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Edwin A. Guiles Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Peter C. Nelson Mgmt For For For
8 Elect Lester A. Snow Mgmt For For For
9 Elect George A. Vera Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/04/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Greig Gailey Mgmt For For For
3 Re-elect Bruce Morgan Mgmt For For For
4 Elect Melinda Conrad Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian D. Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Kathryn J. Mgmt For For For
Jackson
1.9 Elect Donald B. Kayne Mgmt For For For
1.10 Elect A. Anne McLellan Mgmt For For For
1.11 Elect A. Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Fong
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 04/26/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter J.G. Mgmt For For For
Bentley
3 Elect John R. Baird Mgmt For For For
4 Elect Ryan Mgmt For For For
Barrington-Foote
5 Elect Glen Clark Mgmt For For For
6 Elect Michael J. Mgmt For For For
Korenberg
7 Elect Conrad A. Pinette Mgmt For For For
8 Elect James McNeill Mgmt For For For
Singleton
9 Elect Ross S. Smith Mgmt For For For
10 Elect William W. Mgmt For For For
Stinson
11 Appointment of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
Policy
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect I. Martin Inglis Mgmt For For For
1.2 Elect Kathryn C. Turner Mgmt For For For
1.3 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation
Plan
5 Amendment to the Mgmt For For For
Executive Bonus
Compensation
Plan
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Nurlan Kyshtobaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael Parrett Mgmt For For For
7 Elect Scott G. Perry Mgmt For For For
8 Elect Jacques Perron Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
15 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 05/08/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Joan Gillman Mgmt For For For
5 Elect Stephen Hester Mgmt For For For
6 Elect Scott Wheway Mgmt For For For
7 Elect Richard Mgmt For For For
Haythornthwaite
8 Elect Iain C. Conn Mgmt For For For
9 Elect Jeff Bell Mgmt For For For
10 Elect Margherita Della Mgmt For For For
Valle
11 Elect Mark Hanafin Mgmt For For For
12 Elect Mark Hodges Mgmt For For For
13 Elect Lesley Knox Mgmt For For For
14 Elect Carlos Pascual Mgmt For For For
15 Elect Steve Pusey Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Mgmt For For For
Furbacher
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2011 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect Jonathan Mgmt For For For
Christodoro
6 Elect David I. Foley Mgmt For For For
7 Elect David B. Mgmt For For For
Kilpatrick
8 Elect Samuel J. Mgmt For For For
Merksamer
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Elect Heather R. Zichal Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2011 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Cherepovets Metal Factory Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
4 Elect Vladimir A. Lukin Mgmt For Abstain Against
5 Elect Andrey A. Mitukov Mgmt For Abstain Against
6 Elect Alexander A. Mgmt For Abstain Against
Shevelev
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Veikko S. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For Abstain Against
11 Elect Alexander A. Mgmt For For For
Auzan
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 1Q2017 Interim Dividend Mgmt For For For
15 Elect Nikolay V. Lavrov Mgmt For For For
16 Elect Roman I. Antonov Mgmt For For For
17 Elect Svetlana V. Mgmt For For For
Guseva
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For For For
Transactions
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Elect Michael K. Wirth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Doing Business With
Governments Complicit
in
Genocide
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Climate
Change Policy
Risk
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to a Low
Carbon
Economy
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/02/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Wei Mgmt For For For
6 Elect YANG Hong Mgmt For For For
7 Elect SHI Bo Mgmt For For For
8 Elect LI Jian Mgmt For For For
9 Elect JIA Peng Mgmt For Against Against
10 Elect Ambrose LAM Wai Mgmt For Against Against
Hon
11 Elect ONG Teck Chye Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/26/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Capital Mgmt For For For
Investment
Budget
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Revision of Annual Mgmt For For For
Caps (2015 Coal
Supply Framework
Agreement)
10 2018 Coal Supply Mgmt For For For
Framework
Agreement
11 2018 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
12 2018 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
13 2018 Financial Mgmt For For For
Services Framework
Agreement
14 Elect ZHANG Chengjie Mgmt For For For
15 Elect LEUNG Chong Shun Mgmt For For For
16 Elect DU Ji'an Mgmt For For For
17 Elect WANG Wenzhang Mgmt For Against Against
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/16/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Si Mgmt For For For
6 Elect LI Ching Mgmt For For For
7 Elect LIU Mingxing Mgmt For For For
8 Elect MAO Erwan Mgmt For For For
9 Elect Cynthia WONG Sin Mgmt For For For
Yue
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/16/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Board Acts in Relation Mgmt For For For
to
Acquisition
5 Issuance of Mgmt For For For
Consideration
Shares
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 06/30/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect HAN Chunlin Mgmt For For For
5 Elect Julian Juul Mgmt For Against Against
Wolhardt
6 Elect LI Shengli Mgmt For Against Against
7 Elect Conway LEE Kong Mgmt For Against Against
Wai
8 Elect LU Minfang Mgmt For Against Against
9 Elect WEN Yonping Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 08/01/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Issuance of Shares in Mgmt For For For
Merger
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
China Modern Dairy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1117 CINS G21579100 09/30/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cooperation Arrangement Mgmt For For For
4 Board Authorization of Mgmt For For For
Investment
Cooperation
5 Liability Insurance Mgmt For For For
6 Introducing New Mgmt For For For
Shareholders to
BHR
7 Plan for Distribution Mgmt For For For
of Accumulated
Profits
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Financial Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 2017 Budget Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Authority to Issue Mgmt For For For
Bonds in Overseas
Market
12 Approval to Commence Mgmt For For For
Hedging
Business
13 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
14 Authority to Mgmt For For For
Repurchase H
Shares
15 Legal Compliance for Mgmt For For For
Corporate Bonds
Issue
16 Issue size Mgmt For For For
17 Par value and issue Mgmt For For For
price
18 Type and maturity Mgmt For For For
19 Interest rate Mgmt For For For
20 Issue methods Mgmt For For For
21 Offering arrangement Mgmt For For For
for
shareholders
22 Terms on redemption or Mgmt For For For
repurchase
23 Guarantee arrangement Mgmt For For For
24 Use of proceeds Mgmt For For For
25 Protective measures Mgmt For For For
for
repayment
26 Listing venue Mgmt For For For
27 Term of validity Mgmt For For For
28 Ratification of Board Mgmt For For For
Acts (Corporate Bonds
Issue)
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 09/23/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Par Value Mgmt For For For
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Number of Shares Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Method of Subscriptions Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
9 Place of Listing Mgmt For For For
10 Use of Proceeds From Mgmt For For For
Fund
Raising
11 Validity Period of Mgmt For For For
Resolution
12 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
13 Board Authorization to Mgmt For For For
Implement Share
Issuance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Major Mgmt For For For
Asset
Reorganization
3 Major Asset Purchase Mgmt For For For
(Niobium-Phosphates)
4 Report Regarding Asset Mgmt For For For
Purchase
5 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
6 Article 4 Compliance Mgmt For For For
7 Article 5 Compliance Mgmt For For For
8 Related Party Mgmt For For For
Certification
9 Ratification of Board Mgmt For For For
Acts
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Major Mgmt For For For
Asset
Reorganization
3 Major Asset Purchase Mgmt For For For
(Copper-Cobalt)
4 Report Regarding Asset Mgmt For For For
Purchase
5 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
6 Article 4 Compliance Mgmt For For For
7 Article 5 Compliance Mgmt For For For
8 Related Party Mgmt For For For
Certification
9 Ratification of Board Mgmt For For For
Acts
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
3 Class and Par Value Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Number of Shares Mgmt For For For
6 Target Subscribers Mgmt For For For
7 Method of Subscriptions Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
10 Place of Listing Mgmt For For For
11 Use of Proceeds From Mgmt For For For
Fund
Raising
12 Validity Period of Mgmt For For For
Resolution
13 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
14 Related Party Mgmt For For For
Transactions:
Non-Public Issuance
of A
Shares
15 Feasibility Report on Mgmt For For For
Use of
Proceed
16 Report on Use of Mgmt For For For
Proceeds from
Previous Raised
Funds
17 Board Authorization to Mgmt For For For
Implement Share
Issuance
18 Shareholder Return Plan Mgmt For Abstain Against
19 Risk Alert and Mgmt For For For
Remedial Measures for
Dilution of Current
Returns
20 Undertaking by Mgmt For For For
Controlling
Shareholders for
Dilution of Current
Returns
21 Undertaking by Mgmt For For For
Directors and Senior
Management for
Dilution of Current
Returns
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 06/01/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Elect Lawrence LAW Mgmt For For For
Hong
Ping
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 06/01/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 07/22/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Elect QI Meisheng Mgmt For For For
4 Elect DONG Weiliang Mgmt For For For
5 Elect XIE Weizhi Mgmt For For For
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Master Services Mgmt For For For
Framework
Agreement
3 Amendments to Mgmt For For For
Connected
Transactions
Decision-making
Mechanism
4 Elect LV Bo Mgmt For For For
5 Elect LI Feilong Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect LI Yunpeng as Mgmt For For For
Director
12 Elect ZHAO Dong as Mgmt For Against Against
Supervisor
13 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
14 Plan of Overseas Mgmt For For For
Listing of Sinopec
Marketing Co.,
Ltd.
15 Compliance of Overseas Mgmt For For For
Listing of Sinopec
Marketing
Co., Ltd.
16 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
17 Description of Mgmt For For For
Sustained
Profitability and
Prospects
18 Board Authorization to Mgmt For For For
Deal with Overseas
Listing of Sinopec
Marketing Co.,
Ltd.
19 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Mgmt For For For
Dividend
7 Allocation of Special Mgmt For For For
Dividend
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect LING Wen Mgmt For For For
13 Elect HAN Jianguo Mgmt For For For
14 Elect LI Dong Mgmt For For For
15 Elect ZHAO Jibin Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Maria TAM Wai Chu Mgmt For Against Against
18 Elect JIANG Bo Mgmt For For For
19 Elect Christina ZHONG Mgmt For For For
Yingjie
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect ZHAI Richeng Mgmt For For For
22 Elect ZHOU Dayu Mgmt For Against Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/21/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Non-compete Mgmt For For For
Restrictions for
Chairman Wong
Chao-tung
6 Non-compete Mgmt For For For
Restrictions for
Director LIU
Jih-gang
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Mgmt For For For
Hentschel
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect Frances M. Mgmt For For For
Vallejo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIMIC Group Limited
Ticker Security ID: Meeting Date Meeting Status
CIM CINS Q2424E105 04/13/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For Against Against
3 Re-elect Marcelino Mgmt For Against Against
Fernandez
Verdes
4 Re-elect Jose Luis del Mgmt For Against Against
Valle
Perez
5 Re-elect Pedro Jose Mgmt For Against Against
Lopez
Jimenez
6 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Suzanne Heywood Mgmt For For For
8 Elect Leo W. Houle Mgmt For For For
9 Elect Peter Kalantzis Mgmt For For For
10 Elect John Lanaway Mgmt For For For
11 Elect Silke Christina Mgmt For For For
Scheiber
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Mgmt For For For
Theurillat
15 Authority to Mgmt For For For
Repurchase
Shares
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/26/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUAN Guangyu Mgmt For For For
6 Elect XU Keqiang Mgmt For For For
7 Elect LIU Jian Mgmt For For For
8 Elect Lawrence J. LAU Mgmt For For For
9 Elect Kevin G. Lynch Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 12/01/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-exempt Continuing Mgmt For For For
Connected
Transactions
4 Proposed Cap for Mgmt For For For
Non-exempt Continuing
Connected
Transactions
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicki L. Avril Mgmt For For For
2 Elect Robert L. Guido Mgmt For For For
3 Elect Sarah E. Raiss Mgmt For For For
4 Elect J. David Smith Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Francisco Luiz Mgmt For For For
Sibut
Gomide
4 Election of Mgmt For For For
Supervisory
Council
5 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 07/28/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Arno Meyer Mgmt For For For
3 Approve Updated Mgmt For For For
Administrators'
Global Remuneration
for
2016
________________________________________________________________________________
Compania de Minas Buenaventura S.A.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Election of Directors Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy A. Leach Mgmt For For For
2 Elect William H. Mgmt For For For
Easter
III
3 Elect John P. Surma Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect John V. Faraci Mgmt For For For
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Arjun N. Murti Mgmt For For For
9 Elect Robert A. Niblock Mgmt For For For
10 Elect Harald J. Norvik Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt For 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive Pay
Incentives to
Low-Carbon
Scenarios
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect James L. Gallogly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Jan W. Sodderland Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For For For
7 Cancellation of Mgmt For For For
Repurchased
Shares
8 Extension and Renewal Mgmt For For For
of Exisiting
Authority to
Repurchase
Shares
9 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
10 Extension of Authority Mgmt For For For
to Issue Shares w/o
Preemptive
Rights
________________________________________________________________________________
Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/28/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect YOON Jong Ha Mgmt For For For
5 Elect BU Jay Hoon Mgmt For For For
6 Elect KIM Kwang Il Mgmt For For For
7 Elect PARK Tae Hyun Mgmt For For For
8 Elect CHOI Yeon Seok Mgmt For For For
9 Elect LEE Joong Sik Mgmt For For For
10 Elect LEE Jun Ho Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 09/12/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YOON Jong Ha Mgmt For For For
2 Elect KIM Kwang Il Mgmt For For For
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 10/31/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Hae Sun Mgmt For For For
2 Share Option Grant Mgmt For For For
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Mgmt For For For
Swoboda
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect C. Howard Nye Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CINS 22576C101 05/24/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rene Amirault Mgmt For For For
4 Elect Peter Bannister Mgmt For For For
5 Elect Laura A. Cillis Mgmt For For For
6 Elect D. Hugh Gillard Mgmt For For For
7 Elect Robert F. Mgmt For For For
Heinemann
8 Elect Barbara Munroe Mgmt For For For
9 Elect Gerald A. Mgmt For For For
Romanzin
10 Elect Scott Saxberg Mgmt For For For
11 Elect Mike Jackson Mgmt For For For
12 Elect Ted Goldthorpe Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Ratification of Mgmt For For For
Supervisory Council
Acts
6 Directors' Fees Mgmt For For For
7 Supervisory Council Mgmt For Abstain Against
Fees
8 Election of Directors Mgmt For For For
9 Election of Mgmt For For For
Supervisory
Council
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Update to Shared Mgmt For Abstain Against
Services
Agreement
12 Income Tax on Personal Mgmt For For For
Assets
13 Renew Authority to Set Mgmt For For For
Terms of Global Net
Program
14 Indemnification of Mgmt For Abstain Against
Board Members,
Supervisory Council
and
Employees
15 Consideration of Mgmt For Abstain Against
Merger Financial
Statements
16 Application of Mgmt For Abstain Against
Treasury
Stock
________________________________________________________________________________
Daido Steel Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5471 CINS J08778110 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Share Consolidation Mgmt For For For
3 Elect Tadashi Shimao Mgmt For Against Against
4 Elect Takeshi Ishiguro Mgmt For For For
5 Elect Tsukasa Nishimura Mgmt For For For
6 Elect Kazuto Tachibana Mgmt For For For
7 Elect Satoshi Yoshida Mgmt For For For
8 Elect Satoshi Tsujimoto Mgmt For For For
9 Elect Susumu Shimura Mgmt For For For
10 Elect Takeshi Mutoh Mgmt For For For
11 Elect Tadashi Imai Mgmt For Against Against
12 Elect Hitoshi Tanemura Mgmt For Against Against
13 Elect Shinichi Mgmt For Against Against
Nishikawa
14 Elect Kenji Matsuo Mgmt For Against Against
15 Elect Yutaka Hattori Mgmt For For For
as Alternate
Statutory
Auditor
16 Bonus Mgmt For Against Against
________________________________________________________________________________
Daio Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Sakoh Mgmt For For For
4 Elect Toshihiro Adachi Mgmt For For For
5 Elect Kunihiro Okazaki Mgmt For For For
6 Elect Takashi Ono Mgmt For For For
7 Elect Hiroshi Yamasaki Mgmt For For For
8 Elect Yoshiyuki Mgmt For For For
Shinohara
9 Elect Toshiki Yamagami Mgmt For For For
10 Elect Tetsuya Watanabe Mgmt For For For
11 Elect Yukihiro Tanaka Mgmt For For For
12 Elect Yorifusa Mgmt For For For
Wakabayashi
13 Elect Nobuhiko Yoshida Mgmt For For For
14 Elect Yukimasa Yoneda Mgmt For For For
15 Elect Mizue Unno Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For Against Against
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Alan C. Heuberger Mgmt For For For
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For For For
Rubenstein
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect Duane C. Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Annual Mgmt For For For
Incentive
Compensation
Plan
6 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 12/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Pamela B. Strobel Mgmt For For For
7 Elect Denis A. Turcotte Mgmt For For For
8 Elect John D. Williams Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the Mgmt For For For
Annual Incentive Plan
for the Purposes of
162(m)
13 Amendment to the 2007 Mgmt For For For
Omnibus Incentive
Plan for the purposes
of 162(m) of the
IRC
14 Approval of equity Mgmt For For For
compensation limit
for directors under
the 2007 Omnibus
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZOU Lei Mgmt For For For
________________________________________________________________________________
Dowa Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5714 CINS J12432126 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Elect Masao Yamada Mgmt For Against Against
4 Elect Yutaka Mitsune Mgmt For For For
5 Elect Hiroshi Nakashio Mgmt For For For
6 Elect Katsuji Mgmt For For For
Matsushita
7 Elect Susumu Kagaya Mgmt For For For
8 Elect Eiji Hosoda Mgmt For For For
9 Elect Yoshiko Koizumi Mgmt For For For
10 Elect Hidefumi Mgmt For Against Against
Kobayashi as
Statutory
Auditor
11 Elect Kohichiroh Ohba Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/06/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles W. Roberts Mgmt For For For
6 Elect Adrian Marsh Mgmt For For For
7 Elect Chris Britton Mgmt For For For
8 Elect Ian Griffiths Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Elect Kathleen Mgmt For For For
O'Donovan
11 Elect Louise Smalley Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Pamela M. Gibson Mgmt For For For
1.4 Elect Robert Gilmore Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect Jonathan A. Mgmt For For For
Rubenstein
1.9 Elect John Webster Mgmt For For For
1.10 Elect Paul N. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Presentation of Report Mgmt For For For
on Related Party
Transactions
4 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies
5 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
6 Dividend Policy Mgmt For For For
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For For For
1.2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.3 Elect Marcel R. Coutu Mgmt For For For
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
Fischer
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Michael E.J. Mgmt For For For
Phelps
1.11 Elect Rebecca B. Mgmt For For For
Roberts
1.12 Elect Dan C. Tutcher Mgmt For For For
1.13 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Peoples Rights Risks
Report
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 12/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendments to By-Law Mgmt For For For
No. 1 Pursuant to
Merger
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Douglas J. Mgmt For For For
Suttles
1.9 Elect Bruce G. Waterman Mgmt For For For
1.10 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 04/13/2017 Take No Action
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Board Size Mgmt For TNA N/A
5 Board Term Length Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 List of Directors Mgmt For TNA N/A
Presented by Ministry
for Economy and
Finance
9 List of Directors Mgmt For TNA N/A
Presented by Group of
Institutional
Investors
Representing 1.7% of
Share
Capital
10 Election of Chair of Mgmt For TNA N/A
Board
11 Directors' Fees Mgmt For TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 List of Statutory Mgmt N/A TNA N/A
Auditors Presented by
Ministry for Economy
and
Finance
15 List of Statutory Mgmt N/A TNA N/A
Auditors Presented by
Group of
Institutional
Investors
Representing 1.7% of
Share
Capital
16 Election of Chair of Mgmt For TNA N/A
Board of Statutory
Auditors
17 Statutory Auditors' Mgmt For TNA N/A
Fees
18 Long-Term Monetary Mgmt For TNA N/A
Incentive Plan
2017-2019; Authority
to Reissue Treasury
Shares to Service
Plan
19 Remuneration Report Mgmt For TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Steven T. Mgmt For For For
Schlotterbeck
9 Elect Stephen A. Mgmt For For For
Thorington
10 Elect Lee T. Todd, Jr. Mgmt For For For
11 Elect Christine J. Mgmt For For For
Toretti
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/31/2017 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Minutes Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Directors'
Report
7 Presentation of Mgmt For TNA N/A
Auditor's
Report
8 Financial Statements Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Election of Directors; Mgmt For TNA N/A
Bord Size; Board Term
Length
12 Directors' Fees Mgmt For TNA N/A
13 Authority to Carry Out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
5 &
7
16 Presentation of Report Mgmt For TNA N/A
on
Guarantees
17 Charitable Donations Mgmt For TNA N/A
18 CLOSING Mgmt For TNA N/A
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 06/21/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Relevant Interest in
Company
Shares
3 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Colin Johnstone Mgmt For For For
4 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein - LTI
FY2017)
5 Equity Grant Mgmt For Against Against
(Executive Chairman
Jacob Klein -
Retention
Rights)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway - LTI
FY2017)
7 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein -
Adjustment
Issuance)
8 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway -
Adjustment
Issuance)
9 Approve NED Equity Plan Mgmt For For For
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 05/23/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/20/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Binding)
4 Elect Alexander G. Mgmt For For For
Abramov
5 Elect Alexander Frolov Mgmt For For For
6 Elect Eugene Shvidler Mgmt For For For
7 Elect Eugene Tenenbaum Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Deborah Gudgeon Mgmt For For For
10 Elect Alexander Mgmt For For For
Izosimov
11 Elect Sir Michael Peat Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Acquisition)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory
Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/28/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Appreciation Mgmt For For For
Rights
Plan
4 Rectification and Mgmt For For For
Ratification of
Valuation
Report
5 Ratify Meeting Minutes Mgmt For For For
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/28/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For For For
11 Election of Board Mgmt For N/A N/A
Member Representative
of
Minority
Shareholders
12 Establish Supervisory Mgmt N/A For N/A
Council
13 Supervisory Council Mgmt For For For
Size
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Election of Mgmt For Abstain Against
Supervisory
Council
17 Elect Sergio Ricardo Mgmt N/A Abstain N/A
Miranda Nazare to the
Supervisory Council
as Representative of
Minority
Shareholders
18 Elect Domenica Mgmt N/A For N/A
Eisenstein Noronha to
the Supervisory
Council as
Representative of
Minority
Shareholders
19 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David A. Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Martin R. Rowley Mgmt For Against Against
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert J. Harding Mgmt For For For
10 Elect Martin Schady Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Craig Kennedy Mgmt For For For
6 Elect James F. Nolan Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect J. Thomas Presby Mgmt For For For
9 Elect Paul H. Stebbins Mgmt For Against Against
10 Elect Michael T. Mgmt For For For
Sweeney
11 Elect Mark Widmar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 12/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/08/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/09/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Elizabeth Mgmt For For For
Gaines
4 Re-elect Sharon Mgmt For For For
Warburton
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/06/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Elect ZHANG Huaqiao Mgmt For Against Against
6 Elect David T. ZHANG Mgmt For For For
7 Elect YANG Chao Mgmt For For For
8 Elect WANG Can Mgmt For For For
9 Elect KANG Lan Mgmt For For For
10 Elect GONG Ping Mgmt For For For
11 Elect LEE Kai-Fu Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Adoption of New Share Mgmt For Against Against
Option
Scheme
18 Authority to Grant Mgmt For Against Against
Options/Shares under
the 2007
Scheme
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/06/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Grant Shares Under Mgmt For For For
Share Award
Scheme
4 Grant Shares to CHEN Mgmt For For For
Qiyu
5 Grant Shares to XU Mgmt For For For
Xiaoliang
6 Grant Shares to QIN Mgmt For For For
Xuetang
7 Grant Shares to WANG Mgmt For For For
Can
8 Grant Shares to KANG Mgmt For For For
Lan
9 Grant Shares to GONG Mgmt For For For
Ping
10 Grant Shares to ZHANG Mgmt For For For
Shengman
11 Grant Shares to ZHANG Mgmt For For For
Huaqiao
12 Grant Shares to David Mgmt For For For
T.
Zhang
13 Grant Shares to YANG Mgmt For For For
Chao
14 Grant Shares to LEE Mgmt For For For
Kai-Fu
15 Grant Shares to Qian Mgmt For For For
Jiannong
16 Grant Shares to WANG Mgmt For For For
Jiping
17 Grant Shares to LI Jun Mgmt For For For
18 Grant Shares to XU Mgmt For For For
Lingjiang
19 Grant shares to Other Mgmt For For For
Persons
20 Ratification of Board Mgmt For For For
Acts
21 Adoption of Share Mgmt For For For
Option Scheme of
Shanghai Henlius
Biotech Co.,
Ltd.
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Gerald J. Ford Mgmt For For For
1.3 Elect Lydia H. Kennard Mgmt For For For
1.4 Elect Andrew Langham Mgmt For For For
1.5 Elect Jon C. Madonna Mgmt For For For
1.6 Elect Courtney Mather Mgmt For For For
1.7 Elect Dustan E. McCoy Mgmt For For For
1.8 Elect Frances Fragos Mgmt For For For
Townsend
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/12/2017 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Co-Option of Paula
Fernanda Ramos
Amorim
3 Ratification of Mgmt For For For
Co-Option of Marta
Amorim
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
8 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
9 Remuneration Policy Mgmt For For For
10 Authority for the Mgmt For For For
Company and its
Subsidiaries to Trade
in Company Shares and
Bonds
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Luis Javier
Cortes
Dominguez
7 Ratify Co-option and Mgmt For For For
Elect Markus
Tacke
8 Ratify Co-option and Mgmt For For For
Elect Michael
Sen
9 Ratify Co-option and Mgmt For For For
Elect Carlos
Rodriguez Quiroga
Menendez
10 Amendments to Article Mgmt For For For
1 (Company
Name)
11 Amendments to Article Mgmt For For For
17
(Venue)
12 Amendments to Article Mgmt For For For
49 (Fiscal
Year)
13 Consolidation of Mgmt For For For
Articles of
Association
14 Amendments to General Mgmt For For For
Meeting Regulations'
Articles 1 and 5
(Company
Name)
15 Amendments to General Mgmt For For For
Meeting Regulations'
Article 19
(Venue)
16 Consolidation of Mgmt For For For
General Meeting
Regulations
17 Appointment of Auditor Mgmt For For For
18 Remuneration Policy Mgmt For For For
(Binding)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Remuneration Report Mgmt For For For
(Advisory)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 10/24/2016 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Balance Sheet Mgmt For For For
3 Merger Agreement Mgmt For For For
4 Approve Merger Common Mgmt For For For
Terms
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Authority to Trade in Mgmt For For For
the Madrid,
Barcelona, Valencia
and Bilbao Stock
Exchanges
7 Application of Tax Mgmt For For For
Regime
8 Authorisation of Legal Mgmt For For For
Formalities Regarding
Merger
9 Amendments to Articles Mgmt For For For
10 Consolidation of Mgmt For For For
Articles
11 Special Dividend Mgmt For For For
12 Board Size Mgmt For For For
13 Elect Rosa Maria Mgmt For For For
Garcia
Garcia
14 Elect Mariel von Mgmt For For For
Schumann
15 Elect Lisa Davis Mgmt For For For
16 Elect Klaus Helmrich Mgmt For For For
17 Elect Ralf Thomas Mgmt For For For
18 Elect Klaus Rosenfeld Mgmt For For For
19 Elect Swantje Conrad Mgmt For For For
20 Ratify Co-option and Mgmt For For For
Elect Gerardo Codes
Calatrava
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 05/30/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect LIM Kok Thay Mgmt For For For
4 Elect CHING Yew Chye Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
9 Gratuity Payment to Mgmt For For For
Encik Mohd Din
Jusoh
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium
Account
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Leonhard Fischer Mgmt For For For
5 Elect Ivan Glasenberg Mgmt For For For
6 Elect Peter R. Coates Mgmt For For For
7 Elect John J. Mack Mgmt For For For
8 Elect Peter T. Grauer Mgmt For Against Against
9 Elect Patrice Merrin Mgmt For For For
10 Remuneration Report Mgmt For For For
(Advisory)
11 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Margot A. Mgmt For For For
Franssen
1.3 Elect David Garofalo Mgmt For For For
1.4 Elect Clement A. Mgmt For For For
Pelletier
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Charlie Sartain Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LEW Syn Pau Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/25/2017 Voted
Meeting Type Country of Trade
Special Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 02/24/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter J. Mgmt For For For
Housden
4 Re-elect Simon L. Mgmt For For For
Tregoning
5 Equity Grant (MD/CEO Mgmt For For For
Mark
Palmquist)
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Andrea Botta Mgmt For For For
1.2 Elect Michael P. Doss Mgmt For For For
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase
Shares
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committees'
Chairs
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/26/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Abstain Against
Report of the
CEO
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Share
Repurchase
Program
5 Ratification of Board, Mgmt For Abstain Against
CEO and Board
Committees
Acts
6 Election of Directors; Mgmt For Abstain Against
Verification of
Independence Status;
Election of Board
Committee Chairs and
Members
7 Revocation and Mgmt For Abstain Against
Granting of
Powers
8 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
9 Ratification of 2016 Mgmt For For For
General Meeting
Resolutions
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect Alan M. Bennett Mgmt For For For
4 Elect James R. Boyd Mgmt For For For
5 Elect Milton Carroll Mgmt For Against Against
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Jose Carlos Mgmt For For For
Grubisich
9 Elect David J. Lesar Mgmt For For For
10 Elect Robert A. Malone Mgmt For For For
11 Elect J. Landis Martin Mgmt For For For
12 Elect Jeffrey A. Miller Mgmt For For For
13 Elect Debra L. Reed Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Cathie Markus Mgmt For For For
2 Re-elect Karabo Nondumo Mgmt For For For
3 Re-elect Vishnu Pillay Mgmt For Against Against
4 Re-elect Andre Wilkens Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Amendments to Mgmt For For For
2006 Share
Plan
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect George R. Johnson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Provide Right to Call Mgmt For For For
a Special
Meeting
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randy A. Foutch Mgmt For Against Against
2 Elect Hans Helmerich Mgmt For For For
3 Elect John W. Lindsay Mgmt For For For
4 Elect Paula Marshall Mgmt For Against Against
5 Elect Thomas A. Petrie Mgmt For For For
6 Elect Donald F. Mgmt For For For
Robillard,
Jr.
7 Elect Edward B. Rust, Mgmt For For For
Jr.
8 Elect John D. Zeglis Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
11 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Fredric G. Mgmt For For For
Reynolds
12 Elect William G. Mgmt For For For
Schrader
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
________________________________________________________________________________
Hitachi Metals Limited
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hideaki Takahashi Mgmt For Against Against
3 Elect Masaru Igarashi Mgmt For For For
4 Elect Toshiko Oka Mgmt For For For
5 Elect Takashi Shimada Mgmt For For For
6 Elect Junichi Kamata Mgmt For For For
7 Elect Toyoaki Nakamura Mgmt For For For
8 Elect Toshitake Mgmt For Against Against
Hasunuma
9 Elect Akitoshi Hiraki Mgmt For Against Against
________________________________________________________________________________
Hokuetsu Kishu Paper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3865 CINS J21882105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sekio Kishimoto Mgmt For Against Against
4 Elect Hiroshi Suzuki Mgmt For For For
5 Elect Yoshinori Mgmt For For For
Kawashima
6 Elect Morinobu Obata Mgmt For For For
7 Elect Mitsushige Mgmt For For For
Yamamoto
8 Elect Shuhji Sekimoto Mgmt For For For
9 Elect Kimio Uchiyama Mgmt For For For
10 Elect Yasuyuki Kondoh Mgmt For For For
11 Elect Shigeharu Mgmt For For For
Tachibana
12 Elect Mitsuyasu Iwata Mgmt For For For
13 Elect Kazuo Nakase Mgmt For For For
14 Elect Junichi Horikawa Mgmt For Against Against
15 Elect Keiji Watanabe Mgmt For For For
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLMB CINS W4200N112 03/27/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Remuneration Guidelines Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 01/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2017 Continuing Mgmt For Abstain Against
Connected
Transactions with
Huaneng
Group
4 2017-2019 Continuing Mgmt For Abstain Against
Connected
Transactions with
Huaneng
Finance
5 2017-2019 Continuing Mgmt For Abstain Against
Connected
Transactions with
Tiancheng
Leasing
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 05/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Eligibility for Mgmt For For For
Private
Placement
4 Methods and Time of Mgmt For For For
Issuance
5 Type and Face Value of Mgmt For For For
Shares
6 Target Investors and Mgmt For For For
Subscription
Method
7 Pricing Base Date, Mgmt For For For
Issue Price and
Pricing
Principles
8 Number of Shares Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Amount and Use of Mgmt For For For
Proceeds
11 Arrangement of Mgmt For For For
Undistributed
Profits
12 Validity Period of Mgmt For For For
Resolution
13 Listing Market Mgmt For For For
14 Preliminary Plan for Mgmt For For For
Private
Placement
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
19 Shareholder Return Plan Mgmt For For For
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/13/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Short-Term
Debentures
11 Authority to Issue Mgmt For For For
Super Short-Term
Debentures
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments by Way of
Non-Public
Placement
13 General Authority to Mgmt For For For
Issue Domestic and/or
Overseas Debt
Financing
Instruments
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Elect CAO Peixi Mgmt For For For
16 Elect GUO Junming Mgmt For For For
17 Elect LIU Guoyue Mgmt For Against Against
18 Elect FAN Xiaxia Mgmt For For For
19 Elect HUANG Jian Mgmt For For For
20 Elect WANG Yongxiang Mgmt For For For
21 Elect MI Dabin Mgmt For For For
22 Elect GUO Hongbo Mgmt For For For
23 Elect CHENG Heng Mgmt For For For
24 Elect LIN Chong Mgmt For For For
25 Elect YUE Heng Mgmt For Against Against
26 Elect XU Mengzhou Mgmt For For For
27 Elect LIU Jizhen Mgmt For For For
28 Elect XU Haifeng Mgmt For For For
29 Elect ZHANG Xianzhi Mgmt For For For
30 Elect YE Xiangdong Mgmt For For For
31 Elect MU Xuan Mgmt For Against Against
32 Elect ZHANG Mengjiao Mgmt For For For
33 Elect GU Jianguo Mgmt For For For
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 11/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 05/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor LI Tzar Mgmt For Against Against
Kuoi
3 Elect Canning FOK Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva KWOK Lee Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Against Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KANG Hak Suh Mgmt For For For
3 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/10/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John E. Caldwell Mgmt For For For
3 Elect Donald Charter Mgmt For For For
4 Elect Sybil Veenman Mgmt For For For
5 Elect Richard J. Hall Mgmt For For For
6 Elect Stephen J.J. Mgmt For For For
Letwin
7 Elect Mahendra Naik Mgmt For For For
8 Elect Timothy R. Snider Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jenny A. Mgmt For For For
Seabrook
3 Re-elect Marcelo H. Mgmt For For For
Bastos
4 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/26/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
3 Elect Audit Committee Mgmt For For For
Member (Peter
Davey)
4 Elect Audit Committee Mgmt For Against Against
Member (Babalwa
Ngonyama)
5 Elect Audit Committee Mgmt For For For
Member (Mpho
Nkeli)
6 APPROVE REMUNERATION Mgmt For For For
POLICY
7 Re-elect Hugh Cameron Mgmt For For For
8 Re-elect Albertina Mgmt For For For
Kekana
9 Re-elect Alastair Mgmt For For For
Macfarlane
10 Re-elect Babalwa Mgmt For Against Against
Ngonyama
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Krystyna T. Hoeg Mgmt For For For
2.2 Elect Richard M. Kruger Mgmt For For For
2.3 Elect Jack M. Mintz Mgmt For For For
2.4 Elect David S. Mgmt For For For
Sutherland
2.5 Elect D.G. Wascom Mgmt For Withhold Against
2.6 Elect Sheelagh D. Mgmt For For For
Whittaker
2.7 Elect Victor L. Young Mgmt For For For
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Accounts Mgmt For Abstain Against
4 Report on the Mgmt For Abstain Against
Company's Accounting
and
Financial
Reporting Policies
5 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
Committees
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Authority to Mgmt For Abstain Against
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Director's
Fees
9 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chair
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Rhonda L. Jordan Mgmt For For For
6 Elect Gregory B. Kenny Mgmt For For For
7 Elect Barbara A. Klein Mgmt For For For
8 Elect Victoria J. Reich Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Mgmt For For For
Kitamura
4 Elect Masaharu Sano Mgmt For For For
5 Elect Masahiro Murayama Mgmt For For For
6 Elect Seiya Itoh Mgmt For For For
7 Elect Shunichiroh Mgmt For For For
Sugaya
8 Elect Takahiko Ikeda Mgmt For For For
9 Elect Yoshikazu Mgmt For For For
Kurasawa
10 Elect Kimihisa Kittaka Mgmt For For For
11 Elect Nobuharu Sase Mgmt For For For
12 Elect Yasuhiko Okada Mgmt For For For
13 Elect Hiroshi Satoh Mgmt For For For
14 Elect Isao Matsushita Mgmt For For For
15 Elect Jun Yanai Mgmt For For For
16 Elect Norinao Iio Mgmt For For For
17 Elect Atsuko Nishimura Mgmt For For For
18 Bonus Mgmt For For For
19 Directors' & Statutory Mgmt For For For
Auditors'
Fees
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet Cemal Mgmt For For For
Dorduncu
4 Elect Ilene S. Gordon Mgmt For Against Against
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Kathryn D. Mgmt For For For
Sullivan
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend,
III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend policy Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Election of Directors Mgmt For Abstain Against
9 Report on Board of Mgmt For For For
Directors'
Expenses
10 Directors' Committee Mgmt For For For
Fees and
Budget
11 Report on Directors' Mgmt For For For
Committee Activities
and
Expenses
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/28/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karownakaran @ Mgmt For Against Against
Karunakaran a/l
Ramasamy
2 Elect LIM Tuang Ooi Mgmt For Against Against
3 Elect LEE Shin Cheng Mgmt For For For
4 Elect Peter CHIN Fah Mgmt For Against Against
Kui
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank M. Jaehnert Mgmt For For For
2 Elect Jerome J. Lande Mgmt For For For
3 Elect Timothy Leyden Mgmt For For For
4 Elect Gary E. Pruitt Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2010 Mgmt For For For
Stock incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 09/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynda L. Ziegler Mgmt For For For
2 Elect Thomas S. Mgmt For Against Against
Glanville
3 Elect Diana D. Tremblay Mgmt For For For
4 Elect Peter Mainz Mgmt For For For
5 Elect Jerome J. Lande Mgmt For For For
6 Elect Frank M. Jaehnert Mgmt For Against Against
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/12/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Coverage of Meeting Mgmt For For For
Costs
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 06/23/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Presentation of Mgmt For For For
Financial
Statements
12 Presentation of Mgmt For For For
Management Board
Report
13 Presentation of Report Mgmt For For For
on Public
Administration
Payments
14 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
15 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Report on Public Mgmt For For For
Administration
Payments
19 Allocation of Mgmt For For For
Profits/Dividends
20 Settlement of Income Mgmt For For For
21 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
22 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
23 Financial Statements Mgmt For For For
(Consolidated)
24 Management Board Mgmt For For For
Report
(Consolidated)
25 Ratification of Mgmt For For For
Management Board
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Management
Board
Remuneration Policy
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
29 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Non-Current
Assets
30 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Services
Agreements
31 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Agreements on
Donations,
Discharge of Debt and
Similar
32 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Principles
and Procedures
for
Non-Current Assets
Disposal
33 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
34 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management
Board
Candidate
35 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management
Board
Member
36 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations on the
State
Assets Management
37 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JFE Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Eiji Hayashida Mgmt For For For
4 Elect Kohji Kakigi Mgmt For For For
5 Elect Shinichi Okada Mgmt For For For
6 Elect Naosuke Oda Mgmt For For For
7 Elect Hajime Ohshita Mgmt For For For
8 Elect Masafumi Maeda Mgmt For For For
9 Elect Masao Yoshida Mgmt For For For
10 Elect Masami Yamamoto Mgmt For For For
11 Elect Nobuya Hara Mgmt For For For
12 Elect Isao Saiki Mgmt For For For
13 Renewal of Takeover Mgmt For For For
Defense
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Masao
Yoshida
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/07/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC and Mgmt For Against Against
International
Auditors
and
Authority to Set Fees
7 Resignation of Mgmt For For For
Independent Director:
ZHANG
Weidong
8 Elect ZHOU Donghua; Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 07/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Fulfillment of Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
4 Class and Par Value Mgmt For For For
5 Method of Issue Mgmt For For For
6 Subscribers Mgmt For For For
7 Method of Subscription Mgmt For For For
8 Issue Price Mgmt For For For
9 Number of Shares Mgmt For For For
10 Lock-up Period and Mgmt For For For
Place of
Listing
11 Purpose of the Proceeds Mgmt For For For
12 Distribution of Profit Mgmt For For For
13 Relationship between A Mgmt For For For
Share Issue and H
Share
Issue
14 Validity Period Mgmt For For For
15 Execution of Mgmt For For For
Conditional
Subscription
Agreement
16 Non-public Issuance of Mgmt For For For
A Shares (Revised
Version)
17 Connected Transaction Mgmt For For For
18 Ratification of Board Mgmt For For For
Acts
19 Feasibility Report on Mgmt For For For
Use of
Proceeds
20 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
21 Undertakings of Mgmt For For For
Remedial Measures in
Relation to Dilution
on Current Returns by
the Non-public Share
Issuance
22 Dividend Distribution Mgmt For For For
Plan
23 Special Deal Mgmt For For For
24 Fulfillment of Mgmt For For For
Conditions of
Issuance of Corporate
Bonds
25 Nominal Value, Issue Mgmt For For For
Price and
Size
26 Target Subscribers Mgmt For For For
27 Term and Types Mgmt For For For
28 Interest Rate Mgmt For For For
29 Guarantee Mgmt For For For
30 Method of Issuance Mgmt For For For
31 Use of Proceeds Mgmt For For For
32 Measures for Mgmt For For For
Safeguarding
Repayment
33 Place of Listing Mgmt For For For
34 Board Authority Mgmt For For For
35 Validity Mgmt For For For
36 Report on Use of Mgmt For For For
Proceeds from
Previous
Fundraising
37 Waiver of JCC's Mgmt For For For
Obligation
38 Whitewash Waiver Mgmt For For For
39 Resignation of Mgmt For For For
Executive Director:
LIU
Fangyun
40 Resignation of Mgmt For For For
Executive Director:
GAN
Chengjiu
41 Resignation of Mgmt For For For
Executive Director:
SHI
Jialiang
42 Resignation of Mgmt For For For
Independent Director:
DENG
Hui
43 Resignation of Mgmt For For For
Independent Director:
Qiu
Guanzhou
44 Resignation of Mgmt For For For
Supervisor: Wu
Jinxing
45 Resignation of Mgmt For For For
Supervisor: WAN
Sujuan
46 Elect WANG Bo Mgmt For For For
47 Elect WU Jinxing Mgmt For For For
48 Elect WU Yuneng Mgmt For For For
49 Elect SUN Chuanyao Mgmt For For For
50 Elect LIU Erfei Mgmt For For For
51 Elect LIAO Shengsen as Mgmt For Against Against
Supervisor
52 Elect ZHANG Jianhua as Mgmt For Against Against
Supervisor
53 Non-Voting Meeting Note N/A N/A N/A N/A
54 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 07/18/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value Mgmt For For For
2 Method of Issue Mgmt For For For
3 Subscribers Mgmt For For For
4 Method of Subscription Mgmt For For For
5 Issue Price Mgmt For For For
6 Number of Shares Mgmt For For For
7 Lock-up Period and Mgmt For For For
Place of
Listing
8 Purpose of the Proceeds Mgmt For For For
9 Distribution of Profit Mgmt For For For
10 Relationship between A Mgmt For For For
Share Issue and H
Share
Issue
11 Validity Period Mgmt For For For
12 Execution of Mgmt For For For
Conditional
Subscription
Agreement
13 Non-public Issuance of Mgmt For For For
A Shares (Revised
Version)
14 Connected Transaction Mgmt For For For
15 Ratification of Board Mgmt For For For
Acts
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
18 Undertakings of Mgmt For For For
Remedial Measures in
Relation to Dilution
on Current Returns by
the Non-public Share
Issuance
19 Dividend Distribution Mgmt For For For
Plan
20 Special Deal Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 12/21/2016 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Integration Mgmt For For For
3 Amendments to Articles Mgmt For For For
in Conjunction with
Business
Integration
4 Elect Jun Mutoh Mgmt For For For
5 Elect Yasushi Onoda Mgmt For For For
6 Elect Takashi Hirose Mgmt For For For
7 Elect Yoshiiku Miyata Mgmt For For For
8 Elect Yohji Kuwano Mgmt For For For
9 Elect Nobuko Takahashi Mgmt For For For
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For Against Against
4 Elect Yukio Uchida Mgmt For For For
5 Elect Jun Mutoh Mgmt For For For
6 Elect Junichi Kawada Mgmt For For For
7 Elect Yasushi Onoda Mgmt For For For
8 Elect Hiroji Adachi Mgmt For For For
9 Elect Katsuyuki Ohta Mgmt For For For
10 Elect Tsutomu Sugimori Mgmt For For For
11 Elect Takashi Hirose Mgmt For For For
12 Elect Shunsaku Miyake Mgmt For For For
13 Elect Shigeru Ohi Mgmt For For For
14 Elect Satoshi Taguchi Mgmt For For For
15 Elect Hiroko Ohta Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Seiichi Kondoh Mgmt For For For
18 Elect Yoshiiku Miyata Mgmt For For For
19 Elect Yuji Nakajima as Mgmt For Against Against
Statutory
Auditor
20 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
KAZ Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 04/27/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Simon Heale Mgmt For For For
5 Elect Oleg Novachuk Mgmt For For For
6 Elect Andrew Southam Mgmt For For For
7 Elect Lynda Armstrong Mgmt For For For
8 Elect Vladimir Kim Mgmt For For For
9 Elect Michael Mgmt For For For
Lynch-Bell
10 Elect John MacKenzie Mgmt For For For
11 Elect Charles Watson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Long Term Incentive Mgmt For For For
Plan
15 Deferred Share Bonus Mgmt For For For
Plan
16 Ammendment to the Mgmt For For For
Deferred Share Bonus
Plan
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/21/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Management Board
Report (Coverage of
Loss)
11 Presentation of Mgmt For For For
Management Board
Report
(Dividends)
12 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Reports
13 Presentation of Mgmt For For For
Supervisory Board
Report
(Company
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
15 Financial Statements Mgmt For For For
16 Financial Statements Mgmt For For For
(Consolidated)
17 Management Board Report Mgmt For For For
18 Coverage of Loss Mgmt For For For
19 Distribution of Mgmt For For For
Dividends
20 Ratification of Mgmt For Against Against
Management Board
Acts
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Non-Current
Assets
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Services
Agreements
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Agreements on
Donations, Discharge
of Debt and
Similar
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Principles
and Procedures for
Non-Current Assets
Disposal
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidate
29 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management Board
Member
30 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations on the
State Assets
Management
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Management Board
Remuneration
Policy
32 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to Supervisory Board
Remuneration
Policy
33 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 12/07/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For Against Against
4 Elect Ted A. Gardner Mgmt For Against Against
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect Fayez S. Sarofim Mgmt For For For
12 Elect C. Park Shaper Mgmt For For For
13 Elect William A. Smith Mgmt For For For
14 Elect Joel V. Staff Mgmt For For For
15 Elect Robert F. Vagt Mgmt For For For
16 Elect Perry M. Waughtal Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Reporting
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect John M. H. Huxley Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kobe Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555250 06/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroya Kawasaki Mgmt For Against Against
3 Elect Yoshinori Onoe Mgmt For For For
4 Elect Akira Kaneko Mgmt For For For
5 Elect Naoto Umehara Mgmt For For For
6 Elect Mitsugu Yamaguchi Mgmt For For For
7 Elect Shohei Manabe Mgmt For For For
8 Elect Fusaki Koshiishi Mgmt For For For
9 Elect Toshiya Miyake Mgmt For Against Against
10 Elect Kazuhide Naraki Mgmt For For For
11 Elect Takao Kitabata Mgmt For For For
12 Elect Hiroyuki Bamba Mgmt For Against Against
13 Elect Takao Kitabata Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
Korea Zinc Inc
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Elect CHOI Chang Keun Mgmt For For For
4 Elect LEE Je Joong Mgmt For For For
5 Elect LEE Chae Pil Mgmt For For For
6 Elect HAN Cheol Soo Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: LEE
Jin
Gang
8 Election of Audit Mgmt For For For
Committee Member: HAN
Cheol
Soo
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/15/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Hau Hian Mgmt For Against Against
3 Elect YEOH Eng Khoon Mgmt For For For
4 Elect QUAH Poh Keat Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Elect KWOK Kian Hai Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/11/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Allen Morgan Mgmt For For For
3 Re-elect Buyelwa Mgmt For For For
Sonjica
4 Re-elect Dolly Mokgatle Mgmt For For For
5 Elect Nonkululeko Mgmt For For For
Dlamini
6 Elect Seamus French Mgmt For For For
7 Elect Stephen Pearce Mgmt For For For
8 Elect Terence P. Mgmt For For For
Goodlace
9 Elect Audit Committee Mgmt For For For
Member (Allen
Morgan)
10 Elect Audit Committee Mgmt For For For
Member (Dolly
Mokgatle)
11 Elect Audit Committee Mgmt For For For
Member (Terence P.
Goodlace)
12 Approve Remuneration Mgmt For For For
Policy
13 General Authority to Mgmt For For For
Issue
Shares
14 Adopt New Memorandum Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 06/02/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Enlai Mgmt For For For
6 Elect ZHAO Yongqi Mgmt For For For
7 Elect Aubrey LI Kwok Mgmt For Against Against
Sing
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michiya Kadota Mgmt For Against Against
4 Elect Kohichi Iioka Mgmt For For For
5 Elect Kiyoshi Itoh Mgmt For For For
6 Elect Takahito Namura Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Ikuo Ishimaru Mgmt For For For
10 Elect Hirohiko Ejiri Mgmt For For For
11 Elect Tsuguto Moriwaki Mgmt For For For
12 Elect Ryohko Sugiyama Mgmt For For For
13 Elect Shigekazu Mgmt For For For
Torikai as Statutory
Auditor
14 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/10/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Man Bun Mgmt For For For
6 Elect Peter A. Davies Mgmt For For For
7 Elect David CHAU Shing Mgmt For Against Against
Yim
8 Elect POON Chung Kwong Mgmt For For For
9 Elect Tony WONG Kai Mgmt For For For
Tung
10 Directors' Fees for Mgmt For Against Against
2016
11 Directors' Fees for Mgmt For Against Against
2017
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect W. Thomas Mgmt For For For
Jagodinski
1.3 Elect David B. Rayburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Gary Cook Mgmt For For For
2 Elect Kurt M. Landgraf Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/05/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/12/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Donald K. Charter Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect John H. Craig Mgmt For Against Against
5 Elect Peter C. Jones Mgmt For For For
6 Elect Lukas H. Lundin Mgmt For Against Against
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect William A. Rand Mgmt For For For
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Incentive Stock
Option
Plan
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 03/22/2017 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Distribution of Shares Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/04/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Elect Peggy Bruzelius Mgmt For For For
18 Elect Ashley Mgmt For Against Against
Heppenstall
19 Elect Ian H. Lundin Mgmt For Against Against
20 Elect Lukas H. Lundin Mgmt For Against Against
21 Elect Grace Reksten Mgmt For For For
Skaugen
22 Elect Alex Schneiter Mgmt For For For
23 Elect Cecilia Vieweg Mgmt For For For
24 Elect Jakob Thomasen Mgmt For For For
25 Elect Ian H. Lundin as Mgmt For Against Against
Chair
26 Directors' Fees Mgmt For For For
27 Appointment of Auditor Mgmt For For For
28 Authority to Set Mgmt For For For
Auditor's
Fees
29 Remuneration Guidelines Mgmt For Against Against
30 Long Term Incentive Mgmt For For For
Plan
2017
31 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities w/
or
w/o Preemptive Rights
32 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Sudanese
Operations
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 04/06/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abdul Farid Alias Mgmt For For For
4 Elect Karownakaran @ Mgmt For For For
Karunakaran a/l
Ramasamy
5 Elect CHENG Kee Check Mgmt For Against Against
6 Elect Nor Hizam Bin Mgmt For For For
Hashim
7 Elect Hasnita Binti Mgmt For For For
Hashim
8 Elect Anthony Brent Mgmt For For For
Elam
9 Elect Jamiah Binti Mgmt For For For
Abdul
Hamid
10 Directors' Fees Mgmt For For For
11 Directors' Benefits Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 04/06/2017 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Mgmt For Against Against
Employees' Share
Grant Plan
("ESGP")
2 Equity Grant to Datuk Mgmt For Against Against
Abdul Farid
Alias
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Marcela E. Mgmt For For For
Donadio
5 Elect Philip Lader Mgmt For For For
6 Elect Michael E.J. Mgmt For For For
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 06/01/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
10 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Ole Eirik Leroy Mgmt For TNA N/A
15 Elect Lisbet Naero Mgmt For TNA N/A
16 Elect Orjan Svanevik Mgmt For TNA N/A
17 Nomination Committee Mgmt For TNA N/A
18 Quarterly Dividend Mgmt For TNA N/A
Distribution
19 Authority to Mgmt For TNA N/A
Distribute
Dividends
20 Authority to Mgmt For TNA N/A
Repurchase Shares and
to Issue Treasury
Shares
21 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
22 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Rushan A. Mgmt For Abstain Against
Bogaudinov
9 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
10 Elect Andrey E. Bougrov Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
13 Elect Gareth Penny Mgmt For For For
14 Elect Cornelis Mgmt For For For
Johannes Gerhard
Prinsloo
15 Elect Maxim M. Sokov Mgmt For Abstain Against
16 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
17 Elect Sergey V. Mgmt For For For
Skvortsov
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur Gagikovich Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Amendments to Articles Mgmt For Against Against
31 Participation in the Mgmt For For For
"National Global
Compact Network
Association"
32 Participation in the Mgmt For For For
"Transportation
Security
Association"
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Yao Mgmt For Against Against
3 Elect Akira Takeuchi Mgmt For For For
4 Elect Osamu Iida Mgmt For For For
5 Elect Naoki Ono Mgmt For For For
6 Elect Nobuo Shibano Mgmt For For For
7 Elect Yasunobu Suzuki Mgmt For For For
8 Elect Yukio Okamoto Mgmt For For For
9 Elect Mariko Tokunoh Mgmt For For For
10 Elect Hiroshi Watanabe Mgmt For For For
11 Elect Sohichi Fukui Mgmt For Against Against
12 Elect Hiroshi Satoh Mgmt For Against Against
________________________________________________________________________________
MMG Ltd.
Ticker Security ID: Meeting Date Meeting Status
1208 CINS Y6133Q102 05/24/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect GUO Wenqing Mgmt For For For
4 Elect ZHANG Shuqiang Mgmt For Against Against
5 Elect Kevin JIAO Jian Mgmt For For For
6 Elect XU Jiqing Mgmt For For For
7 Elect GAO Xiaoyu Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/13/2017 Take No Action
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Voting Method Mgmt For TNA N/A
6 Election of Meeting Mgmt For TNA N/A
Bodies
7 Accounts and Reports Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profit/Dividends
9 Corporate Governance Mgmt For TNA N/A
Declaration
10 Ratification of Board Mgmt For TNA N/A
Acts
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Presentation of Mgmt For TNA N/A
Information on Share
Repurchase
13 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
14 Amendments to Article Mgmt For TNA N/A
14.1
15 Amendments to Article Mgmt For TNA N/A
22.8
16 Elect Jozsef Molnar to Mgmt For TNA N/A
the Board of
Directors
17 Elect Attila Chikan to Mgmt For TNA N/A
the Supervisory
Board
18 Elect John I. Charody Mgmt For TNA N/A
to the Supervisory
Board
19 Elect Vladimir Kestler Mgmt For TNA N/A
to the Supervisory
Board
20 Elect Ilona David to Mgmt For TNA N/A
the Supervisory
Board
21 Elect Andrea Mgmt For TNA N/A
Bartfai-Mager to the
Supervisory
Board
22 Elect Attila Chikan to Mgmt For TNA N/A
the Audit
Committee
23 Elect John I. Charody Mgmt For TNA N/A
to the Audit
Committee
24 Elect Ilona David to Mgmt For TNA N/A
the Audit
Committee
25 Elect Andrea Mgmt For TNA N/A
Bartfai-Mager to the
Audit
Committee
26 Elect Ivan Miklos to Mgmt For TNA N/A
the Audit
Committee
27 Election of Employee Mgmt For TNA N/A
Representatives
28 Stock Split Mgmt For TNA N/A
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/11/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tanya Fratto Mgmt For For For
3 Elect Stephen C. Harris Mgmt For For For
4 Elect Andrew King Mgmt For For For
5 Elect John E. Nicholas Mgmt For For For
6 Elect Peter Oswald Mgmt For For For
7 Elect Fred Phaswana Mgmt For For For
8 Elect Dominique Mgmt For For For
Reiniche
9 Elect David Williams Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicolas)
13 Accounts and Reports Mgmt For For For
(Mondi
Limited)
14 Remuneration Policy Mgmt For For For
(Mondi
Limited)
15 Remuneration Report Mgmt For For For
(Mondi
Limited)
16 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Limited)
17 Appointment of Auditor Mgmt For For For
(Mondi
Limited)
18 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Limited)
19 Approve Financial Mgmt For For For
Assistance (Mondi
Limited)
20 General Authority to Mgmt For For For
Issue Shares (Mondi
Limited)
21 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Limited)
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Limited)
23 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Limited)
24 Accounts and Reports Mgmt For For For
(Mondi
plc)
25 Remuneration Policy Mgmt For For For
(Mondi
plc)
26 Remuneration Report Mgmt For For For
(Mondi
plc)
27 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
28 Appointment of Auditor Mgmt For For For
(Mondi
plc)
29 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
30 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
31 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
32 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment
to the Long-Term
Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy E. Cooper Mgmt For For For
2 Elect Gregory L. Ebel Mgmt For For For
3 Elect Timothy S. Gitzel Mgmt For For For
4 Elect Denise C. Johnson Mgmt For For For
5 Elect Emery N. Koenig Mgmt For For For
6 Elect Robert L. Mgmt For For For
Lumpkins
7 Elect William T. Mgmt For For For
Monahan
8 Elect James C. O'Rourke Mgmt For For For
9 Elect James L. Popowich Mgmt For For For
10 Elect David T. Seaton Mgmt For For For
11 Elect Steven M. Seibert Mgmt For For For
12 Elect Kelvin W. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Elisabeth W. Mgmt For For For
Keller
7 Elect James V. Kelley Mgmt For For For
8 Elect Walentin Mirosh Mgmt For For For
9 Elect R. Madison Murphy Mgmt For For For
10 Elect Jeffrey W. Nolan Mgmt For For For
11 Elect Neal E. Schmale Mgmt For For For
12 Elect Laura A. Sugg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2012 Mgmt For For For
Long-Term Incentive
Plan Performance
Metrics
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr For For For
Regarding Proxy
Access
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 04/05/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CINS 644535106 04/26/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Emerson Mgmt For For For
3 Elect James Estey Mgmt For For For
4 Elect Vahan Kololian Mgmt For For For
5 Elect Martyn Konig Mgmt For For For
6 Elect Randall Oliphant Mgmt For For For
7 Elect Ian W Pearce Mgmt For For For
8 Elect Hannes Portmann Mgmt For For For
9 Elect Kay Priestly Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Stock Option Plan Mgmt For For For
Renewal
13 Approval of the Long Mgmt For For For
Term Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/08/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter A.F. Hay Mgmt For For For
3 Re-elect Philip Aiken Mgmt For For For
4 Re-elect Richard Mgmt For For For
(Rick) J.
Lee
5 Re-elect John M. Spark Mgmt For For For
6 Elect Vickki McFadden Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
8 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
9 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Steven Nance Mgmt For For For
4 Elect Roger B. Plank Mgmt For For For
5 Elect Thomas G. Ricks Mgmt For For For
6 Elect Juanita F. Romans Mgmt For For For
7 Elect John W. Schanck Mgmt For For For
8 Elect J. Terry Strange Mgmt For For For
9 Elect J. Kent Wells Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
14 Approval of Material Mgmt For For For
Terms under the 2017
Omnibus Incentive
Plan
15 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report
Regarding Reporting
on Company's Human
Rights Policies and
Risks
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 06/29/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Longteng Packaging Mgmt For For For
Materials and
Chemicals Purchase
Agreement and Annual
Caps
4 Hong Kong Mgmt For For For
International Paper
Chemicals Purchase
Agreement and Annual
Caps
5 Longteng Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
6 Taicang Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
7 Honglong Packaging Mgmt For For For
Paperboard Supply
Agreement and Annual
Caps
8 ACN Recovered Paper Mgmt For For For
Purchase Agreement
and Annual
Caps
9 Tianjin ACN Wastepaper Mgmt For For For
Purchase Agreement
and Annual
Caps
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/07/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Yan Mgmt For Against Against
6 Elect LIU Ming Chung Mgmt For Against Against
7 Elect ZHANG Yuanfu Mgmt For Against Against
8 Elect Maria TAM Wai Chu Mgmt For Against Against
9 Elect NG Leung Sing Mgmt For Against Against
10 Elect LAM Yiu Kin Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Nippon Paper Industries Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshio Haga Mgmt For Against Against
4 Elect Fumio Manoshiro Mgmt For For For
5 Elect Kazufumi Mgmt For For For
Yamasaki
6 Elect Akihiro Utsumi Mgmt For For For
7 Elect Tohru Nozawa Mgmt For For For
8 Elect Hirofumi Fujimori Mgmt For For For
9 Elect Shohji Ueda Mgmt For For For
10 Elect Yoshimitsu Aoyama Mgmt For For For
11 Elect Makoto Fujioka Mgmt For For For
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shohji Muneoka Mgmt For Against Against
4 Elect Kohsei Shindoh Mgmt For For For
5 Elect Sohichiroh Sakuma Mgmt For For For
6 Elect Yasumitsu Saeki Mgmt For For For
7 Elect Shinji Fujino Mgmt For For For
8 Elect Eiji Hashimoto Mgmt For For For
9 Elect Kenji Takahashi Mgmt For For For
10 Elect Toshiharu Sakae Mgmt For For For
11 Elect Shinji Tanimoto Mgmt For For For
12 Elect Shinichi Nakamura Mgmt For For For
13 Elect Toshihiko Kunishi Mgmt For For For
14 Elect Mutsutake Ohtsuka Mgmt For For For
15 Elect Ichiroh Fujisaki Mgmt For For For
16 Elect Katsunori Mgmt For Against Against
Nagayasu as Statutory
Auditor
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hosomi Mgmt For Against Against
3 Elect Shinsuke Ohki Mgmt For For For
4 Elect Akiyo Matono Mgmt For For For
5 Elect Yohichi Sekiguchi Mgmt For For For
6 Elect Shinya Yamamoto Mgmt For For For
7 Elect Seiji Takahashi Mgmt For For For
8 Elect Shingo Hamada Mgmt For For For
9 Elect Kazuo Ohki Mgmt For For For
10 Elect Keisuke Yokoo Mgmt For For For
11 Elect Motohide Ozawa Mgmt For For For
12 Elect Toshinari Iyoda Mgmt For Against Against
13 Elect Kenji Mgmt For Against Against
Kawahigashi as
Alternate Statutory
Auditor
________________________________________________________________________________
Nisshin Seifun Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuki Kemmoku Mgmt For For For
4 Elect Masao Nakagawa Mgmt For For For
5 Elect Michinori Mgmt For For For
Takizawa
6 Elect Takashi Harada Mgmt For For For
7 Elect Akira Mohri Mgmt For For For
8 Elect Satoshi Odaka Mgmt For For For
9 Elect Masashi Nakagawa Mgmt For For For
10 Elect Takao Yamada Mgmt For For For
11 Elect Kiyoshi Satoh Mgmt For For For
12 Elect Akio Mimura Mgmt For For For
13 Elect Kazuhiko Fushiya Mgmt For For For
14 Elect Masashi Koike Mgmt For Against Against
15 Elect Naoto Masujima Mgmt For Against Against
16 Elect Yuji Koike Mgmt For For For
17 Elect Kenji Takihara Mgmt For For For
18 Elect Yukihiro Mgmt For For For
Kumazawa as Statutory
Auditor
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Performance-Linked Mgmt For Against Against
Equity Compensation
Plan
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Kirby L. Hedrick Mgmt For For For
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy Risk
Report
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX1 CINS D5736K135 05/30/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Ratification of Mgmt For TNA N/A
Management Board
Acts
6 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/03/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Agenda Mgmt For TNA N/A
6 Minutes Mgmt For TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profit/Dividends
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Remuneration Guidelines Mgmt For TNA N/A
11 Amendment to the Mgmt For TNA N/A
Nomination Committee
Mandate
12 Corporate Assembly Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/09/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Kelello Mgmt For For For
Chabedi
3 Re-elect Lazarus Zim Mgmt For For For
4 Elect Hester Hickey Mgmt For For For
5 Elect Temba Mvusi Mgmt For For For
6 Appointment of Auditor Mgmt For Abstain Against
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hester
Hickey)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Emily
Kgosi)
10 APPROVE REMUNERATION Mgmt For For For
POLICY
11 Approve Amendments to Mgmt For For For
the Share Incentive
Plan
12 Amendments to Mgmt For For For
Memorandum
(Fractional
Entitlements)
13 Amendments to Mgmt For For For
Memorandum
(Distributions)
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Norway Royal Salmon ASA
Ticker Security ID: Meeting Date Meeting Status
NRS CINS R6333E105 06/01/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Remuneration Guidelines Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Elect Marianne E. Mgmt For TNA N/A
Johnsen
10 Elect Kristine Landmark Mgmt For TNA N/A
11 Elect Jon Hindar Mgmt For TNA N/A
12 Elect Helge Gaso Mgmt For TNA N/A
13 Elect Eva Mgmt For TNA N/A
Kristoffersen (Deputy
Member)
14 Elect Martin Sivertsen Mgmt For TNA N/A
(Deputy
Member)
15 Directors' Fees Mgmt For TNA N/A
16 Elect Karl Olaf Mgmt For TNA N/A
Jorgensen
17 Elect Anne Breiby Mgmt For TNA N/A
18 Elect Endre Glastad as Mgmt For TNA N/A
Chair
19 Nomination Committee Mgmt For TNA N/A
Fees
20 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
21 Authority to Mgmt For TNA N/A
Repurchase
Shares
22 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Mgmt For For For
Reports;Allocation of
Profit/Dividends
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Andrey I. Akimov Mgmt For Abstain Against
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Andrey V. Mgmt For For For
Sharonov
16 Elect Olga V. Belyaeva Mgmt For For For
17 Elect Maria A. Mgmt For For For
Panasenko
18 Elect Igor A. Ryaskov Mgmt For For For
19 Elect Nikolay K. Mgmt For For For
Shulikin
20 Election of Management Mgmt For For For
Board
Chair
21 Appointment of Auditor Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For Against Against
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For Against Against
Management Board
Regulations
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/02/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend 1Q2017 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Oleg V. Bagrin Mgmt For Abstain Against
8 Elect Thomas Veraszto Mgmt For For For
9 Elect Helmut Wieser Mgmt For For For
10 Elect Nikolai A. Mgmt For Abstain Against
Gagarin
11 Elect Vladimir S. Lisin Mgmt For Abstain Against
12 Elect Karen R. Sarkisov Mgmt For Abstain Against
13 Elect Stanislav V. Mgmt For For For
Shekshnya
14 Elect Benedict Mgmt For For For
Sciortino
15 Elect Franz Struzl Mgmt For For For
16 Appointment of CEO and Mgmt For For For
Management Board
Chair
17 Elect Yulia V. Mgmt For For For
Kunikhina
18 Elect Michael Y. Makeev Mgmt For For For
19 Elect Natalia V. Savina Mgmt For For For
20 Elect Elena V. Mgmt For For For
Skladchikova
21 Elect Sergey V. Ushkov Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Gregory J. Hayes Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Bernard L. Mgmt For For For
Kasriel
1.6 Elect Christopher J. Mgmt For For For
Kearney
1.7 Elect Laurette T. Mgmt For For For
Koellner
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect John E. Feick Mgmt For For For
5 Elect Margaret M. Foran Mgmt For For For
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Vicki A. Hollub Mgmt For For For
8 Elect William R. Klesse Mgmt For For For
9 Elect Jack B. Moore Mgmt For For For
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
Report
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/19/2017 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Kostas G. Mgmt For Against Against
Constantinou
4 Re-elect Agu J. Mgmt For For For
Kantsler
5 Elect Mel Togolo Mgmt For For For
6 Elect Fiona E. Harris Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Equity Grant (MD Peter Mgmt For For For
Botten - Performance
Rights)
9 Equity Grant Mgmt For For For
(Executive Director
Gerea Aopi -
Performance
Rights)
10 Equity Grant (MD Peter Mgmt For For For
Botten - Restricted
Shares)
11 Equity Grant Mgmt For For For
(Executive Director
Gerea Aopi -
Restricted
Shares)
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Report
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyotaka Shindoh Mgmt For Against Against
3 Elect Susumu Yajima Mgmt For For For
4 Elect Ryohji Watari Mgmt For For For
5 Elect Kazuo Fuchigami Mgmt For For For
6 Elect Hidehiko Aoyama Mgmt For For For
7 Elect Yoshiki Koseki Mgmt For For For
8 Elect Yoshiaki Takeda Mgmt For For For
9 Elect Shohji Fujiwara Mgmt For Against Against
10 Elect Masatoshi Kaku Mgmt For For For
11 Elect Ryuhichi Kisaka Mgmt For For For
12 Elect Kazuhiko Kamada Mgmt For For For
13 Elect Hiroyuki Isono Mgmt For For For
14 Elect Michihiro Nara Mgmt For For For
15 Elect Nobuaki Terasaka Mgmt For For For
16 Elect Motokazu Ogata Mgmt For For For
17 Elect Fumihiro Mgmt For For For
Yamashita
18 Elect Makoto Katsura Mgmt For For For
19 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2016)
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/24/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Supervisory Board Mgmt For For For
Members'
Fees
5 Appointment of Auditor Mgmt For For For
6 Long-Term Incentive Mgmt For For For
Plan
2017
7 Share Part of Annual Mgmt For For For
Bonus
2017
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Randall J. Larson Mgmt For For For
5 Elect Steven J. Malcolm Mgmt For For For
6 Elect Kevin S. McCarthy Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/19/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Gordon Cairns Mgmt For For For
3 Re-elect Bruce W. D. Mgmt For For For
Morgan
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Grant
King)
6 RENEWAL OF Mgmt For For For
PROPORTIONAL TAKEOVER
PROVISIONS
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendments to Mgmt For For For
Certificate of
Incorporation -
Bundled
________________________________________________________________________________
Outokumpu Oyj
Ticker Security ID: Meeting Date Meeting Status
OUT1V CINS X61161109 03/21/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Guidelines Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
Regarding Domicile;
Auditor
Qualifications;
Meeting
Venue
18 FORFEITURE OF SHARES Mgmt For For For
IN THE JOINT BOOK
ENTRY
ACCOUNT
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights;
Authority to Issue
Treasury
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect C. Noel Dunn Mgmt For For For
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect David C. Press Mgmt For For For
1.7 Elect Walter T. Mgmt For For For
Segsworth
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/01/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Sir John Parker Mgmt For For For
5 Elect Martin D. Angle Mgmt For For For
6 Elect Neil Cooper Mgmt For For For
7 Elect Susan J. Davy Mgmt For For For
8 Elect Christopher Mgmt For For For
Loughlin
9 Elect Ian J. McAulay Mgmt For For For
10 Elect Gill Rider Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Pescanova S.A.
Ticker Security ID: Meeting Date Meeting Status
PVA CINS E8013L130 03/21/2017 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratify Vote Mgmt For For For
Orientation for Nueva
Pescanova's General
Meeting
5 Annul Vote Orientation Mgmt Against N/A N/A
for Nueva Pescanova's
General Meeting and
Vote In Favor of Loan
Capitalisation
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accept Invitation to Mgmt Against Against For
Capitalise NPVA
Loans
8 Reject Invitation to Mgmt For For For
Capitalise NPVA
Loans
9 Elect Alejandro Mgmt For For For
Fernandez
Zugazabeitia
10 Elect Luis Malo De Mgmt For For For
Molina
Lezama-Leguizamon
11 Elect Juan Manuel Mgmt For For For
Ginzo
Santiso
12 Authorisation of Legal Mgmt For For For
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pescanova S.A.
Ticker Security ID: Meeting Date Meeting Status
PVA CINS E8013L130 09/20/2016 Voted
Meeting Type Country of Trade
Mix Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Size Mgmt For For For
10 Elect Carlos Federico Mgmt For For For
Sanz
Navarro
11 Elect Cesar Real Mgmt For For For
Rodriguez
12 Elect Leopoldo Mgmt For For For
Fernandez
Zugazabeitia
13 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Board
Size
14 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Dismissal
of Cesar Mata
Moreton
15 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Election of
Luis Chicharro
Ortega
16 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Election of
Wilson Hudkins
Caceres
17 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Election of
Luis Aurelio Martin
Bernardo
18 Vote Orientation for Mgmt For For For
Nueva Pescanova's
Shareholders' General
Meeting
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 06/08/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of Mgmt For Against Against
International and PRC
Auditors and
Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Elect WANG Yilin Mgmt For Against Against
12 Elect WANG Dongjin Mgmt For For For
13 Elect YU Baocai Mgmt For Against Against
14 Elect LIU Yuezhen Mgmt For Against Against
15 Elect LIU Hongbin Mgmt For For For
16 Elect HOU Qijun Mgmt For For For
17 Elect DUAN Liangwei Mgmt For For For
18 Elect QIN Weizhong Mgmt For For For
19 Elect LIN Boqiang Mgmt For Against Against
20 Elect ZHANG Biyi Mgmt For Against Against
21 Elect Elsie LEUNG Oi Mgmt For For For
Sie
22 Elect Tatsuhito Tokuchi Mgmt For For For
23 Elect Simon P. Henry Mgmt For For For
24 Elect XU Wenrong Mgmt For Against Against
25 Elect ZHANG Fengshan Mgmt For For For
26 Elect JIANG Lifu Mgmt For For For
27 Elect LU Yaozhong Mgmt For Against Against
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 10/20/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Jianhua Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquigas Distribuidora Mgmt For For For
Disposal
2 PetroquimicaSuape and Mgmt For For For
CITEPE
Disposal
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 03/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Adriano Pereira Mgmt For For For
de Paula to the
Supervisory
Board
2 Petroquimica Suape and Mgmt For For For
CITEPE
Disposal
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Mgmt For Abstain Against
Supervisory
Council
3 Elect Reginaldo Mgmt For For For
Ferreira Alexandre as
the Supervisory
Council Member
Representative of
Minority
Shareholders
4 Elect Francisco Vidal Mgmt For Abstain Against
Luna as the
Supervisory Council
Member Representative
of Minority
Shareholders
5 Remuneration Policy Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
8 Amend Nomination Mgmt For For For
Policy (for
Non-Executive and
Executive Directors,
and Supervisory
Council
Members)
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 08/04/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Ratify Co-option of Mgmt For For For
Pedro Pullen
Parente
4 Approve Waiver of Mgmt For For For
Grace Period for
Executive
Appointment
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 11/30/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcelo Mesquita Mgmt For For For
de Siqueira Filho to
the Board as
Representative of
Minority
Shareholders
2 Sale of Share Mgmt For For For
Ownership
(NTS)
3 Authority to Waive Mgmt For For For
Preemptive
Rights
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/19/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohd Mgmt For For For
Ibrahimnuddin Mohd
Yunus
2 Elect Anuar Ahmad Mgmt For Against Against
3 Elect Vimala V.R. Menon Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/16/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Charter Mgmt For Abstain Against
4 Interim Dividend Mgmt For For For
5 Related Party Mgmt For Abstain Against
Transactions
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maksim V. Volkov Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
10 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
11 Elect Sven Ombudstvedt Mgmt N/A For N/A
12 Elect Roman V. Osipov Mgmt N/A Abstain N/A
13 Elect James B. Rogers Mgmt N/A For N/A
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Marcus J. Rhodes Mgmt N/A For N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Ekaterina V. Mgmt For For For
Viktorova
19 Elect Galina A. Mgmt For For For
Kalinina
20 Elect Pavel N. Sinitsa Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For Abstain Against
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/03/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
2 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
3 Allocation of Retained Mgmt For For For
Earnings/Dividends
4 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.4)
5 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.1)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L. Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Water
Stewardship
Policy
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Diversity
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Independent
Board
Chair
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For For For
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Audit Commission's Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management Board
Regulations
11 Amendments to Mgmt For For For
Management Board
Chair
Regulations
12 Amendments to Mgmt For Abstain Against
Corporate Governance
Code
13 Membership in Global Mgmt For For For
Gas Center
Association
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
16 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
17 Elect Timur A. Kulibaev Mgmt N/A Abstain N/A
18 Elect Denis V. Manturov Mgmt N/A For N/A
19 Elect Vitaly A. Mgmt N/A Abstain N/A
Markelov
20 Elect Viktor G Martynov Mgmt N/A For N/A
21 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
22 Elect Alexey B. Miller Mgmt N/A Abstain N/A
23 Elect Alexander V. Mgmt N/A Abstain N/A
Novak
24 Elect Dmitry N. Mgmt N/A Abstain N/A
Patrushev
25 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect Vladimir I. Mgmt For N/A N/A
Alisov
28 Elect Vadim K. Bikulov Mgmt For For For
29 Elect Alexander A. Mgmt For For For
Gladkov
30 Elect Alexander S. Mgmt For N/A N/A
Ivannikov
31 Elect Margarita I. Mgmt For For For
Mironova
32 Elect Lidia V. Morozova Mgmt For N/A N/A
33 Elect Yuri S. Nosov Mgmt For For For
34 Elect Karen I. Oganyan Mgmt For For For
35 Elect Dmitry A. Mgmt For N/A N/A
Pashkovskiy
36 Elect Alexandra A. Mgmt For For For
Petrova
37 Elect Sergey R. Mgmt For For For
Platonov
38 Elect Mikhail N. Mgmt For N/A N/A
Rosseyev
39 Elect Oksana V. Mgmt For For For
Tarasenko
40 Elect Tatyana V. Mgmt For For For
Fisenko
41 Non-Voting Meeting Note N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
5 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
6 Elect Toby T. Gati Mgmt N/A For N/A
7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
8 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(Members)
20 Directors' Fees (New Mgmt For For For
Members)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
22 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 D&O Insurance Mgmt For For For
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
13 Property Purchase Mgmt For For For
14 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to
Articles
15 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to Management Board
Remuneration
Regulations
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/25/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Acquisition of Shares Mgmt For For For
in Gazoprojekt
S.A.
9 Authority to Mgmt For Abstain Against
Repurchase and
Dispose of
Shares
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory
Board Members'
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 11/24/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Previously Adopted
Resolution (Share
Repurchase)
9 Acquisition of Assets Mgmt For For For
for In-Kind
Contribution
10 Cancellation of Mgmt For For For
Shares; Authority to
Reduce Share
Capital
11 Amendments to Articles Mgmt For For For
12 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Management
Board
Remuneration
13 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
Supervisory Board
Composition
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/24/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes to Supervisory ShrHoldr N/A Abstain N/A
Board
Composition
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/30/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Fixed
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Service
Agreements
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Donations,
Debt Release
Agreements and
Similar
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Sale of
Fixed
Assets
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidates
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Obligations
Arising from Act on
Asset
Management
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/16/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bobby Godsell Mgmt For For For
6 Elect Vitaly N. Nesis Mgmt For For For
7 Elect Konstantin Mgmt For For For
Yanakov
8 Elect Marina Gronberg Mgmt For For For
9 Elect Jean-Pascal Mgmt For For For
Duvieusart
10 Elect Jonathan Best Mgmt For For For
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For For For
13 Elect Christine Mgmt For For For
Coignard
14 Appointment of Auditor Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/10/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Elect KIM Shin Bae Mgmt For For For
4 Elect JANG Seung Hwa Mgmt For Against Against
5 Elect CHUNG Moon Ki Mgmt For For For
6 Election of Audit Mgmt For Against Against
Committee Member:
JANG Seung
Hwa
7 Election of Audit Mgmt For For For
Committee Member:
CHUNG Moon
Ki
8 Elect KWON Oh Joon Mgmt For For For
9 Elect OH In Hwan Mgmt For For For
10 Elect CHOI Jung Woo Mgmt For For For
11 Elect JANG In Hwa Mgmt For For For
12 Elect YOO Sung Mgmt For For For
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Aaron W. Regent Mgmt For For For
1.10 Elect Jochen E. Tilk Mgmt For For For
1.11 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CINS 74139C102 05/12/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Mgmt For For For
Quartermain
4 Elect C. Noel Dunn Mgmt For For For
5 Elect Joseph J. Ovsenek Mgmt For For For
6 Elect George Paspalas Mgmt For For For
7 Elect Peter Birkey Mgmt For For For
8 Elect Shaoyang Shen Mgmt For For For
9 Elect Nicole S. Mgmt For For For
Adshead-Bell
10 Elect David Smith Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/31/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 03/27/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board of Directors' Mgmt For For For
Report
2 Board of Mgmt For For For
Commissioners'
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For Against Against
Commissioners
(Slate)
6 Commissioners' Fees Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Mary Ralph Lowe Mgmt For For For
8 Elect Gregory G. Mgmt For For For
Maxwell
9 Elect Kevin S. McCarthy Mgmt For For For
10 Elect Steffen E. Palko Mgmt For For For
11 Elect Jeffrey L. Mgmt For For For
Ventura
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 09/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect Thomas W. Gimbel Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect Douglas M. Hayes Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Gregg J. Mollins Mgmt For For For
10 Elect Andrew G. Mgmt For For For
Sharkey
III
11 Elect Douglas W. Mgmt For For For
Stotlar
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rengo Company Limited
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Ohtsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Ichiroh Hasegawa Mgmt For For For
5 Elect Yasuhiro Baba Mgmt For For For
6 Elect Hiromi Sambe Mgmt For For For
7 Elect Shigechika Ishida Mgmt For For For
8 Elect Yohsuke Kawamoto Mgmt For For For
9 Elect Kohichi Hirano Mgmt For For For
10 Elect Hirofumi Hori Mgmt For For For
11 Elect Sadatoshi Inoue Mgmt For For For
12 Elect Mitsumasa Yokota Mgmt For For For
13 Elect Tohru Ohsako Mgmt For For For
14 Elect Takeshi Hosokawa Mgmt For For For
15 Elect Yukio Okano Mgmt For Against Against
16 Elect Kenjiroh Nakano Mgmt For For For
17 Elect Hiroshi Ebihara Mgmt For Against Against
18 Elect Shinichi Yokoyama Mgmt For For For
19 Elect Kenji Tsujimoto Mgmt For For For
As Statutory
Auditor
20 Directors' Fees Mgmt For For For
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/18/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
for FY2017
(Deloitte)
6 Appointment of Auditor Mgmt For For For
for FY2018-2020
(PricewaterhouseCooper
s)
7 First Scrip Dividend Mgmt For For For
8 Second Scrip Dividend Mgmt For For For
9 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
10 Elect Rene Dahan Mgmt For For For
11 Elect Manuel Manrique Mgmt For For For
Cecilia
12 Elect Luis Suarez de Mgmt For For For
Lezo
Mantilla
13 Ratify Co-option and Mgmt For For For
Elect Antonio
Massanell
Lavilla
14 Elect Maite Ballester Mgmt For For For
Fornes
15 Elect Isabel Mgmt For For For
Torremocha
Ferrezuelo
16 Elect Mariano Marzo Mgmt For For For
Carpio
17 Remuneration Report Mgmt For For For
(Advisory)
18 2017 STIP (CEO) Mgmt For For For
19 Long-Term Incentive Mgmt For For For
Plan
2017-2020
20 Amendment to Long-Term Mgmt For For For
Incentive
Plans
21 Remuneration Policy Mgmt For For For
(Binding)
22 Authorisation of Legal Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/12/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For Against Against
(Advisory -
UK)
4 Remuneration Report Mgmt For Against Against
(Advisory -
AUS)
5 Approval of Mgmt For For For
Termination
Payments
6 Elect Megan Clark Mgmt For For For
7 Elect David Constable Mgmt For For For
8 Elect Jan du Plessis Mgmt For For For
9 Elect Ann Godbehere Mgmt For For For
10 Elect Simon Henry Mgmt For For For
11 Elect Jean-Sebastien Mgmt For For For
Jacques
12 Elect Sam H. Laidlaw Mgmt For For For
13 Elect Michael Mgmt For For For
L'Estrange
14 Elect Chris J. Lynch Mgmt For For For
15 Elect Paul M. Tellier Mgmt For For For
16 Elect Simon R. Thompson Mgmt For For For
17 Elect John S. Varley Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 06/27/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Coal & Allied Mgmt For Abstain Against
Industries
Limited
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 04/13/2017 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Directors' Report Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Annual Report Mgmt For Abstain Against
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Set Mgmt For Against Against
Auditor's
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Abstain Against
11 Election of Directors Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/23/2016 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Interim Dividend Mgmt For For For
(1H2016)
3 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/22/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Alexander E. Mgmt For For For
Bogashov
11 Elect Sergey I. Poma Mgmt For For For
12 Elect Zakhar B. Mgmt For For For
Sabantsev
13 Elect Pavel G. Shumov Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Related Party Mgmt For For For
Transactions (Deposit
Agreements with BANK
VBRR
AO)
16 Related Party Mgmt For For For
Transactions (Deposit
Agreements with Bank
GPB
AO)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/23/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Catherine J. Mgmt For For For
Hughes
5 Elect Roberto Egydio Mgmt For For For
Setubal
6 Elect Ben Van Beurden Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Euleen GOH Yiu Mgmt For For For
Kiang
9 Elect Charles O. Mgmt For For For
Holliday,
Jr.
10 Elect Gerard Mgmt For For For
Kleisterlee
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/30/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 09/05/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Othman Al-Ghamdi Mgmt For Against Against
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 04/28/2017 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Losses
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 List Presented by Eni Mgmt For TNA N/A
S.p.A. and CDP Equity
S.p.A.
6 List Presented by Mgmt For TNA N/A
Group of
Institutional
Investors
Representing 1.492%
of Share
Capital
7 Election of Chair of Mgmt For TNA N/A
Board of Statutory
Auditors
8 Statutory Auditors' Mgmt For TNA N/A
Fees
9 Increase in Auditor's Mgmt For TNA N/A
Fees
10 Remuneration Policy Mgmt For TNA N/A
11 Authority to Mgmt For TNA N/A
Repurchase
Shares
12 Authority to Reissue Mgmt For TNA N/A
Shares
13 Authorise Interruption Mgmt For TNA N/A
of Limitation Period
Against Pietro Franco
Tali
14 Reverse Stock Split Mgmt For TNA N/A
15 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 06/01/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Increase in Authorised Mgmt For TNA N/A
Capital
10 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Samyang Corporation
Ticker Security ID: Meeting Date Meeting Status
145990 CINS Y7490S111 03/23/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditor
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/04/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter R. Mgmt For For For
Coates
3 Elect Guy M. Cowan Mgmt For For For
4 Elect Peter R. Hearl Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
7 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/08/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Michael A. Mgmt For For For
Fallon
3 Re-elect Deenadayalen Mgmt For For For
(Len)
Konar
4 Re-elect John D. Mgmt For For For
McKenzie
5 Re-elect Glen T. Pearce Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Deenadayalen
Konar)
7 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
8 Elect Audit Committee Mgmt For Against Against
Member (Nkateko
Mageza)
9 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
10 Elect Audit Committee Mgmt For For For
Member (Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/25/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Henk Dijkgraaf Mgmt For For For
3 Re-elect JJ Njeke Mgmt For For For
4 Re-elect Bongani Mgmt For For For
Nqwababa
5 Re-elect Peter Mgmt For For For
Robertson
6 Elect Stephen Cornell Mgmt For For For
7 Elect Manuel Cuambe Mgmt For For For
8 Elect Paul Victor Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
11 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
12 Elect Audit Committee Mgmt For For For
Member (Imogen
Mkhize)
13 Elect Audit Committee Mgmt For For For
Member (Johnson
Njeke)
14 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Long-Term Mgmt For For For
Incentive
Plan
17 Authority to Issue Mgmt For For For
Shares Pursuant to
the Long-Term
Incentive
Plan
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to Mgmt For For For
Memorandum (Clause
9.1)
21 Amendments to Mgmt For For For
Memorandum (Clause
22.2)
22 Amendment to Mgmt For For For
Memorandum (Clause
23.1.12)
23 General Authority to Mgmt For For For
Repurchase
Shares
24 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston
Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Schweitzer-Mauduit
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Claire L. Arnold Mgmt For For For
1.2 Elect Jeffrey J. Keenan Mgmt For For For
1.3 Elect Marco Levi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
1.5 Elect Paul M. Squires Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Approval of the Mgmt For For For
Executive Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/20/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Emma FitzGerald Mgmt For For For
5 Elect Kevin S. Beeston Mgmt For For For
6 Elect Dominique Mgmt For For For
Reiniche
7 Elect Andrew J. Duff Mgmt For For For
8 Elect John Coghlan Mgmt For For For
9 Elect Olivia Garfield Mgmt For For For
10 Elect James Bowling Mgmt For For For
11 Elect Philip Remnant Mgmt For For For
12 Elect Angela Strank Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For For For
(Untraced
Shareholders)
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For Against Against
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/23/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect Chris Chadwick Mgmt For For For
4 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
5 Re-elect Timothy Mgmt For For For
Cumming
6 Re-elect Charl Keyter Mgmt For For For
7 Re-elect Sello Moloko Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
9 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
10 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
11 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve 2017 Share Plan Mgmt For For For
15 APPROVE REMUNERATION Mgmt For For For
POLICY
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change in Company Name Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8T642129 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect JANG Dong Hyun Mgmt For Against Against
5 Elect JANG Yong Seok Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
JANG Yong
Seok
7 Share Option Grant Mgmt For For For
8 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Joon Mgmt For For For
4 Elect YU Jeong Jun Mgmt For For For
5 Elect KIM Jong Hoon Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Jong
Hoon
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/05/2017 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ken Bowles Mgmt For For For
6 Elect Jorgen Buhl Mgmt For For For
Rasmussen
7 Elect Liam O'Mahony Mgmt For For For
8 Elect Anthony Smurfit Mgmt For For For
9 Elect Godefridus P.F. Mgmt For For For
Beurskens
10 Elect Christel Bories Mgmt For For For
11 Elect Irial Finan Mgmt For For For
12 Elect James A. Lawrence Mgmt For For For
13 Elect John Moloney Mgmt For For For
14 Elect Roberto Newell Mgmt For For For
15 Elect Gonzalo Restrepo Mgmt For For For
Lopez
16 Elect Rosemary Thorne Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Wayne Osborn Mgmt For For For
3 Re-elect Keith Rumble Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For Withhold Against
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.6 Elect Xavier Garcia de Mgmt For For For
Quevedo
Topete
1.7 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.8 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.9 Elect Gilberto Mgmt For For For
Perezalonso
Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Approval of a One-Year Mgmt For For For
Extension of the
Directors' Stock
Award
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Jon A. Marshall Mgmt For For For
5 Elect Elliott Pew Mgmt For For For
6 Elect Terry W. Rathert Mgmt For For For
7 Elect Alan H. Stevens Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Spectra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 12/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
SSAB Svenskt Stal AB
Ticker Security ID: Meeting Date Meeting Status
SSABA CINS W8615U108 04/06/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Board Size Mgmt For For For
14 Directors and Mgmt For For For
Auditors'
Fees
15 Election of Directors Mgmt For For For
16 Elect Bengt Kjell as Mgmt For For For
Chair
17 Number of Auditors; Mgmt For For For
Appointment of
Auditor
18 Remuneration Guidelines Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Zero
Tolerance Policy for
Work Place
Accidents
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementation of
Zero Tolerance
Policy
22 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Zero
Tolerance Policy
Report
23 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
24 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementing
Equality
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Annual
Report
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
28 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
29 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-sized
Shareholders
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting Rights
Petition
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
33 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Unequal
Voting
Rights
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Politicians
as Board
Members
35 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of the Mgmt For TNA N/A
Presiding
Chair
6 Agenda Mgmt For TNA N/A
7 Minutes Mgmt For TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Authority to Mgmt For TNA N/A
Distribute Interim
Dividend
10 Authority to Issue Mgmt For TNA N/A
Shares for 2016
Fourth Quarter
Dividend
11 Authority to Issue Mgmt For TNA N/A
Shares for 2017 First
Quarter
Dividend
12 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Exploration
Drilling in the
Barents
Sea
13 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Discontinuation of
Exploration
Activities
14 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Risk
Management
Process
15 Corporate Governance Mgmt For TNA N/A
Report
16 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
17 Share-Based Incentive Mgmt For TNA N/A
Guidelines
(Binding)
18 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
19 Corporate Assembly Fees Mgmt For TNA N/A
20 Nomination Committee Mgmt For TNA N/A
Fees
21 Authority to Mgmt For TNA N/A
Repurchase Shares for
Employee Share
Savings
Plan
22 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
23 Adjustment of Mgmt For TNA N/A
Marketing
Instructions
24 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Keith E. Busse Mgmt For For For
1.3 Elect Frank D. Byrne Mgmt For For For
1.4 Elect Kenneth W. Cornew Mgmt For For For
1.5 Elect Traci M. Dolan Mgmt For For For
1.6 Elect Jurgen Kolb Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stillwater Mining Company
Ticker Security ID: Meeting Date Meeting Status
SWC CUSIP 86074Q102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Elect George M. Bee Mgmt For For For
4 Elect Michael McMullen Mgmt For For For
5 Elect Patrice Merrin Mgmt For Against Against
6 Elect Lawrence Peter Mgmt For For For
O'Hagan
7 Elect Michael S. Mgmt For For For
Parrett
8 Elect Brian Schweitzer Mgmt For For For
9 Elect Gary A. Sugar Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
14 Transaction of Other Mgmt For Against Against
Business
15 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 04/27/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For For For
Nomination Board
Charter
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suez Environnement Company SA
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F6327G101 05/10/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of the Mgmt For For For
Co-option of
Francesco
Caltagirone
9 Related Party Mgmt For For For
Transactions
10 Remuneration Policy Mgmt For For For
(Chair)
11 Remuneration of Gerard Mgmt For For For
Mestrallet,
Chair
12 Remuneration Policy of Mgmt For For For
CEO
13 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
CEO
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
19 Greenshoe Mgmt For For For
20 Authority to Increase Mgmt For For For
Capital in
Considerations for
Contributions in
Kind
21 Authority Increase Mgmt For For For
Capital in Case of
Exchange
Offer
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Overseas Employee Mgmt For For For
Stock Purchase
Plan
24 Authority to Issue Mgmt For For For
Restricted
Shares
25 Global Ceiling on Mgmt For For For
Capital
Increases
26 Authorisation of Legal Mgmt For For For
Formalities
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Forestry Co, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712123 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Share Consolidation Mgmt For For For
4 Elect Yoshiaki Nakazato Mgmt For For For
5 Elect Takeshi Kubota Mgmt For For For
6 Elect Harumasa Kurokawa Mgmt For For For
7 Elect Akira Nozaki Mgmt For For For
8 Elect Hiroshi Asahi Mgmt For For For
9 Elect Tsutomu Ushijima Mgmt For For For
10 Elect Hitoshi Taimatsu Mgmt For For For
11 Elect Kazuhisa Nakano Mgmt For For For
12 Elect Kazushi Ino Mgmt For For For
13 Elect Yuuichi Yamada Mgmt For Against Against
14 Elect Kazuhiro Mishina Mgmt For For For
As Alternate
Statutory
Auditor
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic Mgmt For For For
D'Alessandro
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
O'Brien
1.9 Elect Eira Thomas Mgmt For For For
1.10 Elect Steven W. Mgmt For For For
Williams
1.11 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Helle Mgmt For For For
Kristoffersen
1.2 Elect Thomas R. Mgmt For For For
McDaniel
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/29/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Audit Mgmt For For For
Commission
Regulations
6 Directors' Fees Mgmt For Abstain Against
7 Audit Commission Fees Mgmt For Abstain Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Aleksandr V. Mgmt N/A Abstain N/A
Agarev
10 Elect Vladimir L. Mgmt N/A Abstain N/A
Bogdanov
11 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
12 Elect Ivan K. Mgmt N/A For N/A
Dinichenko
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
16 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
17 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
18 Elect Vladimir A. Mgmt N/A For N/A
Shashkov
19 Elect Taisiya P. Mgmt For Against Against
Klinovskaya
20 Elect Valentina V. Mgmt For Against Against
Musikhina
21 Elect Tamara F. Oleynik Mgmt For Against Against
22 Appointment of Auditor Mgmt For For For
23 D&O Insurance Mgmt For For For
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 04/05/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends;
Spin-Off
13 Dividend Record Date Mgmt For For For
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Par Boman Mgmt For For For
19 Elect Ewa Bjorling Mgmt For For For
20 Elect Maija-Liisa Mgmt For For For
Friman
21 Elect Annemarie Mgmt For For For
Gardshol
22 Elect Magnus Groth Mgmt For For For
23 Elect Johan Malmquist Mgmt For For For
24 Elect Bert Nordberg Mgmt For Against Against
25 Elect Louise Svanberg Mgmt For For For
26 Elect Barbara Milian Mgmt For For For
Thoralfsson
27 Elect Lars Rebien Mgmt For For For
Sorensen
28 Elect Par Boman as Mgmt For For For
Chair
29 Appointment of Auditor Mgmt For For For
30 Nomination Committee Mgmt For For For
Guidelines Pursuant
to Distribution of
Shares
31 Nomination Committee Mgmt For For For
32 Remuneration Guidelines Mgmt For For For
33 Amendments to Articles Mgmt For For For
Regarding Registered
Office;
Dividends
34 Authority to Reduce Mgmt For For For
Share
Capital
35 Bonus Issue Mgmt For For For
36 Non-Voting Agenda Item N/A N/A N/A N/A
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 05/17/2017 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Size Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Elect Charlotte Mgmt For For For
Bengtsson
12 Elect Lennart Evrell Mgmt For For For
13 Elect Ulf Larsson Mgmt For For For
14 Elect Martin Lindqvist Mgmt For For For
15 Elect Lotta Lyra Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Kevin McArthur Mgmt For For For
1.2 Elect Ronald W. Clayton Mgmt For For For
1.3 Elect Tanya M. Mgmt For For For
Jakusconek
1.4 Elect Charles A. Mgmt For For For
Jeannes
1.5 Elect Drago G. Kisic Mgmt For For For
1.6 Elect Alan C. Moon Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Paul B. Sweeney Mgmt For For For
1.9 Elect James S. Voorhees Mgmt For For For
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles R. Crisp Mgmt For For For
2 Elect Laura C. Fulton Mgmt For For For
3 Elect Michael A. Heim Mgmt For For For
4 Elect James W. Whalen Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
9 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/23/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
7 Elect Laszlo Gerecs Mgmt For For For
8 Elect Nail G. Ibragimov Mgmt For Abstain Against
9 Elect Yuri L. Levin Mgmt For For For
10 Elect Nail U. Maganov Mgmt For Abstain Against
11 Elect Renat H. Muslimov Mgmt For Abstain Against
12 Elect Rafail S. Mgmt For Abstain Against
Nurmukhametov
13 Elect Renat K. Sabirov Mgmt For Abstain Against
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
16 Elect Rustam K. Mgmt For Abstain Against
Khalimov
17 Elect Azat K. Khamaev Mgmt For Abstain Against
18 Elect Rais S. Khisamov Mgmt For Abstain Against
19 Elect Rene F. Steiner Mgmt For For For
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ranilya R. Mgmt For For For
Gizatova
22 Elect Guzel R. Mgmt For For For
Gilfanova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Taskirya G. Mgmt For For For
Nurkhametova
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Nazilya R. Mgmt For For For
Farkhutdinova
27 Elect Ravil A. Mgmt For For For
Sharifullin
28 Appointment of Auditor Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 Amendments to General Mgmt For For For
Meeting
Regulations
31 Amendments to Board of Mgmt For For For
Directors
Regulations
32 Amendments to CEO Mgmt For For For
Regulations
33 Amendments to Mgmt For For For
Management Board
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Technip
Ticker Security ID: Meeting Date Meeting Status
TEC CINS F90676101 12/05/2016 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Merger by Absorption Mgmt For For For
of the Company by
TechnipFMC
6 Removal of Mgmt For For For
Double-Voting
Rights
7 Dissolution without Mgmt For For For
Liquidation of the
Company
8 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.4 Elect Edward C. Dowling Mgmt For For For
1.5 Elect Eiichi Fukuda Mgmt For For For
1.6 Elect Norman B. Keevil Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For Withhold Against
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Tracey L. McVicar Mgmt For For For
1.11 Elect Kenneth W. Mgmt For For For
Pickering
1.12 Elect Una M. Power Mgmt For For For
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Financial Statements Mgmt For For For
(Consolidated)
3 Financial Statements Mgmt For For For
(Separate)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors; Mgmt For Against Against
Board
Size
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2016 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Jim W. Nokes Mgmt For For For
7 Elect William H. Mgmt For For For
Schumann,
III
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect Gerard M Anderson Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Donald L. Mennel Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Navigator Company S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 05/24/2017 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Proposal Mgmt For For For
Regarding Special
Dividend
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Supervisory
Council
Acts
8 Remuneration Policy Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
(Financial
Year)
10 Authority to Trade in Mgmt For For For
Company Stock and
Bonds
11 Appointment of Mgmt For For For
Alternate
Auditor
________________________________________________________________________________
The Navigator Company S.A.
Ticker Security ID: Meeting Date Meeting Status
NVG CINS X67182109 12/30/2016 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Financial
Year)
3 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect Veronica M. Hagen Mgmt For For For
7 Elect Warren A. Hood, Mgmt For For For
Jr.
8 Elect Linda P. Hudson Mgmt For For For
9 Elect Donald M. James Mgmt For For For
10 Elect John D. Johns Mgmt For For For
11 Elect Dale E. Klein Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect Larry D. Thompson Mgmt For For For
15 Elect E. Jenner Wood Mgmt For For For
III
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change
Policies
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Charles I. Cogut Mgmt For For For
5 Elect Kathleen B. Mgmt For For For
Cooper
6 Elect Michael A. Creel Mgmt For For For
7 Elect Peter A. Ragauss Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Murray D. Smith Mgmt For For For
10 Elect William H. Spence Mgmt For For For
11 Elect Janice D. Stoney Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 11/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Kathleen B. Mgmt For For For
Cooper
5 Elect Peter A. Ragauss Mgmt For For For
6 Elect Scott D. Mgmt For For For
Sheffield
7 Elect Murray D. Smith Mgmt For For For
8 Elect William H. Spence Mgmt For For For
9 Elect Janice D. Stoney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ThyssenKrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/27/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 03/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect TANG Fusheng Mgmt For For For
4 Remuneration of TANG Mgmt For For For
Fusheng
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Par Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Size of Issuance Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Lock-up Arrangement Mgmt For For For
8 Gross Proceeds and Use Mgmt For For For
of
Proceeds
9 Listing Application Mgmt For For For
10 Arrangement Relating Mgmt For For For
to Accumulated
Undistributed
Profits
11 Validity Period of Mgmt For For For
Resolution
12 Plan to Issue Shares Mgmt For For For
w/out Preemptive
Rights
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Three-year Mgmt For For For
Shareholders Return
Plan
(2016-2018)
15 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
16 Amendments to Articles Mgmt For For For
17 Compliance with Mgmt For For For
Relevant Laws and
Regulations
18 Report on Use of Mgmt For For For
Previously Raised
Funds
19 Approval of Mgmt For For For
Undertakings of
Management for
Dilution
Measures
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Management Principles Mgmt For For For
on Use of
Proceeds
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 12/30/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Par Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Subscribers and Method Mgmt For For For
of
Subscription
5 Size of Issuance Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Lock-up Arrangement Mgmt For For For
8 Gross Proceeds and Use Mgmt For For For
of
Proceeds
9 Listing Application Mgmt For For For
10 Arrangement Relating Mgmt For For For
to Accumulated
Undistributed
Profits
11 Validity Period of Mgmt For For For
Resolution
12 Plan to Issue Shares Mgmt For For For
w/out Preemptive
Rights
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Three-year Mgmt For For For
Shareholders Return
Plan
(2016-2018)
15 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
16 Amendments to Articles Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 12/21/2016 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Exchange Mgmt For For For
Agreement with JX
Holdings,
Inc.
3 Absorption-Type Merger Mgmt For For For
Agreement with JX
Nippon Oil & Energy
Corporation
4 Absorption-Type Mgmt For For For
Merger Agreement
with EMG Marketing
Godo
Kaisha
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/26/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends;
Scrip Dividend
Option
8 Scrip Dividend Option Mgmt For For For
for Interim
Dividend
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Elect Patricia Barbizet Mgmt For For For
11 Elect Marie-Christine Mgmt For For For
Coisne-Roquette
12 Elect Mark Cutifani Mgmt For For For
13 Elect Carlos Tavares Mgmt For For For
14 Related Party Mgmt For For For
Transactions
15 Remuneration of Mgmt For Against Against
Patrick Pouyanne,
Chairman and
CEO
16 Remuneration Policy Mgmt For For For
(Chair and
CEO)
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/07/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect Brian G. Robinson Mgmt For Against Against
5 Elect Jill T. Angevine Mgmt For For For
6 Elect William D. Mgmt For For For
Armstrong
7 Elect Lee A. Baker Mgmt For For For
8 Elect Robert W. Blakely Mgmt For For For
9 Elect John W. Elick Mgmt For For For
10 Elect Phillip A. Mgmt For For For
Lamoreaux
11 Elect Andrew B. Mgmt For For For
MacDonald
12 Elect Lucy M. Miller Mgmt For For For
13 Elect Ronald C. Wigham Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Adoption of New Bylaws Mgmt For For For
16 Approval of Mgmt For For For
Unallocated Options
Under the Share
Option
Plan
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Johnston C. Adams Mgmt For For For
1.3 Elect Peter D. Bewley Mgmt For For For
1.4 Elect Ramkumar Krishnan Mgmt For For For
1.5 Elect George MacKenzie Mgmt For For For
1.6 Elect Edna K. Morris Mgmt For For For
1.7 Elect Mark J. Weikel Mgmt For For For
1.8 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Stephan Cretier Mgmt For For For
1.4 Elect Russell K. Mgmt For For For
Girling
1.5 Elect S. Barry Jackson Mgmt For For For
1.6 Elect John E. Lowe Mgmt For For For
1.7 Elect Paula Rosput Mgmt For For For
Reynolds
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Siim A. Vanaselja Mgmt For For For
1.12 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Allocation of Losses Mgmt For For For
4 Elect Glyn A. Barker Mgmt For For For
5 Elect Vanessa C.L. Mgmt For For For
Chang
6 Elect Frederico Fleury Mgmt For For For
Curado
7 Elect Chadwick C. Mgmt For For For
Deaton
8 Elect Vincent J. Mgmt For For For
Intrieri
9 Elect Martin B. Mgmt For For For
McNamara
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Merrill A. Mgmt For Against Against
Miller,
Jr.
12 Elect Edward R. Muller Mgmt For For For
13 Elect Tan Ek Kia Mgmt For For For
14 Elect Jeremy D. Thigpen Mgmt For For For
15 Election of Chairman Mgmt For Against Against
of the
Board
16 Elect Frederico Fleury Mgmt For For For
Curado
17 Elect Vincent J. Mgmt For For For
Intrieri
18 Elect Martin B. Mgmt For For For
McNamara
19 Elect Tan Ek Kia Mgmt For For For
20 Reelection of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Ratification of Mgmt For For For
Maximum Aggregate
Director
Compensation
24 Ratification of Mgmt For For For
Maximum Aggregate
Executive
Compensation
25 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/29/2017 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditors'
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Amendments to Article Mgmt For TNA N/A
6 Regarding
Authorised
Capital
11 Election of Directors Mgmt For TNA N/A
12 Compensation Policy Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Charitable Donations Mgmt For TNA N/A
16 Presentation of Report Mgmt For TNA N/A
on
Guarantees
17 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/12/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James W. Gill Mgmt For For For
3 Elect R. Peter Gillin Mgmt For For For
4 Elect Ulf Quellmann Mgmt For For For
5 Elect Russel C. Mgmt For For For
Robertson
6 Elect Maryse Mgmt For For For
Saint-Laurent
7 Elect Craig Stegman Mgmt For For For
8 Elect Jeffery D. Mgmt For For For
Tygesen
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Tom Hayes Mgmt For For For
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Brad T. Sauer Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia Diaz Mgmt For For For
Dennis
2 Elect Dan O. Dinges Mgmt For For For
3 Elect John G. Drosdick Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Stephen J. Girsky Mgmt For For For
7 Elect Mario Longhi Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Glenda G. McNeal Mgmt For For For
10 Elect Robert J. Stevens Mgmt For For For
11 Elect David S. Mgmt For For For
Sutherland
12 Elect Patricia A. Mgmt For For For
Tracey
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 2016 Omnibus Incentive Mgmt For For For
Compensation
Plan
16 Technical Amendments Mgmt For For For
to
Articles
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect John McAdam Mgmt For For For
5 Elect Steven L. Mogford Mgmt For For For
6 Elect Stephen A. Carter Mgmt For For For
7 Elect Mark S. Clare Mgmt For For For
8 Elect Russ Houlden Mgmt For For For
9 Elect Brian May Mgmt For For For
10 Elect Sara Weller Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
17 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Election of Mgmt For Abstain Against
Supervisory
Council
5 Remuneration Policy Mgmt For Against Against
6 Supervisory Council's Mgmt For For For
Fees
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 06/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Mgmt For For For
Preferred
Shares
2 Amendments to Articles Mgmt For For For
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Valepar) Mgmt For For For
7 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 08/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For Against Against
Co-options of Motomu
Takahashi and Marcelo
Gasparino da Silva
(Alternate
Director)
2 Amendments to Articles Mgmt For Against Against
Regarding Executive
Board Age
Limits
3 Amendments to Articles Mgmt For For For
Regarding General
Meeting
Chairman
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Susan Kaufman Mgmt For For For
Purcell
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/05/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi Rajagopal Mgmt For For For
5 Elect Anil Agarwal Mgmt For For For
6 Elect Navin Agarwal Mgmt For For For
7 Elect Tom Albanese Mgmt For For For
8 Elect Ekaterina Zotova Mgmt For For For
9 Elect Aman Mehta Mgmt For Against Against
10 Elect Deepak S. Parekh Mgmt For Against Against
11 Elect Geoffrey Green Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Amendment to the Mgmt For For For
Performance Share
Plan
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at
14
Days
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 09/06/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/20/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For Against Against
Transactions
10 Elect Olivier Mareuse Mgmt For For For
11 Elect Marion Guillou Mgmt For For For
12 Elect Paolo Scaroni Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Remuneration Policy Mgmt For Against Against
(Chair and
CEO)
15 Remuneration of Mgmt For Against Against
Antoine Frerot, Chair
and
CEO
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Relocation of Mgmt For For For
Corporate
Headquarters
18 Amendment Regarding Mgmt For For For
Vice Chair Age
Limits
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/05/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Gerhard Roiss to Mgmt For For For
the Supervisory
Board
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/06/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For For For
12 Elect Henry Stenson Mgmt For For For
13 Elect Lars G. Josefsson Mgmt For For For
14 Elect Lykke Friis Mgmt For For For
15 Elect Torben Mgmt For For For
Ballegaard
Sorensen
16 Directors' Fees for Mgmt For For For
2016
17 Directors' Fees for Mgmt For For For
2017
18 Appointment of Auditor Mgmt For For For
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
Regarding
Attendance
22 Authority to Carry Out Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/06/2016 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Supervisory Board Mgmt For Against Against
Members'
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G48833100 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect David J. Butters Mgmt For Against Against
3 Elect John D. Gass Mgmt For For For
4 Elect Emyr Jones Parry Mgmt For For For
5 Elect Francis S. Kalman Mgmt For For For
6 Elect William E. Mgmt For For For
Macaulay
7 Elect Mark A. McCollum Mgmt For For For
8 Elect Robert K. Moses, Mgmt For For For
Jr.
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/19/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Hank Ketcham Mgmt For For For
4 Elect Reid Carter Mgmt For For For
5 Elect John Floren Mgmt For For For
6 Elect Brian G. Kenning Mgmt For For For
7 Elect John K. Ketcham Mgmt For Against Against
8 Elect Gerald J. Miller Mgmt For For For
9 Elect Robert L. Mgmt For For For
Phillips
10 Elect Janice Rennie Mgmt For For For
11 Elect Ted Seraphim Mgmt For For For
12 Elect Gillian D. Mgmt For For For
Winckler
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Mgmt For For For
Campbell
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect John A. Luke, Jr. Mgmt For For For
7 Elect Gracia C. Martore Mgmt For For For
8 Elect James E. Nevels Mgmt For For For
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Steven C. Mgmt For For For
Voorhees
11 Elect Bettina M. Whyte Mgmt For For For
12 Elect Alan D. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink
Lewis
4 Elect John F. Morgan, Mgmt For For For
Sr.
5 Elect Nicole W. Mgmt For For For
Piasecki
6 Elect Marc F. Racicot Mgmt For For For
7 Elect Lawrence A. Mgmt For For For
Selzer
8 Elect Doyle R. Simons Mgmt For For For
9 Elect D. Michael Mgmt For For For
Steuert
10 Elect Kim Williams Mgmt For For For
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/26/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect KWAH Thiam Hock Mgmt For Against Against
6 Elect TAY Kah Chye Mgmt For For For
7 Elect KUOK Khoon Hua Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For Against Against
Shares Under Wilmar
Executives Share
Option Scheme
2009
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 05/05/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael A. Mgmt For For For
Chaney
3 Elect Lawrence Mgmt For For For
Archibald
4 Elect Ian Macfarlane Mgmt For For For
5 REMUNERATION REPORT Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kerrii B. Mgmt For For For
Anderson
1.2 Elect John P. McConnell Mgmt For For For
1.3 Elect Mary Schiavo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive Plan
for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander J. Mgmt For For For
Davidson
1.4 Elect Richard P. Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Nigel Lees Mgmt For For For
1.7 Elect Peter J. Marrone Mgmt For For For
1.8 Elect Patrick J. Mars Mgmt For For For
1.9 Elect Carl L. Renzoni Mgmt For For For
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamato Kogyo Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5444 CINS J96524111 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroyuki Inoue Mgmt For Against Against
4 Elect Kengo Nakaya Mgmt For For For
5 Elect Katsumasa Kohata Mgmt For For For
6 Elect Damri Mgmt For For For
Tunshevavong
7 Elect Takenosuke Mgmt For Against Against
Yasufuku
8 Elect Motoyoshi Mgmt For Against Against
Maruyama
9 Elect Kazuhiro Mgmt For Against Against
Tsukamoto
10 Special Allowances for Mgmt For Against Against
Directors and
Statutory
Auditors
11 Directors' and Mgmt For For For
Statutory Auditors'
Fees
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 03/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Provision of Loans to Mgmt For For For
Yancoal International
(Holding) Co.,
Ltd.
4 Extension of Repayment Mgmt For For For
Date of Outstanding
Loans
5 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
6 Elect KONG Xiangguo Mgmt For For For
7 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 03/10/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Proceeding of the Mgmt For For For
Company's Non-public
Issuance of A
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
10 Acquisition Mgmt For For For
11 Finance Service Mgmt For For For
Agreement
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Authority to Give Mgmt For For For
Guarantees
30 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
31 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
32 Authority to H Mgmt For For For
Repurchase
Shares
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Elect LI Xiyong Mgmt For For For
35 Elect LI Wei Mgmt For For For
36 Elect WU Xiangqian Mgmt For For For
37 Elect WU Yuxiang Mgmt For For For
38 Elect ZHAO Qingchun Mgmt For For For
39 Elect GUO Dechun Mgmt For For For
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Elect KONG Xiangguo Mgmt For For For
42 Elect JIA Shaohua Mgmt For For For
43 Elect POON Chiu Kwok Mgmt For Against Against
44 Elect QI Anbang Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Elect GU Shisheng as Mgmt For For For
Supervisor
47 Elect ZHOU Hong as Mgmt For Against Against
Supervisor
48 Elect MENG Qingjian as Mgmt For For For
Supervisor
49 Elect ZHANG Ning as Mgmt For Against Against
Supervisor
50 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/29/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Issuance of A
Shares
3 Class and Nominal Value Mgmt For For For
4 Method and Time of Mgmt For For For
Issuance
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Issue Size Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
10 Validity Period For Mgmt For For For
Resolution
11 Place of Listing Mgmt For For For
12 Method of Subscription Mgmt For For For
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Non-Public Issuance of Mgmt For For For
A Shares
Plan
15 Board Authorization To Mgmt For For For
Implement Non-Public
Issuance of A
Shares
16 Dilution of Immediate Mgmt For For For
Return and Remedial
Measures
17 Undertaking of Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management Regarding
the Recovery of
Immediate
Return
18 Shareholders Return Mgmt For For For
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/19/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Issue Price and Mgmt For For For
Pricing
Principle
5 Issue Size Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Accumulated
Undistributed
Profits
9 Validity Period of Mgmt For For For
Resolution
10 Listing Market Mgmt For For For
11 Method of Subscription Mgmt For For For
12 Plan For Private Mgmt For For For
Placement
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Mgmt For TNA N/A
Repurchase
Shares
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
YoungPoong Corporation
Ticker Security ID: Meeting Date Meeting Status
000670 CINS Y9858R107 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Members
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
2 Authority to Waive Mgmt For Abstain Against
Preemptive Rights in
Relation to Long-Term
Incentive
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Appointment of Mgmt For For For
Auditor;
Fees
7 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
8 Ratification of Mgmt For For For
Directors'
Fees
9 Ratification of Mgmt For For For
Supervisory Council
Fees
10 Supervisory Council Mgmt For Abstain Against
Size
11 Election of Mgmt For Abstain Against
Supervisory Council
Members and
Alternates (Class
D)
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
(Class
D)
14 Directors' Fees; Mgmt For For For
Supervisory Council's
Fees
15 Merger by Absorption Mgmt For For For
16 Merger Valuation Mgmt For For For
Report and Other
Reports
17 Merger Agreement Mgmt For For For
18 Authority to Sign the Mgmt For For For
Merger Agreement in
Representation of the
Company
19 Authority to Extend Mgmt For For For
the Terms of the
Global Notes
Program
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/09/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase H
Shares
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/09/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Renewable
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/19/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Shares Mgmt For For For
Subscription
Plan
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/19/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Shares Mgmt For For For
Subscription
Plan
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Guarantee Mgmt For For For
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Phase 1 of Employee Mgmt For For For
Stock
Ownership
Scheme
4 Formulation of Mgmt For For For
Administrative
Policy
of Approval of the
establishment of the
Administrative
Measures for Employee
Stock Ownership
Scheme
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Scheme
6 Satisfaction of Mgmt For For For
Conditions for
Non-public Issuance
of A
Shares
7 Class and Nominal Value Mgmt For For For
8 Method and Time of Mgmt For For For
Issuance
9 Issuing Objects and Mgmt For For For
Methods of
Subscription;
10 Subscription Price and Mgmt For For For
Pricing
Principles;
11 Number of Shares to Be Mgmt For For For
Issued
12 Lock-up Period Mgmt For For For
13 Use of Proceeds Raised Mgmt For For For
14 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
15 Listing place Mgmt For For For
16 Validity period Mgmt For For For
17 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
18 Feasibility Report on Mgmt For For For
the Use of Proceeds
Raised in Non-public
Issuance of A
Shares
19 Not to Produce a Mgmt For For For
Report on Use of
Proceeds Previously
Raised
20 Connected Transactions Mgmt For For For
under Non-public
Issuance of A
Shares
21 Conditional Share Mgmt For For For
subscription
Agreement for
Non-public Issuance
of A
Shares
22 Conditional Share Mgmt For For For
Subscription
Agreement for
Non-public Issuance
of A Shares with
Phase 1 of Employee
Stock Ownership
Scheme
23 Dilutive Impact of Mgmt For For For
Non-public
Issuance of A Shares
on Immediate Returns
and Adoption of
Recovery
Measures
24 Undertakings of Mgmt For For For
Directors and Senior
Management of Company
in relation to
Recovery Measures for
Returns
25 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
26 Eligibility for Mgmt For For For
Issuance of Renewable
Corporate
Bond
27 Issue Size and Nominal Mgmt For For For
Value
28 Maturity Mgmt For For For
29 Interest Rate and Mgmt For For For
Interest
Determination
Principles
30 Issuance Method Mgmt For For For
31 Guarantee Measures Mgmt For For For
32 Terms of Redemption Mgmt For For For
33 Terms of Interest Mgmt For For For
Payments
34 Interest Payment Mgmt For For For
Restrictions
35 Use of Proceeds Mgmt For For For
36 Target Subscribers and Mgmt For For For
Arrangements For
Existing
Shareholders
37 Underwriting and Mgmt For For For
Listing
Arrangements
38 Repayment Safeguards Mgmt For For For
39 Validity of Resolution Mgmt For For For
40 Renewable Measures Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 08/25/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Issuing Objects and Mgmt For For For
Methods of
Subscription
5 Subscription Price and Mgmt For For For
Pricing
Principles
6 Number of Shares to Be Mgmt For For For
Issued
7 Lock-up Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
before Non-public
Issuance of A
Shares
10 Listing place Mgmt For For For
11 Validity period Mgmt For For For
12 Plan for the Mgmt For For For
Non-public Issuance
of A
Shares
13 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
5 One-off Use of Mgmt For For For
Personal Option Bonus
Remuneration
6 Amendments to the Mgmt For For For
Administrative
Measures of Connected
Transactions
7 Elect CHEN Jinghe Mgmt For Against Against
8 Elect LAN Fusheng Mgmt For For For
9 Elect ZOU Laichang Mgmt For For For
10 Elect LIN Hongfu Mgmt For For For
11 Elect FANG Qixue Mgmt For For For
12 Elect LIN Hongying Mgmt For For For
13 Elect LI Jian Mgmt For Against Against
14 Elect LU Shihua Mgmt For For For
15 Elect ZHU Guang Mgmt For For For
16 Elect Kenneth SIT Hoi Mgmt For For For
Wah
17 Elect CAI Meifeng Mgmt For For For
18 Elect LIN Shuiqing Mgmt For For For
19 Elect XU Qiang Mgmt For For For
20 Elect FAN Wensheng Mgmt For For For
Fund Name : VanEck Vectors Oil Refiners ETF
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/04/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Greig Gailey Mgmt For For For
3 Re-elect Bruce Morgan Mgmt For For For
4 Elect Melinda Conrad Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
________________________________________________________________________________
Cosmo Energy Holdings Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
5021 CINS J08906109 06/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keizoh Morikawa Mgmt For Against Against
4 Elect Hiroshi Kiriyama Mgmt For For For
5 Elect Yasushi Ohe Mgmt For For For
6 Elect Kenichi Taki Mgmt For For For
7 Elect Kohji Moriyama Mgmt For For For
8 Elect Musabbeh Al Kaabi Mgmt For For For
9 Elect Khalifa Al Mgmt For Against Against
Suwaidi
10 Elect Sakae Kanno Mgmt For For For
11 Elect Teruo Miyamoto Mgmt For For For
12 Elect Katsuhisa Ohtaki Mgmt For For For
13 Elect Sohichi Yukawa Mgmt For For For
14 Elect Takehiko Kitawaki Mgmt For For For
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/08/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/12/2017 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Co-Option of Paula
Fernanda Ramos
Amorim
3 Ratification of Mgmt For For For
Co-Option of Marta
Amorim
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
8 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
9 Remuneration Policy Mgmt For For For
10 Authority for the Mgmt For For For
Company and its
Subsidiaries to Trade
in Company Shares and
Bonds
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Company Limited
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Tsukioka Mgmt For For For
3 Elect Daisuke Seki Mgmt For For For
4 Elect Takashi Mgmt For For For
Matsushita
5 Elect Shunichi Kitoh Mgmt For For For
6 Elect Susumu Nibuya Mgmt For For For
7 Elect Kazuo Maruyama Mgmt For For For
8 Elect Toshiaki Mgmt For For For
Sagishima
9 Elect Kiyoshi Homma Mgmt For For For
10 Elect Eri Yokota Mgmt For For For
11 Elect Ryohsuke Itoh Mgmt For For For
12 Elect Takeo Kikkawa Mgmt For For For
13 Elect Mackenzie D. Mgmt For For For
Clugston
14 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
JX Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 12/21/2016 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Integration Mgmt For For For
3 Amendments to Articles Mgmt For For For
in Conjunction with
Business
Integration
4 Elect Jun Mutoh Mgmt For For For
5 Elect Yasushi Onoda Mgmt For For For
6 Elect Takashi Hirose Mgmt For For For
7 Elect Yoshiiku Miyata Mgmt For For For
8 Elect Yohji Kuwano Mgmt For For For
9 Elect Nobuko Takahashi Mgmt For For For
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasushi Kimura Mgmt For Against Against
4 Elect Yukio Uchida Mgmt For For For
5 Elect Jun Mutoh Mgmt For For For
6 Elect Junichi Kawada Mgmt For For For
7 Elect Yasushi Onoda Mgmt For For For
8 Elect Hiroji Adachi Mgmt For For For
9 Elect Katsuyuki Ohta Mgmt For For For
10 Elect Tsutomu Sugimori Mgmt For For For
11 Elect Takashi Hirose Mgmt For For For
12 Elect Shunsaku Miyake Mgmt For For For
13 Elect Shigeru Ohi Mgmt For For For
14 Elect Satoshi Taguchi Mgmt For For For
15 Elect Hiroko Ohta Mgmt For For For
16 Elect Mutsutake Ohtsuka Mgmt For For For
17 Elect Seiichi Kondoh Mgmt For For For
18 Elect Yoshiiku Miyata Mgmt For For For
19 Elect Yuji Nakajima as Mgmt For Against Against
Statutory
Auditor
20 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven A. Davis Mgmt For For For
2 Elect Gary R. Heminger Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of Mgmt For For For
162(m)-related
provisions of the
Amended and Restated
2012 Incentive
Compensation
Plan
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Indigenous
Rights
Risk
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 04/05/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 07/28/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Efraim Sadka Mgmt For For For
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 08/25/2016 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zadik Bino Mgmt For For For
3 Elect Menachem Brenner Mgmt For For For
4 Elect Gil Bino Mgmt For For For
5 Elect Hadar Bino Mgmt For For For
Shmueli
6 Elect Yitzhak Ezer Mgmt For For For
7 Elect Dalia Lev Mgmt For For For
8 Elect Gabriel Rotter Mgmt For For For
9 Elect Arik Schor Mgmt For For For
10 Elect Revital Aviram Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Discussion of Auditor Mgmt For For For
Fees for
2015
13 Discussion of Annual Mgmt For For For
Report for
2015
14 Compensation Policy Mgmt For For For
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/27/2016 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Employment Terms of Mgmt For For For
Chairman
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect S. Eugene Edwards Mgmt For For For
5 Elect William E. Hantke Mgmt For For For
6 Elect Dennis M. Houston Mgmt For For For
7 Elect Edward F. Kosnik Mgmt For For For
8 Elect Robert J. Lavinia Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2017 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/24/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes to Supervisory ShrHoldr N/A Abstain N/A
Board
Composition
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/30/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Fixed
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Service
Agreements
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Donations,
Debt Release
Agreements and
Similar
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Sale of
Fixed
Assets
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidates
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Obligations
Arising from Act on
Asset
Management
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/30/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 09/05/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Othman Al-Ghamdi Mgmt For Against Against
________________________________________________________________________________
Saras S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRS CINS T83058106 04/20/2017 Take No Action
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
3 Election of Director Mgmt For TNA N/A
or Reduction in Board
Size
4 Remuneration Policy Mgmt For TNA N/A
5 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
6 Amendments to Article Mgmt For TNA N/A
18
7 Non-Voting Meeting Note N/A N/A TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Showa Shell Sekiyu Kabushiki Kaisha
Ticker Security ID: Meeting Date Meeting Status
5002 CINS J75390104 03/30/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsuyoshi Kameoka Mgmt For For For
4 Elect Tomonori Okada Mgmt For For For
5 Elect Minoru Takeda Mgmt For For For
6 Elect Takashi Nakamura Mgmt For For For
7 Elect Norio Ohtsuka Mgmt For For For
8 Elect Yuko Yasuda Mgmt For For For
9 Elect Nabil A. Al-Nuaim Mgmt For Against Against
10 Elect Anwar Hejazi Mgmt For Against Against
11 Elect Tsutomu Yoshioka Mgmt For Against Against
as Statutory
Auditor
12 Elect Kazuo Mura as Mgmt For For For
Alternate Statutory
Auditor
13 Bonus Mgmt For Against Against
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Financial Budget Mgmt For For For
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Waiver of Pre-Emptive Mgmt For For For
Rights
10 Independent Mgmt For Against Against
Supervisors'
Fees
11 Elect ZHAI Yalin Mgmt For For For
12 Elect FAN Qingyong Mgmt For For For
13 Elect ZHENG Yunrui Mgmt For For For
14 Elect CHOI Ting Ki Mgmt For For For
15 Amendment to the A Mgmt For For For
Shares Option
Incentive
Scheme
16 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect WANG Zhiqing Mgmt For For For
19 Elect WU Haijun Mgmt For For For
20 Elect GAO Jinping Mgmt For For For
21 Elect JIN Qiang Mgmt For For For
22 Elect GUO Xiaojun Mgmt For For For
23 Elect ZHOU Meiyun Mgmt For For For
24 Elect LEI Dianwu Mgmt For Against Against
25 Elect MO Zhenglin Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect ZHANG Yimin Mgmt For Against Against
28 Elect LIU Yunhong Mgmt For For For
29 Elect DU Weifeng Mgmt For For For
30 Elect PAN Fei Mgmt For For For
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Mutual Product Supply Mgmt For For For
and Sale Services
Framework Agreement
(2017-2019)
4 Comprehensive Services Mgmt For For For
Framework Agreement
(2017-2019)
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Joon Mgmt For For For
4 Elect YU Jeong Jun Mgmt For For For
5 Elect KIM Jong Hoon Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Jong
Hoon
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Jim W. Nokes Mgmt For For For
7 Elect William H. Mgmt For For For
Schumann,
III
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 03/24/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jun Mutoh Mgmt For Against Against
4 Elect Takashi Hirose Mgmt For For For
5 Elect Tomohide Miyata Mgmt For For For
6 Elect Yasushi Onoda Mgmt For For For
7 Elect Yuji Saita Mgmt For For For
8 Elect Yoshikazu Yokoi Mgmt For For For
9 Elect Hiroyuki Yokota Mgmt For For For
10 Elect Yasuhiko Oshida Mgmt For For For
11 Elect Makoto Matsuo Mgmt For For For
12 Elect Yoshiiku Miyata Mgmt For For For
________________________________________________________________________________
Tonengeneral Sekiyu KK
Ticker Security ID: Meeting Date Meeting Status
5012 CINS J8657U110 12/21/2016 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Exchange Mgmt For For For
Agreement with JX
Holdings,
Inc.
3 Absorption-Type Merger Mgmt For For For
Agreement with JX
Nippon Oil & Energy
Corporation
4 Absorption-Type Mgmt For For For
Merger Agreement
with EMG Marketing
Godo
Kaisha
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/29/2017 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditors'
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Amendments to Article Mgmt For TNA N/A
6 Regarding
Authorised
Capital
11 Election of Directors Mgmt For TNA N/A
12 Compensation Policy Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Charitable Donations Mgmt For TNA N/A
16 Presentation of Report Mgmt For TNA N/A
on
Guarantees
17 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Susan Kaufman Mgmt For For For
Purcell
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Western Refining Inc.
Ticker Security ID: Meeting Date Meeting Status
WNR CUSIP 959319104 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Increase of Authorized Mgmt For For For
Tesoro Common
Stock
Fund Name : VanEck Vectors Oil Services ETF
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory D. Mgmt For For For
Brenneman
2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
3 Elect Martin S. Mgmt For For For
Craighead
4 Elect William H. Mgmt For For For
Easter
III
5 Elect Lynn L. Elsenhans Mgmt For For For
6 Elect Anthony G. Mgmt For For For
Fernandes
7 Elect Claire W. Mgmt For For For
Gargalli
8 Elect Pierre J. Jungels Mgmt For For For
9 Elect James A. Lash Mgmt For For For
10 Elect J. Larry Nichols Mgmt For For For
11 Elect James W. Stewart Mgmt For For For
12 Elect Charles L. Watson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
5 Approval of Mgmt For For For
Performance Terms
under the STI Plan
and LTI
Plan
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Mgmt For For For
Limbacher
1.6 Elect William C. Morris Mgmt For For For
1.7 Elect Robert S. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
4 Issuance of Common Mgmt For For For
Stock
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Jan W. Sodderland Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For For For
7 Cancellation of Mgmt For For For
Repurchased
Shares
8 Extension and Renewal Mgmt For For For
of Exisiting
Authority to
Repurchase
Shares
9 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
10 Extension of Authority Mgmt For For For
to Issue Shares w/o
Preemptive
Rights
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Marc Edwards Mgmt For For For
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles Fabrikant Mgmt For Against Against
5 Elect Paul G. Gaffney Mgmt For For For
II
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Mgmt For For For
Hofmann
8 Elect Kenneth I. Siegel Mgmt For For For
9 Elect Clifford M. Sobel Mgmt For For For
10 Elect Andrew H. Tisch Mgmt For For For
11 Elect Raymond S. Troubh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Mgmt For For For
Clark
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For Against Against
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S. Kalman Mgmt For For For
7 Elect Keith O. Rattie Mgmt For For For
8 Elect Paul E. Rowsey Mgmt For For For
III
9 Elect Carl G. Trowell Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Appointment of U.K. Mgmt For For For
Auditor
12 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
13 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
14 Remuneration Policy Mgmt For For For
(UK
-
Binding)
15 Remuneration Report Mgmt For For For
(UK --
Advisory)
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Accounts and Reports Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for General
Purposes
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for Specified
Purposes
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 12/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect Alan M. Bennett Mgmt For For For
4 Elect James R. Boyd Mgmt For For For
5 Elect Milton Carroll Mgmt For Against Against
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Jose Carlos Mgmt For For For
Grubisich
9 Elect David J. Lesar Mgmt For For For
10 Elect Robert A. Malone Mgmt For For For
11 Elect J. Landis Martin Mgmt For For For
12 Elect Jeffrey A. Miller Mgmt For For For
13 Elect Debra L. Reed Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randy A. Foutch Mgmt For Against Against
2 Elect Hans Helmerich Mgmt For For For
3 Elect John W. Lindsay Mgmt For For For
4 Elect Paula Marshall Mgmt For Against Against
5 Elect Thomas A. Petrie Mgmt For For For
6 Elect Donald F. Mgmt For For For
Robillard,
Jr.
7 Elect Edward B. Rust, Mgmt For For For
Jr.
8 Elect John D. Zeglis Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
11 Frequency of Advisory Mgmt For 1 Year N/A
Vote on Executive
Compensation
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bookout Mgmt For For For
III
1.2 Elect David Dickson Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Erich Kaeser Mgmt For For For
1.5 Elect Gary P. Luquette Mgmt For For For
1.6 Elect William H. Mgmt For For For
Schumann,
III
1.7 Elect Mary Mgmt For For For
Shafer-Malicki
1.8 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect James R. Crane Mgmt For Withhold Against
1.3 Elect John P. Kotts Mgmt For Withhold Against
1.4 Elect Michael C. Linn Mgmt For Withhold Against
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Dag Skattum Mgmt For For For
1.7 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr For For For
Regarding Proxy
Access
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ashley Almanza Mgmt For For For
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Julie H. Edwards Mgmt For For For
4 Elect Gordon T. Hall Mgmt For For For
5 Elect Scott D. Josey Mgmt For For For
6 Elect Jon A. Marshall Mgmt For For For
7 Elect Mary P. Mgmt For For For
Ricciardello
8 Elect David W. Williams Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Appointment of UK Mgmt For For For
Statutory
Auditor
11 Authority to Set UK Mgmt For For For
Statutory Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of Directors' Mgmt For For For
Remuneration
Report
15 Approval of Directors' Mgmt For For For
Remuneration
Policy
16 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
17 Approval of the 2017 Mgmt For For For
Director Omnibus
Plan
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect T. Jay Collins Mgmt For For For
1.3 Elect Jon Erik Mgmt For Withhold Against
Reinhardsen
2 Amendment to the 2010 Mgmt For For For
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence R. Mgmt For For For
Dickerson
1.2 Elect Christopher T. Mgmt For For For
Seaver
1.3 Elect Cindy B. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 04/20/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Charles O. Mgmt For For For
Buckner
1.3 Elect Michael W. Conlon Mgmt For For For
1.4 Elect William A Mgmt For For For
Hendricks,
Jr.
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Tiffany J. Thom Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Thomas P. Burke Mgmt For For For
3 Elect Thomas R. Hix Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Thierry Pilenko Mgmt For For For
6 Elect Suzanne P. Mgmt For For For
Nimocks
7 Elect John J. Quicke Mgmt For For For
8 Elect Tore I. Sandvold Mgmt For For For
9 Elect Charles L. Szews Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Remuneration Policy Mgmt For For For
(UK -
Binding)
13 Remuneration Report Mgmt For For For
(UK
-
Advisory)
14 Accounts and Reports Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Ratification of Mgmt For For For
Statutory
Auditor
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Amendment to the Mgmt For For For
Incentive
Plan
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston
Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CUSIP G7945E105 09/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Fredriksen Mgmt For For For
2 Elect Kate Blankenship Mgmt For Against Against
3 Elect Paul M. Leand Jr. Mgmt For For For
4 Elect Orjan Svanevik Mgmt For Against Against
5 Elect Hans Petter Aas Mgmt For For For
6 Elect Per Wullf Mgmt For Against Against
7 Elect Georgina Sousa Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
Regarding
Quorum
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect David D. Dunlap Mgmt For For For
1.3 Elect James M. Funk Mgmt For For For
1.4 Elect Terence E. Hall Mgmt For For For
1.5 Elect Peter D. Kinnear Mgmt For For For
1.6 Elect Janiece M. Mgmt For For For
Longoria
1.7 Elect Michael M. Mgmt For For For
McShane
1.8 Elect W. Matt Ralls Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Financial Statements Mgmt For For For
(Consolidated)
3 Financial Statements Mgmt For For For
(Separate)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors; Mgmt For Against Against
Board
Size
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James C. Day Mgmt For For For
1.3 Elect Richard T. du Mgmt For For For
Moulin
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Richard D. Mgmt For For For
Paterson
1.7 Elect Richard A. Mgmt For For For
Pattarozzi
1.8 Elect Jeffrey M. Platt Mgmt For For For
1.9 Elect Robert L. Potter Mgmt For For For
1.10 Elect Cindy B. Taylor Mgmt For For For
1.11 Elect Jack E. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management
Acts
3 Allocation of Losses Mgmt For For For
4 Elect Glyn A. Barker Mgmt For For For
5 Elect Vanessa C.L. Mgmt For For For
Chang
6 Elect Frederico Fleury Mgmt For For For
Curado
7 Elect Chadwick C. Mgmt For For For
Deaton
8 Elect Vincent J. Mgmt For For For
Intrieri
9 Elect Martin B. Mgmt For For For
McNamara
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Merrill A. Mgmt For Against Against
Miller,
Jr.
12 Elect Edward R. Muller Mgmt For For For
13 Elect Tan Ek Kia Mgmt For For For
14 Elect Jeremy D. Thigpen Mgmt For For For
15 Election of Chairman Mgmt For Against Against
of the
Board
16 Elect Frederico Fleury Mgmt For For For
Curado
17 Elect Vincent J. Mgmt For For For
Intrieri
18 Elect Martin B. Mgmt For For For
McNamara
19 Elect Tan Ek Kia Mgmt For For For
20 Reelection of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Ratification of Mgmt For For For
Maximum Aggregate
Director
Compensation
24 Ratification of Mgmt For For For
Maximum Aggregate
Executive
Compensation
25 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
U.S. Silica Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLCA CUSIP 90346E103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Bernard Mgmt For For For
1.2 Elect William J. Kacal Mgmt For For For
1.3 Elect Charles W. Shaver Mgmt For For For
1.4 Elect Bryan A. Shinn Mgmt For For For
1.5 Elect J. Michael Stice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Amendment to Mgmt For For For
Certificate to Remove
Certain Provisions
Relating to Ownership
of Stock by Former
Controlling
Shareholder
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G48833100 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect David J. Butters Mgmt For Against Against
3 Elect John D. Gass Mgmt For For For
4 Elect Emyr Jones Parry Mgmt For For For
5 Elect Francis S. Kalman Mgmt For For For
6 Elect William E. Mgmt For For For
Macaulay
7 Elect Mark A. McCollum Mgmt For For For
8 Elect Robert K. Moses, Mgmt For For For
Jr.
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Omnibus Incentive
Plan
Fund Name : VanEck Vectors Pharmaceutical ETF
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Edward M. Liddy Mgmt For For For
1.5 Elect Nancy McKinstry Mgmt For For For
1.6 Elect Phebe N. Mgmt For For For
Novakovic
1.7 Elect William A. Osborn Mgmt For For For
1.8 Elect Samuel C. Scott Mgmt For For For
III
1.9 Elect Daniel J. Starks Mgmt For For For
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of 2017 Mgmt For For For
Incentive Stock
Program
6 Employee Stock Mgmt For For For
Purchase Plan for
Non-U.S.
Employees
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Kapoor Mgmt For For For
1.2 Elect Kenneth Mgmt For Withhold Against
Abramowitz
1.3 Elect Adrienne Graves Mgmt For For For
1.4 Elect Ronald Johnson Mgmt For Withhold Against
1.5 Elect Steven Meyer Mgmt For Withhold Against
1.6 Elect Terry Allison Mgmt For For For
Rappuhn
1.7 Elect Brian Tambi Mgmt For Withhold Against
1.8 Elect Alan Weinstein Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 07/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John N. Kapoor Mgmt For For For
1.2 Elect Kenneth S. Mgmt For Withhold Against
Abramowitz
1.3 Elect Adrienne L. Mgmt For For For
Graves
1.4 Elect Ronald M. Johnson Mgmt For Withhold Against
1.5 Elect Steven J. Meyer Mgmt For Withhold Against
1.6 Elect Terry Allison Mgmt For For For
Rappuhn
1.7 Elect Brian Tambi Mgmt For For For
1.8 Elect Alan Weinstein Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Employee Stock Mgmt For For For
Purchase
Plan
2 Amendment to the 2014 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendments to Mgmt For For For
Certificate of
Incorporation To
Permit Removal of
Directors Without
Cause
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect Philip Broadley Mgmt For For For
10 Elect Bruce Burlington Mgmt For For For
11 Elect Graham Chipchase Mgmt For For For
12 Elect Rudy H.P. Markham Mgmt For For For
13 Elect Shriti Vadera Mgmt For For For
14 Elect Marcus Wallenberg Mgmt For Against Against
15 Remuneration Report Mgmt For For For
(Advisory)
16 Remuneration Policy Mgmt For For For
(Binding)
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Laurie H. Mgmt For For For
Glimcher
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For Against Against
11 Elect Vicki L. Sato Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan for
the Purposes of
Section
162(m)
15 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect John C. Mgmt For For For
Lechleiter
4 Elect David A. Ricks Mgmt For For For
5 Elect Marschall S. Mgmt For For For
Runge
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the Mgmt For For For
Directors' Deferral
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Paul V. Mgmt For For For
Campanelli
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect Douglas S. Ingram Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Todd B. Sisitsky Mgmt For For For
9 Elect Jill D. Smith Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendments to the Mgmt For For For
Company's Memorandum
of
Association
14 Amendments to the Mgmt For For For
Company's Articles of
Association
15 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Emma Walmsley Mgmt For For For
5 Elect Vivienne Cox Mgmt For For For
6 Elect Patrick Vallance Mgmt For For For
7 Elect Sir Philip Mgmt For For For
Hampton
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Manvinder S. Mgmt For For For
Banga
10 Elect Simon Dingemans Mgmt For For For
11 Elect Lynn L. Elsenhans Mgmt For For For
12 Elect Jesse Goodman Mgmt For For For
13 Elect Judy C. Lewent Mgmt For For For
14 Elect Urs Rohner Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Exemption From Mgmt For For For
Statement of Senior
Auditor's
Name
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 2017 Performance Share Mgmt For For For
Plan
25 2017 Deferred Annual Mgmt For For For
Bonus
Plan
________________________________________________________________________________
GW Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
GWPH CUSIP 36197T103 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Geoffrey W. Guy Mgmt For For For
4 Elect Thomas Lynch Mgmt For For For
5 Elect Cabot Brown Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendments to Mgmt For For For
Memorandum of
Association
8 Amendments to Articles Mgmt For For For
of
Association
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Right to Adjourn Mgmt For For For
Meeting
13 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
14 Amendment to the 2007 Mgmt For For For
Director Stock Option
Plan
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Mark B. McClellan Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect William D. Perez Mgmt For For For
8 Elect Charles Prince Mgmt For For For
9 Elect A. Eugene Mgmt For For For
Washington
10 Elect Ronald A. Mgmt For For For
Williams
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 RE-APPROVAL OF THE Mgmt For For For
MATERIAL TERMS OF
PERFORMANCE GOALS
UNDER THE 2012
LONG-TERM INCENTIVE
PLAN
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Virgil D. Mgmt For For For
Thompson
8 Elect Mark C. Trudeau Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
15 Amendments to the Mgmt For For For
Memorandum of
Association
16 Amendments to the Mgmt For For For
Articles of
Association
17 Reduction of Company Mgmt For For For
Capital
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Rochelle B. Mgmt For For For
Lazarus
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For Against Against
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Board Oversight of
Product Safety and
Quality
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For Against Against
7 Elect Melina Higgins Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Mark Parrish Mgmt For Against Against
10 Elect Randall L. Mgmt For For For
Vanderveen
11 Elect Sjoerd S. Mgmt For For For
Vollebregt
12 Adoption of the Dutch Mgmt For For For
Annual
Accounts
13 Ratification of Auditor Mgmt For For For
14 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Authorization for Mgmt For For For
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Board Compensation Mgmt For For For
6 Executive Compensation Mgmt For For For
7 Compensation Report Mgmt For For For
8 Elect Jorg Reinhardt Mgmt For For For
as
Chairman
9 Elect Nancy C. Andrews Mgmt For For For
10 Elect Dimitri Azar Mgmt For For For
11 Elect Ton Buchner Mgmt For For For
12 Elect Srikant M. Datar Mgmt For For For
13 Elect Elizabeth Doherty Mgmt For For For
14 Elect Ann M. Fudge Mgmt For For For
15 Elect Pierre Landolt Mgmt For For For
16 Elect Andreas von Mgmt For For For
Planta
17 Elect Charles L. Mgmt For For For
Sawyers
18 Elect Enrico Vanni Mgmt For For For
19 Elect William T. Mgmt For For For
Winters
20 Elect Frans van Houten Mgmt For For For
21 Elect Srikant Datar as Mgmt For For For
Compensation
Committee
Member
22 Elect Ann M. Fudge as Mgmt For For For
Compensation
Committee
Member
23 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
24 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Additional or ShrHoldr N/A Against N/A
Miscellaneous
Proposals
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Related Party Mgmt For For For
Transactions (Olivier
Brandicourt)
5 Directors' Fees Mgmt For For For
6 Elect Fabienne Mgmt For For For
Lecorvaisier
7 Elect Bernard Charles Mgmt For For For
8 Elect Melanie G Lee Mgmt For For For
9 Remuneration Policy Mgmt For For For
(Chairman)
10 Remuneration Policy Mgmt For For For
(CEO)
11 Remuneration of Serge Mgmt For For For
Weinberg
(Chair)
12 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
CEO
13 Approval to Reappoint Mgmt For For For
PricewaterhouseCoopers
as one of the
Company's Independent
Auditors for the Next
Six
Years
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Greenshoe Mgmt For For For
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Amendments to Articles Mgmt For For For
25 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Valeant Pharmaceuticals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard U. Mgmt For For For
DeSchutter
2 Elect Frederic N. Mgmt For For For
Eshelman
3 Elect D. Robert Hale Mgmt For For For
4 Elect Argeris N. Mgmt For For For
Karabelas
5 Elect Sarah B. Kavanagh Mgmt For For For
6 Elect Joseph C. Papa Mgmt For For For
7 Elect Robert N. Power Mgmt For For For
8 Elect Russel C. Mgmt For For For
Robertson
9 Elect Thomas W. Ross, Mgmt For For For
Sr.
10 Elect Amy B. Wechsler Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Norden Mgmt For For For
2 Elect Louise M. Parent Mgmt For For For
3 Elect Robert W. Scully Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Poland ETF
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 04/21/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
Supervisory Board
Composition
7 Coverage of Meeting Mgmt For For For
Costs
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 06/29/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Management Board
Report
9 Supervisory Board Mgmt For For For
Report
10 Financial Statements Mgmt For For For
11 Management Board Report Mgmt For For For
12 Presentation of Mgmt For For For
Financial Statements
(Group)
13 Presentation of Mgmt For For For
Management Board
Report
(Group)
14 Financial Statements Mgmt For For For
(Group)
15 Management Board Mgmt For For For
Report
(Group)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratify Wojciech Mgmt For For For
Sobieraj
18 Ratify Malgorzata Mgmt For For For
Bartler
19 Ratify Krzysztof Czuba Mgmt For For For
20 Ratify Joanna Mgmt For For For
Krzyzanowska
21 Ratify Witold Skrok Mgmt For For For
22 Ratify Barbara Smalska Mgmt For For For
23 Ratify Katarzyna Mgmt For For For
Sulkowska
24 Ratify Michal Krupinski Mgmt For For For
25 Ratify Malgorzata Mgmt For For For
Iwanicz
26 Ratify Przemyslaw Mgmt For For For
Dabrowski
27 Ratify Dariusz Gatarek Mgmt For For For
28 Ratify Stanislaw Mgmt For For For
Kaczoruk
29 Ratify Niels Lundorff Mgmt For For For
30 Ratify Marek Michalski Mgmt For For For
31 Ratify Slawomir Mgmt For For For
Niemierka
32 Ratify Krzysztof Obloj Mgmt For For For
33 Ratify Maciej Mgmt For For For
Rapkiewicz
34 Ratify Pawel Szymanski Mgmt For For For
35 Ratify Helene Zaleski Mgmt For For For
36 Amendments to General Mgmt For For For
Meeting
Regulations
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
39 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 07/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Demerger Mgmt For For For
7 Approval of Uniform Mgmt For For For
Text of
Articles
8 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
ACP CINS X02540130 04/25/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Election of Scrutiny
Commission
4 Agenda Mgmt For For For
5 Presentation of Report Mgmt For For For
on Company's
Financial
Results
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Auditor's
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Accounts and Reports Mgmt For For For
11 Presentation of Mgmt For For For
Accounts and Reports
(Group)
12 Presentation of Mgmt For For For
Auditor's Report
(Group)
13 Accounts and Reports Mgmt For For For
(Group)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Allocation of Mgmt For For For
Profits/Dividends
17 Property Sale Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 06/22/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Ratification of Mgmt For For For
Management Board
Acts
10 Supervisory Board Mgmt For For For
Report
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
14 Policy for the Mgmt For For For
Assessment of
Supervisory Board
Members
15 Amendments to General Mgmt For For For
Meeting
Regulations
16 Maximum Variable Pay Mgmt For For For
Ratio -
Report
17 Amendments to Articles Mgmt For For For
(Board Term
Length)
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 09/22/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 03/31/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Voting Method Mgmt For For For
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Voting Mgmt For For For
Committee
8 Accounts and Reports Mgmt For For For
9 Supervisory Board Mgmt For For For
Report
10 Accounts and Reports Mgmt For For For
(Consolidated)
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Amendments to Articles Mgmt For For For
14 Changes to Supervisory Mgmt For Abstain Against
Board
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Pekao S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0R77T117 06/08/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
9 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Adoption of
Uniform Text of
Articles
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes in
the Supervisory Board
Composition
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Coverage of
Meeting
Costs
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Polska Kasa Opieki S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0R77T117 04/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Financial
Statements
9 Presentation of Mgmt For For For
Management Board
Report
(Group)
10 Presentation of Mgmt For For For
Financial Statements
(Group)
11 Presentation of Profit Mgmt For For For
Allocation
Proposal
12 Presentation of Mgmt For For For
Supervisory Board
Report
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Management Board Mgmt For For For
Report
(Group)
16 Financial Statements Mgmt For For For
(Group)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Supervisory Board Mgmt For For For
Report
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Ratification of Mgmt For For For
Management
Acts
21 Remuneration Policy Mgmt For For For
22 Presentation of Report Mgmt For For For
on Application of
Principles of
Corporate Governance
for Supervised
Institutions
23 Amendments to Articles Mgmt For For For
24 Adoption of Uniform Mgmt For For For
Text of
Articles
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK SA
Ticker Security ID: Meeting Date Meeting Status
BZW CINS X0646L107 05/17/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Supervisory Board Mgmt For For For
Report; Remuneration
Policy
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Election of Mgmt For Abstain Against
Supervisory
Board
14 Election of Mgmt For Abstain Against
Supervisory Board
Chair
15 Supervisory Board Fees Mgmt For Abstain Against
16 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Incentive
Scheme
V)
18 Incentive Scheme VI Mgmt For For For
19 Maximum Variable Mgmt For For For
Payout
Ratio
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCC SA
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 01/10/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Waiver of Preemptive Mgmt For For For
Rights
(Shares)
9 Authority to Issue Mgmt For For For
Convertible Warrants
w/o Preemptive
Rights
10 Waiver of Preemptive Mgmt For For For
Rights
(Warrants)
11 Share Listing, Mgmt For For For
Dematerialisation and
Registration
12 Amendments to Articles Mgmt For For For
(Share
Issuance)
13 Amendments to Articles Mgmt For For For
(Share
Capital)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Creation of Reserves Mgmt For For For
for Share
Repurchase
16 Amendments to Articles Mgmt For Against Against
(Voting
Cap)
17 Election of Mgmt For Abstain Against
Supervisory Board
Member
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCC SA
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 06/08/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Reports
7 Presentation of Mgmt For For For
Supervisory Board
Reports
8 Financial Statements Mgmt For For For
9 Financial Statements Mgmt For For For
(Consolidated)
10 Allocation of Spare Mgmt For For For
Capital/Dividends
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Supervisory Board Size Mgmt For For For
15 Election of Mgmt For Abstain Against
Supervisory
Board
16 Election of Mgmt For Abstain Against
Supervisory Board
Chair
17 Authority to Issue Mgmt For For For
Shares and
Subscription Warrants
w/o Preemptive Rights
(Incentive
Plan)
18 Authority to Issue Mgmt For For For
Shares and
Subscription Warrants
w/o Preemptive Rights
(Convertible Debt
Instruments)
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X6002X106 05/23/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratify Adam Kicinski Mgmt For For For
12 Ratify Marcin Iwinski Mgmt For For For
13 Ratify Piotr Mgmt For For For
Nielubowicz
14 Ratify Adam Badowski Mgmt For For For
15 Ratify Michal Mgmt For For For
Nowakowski
16 Ratify Piotr Karwowski Mgmt For For For
17 Ratify Katarzyna Szwarc Mgmt For For For
18 Ratify Piotr Pagowski Mgmt For For For
19 Ratify Michal Bien Mgmt For For For
20 Ratify Krzysztof Kilian Mgmt For For For
21 Ratify Maciej Majewski Mgmt For For For
22 Ratify Grzegorz Mgmt For For For
Kujawski
23 Election of Mgmt For Abstain Against
Supervisory
Board
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X6002X106 11/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Agenda Mgmt For For For
5 Amendments to Articles Mgmt For Against Against
(Voting
Limit)
6 Authority to Mgmt For Against Against
Repurchase
Shares
7 Merger by Absorption Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 01/23/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Ballot Mgmt For For For
Committee
6 Agenda Mgmt For For For
7 Cross-border Merger by Mgmt For For For
Absorption
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 06/27/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Accounts and Reports
(Netshare Sp. z o.
o.)
10 Presentation of Mgmt For For For
Financial Statements
(Metelem Holding
Company
Ltd.)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts
and
Reports; Profit
Allocation)
12 Presentation of the Mgmt For For For
Supervisory Board
Report (Company's
Standing)
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Management Board Mgmt For For For
Report
(Consolidated)
16 Financial Statements Mgmt For For For
(Consolidated)
17 Management Board Mgmt For For For
Report (Netshare Sp
Z.o.o)
18 Financial Statements Mgmt For For For
(Netshare Sp
Z.o.o)
19 Financial Statements Mgmt For For For
(Metelem Holding
Company
Ltd.)
20 Supervisory Board Mgmt For For For
Report
21 Ratification of Mgmt For For For
Management Board
Acts
22 Ratification of Mgmt For For For
Supervisory Board
Acts
23 Ratification of Mgmt For For For
Management Board Acts
(Netshare Sp. z
o.o.)
24 Ratification of Mgmt For For For
Management Board Acts
(Metelem Holding
Company
Ltd.)
25 Allocation of Mgmt For For For
Profits/Dividends
26 Allocation of Mgmt For For For
Profits/Dividends
(Netshare Sp. z
o.o.)
27 Allocation of Mgmt For For For
Profits/Dividends
(Metelem Holding
Company
Ltd.)
28 Merger by Absorption Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 09/30/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Ballot Mgmt For For For
Committee
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr For For For
Regarding Supervisory
Board
Size
8 Shareholder Proposal ShrHoldr For Against Against
Regarding Election of
Tomasz
Szelag
9 Coverage of Meeting Mgmt For For For
Costs
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 11/10/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Ballot Mgmt For For For
Committee
6 Agenda Mgmt For For For
7 Merger by Absorption Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Enea SA
Ticker Security ID: Meeting Date Meeting Status
ENA CINS X2232G104 12/15/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 04/25/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Election of Presiding Mgmt For For For
Chair
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Group)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Accounts and Reports Mgmt For For For
11 Accounts and Reports Mgmt For For For
(Group)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Amendments to Articles Mgmt For For For
16 Adoption of Uniform Mgmt For For For
Text of
Articles
17 Amendments to Mgmt For For For
Supervisory Board
Regulations
18 Presentation of Mgmt For For For
Information Regarding
the Exclusion of
Preemptive Rights in
Respect to
Bonds
19 Employees Incentive Mgmt For For For
and Reward
Scheme
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 03/17/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Adoption of Rules for Mgmt For For For
Selection and
Appointment of
Management and
Supervisory
Boards
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Approval of
Uniform Text of
Articles
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to a Previous
Resolution
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/14/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Authority to Mgmt For For For
Participate in the
Share Capital
Increase of LOTOS
Upstream Sp. z
o.o.
17 Board Size Mgmt For For For
18 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 09/14/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Approval of Uniform Mgmt For For For
Text of
Articles
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 12/22/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ING Bank Slaski SA
Ticker Security ID: Meeting Date Meeting Status
BSK CINS X0645S103 04/21/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Supervisory Board
Reports
8 Financial Statements Mgmt For For For
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
(Group)
11 Management Board Mgmt For For For
Report
(Group)
12 Supervisory Board Mgmt For For For
Reports; Remuneration
Policy
13 Ratification of Mgmt For For For
Management
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Amendments to Articles Mgmt For For For
17 Changes to Supervisory Mgmt For Abstain Against
Board
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/12/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Coverage of Meeting Mgmt For For For
Costs
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 06/23/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Presentation of Mgmt For For For
Financial
Statements
12 Presentation of Mgmt For For For
Management Board
Report
13 Presentation of Report Mgmt For For For
on Public
Administration
Payments
14 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
15 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Report on Public Mgmt For For For
Administration
Payments
19 Allocation of Mgmt For For For
Profits/Dividends
20 Settlement of Income Mgmt For For For
21 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
22 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
23 Financial Statements Mgmt For For For
(Consolidated)
24 Management Board Mgmt For For For
Report
(Consolidated)
25 Ratification of Mgmt For For For
Management Board
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Management
Board
Remuneration Policy
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
29 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Non-Current
Assets
30 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Services
Agreements
31 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Agreements on
Donations,
Discharge of Debt and
Similar
32 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Principles
and Procedures
for
Non-Current Assets
Disposal
33 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
34 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management
Board
Candidate
35 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management
Board
Member
36 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations on the
State
Assets Management
37 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins - S.G.P.S., S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/06/2017 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Individual Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Audit Committee
Acts
7 Remuneration Policy Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Appointment of Ernst & Mgmt For For For
Young as Statutory
Auditor
11 Appointment of KPMG as Mgmt For N/A N/A
Statutory
Auditor
12 Vote Against Mgmt For N/A N/A
Alternatives A and B
for External
Auditor
13 Vote Abstain Mgmt For N/A N/A
Alternatives A and B
for External
Auditor
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/21/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Management Board
Report (Coverage of
Loss)
11 Presentation of Mgmt For For For
Management Board
Report
(Dividends)
12 Presentation of Mgmt For For For
Supervisory Board
Report on Management
Board
Reports
13 Presentation of Mgmt For For For
Supervisory Board
Report
(Company
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
15 Financial Statements Mgmt For For For
16 Financial Statements Mgmt For For For
(Consolidated)
17 Management Board Report Mgmt For For For
18 Coverage of Loss Mgmt For For For
19 Distribution of Mgmt For For For
Dividends
20 Ratification of Mgmt For Against Against
Management Board
Acts
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Non-Current
Assets
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Services
Agreements
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Concluding
Agreements on
Donations, Discharge
of Debt and
Similar
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Principles
and Procedures for
Non-Current Assets
Disposal
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidate
29 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management Board
Member
30 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations on the
State Assets
Management
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Management Board
Remuneration
Policy
32 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to Supervisory Board
Remuneration
Policy
33 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 12/07/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kruk SA
Ticker Security ID: Meeting Date Meeting Status
KRU CINS X4598E103 05/15/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Supervisory Board
Report
8 Management Board Report Mgmt For For For
9 Financial Statements Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Finacial Statements Mgmt For For For
(Consolidated)
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kruk SA
Ticker Security ID: Meeting Date Meeting Status
KRU CINS X4598E103 11/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Private Placement Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Share
Capital)
8 Authority to Issue Mgmt For For For
Bonds to Management
and Supervisory Board
Members
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 06/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 Election of Scrutiny Mgmt For For For
Commission
5 Agenda Mgmt For For For
6 Presentations of Mgmt For For For
Reports
7 Management Board Report Mgmt For For For
8 Supervisory Board Mgmt For For For
Report
9 Financial Statements Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Ratification of Mgmt For For For
Management
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
15 Equity Compensation Mgmt For For For
Plan
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
mBank S.A.
Ticker Security ID: Meeting Date Meeting Status
MBK CINS X0742L100 03/30/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Election of Vote Mgmt For For For
Counting
Commission
5 Presentation of Mgmt For For For
Management Board
Reports
6 Presentation of Mgmt For For For
Supervisory Board
Reports
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Allocation of Retained Mgmt For For For
Earnings
12 Ratify Cezary Mgmt For For For
Stypulkowski
13 Ratify Lidia Mgmt For For For
Jablonowska-Luba
14 Ratify Przemyslaw Mgmt For For For
Gdanski
15 Ratify Hans Dieter Mgmt For For For
Kemler
16 Ratify Jaroslaw Mgmt For For For
Mastalerz
17 Ratify Cezary Kocik Mgmt For For For
18 Ratify Jorg Mgmt For For For
Hessenmuller
19 Ratify Christoph Heins Mgmt For For For
20 Ratification of Mgmt For For For
Co-Option of Ralph
Michael
Mandel
21 Ratification of Mgmt For For For
Co-Option of Jorg
Hessenmuller
22 Ratify Maciej Lesny Mgmt For For For
23 Ratify Andre Carls Mgmt For For For
24 Ratify Thorsten Kanzler Mgmt For For For
25 Ratify Martin Blessing Mgmt For For For
26 Ratify Wieslaw Thor Mgmt For For For
27 Ratify Teresa Mokrysz Mgmt For For For
28 Ratify Waldemar Stawski Mgmt For For For
29 Ratify Marek Mgmt For For For
Wierzbowski
30 Ratify Stephan Engels Mgmt For For For
31 Ratify Martin Zielke Mgmt For For For
32 Ratify Agnieszka Mgmt For For For
Slomka-Golebiowska
33 Ratify Marcus Chromik Mgmt For For For
34 Ratify Ralph Michael Mgmt For For For
Mandel
35 Ratify Jorg Mgmt For For For
Hessenmuller
36 Ratify Malgorzata Mgmt For For For
Anczewska
37 Ratify Pawel Bogusz Mgmt For For For
38 Ratify Cezary Kocik Mgmt For For For
39 Ratify Dariusz Solski Mgmt For For For
40 Ratify Pawel Przybylek Mgmt For For For
41 Ratify Monika Powroznik Mgmt For For For
42 Ratify Lukasz Witkowski Mgmt For For For
43 Ratify Jaroslaw Mgmt For For For
Kowalczuk
44 Ratify Adam Jaroszewicz Mgmt For For For
45 Ratify Karol Bach Mgmt For For For
46 Ratify Michal Marczak Mgmt For For For
47 Ratify Cezary Mgmt For For For
Stypulkowski
48 Ratify Hans Dieter Mgmt For For For
Kemler
49 Ratify Pawel Przybylek Mgmt For For For
50 Ratify Wlodzimierz Mgmt For For For
Walus
51 Ratify Pawel Graniewski Mgmt For For For
52 Accounts and Reports Mgmt For For For
(Consolidated)
53 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
54 Amendments to Articles Mgmt For For For
55 Remuneration Report Mgmt For Against Against
56 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
57 Board Size Mgmt For For For
58 Election of Mgmt For For For
Supervisory
Board
59 Supervisory Board Mgmt For For For
Members'
Fees
60 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 04/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation on Mgmt For For For
Coverage of
Losses
9 Presentation on Mgmt For For For
Allocation of
Profits
10 Presentation of Mgmt For For For
Management Board
Report on
Consolidated
Financial
Statements
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation on Mgmt For For For
Allocation of Profits
of TP Invest and
Orange Customer
Service
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Coverage of Losses Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Management Board Mgmt For For For
Report
(Group)
18 Financial Statements Mgmt For For For
(Group)
19 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
20 Allocation of Mgmt For For For
Profits/Dividends of
TP Invest Sp. z o. o
and Orange Customer
Service Sp. z o.
o
21 Ratification of Mgmt For For For
Management Board Acts
(TP Invest Sp. z
o.o)
22 Ratification of Mgmt For For For
Management Board Acts
(Orange Customer
Service)
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Elect Federico Colom Mgmt For Against Against
Artola
25 Elect John Russell Mgmt For For For
Houlden
26 Elect Patrice Lambert Mgmt For For For
de
Diesbach
27 Elect Valerie Therond Mgmt For Against Against
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 07/21/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Merger by Absorption Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Adoption of Uniform Mgmt For For For
Text of
Articles
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/27/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Withdrawal from the Mgmt For For For
Election of Scrutiny
Commission
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For Against Against
Management and
Supervisory Board
Acts
12 Shareholder Proposal ShrHoldr For Against Against
Regarding Amendments
to Management Board
Remuneration
Policy
13 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
14 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Uniform
Text of
Articles
15 Shareholder Proposal ShrHoldr For For For
Regarding Disposal of
Non-Current
Assets
16 Shareholder Proposal ShrHoldr For For For
Regarding Conclusion
of Services
Agreements
17 Shareholder Proposal ShrHoldr For For For
Regarding Conclusion
of Agreements on
Donations, Discharge
of Debt and
Similar
18 Shareholder Proposal ShrHoldr For For For
Regarding Principles
and Procedures for
Non-Current Assets
Disposal
19 Shareholder Proposal ShrHoldr For For For
Regarding Report on
Expenses
20 Shareholder Proposal ShrHoldr For For For
Regarding
Requirements for
Management Board
Candidate
21 Shareholder Proposal ShrHoldr For For For
Regarding Appointment
of Management Board
Member
22 Shareholder Proposal ShrHoldr For For For
Regarding Fulfilment
of Obligations on the
State Assets
Management
23 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
the Supervisory Board
Composition
24 Presentation of the Mgmt For For For
Results of Management
Board Members
Qualification
Procedure
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 09/05/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Amendment to Par Mgmt For For For
Value; Capitalisation
of
Reserves
9 Amendments to Articles Mgmt For For For
10 Transfer of Mgmt For For For
Supplementary
Capital
11 Removal of Supervisory Mgmt For Abstain Against
Board
Member
12 Elect Supervisory Mgmt For Abstain Against
Board
Member
13 Coverage of Meeting Mgmt For For For
Costs
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 12/14/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Articles
(Corporate
Purpose)
11 Coverage of Meeting Mgmt For For For
Costs
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PKO Bank SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 03/13/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
8 Amendments to Articles Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
13 Property Purchase Mgmt For For For
14 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to
Articles
15 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to Management Board
Remuneration
Regulations
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/25/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Acquisition of Shares Mgmt For For For
in Gazoprojekt
S.A.
9 Authority to Mgmt For Abstain Against
Repurchase and
Dispose of
Shares
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory
Board Members'
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 11/24/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Previously Adopted
Resolution (Share
Repurchase)
9 Acquisition of Assets Mgmt For For For
for In-Kind
Contribution
10 Cancellation of Mgmt For For For
Shares; Authority to
Reduce Share
Capital
11 Amendments to Articles Mgmt For For For
12 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Management
Board
Remuneration
13 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
Supervisory Board
Composition
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/24/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes to Supervisory ShrHoldr N/A Abstain N/A
Board
Composition
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/30/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Fixed
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Service
Agreements
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Donations,
Debt Release
Agreements and
Similar
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Sale of
Fixed
Assets
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidates
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Obligations
Arising from Act on
Asset
Management
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 06/22/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and Reports
and
Profit
Distribution Proposal
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Reports
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Management Board Mgmt For For For
Report
(Consolidated)
13 Financial Statements Mgmt For For For
(Consolidated)
14 Supervisory Board Mgmt For For For
Report
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratify Zbigniew Mgmt For For For
Jagiello
17 Ratify Janusz Derda Mgmt For For For
18 Ratify Bartosz Mgmt For For For
Drabikowski
19 Ratify Maks Kraczkowski Mgmt For For For
20 Ratify Mieczyslaw Krol Mgmt For For For
21 Ratify Piotr Mazur Mgmt For For For
22 Ratify Jakub Papierski Mgmt For For For
23 Ratify Jan Rosciszewski Mgmt For For For
24 Ratify Piotr Alicki Mgmt For For For
25 Ratify Jaroslaw Myjak Mgmt For For For
26 Ratify Jacek Oblekowski Mgmt For For For
27 Ratify Piotr Sadownik Mgmt For For For
28 Ratify Grazyna Mgmt For For For
Ciurzynska
29 Ratify Zbigniew Hajlasz Mgmt For For For
30 Ratify Miroslaw Barszcz Mgmt For For For
31 Ratify Adam Budnikowski Mgmt For For For
32 Ratify Wojciech Mgmt For For For
Jasinski
33 Ratify Andrzej Mgmt For For For
Kisielewicz
34 Ratify Elzbieta Mgmt For For For
Maczynska-Ziemacka
35 Ratify Janusz Mgmt For For For
Ostaszewski
36 Ratify Jerzy Gora Mgmt For For For
37 Ratify Miroslaw Czekaj Mgmt For For For
38 Ratify Piotr Marczak Mgmt For For For
39 Ratify Marek Mgmt For For For
Mroczkowski
40 Ratify Krzysztof Kilian Mgmt For For For
41 Ratify Zofia Dzik Mgmt For For For
42 Ratify Malgorzata Mgmt For For For
Dec-Kruczkowska
43 Ratify Agnieszka Mgmt For For For
Winnik-Kalemba
44 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
45 Presentation of Mgmt For For For
Supervisory Board
Report (Remuneration
Policy; Corporate
Governance)
46 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
47 Amendments to Articles Mgmt For For For
48 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 06/29/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports)
12 Presentation of Mgmt For For For
Supervisory Board
Reports
13 Financial Statements Mgmt For For For
14 Management Board Report Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Management Board Mgmt For For For
Report
(Consolidated)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Ratification of Mgmt For For For
Management Board
Acts
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management
Board
Remuneration Policy
21 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 01/18/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Removal of
Supervisory Board
Member
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Supervisory Board
Member
11 Coverage of Meeting Mgmt For For For
Costs
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 04/12/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Presiding Chair Mgmt For For For
5 Compliance with the Mgmt For For For
Rules of
Convocation
6 Agenda Mgmt For For For
7 Authority to Issue Mgmt For For For
Subordinated
Bonds
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Rockcastle Global Real Estate Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROCK CINS V7688C103 06/30/2017 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Mark Olivier Mgmt For For For
3 Elect Spiro Noussis Mgmt For For For
4 Elect Nick Matulovich Mgmt For For For
5 Elect Rory Kirk Mgmt For For For
6 Elect Yan Ng Mgmt For For For
7 Elect Andre van der Mgmt For For For
Veer
8 Elect Barry L. Stuhler Mgmt For For For
9 Elect Karen Bodenstein Mgmt For For For
10 Elect Marek Noetzel Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Directors' Fees Mgmt For For For
14 Authority to Issue Mgmt For For For
Share w/ or w/o
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authorisation of Legal Mgmt For For For
Formalities
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Synthos S.A.
Ticker Security ID: Meeting Date Meeting Status
SNS CINS X9803F100 05/08/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Accounts and Reports Mgmt For For For
7 Accounts and Reports Mgmt For For For
(Consolidated)
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Use of Reserve Capital Mgmt For For For
11 Allocation of Profit Mgmt For For For
12 Dividends Mgmt For For For
13 Authority to Mgmt For Abstain Against
Repurchase
Shares
14 Election of Mgmt For Abstain Against
Supervisory
Board
15 Supervisory Board Fees Mgmt For Abstain Against
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Synthos S.A.
Ticker Security ID: Meeting Date Meeting Status
SNS CINS X9803F100 09/19/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Transfer of Reserves Mgmt For Abstain Against
6 Amendments to Articles Mgmt For For For
7 Adoption of Uniform Mgmt For For For
Text of
Articles
8 Coverage of Meeting Mgmt For For For
Costs
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 05/29/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Voting Method Mgmt For For For
8 Election of Scrutiny Mgmt For For For
Committee
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Supervisory Board
Reports
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Mgmt For For For
Report
(Consolidated)
13 Financial Statements Mgmt For For For
14 Management Board Report Mgmt For For For
15 Coverage of Losses Mgmt For For For
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Supervisory Board Size Mgmt For For For
19 Election of Mgmt For Abstain Against
Supervisory Board
Members
20 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Company's
Assets
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Services
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Donations, Debt
Exemptions, and
Similar
Agreements
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Disposal of
Assets
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Obligation
of Publication of
Statements on
Services
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Candidates to
Management
Board
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations from
Articles 17.7, 18.2,
20, and 23 of Act on
State Property
Management
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 12/15/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Voting Procedure for Mgmt For For For
Election of Scrutiny
Commission
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
10 Non-Voting Agenda Item N/A N/A N/A N/A
Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/25/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Thandeka N. Mgmt For For For
Mgoduso
2 Re-elect Sydney Mhlarhi Mgmt For For For
3 Elect Audit and Risk Mgmt For Against Against
Committee
Members
4 Approve Remuneration Mgmt For Against Against
Policy
5 Approve NEDs' Fees Mgmt For For For
6 Approve Executive Mgmt For For For
Directors'
Fees
7 Approve Financial Mgmt For For For
Assistance
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 04/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cooperation Arrangement Mgmt For For For
4 Board Authorization of Mgmt For For For
Investment
Cooperation
5 Liability Insurance Mgmt For For For
6 Introducing New Mgmt For For For
Shareholders to
BHR
7 Plan for Distribution Mgmt For For For
of Accumulated
Profits
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 2017 Budget Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Authority to Issue Mgmt For For For
Bonds in Overseas
Market
11 Approval to Commence Mgmt For For For
Hedging
Business
12 Authority to Declare Mgmt For For For
Interim and Quarterly
Dividends
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Legal Compliance for Mgmt For For For
Corporate Bonds
Issue
15 Issue Size Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Type and Maturity Mgmt For For For
18 Interest Rate Mgmt For For For
19 Issue Methods Mgmt For For For
20 Offering Arrangement Mgmt For For For
for
Shareholders
21 Terms on Redemption or Mgmt For For For
Repurchase
22 Guarantee Arrangement Mgmt For For For
23 Use of Proceeds Mgmt For For For
24 Protective Measures Mgmt For For For
for
Repayment
25 Listing Venue Mgmt For For For
26 Term of Validity Mgmt For For For
27 Ratification of Board Mgmt For For For
Acts (Corporate Bonds
Issue)
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Reorganization
2 Major Asset Purchase Mgmt For For For
(Niobium-Phosphates)
3 Report Regarding Asset Mgmt For For For
Purchase
4 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
5 Article 4 Compliance Mgmt For For For
6 Article 5 Compliance Mgmt For For For
7 Related Party Mgmt For For For
Certification
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Asset
Reorganization
2 Major Asset Purchase Mgmt For For For
(Copper-Cobalt)
3 Report Regarding Asset Mgmt For For For
Purchase
4 Article 13 Resolution Mgmt For For For
Regarding Backdoor
Listing
5 Article 4 Compliance Mgmt For For For
6 Article 5 Compliance Mgmt For For For
7 Related Party Mgmt For For For
Certification
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
2 Class and Par Value Mgmt For For For
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Number of Shares Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Method of Subscriptions Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
9 Place of Listing Mgmt For For For
10 Use of Proceeds From Mgmt For For For
Fund
Raising
11 Validity Period of Mgmt For For For
Resolution
12 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
13 Related Party Mgmt For For For
Transactions:
Non-Public Issuance
of A
Shares
14 Feasibility Report on Mgmt For For For
Use of
Proceed
15 Report on Use of Mgmt For For For
Proceeds from
Previous Raised
Funds
16 Board Authorization to Mgmt For For For
Implement Share
Issuance
17 Shareholder Return Plan Mgmt For Abstain Against
18 Risk Alert and Mgmt For For For
Remedial Measures for
Dilution of Current
Returns
19 Undertaking by Mgmt For For For
Controlling
Shareholders for
Dilution of Current
Returns
20 Undertaking by Mgmt For For For
Directors and Senior
Management for
Dilution of Current
Returns
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 09/23/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value Mgmt For For For
2 Issue Price and Mgmt For For For
Pricing
Principle
3 Number of Shares Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Method of Subscriptions Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement on Mgmt For For For
Accumulated Profit
Distribution
8 Place of Listing Mgmt For For For
9 Use of Proceeds From Mgmt For For For
Fund
Raising
10 Validity Period of Mgmt For For For
Resolution
11 Revised Version of Mgmt For For For
Proposal on the
Non-public Issuance
of A
Shares
12 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/05/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Amendments to Mgmt For Abstain Against
Management Measures
on Financing
Guarantee
11 Authority to Give Mgmt For For For
Guarantees
12 Shareholder Returns Mgmt For Abstain Against
Plan for Years from
2017 to
2019
13 Financial Services Mgmt For Against Against
Agreement
14 Intra-company Contract Mgmt For For For
to Purchase Raw Earth
Ore
15 Amendments to Articles Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Elect Yin Jianwei Mgmt For Against Against
18 Elect GU Ming Mgmt For Against Against
19 Elect CHEN Jianli Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Inner Mongolia BaoTou
Steel Union and
BaoTou Steel
Mining
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Size of Issuance Mgmt For For For
3 Par Value and Issuance Mgmt For For For
Price
4 Bond Type and Maturity Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Use of Raised Funds Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Redemption or Resale Mgmt For For For
Provisions
10 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
11 Underwriting Method Mgmt For For For
12 Listing Market Mgmt For For For
13 Credit and Guarantee Mgmt For For For
Measures for Debt
Repayment
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
16 Authority to Give Mgmt For For For
Guarantees
17 Amendments to Articles Mgmt For For For
18 Elect WANG Zhancheng Mgmt For For For
as
Director
19 Elect XING Bin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
China Rare Earth Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0769 CINS G21089100 06/16/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect QIAN Yuanying Mgmt For For For
5 Elect HUANG Chunhua Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CITIC Dameng Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1091 CINS G2202Z107 06/21/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Lyu Yanzheng Mgmt For For For
5 Elect CHEN Jiqiu Mgmt For For For
6 Elect LIN Zhijun Mgmt For For For
7 Elect MO Shijian Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/23/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Related Party Mgmt For For For
Transactions
8 Allocation of Losses Mgmt For For For
9 Ratification of the Mgmt For For For
Co-option of
Jean-Yves
Gilet
10 Elect Michel Antseleve Mgmt For Against Against
11 Elect Philippe Gomes Mgmt For For For
12 Elect Catherine Ronge Mgmt For For For
13 Elect Christine Mgmt For For For
Coignard
14 Elect Christel Bories Mgmt For For For
15 Remuneration Policy Mgmt For For For
(Chair and
CEO)
16 Remuneration Policy Mgmt For For For
(Deputy
CEO)
17 Remuneration of Mgmt For For For
Patrick Buffet, Chair
and
CEO
18 Remuneration of Mgmt For For For
Georges Duval, Deputy
CEO (until April 22,
2016)
19 Remuneration of Mgmt For For For
Philippe Vecten,
Deputy CEO (until
April 22,
2016)
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Directors' Fees Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
25 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through
Private
Placement
26 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
28 Global Ceiling on Mgmt For For For
Capital
Increases
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
31 Amendments to Articles Mgmt For For For
Regarding Director
Share
Ownership
32 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596103 05/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Martin R. Mgmt For Against Against
Rowley
4 Elect Peter Bacchus Mgmt For For For
5 Elect John R. Turner Mgmt For For For
6 Ratify Placement of Mgmt For For For
Securities (Apollo
Options)
7 Ratify Placement of Mgmt For For For
Securities
(Canaccord)
8 Ratify Placement of Mgmt For For For
Securities (OL Master
Warrants - Facility
Agreement)
9 Ratify Placement of Mgmt For For For
Securities (OL Master
Warrants - New
Facility)
10 Ratify Placement of Mgmt For For For
Securities
(Primero)
11 Ratify Placement of Mgmt For For For
Securities (James Bay
Tenements)
12 Ratify Placement of Mgmt For For For
Securities (Capital
Raising)
13 Approve Share Mgmt For For For
Consolidation
14 Approve Employee Mgmt For For For
Option
Plan
15 Equity Grant (Chairman Mgmt For Against Against
Martin
Rowley)
16 Equity Grant (MD Mgmt For For For
Anthony
Tse)
17 Equity Grant (NED Mgmt For Against Against
ZHANG
Jian-Nan)
18 Equity Grant (NED Mgmt For Against Against
Peter
Bacchus)
19 Equity Grant (NED John Mgmt For Against Against
Turner)
20 Approve Increase in Mgmt For Against Against
NEDs' Fee
Cap
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Jenny A. Mgmt For For For
Seabrook
3 Re-elect Marcelo H. Mgmt For For For
Bastos
4 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 01/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Working Capital
Loan
2 Authority to Give Mgmt For For For
Guarantees for
Overseas
Financing
3 2017 Technology and Mgmt For For For
Equipment Investment
Plan
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 04/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Supervisors Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
and Internal Control
Firm
8 Replenishment of Mgmt For For For
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHENG Fangfang Mgmt For For For
2 Elect MA Baoping Mgmt For Against Against
3 Elect ZHANG Jixiang Mgmt For For For
4 Elect MA Jiancheng Mgmt For For For
5 Elect WANG Xiaoming Mgmt For For For
6 Elect OU Shiqin Mgmt For For For
7 Elect LIU Haibin Mgmt For For For
8 Elect TIAN Gaoliang Mgmt For For For
9 Elect YANG Rong Mgmt For For For
10 Elect YANG Weiqiao Mgmt For For For
11 Elect LIU Gang Mgmt For For For
12 Elect SHEN Zhanxin Mgmt For For For
13 Elect ZHANG Xiaodong Mgmt For Against Against
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 10/17/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHENG Fangfang Mgmt For For For
as
Director
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CINS 53680Q108 03/27/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Private Placement Mgmt For For For
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J103 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Kathleen Mgmt For For For
Conlon
4 Equity Grant (MD/CEO Mgmt For For For
Amanda
Lacaze)
5 AMENDMENT TO TERMS OF Mgmt For For For
CONVERTIBLE
BONDS
________________________________________________________________________________
Nemaska Lithium Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CINS 64045C106 12/14/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michel Baril Mgmt For For For
3 Elect Guy Bourassa Mgmt For Against Against
4 Elect Judy Baker Mgmt For For For
5 Elect Rene Lessard Mgmt For For For
6 Elect Francois Biron Mgmt For For For
7 Elect Paul-Henri Mgmt For For For
Couture
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Reconfirmation of Mgmt For For For
Shareholder Rights
Plan
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
North Mining Shares Company Limited
Ticker Security ID: Meeting Date Meeting Status
0433 CINS G6661B121 05/23/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YANG Ying Min Mgmt For Against Against
5 Elect ZHANG Jia Kun Mgmt For For For
6 Elect CHENG Chak Ho Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Orocobre Limited
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 11/23/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert Hubbard Mgmt For For For
4 Re-elect Fernando Oris Mgmt For For For
de
Roa
5 Elect Leanne Haywood Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Richard
Seville)
7 Approve Termination Mgmt For For For
Payments (MD/CEO
Richard
Seville)
________________________________________________________________________________
Osaka Titanium technologies Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J6281H109 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuaki Sugizaki Mgmt For Against Against
3 Elect Takahisa Miyake Mgmt For For For
4 Elect Mitsuo Takamura Mgmt For For For
5 Elect Masato Ichise Mgmt For For For
6 Elect Akira Takamatsu Mgmt For For For
7 Elect Nae Iijima Mgmt For For For
8 Elect Fumio Sugizaki Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 01/25/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Approve Issue of Mgmt For For For
Securities
4 Approve Employee Award Mgmt For For For
Plan
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Ken Brinsden Mgmt For For For
4 Elect Anthony W. Mgmt For For For
Kiernan
5 Elect Steve Scudamore Mgmt For For For
6 Re-elect John Young Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Equity Grant (NED Mgmt For Against Against
Anthony
Kiernan)
9 Equity Grant (NED Mgmt For Against Against
Steve
Scudamore)
10 Ratify Placement of Mgmt For For For
Securities
11 Increase in NEDs' Fee Mgmt For For For
Cap
________________________________________________________________________________
Toho Titanium Company Limited
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yorhihiro Mgmt For For For
Nishiyama
3 Elect Tomoyuki Urabe Mgmt For For For
4 Elect Hideo Takatori Mgmt For For For
5 Elect Hiroshi Matsubara Mgmt For For For
6 Elect Toshiji Matsuo Mgmt For For For
7 Elect Noriaki Matsuki Mgmt For For For
8 Elect Seiichi Murayama Mgmt For For For
9 Elect Yoshihisa Mgmt For For For
Murasawa
10 Elect Yasuhiko Ikubo Mgmt For For For
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 04/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Casey Mgmt For For For
2 Elect Andrew P. Hines Mgmt For For For
3 Elect Wayne A. Hinman Mgmt For For For
4 Elect Peter Johnston Mgmt For For For
5 Elect Ilan Kaufthal Mgmt For For For
6 Elect Jeffry N. Quinn Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Majority Mgmt For For For
Vote for Election of
Class A
Directors
2 Amendment to Mgmt For For For
Constitution
Regarding the CEO's
Role As a
Director
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V201 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Majority Mgmt For For For
Vote for Election of
Class A
Directors
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 06/13/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Assessment Measures of Mgmt For For For
Employee Restricted
Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Annual Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
10 Authority to Issue Mgmt For For For
Medium-term
Notes
11 Authority to Give Mgmt For For For
Guarantees
12 Authority to Give Mgmt For For For
Guarantees by
Controlled Subsidiary
for its Wholly-owned
Subsidiary
13 Investment in Wealth Mgmt For For For
Management
Products
14 Signing of Loan Mgmt For For For
Agreement
15 Signing of Long-term Mgmt For For For
Procurement
Agreement
16 Appointment of Auditor Mgmt For For For
17 Elect ZHOU Min Mgmt For For For
18 Elect XU Jisong Mgmt For Against Against
19 Elect ZHANG Zhen Mgmt For Against Against
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 09/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation of Mgmt For For For
Entrusted Wealth
Management
2 Use of Idle Funds for Mgmt For For For
Cash Wealth
Management
3 Elect HOU Xiaoliang Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
Interest in Chengdu
Lianhong Molybdenum
Industry Co.,
Ltd
2 Agreement on Mgmt For For For
Procurement with
Makeng
3 Agreement on Mgmt For For For
Procurement with
Panluo
4 Supply Agreement Mgmt For For For
Renewal with Suzhou
Aizhi
Gaosi
5 Amendments to Mgmt For Abstain Against
Implementation Plan
for Annual
Remuneration
Fund Name : VanEck Vectors Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Daniel P. Mgmt For For For
Huttenlocher
6 Elect Judith A. McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
14 Amendment to the 1997 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Use of Criminal
Background Checks in
Hiring
Decisions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendments to Mgmt For For For
Certificate of
Incorporation To
Permit Removal of
Directors Without
Cause
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Mgmt For For For
Guimaraes
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Mgmt For For For
Rhodes
III
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
Executive Stock
Purchase
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven H. Temares Mgmt For For For
4 Elect Dean S. Adler Mgmt For For For
5 Elect Stanley F. Mgmt For For For
Barshay
6 Elect Klaus Eppler Mgmt For For For
7 Elect Patrick R. Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria A. Mgmt For For For
Morrison
10 Elect Virginia P. Mgmt For For For
Ruesterholz
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Re-Approval of the Mgmt For For For
Performance Goals
Under the 2012
Incentive
Compensation
Plan
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven H. Temares Mgmt For For For
4 Elect Dean S. Adler Mgmt For For For
5 Elect Stanley F. Mgmt For For For
Barshay
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Klaus Eppler Mgmt For For For
8 Elect Patrick R. Gaston Mgmt For For For
9 Elect Jordan Heller Mgmt For For For
10 Elect Victoria A. Mgmt For For For
Morrison
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Approval of
Severance
Agreements
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa M. Caputo Mgmt For For For
2 Elect J. Patrick Doyle Mgmt For For For
3 Elect Russell P. Fradin Mgmt For For For
4 Elect Kathy J. Higgins Mgmt For For For
Victor
5 Elect Hubert Joly Mgmt For For For
6 Elect David W. Kenny Mgmt For For For
7 Elect Karen A. Mgmt For For For
McLoughlin
8 Elect Thomas L. Millner Mgmt For For For
9 Elect Claudia F. Munce Mgmt For For For
10 Elect Gerard R. Mgmt For For For
Vittecoq
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2011 Mgmt For For For
Long Term Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard A. Mgmt For Withhold Against
Galanti
1.3 Elect John W. Mgmt For For For
Meisenbach
1.4 Elect Charles T. Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Paula A. Price Mgmt For For For
6 Elect William C. Mgmt For For For
Rhodes
III
7 Elect David B. Rickard Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
10 Reapproval of the Mgmt For For For
Material Terms under
the Annual Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Fisher Mgmt For Against Against
2 Elect William S. Fisher Mgmt For For For
3 Elect Tracy Gardner Mgmt For For For
4 Elect Brian D. Goldner Mgmt For For For
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Bob L. Martin Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Arthur Peck Mgmt For For For
9 Elect Mayo A. Shattuck Mgmt For For For
III
10 Elect Katherine Tsang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven A. Burd Mgmt For For For
3 Elect Kevin Mansell Mgmt For For For
4 Elect Jonas Prising Mgmt For For For
5 Elect John E. Schlifske Mgmt For For For
6 Elect Adrianne Shapira Mgmt For For For
7 Elect Frank V. Sica Mgmt For For For
8 Elect Stephanie A. Mgmt For For For
Streeter
9 Elect Nina G. Vaca Mgmt For For For
10 Elect Stephen E. Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Anne Gates Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Jorge P. Montoya Mgmt For For For
7 Elect Clyde R. Moore Mgmt For For For
8 Elect James A. Runde Mgmt For For For
9 Elect Ronald L. Sargent Mgmt For For For
10 Elect Bobby S. Mgmt For For For
Shackouls
11 Elect Mark S. Sutton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Deforestation and
Supply
Chain
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna A. James Mgmt For For For
2 Elect Jeffrey H. Miro Mgmt For For For
3 Elect Michael G. Morris Mgmt For For For
4 Elect Raymond Zimmerman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For Withhold Against
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect John A. Bryant Mgmt For For For
3 Elect Deirdre P. Mgmt For For For
Connelly
4 Elect Jeff Gennette Mgmt For For For
5 Elect Leslie D. Hale Mgmt For For For
6 Elect William H. Mgmt For For For
Lenehan
7 Elect Sara L. Levinson Mgmt For For For
8 Elect Terry J. Lundgren Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Paul C. Varga Mgmt For For For
11 Elect Marna C. Mgmt For For For
Whittington
12 Elect Annie A. Mgmt For For For
Young-Scrivner
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Reapproval of the Mgmt For For For
Senior Executive
Incentive
Compensation
Plan
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For Against Against
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect Stephen D. Mgmt For For For
Milligan
7 Elect George P. Orban Mgmt For For For
8 Elect Michael Mgmt For For For
O'Sullivan
9 Elect Lawrence S. Mgmt For For For
Peiros
10 Elect Gregory L. Mgmt For For For
Quesnel
11 Elect Barbara Rentler Mgmt For For For
12 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect John M. Cassaday Mgmt For For For
3 Elect Judith B. Craven Mgmt For For For
4 Elect William J. Mgmt For For For
DeLaney
5 Elect Joshua D. Frank Mgmt For For For
6 Elect Larry C. Mgmt For For For
Glasscock
7 Elect Jonathan Golden Mgmt For Against Against
8 Elect Bradley M. Mgmt For For For
Halverson
9 Elect Hans-Joachim Mgmt For For For
Koerber
10 Elect Nancy S. Newcomb Mgmt For For For
11 Elect Nelson Peltz Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect Richard G. Mgmt For For For
Tilghman
14 Elect Jackie M. Ward Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For Against Against
Baker,
Jr.
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Henrique De Mgmt For For For
Castro
6 Elect Robert L. Edwards Mgmt For For For
7 Elect Melanie L. Healey Mgmt For For For
8 Elect Donald R. Knauss Mgmt For For For
9 Elect Monica C. Lozano Mgmt For For For
10 Elect Mary E. Minnick Mgmt For For For
11 Elect Derica W. Rice Mgmt For For For
12 Elect Kenneth L. Mgmt For For For
Salazar
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the Mgmt For For For
Executive Officer
Cash Incentive
Plan
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Karen L. Katen Mgmt For For For
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect David T. Ching Mgmt For For For
5 Elect Ernie Herrman Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect Jackwyn L. Mgmt For For For
Nemerov
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 REAPPROVAL OF MATERIAL Mgmt For For For
TERMS OF PERFORMANCE
GOALS UNDER THE STOCK
INCENTIVE
PLAN
14 Reapproval of Material Mgmt For For For
Terms of Performance
Goals Under the Cash
Incentive
Plans
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Diversity
Metrics
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Report ShrHoldr Against For Against
Regarding Gender and
Ethnicity Pay
Equity
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James I. Cash, Mgmt For For For
Jr.
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Carla A. Harris Mgmt For For For
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Marissa A. Mayer Mgmt For For For
6 Elect C. Douglas Mgmt For For For
McMillon
7 Elect Gregory B. Penner Mgmt For For For
8 Elect Steven S Mgmt For For For
Reinemund
9 Elect Kevin Y. Systrom Mgmt For For For
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Leonard D. Mgmt For For For
Schaeffer
9 Elect Nancy M. Mgmt For For For
Schlichting
10 Elect James A. Skinner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
and Restated 2011
Cash-Based Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 02/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Elstrott Mgmt For For For
2 Elect Mary Ellen Coe Mgmt For For For
3 Elect Shahid Hassan Mgmt For For For
4 Elect Stephanie Mgmt For For For
Kugelman
5 Elect John Mackey Mgmt For For For
6 Elect Walter Robb Mgmt For For For
7 Elect Jonathan Seiffer Mgmt For For For
8 Elect Morris Siegel Mgmt For For For
9 Elect Jonathan Sokoloff Mgmt For Against Against
10 Elect Ralph Sorenson Mgmt For For For
11 Elect Gabrielle Mgmt For For For
Sulzberger
12 Elect William Tindell, Mgmt For Against Against
III
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Food
Waste
Fund Name : VanEck Vectors Russia ETF
________________________________________________________________________________
Cherepovets Metal Factory Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
4 Elect Vladimir A. Lukin Mgmt For Abstain Against
5 Elect Andrey A. Mitukov Mgmt For Abstain Against
6 Elect Alexander A. Mgmt For Abstain Against
Shevelev
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Veikko S. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For Abstain Against
11 Elect Alexander A. Mgmt For For For
Auzan
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 1Q2017 Interim Dividend Mgmt For For For
15 Elect Nikolay V. Lavrov Mgmt For For For
16 Elect Roman I. Antonov Mgmt For For For
17 Elect Svetlana V. Mgmt For For For
Guseva
18 Appointment of Auditor Mgmt For For For
19 Related Party Mgmt For For For
Transactions
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
10 Elect Andrey E. Bugrov Mgmt N/A For N/A
11 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
12 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
13 Elect Evgeny I. Mgmt N/A Abstain N/A
Logovinsky
14 Elect Alexander M. Mgmt N/A Abstain N/A
Lokshin
15 Elect Andrey E. Murov Mgmt N/A Abstain N/A
16 Elect Alexey V. Nuzhdov Mgmt N/A Abstain N/A
17 Elect Ronald Pollett Mgmt N/A For N/A
18 Elect Elena V. Mgmt N/A For N/A
Sapozhnikova
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
21 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
22 Elect Gennady I. Mgmt For For For
Bukayev
23 Elect Tatiana B. Mgmt For For For
Zaltsman
24 Elect Svetlana N. Mgmt For For For
Kovaleva
25 Elect Igor V. Mgmt For For For
Feoktistov
26 Elect Tatiana V. Mgmt For For For
Fisenko
27 Appointment of Auditor Mgmt For For For
28 Amendments to Articles Mgmt For Against Against
29 Amendments to Board of Mgmt For For For
Directors
Regulations
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Amendments to Mgmt For For For
Management Board
Regulations
32 Membership in Mgmt For For For
Organisations
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/29/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Maria A. Bobrik Mgmt N/A Abstain N/A
7 Elect Andrey V. Mgmt N/A Abstain N/A
Borisychev
8 Elect Boris P. Mgmt N/A Abstain N/A
Varnavsky
9 Elect Alexander K. Mgmt N/A Abstain N/A
Zakharov
10 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
11 Elect Aleksandr M. Mgmt N/A Abstain N/A
Lobanov
12 Elect Anna A. Mgmt N/A Abstain N/A
Malevinskaya
13 Elect Vadim V. Nedotko Mgmt N/A Abstain N/A
14 Elect Mikhail Y. Mgmt N/A Abstain N/A
Khardikov
15 Elect Dmitry S. Shumeev Mgmt N/A Abstain N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Yulia G. Mgmt For For For
Zelentsova
18 Elect Julia V. Rafeyeva Mgmt For For For
19 Elect Tatyana D. Mgmt For N/A N/A
Silvedoyne
20 Elect Elena G. Mgmt For For For
Talaliykina
21 Appointment of Auditor Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS X0494D108 04/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Matthias Warnig Mgmt For Abstain Against
11 Elect Sergey N. Mgmt For For For
Galitsky
12 Elect Yves-Thibault de Mgmt For For For
Silguy
13 Elect Sergey K. Dubinin Mgmt For Abstain Against
14 Elect Andrey L. Kostin Mgmt For Abstain Against
15 Elect Shahmar Movsumov Mgmt For For For
16 Elect Valery S. Petrov Mgmt For For For
17 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
18 Elect Anton G. Siluanov Mgmt For Abstain Against
19 Elect Vladimir V. Mgmt For Abstain Against
Chistyukhin
20 Elect Andrey Sharonov Mgmt For Abstain Against
21 Audit Commission Size Mgmt For For For
22 Elect Evgeny Sh. Mgmt For For For
Gontmakher
23 Elect Mikhail P. Mgmt For For For
Krasnov
24 Elect Anastasiya Mgmt For For For
Olshanova
25 Elect Sergey R. Mgmt For For For
Platonov
26 Elect Igor N. Repin Mgmt For For For
27 Elect Zakhar B. Mgmt For For For
Sabantsev
28 Appointment of Auditor Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 Amendments to Board Mgmt For For For
Regulations
31 Amendments to Mgmt For For For
Management Board
Regulations
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 04/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Matthias Warnig Mgmt For Abstain Against
11 Elect Sergey N. Mgmt For For For
Galitsky
12 Elect Yves-Thibault de Mgmt For For For
Silguy
13 Elect Sergey K. Dubinin Mgmt For Abstain Against
14 Elect Andrey L. Kostin Mgmt For Abstain Against
15 Elect Shahmar Movsumov Mgmt For For For
16 Elect Valery S. Petrov Mgmt For For For
17 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
18 Elect Anton G. Siluanov Mgmt For Abstain Against
19 Elect Vladimir V. Mgmt For Abstain Against
Chistyukhin
20 Elect Andrey Sharonov Mgmt For Abstain Against
21 Audit Commission Size Mgmt For For For
22 Election of Audit Mgmt For For For
Commission
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to Board Mgmt For For For
Regulations
26 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Stock
Conversion)
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Amendments to Articles Mgmt For Against Against
(Major and Related
Party
Transactions)
7 Amendments to General Mgmt For Against Against
Meeting
Regulations
8 Amendments to Board Mgmt For Against Against
Regulations
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS X0494D108 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Stock
Conversion)
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amendments to Articles Mgmt For Against Against
(Major and Related
Party
Transactions)
6 Amendments to General Mgmt For Against Against
Meeting
Regulations
7 Amendments to Board Mgmt For Against Against
Regulations
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS X0494D108 12/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend for Mgmt For For For
Preferred Shares
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 12/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend for Mgmt For For For
Preferred Shares
(3Q2016)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lenta Ltd.
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 06/23/2017 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen R. Mgmt For For For
Johnson
2 Elect Anton Artemiev Mgmt For For For
3 Elect Michael Mgmt For For For
Lynch-Bell
4 Elect John E. Oliver Mgmt For For For
5 Elect Dmitry V. Shvets Mgmt For For For
6 Elect Stephen Peel Mgmt For For For
7 Elect Martin Elling Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/05/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 06/08/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Aleksandr V. Mgmt For For For
Aleksandrov
6 Elect Aleksey A. Mgmt For For For
Pshenichny
7 Elect Dmitry I. Mgmt For For For
Chenikov
8 Elect Khachatur E. Mgmt For Abstain Against
Pombykhchan
9 Elect Sergey N. Mgmt For Abstain Against
Galitsky
10 Elect Aslan Y. Mgmt For Abstain Against
Shkhachemukov
11 Elect Vladimir E. Mgmt For Abstain Against
Gordeychuk
12 Elect Roman G. Mgmt For For For
Yefimenko
13 Elect Irina G. Mgmt For For For
Tsiplenkova
14 Elect Lyubov A. Shaguch Mgmt For For For
15 Appointment of Auditor Mgmt For For For
(RAS)
16 Appointment of Auditor Mgmt For For For
(IFRS)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2016)
3 Major Transaction Mgmt For For For
(Loan
Agreement)
4 Major Transaction Mgmt For For For
(Guarantee
Agreement)
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Early Termination of Mgmt For For For
Audit Commission
Powers
3 Elect Roman G. Mgmt For For For
Yefimenko
4 Elect Angela V. Mgmt For For For
Udovichenko
5 Elect Lyubov A. Shaguch Mgmt For For For
6 Major Transactions Mgmt For For For
(Loan
Agreement)
7 Major Transactions Mgmt For For For
(Guarantee
Agreement)
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mail.ru Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MAIL CINS 560317208 06/02/2017 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Dmitry Grishin Mgmt For Against Against
3 Elect Vladimir Mgmt For For For
Yakovlevich
Streshinsky
4 Elect Sergey Mgmt For For For
Soldatenkov
5 Elect Anna Mgmt For For For
Serebryanikova
6 Elect Vlad Wolfson Mgmt For For For
7 Elect Mark R. Sorour Mgmt For For For
8 Elect Charles St Leger Mgmt For For For
Searle
9 Elect Vasileios Mgmt For Against Against
Sgourdos
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 08/19/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Robert Wilhelm Mgmt N/A Abstain N/A
Andersson
5 Elect Gustav Jonas Mgmt N/A Abstain N/A
Markus
Bengtsson
6 Elect Aleksandr Mgmt N/A Abstain N/A
Yurievich
Esikov
7 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
8 Elect Lord Paul Myners Mgmt N/A For N/A
9 Elect Carl Peter Mgmt N/A Abstain N/A
Christian
Luiga
10 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
11 Elect Jan Erik Rudberg Mgmt N/A For N/A
12 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
13 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
14 Elect Ivan Mgmt N/A Abstain N/A
Vladimirovich
Tavrin
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 09/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off of JSC First Mgmt For For For
Tower
Company
2 Merger with JSC Mgmt For For For
Mobicom Volga and JSC
Yaroslav-GSM
3 Related Party Mgmt For For For
Transactions
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 11/25/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Robert W Mgmt N/A Abstain N/A
Andersson
4 Elect Henriette Ohland Mgmt N/A Abstain N/A
Wendt
5 Elect Aleksandr Mgmt N/A Abstain N/A
Yurievich
Esikov
6 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
7 Elect Lord Paul Myners Mgmt N/A For N/A
8 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
9 Elect Jan Erik Rudberg Mgmt N/A For N/A
10 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
11 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
12 Elect Ivan Mgmt N/A Abstain N/A
Vladimirovich
Tavrin
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 12/09/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 01/20/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Robert W Mgmt N/A Abstain N/A
Andersson
7 Elect Henriette Ohland Mgmt N/A Abstain N/A
Wendt
8 Elect Boris O. Mgmt N/A Abstain N/A
Dobrodeev
9 Elect Aleksandr Y. Mgmt N/A Abstain N/A
Esikov
10 Elect Nikolay B. Krylov Mgmt N/A Abstain N/A
11 Elect Lord Paul Myners Mgmt N/A For N/A
12 Elect Douglas Gordon Mgmt N/A Abstain N/A
Lubbe
13 Elect Hannu-Matti Mgmt N/A Abstain N/A
Makinen
14 Elect Pavel A. Mgmt N/A Abstain N/A
Mitrofanov
15 Elect Ardavan Moshiri Mgmt N/A Abstain N/A
16 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
17 Elect Jan Erik Rudberg Mgmt N/A For N/A
18 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
19 Elect Vladimir Y. Mgmt N/A Abstain N/A
Streshinsky
20 Election of Management Mgmt For For For
Board; Management
Board
Size
21 Appointment of Auditor Mgmt For For For
22 Election of Audit Mgmt For For For
Commission
23 Membership in Big Data Mgmt For For For
Association
24 Membership in Internet Mgmt For For For
of Things
Association
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Rushan A. Mgmt For Abstain Against
Bogaudinov
9 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
10 Elect Andrey E. Bougrov Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
13 Elect Gareth Penny Mgmt For For For
14 Elect Cornelis Mgmt For For For
Johannes Gerhard
Prinsloo
15 Elect Maxim M. Sokov Mgmt For Abstain Against
16 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
17 Elect Sergey V. Mgmt For For For
Skvortsov
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur Gagikovich Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Amendments to Articles Mgmt For Against Against
31 Participation in the Mgmt For For For
"National Global
Compact Network
Association"
32 Participation in the Mgmt For For For
"Transportation
Security
Association"
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Meeting Procedures Mgmt For For For
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4.1 Elect Alexander E. Mgmt For Withhold Against
Gorbunov
4.2 Elect Andrey A. Mgmt For Withhold Against
Dubovskov
4.3 Elect Ron Sommer Mgmt For Withhold Against
4.4 Elect Artem I. Mgmt For Withhold Against
Zassoursky
4.5 Elect Michel Combes Mgmt For For For
4.6 Elect Stanley Miller Mgmt For For For
4.7 Elect Vsevolod V. Mgmt For Withhold Against
Rosanov
4.8 Elect Regina von Mgmt For For For
Flemming
4.9 Elect Thomas Holtrop Mgmt For For For
5 Elect Irina R. Mgmt For For For
Borisenkova
6 Elect Maxim A. Mamonov Mgmt For For For
7 Elect Anatoliy G. Mgmt For For For
Panarin
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For Against Against
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Merger with Mgmt For For For
Subsidiaries
12 Amendments to Articles Mgmt For For For
(Merger)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividends Mgmt For For For
(1H2016)
3 Membership in Moscow Mgmt For For For
Confederation of
Industrial and
Entrepreneurs
(Employers)
4 Membership in Mgmt For For For
Russian-German
Chamber of
Commerce
________________________________________________________________________________
Moscow Exchange Micex OJSC
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 04/27/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Alexander K. Mgmt For Abstain Against
Afanasiev
7 Elect Anatoly Braverman Mgmt For Abstain Against
8 Elect Mikhail V. Mgmt N/A For N/A
Bratanov
9 Elect Yuan Wang Mgmt For For For
10 Elect Oleg V. Viyugin Mgmt N/A For N/A
11 Elect Andrei F. Golikov Mgmt For Abstain Against
12 Elect Maria V. Gordon Mgmt For For For
13 Elect Valery P. Mgmt For Abstain Against
Goreglyad
14 Elect Yuriy O. Denisov Mgmt For For For
15 Elect Bella I. Zlatkis Mgmt For Abstain Against
16 Elect Anatoly M. Mgmt For For For
Karachinskiy
17 Elect Alexey L. Kudrin Mgmt For Abstain Against
18 Elect Duncan Paterson Mgmt For For For
19 Elect Rainer Riess Mgmt For For For
20 Elect Vladislav V. Mgmt For For For
Zimin
21 Elect Mikhail S. Kireev Mgmt For For For
22 Elect Olga I. Mgmt For For For
Romantsova
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For Against Against
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board Mgmt For For For
Regulations
27 Amendments to Mgmt For For For
Management Board
Regulations
28 Authority to Reduce Mgmt For For For
Share
Capital
29 Directors' Fees Mgmt For For For
30 Audit Commission Fees Mgmt For For For
31 Related Party Mgmt For For For
Transaction (D&O
Insurance)
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Moscow Exchange Micex OJSC
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 09/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Mgmt For For For
Reports;Allocation of
Profit/Dividends
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Andrey I. Akimov Mgmt For Abstain Against
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Andrey V. Mgmt For For For
Sharonov
16 Elect Olga V. Belyaeva Mgmt For For For
17 Elect Maria A. Mgmt For For For
Panasenko
18 Elect Igor A. Ryaskov Mgmt For For For
19 Elect Nikolay K. Mgmt For For For
Shulikin
20 Election of Management Mgmt For For For
Board
Chair
21 Appointment of Auditor Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Audit Commission Fees Mgmt For For For
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For Against Against
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For Against Against
Management Board
Regulations
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/02/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend 1Q2017 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Oleg V. Bagrin Mgmt For Abstain Against
8 Elect Thomas Veraszto Mgmt For For For
9 Elect Helmut Wieser Mgmt For For For
10 Elect Nikolai A. Mgmt For Abstain Against
Gagarin
11 Elect Vladimir S. Lisin Mgmt For Abstain Against
12 Elect Karen R. Sarkisov Mgmt For Abstain Against
13 Elect Stanislav V. Mgmt For For For
Shekshnya
14 Elect Benedict Mgmt For For For
Sciortino
15 Elect Franz Struzl Mgmt For For For
16 Appointment of CEO and Mgmt For For For
Management Board
Chair
17 Elect Yulia V. Mgmt For For For
Kunikhina
18 Elect Michael Y. Makeev Mgmt For For For
19 Elect Natalia V. Savina Mgmt For For For
20 Elect Elena V. Mgmt For For For
Skladchikova
21 Elect Sergey V. Ushkov Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2016)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/16/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Charter Mgmt For Abstain Against
4 Interim Dividend Mgmt For For For
5 Related Party Mgmt For Abstain Against
Transactions
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maksim V. Volkov Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
10 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
11 Elect Sven Ombudstvedt Mgmt N/A For N/A
12 Elect Roman V. Osipov Mgmt N/A Abstain N/A
13 Elect James B. Rogers Mgmt N/A For N/A
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Marcus J. Rhodes Mgmt N/A For N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Ekaterina V. Mgmt For For For
Viktorova
19 Elect Galina A. Mgmt For For For
Kalinina
20 Elect Pavel N. Sinitsa Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For Abstain Against
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/03/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
2 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
3 Allocation of Retained Mgmt For For For
Earnings/Dividends
4 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.4)
5 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.1)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Alrosa
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For Abstain Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Petr V. Alekseev Mgmt N/A Abstain N/A
9 Elect Sergey V. Mgmt N/A Abstain N/A
Barsukov
10 Elect Georgy K. Mgmt N/A Abstain N/A
Basharin
11 Elect Egor A. Borisov Mgmt N/A Abstain N/A
12 Elect Aleksandr S. Mgmt N/A Abstain N/A
Galushka
13 Elect Maria V. Gordon Mgmt N/A For N/A
14 Elect Evgeniya V. Mgmt N/A Abstain N/A
Grigoryeva
15 Elect Andrey A. Guryev Mgmt N/A For N/A
16 Elect Galina I. Mgmt N/A Abstain N/A
Danchikova
17 Elect Kirill A. Mgmt N/A Abstain N/A
Dmitriev
18 Elect Sergey S. Ivanov Mgmt N/A Abstain N/A
19 Elect Valentina I. Mgmt N/A Abstain N/A
Kondratyeva
20 Elect Dmitry V. Konov Mgmt N/A For N/A
21 Elect Valentina Mgmt N/A For N/A
Lemesheva
22 Elect Galina M. Mgmt N/A For N/A
Makarova
23 Elect Sergei V. Mgmt N/A Abstain N/A
Mestnikov
24 Elect Andrey A. Panov Mgmt N/A Abstain N/A
25 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
26 Elect Oleg R. Fedorov Mgmt N/A For N/A
27 Elect Evgeny A. Chekin Mgmt N/A Abstain N/A
28 Elect Aleksey O. Mgmt N/A Abstain N/A
Chekunkov
29 Elect Anna I. Vasilyeva Mgmt For For For
30 Elect Aleksandr S. Mgmt For For For
Vasilchenko
31 Elect Dmitry G. Mgmt For For For
Vladimirov
32 Elect Viktor N. Pushmin Mgmt For For For
33 Appointment of Auditor Mgmt For For For
34 Amendments to Articles Mgmt For For For
35 Amendments to General Mgmt For For For
Meeting
Regulations
36 Amendments to Board Mgmt For For For
Regulations
37 Amendments to Code of Mgmt For For For
Corporate
Governance
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Audit Commission's Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management Board
Regulations
11 Amendments to Mgmt For For For
Management Board
Chair
Regulations
12 Amendments to Mgmt For Abstain Against
Corporate Governance
Code
13 Membership in Global Mgmt For For For
Gas Center
Association
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
16 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
17 Elect Timur A. Kulibaev Mgmt N/A Abstain N/A
18 Elect Denis V. Manturov Mgmt N/A For N/A
19 Elect Vitaly A. Mgmt N/A Abstain N/A
Markelov
20 Elect Viktor G Martynov Mgmt N/A For N/A
21 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
22 Elect Alexey B. Miller Mgmt N/A Abstain N/A
23 Elect Alexander V. Mgmt N/A Abstain N/A
Novak
24 Elect Dmitry N. Mgmt N/A Abstain N/A
Patrushev
25 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect Vladimir I. Mgmt For N/A N/A
Alisov
28 Elect Vadim K. Bikulov Mgmt For For For
29 Elect Alexander A. Mgmt For For For
Gladkov
30 Elect Alexander S. Mgmt For N/A N/A
Ivannikov
31 Elect Margarita I. Mgmt For For For
Mironova
32 Elect Lidia V. Morozova Mgmt For N/A N/A
33 Elect Yuri S. Nosov Mgmt For For For
34 Elect Karen I. Oganyan Mgmt For For For
35 Elect Dmitry A. Mgmt For N/A N/A
Pashkovskiy
36 Elect Alexandra A. Mgmt For For For
Petrova
37 Elect Sergey R. Mgmt For For For
Platonov
38 Elect Mikhail N. Mgmt For N/A N/A
Rosseyev
39 Elect Oksana V. Mgmt For For For
Tarasenko
40 Elect Tatyana V. Mgmt For For For
Fisenko
41 Non-Voting Meeting Note N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
5 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
6 Elect Toby T. Gati Mgmt N/A For N/A
7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
8 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(Members)
20 Directors' Fees (New Mgmt For For For
Members)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
22 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 D&O Insurance Mgmt For For For
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/16/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bobby Godsell Mgmt For For For
6 Elect Vitaly N. Nesis Mgmt For For For
7 Elect Konstantin Mgmt For For For
Yanakov
8 Elect Marina Gronberg Mgmt For For For
9 Elect Jean-Pascal Mgmt For For For
Duvieusart
10 Elect Jonathan Best Mgmt For For For
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For For For
13 Elect Christine Mgmt For For For
Coignard
14 Appointment of Auditor Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/22/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Alexander E. Mgmt For For For
Bogashov
11 Elect Sergey I. Poma Mgmt For For For
12 Elect Zakhar B. Mgmt For For For
Sabantsev
13 Elect Pavel G. Shumov Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Related Party Mgmt For For For
Transactions (Deposit
Agreements with BANK
VBRR
AO)
16 Related Party Mgmt For For For
Transactions (Deposit
Agreements with Bank
GPB
AO)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RusHydro JSC (RusGidro)
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 782183404 06/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Artem D. Mgmt For Abstain Against
Avetisyan
9 Elect Nikolay G. Mgmt For Abstain Against
Shulginov
10 Elect Maxim S. Bystrov Mgmt For Abstain Against
11 Elect Vyacheslav M. Mgmt For Abstain Against
Kravchenko
12 Elect Pavel S. Grachev Mgmt For For For
13 Elect Yuri P. Trutnev Mgmt For Abstain Against
14 Elect Sergey N. Ivanov Mgmt For Abstain Against
15 Elect Vyacheslav V. Mgmt For For For
Pivovarov
16 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
17 Elect Alexey O. Mgmt For Abstain Against
Chekunkov
18 Elect Sergey V. Shishin Mgmt For Abstain Against
19 Elect Nikolay D. Mgmt For Abstain Against
Rogalev
20 Elect Andrey N. Mgmt For Abstain Against
Shishkin
21 Elect Natalia N. Mgmt For For For
Annikova
22 Elect Tatyana V. Mgmt For For For
Zobkova
23 Elect Igor N. Repin Mgmt For For For
24 Elect Marina A. Kostina Mgmt For For For
25 Elect Dmitry I. Mgmt For For For
Simochkin
26 Appointment of Auditor Mgmt For For For
27 Amendments to Articles Mgmt For For For
28 Amendments to General Mgmt For For For
Meeting
Regulations
29 Amendments to Board Mgmt For For For
Meeting
Regulations
30 Amendments to Mgmt For For For
Management Board
Regulations
31 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
32 Amendments to Mgmt For For For
Regulations on Audit
Commission's
Fees
33 Membership in Mgmt For For For
Organisations
34 Related Party Mgmt For For For
Transactions
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 06/24/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Marina V. Mgmt For For For
Bugorskaya
5 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
6 Elect Aleksey E. Lipsky Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Anna G. Belova Mgmt For For For
9 Elect Sergey F. Boev Mgmt For Abstain Against
10 Elect Andrey A. Mgmt For Abstain Against
Dubovsky
11 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
12 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
13 Elect Ron Sommer Mgmt For Abstain Against
14 Elect Robert S. Mgmt For Abstain Against
Kocharyan
15 Elect Jeannot Krecke Mgmt For For For
16 Elect Roger Munnings Mgmt For For For
17 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
18 Elect David Mgmt For For For
Iakobachvili
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Articles Mgmt For For For
22 Amendments to General Mgmt For For For
Meeting
Regulations
23 Amendments to Board of Mgmt For For For
Directors
Regulations
24 Amendments to Mgmt For For For
Management Board
Regulations
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 09/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/29/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Audit Mgmt For For For
Commission
Regulations
6 Directors' Fees Mgmt For Abstain Against
7 Audit Commission Fees Mgmt For Abstain Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Aleksandr V. Mgmt N/A Abstain N/A
Agarev
10 Elect Vladimir L. Mgmt N/A Abstain N/A
Bogdanov
11 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
12 Elect Ivan K. Mgmt N/A For N/A
Dinichenko
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
16 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
17 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
18 Elect Vladimir A. Mgmt N/A For N/A
Shashkov
19 Elect Taisiya P. Mgmt For Against Against
Klinovskaya
20 Elect Valentina V. Mgmt For Against Against
Musikhina
21 Elect Tamara F. Oleynik Mgmt For Against Against
22 Appointment of Auditor Mgmt For For For
23 D&O Insurance Mgmt For For For
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/23/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
7 Elect Laszlo Gerecs Mgmt For For For
8 Elect Nail G. Ibragimov Mgmt For Abstain Against
9 Elect Yuri L. Levin Mgmt For For For
10 Elect Nail U. Maganov Mgmt For Abstain Against
11 Elect Renat H. Muslimov Mgmt For Abstain Against
12 Elect Rafail S. Mgmt For Abstain Against
Nurmukhametov
13 Elect Renat K. Sabirov Mgmt For Abstain Against
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
16 Elect Rustam K. Mgmt For Abstain Against
Khalimov
17 Elect Azat K. Khamaev Mgmt For Abstain Against
18 Elect Rais S. Khisamov Mgmt For Abstain Against
19 Elect Rene F. Steiner Mgmt For For For
20 Elect Ksenia G. Mgmt For For For
Borzunova
21 Elect Ranilya R. Mgmt For For For
Gizatova
22 Elect Guzel R. Mgmt For For For
Gilfanova
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Taskirya G. Mgmt For For For
Nurkhametova
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Nazilya R. Mgmt For For For
Farkhutdinova
27 Elect Ravil A. Mgmt For For For
Sharifullin
28 Appointment of Auditor Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 Amendments to General Mgmt For For For
Meeting
Regulations
31 Amendments to Board of Mgmt For For For
Directors
Regulations
32 Amendments to CEO Mgmt For For For
Regulations
33 Amendments to Mgmt For For For
Management Board
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 08/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transaction Mgmt For For For
3 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
4 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
5 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
6 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
7 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
8 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
9 Related Party Mgmt For For For
Transactions (D&O
Insurance)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 09/27/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Dmitry V. Konyaev Mgmt For Abstain Against
6 Elect Dmitry A. Lobyak Mgmt For Abstain Against
7 Elect Luc Marc J. Maene Mgmt For For For
8 Elect Dmitry A. Mazepin Mgmt For Abstain Against
9 Elect Robert J. Mgmt For For For
Margetts
10 Elect Dmitry V. Osipov Mgmt For Abstain Against
11 Elect Paul J. Ostling Mgmt For For For
12 Elect Dimitry V. Mgmt For Abstain Against
Tatyanin
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Early Termination of Mgmt For For For
Audit Commission
Powers
16 Elect Irina A. Mgmt For For For
Grinkevich
17 Elect Andrey V. Mgmt For For For
Yermizin
18 Elect Maria A. Kuzmina Mgmt For For For
19 Elect Irina V. Razumova Mgmt For For For
20 Elect Yaroslava I. Mgmt For For For
Serdyuk
________________________________________________________________________________
VimpelCom Ltd.
Ticker Security ID: Meeting Date Meeting Status
VIP CUSIP 92719A106 03/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Bylaws Mgmt For For For
________________________________________________________________________________
VimpelCom Ltd.
Ticker Security ID: Meeting Date Meeting Status
VIP CUSIP 92719A106 08/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Stan Chudnovsky Mgmt For For For
3 Elect Mikhail Fridman Mgmt For Abstain Against
4 Elect Gennady Gazin Mgmt For For For
5 Elect Andrei Gusev Mgmt For Abstain Against
6 Elect Gunnar Holt Mgmt For Abstain Against
7 Elect Julian Horn-Smith Mgmt For Abstain Against
8 Elect Jorn Jensen Mgmt For For For
9 Elect Nils Katla Mgmt For Abstain Against
10 Elect Alexey M. Mgmt For Abstain Against
Reznikovich
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/12/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect M. Fridman to Mgmt For For For
the Supervisory
Board
9 Elect P. Musial to the Mgmt For For For
Supervisory
Board
10 Supervisory Board Fees Mgmt For Against Against
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Appointment of Auditor Mgmt For For For
15 Other Business and Mgmt For For For
Closing
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Herman O. Gref Mgmt For For For
5 Elect Arkady Volozh Mgmt For For For
6 Authority to Cancel Mgmt For For For
Shares
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Russia Small- Cap ETF
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
8 Directors' Fees Mgmt For Against Against
9 Audit Commission's Fees Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Kirill G. Mgmt N/A Abstain N/A
Androsov
12 Elect Mikhail V. Mgmt N/A Abstain N/A
Voevodin
13 Elect Aleksey A. Mgmt N/A For N/A
Germanovich
14 Elect Igor A. Kamenskoy Mgmt N/A For N/A
15 Elect Lars E. A. Mgmt N/A For N/A
Bergstrom
16 Elect Alexander N. Mgmt N/A Abstain N/A
Nazarov
17 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
18 Elect Dmitry N. Peskov Mgmt N/A Abstain N/A
19 Elect Mikhail I. Mgmt N/A Abstain N/A
Polunboyarinov
20 Elect Vladimir V. Mgmt N/A Abstain N/A
Potapov
21 Elect Vitaly G. Mgmt N/A Abstain N/A
Saveliev
22 Elect Dmitry P. Mgmt N/A Abstain N/A
Saprykin
23 Elect Vasily V. Sidorov Mgmt N/A For N/A
24 Elect Jury B. Slyusar Mgmt N/A Abstain N/A
25 Elect Sergey V. Mgmt N/A Abstain N/A
Chemezov
26 Elect Igor V. Belikov Mgmt For For For
27 Elect Mikhail V. Mgmt For For For
Sorokin
28 Elect Ekaterina S. Mgmt For For For
Nikitina
29 Elect Sergey I. Mgmt For For For
Ubugunov
30 Elect Vasily P. Mgmt For For For
Shipilov
31 Appointment of Auditor Mgmt For For For
(RAS)
32 Appointment of Auditor Mgmt For For For
(IFRS)
33 Amendments to Articles Mgmt For For For
34 Amendments to General Mgmt For For For
Meeting
Regulations
35 Amendments to Board Mgmt For For For
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Related Party Mgmt For For For
Transactions
(Pobeda)
38 Related Party Mgmt For For For
Transactions
(Rossiya)
39 Related Party Mgmt For For For
Transactions
(Rossiya)
40 Related Party Mgmt For For For
Transactions
(Pobeda)
41 D&O Insurance Mgmt For For For
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 12/26/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 06/22/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Nikolai B. Mgmt N/A For N/A
Arutyunov
7 Elect Igor V. Belikov Mgmt N/A Abstain N/A
8 Elect Vladimir V. Mgmt N/A Abstain N/A
Gavrikov
9 Elect Georgy N. Mgmt N/A Abstain N/A
Golukhov
10 Elect Alexander A. Mgmt N/A Abstain N/A
Dynkin
11 Elect Yuri Y. Malyshev Mgmt N/A For N/A
12 Elect Alexander V. Mgmt N/A Abstain N/A
Popov
13 Elect Arkady I. Mgmt N/A Abstain N/A
Sverdlov
14 Elect Vladimir G. Mgmt N/A For N/A
Sister
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Elect Valentina V. Mgmt For For For
Alexandrova
18 Elect Irina G. Mgmt For For For
Dudicheva
19 Elect Elena G. Mgmt For For For
Zubrilova
20 Elect Elena S. Potapova Mgmt For For For
21 Elect Tatyana V. Mgmt For For For
Khrapova
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 09/09/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DIXY Group OJSC
Ticker Security ID: Meeting Date Meeting Status
DIXY CINS X1887L103 06/01/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Igor A. Kesayev Mgmt N/A Abstain N/A
8 Elect Sergey S. Mgmt N/A Abstain N/A
Belyakov
9 Elect Steven J. Vellard Mgmt N/A For N/A
10 Elect Alexander M. Mgmt N/A Abstain N/A
Kobzev
11 Elect Artem I. Mgmt N/A Abstain N/A
Afanasyev
12 Elect Yuriy V. Poletaev Mgmt N/A For N/A
13 Elect Leo P. McLaughlin Mgmt N/A Abstain N/A
14 Elect Vladimir L. Mgmt N/A Abstain N/A
Katzsman
15 Elect Alexander A.J. Mgmt N/A For N/A
Williams
16 Elect Aleksander V. Mgmt N/A For N/A
Kritskyi
17 Elect Alexey V. Mgmt N/A Abstain N/A
Krivoshapko
18 Elect Denis A. Spirin Mgmt N/A Abstain N/A
19 Elect Dmitriy G. Mgmt N/A Abstain N/A
Guschin
20 Directors' Fees Mgmt For For For
21 Elect Laura K. Mgmt For For For
Basangova
22 Elect Irina S. Shotaeva Mgmt For For For
23 Elect Yulia S. Zhuvaga Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 12/15/2016 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Country of Mgmt For Against Against
Incorporation,
Amendment to Articles
and Change of Company
Name
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/24/2017 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Ratification of Board Mgmt For Abstain Against
Acts
5 Elect John Carroll Mgmt For Abstain Against
Colley
6 Elect Johann Franz Mgmt For Abstain Against
Durrer
7 Elect Alexander Eliseev Mgmt For Abstain Against
8 Elect Andrey Gomon Mgmt For Abstain Against
9 Elect Elia Nicolaou Mgmt For Abstain Against
10 Elect George Mgmt For Abstain Against
Papaioannou
11 Elect Melina Pyrgou Mgmt For Abstain Against
12 Elect Konstantin Mgmt For Abstain Against
Shirokov
13 Elect Alexaxander Mgmt For Abstain Against
Storozhev
14 Elect Alexander Tarasov Mgmt For Abstain Against
15 Elect Michael Thomaides Mgmt For Abstain Against
16 Elect Marios Tofaros Mgmt For Abstain Against
17 Elect Sergey Tolmachev Mgmt For Abstain Against
18 Elect Michael Zampelas Mgmt For Abstain Against
________________________________________________________________________________
Gruppa LSR OAO (LSR Group OJSC)
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Directors' and Audit
Commission
Fees
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Dmitry V. Mgmt For Abstain Against
Goncharov
8 Elect Vasily M. Mgmt For Abstain Against
Kostritsa
9 Elect Aleksy P. Makhnev Mgmt For For For
10 Elect Andrey Y. Mgmt For Abstain Against
Molchanov
11 Elect Vitaly G. Mgmt For For For
Podolsky
12 Elect Alexander M. Mgmt For For For
Prisyazhnyuk
13 Elect Elena V. Mgmt For Abstain Against
Tumanovna
14 Elect Olga M. Sheykina Mgmt For Abstain Against
15 Elect Evgeny V. Mgmt For Abstain Against
Yatsyshin
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Ludmila V. Mgmt For For For
Fradina
18 Elect Irina A. Mgmt For For For
Sharapova
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Articles Mgmt For Against Against
22 Amendments to Board of Mgmt For Against Against
Directors
Regulations
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Related Party Mgmt For For For
Transaction (LLC
LSR-Stroy)
25 Related Party Mgmt For For For
Transaction (LLC
LSR-Stroy)
26 Related Party Mgmt For For For
Transaction (JSC LSR
Real
Estate-M)
27 Related Party Mgmt For For For
Transaction (LLC
LSR)
28 Related Party Mgmt For For For
Transaction (LLC
LSR)
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/17/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Duncan Baxter Mgmt For For For
4 Elect Valery Oyf Mgmt For For For
5 Elect John Mann Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 06/20/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Cheng Chi Kin Mgmt For For For
6 Elect Yury Makarov Mgmt For For For
7 Elect Jonathan Eric Mgmt For For For
Martin
Smith
8 Elect Simon Murray Mgmt For Against Against
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
IRC Limited
Ticker Security ID: Meeting Date Meeting Status
1029 CINS Y41792105 12/29/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Subscription Agreement Mgmt For For For
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/26/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Shashoua Mgmt For For For
4 Elect Andrew Beach Mgmt For For For
5 Elect Sharon Baylay Mgmt For For For
6 Elect Neil England Mgmt For For For
7 Elect Linda Jensen Mgmt For For For
8 Elect Stephen Puckett Mgmt For For For
9 Elect Marco Sodi Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Remuneration Policy Mgmt For For For
(Binding)
13 Remuneration Report Mgmt For For For
(Advisory)
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 02/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.K2600/10-0709LB/D00
0-P/4)
2 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.KC-743000/2008/0010
4-P/3)
3 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.KC-757000/2008/0002
1-P/3)
4 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.3732-P/4)
5 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.
4114-P/4)
6 Related Party Mgmt For For For
Transactions
(Amendments to
Guarantee Agreement
no.
84-85/13-B-P-2)
7 Related Party Mgmt For For For
Transactions (Share
Pledge
Agreement)
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 05/17/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
2 Related Party Mgmt For For For
Transactions (Share
Pledge
Agreement)
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Igor V. Zyuzin Mgmt For Withhold Against
2.2 Elect Oleg V. Korzhov Mgmt For Withhold Against
2.3 Elect Georgiy G. Petrov Mgmt For For For
2.4 Elect Alexandr N. Mgmt For For For
Kotsky
2.5 Elect Yuriy N. Malyshev Mgmt For For For
2.6 Elect Alexander D. Mgmt For For For
Orischin
2.7 Elect Victor A. Mgmt For Withhold Against
Trigubko
2.8 Elect Tigran G. Mgmt For Withhold Against
Khachaturov
2.9 Elect Aleksandr N. Mgmt For For For
Shokhin
3 Elect Natalia S. Zykova Mgmt For For For
4 Elect Alexander N. Mgmt For For For
Kapralov
5 Elect Irina V. Mgmt For For For
Bolkhovskikh
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Remuneration
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 04/28/2017 Take No Action
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Consolidated Accounts Mgmt For TNA N/A
and
Reports
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
________________________________________________________________________________
OGK-2 JSC (Second Generation Company of Wholesale Electricity Market)
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/02/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Roman E. Abdullin Mgmt N/A Abstain N/A
6 Elect Stanislav A. Mgmt N/A Abstain N/A
Ananiev
7 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
8 Elect Yury E. Dolin Mgmt N/A Abstain N/A
9 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
10 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
11 Elect Denis V. Kulikov Mgmt N/A Abstain N/A
12 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
13 Elect Mikhail V. Mgmt N/A Abstain N/A
Sorokin
14 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
15 Elect Sergey S. Fil Mgmt N/A Abstain N/A
16 Elect Elena V. Mgmt N/A Abstain N/A
Khimichuk
17 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A
18 Elect Aleksandr V. Mgmt N/A Abstain N/A
Shevchuk
19 Elect Vadim K. Bikulov Mgmt For For For
20 Elect Denis A. Mgmt For For For
Korshnyakov
21 Elect Yury A. Mgmt For For For
Linovitsky
22 Elect Margarita I. Mgmt For For For
Mironova
23 Elect Alexander M. Mgmt For For For
Yuzifovich
24 Appointment of Auditor Mgmt For For For
25 Amendments to Articles Mgmt For Against Against
26 Amendments to General Mgmt For For For
Meeting
Regulations
27 Amendments to Board of Mgmt For For For
Directors
Regulations
28 Amendments to Audit Mgmt For For For
Commission
Regulations
29 Directors' Fees Mgmt For Against Against
30 Related Party Mgmt For For For
Transactions (Gazprom
Enefgoholding)
31 Related Party Mgmt For For For
Transactions (Gazprom
Enefgoholding)
32 Related Party Mgmt For For For
Transactions (Gazprom
PJSC)
________________________________________________________________________________
OGK-2 JSC (Second Generation Company of Wholesale Electricity Market)
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 12/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Denis V. Fedorov Mgmt For Abstain Against
5 Elect Pavel O. Shatskiy Mgmt For Abstain Against
6 Elect Sergey S. Fil Mgmt For Abstain Against
7 Elect Yevgeny N. Mgmt For Abstain Against
Zemlyanoy
8 Elect Irina Y. Mgmt For Abstain Against
Korobkina
9 Elect Aleksandr V. Mgmt For Abstain Against
Rogov
10 Elect Denis N. Bashuk Mgmt For Abstain Against
11 Elect Yury E. Dolin Mgmt For Abstain Against
12 Elect Elena V. Mgmt For Abstain Against
Khimichuk
13 Elect Roman E. Abdullin Mgmt For Abstain Against
14 Elect Albert F. Mgmt For Abstain Against
Bikmurzin
15 Elect Denis V. Kulikov Mgmt For Abstain Against
16 Elect Aleksandr V. Mgmt For For For
Shevchuk
17 Elect Stanislav A. Mgmt For Abstain Against
Ananiev
18 Major Transaction Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oriflame Holding AG
Ticker Security ID: Meeting Date Meeting Status
ORI CINS H5884A109 05/09/2017 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Allocation of Profits Mgmt For TNA N/A
5 Dividends from Reserves Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Mona Abbasi Mgmt For TNA N/A
8 Elect Magnus Brannstrom Mgmt For TNA N/A
9 Elect Anders Dahlvig Mgmt For TNA N/A
10 Elect Alexander af Mgmt For TNA N/A
Jochnick
11 Elect Jonas af Jochnick Mgmt For TNA N/A
12 Elect Robert af Mgmt For TNA N/A
Jochnick
13 Elect Anna Malmhake Mgmt For TNA N/A
14 Elect Christian Salamon Mgmt For TNA N/A
15 Elect Karen Tobiasen Mgmt For TNA N/A
16 Appoint Alexander af Mgmt For TNA N/A
Jochnick as Board
Chair
17 Elect Alexander af Mgmt For TNA N/A
Jochnick as
Compensation
Committee
Member
18 Elect Karen Tobiasen Mgmt For TNA N/A
as Compensation
Committee
Member
19 Appointment of Mgmt For TNA N/A
Independent
Proxy
20 Appointment of Auditor Mgmt For TNA N/A
21 Board Compensation Mgmt For TNA N/A
22 Executive Compensation Mgmt For TNA N/A
(Fixed)
23 Executive Compensation Mgmt For TNA N/A
(Variable)
24 Increase in Authorized Mgmt For TNA N/A
Capital
________________________________________________________________________________
Petro Welt Technologies AG
Ticker Security ID: Meeting Date Meeting Status
O2C CINS A1291D106 06/16/2017 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Profits Mgmt For For For
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Elect Maurice Dijols Mgmt For For For
8 Elect Remi Paul Mgmt For For For
9 Elect Ralf Wojtek Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/22/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Vladislav Egorov
(Renova
Nominee)
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Bruce M. Buck (Renova
Nominee)
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Ian Ashby (M&G and
Sothic
Nominee)
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Garrett Soden (M&G
and Sothic
Nominee)
10 Elect Pavel Maslovskiy Mgmt For For For
11 Elect Andrey Maruta Mgmt For For For
12 Elect Robert Jenkins Mgmt For For For
13 Elect Alexander Green Mgmt For For For
14 Elect Andrew Vickerman Mgmt For For For
15 Elect Peter Hambro Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Ron Khalifa Mgmt For For For
6 Elect Marcus J. Rhodes Mgmt For For For
7 Elect Osama Bedier Mgmt For For For
8 Elect Boris Kim Mgmt For Abstain Against
9 Elect Sergey Solonin Mgmt For Abstain Against
10 Elect Elena V. Budnik Mgmt For Abstain Against
11 Elect Evgeny L. Mgmt For Abstain Against
Dankevich
12 Approval of Director's Mgmt For For For
Remuneration
13 Executive Directors' Mgmt For For For
Fees
14 Article Amendments - Mgmt For For For
Technical
________________________________________________________________________________
Raspadskaya OAO
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/18/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Elena V. Mgmt For For For
Gordeeva to the Audit
Commission
4 Appointment of Auditor Mgmt For For For
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Aleksey A. Ivanov Mgmt For Abstain Against
8 Elect Nikolay V. Ivanov Mgmt For Abstain Against
9 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
10 Elect Ilya M. Lifshits Mgmt For Abstain Against
11 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
12 Elect John Terry Mgmt For Abstain Against
Robinson
13 Elect Sergey S. Mgmt For Abstain Against
Stepanov
14 Elect Eric Stoyell Mgmt For For For
15 Elect Alexander V. Mgmt For Abstain Against
Frolov
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 07/06/2016 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(Invesco Concert
Party)
2 Related Party Mgmt For For For
Transactions (Invesco
Perpetual High Income
Fund)
3 Placing (Convertible Mgmt For For For
Preference
Shares)
4 Amendments to Articles Mgmt For For For
(Convertible
Preference
Shares)
5 Disapplication of Mgmt For For For
Preemption Rights
(Placing)
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 10/14/2016 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Tender Offer Mgmt For For For
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 04/13/2017 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Directors' Report Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Annual Report Mgmt For Abstain Against
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Set Mgmt For Against Against
Auditor's
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Abstain Against
11 Election of Directors Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/23/2016 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Interim Dividend Mgmt For For For
(1H2016)
3 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
Summit Ascent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
102 CINS G8565U130 06/09/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect John Peter Ben Mgmt For For For
WANG
5 Elect Alfred PANG Hing Mgmt For For For
Chung
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
TCS Group Holding
Ticker Security ID: Meeting Date Meeting Status
TCS CINS 87238U203 05/29/2017 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairperson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Martin Cocker Mgmt For For For
4 Elect Philippe Delpal Mgmt For Against Against
5 Directors' Remuneration Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/08/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Mikhail Y. Mgmt N/A For N/A
Alexeev
4 Elect Andrey Y. Mgmt N/A Abstain N/A
Kaplunov
5 Elect Sergey V. Mgmt N/A For N/A
Kravchenko
6 Elect Peter L. O'Brien Mgmt N/A For N/A
7 Elect Sergey T. Papin Mgmt N/A Abstain N/A
8 Elect Dmitry A. Mgmt N/A Abstain N/A
Pumpyansky
9 Elect Robert M. Mgmt N/A For N/A
Foresman
10 Elect Igor B. Mgmt N/A Abstain N/A
Khmelevsky
11 Elect Anatoly B. Mgmt N/A Abstain N/A
Chubais
12 Elect Alexander G. Mgmt N/A Abstain N/A
Shiryaev
13 Elect Alexander N. Mgmt N/A For N/A
Shokhin
14 Elect Aleksandr D. Mgmt N/A Abstain N/A
Pumpyansky
15 Elect Aleksandr V. Mgmt For For For
Maksimenko
16 Elect Aleksandr P. Mgmt For For For
Vorobyov
17 Elect Nina V. Mgmt For For For
Posdnyakova
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For Abstain Against
20 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
21 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
22 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 09/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2016)
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
TMK PAO (Trubnaya Metallurgicheskaya Komp)
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 12/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Unipro PAO ao
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 06/23/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 1Q2017 Interim Dividend Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Klaus Schafer Mgmt For Abstain Against
7 Elect Christopher Jost Mgmt For Abstain Against
Delbruck
8 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
9 Elect Patrick Wolff Mgmt For Abstain Against
10 Elect Reiner Hartmann Mgmt For Abstain Against
11 Elect Maxim G. Shirokov Mgmt For Abstain Against
12 Elect Tatyana A. Mgmt For For For
Mitrova
13 Elect Aleksey A. Mgmt For For For
Germanovich
14 Elect Anna G. Belova Mgmt For For For
15 Elect Gerd Hansal Uwe Mgmt For For For
16 Elect Nicolo Pren Mgmt For For For
17 Elect Alexey S. Asyaev Mgmt For For For
18 Elect Denis A. Mgmt For For For
Alekseenkov
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS W9897B107 05/16/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Board Size; Number of Mgmt For For For
Auditors
12 Directors and Mgmt For Against Against
Auditors'
Fees
13 Directors and Mgmt For Against Against
Auditors'
Fees
14 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
15 Nomination Committee Mgmt For For For
16 Remuneration Guidelines Mgmt For For For
17 Long-term Incentive Mgmt For For For
Program
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS W9897B107 08/05/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 BlaBlaCar Acquisition Mgmt For Abstain Against
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNILSDB CINS W9897B107 11/18/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Private Placement Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunipro PAO
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Semiconductor ETF
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Bruce R. Evans Mgmt For For For
5 Elect Edward H. Frank Mgmt For For For
6 Elect Mark M. Little Mgmt For For For
7 Elect Neil S. Novich Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Elect Lisa T. Su Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive
Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive
Bonus
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 08/30/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Effect Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendment to Mgmt For For For
Remuneration
Policy
6 Long-term Incentive Mgmt For For For
Plan
7 Authority to Issue Mgmt For For For
Shares under Employee
Incentive
Plans
8 Elect P. van der Meer Mgmt For For For
Mohr to the
Supervisory
Board
9 Elect C.M.S. Mgmt For For For
Smits-Nusteling to
the Supervisory
Board
10 Elect D.A. Grose to Mgmt For For For
the Supervisory
Board
11 Elect W. Ziebart to Mgmt For For For
the Supervisory
Board
12 Supervisory Board Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Suppress Mgmt For For For
Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares for
Mergers/Acquisitions
17 Authority to Suppress Mgmt For For For
Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Mgmt For For For
Repurchase Additional
Shares
20 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For For For
2 Elect Susan L. Bostrom Mgmt For For For
3 Elect James D. Plummer Mgmt For For For
4 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
5 Elect John B. Shoven Mgmt For For For
6 Elect Roger S. Siboni Mgmt For For For
7 Elect Young K. Sohn Mgmt For For For
8 Elect Lip-Bu Tan Mgmt For For For
9 Amendment to the Mgmt For For For
Omnibus Equity
Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavium, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAVM CUSIP 14964U108 06/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward H. Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Integrated Device Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Schofield Mgmt For For For
1.2 Elect Gregory L. Waters Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Ken Kannappan Mgmt For For For
1.6 Elect Robert A. Rango Mgmt For For For
1.7 Elect Norman Taffe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Aneel Bhusri Mgmt For For For
3 Elect Andy D. Bryant Mgmt For For For
4 Elect Reed E. Hundt Mgmt For For For
5 Elect Omar Ishrak Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect Tsu-Jae King Liu Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Gregory D. Smith Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Elect David Bruce Mgmt For For For
Yoffie
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Anstice Mgmt For For For
1.2 Elect Eric K. Brandt Mgmt For For For
1.3 Elect Michael R. Cannon Mgmt For For For
1.4 Elect Youssef A. Mgmt For For For
El-Mansy
1.5 Elect Christine A. Mgmt For For For
Heckart
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Stephen Newberry Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For Withhold Against
Tsai
1.10 Elect John T. Dickson Mgmt For Withhold Against
1.11 Elect Gary B. Moore Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 10/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Mgmt For For For
Meeting
6 Elect Robert H. Mgmt For For For
Swanson,
Jr.
7 Elect Lothar Maier Mgmt For For For
8 Elect Arthur C. Agnos Mgmt For For For
9 Elect John J. Gordon Mgmt For For For
10 Elect David S. Lee Mgmt For Against Against
11 Elect Richard M. Moley Mgmt For For For
12 Elect Thomas S. Volpe Mgmt For For For
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tudor Brown Mgmt For For For
2 Elect Peter A. Feld Mgmt For For For
3 Elect Richard S. Hill Mgmt For For For
4 Elect Oleg Khaykin Mgmt For For For
5 Elect Matthew J. Murphy Mgmt For For For
6 Elect Michael G. Mgmt For For For
Strachan
7 Elect Robert E. Switz Mgmt For For For
8 Elect Randhir Thakur Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 11/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Feld Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For Against Against
3 Elect Richard S. Hill Mgmt For For For
4 Elect John G. Kassakian Mgmt For Against Against
5 Elect Oleg Khaykin Mgmt For For For
6 Elect Arturo Krueger Mgmt For For For
7 Elect Matthew J. Murphy Mgmt For For For
8 Elect Michael G. Mgmt For For For
Strachan
9 Elect Robert E. Switz Mgmt For For For
10 Elect Randhir Thakur Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Amendment to Advance Mgmt For For For
Notice
Provision
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bye-Laws
16 Elimination of Mgmt For For For
Supermajority
Requirement for
Business
Combinations
17 Authority to Adopt Mgmt For For For
Shareholder Rights
Plan
18 Permit Removal of Mgmt For For For
Directors Without
Cause
19 Plurality Voting Mgmt For For For
Standard for
Contested
Elections
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William (Bill) Mgmt For For For
P.
Sullivan
1.2 Elect Tunc Doluca Mgmt For For For
1.3 Elect Tracy C. Accardi Mgmt For For For
1.4 Elect James R. Bergman Mgmt For Withhold Against
1.5 Elect Joseph R. Bronson Mgmt For For For
1.6 Elect Robert E. Grady Mgmt For For For
1.7 Elect William D. Mgmt For For For
Watkins
1.8 Elect MaryAnn Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive
Plan
5 Exclusive Forum Mgmt For Against Against
Provision
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For For For
5 Elect Wade F. Meyercord Mgmt For For For
6 Incentive Compensation Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Lawrence N. Mgmt For For For
Mondry
7 Elect Robert E. Switz Mgmt For For For
8 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
9 NOL Shareholder Rights Mgmt For For For
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Peterson Mgmt For For For
2 Elect Dennis R. Leibel Mgmt For For For
3 Elect Kimberly E. Alexy Mgmt For For For
4 Elect Thomas R. Mgmt For For For
Anderson
5 Elect William E. Mgmt For For For
Bendush
6 Elect Paul F. Folino Mgmt For For For
7 Elect William L. Healey Mgmt For For For
8 Elect Matthew E. Mgmt For For For
Massengill
9 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE
COMPENSATION
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect James C. Gaither Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect William J. Miller Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Mark A. Stevens Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management
Members
7 Asset Sale Pursuant to Mgmt For For For
Tender
Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the
Company's Capital
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Curtis J. Mgmt For For For
Crawford,
PhD
4 Elect Gilles Delfassy Mgmt For For For
5 Elect Emmanuel T. Mgmt For For For
Hernandez
6 Elect Keith D. Jackson Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Daryl A. Mgmt For For For
Ostrander
9 Elect Teresa M. Ressel Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
14 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
15 Certificate Amendment Mgmt For For For
to Eliminate
Restrictions on
Removal of
Directors
16 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Daniel A. DiLeo Mgmt For For For
1.4 Elect Jeffery R. Mgmt For For For
Gardner
1.5 Elect Charles Scott Mgmt For For For
Gibson
1.6 Elect John R. Harding Mgmt For For For
1.7 Elect David H.Y. Ho Mgmt For For For
1.8 Elect Roderick D. Mgmt For For For
Nelson
1.9 Elect Dr. Walden C. Mgmt For For For
Rhines
1.10 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Cash Mgmt For For For
Bonus
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Jeffry W. Mgmt For For For
Henderson
3 Elect Thomas W. Horton Mgmt For For For
4 Elect Paul E. Jacobs Mgmt For For For
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Harish M. Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect Clark T. Randt, Mgmt For Against Against
Jr.
10 Elect Francisco Ros Mgmt For For For
11 Elect Anthony J. Mgmt For For For
Vinciquerra
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5.1 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
5.2 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Daniel W. Mgmt For For For
Christman
3 Elect Edwin J. Gillis Mgmt For For For
4 Elect Timothy E. Mgmt For For For
Guertin
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Mgmt For For For
Jr.
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Todd M. Bluedorn Mgmt For Against Against
4 Elect Daniel A. Carp Mgmt For For For
5 Elect Janet F. Clark Mgmt For For For
6 Elect Carrie S. Cox Mgmt For For For
7 Elect J.M. Hobby Mgmt For For For
8 Elect Ronald Kirk Mgmt For For For
9 Elect Pamela H. Patsley Mgmt For Against Against
10 Elect Robert E. Sanchez Mgmt For For For
11 Elect Wayne R. Sanders Mgmt For For For
12 Elect Richard K. Mgmt For For For
Templeton
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Segers Mgmt For For For
2 Elect Moshe N. Mgmt For For For
Gavrielov
3 Elect Saar Gillai Mgmt For For For
4 Elect Ronald Jankov Mgmt For For For
5 Elect Thomas H. Lee Mgmt For For For
6 Elect J. Michael Mgmt For For For
Patterson
7 Elect Albert A. Mgmt For For For
Pimentel
8 Elect Marshall C. Mgmt For For For
Turner,
Jr.
9 Elect Elizabeth W. Mgmt For For For
Vanderslice
10 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
11 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Solar Energy ETF
________________________________________________________________________________
Atlantica Yield plc
Ticker Security ID: Meeting Date Meeting Status
ABY CUSIP G0751N103 06/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Joaquin Mgmt For For For
Fernandez de Pierola
Marin
7 Elect Maria Jose Mgmt For For For
Esteruelas
8 Elect Santiago Seage Mgmt For For For
9 Elect Daniel Villalba Mgmt For For For
10 Elect Jackson Robinson Mgmt For For For
11 Elect Robert Dove Mgmt For For For
12 Elect Andrea Brentan Mgmt For For For
13 Elect Francisco Jose Mgmt For For For
Martinez
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew WONG Luen Mgmt For For For
Cheung
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Craig Kennedy Mgmt For For For
6 Elect James F. Nolan Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect J. Thomas Presby Mgmt For For For
9 Elect Paul H. Stebbins Mgmt For Against Against
10 Elect Michael T. Mgmt For For For
Sweeney
11 Elect Mark Widmar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 02/09/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Coal Purchase Mgmt For Against Against
Framework
Agreement
4 Wafer Products Supply Mgmt For Against Against
Framework
Agreement
________________________________________________________________________________
GCL Poly-Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/24/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Zhanjun Mgmt For For For
5 Elect ZHU Yufeng Mgmt For Against Against
6 Elect SUN Wei Mgmt For For For
7 Elect Charles YEUNG Mgmt For For For
Man
Chung
8 Elect YIP Tai Him Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gigasolar Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
3691 CINS Y270AA108 06/07/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
8 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
9 Shares Release of Mgmt For For For
Subsidiary Hexun
Green Electricity
Co.,
Ltd.
10 Shares Release of Mgmt For For For
Subsidiary Shuozuan
Materials Co.,
Ltd.
________________________________________________________________________________
Gintech Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
3514 CINS Y270A0100 06/20/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
6 Private Placement Mgmt For Against Against
7 Employee Restricted Mgmt For For For
Shares
Plan
________________________________________________________________________________
Hanergy Thin Film Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0566 CINS G4288J106 06/08/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Elect Yuan Yabin Mgmt For For For
5 Elect Eddie LAM Yat Mgmt For For For
Ming
6 Elect Wang Xiong Mgmt For For For
7 Elect SI Haijian Mgmt For For For
8 Elect HUANG Songchun Mgmt For For For
9 Elect Xu Xiaohua Mgmt For For For
10 Elect ZHANG Bin Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Bye-Laws Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JA Solar Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JASO CUSIP 466090206 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Erying Jia Mgmt For Against Against
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
JinkoSolar Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKS CUSIP 47759T100 12/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kangping Chen Mgmt For Against Against
2 Elect Xianhua Li Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Motech Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
6244 CINS Y61397108 05/26/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
6 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Neo Solar Power Corp.
Ticker Security ID: Meeting Date Meeting Status
3576 CINS Y6247H105 06/14/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
5 Private Placement Mgmt For Against Against
6 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
REC Silicon PLC
Ticker Security ID: Meeting Date Meeting Status
REC CINS R7154S108 05/03/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Agenda Mgmt For TNA N/A
7 Directors' Fees; Mgmt For TNA N/A
Nomination Committee
Fees
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
10 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
11 Incentive Guidelines Mgmt For TNA N/A
(Binding)
12 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights for
Investments, Mergers
and
Acquisitions
13 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights for
Effectuation of
Mandatory Share
Issues or
Consolidation of
Shares
14 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights to
Provide Financial
Flexibility
15 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to
LTIP
16 Authority to Mgmt For TNA N/A
Repurchase Shares to
Increase Return for
Shareholders
17 Election of Directors Mgmt For TNA N/A
18 Nomination Committee Mgmt For TNA N/A
________________________________________________________________________________
Saeta Yield
Ticker Security ID: Meeting Date Meeting Status
SAY CINS E8541K109 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Remuneration Report Mgmt For Against Against
6 Ratify Co-option and Mgmt For For For
Elect Antoine
Kerrenneur
7 Amend Remuneration Mgmt For For For
Policy
8 Appointment of Auditor Mgmt For For For
9 Special Dividend Mgmt For For For
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authorisation of Legal Mgmt For For For
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shunfeng International Clean Energy Limited
Ticker Security ID: Meeting Date Meeting Status
1165 CINS G8116S105 06/23/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LUO Xin Mgmt For For For
5 Elect TAO Wenquan Mgmt For For For
6 Elect ZHAO Yuwen Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sino-American Silicon Products Inc.
Ticker Security ID: Meeting Date Meeting Status
5483 CINS Y8022X107 06/27/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
5 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
6 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
9 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
10 Amendments to Mgmt For Against Against
Procedural Rules:
Endorsements and
Guarantees
11 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
12 Elect LU Ming-Kung Mgmt For For For
13 Elect YAO Tan-Liang Mgmt For For For
14 Elect HSU Hsiu-Lan Mgmt For For For
15 Elect Representative Mgmt For Abstain Against
of Solartech Energy
Corp.
16 Elect WEI Hong-Cheng Mgmt For For For
17 Elect TSAI Wen-Huei Mgmt For For For
18 Elect SUN Rong-Kang Mgmt For For For
19 Elect Representative Mgmt For Abstain Against
of Kai Chiang
Co.
20 Elect Representative Mgmt For Abstain Against
of Kun Chang
Investment
Co.
21 Elect Representative Mgmt For Abstain Against
of Mau Hong
Investment
Co.
22 Elect CHEN Ting-Ko Mgmt For For For
23 Elect LIN Shing-Hsien Mgmt For For For
24 Elect Angela HUANG Mgmt For For For
25 Non-compete Mgmt For For For
Restrictions for
Directors
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SMA Solar Technology AG
Ticker Security ID: Meeting Date Meeting Status
S92 CINS D7008K108 05/23/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Roland Grebe Mgmt For TNA N/A
7 Ratify Jurgen Reinert Mgmt For TNA N/A
8 Ratify Pierre-Pascal Mgmt For TNA N/A
Urbon
9 Ratify Roland Bent Mgmt For TNA N/A
10 Ratify Oliver Dietzel Mgmt For TNA N/A
11 Ratify Peter Drews Mgmt For TNA N/A
12 Ratify Erik Ehrentraut Mgmt For TNA N/A
13 Ratify Kim Fausing Mgmt For TNA N/A
14 Ratify Johannes Hade Mgmt For TNA N/A
15 Ratify Heike Haigis Mgmt For TNA N/A
16 Ratify Winfried Mgmt For TNA N/A
Hoffmann
17 Ratify Alexa Mgmt For TNA N/A
Hergenrother
18 Ratify Yvonne Siebert Mgmt For TNA N/A
19 Ratify Matthias Victor Mgmt For TNA N/A
20 Ratify Hans-Dieter Mgmt For TNA N/A
Werner
21 Ratify Reiner Mgmt For TNA N/A
Wettlaufer
22 Appointment of Auditor Mgmt For TNA N/A
23 Amendments to Mgmt For TNA N/A
Remuneration
Policy
24 Elect Alexa Mgmt For TNA N/A
Hergenrother as
Supervisory Board
Member
________________________________________________________________________________
SolarCity Corporation
Ticker Security ID: Meeting Date Meeting Status
SCTY CUSIP 83416T100 11/17/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
SolarEdge Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tal Payne Mgmt For For For
2 Elect Marcel Gani Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Solartech Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
3561 CINS Y806AL105 06/22/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Loss Disposition Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
8 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
9 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
10 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
11 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
12 Elect LIU Kang-Xin Mgmt For For For
13 Elect ZHANG Jin-Long Mgmt For For For
14 Elect LU Ming-Guang Mgmt For Against Against
15 Elect YAO Dang-Liang Mgmt For Against Against
16 Elect ZHANG Yu-Da Mgmt For For For
17 Elect ZENG Sheng-Cheng Mgmt For For For
18 Elect Representative Mgmt For Abstain Against
of CDIB Venture
Capital
Corp.
19 Elect Ji Sheng Mgmt For Abstain Against
Industrial
Co.,Ltd
20 Elect LAI Wu-Lang Mgmt For For For
21 Elect HUANG Ming-Fu Mgmt For For For
22 Elect PAN Shi-Chang Mgmt For For For
23 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Helle Mgmt For For For
Kristoffersen
1.2 Elect Thomas R. Mgmt For For For
McDaniel
1.3 Elect Thomas H. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sunrun Inc
Ticker Security ID: Meeting Date Meeting Status
RUN CUSIP 86771W105 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Fenster Mgmt For For For
1.2 Elect Richard Wong Mgmt For For For
1.3 Elect Leslie Dach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trina Solar Limited
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 09/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YEUNG Kwok On Mgmt For For For
2 Elect Qian Zhao Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Trina Solar Limited
Ticker Security ID: Meeting Date Meeting Status
TSL CUSIP 89628E104 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For Against Against
2 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 03/21/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Terms of Mgmt For For For
Convertible Debt
Instruments
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 05/11/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Modification of Mgmt For For For
Company
Name
4 Amendment to Terms of Mgmt For For For
Convertible
Bonds
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 05/26/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Alan Li Mgmt For Against Against
5 Elect LU Zhenwei Mgmt For Against Against
6 Elect JIANG Wei Mgmt For For For
7 Elect LI Hao Mgmt For For For
8 Elect Tony YEN Yuen Ho Mgmt For For For
9 Elect MA Kwong Wing Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Refreshment of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 05/26/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Subscription Agreement Mgmt For For For
________________________________________________________________________________
United Photovoltaics Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 11/28/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Orix Subscription Mgmt For For For
4 CM Subscription Mgmt For For For
5 NEX Subscription Mgmt For For For
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/31/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Yin Yee Mgmt For Against Against
6 Elect TUNG Ching Sai Mgmt For Against Against
7 Elect LEE Yau Ching Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Repurchased
Shares
Fund Name : VanEck Vectors Steel ETF
_______________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Ralph S. Mgmt For For For
Michael,
III
7 Elect Roger K. Newport Mgmt For For For
8 Elect James A. Thomson Mgmt For For For
9 Elect Dwayne A. Wilson Mgmt For For For
10 Elect Vicente Wright Mgmt For For For
11 Elect Arlene M. Yocum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the Mgmt For For For
Omnibus Management
Incentive
Plan
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Diggs Mgmt For For For
2 Elect J. Brett Harvey Mgmt For For For
3 Elect David J. Mgmt For For For
Morehouse
4 Approval of 2017 Mgmt For For For
Incentive
Plan
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Lakshmi N. Mittal Mgmt For For For
7 Elect Bruno Lafont Mgmt For For For
8 Elect Michel Wurth Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Performance Share Unit Mgmt For Against Against
Plan
11 Reverse Stock Split Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
14 Dematerialisation of Mgmt For For For
Bearer
Shares
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect I. Martin Inglis Mgmt For For For
1.2 Elect Kathryn C. Turner Mgmt For For For
1.3 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation
Plan
5 Amendment to the Mgmt For For For
Executive Bonus
Compensation
Plan
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Baldwin Mgmt For For For
1.2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
1.3 Elect C. Lourenco Mgmt For For For
Goncalves
1.4 Elect Susan M. Green Mgmt For For For
1.5 Elect Joseph A. Mgmt For For For
Rutkowski
1.6 Elect Eric M. Rychel Mgmt For For For
1.7 Elect Michael D. Siegal Mgmt For For For
1.8 Elect Gabriel Stoliar Mgmt For For For
1.9 Elect Douglas C. Taylor Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the Mgmt For For For
Amended and Restated
2015 Equity Incentive
Plan
4 Executive Management Mgmt For For For
Performance Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicki L. Avril Mgmt For For For
2 Elect Robert L. Guido Mgmt For For For
3 Elect Sarah E. Raiss Mgmt For For For
4 Elect J. David Smith Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon M. Brady Mgmt For For For
2 Elect Frank G. Heard Mgmt For For For
3 Elect Craig A. Hindman Mgmt For For For
4 Elect Vinod M. Khilnani Mgmt For For For
5 Elect William P. Mgmt For For For
Montague
6 Elect James B. Nish Mgmt For For For
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of Material Mgmt For For For
Terms of the Special
Performance Stock
Unit
Grant
10 Approval of the Mgmt For For For
material terms of the
Annual Performance
Stock Unit
Grant
11 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Dirk Junge Mgmt For For For
1.4 Elect Diane B. Owen Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Purgason
1.6 Elect William H. Mgmt For For For
Rackoff
1.7 Elect Suzanne B. Mgmt For For For
Rowland
1.8 Elect Bradley S. Vizi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 05/17/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(Supplementary
Guarantee
Agreement)
2 Related Party Mgmt For For For
Transactions (Share
Pledge
Agreement)
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Igor V. Zyuzin Mgmt For Withhold Against
2.2 Elect Oleg V. Korzhov Mgmt For Withhold Against
2.3 Elect Georgiy G. Petrov Mgmt For For For
2.4 Elect Alexandr N. Mgmt For For For
Kotsky
2.5 Elect Yuriy N. Malyshev Mgmt For For For
2.6 Elect Alexander D. Mgmt For For For
Orischin
2.7 Elect Victor A. Mgmt For Withhold Against
Trigubko
2.8 Elect Tigran G. Mgmt For Withhold Against
Khachaturov
2.9 Elect Aleksandr N. Mgmt For For For
Shokhin
3 Elect Natalia S. Zykova Mgmt For For For
4 Elect Alexander N. Mgmt For For For
Kapralov
5 Elect Irina V. Mgmt For For For
Bolkhovskikh
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Remuneration
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Gregory J. Hayes Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Bernard L. Mgmt For For For
Kasriel
1.6 Elect Christopher J. Mgmt For For For
Kearney
1.7 Elect Laurette T. Mgmt For For For
Koellner
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Siegal Mgmt For For For
1.2 Elect Arthur F. Anton Mgmt For For For
1.3 Elect Donald R. Mgmt For Withhold Against
McNeeley
1.4 Elect Michael G. Rippey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Shin Bae Mgmt For For For
3 Elect JANG Seung Hwa Mgmt For Against Against
4 Elect CHUNG Moon Ki Mgmt For For For
5 Election of Audit Mgmt For Against Against
Committee Member:
JANG Seung
Hwa
6 Election of Audit Mgmt For For For
Committee Member:
CHUNG Moon
Ki
7 Elect KWON Oh Joon Mgmt For For For
8 Elect OH In Hwan Mgmt For For For
9 Elect CHOI Jung Woo Mgmt For For For
10 Elect JANG In Hwa Mgmt For For For
11 Elect YOO Sung Mgmt For For For
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect Thomas W. Gimbel Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect Douglas M. Hayes Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Gregg J. Mollins Mgmt For For For
10 Elect Andrew G. Mgmt For For For
Sharkey
III
11 Elect Douglas W. Mgmt For For For
Stotlar
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory -
UK)
3 Remuneration Report Mgmt For Against Against
(Advisory -
AUS)
4 Approval of Mgmt For For For
Termination
Payments
5 Elect Megan Clark Mgmt For For For
6 Elect David Constable Mgmt For For For
7 Elect Jan du Plessis Mgmt For For For
8 Elect Ann Godbehere Mgmt For For For
9 Elect Simon Henry Mgmt For For For
10 Elect Jean-Sebastien Mgmt For For For
Jacques
11 Elect Sam H. Laidlaw Mgmt For For For
12 Elect Michael Mgmt For For For
L'Estrange
13 Elect Chris J. Lynch Mgmt For For For
14 Elect Paul M. Tellier Mgmt For For For
15 Elect Simon R. Thompson Mgmt For For For
16 Elect John S. Varley Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 06/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Coal & Allied Mgmt For Abstain Against
Industries
Limited
________________________________________________________________________________
Ryerson Holding Corp
Ticker Security ID: Meeting Date Meeting Status
RYI CUSIP 783754104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kirk K. Calhoun Mgmt For For For
1.2 Elect Jacob Kotzubei Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For For For
1.2 Elect Judith A. Mgmt For For For
Johansen
1.3 Elect Tamara L. Mgmt For For For
Lundgren
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Keith E. Busse Mgmt For For For
1.3 Elect Frank D. Byrne Mgmt For For For
1.4 Elect Kenneth W. Cornew Mgmt For For For
1.5 Elect Traci M. Dolan Mgmt For For For
1.6 Elect Jurgen Kolb Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter B. Hamilton Mgmt For For For
2 Elect James E. Sweetnam Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Financial Statements Mgmt For For For
(Consolidated)
3 Financial Statements Mgmt For For For
(Separate)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors; Mgmt For Against Against
Board
Size
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2016 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall H. Mgmt For For For
Edwards
1.2 Elect Ward J. Timken, Mgmt For For For
Jr.
1.3 Elect Randall A. Mgmt For For For
Wotring
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia Diaz Mgmt For For For
Dennis
2 Elect Dan O. Dinges Mgmt For For For
3 Elect John G. Drosdick Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Stephen J. Girsky Mgmt For For For
7 Elect Mario Longhi Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Glenda G. McNeal Mgmt For For For
10 Elect Robert J. Stevens Mgmt For For For
11 Elect David S. Mgmt For For For
Sutherland
12 Elect Patricia A. Mgmt For For For
Tracey
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 2016 Omnibus Incentive Mgmt For For For
Compensation
Plan
16 Technical Amendments Mgmt For For For
to
Articles
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Election of Mgmt For Abstain Against
Supervisory
Council
5 Remuneration Policy Mgmt For Against Against
6 Supervisory Council's Mgmt For For For
Fees
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 06/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Mgmt For For For
Preferred
Shares
2 Amendments to Articles Mgmt For For For
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Valepar) Mgmt For For For
7 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 08/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For Against Against
Co-options of Motomu
Takahashi and Marcelo
Gasparino da Silva
(Alternate
Director)
2 Amendments to Articles Mgmt For Against Against
Regarding Executive
Board Age
Limits
3 Amendments to Articles Mgmt For For For
Regarding General
Meeting
Chairman
________________________________________________________________________________
Vedanta Ltd.
Ticker Security ID: Meeting Date Meeting Status
VEDL CUSIP 92242Y100 09/08/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Scheme of Arrangement Mgmt For For For
3 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kerrii B. Mgmt For For For
Anderson
1.2 Elect John P. McConnell Mgmt For For For
1.3 Elect Mary Schiavo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive Plan
for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Unconventional Oil & Gas ETF
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect David E. Mgmt For For For
Constable
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Claire S. Farley Mgmt For For For
5 Elect Peter J. Fluor Mgmt For For For
6 Elect Richard L. George Mgmt For For For
7 Elect Joseph W. Gorder Mgmt For For For
8 Elect John R. Gordon Mgmt For For For
9 Elect Sean Gourley Mgmt For For For
10 Elect Mark C. McKinley Mgmt For For For
11 Elect Eric D. Mullins Mgmt For For For
12 Elect R. A. Walker Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Rady Mgmt For For For
1.2 Elect Glen C. Warren, Mgmt For Withhold Against
Jr.
1.3 Elect James R. Levy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Chansoo Joung Mgmt For For For
4 Elect William C. Mgmt For For For
Montgomery
5 Elect Amy H. Nelson Mgmt For For For
6 Elect Daniel W. Rabun Mgmt For For For
7 Elect Peter A. Ragauss Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David L. Collyer Mgmt For For For
3 Elect John P. Dielwart Mgmt For For For
4 Elect Fred J. Dyment Mgmt For For For
5 Elect Timothy J. Hearn Mgmt For For For
6 Elect James C. Houck Mgmt For For For
7 Elect Harold N. Kvisle Mgmt For For For
8 Elect Kathleen M. Mgmt For For For
O'Neill
9 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
10 Elect William G. Sembo Mgmt For For For
11 Elect Nancy L. Smith Mgmt For For For
12 Elect Myron M Stadnyk Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sylvester P. Mgmt For For For
Johnson
IV
1.2 Elect Steven Webster Mgmt For For For
1.3 Elect F. Gardner Parker Mgmt For For For
1.4 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.5 Elect Robert F. Fulton Mgmt For For For
1.6 Elect Roger A. Ramsey Mgmt For For For
1.7 Elect Frank A. Wojtek Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Increase of Authorized Mgmt For Against Against
Common
Stock
5 Approval of the 2017 Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Susan F. Dabarno Mgmt For For For
2.2 Elect Patrick D. Daniel Mgmt For For For
2.3 Elect Ian W. Delaney Mgmt For For For
2.4 Elect Brian C. Ferguson Mgmt For For For
2.5 Elect Steven F. Leer Mgmt For For For
2.6 Elect Richard J. Mgmt For For For
Marcogliese
2.7 Elect Claude Mongeau Mgmt For For For
2.8 Elect Charles M. Mgmt For For For
Rampacek
2.9 Elect Colin Taylor Mgmt For For For
2.10 Elect Wayne G. Thomson Mgmt For For For
2.11 Elect Rhonda I. Zygocki Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gloria R. Boyland Mgmt For For For
2 Elect Luke R. Corbett Mgmt For Against Against
3 Elect Archie W. Dunham Mgmt For For For
4 Elect Robert D. Lawler Mgmt For For For
5 Elect R. Brad Martin Mgmt For For For
6 Elect Merrill A. Mgmt For Against Against
Miller,
Jr.
7 Elect Thomas L. Ryan Mgmt For Against Against
8 Increase of Authorized Mgmt For For For
Common
Stock
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Mgmt For For For
Hentschel
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect Frances M. Mgmt For For For
Vallejo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy A. Leach Mgmt For For For
2 Elect William H. Mgmt For For For
Easter
III
3 Elect John P. Surma Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect James L. Gallogly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rene Amirault Mgmt For For For
2.2 Elect Peter Bannister Mgmt For For For
2.3 Elect Laura A. Cillis Mgmt For For For
2.4 Elect D. Hugh Gillard Mgmt For For For
2.5 Elect Robert F. Mgmt For For For
Heinemann
2.6 Elect Barbara Munroe Mgmt For For For
2.7 Elect Gerald A. Mgmt For For For
Romanzin
2.8 Elect Scott Saxberg Mgmt For For For
2.9 Elect Mike Jackson Mgmt For For For
2.10 Elect Ted Goldthorpe Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect Duane C. Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Annual Mgmt For For For
Incentive
Compensation
Plan
6 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 12/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Douglas J. Mgmt For For For
Suttles
1.9 Elect Bruce G. Waterman Mgmt For For For
1.10 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth W. Dewey Mgmt For For For
2 Elect M. James Gorrie Mgmt For For For
3 Elect James T. Mgmt For For For
McManus,
II
4 Elect Laurence M. Mgmt For For For
Downes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Barr Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Culbert
1.3 Elect Ian C. Dundas Mgmt For For For
1.4 Elect Hilary A. Foulkes Mgmt For For For
1.5 Elect Robert Hodgins Mgmt For For For
1.6 Elect Susan M. Mgmt For For For
MacKenzie
1.7 Elect Elliott Pew Mgmt For For For
1.8 Elect Glen D. Roane Mgmt For Withhold Against
1.9 Elect Sheldon B. Mgmt For For For
Steeves
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Reapproval of the Mgmt For For For
Share Award Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Steven T. Mgmt For For For
Schlotterbeck
9 Elect Stephen A. Mgmt For For For
Thorington
10 Elect Lee T. Todd, Jr. Mgmt For For For
11 Elect Christine J. Mgmt For For For
Toretti
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Fredric G. Mgmt For For For
Reynolds
12 Elect William G. Mgmt For For For
Schrader
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 05/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor LI Tzar Mgmt For Against Against
Kuoi
3 Elect Canning FOK Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva KWOK Lee Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Against Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Laredo Petroleum, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPI CUSIP 516806106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy A. Foutch Mgmt For For For
1.2 Elect Peter R. Kagan Mgmt For For For
1.3 Elect Edmund P. Segner Mgmt For For For
III
1.4 Elect Myles W. Scoggins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Marcela E. Mgmt For For For
Donadio
5 Elect Philip Lader Mgmt For For For
6 Elect Michael E.J. Mgmt For For For
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Wm. Foran Mgmt For For For
2 Elect Reynald A. Mgmt For For For
Baribault
3 Elect R. Gaines Baty Mgmt For For For
4 Elect William M. Mgmt For For For
Byerley
5 Elect Julia P. Mgmt For For For
Forrester
6 Elect Kenneth L. Mgmt For For For
Stewart
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Memorial Resource Development Corp.
Ticker Security ID: Meeting Date Meeting Status
MRD CUSIP 58605Q109 09/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca Ranich Mgmt For For For
1.2 Elect Jeffrey W. Shaw Mgmt For For For
1.3 Elect Thomas E. Skains Mgmt For For For
1.4 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Reapproval of 2012 Mgmt For For For
Annual At Risk
Compensation
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Steven Nance Mgmt For For For
4 Elect Roger B. Plank Mgmt For For For
5 Elect Thomas G. Ricks Mgmt For For For
6 Elect Juanita F. Romans Mgmt For For For
7 Elect John W. Schanck Mgmt For For For
8 Elect J. Terry Strange Mgmt For For For
9 Elect J. Kent Wells Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
14 Approval of Material Mgmt For For For
Terms under the 2017
Omnibus Incentive
Plan
15 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Kirby L. Hedrick Mgmt For For For
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy Risk
Report
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted Collins, Jr. Mgmt For Withhold Against
1.2 Elect John E. Hagale Mgmt For For For
1.3 Elect Douglas E. Mgmt For For For
Swanson,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect John E. Feick Mgmt For For For
5 Elect Margaret M. Foran Mgmt For For For
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Vicki A. Hollub Mgmt For For For
8 Elect William R. Klesse Mgmt For For For
9 Elect Jack B. Moore Mgmt For For For
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
Report
________________________________________________________________________________
Parsley Energy Inc
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryan Sheffield Mgmt For For For
1.2 Elect A.R. Alameddine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Parke Mgmt For For For
1.2 Elect Jeffrey C. Mgmt For For For
Swoveland
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Donald Gray Mgmt For For For
4 Elect Michael MacBean Mgmt For For For
5 Elect Brian Davis Mgmt For For For
6 Elect Darren Gee Mgmt For For For
7 Elect Gregory S. Mgmt For Against Against
Fletcher
8 Elect Stephen J. Mgmt For Against Against
Chetner
9 Elect Scott Robinson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For For For
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
PrairieSky Royalty Limited
Ticker Security ID: Meeting Date Meeting Status
PSK CINS 739721108 04/25/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James Estey Mgmt For For For
3 Elect Margaret A. Mgmt For For For
McKenzie
4 Elect Andrew M. Philips Mgmt For For For
5 Elect Sheldon B. Mgmt For For For
Steeves
6 Elect Grant A. Zawalsky Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendment to the Stock Mgmt For For For
Option
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QEP Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Mgmt For For For
Heinemann
2 Elect Michael J. Mgmt For For For
Minarovic
3 Elect David A. Trice Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Reapproval of the Mgmt For For For
Material Terms of the
Cash Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Mary Ralph Lowe Mgmt For For For
8 Elect Gregory G. Mgmt For For For
Maxwell
9 Elect Kevin S. McCarthy Mgmt For For For
10 Elect Steffen E. Palko Mgmt For For For
11 Elect Jeffrey L. Mgmt For For For
Ventura
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 09/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Rice Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
RICE CUSIP 762760106 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Rice Mgmt For For For
III
1.2 Elect John McCartney Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RSP Permian Inc
Ticker Security ID: Meeting Date Meeting Status
RSPP CUSIP 74978Q105 02/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
RSP Permian Inc
Ticker Security ID: Meeting Date Meeting Status
RSPP CUSIP 74978Q105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Gray Mgmt For For For
1.2 Elect Michael Grimm Mgmt For Withhold Against
1.3 Elect Scott McNeill Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Seven Generations Energy Limited
Ticker Security ID: Meeting Date Meeting Status
VII CINS 81783Q105 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set Board Size at Mgmt For For For
Twelve
3 Elect C. Kent Jespersen Mgmt For For For
4 Elect Patrick Carlson Mgmt For For For
5 Elect Marty Procter Mgmt For For For
6 Elect Kevin Brown Mgmt For For For
7 Elect Avik Dey Mgmt For For For
8 Elect Harvey Doerr Mgmt For For For
9 Elect Paul Hand Mgmt For For For
10 Elect Dale J. Hohm Mgmt For For For
11 Elect W.J. McAdam Mgmt For For For
12 Elect Kaush Rakhit Mgmt For For For
13 Elect M. Jacqueline Mgmt For For For
Sheppard
14 Elect D. Jeff van Mgmt For For For
Steenbergen
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Approve 2017 Stock Mgmt For For For
Option
Plan
17 Approve 2017 Mgmt For For For
Performance and
Restricted Share Unit
Plan
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry W. Bickle Mgmt For For For
2 Elect Stephen R. Brand Mgmt For For For
3 Elect Loren M. Leiker Mgmt For For For
4 Elect Javan D. Ottoson Mgmt For For For
5 Elect Ramiro G. Peru Mgmt For For For
6 Elect Julio M. Quintana Mgmt For For For
7 Elect Rose M. Robeson Mgmt For For For
8 Elect William D. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Jon A. Marshall Mgmt For For For
5 Elect Elliott Pew Mgmt For For For
6 Elect Terry W. Rathert Mgmt For For For
7 Elect Alan H. Stevens Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/07/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael L. Rose Mgmt For For For
4 Elect Brian G. Robinson Mgmt For Against Against
5 Elect Jill T. Angevine Mgmt For For For
6 Elect William D. Mgmt For For For
Armstrong
7 Elect Lee A. Baker Mgmt For For For
8 Elect Robert W. Blakely Mgmt For For For
9 Elect John W. Elick Mgmt For For For
10 Elect Phillip A. Mgmt For For For
Lamoreaux
11 Elect Andrew B. Mgmt For For For
MacDonald
12 Elect Lucy M. Miller Mgmt For For For
13 Elect Ronald C. Wigham Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Adoption of New Bylaws Mgmt For For For
16 Approval of Mgmt For For For
Unallocated Options
Under the Share
Option
Plan
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CINS 96467A200 04/28/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Grant B. Mgmt For For For
Fagerheim
4 Elect Gregory S. Mgmt For Against Against
Fletcher
5 Elect Daryl H. Gilbert Mgmt For Against Against
6 Elect Glenn A. McNamara Mgmt For For For
7 Elect Stephen C. Mgmt For For For
Nikiforuk
8 Elect Kenneth Stickland Mgmt For For For
9 Elect Grant A. Zawalsky Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip E. Doty Mgmt For For For
1.2 Elect Carin S. Knickel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect William R. Mgmt For For For
Granberry
3 Elect Robert K. Herdman Mgmt For For For
4 Elect Kelt Kindick Mgmt For For For
5 Elect Karl F. Kurz Mgmt For For For
6 Elect Henry E. Lentz Mgmt For For For
7 Elect George A. Lorch Mgmt For For For
8 Elect William G. Lowrie Mgmt For For For
9 Elect Kimberly S. Lubel Mgmt For For For
10 Elect Richard E. Mgmt For For For
Muncrief
11 Elect David F. Work Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Uranium + Nuclear Energy ETF
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Gayle P.W. Mgmt For For For
Jackson
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Mgmt For For For
Lipstein
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Coal
Combustion
Waste
________________________________________________________________________________
Babcock International Group plc
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 07/21/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Michael J. Turner Mgmt For For For
5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For
7 Elect Archie Bethel Mgmt For For For
8 Elect John Davies Mgmt For For For
9 Elect Franco Martinelli Mgmt For For For
10 Elect Sir David Omand Mgmt For For For
11 Elect Ian Duncan Mgmt For For For
12 Elect Anna Stewart Mgmt For For For
13 Elect Jeff Randall Mgmt For For For
14 Elect Myles Lee Mgmt For For For
15 Elect Victoire de Mgmt For For For
Margerie
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
BWX Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rex D. Geveden Mgmt For For For
1.2 Elect Robert L. Mgmt For For For
Nardelli
1.3 Elect Barbara A Niland Mgmt For For For
1.4 Elect Charles W. Mgmt For For For
Pryor,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian D. Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Kathryn J. Mgmt For For For
Jackson
1.9 Elect Donald B. Kayne Mgmt For For For
1.10 Elect A. Anne McLellan Mgmt For For For
1.11 Elect A. Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker Security ID: Meeting Date Meeting Status
BAACEZ CINS X2337V121 06/21/2017 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Charitable Donations Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Vaclav Paces Mgmt For For For
12 Election of Audit Mgmt For Abstain Against
Committee
Members
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/24/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2016 Investment Plan Mgmt For For For
and Capital
Expenditure
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect ZHANG Shanming Mgmt For For For
10 Elect GAO Ligang Mgmt For For For
11 Elect TAN Jiansheng Mgmt For For For
12 Elect SHI Bing Mgmt For For For
13 Elect ZHONG Huiling Mgmt For For For
14 Elect ZHANG Yong Mgmt For For For
15 Elect NA Xizhi Mgmt For For For
16 Elect HU Yiguang Mgmt For For For
17 Elect Francis SIU Wai Mgmt For Against Against
Keung
18 Elect CHEN Sui as Mgmt For For For
Supervisor
19 Elect YANG Lanhe as Mgmt For For For
Supervisor
20 Elect CHEN Rongzhen as Mgmt For For For
Supervisor
21 GAO Ligang Mgmt For For For
22 NA Xizhi Mgmt For For For
23 HU Yiguang Mgmt For For For
24 Francis SIU Wai Keung Mgmt For For For
25 Pan Yinsheng Mgmt For For For
26 Yang Lanhe Mgmt For For For
27 Chen Rongzhen Mgmt For For For
28 CAI Zihua Mgmt For For For
29 WANG Hongxin Mgmt For For For
30 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 11/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Transfer Mgmt For For For
Agreement
3 General Services Mgmt For For For
Framework
Agreement
4 Supplement Agreement Mgmt For For For
to the Engineering
Services Framework
Agreement
5 Supplement Agreement Mgmt For For For
to the Nuclear Fuel
Supply and Service
Framework
Agreement
6 Authority to Issue Mgmt For For For
Mid- to Long-term
Bonds
7 Extension of Closing Mgmt For For For
Date and
Authorization Period
for Short-term
Debenture
Issue
________________________________________________________________________________
Chugoku Electric Power Company
Ticker Security ID: Meeting Date Meeting Status
9504 CINS J07098106 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tomohide Karita Mgmt For Against Against
4 Elect Mareshige Shimizu Mgmt For For For
5 Elect Akira Sakotani Mgmt For For For
6 Elect Nobuo Watanabe Mgmt For For For
7 Elect Moriyoshi Ogawa Mgmt For For For
8 Elect Hideo Matsumura Mgmt For For For
9 Elect Masaki Hirano Mgmt For For For
10 Elect Hideo Matsuoka Mgmt For For For
11 Elect Akimasa Iwasaki Mgmt For For For
12 Elect Shigeru Ashitani Mgmt For Against Against
13 Elect Takafumi Shigetoh Mgmt For Against Against
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Electricity
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Safety
Agreement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Disaster Prevention
Expenses
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Nuclear
Operations
18 Shareholder Proposal ShrHoldr Against Against For
regarding
Reprocessing Spent
Nuclear
Fuel
19 Shareholder Proposal ShrHoldr Against Against For
Regarding
Construction of New
Coal Fired
Plants
________________________________________________________________________________
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For Against Against
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Company Name Change Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Angelakis
1.2 Elect Michael G. Mgmt For For For
Browning
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Daniel R. DiMicco Mgmt For For For
1.5 Elect John H. Forsgren Mgmt For For For
1.6 Elect Lynn J. Good Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect James B. Hyler, Mgmt For For For
Jr.
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Charles W. Mgmt For For For
Moorman,
IV
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
1.13 Elect Thomas E. Skains Mgmt For For For
1.14 Elect William E. Mgmt For For For
Webster
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Health
Effects of
Coal
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/18/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
7 Consoldiated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Distribution of
Dividends
10 Scrip Dividend Mgmt For For For
11 Related Party Mgmt For For For
Transactions (BNP
Paribas)
12 Related Party Mgmt For For For
Transactions (Societe
Generale)
13 Related Party Mgmt For For For
Transactions (Areva
NP)
14 Related Party Mgmt For For For
Transactions (Partial
Disposal of
RTE)
15 Related Party Mgmt For For For
Transactions
(Governance of
RTE)
16 Related Party Mgmt For For For
Transactions
(Previously
Approved)
17 Remuneration of Mgmt For For For
Jean -Bernard Levy,
Chair and
CEO
18 Remuneration Policy Mgmt For For For
(Chair and
CEO)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Ratification of the Mgmt For For For
Co-option of Michele
Rousseau
21 Directors' Fees Mgmt For For For
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Amendments to Articles Mgmt For For For
Regarding Alternate
Auditors
24 Appointment of Auditor Mgmt For For For
(Deloitte)
25 Appointment of Auditor Mgmt For For For
(KPMG)
26 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 07/26/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Transfer of Reserves Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Set Mgmt For For For
Offering Price of
Shares
8 Employee Stock Mgmt For For For
Purchase
Plan
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
10 Acknowledgement of Mgmt For For For
Previous Capital
Authorities
11 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 04/26/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Elect Miquel Roca Mgmt For Against Against
Junyent
7 Elect Alejandro Mgmt For For For
Echevarria
Busquet
8 Remuneration Report Mgmt For For For
9 Loyalty Plan 2017-2019 Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen S. Mgmt For For For
Bateman
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect Donald C. Hintz Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Elect W.J. Tauzin Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Crane
4 Elect Yves C. de Mgmt For For For
Balmann
5 Elect Nicholas Mgmt For For For
DeBenedictis
6 Elect Nancy L. Gioia Mgmt For For For
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For Against Against
10 Elect Richard W. Mies Mgmt For For For
11 Elect John W. Rogers, Mgmt For For For
Jr.
12 Elect Mayo A. Shattuck Mgmt For For For
III
13 Elect Stephen D. Mgmt For Against Against
Steinour
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Addison Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect William T. Cottle Mgmt For For For
1.4 Elect Steven J. Mgmt For For For
Demetriou
1.5 Elect Julia L. Johnson Mgmt For For For
1.6 Elect Charles E. Jones Mgmt For For For
1.7 Elect Donald T. Misheff Mgmt For For For
1.8 Elect Thomas N. Mgmt For For For
Mitchell
1.9 Elect James F. O'Neil Mgmt For For For
III
1.10 Elect Christopher D. Mgmt For Withhold Against
Pappas
1.11 Elect Luis A. Reyes Mgmt For For For
1.12 Elect George M. Smart Mgmt For For For
1.13 Elect Jerry Sue Mgmt For For For
Thornton
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
8 Adoption of Proxy Mgmt For For For
Access
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy Risk
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FORTUM CINS X2978Z118 04/04/2017 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Treasury
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hokuriku Electric Power
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tateki Ataka Mgmt For Against Against
4 Elect Nobuhiko Ishiguro Mgmt For For For
5 Elect Shiroh Ojima Mgmt For For For
6 Elect Yutaka Kanai Mgmt For For For
7 Elect Tatsuo Kawada Mgmt For Against Against
8 Elect Susumu Kyuwa Mgmt For Against Against
9 Elect Motonobu Sugawa Mgmt For For For
10 Elect Hiroaki Sono Mgmt For For For
11 Elect Shigeo Takagi Mgmt For For For
12 Elect Yukihiro Mgmt For For For
Takabayashi
13 Elect Kohichi Mizuno Mgmt For For For
14 Elect Shigeru Yano Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning
Nuclear
Operations
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
Acquisition
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
of Articles Regarding
Director and
Statutory Auditor
Liabilities
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Consultants
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
Kansai Electric Power Co. Inc. (The)
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Yagi Mgmt For Against Against
4 Elect Shigeki Iwane Mgmt For For For
5 Elect Hideki Toyomatsu Mgmt For For For
6 Elect Jiroh Kagawa Mgmt For For For
7 Elect Yoshihiro Doi Mgmt For For For
8 Elect Takashi Morimoto Mgmt For For For
9 Elect Tomio Inoue Mgmt For For For
10 Elect Yasushi Sugimoto Mgmt For For For
11 Elect Hidehiko Yukawa Mgmt For For For
12 Elect Tomihiko Ohishi Mgmt For For For
13 Elect Yasuji Shimamoto Mgmt For For For
14 Elect Noriyuki Inoue Mgmt For Against Against
15 Elect Takamune Okihara Mgmt For For For
16 Elect Tetsuya Kobayashi Mgmt For Against Against
17 Elect Yasuhiro Yashima Mgmt For For For
18 Elect Fumio Ohtsubo Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Vision
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
22 Shareholder Proposal ShrHoldr Against Against For
Regarding CSR
Disclosure and
Stakeholder
Engagement
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Promoting
Energy
Conservation
25 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Shigeki
Iwane
27 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
28 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Workstyle Reform
Promotion
Committee
29 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
30 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Aging Nuclear Power
Plants
Committee
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
From Nuclear Power
Generation
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Increasing
Corporate
Transparency
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Compensation
Disclosure
34 Shareholder Proposal ShrHoldr Against Against For
Regarding
Diversifying Energy
Sources
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
37 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Culture
38 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Re-Employing
Government
Employees
39 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and Board
Independence
40 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 01/10/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MOON Bong Soo as Mgmt For Against Against
Director
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 03/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
3 Election of President Mgmt For Against Against
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 10/24/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Audit Mgmt For For For
Committee Member: KIM
Joo
Sun
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kyushu Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Nuki Mgmt For Against Against
4 Elect Michiaki Uriu Mgmt For For For
5 Elect Naofumi Satoh Mgmt For For For
6 Elect Tomoyuki Aramaki Mgmt For For For
7 Elect Kazuhiro Izaki Mgmt For For For
8 Elect Yuzoh Sasaki Mgmt For For For
9 Elect Haruyoshi Mgmt For For For
Yamamoto
10 Elect Hideomi Mgmt For For For
Yakushinji
11 Elect Akira Nakamura Mgmt For For For
12 Elect Yoshiroh Watanabe Mgmt For For For
13 Elect Takashi Yamasaki Mgmt For For For
14 Elect Masahiko Inuzuka Mgmt For For For
15 Elect Kazuhiro Ikebe Mgmt For Against Against
16 Elect Akiyoshi Watanabe Mgmt For Against Against
17 Elect Ritsuko Kikukawa Mgmt For For For
18 Elect Fumiko Furushoh Mgmt For For For
as a Statutory
Auditor
19 Elect Kiyoaki Mgmt For For For
Shiotsugu as an
Alternative Statutory
Auditor
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Change in
Business
Purpose
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Morals
22 Shareholder Proposal ShrHoldr Against Against For
Regarding CSR
Management
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Investigation
Committee
24 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Power Cost
Verification
Committee
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002129 06/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Share Consolidation Mgmt For For For
4 Elect Hideaki Ohmiya Mgmt For Against Against
5 Elect Shunichi Miyanaga Mgmt For For For
6 Elect Masanori Koguchi Mgmt For For For
7 Elect Michisuke Nayama Mgmt For For For
8 Elect Naoyuki Shinohara Mgmt For For For
9 Elect Ken Kobayashi Mgmt For For For
10 Elect Seiji Izumisawa Mgmt For For For
11 Elect Toshifumi Gotoh Mgmt For For For
12 Elect Nobuo Kuroyanagi Mgmt For Against Against
13 Elect Christina Mgmt For For For
Ahmadjian
14 Elect Shinichiroh Itoh Mgmt For Against Against
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Jeh C. Johnson Mgmt For For For
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Mgmt For For For
Meserve
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Rosendo G. Parra Mgmt For For For
11 Elect Barbara L. Rambo Mgmt For For For
12 Elect Anne Shen Smith Mgmt For For For
13 Elect Geisha J. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For Withhold Against
Gallagher
1.5 Elect Roy A. Mgmt For For For
Herberger,
Jr.
1.6 Elect Dale E. Klein Mgmt For For For
1.7 Elect Humberto S. Lopez Mgmt For For For
1.8 Elect Kathryn L. Munro Mgmt For For For
1.9 Elect Bruce J. Mgmt For For For
Nordstrom
1.10 Elect Paula J. Sims Mgmt For For For
1.11 Elect David Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect Albert R. Mgmt For For For
Gamper,
Jr.
3 Elect William V. Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect David Lilley Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Alfred W. Zollar Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tohoku Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9506 CINS J85108108 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Kaiwa Mgmt For Against Against
4 Elect Hiroya Harada Mgmt For For For
5 Elect Mitsuhiro Mgmt For For For
Sakamoto
6 Elect Takao Watanabe Mgmt For For For
7 Elect Shinichi Okanobu Mgmt For For For
8 Elect Hiroshi Tanae Mgmt For For For
9 Elect Noboru Hasegawa Mgmt For For For
10 Elect Shunji Yamamoto Mgmt For For For
11 Elect Naoto Miura Mgmt For For For
12 Elect Haruyuki Nakano Mgmt For Against Against
13 Elect Jiroh Masuko Mgmt For For For
14 Elect Kohjiroh Higuchi Mgmt For Against Against
15 Elect Toshinori Abe Mgmt For Against Against
16 Elect Satoshi Seino Mgmt For For For
17 Elect Shiroh Kondoh Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear Power
Generation and
Development of
Renewable
Energy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning of
the Onagawa Nuclear
Power
Plant
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
Operations
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
________________________________________________________________________________
Tokyo Electric Power Company Holdings, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junji Annen Mgmt For For For
3 Elect Shohei Utsuda Mgmt For For For
4 Elect Yoshinori Kaneko Mgmt For For For
5 Elect Toshihiro Mgmt For For For
Kawasaki
6 Elect Takashi Kawamura Mgmt For For For
7 Elect Hideko Kunii Mgmt For For For
8 Elect Tomoaki Mgmt For For For
Kobayakawa
9 Elect Hideo Takaura Mgmt For For For
10 Elect Noriaki Taketani Mgmt For For For
11 Elect Kazuhiko Toyama Mgmt For For For
12 Elect Keita Nishiyama Mgmt For For For
13 Elect Shigenori Makino Mgmt For For For
14 Elect Seiji Moriya Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Restarting
Nuclear
Operations
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Haruki
Murata
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Tadashi
Higashikawa
18 Shareholder Proposal ShrHoldr Against Against For
Regarding the Sale of
TEPCO Power
Grid
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Impairment
Accounting for
Kashiwazaki-Kariwa
Power
Station
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reactor-Decommissionin
g Research
Facilities
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Audit
Committee
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuee
Safety
Agreements
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Drills Under a
Nuclear Accident
Scenario
24 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of a
Nuclear Disaster
Recuperation
Fund
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Provision
of Recuperation for
Workers
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Facility
Inspection
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect Richard K. Davis Mgmt For Against Against
3 Elect Benjamin G.S. Mgmt For For For
Fowke
III
4 Elect Richard T. Mgmt For For For
O'Brien
5 Elect Christopher J. Mgmt For For For
Policinski
6 Elect James T. Mgmt For For For
Prokopanko
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James J. Sheppard Mgmt For For For
9 Elect David A. Mgmt For For For
Westerlund
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy V. Wolf Mgmt For For For
12 Elect Daniel Yohannes Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
Fund Name : VanEck Vectors Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 04/27/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Report and Mgmt For For For
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Report on Increasing Mgmt For Abstain Against
Authorized
Capital
10 Authority to Relocate Mgmt For Abstain Against
Headquater
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 05/26/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Report Mgmt For For For
4 Business Plan Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Consolidated Financial Mgmt For For For
Statements
7 Financial Statements Mgmt For For For
8 2016 Fees Mgmt For Abstain Against
9 2017 Fees Mgmt For Abstain Against
10 Allocation of 2016 Mgmt For For For
Profits/Dividends
11 Allocation of 2017 Mgmt For For For
Profits/Dividends
12 Report on Increasing Mgmt For Abstain Against
Authorized
Capital
13 Directors' and Mgmt For Abstain Against
Management's
Liability
Insurance
14 Authority to Relocate Mgmt For For For
Headquarter
15 Amendments to Articles Mgmt For For For
- Change of
Address
16 Appointment of Auditor Mgmt For For For
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Danang Rubber Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
DRC CINS Y1970H109 04/24/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Sueprvisors' Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Donaco International Limited
Ticker Security ID: Meeting Date Meeting Status
DNA CINS Q32504104 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-Elect Robert A. Mgmt For For For
Hines
4 Re-Elect Benedict Paul Mgmt For Against Against
Reichel
________________________________________________________________________________
Eclat Textile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1476 CINS Y2237Y109 06/16/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 04/28/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 10/03/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Abstain Against
- Change of Business
Scope
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gemadept Corporation
Ticker Security ID: Meeting Date Meeting Status
GMD CINS Y2690B109 05/26/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 BUSINESS PLAN Mgmt For For For
7 Share Issuance for Mgmt For Against Against
Loan
Conversion
8 Divestment of Capital Mgmt For For For
in
Subsidiaries
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hansae Company Limited
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Joong Jae Mgmt For For For
3 ELECTION OF AUDIT Mgmt For For For
COMMITTEE MEMBER: KIM
JOONG
JAE
4 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/10/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For Abstain Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
8 Annual Business Plan Mgmt For For For
9 Allocation of Funds Mgmt For For For
10 2017 Dividend Plan Mgmt For For For
11 Amendments to Articles Mgmt For Against Against
12 Dung Quat Steel Mgmt For For For
Complex Construction
Project
13 Transaction of Other Mgmt For Against Against
Business
14 Elect TRAN Dinh Long Mgmt For Against Against
15 Elect TRAN Tuan Duong Mgmt For For For
16 Elect NGUYEN Manh Tuan Mgmt For For For
17 Elect DOAN Gia Cuong Mgmt For For For
18 Elect TA Tuan Quang Mgmt For Against Against
19 Elect HOANG Quang Viet Mgmt For Against Against
20 Elect NGUYEN Ngoc Quang Mgmt For For For
21 Elect NGUYEN Viet Thang Mgmt For For For
22 Elect Jacobsen Mgmt For For For
Christian
Hans
23 Elect BUI Thi Hai Van Mgmt For Abstain Against
24 Elect VU Thanh Thuy Mgmt For Abstain Against
25 Elect PHAN Thi Thuy Mgmt For Abstain Against
Trang
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 05/26/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Change Mgmt For Abstain Against
Conversion Price for
HAG-CB2011
Bonds
5 Conversion of Bonds Mgmt For Abstain Against
6 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 06/30/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report Mgmt For For For
4 Business Plan Mgmt For For For
5 Accounts and Reports Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Allocation of Mgmt For For For
Profits/Dividends
9 Supervisors' Report Mgmt For For For
10 Resignation of Mgmt For For For
Director and
Supervisor
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
(Slate)
13 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 09/15/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report on 2015 Mgmt For For For
Business and
Investment
Activities
4 2016 Business Plan Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For Abstain Against
Transactions
10 Restructuring Mgmt For Abstain Against
11 Amendments to Articles Mgmt For Abstain Against
12 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hoang Huy Investment Services JSC
Ticker Security ID: Meeting Date Meeting Status
HHS CINS Y3R31R101 03/25/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management's Report Mgmt For For For
4 Business and Mgmt For For For
Investment
Report
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hoang Huy Investment Services JSC
Ticker Security ID: Meeting Date Meeting Status
HHS CINS Y3R31R101 07/22/2016 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Waiver of Mandatory Mgmt For Abstain Against
Takeover
Requirement
4 Board Size Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/28/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Resignation of Director Mgmt For For For
9 Constitution of Mgmt For For For
Procedural Rules for
Election
10 Election of Directors Mgmt For Abstain Against
(Slate)
11 Accounts and Reports Mgmt For For For
and Appointment of
Auditor
12 Issuance of Shares w/o Mgmt For Abstain Against
Preemptive
Rights
13 Transaction of Other Mgmt For Against Against
Business
14 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 10/21/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Establishment of Mgmt For For For
Wholly-owned
Subsidiary in
Laos
________________________________________________________________________________
Kido Group Corporation
Ticker Security ID: Meeting Date Meeting Status
KDC CINS Y4788V104 06/16/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supervisors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Allocation of 2016 Mgmt For For For
Profits/Dividends
6 Business Plan Mgmt For For For
7 Allocation of 2017 Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Amendment to Foreign Mgmt For For For
Investor
Restrictions
10 Amendments to Articles Mgmt For For For
- Business
Lines
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
KinhBac City Development Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
KBC CINS Y4788W102 09/21/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Authorization to Mgmt For For For
Implement Dividend
Payment and Increase
In Share
Capital
4 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/24/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Business Plan Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
9 Appointment of Board Mgmt For Against Against
Chairman as General
Director
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Share under Employee
Stock Option Scheme
12 Board Authorization to Mgmt For Abstain Against
Conduct Internal
Transactions
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 12/09/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement Mgmt For For For
4 2015 Dividend Mgmt For For For
Allocation and 2016
Dividend
Advance
5 Authorization for Mgmt For For For
Chairman/CEO and
Deputy CEO to
Implement Dividend
Matters
6 Approval of the Mgmt For For For
Offshore Offering and
Listing of
Non-Convertible
Bonds
7 Authorization for Mgmt For For For
Chairman/CEO and
Deputy CEO to
Implement the Debt
Offering
________________________________________________________________________________
McNex Company Limited
Ticker Security ID: Meeting Date Meeting Status
097520 CINS Y5S05U100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect YU In Soo Mgmt For Against Against
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 04/27/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Business Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of 2016 Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Business Plan Mgmt For For For
11 Issuance of Shares to Mgmt For Against Against
Increase Authorized
Capital
12 Bonus Share Issuance Mgmt For For For
13 Authority to Issue Mgmt For For For
Share under Employee
Stock Option Scheme
14 Amendments to Mgmt For For For
Governance
Structure
15 Amendments to Articles Mgmt For For For
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 04/28/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Supervisors' Mgmt For For For
Self-Assessment
Report
7 Accounts and Reports Mgmt For For For
8 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 05/20/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Business Plan Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 04/27/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Supervisors' Mgmt For For For
Assessment
Report
9 Amendments to Articles Mgmt For Abstain Against
10 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 07/29/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of TRAN Mgmt For For For
Van
Hoat
5 Elect HO Ngoc Yen Mgmt For Against Against
Phuong
________________________________________________________________________________
Petrovietnam Fertilizer and Chemicals Co
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/20/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Accounts and Reports Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Allocation of 2016
and 2017
Profit/Dividend
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 04/27/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Business Plan Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For Against Against
11 Amendments to Articles Mgmt For For For
- Function of R&D
Fund
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Directors Mgmt For Abstain Against
14 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Petrovietnam Technical Services Corp
Ticker Security ID: Meeting Date Meeting Status
PVS CINS Y6807J103 04/28/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors',Supervisors' Mgmt For For For
, and Management's
Report
3 Business Plan Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Scrip Dividend and Mgmt For For For
Increase Authorized
Capital
8 Authority to Change Mgmt For For For
Stock
Exchange
9 Elect DO Quoc Hoan as Mgmt For Against Against
Director and HO Thi
Oanh as
Supervisor
10 Directors' and Mgmt For For For
Suprevisors'
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Petrovietnam Transportation Corporation
Ticker Security ID: Meeting Date Meeting Status
PVT CINS Y6825F109 04/05/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Management's Report Mgmt For For For
5 2017 Business Plan Mgmt For For For
6 Expansion Plan Mgmt For For For
7 Reorganizing Plan Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
13 Amendments to Articles Mgmt For Abstain Against
- Number of
Directors
14 Ratification of Board Mgmt For For For
Acts
15 Transaction of Other Mgmt For Against Against
Business
16 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Petrovietnam Transportation Corporation
Ticker Security ID: Meeting Date Meeting Status
PVT CINS Y6825F109 09/15/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval to Appoint Mgmt For For For
Additional
Director
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 04/21/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Reports and Mgmt For For For
Business
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Proposed 2017 Mgmt For For For
Directors' and
Supervisors'
Fees
6 Appointment of Auditor Mgmt For For For
7 Appointment of Board Mgmt For Against Against
Chairman as General
Director
8 Authority to Issue Mgmt For For For
Share under Employee
Stock Option Scheme
9 Transaction of Other Mgmt For Against Against
Business
10 Elect NGO Van Diem as Mgmt For For For
Director
11 Elect HO Thi Huong Tra Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 06/30/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
2015
6 Allocation of Mgmt For For For
Profits/Dividends
2015
7 Appointment of Auditor Mgmt For For For
2016
8 Accounts and Reports Mgmt For For For
2016
9 Allocation of Mgmt For For For
Profits/Dividends
2016
10 Directors' and Mgmt For For For
Supervisors'
Remuneration
2016
11 Directors' and Mgmt For For For
Supervisors'
Remuneration
2017
12 Investment Plan Mgmt For For For
13 Appointment of Auditor Mgmt For For For
2017
14 Finance Company Mgmt For For For
15 Insurance Company Mgmt For For For
16 Non-insurance Company Mgmt For For For
17 Board Authorization Mgmt For For For
18 Amendments to Articles Mgmt For For For
- Business
Lines
19 Amendments to Articles Mgmt For For For
20 Transaction of Other Mgmt For Against Against
Business
21 Election of Directors Mgmt For Abstain Against
(Slate)
22 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 04/27/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Abstain Against
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 06/13/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Rui C. de Sousa Mgmt For For For
6 Elect Edward T. Story Mgmt For For For
7 Elect Roger Cagle Mgmt For For For
8 Elect Cynthia Cagle Mgmt For For For
9 Elect Robert G. Gray Mgmt For For For
10 Elect Olivier M.G. Mgmt For For For
Barbaroux
11 Elect Ettore Contini Mgmt For For For
12 Elect Antonio Vitor Mgmt For For For
Martins
Monteiro
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Tan Tao Investment Industry Corporation
Ticker Security ID: Meeting Date Meeting Status
ITA CINS Y84914103 06/24/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of DANG Mgmt For For For
Quang Hanh as the
General Manager and
Legal
Representative
5 Amendments to Articles Mgmt For Abstain Against
6 Annual Business Plan Mgmt For For For
7 Authority to Make Mgmt For For For
Investment and
Divestiture
8 Construction of Tan Mgmt For For For
Tao
Plaza
9 Authority to Raise Mgmt For Against Against
Capital
10 Board Chair Mgmt For For For
Authorization to
Implement Shareholder
Resolutions
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 05/25/2017 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Swap For Merger Mgmt For For For
4 Authority to Issue Mgmt For For For
Swap
Shares
5 Merger: Additional Mgmt For For For
Listing of
Shares
6 Merger Contract Mgmt For For For
7 Business Scope Upon Mgmt For For For
Merger
8 Merger: Amendments to Mgmt For For For
Articles
9 Adoption of New Mgmt For For For
Articles Upon
Merger
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 08/02/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
5 Increase in Authorized Mgmt For For For
Capital
6 Board Authorization to Mgmt For For For
Implement Share
Issuance and Capital
Increase
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 10/31/2016 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report, Mgmt For For For
Supervisors' Report,
and Management
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Business Plan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Statement of Election Mgmt For Abstain Against
of Directors
(Slate)
11 Statement of Election Mgmt For Abstain Against
of Supervisors
(Slate)
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Directors Mgmt For Abstain Against
(Slate)
14 Election of Mgmt For Abstain Against
Supervisors
(Slate)
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/20/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Management's Report of Mgmt For For For
5-year
Plan
6 5-year Business Plan Mgmt For For For
7 Directors' Report Mgmt For For For
8 Directors' Report of Mgmt For For For
5-year
Plan
9 Supervisors' Report Mgmt For For For
10 Supervisors' Report of Mgmt For For For
5-year
Plan
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
13 Appointment of Auditor Mgmt For For For
14 Transaction of Other Mgmt For Against Against
Business
15 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Vietnam Dairy Products JSC
Ticker Security ID: Meeting Date Meeting Status
VNM CINS Y9365V104 04/15/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of 2016 Mgmt For For For
Profits/Dividends
7 Five-year Plan Mgmt For For For
2017-2021 and 2017
Dividend
Plan
8 Appointment of Auditor Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Amendments to Mgmt For For For
Governance
Structure
11 Change in Board Size Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt For Against Against
Business
14 Elect Michael Chye Hin Mgmt For For For
Fah
15 Elect NGUYEN Ba Duong Mgmt For For For
16 Elect DANG Thi Thu Ha Mgmt For For For
17 Elect NGUYEN Hong Hien Mgmt For For For
18 Elect DO Le Hung Mgmt For For For
19 Elect LEE Meng Tat Mgmt For For For
20 Elect LE Thanh Liem Mgmt For For For
21 Elect MAI Kieu Lien Mgmt For For For
22 Elect LE Thi Bang Tam Mgmt For For For
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 04/26/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management's Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Issuance and Exchange Mgmt For For For
of Shares w/o
Preemptive
Rights
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Amendments to Articles Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
11 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 08/19/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
5 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 12/22/2016 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger and Absorption Mgmt For Abstain Against
4 Approval of Merger Mgmt For Abstain Against
Contract
5 Board Authorization to Mgmt For Abstain Against
Implement Merger
Transaction
Pursuant to the requirements of the Investment Company Act of 1940,the
registrant has duly caused this report to be signed on its behalf by the
undersigned,thereunto duly authorised.
Registrant: VanEck Vectors ETF Trust
By: /s/ Jan F. van Eck
Name: Jan F. van Eck
Title: Chief Executive Officer
Date: Aug 30, 2017